QUAD FAMILY FOUNDATION: Form 990PF, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- QUAD FAMILY FOUNDATION (EIN 46-3835222)
- Tax period
- 2021-01-01 to 2021-12-31
- Filed
- 2022-11-14
- IRS object ID
- 202233199349100803
- Schema version
- 2021v4.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Expenditure Responsibility Stmt
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-11-14T23:39:03-06:00 | ReturnTs |
| Tax Period End | 2021-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 346565596 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ERNST & YOUNG US LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 99 WOOD AVENUE SOUTH | AddressLine1Txt |
| City | ISELIN | CityNm |
| State Abbreviation | NJ | StateAbbreviationCd |
| ZIP | 08830 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2021-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 463835222 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | QUAD FAMILY FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | QUAD | BusinessNameControlTxt |
| Phone | 5188864358 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 251 LITTLE FALLS DRIVE | AddressLine1Txt |
| City | WILMINGTON | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 19808 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | MEGHAN MAKAY | PersonNm |
| Person Title | CO-PRESIDENT | PersonTitleTxt |
| Phone | 5188864358 | PhoneNum |
| Signature | 2022-11-14 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | MEGHAN | PersonFirstNm |
| Person Last | MAKAY | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | XXX-XX-XXXX | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | MICHAEL R SALES | PreparerPersonNm |
| PTIN | P01770943 | PTIN |
| Phone | 7325164200 | PhoneNum |
| Preparation | 2022-11-12 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $93,467,191 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $39,769,385 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $608,114 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $640,970 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $583,253 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $7,772,947 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,847,892 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $40,960,752 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $2,488,862 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $13,596 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $6,798 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $6,798 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $12,764 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $12,764 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $4,959 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $6,364 | InterestNetInvstIncmAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $42,106 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $21 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $914 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $19,549 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $914 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $74,339 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $45,496 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $7,712 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $3,174,282 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $3,174,282 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $3,248,621 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $45,496 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $3,181,994 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $37,712,131 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $2,443,366 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $442,973 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $5,141,000 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $5,141,000 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $14,223,284 | CorporateStockBOYAmt |
| Corporate Stock EOY | $36,351,024 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $40,140,003 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $5,065,356 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $4,204,723 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $4,343,110 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $18,185,289 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $29,692,244 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $43,843,078 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $37,916,902 | TotalAssetsBOYAmt |
| Total Assets EOY | $75,388,991 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $93,467,191 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $37,916,902 | RetainedEarningBOYAmt |
| Retained Earning EOY | $75,388,991 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $37,916,902 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $75,388,991 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $37,916,902 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $75,388,991 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $37,916,902 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $37,712,131 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $75,629,033 | SubtotalAmt |
| Other Decreases | $240,042 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $75,388,991 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (8 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | $7,243,845 | $6,149,002 | $1,094,843 | $1,094,843 | |
| PMC I ACCESS - DIST IN EXCESS OF BASIS | $391,925 | $391,925 | $391,925 | P | |
| PEP IX OFF - DIST IN EXCESS OF BASIS | $68,127 | $68,127 | $68,127 | P | |
| HELLMAN & FRIEDMAN INVESTORS X LP - STCL | $263 | -$263 | -$263 | P | |
| PROGRESS RESIDENTIAL ACCESS OFFSHORE - LTCG | $223,650 | $223,650 | $223,650 | P | |
| HELLMAN & FRIEDMAN INVESTORS X LP - LTCG | $397 | $397 | $397 | P | |
| GOLDMAN SACHS SOCIAL IMPACT FUND LP - LTCG | $163 | $163 | $163 | P | |
| CAPITAL GAINS DIVIDENDS | $69,050 | $69,050 | $69,050 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,847,892 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $33,963 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $33,963 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $33,963 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $31,754 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $28,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $59,754 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $30 | EsPenaltyAmt |
| Overpayment | $25,761 | OverpaymentAmt |
| Applied To ES Tax | $25,761 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | CO JOSEPH HASENKOPF | IndividualWithBooksNm |
| Phone | 5188864358 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 100 COLISEUM DRIVE | AddressLine1Txt |
| City | COHOES | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 12047 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | Yes (1) | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | 0 | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (1) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| MEGHAN MACKAY | ||||||||
| 47 W 70TH STREET | NEW YORK | NY | 10023 | CO-PRESIDENT, DIRECTOR | 1.00 | $0 | $0 | $0 |
| ALLEN THORPE | ||||||||
| 47 W 70TH STREET | NEW YORK | NY | 10023 | DIR, SEC, TREAS, CO-PRESIDENT | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $21,886,340 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,053,935 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $38,702,365 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $61,642,640 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $61,642,640 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $924,640 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $60,718,000 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $3,035,900 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $3,035,900 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $33,963 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $33,963 | TotalTaxAmt |
| Distributable Before Adj | $3,001,937 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $3,001,937 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $3,001,937 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $3,181,994 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $3,181,994 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $3,001,937 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $99,440 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr3 | $1,855,392 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $1,231,524 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $1,103,517 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $4,289,873 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $3,181,994 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $3,001,937 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $180,057 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $4,469,930 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $99,440 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $4,370,490 | ExcessDistriCyovToNextYrAmt |
| Excess From Year3 | $1,855,392 | ExcessFromYear3Amt |
| Excess From Year2 | $1,231,524 | ExcessFromYear2Amt |
| Excess From Year1 | $1,103,517 | ExcessFromYear1Amt |
| Excess From Current Year | $180,057 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | MEGHAN MACKAY | ContributingManagerNm |
| Contributing Manager | ALLEN THORPE | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (19 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| SCHOOL FOR ETHICS AND GLOBAL LEADERSHIP | ||||||
| 1528 18TH STREET NW | WASHINGTON | DC | 20036 | PC | GENERAL AND UNRESTRICTED | $40,000 |
| PRESIDENT & FELLOWS HARVARD | ||||||
| 1033 MASSACHUSETTS AVE STE 2 | CAMBRIDGE | MA | 02138 | PC | GENERAL AND UNRESTRICTED | $50,000 |
| LEVERAGED FOUNDATION | ||||||
| 321 BROADWAY | SARATOGA SPRINGS | NY | 12866 | POF | GENERAL AND UNRESTRICTED | $500,000 |
| NEW HEIGHTS YOUTH INC | ||||||
| 2472 BROADWAY PMB 112 | NEW YORK | NY | 10025 | PC | GENERAL AND UNRESTRICTED | $25,000 |
| FRIENDS OF FOUNDATION ACADEMY | ||||||
| PO BOX 4093 | TRENTON | NJ | 08610 | PC | GENERAL AND UNRESTRICTED | $25,000 |
| STANFORD UNIVERSITY DEVELOPMENT SERVICES | ||||||
| 326 GALVEZ STREET | STANFORD | CA | 94305 | PC | GENERAL AND UNRESTRICTED | $50,000 |
| GOOD PLUS FOUNDATION | ||||||
| 306 W 37TH STREET 8TH FLOOR | NEW YORK | NY | 10018 | PC | GENERAL AND UNRESTRICTED | $25,000 |
| 1ST TENNESSEEFIRST HORIZON | ||||||
| 1755 LYNNFIELD ROAD | MEMPHIS | TN | 38119 | PC | GENERAL AND UNRESTRICTED | $50,000 |
| STANFORD UNIVERSITY DEVELOPMENT SERVICES | ||||||
| 326 GALVEZ STREET | STANFORD | CA | 94305 | PC | GENERAL AND UNRESTRICTED | $5,000 |
| THREAD INC | ||||||
| 2401 LIBERTY HEIGHTS AVENUE | BALTIMORE | MD | 21215 | PC | GENERAL AND UNRESTRICTED | $50,000 |
| ZETA CHARTER SCHOOLS INC | ||||||
| 160 WEST 85TH STREET NO 2B | NEW YORK | NY | 10024 | PC | GENERAL AND UNRESTRICTED | $250,000 |
| ETHICAL CULTURE FIELDSTONE SCHOOL NY | ||||||
| 33RD CENTRAL PARK W | NEW YORK | NY | 10023 | PC | GENERAL AND UNRESTRICTED | $50,000 |
| LEVERAGED FOUNDATION | ||||||
| 230 PARK AVENUE 3RD FLOOR WEST | NEW YORK | NY | 10169 | POF | GENERAL AND UNRESTRICTED | $500,000 |
| ROBIN HOOD FOUNDATION | ||||||
| 826 BROADWAY 9TH FL | NEW YORK | NY | 10003 | PC | GENERAL AND UNRESTRICTED | $100,000 |
| BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY | ||||||
| 326 GALVEZ STREET | STANFORD | CA | 94305 | PC | GENERAL AND UNRESTRICTED. GIFTED 18,497 SHARES OF ACGL STOCK FMV - $804,250FMV - $804,350BV - $491,920BOOK VALUE IS THE DONORS COST BASIS AT DATE OF DONATION TO FOUNDATIONFMV IS VALUE ON DATE OF GIFT | $804,250 |
| BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY | ||||||
| 326 GALVEZ STREET | STANFORD | CA | 94305 | PC | GENERAL AND UNRESTRICTED. GIFTED 925 SHARES OF ACGL STOCK FMV - $40,635FMV - $40,635BV - $24,600BOOK VALUE IS THE DONORS COST BASIS AT DATE OF DONATION TO FOUNDATIONFMV IS VALUE ON DATE OF GIFT | $40,635 |
| BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY | ||||||
| 326 GALVEZ STREET | STANFORD | CA | 94305 | PC | GENERAL AND UNRESTRICTED. GIFTED 1,156 SHARES OF ACGL STOCK FMV - $50,783FMV - $50,783BV - $30,743BOOK VALUE IS THE DONORS COST BASIS AT DATE OF DONATION TO FOUNDATIONFMV IS VALUE ON DATE OF GIFT | $50,783 |
| BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY | ||||||
| 326 GALVEZ STREET | STANFORD | CA | 94305 | PC | GENERAL AND UNRESTRICTED. GIFTED 1,156 SHARES OF ACGL STOCK FMV - $50,783FMV - $50,783BV - $30,743BOOK VALUE IS THE DONORS COST BASIS AT DATE OF DONATION TO FOUNDATIONFMV IS VALUE ON DATE OF GIFT | $50,783 |
| BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY | ||||||
| 326 GALVEZ STREET | STANFORD | CA | 94305 | PC | GENERAL AND UNRESTRICTED. GIFTED 354 SHARES OF LLY STOCK FMV - $507,830FMV - $507,831BV - $307,434BOOK VALUE IS THE DONORS COST BASIS AT DATE OF DONATION TO FOUNDATIONFMV IS VALUE ON DATE OF GIFT | $507,831 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $3,174,282 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 901101 | BusinessCd |
| Unrelated Business Taxbl Incm | $102,738 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $505,376 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 901101 | BusinessCd |
| Unrelated Business Taxbl Incm | $205 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 18 | ExclusionCd |
| Exclusion | $583,048 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | K-1 INCOME (LOSS) | Desc |
| Business | 901101 | BusinessCd |
| Unrelated Business Taxbl Incm | -$95,034 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 01 | ExclusionCd |
| Exclusion | $95,034 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $7,909 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $1,183,458 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,191,367 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
Contributor Business Name ContributorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ALLEN THORPE | BusinessNameLine1Txt |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 47 W 70TH STREET | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10023 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $29,769,385 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
| Noncash Contribution | Yes (X) | NoncashContributionInd |
Non Cash Property Contribution NonCashPropertyContributionGrp (15 entries)
| ContributorContributorNum | Noncash PropertyNoncashPropertyDesc | Fair Market ValueFairMarketValueAmt | ReceivedReceivedDt |
|---|---|---|---|
| 1 | 83,400 SHARES OF ISHARES MSCI BRAZIL SECURITIES | $3,451,926 | 2021-06-09 |
| 1 | 69,230 SHARES OF ADVENT CONVERTIBLE AND INCOME MUTUAL FUND SECURITIES | $1,349,293 | 2021-07-08 |
| 1 | 15,000 SHARES OF VANECK VECTORS AGRIBUSINESS ETFSECURITIES | $1,352,850 | 2021-07-08 |
| 1 | 57,658 SHARES OF ISHARES GLOBAL CONSUMER STAPLE CMN SECURITIES | $3,512,525 | 2021-07-08 |
| 1 | 115,171 SHARES OF BLACKROCK ENHANCED EQ SECURITIES | $1,139,041 | 2021-12-07 |
| 1 | 50000 SHARES OF GROCERY OUTLET HOLDING CORP. CMN SECURITIES | $1,367,000 | 2021-12-07 |
| 1 | 22185 SHARES OF VANECK VECTORS AGRIBUSINESS ET SECURITIES | $2,082,062 | 2021-12-07 |
| 1 | 3,981 SHARES OF MFS FAMILY OF FUNDS MUTUAL FUND RECEIVED FROM CITI SECURITIES | $221,497 | 2021-12-10 |
| 1 | 10,946 SHARES OF PRIMECAP MUTUAL FUND RECEIVED FROM CITI SECURITIES | $466,301 | 2021-12-13 |
| 1 | 76,000 SHARES OF BLACKROCK FLOATING RATE SECURITIES | $995,600 | 2021-12-20 |
| 1 | 3,332 SHARES OF SPDR S&P 500 ETF SECURITIES | $1,515,994 | 2021-12-20 |
| 1 | 4,600 SHARES OF VANGUARD S&P 500 SECURITIES | $1,931,080 | 2021-12-20 |
| 1 | 315,950 SHARES OF GLOBAL X SUPERDIVIDEND REIT SECURITIES | $2,859,348 | 2021-12-20 |
| 1 | 64,985 SHARES OF VANGUARD FTSE EMERGING SECURITIES | $3,106,933 | 2021-12-20 |
| 1 | 37,456 SHARES OF ISHARES TRUST - ISHARES PRODUCT: GSN 2Z4IV3 SECURITIES | $4,417,935 | 2021-12-20 |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $13,596 | Amt |
| Net Investment Income | $6,798 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $6,798 | DisbursementsCharitablePrpsAmt |
Expenditure Responsibility Stmt ExpenditureResponsibilityStmt
Expenditure Responsibility ExpenditureResponsibilityGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | GrantGrantDt | GrantGrantAmt | Purpose Of GrantPurposeOfGrantTxt | Expended By GranteeExpendedByGranteeAmt | Any Diversion By GranteeAnyDiversionByGranteeTxt | Dates Of Reports By GranteeDatesOfReportsByGranteeTxt | VerificationVerificationDt | Results Of VerificationResultsOfVerificationTxt |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LEVERAGED FOUNDATION | |||||||||||
| 321 BROADWAY | SARATOGA SPRINGS | NY | 12866 | 2020-05-13 | $500,000 | TO IMPROVE THE QUALITY OF INSTRUCTION AND BUILD MANAGEMENT CAPACITY IN SCHOOL NETWORKS WITH GREAT POTENTIAL. | $500,000 | NO | 05/13/22 | 2022-05-13 | TO THE KNOWLEDGE OF THE FOUNDATION, AND BASED UPON THE REPORTS FURNISHED BY THE GRANT RECIPIENT, NO PART HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. |
| LEVERAGED FOUNDATION | |||||||||||
| 321 BROADWAY | SARATOGA SPRINGS | NY | 12866 | 2021-01-19 | $500,000 | TO IMPROVE THE QUALITY OF INSTRUCTION AND BUILD MANAGEMENT CAPACITY IN SCHOOL NETWORKS WITH GREAT POTENTIAL. | $500,000 | NO | 05/13/22 | 2022-05-13 | TO THE KNOWLEDGE OF THE FOUNDATION, AND BASED UPON THE REPORTS FURNISHED BY THE GRANT RECIPIENT, NO PART HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. |
| LEVERAGED FOUNDATION | |||||||||||
| 321 BROADWAY | SARATOGA SPRINGS | NY | 12866 | 2021-09-02 | $500,000 | TO IMPROVE THE QUALITY OF INSTRUCTION AND BUILD MANAGEMENT CAPACITY IN SCHOOL NETWORKS WITH GREAT POTENTIAL. | $203,943 | NO | 05/13/22 | 2022-05-13 | TO THE KNOWLEDGE OF THE FOUNDATION, AND BASED UPON THE REPORTS FURNISHED BY THE GRANT RECIPIENT, NO PART HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (59 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| AIR LEASE CORPORATION MTN 2.3% 02/01/2025 USD SR LIEN | $64,326 | $66,539 |
| AMAZON.COM, INC. 3.15% 08/22/2027 USD SER WI SR LIEN | $67,811 | $70,981 |
| AMERICAN HONDA FINANCE MTN 3.45% 07/14/2023 USD SR LIEN | $54,905 | $58,132 |
| AMERICAN TOWER CORP 3.55% 07/15/2027 USD SR LIEN | $32,860 | $32,556 |
| ANHEUSER-BUSCH INBEV WOR 4.0% 04/13/2028 USD SR LIEN | $73,830 | $72,917 |
| APPLE INC. 0.7% 02/08/2026 USD SR LIEN | $29,933 | $29,486 |
| AT&T INC 4.25% 03/01/2027 USD SR LIEN | $39,007 | $39,342 |
| B.A.T. CAPITAL CORPORATION 3.557% 08/15/2027 USD SR LIEN | $58,953 | $58,460 |
| BANK OF AMERICA CORPORATION HYBRID MTN 07/23/2024 USD SR LIEN | $75,000 | $79,419 |
| BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. | $995,600 | $1,025,749 |
| BOEING COMPANY (THE) 2.196% 02/04/2026 USD SR LIEN | $35,147 | $35,315 |
| BROADCOM CORPORATION 3.875% 01/15/2027 USD SER WI | $38,147 | $38,598 |
| CANADIAN IMPERIAL BANK 0.95% 06/23/2023 USD SR LIEN | $84,952 | $85,129 |
| CHARLES SCHWAB CORPORATION (TH 0.9% 03/11/2026 USD SR LIEN | $74,909 | $73,387 |
| CITIGROUP INC. 4.3% 11/20/2026 USD SUB LIEN S&P BBB | $39,314 | $38,917 |
| CROWN CASTLE INTERNATIONAL COR 3.8% 02/15/2028 USD SR LIEN | $16,397 | $16,549 |
| CVS HEALTH CORPORATION 3.5% 07/20/2022 USD SR LIEN | $59,462 | $61,610 |
| DELL INT LLC / EMC CORP 4.9% 10/01/2026 USD SR LIEN | $17,207 | $17,088 |
| DH EUROPE FINANCE II 2.2% 11/15/2024 USD SER 5YR SR LIEN | $65,014 | $66,619 |
| DISCOVER FINANCIAL SVS 4.1% 02/09/2027 USD SR LIEN | $22,004 | $22,014 |
| DUKE ENERGY CORPORATION 3.15% 08/15/2027 USD SR LIEN | $37,838 | $37,254 |
| EASTMAN CHEMICAL COMPANY 3.6% 08/15/2022 USD SR LIEN | $44,987 | $46,114 |
| EATON CORP 2.75% 11/02/2022 USD SER B SR LIEN | $70,410 | $71,622 |
| ENERGY TRANSFER OPERATNG 2.9% 05/15/2025 USD SR LIEN | $39,970 | $41,438 |
| ENTERPRISE PRODS OPER LLC 3.35% 03/15/2023 USD SR LIEN | $59,800 | $61,990 |
| ESTEE LAUDER COMPANIES INC. (T 2.0% 12/01/2024 USD SR LIEN | $69,595 | $72,035 |
| FIRST HORIZON NATIONAL CORPORA 4.0% 05/26/2025 USD SR LIEN | $24,956 | $26,835 |
| GENERAL MOTORS FINANCIAL COMPA 4.35% 01/17/2027 USD SR LIEN | $33,635 | $33,661 |
| GLAXOSMITHKLINE CAPITAL PLC 3.375% 05/15/2023 USD SER | $69,876 | $72,795 |
| HP ENTERPRISE CO 4.45% 10/02/2023 USD SR LIEN NEXT CALL | $56,151 | $58,647 |
| INTUIT INC 1.35% 07/15/2027 SR LIEN NEXT CALL DT. 05 15 27 | $59,944 | $59,093 |
| JPMORGAN CHASE & CO. HYBRID 03/13/2026 USD SR LIEN | $65,000 | $66,184 |
| JPMORGAN CHASE & CO. HYBRID 07/23/2024 USD SR LIEN | $15,000 | $15,884 |
| KINDER MORGAN INC 4.3% 03/01/2028 USD SR LIEN | $46,107 | $46,180 |
| LABORATORY CORPORATION OF AMER 2.3% 12/01/2024 USD | $64,850 | $66,736 |
| M&T BANK CORPORATION 3.55% 07/26/2023 USD SR LIEN | $64,950 | $68,473 |
| MCDONALD'S CORPORATION MTN 3.35% 04/01/2023 USD SR | $49,873 | $51,894 |
| MORGAN STANLEY HYBRID MTN 07/22/2025 USD SR LIEN | $80,344 | $83,417 |
| MPLX LP 4.875% 12/01/2024 USD SER WI SR LIEN NEXT CALL | $61,084 | $65,381 |
| PAYPAL HOLDINGS, INC. 2.4% 10/01/2024 USD SR LIEN NEXT | $65,146 | $67,677 |
| PNC FINANCIAL SERVICES GROUP, 2.6% 07/23/2026 USD SR | $74,857 | $79,311 |
| PROCTER & GAMBLE COMPANY (THE) 2.8% 03/25/2027 USD | $79,798 | $85,249 |
| PRUDENTIAL FINANCIAL INC MTN 1.5% 03/10/2026 USD SR | $64,722 | $65,366 |
| REALTY INCOME CORP 3.4% 01/15/2028 SR LIEN | $57,582 | $60,222 |
| ROPER TECHNOLOGIES INC 3.65% 09/15/2023 USD SR LIEN | $67,248 | $68,368 |
| ROYAL BANK OF CANADA MTN 3.7% 10/05/2023 USD SR LIEN | $80,352 | $84,616 |
| RYDER SYSTEM INC MTN 3.75% 06/09/2023 USD SR LIEN | $64,866 | $67,563 |
| SOUTHERN POWER COMPANY 4.15% 12/01/2025 USD SR LIEN | $74,683 | $81,862 |
| SUMITOMO MITSUI FINANCIAL GROU 3.748% 07/19/2023 | $70,000 | $74,109 |
| SUNTRUST BANK HYBRID 08/02/2024 USD SER BKNT SR LIEN | $70,000 | $74,077 |
| SYNCHRONY FINANCIAL 3.7% 08/04/2026 USD SR LIEN | $37,427 | $37,718 |
| TRANSCANADA PIPELINES LIMITED 4.25% 05/15/2028 USD SER 10YR SR LIEN | $16,903 | $16,821 |
| UNITEDHEALTH GROUP INCORPORATE 3.5% 06/15/2023 USD | $59,970 | $62,500 |
| VERIZON COMMUNICATIONS INC. 2.625% 08/15/2026 USD SR | $62,282 | $68,352 |
| VISA INC. 3.15% 12/14/2025 USD SR LIEN NEXT CALL DT. 09 14 | $68,702 | $74,747 |
| WASTE MANAGEMENT INC 1.15% 03/15/2028 SR LIEN NEXT | $14,991 | $14,378 |
| WELLS FARGO & COMPANY MTN 3.75% 01/24/2024 USD SR | $82,243 | $85,374 |
| WESTPAC BANKING CORPORATION 2.35% 02/19/2025 USD SR | $74,979 | $78,114 |
| XILINX INC 2.95% 06/01/2024 USD SR LIEN NEXT CALL DT. 04 01 | $58,824 | $62,246 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (16 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ARCH CAPITAL GROUP LTD. CMN (ACGL) | $3,785,316 | $6,326,746 |
| GROCERY OUTLET HOLDING CORP. CMN (GO) | $3,889,553 | $3,153,672 |
| GS EMERGING MARKETS EQUITY FUND CLASS P (GAHPX) | $773,304 | $1,107,455 |
| GS GQG PARTNERS INTERNATIONAL OPPORTUNITIES FU | $798,738 | $925,635 |
| ISHARES TR DJ SEL DIVIDEND INX | $5,937,539 | $6,539,686 |
| SPDR S&P 500 ETF TRUST (SPY) | $1,970,391 | $2,663,101 |
| ADVENT CONVERTIBLE AND INCOME MUTUAL FUND (AVK) | $1,349,293 | $1,277,986 |
| BLACKROCK ENHANCED EQ MUTUAL FUND DIVIDEND TR | $1,139,041 | $1,160,924 |
| S&P 500 INDEX FUND (VANGUARD) | $1,931,080 | $2,008,222 |
| MFS FAMILY OF FUNDS MFS SERIES TRUST X - MFS INTER | $221,497 | $223,806 |
| PRIMECAP ODYSSEY STOCK FUND (POSKX) | $507,468 | $481,226 |
| ISHARES GLOBAL CONSUMER STAPLE CMN (KXI) | $3,512,525 | $3,732,231 |
| GLOBAL X SUPERDIVIDEND REIT ETF (SRET) | $2,859,348 | $3,007,844 |
| VANGUARD FTSE EMERGING MKTS ETF (VWO) | $3,106,933 | $3,214,158 |
| ISHARES MSCI BRAZIL ETF (EWZ) | $1,134,086 | $769,118 |
| VANECK VECTORS AGRIBUSINESS ET ETF (MOO) | $3,434,912 | $3,548,193 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (13 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| HELLMAN & FRIEDMAN INVESTORS IX, LP | AT COST | $12,897,007 | $12,897,007 |
| GOLDMAN SACHS SOCIAL IMPACT FU | AT COST | $508,522 | $545,446 |
| PMC PARTNERS I OFFSHORE ACCESS | AT COST | $0 | $322,909 |
| PROGRESS RESIDENTIAL ACCESS OF | AT COST | $0 | $517,184 |
| D1 CAPITAL PARTNERS OFFSHORE L | AT COST | $7,500,000 | $17,327,204 |
| VINTAGE VII OFFSHORE | AT COST | $757,907 | $1,434,672 |
| PRIVATE EQUITY MANAGERS (2016) | AT COST | $633,371 | $1,280,788 |
| GLOBAL PRIVATE OPPORTUNITIES PARTNERS II OFFSHORE SCSP | AT COST | $875,954 | $2,802,180 |
| HELLMAN & FRIEDMAN INVESTORS X, LP | AT COST | $4,820,234 | $4,820,234 |
| DST OPPORTUNITIES II ACCESS LLC | AT COST | $999,249 | $999,249 |
| NYC FACILITY FUND | AT COST | $300,000 | $300,000 |
| CSGF SENIOR DEBT FUND | AT COST | $400,000 | $400,000 |
| PRIVATE EQUITY PARTNERS IX OFF | AT COST | $0 | $196,205 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | NET COST BASIS ADJUSTMENT AND WRITE-UP TO FMV OF DONATED STOCK | Desc |
| Amt | $240,042 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| OTHER EXPENSE - CSC | $914 | $0 | $914 |
| K-1 OTHER DEDUCTIONS | $0 | $19,549 | $0 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT MANAGEMENT FEES | CategoryTxt |
| Amt | $12,764 | Amt |
| Net Investment Income | $12,764 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FEDERAL EXCISE TAX | $42,106 | $0 | $0 |
| FOREIGN TAX | $0 | $21 | $0 |
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