SHENANDOAH FOUNDATION: Form 990PF, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- SHENANDOAH FOUNDATION (EIN 94-1675019)
- Tax period
- 2021-01-01 to 2021-12-31
- Filed
- 2022-11-08
- IRS object ID
- 202233129349102313
- Schema version
- 2021v4.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Expenditure Responsibility Stmt
- Investments Other Schedule2
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Liabilities Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-11-08T18:58:27-06:00 | ReturnTs |
| Tax Period End | 2021-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 941341042 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | FRANK RIMERMAN & CO LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1 EMBARCADERO CENTER STE 2410 | AddressLine1Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94111 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2021-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 941675019 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SHENANDOAH FOUNDATION | BusinessNameLine1Txt |
| Business Name Line2 | C/O FRANK RIMERMAN & CO LLP | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | SHEN | BusinessNameControlTxt |
| Phone | 4154391144 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ONE EMBARCADERO CENTER 2410 | AddressLine1Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94111 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | RC JOHNSTONE JR | PersonNm |
| Person Title | VICE PRESIDENT | PersonTitleTxt |
| Phone | 4154391144 | PhoneNum |
| Signature | 2022-11-02 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | RC | PersonFirstNm |
| Person Last | JOHNSTONE JR | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JONATHAN H HAM | PreparerPersonNm |
| PTIN | P01419333 | PTIN |
| Phone | 4154391144 | PhoneNum |
| Preparation | 2022-11-02 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $20,582,405 | FMVAssetsEOYAmt |
| Method Of Accounting Other | Yes (X) | MethodOfAccountingOtherInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $2,000,000 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $22,759 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $22,759 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $255,240 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $255,240 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $990,858 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $4,516,760 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $990,858 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $138 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $138 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $3,268,995 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,268,995 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $8,250 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $8,250 | AccountingFeesChrtblPrpsAmt |
| Taxes Rev And Expnss | $87,467 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $13,964 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $150 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $138,259 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $138,259 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $233,976 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $152,223 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $8,400 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,435,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,435,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,668,976 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $152,223 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,443,400 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $1,600,019 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,116,772 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $4,091,322 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $2,539,927 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $2,539,927 | SavAndTempCashInvstEOYFMVAmt |
| Other Investments BOY | $10,623,154 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $13,879,596 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $18,042,478 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $4,967 | OtherAssetsBOYAmt |
| Other Assets EOY | $0 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $0 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $14,719,443 | TotalAssetsBOYAmt |
| Total Assets EOY | $16,419,523 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $20,582,405 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $0 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $68,386 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $68,386 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $14,719,443 | RetainedEarningBOYAmt |
| Retained Earning EOY | $16,351,137 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $14,719,443 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $16,351,137 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $14,719,443 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $16,419,523 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $14,719,443 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $1,600,019 | ExcessRevenueOverExpensesAmt |
| Other Increases | $31,675 | OtherIncreasesAmt |
| Subtotal | $16,351,137 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $16,351,137 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (9 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| BERNSTEIN #18763 - SEE STATEMENT ATTACHED | P | 2020-01-01 | 2021-12-31 | $1,628 | $1,067 | $561 | $561 |
| BERNSTEIN #44029 - SEE STATEMENT ATTACHED | P | 2021-01-01 | 2021-12-31 | $98,287 | $82,082 | $16,205 | $16,205 |
| BERNSTEIN #44029 - SEE STATEMENT ATTACHED | P | 2020-01-01 | 2021-12-31 | $239,675 | $181,967 | $57,708 | $57,708 |
| BERNSTEIN #44029 - SEE STATEMENT ATTACHED | P | 2020-01-01 | 2021-12-31 | $9 | $9 | $9 | |
| BERNSTEIN #34705 - SEE STATEMENT ATTACHED | P | 2021-01-01 | 2021-12-31 | $329,886 | $317,423 | $12,463 | $12,463 |
| BERNSTEIN #34705 - SEE STATEMENT ATTACHED | P | 2020-01-01 | 2021-12-31 | $1,131,000 | $638,860 | $492,140 | $492,140 |
| WELLS FARGO #45604800 - SEE STATEMENT ATTACHED | P | 2021-01-01 | 2021-12-31 | $704,997 | $696,235 | $8,762 | $8,762 |
| WELLS FARGO #45604800 - SEE STATEMENT ATTACHED | P | 2020-01-01 | 2021-12-31 | $1,919,398 | $1,608,268 | $311,130 | $311,130 |
| CAPITAL GAIN DIVIDENDS | P | 2020-01-01 | 2021-12-31 | $91,880 | $91,880 | $91,880 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $990,858 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $15,523 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $15,523 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $15,523 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $30,967 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $30,967 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $15,444 | OverpaymentAmt |
| Applied To ES Tax | $15,444 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 4154391144 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ONE EMBARCADERO CENTER STE 2410 | AddressLine1Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94111 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | Yes (1) | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | 0 | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (1) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| SHANA B JOHNSTONE | ||||||||
| ONE EMBARCADER CTR SUITE 2410 | SAN FRANCISCO | CA | 94111 | PRESIDENT & DIRECTOR | 0.00 | $0 | $0 | $0 |
| R C JOHNSTONE JR | ||||||||
| ONE EMBARCADER CTR SUITE 2410 | SAN FRANCISCO | CA | 94111 | VICE PRESIDENT & DIRECTOR | 0.00 | $0 | $0 | $0 |
| JONATHAN H HAM | ||||||||
| ONE EMBARCADER CTR SUITE 2410 | SAN FRANCISCO | CA | 94111 | SECRETARY & TREASURER | 0.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $16,098,097 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $3,102,349 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $19,200,446 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $19,200,446 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $288,007 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $18,912,439 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $945,622 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $945,622 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $15,523 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $15,523 | TotalTaxAmt |
| Distributable Before Adj | $930,099 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $930,099 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $930,099 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,443,400 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,443,400 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $930,099 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $817,088 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,443,400 | QualifyingDistributionsAmt |
| Applied To Year1 | $817,088 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $626,312 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $303,787 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | SHANA B JOHNSTONE | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (29 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| ALZHEIMERS ASSOCIATION | ||||||||
| 225 N MICHIGAN AVE FL 17 | CHICAGO | IL | 60601 | PUBLIC CHARITY | IRC 501(C)(3) | HEALTH CARE | $35,000 | |
| AMERICAN CANCER SOCIETY | ||||||||
| 250 WILLIAMS STREET NW | ATLANTA | GA | 30303 | PUBLIC CHARITY | IRC 501(C)(3) | HEALTH CARE | $20,000 | |
| AMERICAN HEART ASSOCIATION | ||||||||
| 7272 GREENVILLE AVE | DALLAS | TX | 75231 | PUBLIC CHARITY | IRC 501(C)(3) | HEALTH CARE | $20,000 | |
| AMERICAN RED CROSS | ||||||||
| 431 18TH ST NW | WASHINGTON | DC | 20006 | PUBLIC CHARITY | IRC 501(C)(3) | HEALTH CARE | $10,000 | |
| AMERICAN SOCIETY FOR THE PREVENTION OF CRUELTY TO ANIMALS | ||||||||
| 424 E 92ND ST | NEW YORK | NY | 10128 | PUBLIC CHARITY | IRC 501(C)(3) | ANIMAL WELFARE | $10,000 | |
| ASPEN CENTER FOR ENVIRONMENTAL STUDIES | ||||||||
| 100 PUPPY SMITH ST | ASPEN | CO | 81611 | PUBLIC CHARITY | IRC 501(C)(3) | ENVIRONMENT | $10,000 | |
| ASPEN VALLEY HOSPITAL FOUNDATION | ||||||||
| 0401 CASTLE CREEK ROAD | ASPEN | CO | 81611 | PUBLIC CHARITY | IRC 501(C)(3) | HEALTH CARE | $20,000 | |
| CALIFORNIA ACADEMY OF SCIENCES | ||||||||
| 55 MUSIC CONCOURSE DRIVE GOLDEN | SAN FRANCISCO | CA | 94118 | PUBLIC CHARITY | IRC 501(C)(3) | EDUCATION | $7,500 | GATE PARK |
| CRAIG HOSPITAL FOUNDATION | ||||||||
| 3425 S CLARKSON STREET | ENGLEWOOD | CO | 80113 | PUBLIC CHARITY | IRC 501(C)(3) | HEALTH CARE | $250,000 | |
| DEL MONTE FOREST FOUNDATION | ||||||||
| 3101 FOREST LAKE ROAD SUITE 1 | PEBBLE BEACH | CA | 93953 | PUBLIC CHARITY | IRC 501(C)(3) | ENVIRONMENT | $2,500 | |
| DENVER CHILDREN'S HOSPITAL FOUNDATION - PEDIATRIC UNIT | ||||||||
| 13123 EAST 16TH AVENUE | AURORA | CO | 80045 | PUBLIC CHARITY | IRC 501(C)(3) | HEALTH CARE | $10,000 | |
| EBJ FOUNDATION | ||||||||
| 1 EMBARCADERO CENTER SUITE 2410 | SAN FRANCISCO | CA | 94111 | PRIVATE FOUNDATION | IRC 501(C)(3) | PHILANTHROPY | $100,000 | |
| HEAD ROYCE ENDOWMENT FUND | ||||||||
| 4315 LINCOLN AVENUE | OAKLAND | CA | 94602 | PUBLIC CHARITY | IRC 501(C)(3) | EDUCATION | $100,000 | |
| JOHN MUIR HEALTH FOUNDATION | ||||||||
| 1400 TREAT BOULEVARD | WALNUT CREEK | CA | 94597 | PUBLIC CHARITY | IRC 501(C)(3) | HEALTH CARE | $10,000 | |
| KIRYLE FOUNDATION | ||||||||
| 1 EMBARCADERO CENTER SUITE 2410 | SAN FRANCISCO | CA | 94111 | PRIVATE FOUNDATION | IRC 501(C)(3) | PHILANTHROPY | $100,000 | |
| LUCILE PACKARD CHILDREN'S HOSPITAL AT STANFORD | ||||||||
| 400 HAMILTON AVENUE SUITE 340 | PALO ALTO | CA | 94301 | PUBLIC CHARITY | IRC 501(C)(3) | HEALTH CARE | $50,000 | |
| MEGLBAGL FOUNDATION | ||||||||
| 1 EMBARCADERO CENTER SUITE 2410 | SAN FRANCISCO | CA | 94111 | PRIVATE FOUNDATION | IRC 501(C)(3) | PHILANTHROPY | $100,000 | |
| MONTAGE HEALTH FOUNDATION | ||||||||
| 40 RYAN COURT SUITE 200 | MONTEREY | CA | 93940 | PUBLIC CHARITY | IRC 501(C)(3) | HEALTH CARE | $100,000 | |
| MONTEREY BAY AQUARIUM | ||||||||
| 886 CANNERY ROW | MONTEREY | CA | 93940 | PUBLIC CHARITY | IRC 501(C)(3) | ANIMAL WELFARE | $20,000 | |
| MOUNTAIN RESCUE - ASPEN INC | ||||||||
| 37925 HIGHWAY 82 | ASPEN | CO | 81611 | PUBLIC CHARITY | IRC 501(C)(3) | ENVIRONMENT | $5,000 | |
| ROBERTS ENTERPRISE DEVELOPMENT FUND | ||||||||
| 801 S GRAND AVENUE | LOS ANGELES | CA | 90017 | PUBLIC CHARITY | IRC 501(C)(3) | PUBLIC | $25,000 | |
| ROUGH-J-RANCH | ||||||||
| 1 EMBARCADERO CENTER SUITE 2410 | SAN FRANCISCO | CA | 94111 | PRIVATE FOUNDATION | IRC 501(C)(3) | PHILANTHROPY | $100,000 | |
| SPONSORS FOR EDUCATIONAL OPPORTUNITY (SEO) | ||||||||
| PO BOX 170576 | SAN FRANCISCO | CA | 941170576 | PUBLIC CHARITY | IRC 501(C)(3) | EDUCATION | $10,000 | |
| ST ANTHONY'S HEALTH FOUNDATION | ||||||||
| 11600 W 2ND PLACE | LAKEWOOD | CO | 80228 | PUBLIC CHARITY | IRC 501(C)(3) | HEALTH CARE | $10,000 | |
| TEACH FOR AMERICA | ||||||||
| PO BOX 398305 | SAN FRANCISCO | CA | 94139 | PUBLIC CHARITY | IRC 501(C)(3) | EDUCATION | $10,000 | |
| THE WILLOWS COMMUNITY SCHOOL | ||||||||
| 8509 HIGUERA STREET | CULVER CITY | CA | 90232 | PUBLIC CHARITY | IRC 501(C)(3) | EDUCATION | $30,000 | |
| UC DAVIS SCHOOL OF VETERINARY MEDICINE | ||||||||
| 944 GARROD DRIVE | DAVIS | CA | 95616 | PUBLIC CHARITY | IRC 501(C)(3) | ANIMAL WELFARE | $10,000 | |
| UCSF FOUNDATION | ||||||||
| 220 MONTGOMERY STREET | SAN FRANCISCO | CA | 94158 | PUBLIC CHARITY | IRC 501(C)(3) | HEALTH CARE | $250,000 | |
| VALLEY VIEW HOSPITAL | ||||||||
| 1906 BLAKE AVENUE | GLENWOOD SPRINGS | CO | 81601 | PUBLIC CHARITY | IRC 501(C)(3) | HEALTHCARE | $10,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,435,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $22,759 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $255,240 | ExclusionAmt |
Other Investment Income OtherInvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $138 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $990,858 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $1,268,995 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,268,995 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
Contributor Business Name ContributorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ESB CHARITABLE FOUNDATION | BusinessNameLine1Txt |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 199 FREMONT STREET | AddressLine1Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94105 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $2,000,000 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | TAX & ACCOUNTING FEES | CategoryTxt |
| Amt | $8,250 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $8,250 | DisbursementsCharitablePrpsAmt |
Expenditure Responsibility Stmt ExpenditureResponsibilityStmt
Expenditure Responsibility ExpenditureResponsibilityGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | GrantGrantDt | GrantGrantAmt | Purpose Of GrantPurposeOfGrantTxt | Expended By GranteeExpendedByGranteeAmt | Any Diversion By GranteeAnyDiversionByGranteeTxt | Dates Of Reports By GranteeDatesOfReportsByGranteeTxt | VerificationVerificationDt | Results Of VerificationResultsOfVerificationTxt |
|---|---|---|---|---|---|---|---|---|---|---|---|
| EBJ FOUNDATION | |||||||||||
| 1 EMBARCADERO CENTER SUITE 2410 | SAN FRANCISCO | CA | 94111 | 2021-12-01 | $100,000 | TO SUPPORT IRC SECTION 501(C)3 ORGANIZATIONS AND FURTHER THEIR CHARITABLE CAUSE. | $0 | NO DIVERSION | 01/26/22 | 2022-01-31 | ALL AMOUNTS AND CORRESPONDING USE VERIFIED |
| KIRYLE FOUNDATION | |||||||||||
| 1 EMBARCADERO CENTER SUITE 2410 | SAN FRANCISCO | CA | 94111 | 2021-12-01 | $100,000 | TO SUPPORT IRC SECTION 501(C)3 ORGANIZATIONS AND FURTHER THEIR CHARITABLE CAUSE. | $0 | NO DIVERSION | 01/26/22 | 2022-01-31 | ALL AMOUNTS AND CORRESPONDING USE VERIFIED |
| MEGLBAGL FOUNDATION | |||||||||||
| 1 EMBARCADERO CENTER SUITE 2410 | SAN FRANCISCO | CA | 94111 | 2021-12-01 | $100,000 | TO SUPPORT IRC SECTION 501(C)3 ORGANIZATIONS AND FURTHER THEIR CHARITABLE CAUSE. | $0 | NO DIVERSION | 01/26/22 | 2022-01-31 | ALL AMOUNTS AND CORRESPONDING USE VERIFIED |
| ROUGH-J-RANCH FOUNDATION | |||||||||||
| 1 EMBARCADERO CENTER SUITE 2410 | SAN FRANCISCO | CA | 94111 | 2021-12-01 | $100,000 | TO SUPPORT IRC SECTION 501(C)3 ORGANIZATIONS AND FURTHER THEIR CHARITABLE CAUSE. | $0 | NO DIVERSION | 01/26/22 | 2022-01-31 | ALL AMOUNTS AND CORRESPONDING USE VERIFIED |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (4 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| BERNSTEIN - 34705 | AT COST | $5,442,680 | $6,722,585 |
| WELLS FARGO - 6048 | AT COST | $7,450,046 | $9,894,138 |
| BERNSTEIN - 44029 | AT COST | $601,656 | $891,125 |
| BERNSTEIN - 18763 | AT COST | $385,214 | $534,630 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | PREPAID TAXES | Desc |
| BOY Book Value | $4,967 | BOYBookValueAmt |
| EOY Book Value | $0 | EOYBookValueAmt |
| EOYFMV | $0 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT MANAGEMENT FEE | $137,629 | $137,629 | $0 |
| OTHER DEDUCTIONS | $0 | $0 | $0 |
| KKR SPECIAL SITUATIONS III | $630 | $630 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| WELLS FARGO - 8780 | $0 | $0 | $0 |
| WELLS FARGO - 6048 | $0 | $0 | $0 |
| BERNSTEIN - 34705 | $0 | $0 | $0 |
| SETTLEMENT PROCEEDS | $138 | $138 | $138 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | BOOK VALUE ADJUSTMENT - NO TAX EFFECT | Desc |
| Amt | $31,675 | Amt |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt |
|---|---|---|
| EXCISE TAX PAYABLE | $0 | $10,522 |
| OTHER LIABILITIES | $0 | $57,864 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES WITHELD | $13,964 | $13,964 | $0 |
| STATE TAX | $150 | $0 | $150 |
| FEDERAL TAX | $73,353 | $0 | $0 |
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