JAMES AND AUNE NELSON FOUNDATION: Form 990PF, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- JAMES AND AUNE NELSON FOUNDATION (EIN 37-1371840)
- Tax period
- 2021-01-01 to 2021-12-31
- Filed
- 2022-11-15
- IRS object ID
- 202213199349108356
- Schema version
- 2021v4.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-11-15T17:01:43-05:00 | ReturnTs |
| Tax Period End | 2021-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 371031116 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CJ SCHLOSSER & COMPANY LLC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 233 E CENTER DR | AddressLine1Txt |
| City | ALTON | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 620025931 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2021-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 371371840 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JAMES AND AUNE NELSON FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | JAME | BusinessNameControlTxt |
| Phone | 6184630700 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 5146 | AddressLine1Txt |
| City | GODFREY | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 62035 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ROBERT MCCLELLAN | PersonNm |
| Person Title | DIRECTOR | PersonTitleTxt |
| Phone | 6184630700 | PhoneNum |
| Signature | 2022-11-14 | SignatureDt |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | ROBERT | PersonFirstNm |
| Person Last | MCCLELLAN | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | DAVID M BARTOSIAK | PreparerPersonNm |
| PTIN | P00383784 | PTIN |
| Phone | 6184657717 | PhoneNum |
| Preparation | 2022-11-15 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $25,160,686 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $106,603 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $106,603 | InterestOnSavNetInvstIncmAmt |
| Interest On Savings Adj Net Incm | $106,603 | InterestOnSavingsAdjNetIncmAmt |
| Dividends Rev And Expnss | $320,263 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $320,263 | DividendsNetInvstIncmAmt |
| Dividends Adj Net Incm | $320,263 | DividendsAdjNetIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,446,876 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $5,038,845 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,446,876 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $19,791 | NetSTCapitalGainAdjNetIncmAmt |
| Other Income Rev And Expnss | $194,648 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $270 | OtherIncomeNetInvstIncmAmt |
| Other Income Adj Net Incm | $194,648 | OtherIncomeAdjNetIncmAmt |
| Total Rev And Expnss | $2,068,390 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,874,012 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $641,305 | TotalAdjNetIncmAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $10,135 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $10,135 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $775 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $775 | PensionEmplBnftDsbrsChrtblAmt |
| Other Prof Fees Rev And Expnss | $148,016 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $148,016 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Adj Net Incm | $148,016 | OtherProfFeesAdjNetIncmAmt |
| Taxes Rev And Expnss | $18,932 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $16,832 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $16,832 | TaxesAdjNetIncmAmt |
| Trav Conf Meeting Rev And Expnss | $321 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $321 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $3,415 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Dsbrs Chrtbl | $3,415 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $181,594 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $164,848 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $164,848 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $14,646 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,002,405 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,002,405 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,183,999 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $164,848 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $164,848 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,017,051 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $884,391 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,709,164 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $476,457 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $905,611 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $237,287 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $237,287 | SavAndTempCashInvstEOYFMVAmt |
| Prepaid Expenses BOY | $7,390 | PrepaidExpensesBOYAmt |
| Prepaid Expenses EOY | $479 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $479 | PrepaidExpensesEOYFMVAmt |
| US Government Obligations BOY | $2,937,845 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $3,592,562 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $3,633,398 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $10,587,009 | CorporateStockBOYAmt |
| Corporate Stock EOY | $10,915,914 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $16,199,997 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $2,583,763 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $3,055,868 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $3,237,784 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $1,464,358 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $1,574,693 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $1,851,741 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $18,485,976 | TotalAssetsBOYAmt |
| Total Assets EOY | $19,376,803 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $25,160,686 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $7,045 | AccountsPayableBOYAmt |
| Total Liabilities BOY | $7,045 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Retained Earning BOY | $18,478,931 | RetainedEarningBOYAmt |
| Retained Earning EOY | $19,376,803 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $18,478,931 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $19,376,803 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $18,485,976 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $19,376,803 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $18,478,931 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $884,391 | ExcessRevenueOverExpensesAmt |
| Other Increases | $14,160 | OtherIncreasesAmt |
| Subtotal | $19,377,482 | SubtotalAmt |
| Other Decreases | $679 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $19,376,803 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (607 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | AcquiredAcquiredDt |
|---|---|---|---|---|---|---|---|
| 27-DEUTSCHE BOERSE AG FRANKFURT AM M | P | 2021-03-15 | $4,528 | $4,073 | $455 | $455 | |
| 123-BWX TECHNOLOGIES INC COM | P | 2021-12-01 | $5,903 | $7,807 | -$1,904 | -$1,904 | 2021-06-03 |
| 2000-HOME DEPOT INC NT 0.900% 03/15/ | P | 2021-06-08 | $1,946 | $1,988 | -$42 | -$42 | 2021-01-04 |
| 2000-PROCTER & GAMBLE CO NT 0.550% 1 | P | 2021-04-13 | $1,978 | $1,997 | -$19 | -$19 | 2020-10-27 |
| 5000-UNITED STS TREAS NTS 1.125% 02/ | P | 2021-03-19 | $4,728 | $4,971 | -$243 | -$243 | 2021-02-12 |
| 2-HERMES INTL S A SHS | P | 2021-06-04 | $2,810 | $1,313 | $1,497 | $1,497 | 2020-03-20 |
| 298-ADEVINTA ASA REGISTERED SHS | P | 2021-03-15 | $4,597 | $3,249 | $1,348 | $1,348 | |
| 52-HEICO CORP NEW CL A | P | 2021-06-03 | $6,959 | $5,236 | $1,723 | $1,723 | 2020-02-12 |
| 10000-TORONTO DOMINION BK SR MEDIUM | P | 2021-05-07 | $10,642 | $9,999 | $643 | $643 | 2019-06-05 |
| 2000-FNMA GTD MTG PASS THRU CTFS POO | P | 2021-04-07 | $13 | $14 | -$1 | -$1 | 2020-12-31 |
| 38-ESSILORLUXOTTICA SA ACT | P | 2021-06-04 | $6,662 | $4,711 | $1,951 | $1,951 | |
| 1-GIVAUDAN AG DUEBENDO RF ACT NOM SH | P | 2021-06-04 | $4,497 | $1,779 | $2,718 | $2,718 | 2015-10-13 |
| 10-ASML HOLDING N V SHS | P | 2021-04-01 | $6,205 | $357 | $5,848 | $5,848 | 2011-06-17 |
| 4-AMERICAN TOWER CORP NEW COM | P | 2021-06-03 | $1,050 | $201 | $849 | $849 | 2011-06-17 |
| 6000-CARMAX AUTO OWNER TR 2020-1 ASS | P | 2021-06-15 | $383 | $383 | 2020-01-14 | ||
| 5000-CARMAX AUTO OWNER TR 2019-2 ASS | P | 2021-10-15 | $249 | $249 | 2019-04-09 | ||
| 3000-DRIVE AUTO RECEIVABLES TR 2020- | P | 2021-03-16 | $223 | $223 | 2020-01-13 | ||
| 25000-FHLMC MUTICLASS MTG PARTN CTFS | P | 2021-10-22 | $7,478 | $7,513 | -$35 | -$35 | 2015-05-13 |
| 5000-FORD CR AUTO OWNER TR 2020-A AS | P | 2021-09-16 | $214 | $214 | 2020-05-07 | ||
| 5000-FREDDIE MAC SEASONED CR RISK TR | P | 2021-09-27 | $70 | $69 | $1 | $1 | 2017-12-07 |
| 20000-FREDDIE MAC SEASONED CR RISK T | P | 2021-12-28 | $333 | $343 | -$10 | -$10 | |
| 24638-FREDDIE MAC SEASONED LNS STRUC | P | 2021-04-26 | $347 | $362 | -$15 | -$15 | 2019-10-04 |
| 20000-GM FINL AUTOMOBILE LEASING TR | P | 2021-01-21 | $2,399 | $2,402 | -$3 | -$3 | 2019-04-30 |
| 3000-GM FINL AUTOMOBILE LEASING TR 2 | P | 2021-12-21 | $280 | $280 | 2020-06-08 | ||
| 15000-HONDA AUTO RECEIVABLES 2019-2 | P | 2021-09-22 | $856 | $848 | $8 | $8 | 2020-03-19 |
| 3-LILLY ELI & CO COM | P | 2021-06-03 | $608 | $258 | $350 | $350 | 2018-01-11 |
| 109.553-NEW WORLD FUND CLASS F3 | P | 2021-04-22 | $10,000 | $6,615 | $3,385 | $3,385 | 2017-06-30 |
| 15000-SANTANDER DRIVE AUTO RECEIVABL | P | 2021-08-16 | $426 | $426 | 2019-08-13 | ||
| 15000-TOYOTA AUTO RECEIVABLES 2019-B | P | 2021-01-15 | $985 | $985 | 2019-04-30 | ||
| 10000-UNITED STATES TREAS NTS 2.000% | P | 2021-10-15 | $10,385 | $9,860 | $525 | $525 | 2017-07-07 |
| 8-VOLKSVAGEN AUTO LEASE TR 2019-A NT | P | 2021-01-20 | $613 | $613 | 2019-10-01 | ||
| 9000-WALMART INC FXD RATE SR NOTE 3. | P | 2021-06-23 | $9,000 | $9,000 | 2018-06-20 | ||
| 17000-WORLD OMNI SELECT AUTO TR 2019 | P | 2021-07-15 | $577 | $577 | 2019-10-01 | ||
| 25000-FNMA GTD REMIC PASS THRU TR RE | P | 2021-08-25 | $1,174 | $1,174 | |||
| 105-GROUP DANONE SHS | P | 2021-03-03 | $7,123 | $7,587 | -$464 | -$464 | 2020-06-24 |
| 69-EOG RES INC COM | P | 2021-09-17 | $5,148 | $5,013 | $135 | $135 | |
| 500-HKBN LTD SHS UNITARY 144A/REG | P | 2021-05-18 | $667 | $958 | -$291 | -$291 | 2019-09-16 |
| 51-KLA CORP COM | P | 2021-07-02 | $15,848 | $7,639 | $8,209 | $8,209 | |
| 5000-LONGFOR GROUP HLDGS LTD SHS | P | 2021-03-04 | $31,690 | $6,707 | $24,983 | $24,983 | |
| 95-CLOROX CO COM | P | 2021-03-02 | $17,058 | $14,573 | $2,485 | $2,485 | 2018-11-02 |
| 59-QUALCOMM INC | P | 2021-03-03 | $7,918 | $3,087 | $4,831 | $4,831 | |
| 23-DEUTSCHE BOERSE AG FRANKFURT AM M | P | 2021-03-16 | $3,861 | $3,421 | $440 | $440 | 2020-04-23 |
| 7000-BANK AMER CORP SR NT FXD/FLTG 1 | P | 2021-07-28 | $7,122 | $7,063 | $59 | $59 | |
| 3000-HOME DEPOT INC NT 0.900% 03/15/ | P | 2021-06-25 | $2,917 | $2,981 | -$64 | -$64 | 2021-01-04 |
| 3000-PROCTER & GAMBLE CO NT 0.550% 1 | P | 2021-08-25 | $2,970 | $2,995 | -$25 | -$25 | 2020-10-27 |
| 9000-UNITED STS TREAS NTS 1.125% 02/ | P | 2021-05-14 | $8,583 | $8,948 | -$365 | -$365 | 2021-02-12 |
| 10-BRITISH AMERICAN TOBACCO PLC ORD | P | 2021-06-04 | $388 | $386 | $2 | $2 | 2019-11-26 |
| 36-ADEVINTA ASA REGISTERED SHS | P | 2021-03-19 | $553 | $391 | $162 | $162 | 2019-11-13 |
| 25-INTEL CORP COM | P | 2021-10-28 | $1,200 | $1,125 | $75 | $75 | 2019-06-06 |
| 24-TRIMBLE INC COM | P | 2021-06-03 | $1,863 | $761 | $1,102 | $1,102 | 2020-04-21 |
| 2000-FNMA GTD MTG PASS THRU CTFS POO | P | 2021-04-08 | $2,031 | $2,077 | -$46 | -$46 | 2020-12-31 |
| 27-LOREAL SHS | P | 2021-06-04 | $12,250 | $3,259 | $8,991 | $8,991 | 2011-06-17 |
| 79-NESTLE SA CHAM ET VE VEY SHS COM | P | 2021-06-04 | $9,824 | $4,890 | $4,934 | $4,934 | |
| 10-ASML HOLDING N V SHS | P | 2021-06-04 | $6,668 | $357 | $6,311 | $6,311 | 2011-06-17 |
| 30-AMERICAN TOWER CORP NEW COM | P | 2021-10-26 | $8,655 | $1,508 | $7,147 | $7,147 | 2011-06-17 |
| 6000-CARMAX AUTO OWNER TR 2020-1 ASS | P | 2021-07-15 | $406 | $406 | 2020-01-14 | ||
| 5000-CARMAX AUTO OWNER TR 2019-2 ASS | P | 2021-11-16 | $243 | $243 | 2019-04-09 | ||
| 20000-DRIVE AUTO RECEIVABLES TR 2020 | P | 2021-09-16 | $3,379 | $3,379 | 2020-01-13 | ||
| 25000-FHLMC MUTICLASS MTG PARTN CTFS | P | 2021-11-24 | $4,591 | $4,612 | -$21 | -$21 | 2015-05-13 |
| 5000-FORD CR AUTO OWNER TR 2020-A AS | P | 2021-10-18 | $303 | $303 | 2020-05-07 | ||
| 5000-FREDDIE MAC SEASONED CR RISK TR | P | 2021-10-25 | $63 | $61 | $2 | $2 | 2017-12-07 |
| 21000-FREDDIE MAC SEASONED CR RISK T | P | 2021-02-24 | $294 | $304 | -$10 | -$10 | 2020-02-18 |
| 24638-FREDDIE MAC SEASONED LNS STRUC | P | 2021-05-25 | $313 | $327 | -$14 | -$14 | 2019-10-04 |
| 20000-GM FINL AUTOMOBILE LEASING TR | P | 2021-02-22 | $2,637 | $2,641 | -$4 | -$4 | 2019-04-30 |
| 18-GLOBAL PMTS INC COM | P | 2021-04-20 | $3,832 | $1,774 | $2,058 | $2,058 | |
| 15000-HONDA AUTO RECEIVABLES 2019-2 | P | 2021-10-21 | $803 | $796 | $7 | $7 | 2020-03-19 |
| 56-MERCK & CO INC NEW COM | P | 2021-01-19 | $4,655 | $3,555 | $1,100 | $1,100 | 2017-03-22 |
| 1134.66-NEW WORLD FUND CLASS F3 | P | 2021-06-03 | $108,281 | $68,511 | $39,770 | $39,770 | 2017-06-30 |
| 15000-SANTANDER DRIVE AUTO RECEIVABL | P | 2021-09-15 | $1,819 | $1,819 | 2019-08-13 | ||
| 15000-TOYOTA AUTO RECEIVABLES 2019-B | P | 2021-02-16 | $897 | $898 | -$1 | -$1 | 2019-04-30 |
| 95000-UNITED STATES TREAS NTS 1.875% | P | 2021-09-08 | $96,113 | $94,808 | $1,305 | $1,305 | |
| 8-VOLKSVAGEN AUTO LEASE TR 2019-A NT | P | 2021-02-22 | $598 | $598 | 2019-10-01 | ||
| 5000-WALMART INC FXD RT SR NT 3.400% | P | 2021-04-16 | $5,327 | $4,999 | $328 | $328 | 2018-06-20 |
| 105-YUM BRANDS INC COM | P | 2021-02-23 | $10,983 | $8,073 | $2,910 | $2,910 | 2017-09-15 |
| 25000-FNMA GTD REMIC PASS THRU TR RE | P | 2021-09-27 | $1,060 | $1,060 | |||
| 125-BRITISH AMERICAN TOBACCO PLC ORD | P | 2021-03-04 | $4,495 | $4,589 | -$94 | -$94 | 2020-04-15 |
| 185-EAST WEST BANCORP INC COM | P | 2021-03-03 | $13,641 | $5,919 | $7,722 | $7,722 | |
| 3500-HKBN LTD SHS UNITARY 144A/REG | P | 2021-07-07 | $3,906 | $6,669 | -$2,763 | -$2,763 | |
| 380-NETAPP INC COM | P | 2021-06-17 | $30,699 | $20,258 | $10,441 | $10,441 | |
| 59-RECKITT BENCKISER GROUP PLC SLOUG | P | 2021-08-06 | $4,592 | $5,330 | -$738 | -$738 | 2017-02-22 |
| 95-COCA COLA COMPANY | P | 2021-02-02 | $4,640 | $3,962 | $678 | $678 | |
| 50-QUALCOMM INC | P | 2021-05-03 | $6,877 | $2,610 | $4,267 | $4,267 | 2017-11-01 |
| 16-SAP AG SYSTEME ANWEN DUNGEN PRODU | P | 2021-06-04 | $2,218 | $2,431 | -$213 | -$213 | 2020-07-14 |
| 3000-BANK AMER CORP SR NT FXD/FLTG 1 | P | 2021-07-29 | $3,051 | $3,027 | $24 | $24 | 2021-07-15 |
| 36-INTEL CORP COM | P | 2021-10-28 | $1,728 | $2,026 | -$298 | -$298 | 2021-06-03 |
| 2000-PROCTER & GAMBLE CO NT 0.550% 1 | P | 2021-08-26 | $1,979 | $1,997 | -$18 | -$18 | 2020-10-27 |
| 40000-UNITED STS TREAS NTS 0.500% 02 | P | 2021-05-11 | $39,503 | $39,256 | $247 | $247 | 2021-03-18 |
| 45-RECKITT BENCKISER GROUP PLC SLOUG | P | 2021-07-28 | $3,460 | $3,504 | -$44 | -$44 | 2019-10-30 |
| 288-ENEL SOCIETA PER AZI ONI AZ | P | 2021-06-04 | $2,769 | $2,198 | $571 | $571 | |
| 227.247-THE INVESTMENT COOMPANY OF A | P | 2021-04-12 | $11,081 | $8,979 | $2,102 | $2,102 | |
| 10000-UNITED STATES TREAS NTS 1.750% | P | 2021-01-25 | $10,696 | $9,941 | $755 | $755 | 2019-12-11 |
| 3000-FNMA GTD MTG PASS THRU CTFS POO | P | 2021-03-05 | $9 | $9 | |||
| 3-LVMH (MOET HENNESSY LOUIS VUITTON) | P | 2021-06-04 | $2,388 | $491 | $1,897 | $1,897 | 2016-05-16 |
| 3-STRAUMANN HOLDING AG WALDENBURG NA | P | 2021-06-04 | $4,692 | $2,538 | $2,154 | $2,154 | 2019-04-16 |
| 14.303-ROYAL PHILIPS NV SHS | P | 2021-06-04 | $799 | $595 | $204 | $204 | 2019-04-30 |
| 7000-ANHEUSER BUSCH INBEV WORLDWIDE | P | 2021-06-29 | $7,800 | $6,993 | $807 | $807 | 2019-01-10 |
| 6000-CARMAX AUTO OWNER TR 2020-1 ASS | P | 2021-08-16 | $378 | $378 | 2020-01-14 | ||
| 5000-CARMAX AUTO OWNER TR 2019-2 ASS | P | 2021-12-15 | $246 | $247 | -$1 | -$1 | 2019-04-09 |
| 20000-DRIVE AUTO RECEIVABLES TR 2020 | P | 2021-10-18 | $3,638 | $3,638 | 2020-01-13 | ||
| 25000-FHLMC MUTICLASS MTG PARTN CTFS | P | 2021-12-27 | $5,953 | $5,981 | -$28 | -$28 | 2015-05-13 |
| 5000-FORD CR AUTO OWNER TR 2020-A AS | P | 2021-11-16 | $294 | $294 | 2020-05-07 | ||
| 5000-FREDDIE MAC SEASONED CR RISK TR | P | 2021-11-26 | $53 | $51 | $2 | $2 | 2017-12-07 |
| 21000-FREDDIE MAC SEASONED CR RISK T | P | 2021-03-25 | $360 | $372 | -$12 | -$12 | 2020-02-18 |
| 24638-FREDDIE MAC SEASONED LNS STRUC | P | 2021-06-25 | $225 | $235 | -$10 | -$10 | 2019-10-04 |
| 20000-GM FINL AUTOMOBILE LEASING TR | P | 2021-03-23 | $2,212 | $2,215 | -$3 | -$3 | 2019-04-30 |
| 1-GLOBAL PMTS INC COM | P | 2021-06-03 | $193 | $90 | $103 | $103 | 2017-07-17 |
| 15000-HONDA AUTO RECEIVABLES 2019-2 | P | 2021-11-23 | $767 | $761 | $6 | $6 | 2020-03-19 |
| 128-MONDELEX INTL INC CL A | P | 2021-03-17 | $7,396 | $5,092 | $2,304 | $2,304 | |
| 393.271-NEW WORLD FUND CLASS F3 | P | 2021-06-14 | $38,104 | $23,746 | $14,358 | $14,358 | 2017-06-30 |
| 15000-SANTANDER DRIVE AUTO RECEIVABL | P | 2021-10-15 | $1,623 | $1,623 | 2019-08-13 | ||
| 15000-TOYOTA AUTO RECEIVABLES 2019-B | P | 2021-03-15 | $329 | $329 | 2019-04-30 | ||
| 10000-UNITED STATES TREAS NTS 2.250% | P | 2021-03-24 | $10,682 | $10,009 | $673 | $673 | 2017-09-20 |
| 8-VOLKSVAGEN AUTO LEASE TR 2019-A NT | P | 2021-03-23 | $633 | $633 | 2019-10-01 | ||
| 2000-WALMART INC NT 2.850% 07/08/24 | P | 2021-04-26 | $2,147 | $2,007 | $140 | $140 | 2019-04-30 |
| 6-YUM BRANDS INC COM | P | 2021-06-03 | $712 | $461 | $251 | $251 | 2017-09-15 |
| 25000-FNMA GTD REMIC PASS THRU TR RE | P | 2021-10-25 | $2,516 | $2,516 | |||
| 220-GLAXOSMITHKLINE PLC SHS | P | 2021-02-26 | $3,774 | $3,764 | $10 | $10 | 2020-03-17 |
| 165-ENBRIDGE INC COM | P | 2021-03-29 | $6,102 | $5,714 | $388 | $388 | 2021-01-25 |
| 35-RECKITT BENCKISER GROUP PLC SLOUG | P | 2021-08-06 | $2,724 | $2,816 | -$92 | -$92 | 2019-07-26 |
| 14.2-ORGANON & CO COM | P | 2021-07-14 | $412 | $529 | -$117 | -$117 | |
| 100-RELX PLC SHS | P | 2021-09-17 | $3,026 | $2,003 | $1,023 | $1,023 | 2018-11-02 |
| 295-COCA COLA COMPANY | P | 2021-02-16 | $14,868 | $12,293 | $2,575 | $2,575 | |
| 157-TAIWAN SEMICONDUCTOR MFG CO SPON | P | 2021-03-04 | $19,124 | $3,933 | $15,191 | $15,191 | 2016-04-22 |
| 34-RELX PLC SHS | P | 2021-06-04 | $890 | $798 | $92 | $92 | 2020-11-19 |
| 10000-BANK AMER CORP SR NT FXD/FLTG | P | 2021-12-08 | $9,902 | $10,017 | -$115 | -$115 | |
| 2000-JPMORGAN CHASE & CO NT FIXED/FL | P | 2021-03-31 | $1,952 | $2,000 | -$48 | -$48 | 2021-01-28 |
| 2000-PROCTER & GAMBLE CO NT 0.550% 1 | P | 2021-08-27 | $1,983 | $1,997 | -$14 | -$14 | 2020-10-27 |
| 50000-UNITED STS TREAS NTS 0.750% 04 | P | 2021-06-14 | $49,980 | $49,867 | $113 | $113 | 2021-05-19 |
| 55-RECKITT BENCKISER GROUP PLC SLOUG | P | 2021-07-30 | $4,206 | $4,283 | -$77 | -$77 | 2019-10-30 |
| 9-ABBOTT LABS COM | P | 2021-06-03 | $981 | $762 | $219 | $219 | 2019-06-20 |
| 134.782-THE INVESTMENT COOMPANY OF A | P | 2021-11-08 | $7,240 | $5,465 | $1,775 | $1,775 | 2020-09-17 |
| 10000-UNITED STATES TREAS NTS 1.750% | P | 2021-01-26 | $10,700 | $9,941 | $759 | $759 | 2019-12-11 |
| 3000-FNMA GTD MTG PASS THRU CTFS POO | P | 2021-03-31 | $3,071 | $3,154 | -$83 | -$83 | |
| 40-PERNOD RICARD ORD SHS | P | 2021-03-16 | $7,696 | $3,817 | $3,879 | $3,879 | 2011-06-17 |
| 100-HAMAMATSU THOTONICS KK SHS | P | 2021-06-04 | $6,076 | $1,828 | $4,248 | $4,248 | 2012-05-18 |
| 263-SVENSKA HANDELSBANKE N AB SHS PU | P | 2021-02-12 | $2,679 | $4,233 | -$1,554 | -$1,554 | |
| 20-BEIGENE LTD SPONSORED ADR | P | 2021-06-03 | $7,050 | $2,685 | $4,365 | $4,365 | 2019-02-28 |
| 6000-CARMAX AUTO OWNER TR 2020-1 ASS | P | 2021-09-15 | $364 | $364 | 2020-01-14 | ||
| 14-CHARTER COMMUNICATIONS INC NEW CL | P | 2021-06-03 | $9,489 | $3,477 | $6,012 | $6,012 | |
| 20000-DRIVE AUTO RECEIVABLES TR 2020 | P | 2021-11-16 | $3,806 | $3,806 | 2020-01-13 | ||
| 107500-FNMA GTD MTG PASS THRU CTFS P | P | 2021-01-08 | $10 | $10 | |||
| 5000-FORD CR AUTO OWNER TR 2020-A AS | P | 2021-12-15 | $297 | $297 | 2020-05-07 | ||
| 5000-FREDDIE MAC SEASONED CR RISK TR | P | 2021-12-28 | $44 | $42 | $2 | $2 | 2017-12-07 |
| 21000-FREDDIE MAC SEASONED CR RISK T | P | 2021-04-26 | $336 | $347 | -$11 | -$11 | 2020-02-18 |
| 24638-FREDDIE MAC SEASONED LNS STRUC | P | 2021-07-26 | $507 | $530 | -$23 | -$23 | 2019-10-04 |
| 20000-GM FINL AUTOMOBILE LEASING TR | P | 2021-04-20 | $2,627 | $2,630 | -$3 | -$3 | 2019-04-30 |
| 15-GLOBAL PMTS INC COM | P | 2021-11-11 | $1,931 | $1,356 | $575 | $575 | 2017-07-17 |
| 15000-HONDA AUTO RECEIVABLES 2019-2 | P | 2021-12-22 | $744 | $738 | $6 | $6 | 2020-03-19 |
| 3-MOODYS CORP COM | P | 2021-06-03 | $1,003 | $302 | $701 | $701 | 2015-03-17 |
| 52-NIKE INC CL B | P | 2021-03-24 | $7,009 | $3,037 | $3,972 | $3,972 | 2017-08-17 |
| 15000-SANTANDER DRIVE AUTO RECEIVABL | P | 2021-11-15 | $1,596 | $1,596 | 2019-08-13 | ||
| 10000-TOYOTA AUTO RECEIVABLES 2019-B | P | 2021-03-16 | $391 | $391 | 2019-04-30 | ||
| 5000-UNITED STATES TREAS NTS 2.250% | P | 2021-03-30 | $5,300 | $5,005 | $295 | $295 | 2017-09-20 |
| 8-VOLKSVAGEN AUTO LEASE TR 2019-A NT | P | 2021-04-20 | $942 | $942 | 2019-10-01 | ||
| 2000-WALMART INC NT 2.850% 07/08/24 | P | 2021-05-05 | $2,148 | $2,007 | $141 | $141 | 2019-04-30 |
| 6000-CARMAX AUTO OWNER TR 2020-1 ASS | P | 2021-11-16 | $228 | $228 | |||
| 25000-FNMA GTD REMIC PASS THRU TR RE | P | 2021-11-26 | $1,498 | $1,498 | |||
| 3500-HKBN LTD SHS UNITARY 144A/REGS | P | 2021-05-12 | $4,721 | $5,941 | -$1,220 | -$1,220 | |
| 116-GILEAD SCIENCES INC | P | 2021-02-18 | $7,477 | $8,149 | -$672 | -$672 | |
| 800-SANDS CHINA LIMITED SHS | P | 2021-03-04 | $3,852 | $4,460 | -$608 | -$608 | 2020-01-07 |
| 75-PNC FINL SVCS GROUP INC COM | P | 2021-08-11 | $14,496 | $8,824 | $5,672 | $5,672 | |
| 162-RELX PLC SHS | P | 2021-09-20 | $4,827 | $3,245 | $1,582 | $1,582 | 2018-11-02 |
| 53.999-CROWN CASTLE INTL CORP NEW CO | P | 2021-06-11 | $10,555 | $6,628 | $3,927 | $3,927 | |
| 205-TRUIST FINL CORP COM | P | 2021-06-07 | $12,248 | $9,386 | $2,862 | $2,862 | |
| 1-UNILEVER PLC SHS | P | 2021-06-04 | $61 | $58 | $3 | $3 | 2020-06-19 |
| 47-BAXTER INTL INC COM | P | 2021-09-02 | $3,796 | $3,841 | -$45 | -$45 | 2021-06-03 |
| 3000-JPMORGAN CHASE & CO NT FIXED/FL | P | 2021-04-01 | $2,933 | $3,000 | -$67 | -$67 | 2021-01-28 |
| 2000-PROCTER & GAMBLE CONT 1.000% 04 | P | 2021-06-23 | $2,015 | $2,005 | $10 | $10 | 2021-06-23 |
| 5000-UNITED STS TREAS NTS 0.750% 04/ | P | 2021-11-12 | $4,906 | $4,987 | -$81 | -$81 | 2021-05-19 |
| 11-RIO TINTO PLC SHS | P | 2021-06-04 | $962 | $647 | $315 | $315 | 2020-01-13 |
| 1594.635-AMERICAN FUNDS INFLATION LI | P | 2021-06-14 | $17,509 | $15,691 | $1,818 | $1,818 | 2019-12-19 |
| 10-JOHNSON & JOHNSON COM | P | 2021-06-03 | $1,659 | $1,485 | $174 | $174 | 2020-01-24 |
| 15000-UNITED STATES TREAS NTS 1.750% | P | 2021-02-02 | $15,962 | $14,912 | $1,050 | $1,050 | 2019-12-11 |
| 21000-FREDDIE MAC SEASONED CR RISK T | P | 2021-01-25 | $338 | $349 | -$11 | -$11 | 2020-02-18 |
| 40-PERNOD RICARD ORD SHS | P | 2021-03-23 | $6,951 | $3,531 | $3,420 | $3,420 | |
| 31-KEYENCE CORPED SHS | P | 2021-09-29 | $18,229 | $1,714 | $16,515 | $16,515 | 2012-01-11 |
| 1200-AIA GROUP LTD HONG KONG SHS | P | 2021-06-04 | $15,112 | $3,704 | $11,408 | $11,408 | |
| 35-BROADCOM INC COM | P | 2021-03-23 | $16,247 | $7,719 | $8,528 | $8,528 | |
| 6000-CARMAX AUTO OWNER TR 2020-1 ASS | P | 2021-10-15 | $338 | $338 | 2020-01-14 | ||
| 10000-CORPORATE OFFICE PPT YS LP GTD | P | 2021-03-11 | $11,313 | $9,878 | $1,435 | $1,435 | 2013-09-09 |
| 9000-ERP OPER LTD PARTNERSHIP FIXED | P | 2021-09-15 | $9,000 | $9,748 | -$748 | -$748 | |
| 107500-FNMA GTD MTG PASS THRU CTFS P | P | 2021-02-05 | $10 | $11 | -$1 | -$1 | |
| 5000-FREDDIE MAC SEASONED CR RISK TR | P | 2021-04-26 | $58 | $56 | $2 | $2 | 2017-12-07 |
| 20000-FREDDIE MAC SEASONED CR RISK T | P | 2021-01-25 | $294 | $303 | -$9 | -$9 | |
| 21000-FREDDIE MAC SEASONED CR RISK T | P | 2021-05-26 | $375 | $388 | -$13 | -$13 | 2020-02-18 |
| 24638-FREDDIE MAC SEASONED LNS STRUC | P | 2021-08-25 | $255 | $267 | -$12 | -$12 | 2019-10-04 |
| 20000-GM FINL AUTOMOBILE LEASING TR | P | 2021-05-21 | $2,739 | $2,743 | -$4 | -$4 | 2019-04-30 |
| 41-GODADDY INC CL A | P | 2021-03-30 | $3,119 | $1,910 | $1,209 | $1,209 | |
| 100-HYUNDAI MTR CO SPONSORED GDR REP | P | 2021-01-05 | $4,075 | $3,579 | $496 | $496 | |
| 10-NEUROCRINE BIOSCIENCES INC COM | P | 2021-02-12 | $1,137 | $870 | $267 | $267 | 2019-03-19 |
| 12-NORTHROP GRUMMAN CORP COM | P | 2021-06-03 | $4,393 | $3,536 | $857 | $857 | 2018-07-26 |
| 15000-SANTANDER DRIVE AUTO RECEIVABL | P | 2021-12-14 | $1,499 | $1,499 | 2019-08-13 | ||
| 10000-TOYOTA AUTO RECEIVABLES 2019-B | P | 2021-04-16 | $846 | $847 | -$1 | -$1 | 2019-04-30 |
| 40000-UNITED STATES TREAS NTS 2.250% | P | 2021-09-24 | $42,642 | $40,035 | $2,607 | $2,607 | 2017-09-20 |
| 8-VOLKSVAGEN AUTO LEASE TR 2019-A NT | P | 2021-05-20 | $839 | $839 | 2019-10-01 | ||
| 2000-WALMART INC NT 2.850% 07/08/24 | P | 2021-06-01 | $2,148 | $2,004 | $144 | $144 | |
| 3000-DRIVE AUTO RECEIVABLES TR 2020- | P | 2021-04-15 | $33 | $33 | |||
| 25000-FNMA GTD REMIC PASS THRU TR RE | P | 2021-12-27 | $951 | $951 | |||
| 2500-HKBN LTD SHS UNITARY 144A/REGS | P | 2021-05-14 | $3,331 | $4,218 | -$887 | -$887 | 2020-05-22 |
| 315-KRAFT HEINZ CO COM | P | 2021-03-12 | $12,010 | $10,244 | $1,766 | $1,766 | |
| 55-ROCHE HOLDING AG DIVIDEND RIGHT C | P | 2021-09-17 | $20,246 | $19,489 | $757 | $757 | |
| 48-PAYCHEX INC COM | P | 2021-09-17 | $5,231 | $3,017 | $2,214 | $2,214 | |
| 54-ZURICH INSURANCE GROUP AG NAMEN A | P | 2021-06-16 | $22,664 | $15,845 | $6,819 | $6,819 | |
| 441-ENBRIDGE INC COM | P | 2021-03-29 | $16,302 | $13,739 | $2,563 | $2,563 | |
| 100-VERIZON COMMUNICATIONS INC COM | P | 2021-02-11 | $5,455 | $5,716 | -$261 | -$261 | 2018-11-05 |
| 153-ABB LTD ZUERICH NAME N AKT SHS | P | 2021-06-04 | $5,317 | $4,008 | $1,309 | $1,309 | 2020-09-18 |
| 10000-BOEING CO SR NT 3.250% 02/01/2 | P | 2021-03-17 | $10,370 | $10,031 | $339 | $339 | 2020-10-29 |
| 6000-JPMORGAN CHASE & CO NT FIXED/FL | P | 2021-04-06 | $5,876 | $6,000 | -$124 | -$124 | 2021-01-28 |
| 8000-PROCTER & GAMBLE CONT 1.000% 04 | P | 2021-06-25 | $8,062 | $7,997 | $65 | $65 | 2021-06-23 |
| 9000-UNITED STS TREAS NTS 1.625% 05/ | P | 2021-08-13 | $9,247 | $8,983 | $264 | $264 | |
| 14-RIO TINTO PLC SHS | P | 2021-11-05 | $835 | $823 | $12 | $12 | 2020-01-13 |
| 59-AMETEK INC NEW COM | P | 2021-06-03 | $8,054 | $4,918 | $3,136 | $3,136 | 2020-05-11 |
| 16-MSCI INC COM | P | 2021-06-03 | $7,404 | $4,110 | $3,294 | $3,294 | 2019-11-20 |
| 6600-UNITED STATES TREAS NTS 1.750% | P | 2021-02-25 | $6,840 | $6,561 | $279 | $279 | 2019-12-11 |
| 3000-GM FINL AUTOMOBILE LEASING TR 2 | P | 2021-01-20 | $164 | $164 | 2020-06-08 | ||
| 37-PERNOD RICARD ORD SHS | P | 2021-03-24 | $1,309 | $668 | $641 | $641 | 2011-06-17 |
| 131-MURATA MFG CO LTD FIRST SECTION | P | 2021-03-12 | $10,649 | $3,552 | $7,097 | $7,097 | |
| 26000-CHINA TOWER CORPORATION LIMITE | P | 2021-06-04 | $3,648 | $4,736 | -$1,088 | -$1,088 | |
| 13-BROADCOM INC COM | P | 2021-06-03 | $6,069 | $2,712 | $3,357 | $3,357 | 2018-08-16 |
| 5000-CARMAX AUTO OWNER TR 2019-2 ASS | P | 2021-01-12 | $290 | $290 | 2019-04-09 | ||
| 5000-COSTCO WHOLESALE CORP NEW FXD R | P | 2021-12-01 | $5,041 | $4,981 | $60 | $60 | 2017-05-09 |
| 35-ELECTRONIC ARTS INC COM | P | 2021-06-03 | $4,955 | $3,937 | $1,018 | $1,018 | |
| 107500-FNMA GTD MTG PASS THRU CTFS P | P | 2021-03-05 | $10 | $11 | -$1 | -$1 | |
| 5000-FREDDIE MAC SEASONED CR RISK TR | P | 2021-07-26 | $54 | $53 | $1 | $1 | 2017-12-07 |
| 20000-FREDDIE MAC SEASONED CR RISK T | P | 2021-02-25 | $313 | $323 | -$10 | -$10 | |
| 21000-FREDDIE MAC SEASONED CR RISK T | P | 2021-06-28 | $409 | $422 | -$13 | -$13 | 2020-02-18 |
| 24638-FREDDIE MAC SEASONED LNS STRUC | P | 2021-09-27 | $342 | $358 | -$16 | -$16 | 2019-10-04 |
| 20000-GM FINL AUTOMOBILE LEASING TR | P | 2021-06-21 | $1,275 | $1,277 | -$2 | -$2 | 2019-04-30 |
| 32-GODADDY INC CL A | P | 2021-06-03 | $2,541 | $1,491 | $1,050 | $1,050 | 2017-11-02 |
| 65-HYUNDAI MTR CO SPONSORED GDR REPS | P | 2021-01-08 | $2,993 | $2,175 | $818 | $818 | 2018-12-18 |
| 272.475-THE NEW ECONOMY FUND CLASS F | P | 2021-06-14 | $17,340 | $11,515 | $5,825 | $5,825 | 2017-06-30 |
| 5000-PHILIP MORRIS INTL INC FXD RT S | P | 2021-01-25 | $5,000 | $4,959 | $41 | $41 | 2016-02-18 |
| 90-SEAGEN INC COM | P | 2021-03-22 | $13,323 | $5,837 | $7,486 | $7,486 | |
| 10000-TOYOTA AUTO RECEIVABLES 2019-B | P | 2021-05-18 | $712 | $712 | 2019-04-30 | ||
| 45000-UNITED STATES TREAS NTS 2.625% | P | 2021-03-19 | $48,778 | $45,014 | $3,764 | $3,764 | |
| 8-VOLKSVAGEN AUTO LEASE TR 2019-A NT | P | 2021-06-21 | $773 | $773 | 2019-10-01 | ||
| 2000-WALMART INC NT 2.850% 07/08/24 | P | 2021-06-21 | $2,132 | $2,001 | $131 | $131 | 2019-04-17 |
| 2000-DRIVE AUTO RECEIVABLES TR 2020- | P | 2021-12-15 | $3,665 | $3,665 | |||
| 3000-FNMA GTD MTG PASS THRU CTFS POO | P | 2021-04-26 | $17 | $17 | |||
| 1000-HKBN LTD SHS UNITARY 144A/REGS | P | 2021-05-18 | $1,333 | $1,687 | -$354 | -$354 | |
| 105-MERCK & CO INC NEW COM | P | 2021-08-05 | $7,920 | $8,019 | -$99 | -$99 | 2020-08-07 |
| 382-ROYAL PHILIPS NV SHS | P | 2021-07-02 | $18,505 | $15,107 | $3,398 | $3,398 | |
| 170-PEPSICO INC COM | P | 2021-10-21 | $27,129 | $22,408 | $4,721 | $4,721 | 2020-06-16 |
| 2000-ASAHI KASEI CORP SHS | P | 2021-09-17 | $23,007 | $15,177 | $7,830 | $7,830 | |
| 335-HP INC COM | P | 2021-02-17 | $8,794 | $3,557 | $5,237 | $5,237 | 2016-01-13 |
| 100-VERIZON COMMUNICATIONS INC COM | P | 2021-02-12 | $5,422 | $5,716 | -$294 | -$294 | 2018-11-05 |
| 100-KOMATSU LTD COM | P | 2021-10-08 | $2,373 | $2,980 | -$607 | -$607 | 2021-06-04 |
| 100-CITIZENS FINL GROUP INC COM | P | 2021-03-22 | $4,345 | $2,746 | $1,599 | $1,599 | 2020-09-10 |
| 5000-JPMORGAN CHASE & CO NT FIXED/FL | P | 2021-04-13 | $4,903 | $5,000 | -$97 | -$97 | 2021-01-28 |
| 8000-ROYAL BK CDA GLOBAL MED TERM NT | P | 2021-04-19 | $8,051 | $7,972 | $79 | $79 | 2020-06-03 |
| 50000-UNITED STS TREAS NTS 0.250% 05 | P | 2021-10-07 | $49,711 | $49,877 | -$166 | -$166 | 2021-05-20 |
| 100-TENCENT HLDGS LTD SHS PAR KHD | P | 2021-06-04 | $7,853 | $4,950 | $2,903 | $2,903 | 2020-01-07 |
| 7-ANTHEM INC COM STK | P | 2021-06-03 | $2,769 | $2,011 | $758 | $758 | 2020-01-27 |
| 25-NEUROCRINE BIOSCIENES INC COM | P | 2021-02-12 | $2,844 | $2,079 | $765 | $765 | 2019-06-05 |
| 20000-UNITED STATES TREAS NTS 1.875% | P | 2021-05-11 | $21,042 | $20,453 | $589 | $589 | 2019-08-28 |
| 3000-GM FINL AUTOMOBILE LEASING TR 2 | P | 2021-02-22 | $164 | $164 | 2020-06-08 | ||
| 120-ASTRAZENECA PLC SHS | P | 2021-06-04 | $13,566 | $8,625 | $4,941 | $4,941 | |
| 100-SHIN ETSU CHEMICAL CO SHS | P | 2021-03-31 | $16,868 | $8,640 | $8,228 | $8,228 | |
| 4000-CHINA TOWER CORPORATION LIMITED | P | 2021-09-08 | $549 | $725 | -$176 | -$176 | 2018-12-19 |
| 12-CIGNA CORP NEW COM | P | 2021-06-03 | $3,102 | $2,125 | $977 | $977 | 2011-11-29 |
| 5000-CARMAX AUTO OWNER TR 2019-2 ASS | P | 2021-02-12 | $296 | $296 | 2019-04-09 | ||
| 23-COSTCO WHOLESALE CORP NEW COM | P | 2021-03-09 | $7,303 | $5,166 | $2,137 | $2,137 | |
| 11-FACEBOOK INC CL A | P | 2021-06-03 | $3,583 | $1,826 | $1,757 | $1,757 | 2019-03-15 |
| 107500-FNMA GTD MTG PASS THRU CTFS P | P | 2021-04-07 | $10 | $11 | -$1 | -$1 | |
| 5000-FREDDIE MAC SEASONED CR RISK TR | P | 2021-08-25 | $50 | $48 | $2 | $2 | 2017-12-07 |
| 20000-FREDDIE MAC SEASONED CR RISK T | P | 2021-03-25 | $251 | $259 | -$8 | -$8 | |
| 21000-FREDDIE MAC SEASONED CR RISK T | P | 2021-07-26 | $353 | $365 | -$12 | -$12 | 2020-02-18 |
| 24638-FREDDIE MAC SEASONED LNS STRUC | P | 2021-10-25 | $404 | $423 | -$19 | -$19 | 2019-10-04 |
| 4000-GM FINL AUTOMOBILE LEASING TR 2 | P | 2021-06-21 | $977 | $979 | -$2 | -$2 | 2019-04-30 |
| 41-HDFC BK LTD ADR REPS TG 3 SHS | P | 2021-06-03 | $3,149 | $660 | $2,489 | $2,489 | 2013-08-06 |
| 133-INTEL CORP COM | P | 2021-10-28 | $6,384 | $5,213 | $1,171 | $1,171 | |
| 42.355-THE NEW ECONOMY FUND CLASS F3 | P | 2021-10-20 | $2,848 | $1,790 | $1,058 | $1,058 | 2017-06-30 |
| 2000-PUBLIC SVC ELEC GAS CO SECD MED | P | 2021-03-15 | $2,000 | $1,997 | $3 | $3 | 2016-02-29 |
| 20-SEAGEN INC COM | P | 2021-06-03 | $2,953 | $1,272 | $1,681 | $1,681 | 2017-04-12 |
| 10000-TOYOTA AUTO RECEIVABLES 2019-B | P | 2021-06-16 | $648 | $648 | 2019-04-30 | ||
| 15000-UNITED STATES TREAS NTS 2.625% | P | 2021-03-29 | $16,293 | $14,988 | $1,305 | $1,305 | 2019-02-08 |
| 12000-VOLKSVAGEN AUTO LEASE TR 2019- | P | 2021-06-21 | $135 | $135 | 2019-10-01 | ||
| 7000-WALMART INC NT 2.850% 07/08/24 | P | 2021-06-25 | $7,464 | $6,995 | $469 | $469 | |
| 5000-FEDERAL HOME LN MTG CORP PARTN | P | 2021-04-26 | $29 | $29 | |||
| 5000-FREDDIE MAC SEASONED CR RISK TR | P | 2021-01-25 | $67 | $67 | |||
| 400-NATIONAL GRID PLC REGISTERED SHS | P | 2021-02-16 | $4,731 | $4,943 | -$212 | -$212 | |
| 12-NETAPP INC COM | P | 2021-06-17 | $968 | $767 | $201 | $201 | 2020-12-17 |
| 400-BOC AVIATION LTD SHS | P | 2021-11-12 | $3,479 | $3,791 | -$312 | -$312 | |
| 0.763-SEMPRA ENERGY COM | P | 2021-01-15 | $94 | $110 | -$16 | -$16 | 2019-08-27 |
| 81-EURONEXT NV ORDINARY SHARES | P | 2021-09-17 | $9,727 | $5,266 | $4,461 | $4,461 | 2018-11-02 |
| 95-JP MORGAN CHASE & CO COM | P | 2021-03-03 | $14,584 | $11,020 | $3,564 | $3,564 | 2018-08-30 |
| 100-VERIZON COMMUNICATIONS INC COM | P | 2021-02-16 | $5,402 | $5,597 | -$195 | -$195 | 2018-11-05 |
| 16-ORSTED A S SHS | P | 2021-07-12 | $2,407 | $2,265 | $142 | $142 | 2021-06-04 |
| 100-CITIZENS FINL GROUP INC COM | P | 2021-03-24 | $4,344 | $2,746 | $1,598 | $1,598 | 2020-09-10 |
| 2000-JPMORGAN CHASE & CO NT FIXED/FL | P | 2021-04-28 | $1,962 | $2,000 | -$38 | -$38 | 2021-01-28 |
| 15000-ROYAL BK CDA GLOBAL MED TERM S | P | 2021-04-16 | $14,836 | $14,988 | -$152 | -$152 | 2021-01-13 |
| 20000-UNITED STS TREAS NTS 1.250% 05 | P | 2021-09-24 | $20,041 | $20,143 | -$102 | -$102 | 2021-06-11 |
| 42-CIE FINANCIERE RICHE MONT AG ZUG | P | 2021-06-04 | $5,276 | $2,819 | $2,457 | $2,457 | |
| 6000-APPLE INC NT 1.125% 05/11/25 B/ | P | 2021-10-19 | $6,013 | $5,989 | $24 | $24 | 2020-05-04 |
| 397.626-THE NEW ECONOMY FUND CLASS F | P | 2021-04-12 | $24,673 | $18,048 | $6,625 | $6,625 | 2019-12-19 |
| 135000-UNITED STATES TREAS NTS 1.875 | P | 2021-10-01 | $141,066 | $137,830 | $3,236 | $3,236 | 2019-08-28 |
| 3000-GM FINL AUTOMOBILE LEASING TR 2 | P | 2021-03-22 | $157 | $157 | 2020-06-08 | ||
| 146-DIAGEO PLC ORD SHS | P | 2021-03-17 | $6,170 | $4,061 | $2,109 | $2,109 | |
| 70-SOFTBANK GROUP CORP SHS | P | 2021-06-25 | $4,988 | $2,246 | $2,742 | $2,742 | 2016-10-18 |
| 300-LINK REAL ESTATE INVESTMENT TRUS | P | 2021-06-04 | $2,873 | $2,134 | $739 | $739 | 2016-08-12 |
| 11-CIGNA CORP NEW COM | P | 2021-10-08 | $2,287 | $1,948 | $339 | $339 | 2011-11-29 |
| 5000-CARMAX AUTO OWNER TR 2019-2 ASS | P | 2021-03-15 | $69 | $69 | 2019-04-09 | ||
| 20-COSTCO WHOLESALE CORP NEW COM | P | 2021-03-22 | $6,665 | $4,217 | $2,448 | $2,448 | 2018-07-09 |
| 25000-FHLMC MUTICLASS MTG PARTN CTFS | P | 2021-02-24 | $213 | $214 | -$1 | -$1 | 2015-05-13 |
| 107500-FNMA GTD MTG PASS THRU CTFS P | P | 2021-05-07 | $10 | $11 | -$1 | -$1 | |
| 5000-FREDDIE MAC SEASONED CR RISK TR | P | 2021-09-27 | $70 | $69 | $1 | $1 | 2017-12-07 |
| 20000-FREDDIE MAC SEASONED CR RISK T | P | 2021-04-27 | $348 | $359 | -$11 | -$11 | |
| 21000-FREDDIE MAC SEASONED CR RISK T | P | 2021-08-25 | $440 | $454 | -$14 | -$14 | 2020-02-18 |
| 24638-FREDDIE MAC SEASONED LNS STRUC | P | 2021-11-26 | $309 | $323 | -$14 | -$14 | 2019-10-04 |
| 4000-GM FINL AUTOMOBILE LEASING TR 2 | P | 2021-07-20 | $2,057 | $2,061 | -$4 | -$4 | 2019-04-30 |
| 58-HENRY JACK & ASSOC INC COM | P | 2021-03-30 | $8,951 | $1,683 | $7,268 | $7,268 | 2011-06-17 |
| 59-INTERCONTINENTAL EXCHANGE INC COM | P | 2021-06-03 | $6,590 | $4,267 | $2,323 | $2,323 | 2018-02-15 |
| 661.537-THE NEW ECONOMY FUND CLASS F | P | 2021-11-08 | $45,851 | $27,957 | $17,894 | $17,894 | 2017-06-30 |
| 3000-PUBLIC SVC ELEC GAS CO SECD MED | P | 2021-04-12 | $3,153 | $2,990 | $163 | $163 | 2016-09-07 |
| 43-SEAGEN INC COM | P | 2021-10-12 | $6,980 | $2,734 | $4,246 | $4,246 | 2017-04-12 |
| 10000-TOYOTA AUTO RECEIVABLES 2019-B | P | 2021-07-16 | $680 | $680 | 2019-04-30 | ||
| 20000-UNITED STATES TREAS NTS 2.625% | P | 2021-09-24 | $21,898 | $19,984 | $1,914 | $1,914 | 2019-02-08 |
| 12000-VOLKSVAGEN AUTO LEASE TR 2019- | P | 2021-07-20 | $1,089 | $1,089 | 2019-10-01 | ||
| 108-WASTE CONNECTIONS INC COM | P | 2021-01-05 | $10,930 | $5,338 | $5,592 | $5,592 | 2016-07-28 |
| 3000-FEDERAL HOME LN MTG CORP PARTN | P | 2021-01-25 | $20 | $20 | |||
| 5000-FREDDIE MAC SEASONED CR RISK TR | P | 2021-02-25 | $81 | $81 | |||
| 300-NATIONAL GRID PLC REGISTERED SHS | P | 2021-02-19 | $3,592 | $3,682 | -$90 | -$90 | 2020-06-30 |
| 0.2-ORGANON & CO COM | P | 2021-06-07 | $7 | $8 | -$1 | -$1 | 2020-08-07 |
| 300-BOC AVIATION LTD SHS | P | 2021-11-16 | $2,551 | $2,571 | -$20 | -$20 | 2019-07-24 |
| 374-TRINITY INDS INC COM | P | 2021-09-17 | $9,938 | $6,582 | $3,356 | $3,356 | |
| 3085-KONINKLIJKE KPN NV SHS | P | 2021-03-04 | $10,539 | $10,844 | -$305 | -$305 | |
| 100-LILLY ELI & CO COM | P | 2021-09-21 | $23,190 | $7,365 | $15,825 | $15,825 | 2015-05-20 |
| 742-INTESA SANPEOLO SPA SHS | P | 2021-06-04 | $2,230 | $2,032 | $198 | $198 | |
| 47-CITIZENS FINL GROUP INC COM | P | 2021-03-25 | $2,044 | $1,277 | $767 | $767 | |
| 2000-JPMORGAN CHASE & CO NT FIXED/FL | P | 2021-04-30 | $1,962 | $2,000 | -$38 | -$38 | 2021-01-28 |
| 3-SAMSUNG ELECTRS LTD NON-VTG PFD GD | P | 2021-04-01 | $4,754 | $3,542 | $1,212 | $1,212 | |
| 100000-UNITED STS TREAS NTS 0.250% 0 | P | 2021-10-07 | $99,344 | $99,855 | -$511 | -$511 | 2021-06-11 |
| 100-NTT NIPPON TELEGRAPH & TELEPHON | P | 2021-06-04 | $2,650 | $2,198 | $452 | $452 | 2019-05-14 |
| 97-APPLE INC COM | P | 2021-06-03 | $12,001 | $7,720 | $4,281 | $4,281 | 2020-05-12 |
| 240.886-THE NEW ECONOMY FUND CLASS F | P | 2021-04-22 | $15,000 | $10,934 | $4,066 | $4,066 | 2019-12-19 |
| 79927-VANGUARD REIT INDEX FUND ADMIR | P | 2021-06-03 | $11,613 | $10,258 | $1,355 | $1,355 | |
| 3000-GM FINL AUTOMOBILE LEASING TR 2 | P | 2021-04-20 | $194 | $194 | 2020-06-08 | ||
| 36-LINDE PLC SH | P | 2021-03-12 | $9,595 | $5,884 | $3,711 | $3,711 | 2014-08-22 |
| 200-UNI CHARM CORP SHS | P | 2021-03-17 | $8,078 | $6,235 | $1,843 | $1,843 | 2018-11-30 |
| 41-ACTIVISION BLIZZARD INC COM | P | 2021-06-03 | $3,902 | $1,967 | $1,935 | $1,935 | 2018-12-07 |
| 184-CSX CORP COM | P | 2021-03-24 | $17,448 | $9,307 | $8,141 | $8,141 | |
| 5000-CARMAX AUTO OWNER TR 2019-2 ASS | P | 2021-03-16 | $220 | $221 | -$1 | -$1 | 2019-04-09 |
| 5-COSTCO WHOLESALE CORP NEW COM | P | 2021-06-03 | $1,913 | $1,054 | $859 | $859 | 2018-07-09 |
| 25000-FHLMC MUTICLASS MTG PARTN CTFS | P | 2021-03-24 | $50 | $50 | 2015-05-13 | ||
| 107500-FNMA GTD MTG PASS THRU CTFS P | P | 2021-06-07 | $10 | $11 | -$1 | -$1 | |
| 5000-FREDDIE MAC SEASONED CR RISK TR | P | 2021-10-25 | $49 | $47 | $2 | $2 | 2017-12-07 |
| 20000-FREDDIE MAC SEASONED CR RISK T | P | 2021-05-25 | $271 | $280 | -$9 | -$9 | |
| 21000-FREDDIE MAC SEASONED CR RISK T | P | 2021-09-27 | $455 | $470 | -$15 | -$15 | 2020-02-18 |
| 24638-FREDDIE MAC SEASONED LNS STRUC | P | 2021-12-28 | $263 | $275 | -$12 | -$12 | 2019-10-04 |
| 4000-GM FINL AUTOMOBILE LEASING TR 2 | P | 2021-08-20 | $966 | $968 | -$2 | -$2 | 2019-04-30 |
| 5-HENRY JACK & ASSOC INC COM | P | 2021-06-03 | $777 | $145 | $632 | $632 | 2011-06-17 |
| 547.39-THE INVESTMENT COMPANY OF AME | P | 2021-04-12 | $26,691 | $21,288 | $5,403 | $5,403 | 2017-06-30 |
| 181.99-NEW PERSPECTIVE FUND CLASS F3 | P | 2021-01-22 | $11,487 | $7,529 | $3,958 | $3,958 | 2017-06-30 |
| 10000-ROCKWELL COLLINS INC DEL FXD R | P | 2021-08-27 | $10,122 | $10,006 | $116 | $116 | |
| 27-SEMPRA ENERGY COM | P | 2021-06-03 | $3,705 | $2,431 | $1,274 | $1,274 | 2015-09-11 |
| 10000-TOYOTA AUTO RECEIVABLES 2019-B | P | 2021-08-17 | $620 | $620 | 2019-04-30 | ||
| 16000-UNITED STATES TREAS NTS 2.250% | P | 2021-06-17 | $16,848 | $15,955 | $893 | $893 | 2019-04-29 |
| 12000-VOLKSVAGEN AUTO LEASE TR 2019- | P | 2021-08-20 | $1,414 | $1,414 | 2019-10-01 | ||
| 21-WASTE CONNECTIONS INC COM | P | 2021-03-08 | $2,136 | $1,038 | $1,098 | $1,098 | 2016-07-28 |
| 25000-FNMA GTD REMIC PASS THRU TR RE | P | 2021-01-25 | $375 | $375 | |||
| 5000-FREDDIE MAC SEASONED CR RISK TR | P | 2021-03-25 | $58 | $58 | |||
| 600-NATIONAL GRID PLC REGISTERED SHS | P | 2021-02-22 | $7,072 | $7,275 | -$203 | -$203 | |
| 10.3-ORGANON & CO COM | P | 2021-07-06 | $319 | $394 | -$75 | -$75 | 2020-08-07 |
| 9000-HKT TRUST & HKT LTD SHARE STAPL | P | 2021-05-11 | $12,444 | $13,415 | -$971 | -$971 | |
| 220-EURONEXT NV RIGHTS 2021-10 05 21 | P | 2021-05-05 | $3,307 | $3,307 | $3,307 | ||
| 300-BOC AVIATION LTD SHS | P | 2021-11-15 | $2,570 | $2,645 | -$75 | -$75 | 2019-02-20 |
| 14-LILLY ELI & CO COM | P | 2021-09-22 | $3,212 | $1,031 | $2,181 | $2,181 | 2015-05-20 |
| 10000-CHINA TOWER ION LIMITED REGIST | P | 2021-06-04 | $1,403 | $1,674 | -$271 | -$271 | 2020-11-06 |
| 70-CITIZENS FINL GROUP INC COM | P | 2021-06-03 | $3,510 | $1,896 | $1,614 | $1,614 | |
| 59-MERCK & CO INC NEW COM | P | 2021-01-19 | $4,904 | $4,836 | $68 | $68 | 2020-06-03 |
| 2-SAMSUNG ELECTRS LTD NON-VTG PFD GD | P | 2021-06-04 | $3,295 | $2,358 | $937 | $937 | 2020-10-23 |
| 9000-UNITED STS TREAS NTS 1.250% 08/ | P | 2021-09-24 | $8,835 | $8,923 | -$88 | -$88 | |
| 100-NTT NIPPON TELEGRAPH & TELEPHON | P | 2021-07-21 | $2,590 | $2,198 | $392 | $392 | 2019-05-14 |
| 27-CHEVRON CORP NEW COM | P | 2021-06-03 | $2,903 | $1,566 | $1,337 | $1,337 | 2020-03-20 |
| 254.514-THE NEW ECONOMY FUND CLASS F | P | 2021-06-03 | $21,920 | $16,091 | $5,829 | $5,829 | 2019-12-19 |
| 15-VERTEX PHARMACEUTICALS INC COM | P | 2021-06-03 | $3,167 | $3,227 | -$60 | -$60 | 2019-11-21 |
| 3000-GM FINL AUTOMOBILE LEASING TR 2 | P | 2021-05-20 | $221 | $221 | 2020-06-08 | ||
| 27-RECKITT BENCKISER GROUP PLC SLOUG | P | 2021-06-04 | $2,475 | $2,432 | $43 | $43 | 2017-03-15 |
| 42-DSV PANALPINA A/S BEARER AND/OR R | P | 2021-06-04 | $10,113 | $3,448 | $6,665 | $6,665 | |
| 85-ACTIVISION BLIZZARD INC COM | P | 2021-11-09 | $5,685 | $4,043 | $1,642 | $1,642 | |
| 16-CSX CORP COM | P | 2021-06-03 | $1,598 | $801 | $797 | $797 | |
| 5000-CARMAX AUTO OWNER TR 2019-2 ASS | P | 2021-04-15 | $352 | $352 | 2019-04-09 | ||
| 54-CROWN CASTLE INTL CORP NEW COM | P | 2021-03-30 | $9,244 | $4,649 | $4,595 | $4,595 | 2016-10-20 |
| 25000-FHLMC MUTICLASS MTG PARTN CTFS | P | 2021-04-23 | $42 | $43 | -$1 | -$1 | 2015-05-13 |
| 107500-FNMA GTD MTG PASS THRU CTFS P | P | 2021-07-08 | $10 | $11 | -$1 | -$1 | |
| 5000-FREDDIE MAC SEASONED CR RISK TR | P | 2021-11-26 | $78 | $77 | $1 | $1 | 2017-12-07 |
| 20000-FREDDIE MAC SEASONED CR RISK T | P | 2021-06-25 | $333 | $343 | -$10 | -$10 | |
| 21000-FREDDIE MAC SEASONED CR RISK T | P | 2021-10-22 | $315 | $325 | -$10 | -$10 | 2020-02-18 |
| 782.678-FUNDAMENTAL INVESTORS CLASS | P | 2021-06-03 | $60,744 | $50,467 | $10,277 | $10,277 | 2018-01-11 |
| 3000-GM FINL AUTOMOBILE LEASING TR 2 | P | 2021-06-21 | $256 | $256 | 2020-06-08 | ||
| 15000-HONDA AUTO RECEIVABLES 2019-2 | P | 2021-03-22 | $986 | $978 | $8 | $8 | 2020-03-19 |
| 1566.475-THE INVESTMENT COMPANY OF A | P | 2021-06-03 | $78,120 | $60,920 | $17,200 | $17,200 | 2017-06-30 |
| 2307.784-NEW PERSPECTIVE FUND CLASS | P | 2021-04-12 | $147,537 | $95,473 | $52,064 | $52,064 | 2017-06-30 |
| 15000-SANTANDER DRIVE AUTO RECEIVABL | P | 2021-03-16 | $1,782 | $1,782 | 2019-08-13 | ||
| 15000-SIMON PPTY GROUP LP GTD FIXED | P | 2021-01-27 | $15,073 | $14,988 | $85 | $85 | 2016-01-08 |
| 10000-TOYOTA AUTO RECEIVABLES 2019-B | P | 2021-09-17 | $596 | $597 | -$1 | -$1 | 2019-04-30 |
| 10000-UNITEDHEALTH GROUP INC FXD RT | P | 2021-05-24 | $10,352 | $9,988 | $364 | $364 | 2015-07-20 |
| 12000-VOLKSVAGEN AUTO LEASE TR 2019- | P | 2021-09-21 | $1,528 | $1,528 | 2019-10-01 | ||
| 17000-WORLD OMNI SELECT AUTO TR 2019 | P | 2021-01-19 | $992 | $992 | 2019-10-01 | ||
| 25000-FNMA GTD REMIC PASS THRU TR RE | P | 2021-02-25 | $364 | $364 | |||
| 5000-FREDDIE MAC SEASONED CR RISK TR | P | 2021-05-25 | $82 | $82 | |||
| 300-NATIONAL GRID PLC REGISTERED SHS | P | 2021-02-23 | $3,539 | $3,619 | -$80 | -$80 | 2020-06-24 |
| 78-PNC FINL SVCS GROUP INC COM | P | 2021-08-11 | $15,073 | $8,545 | $6,528 | $6,528 | |
| 900-LINK REAL ESTATE INVESTMENT TRUS | P | 2021-09-17 | $7,703 | $7,465 | $238 | $238 | 2020-06-24 |
| 56-GROUP DANONE SHS | P | 2021-03-03 | $3,799 | $4,476 | -$677 | -$677 | 2018-02-22 |
| 1200-BOC AVIATION LTD SHS | P | 2021-11-16 | $10,204 | $10,481 | -$277 | -$277 | |
| 150-MERCK & CO INC NEW COM | P | 2021-08-05 | $11,314 | $11,278 | $36 | $36 | 2019-02-13 |
| 10000-AT&T INC GLOBAL NT 2.250% 02/0 | P | 2021-01-14 | $9,898 | $10,022 | -$124 | -$124 | 2020-07-28 |
| 34-DISCOVER FINL SYCS COM INC | P | 2021-06-03 | $4,171 | $2,938 | $1,233 | $1,233 | 2021-02-03 |
| 15000-MORGAN STANLEY SR NT FIXED/FLT | P | 2021-06-28 | $14,567 | $15,000 | -$433 | -$433 | 2021-01-20 |
| 260.437-SHORT-TERM BOND FUND OF AMER | P | 2021-06-14 | $2,620 | $2,620 | |||
| 27-V F CORP COM | P | 2021-06-03 | $2,138 | $2,147 | -$9 | -$9 | 2021-01-27 |
| 100-TERUMO CORP SHS | P | 2021-02-05 | $4,148 | $3,619 | $529 | $529 | 2020-01-20 |
| 6000-COSTCO WHOLESALE CORP NEW 1.375 | P | 2021-05-04 | $6,036 | $5,990 | $46 | $46 | |
| 274.477-THE NEW ECONOMY FUND CLASS F | P | 2021-06-14 | $17,468 | $12,459 | $5,009 | $5,009 | |
| 5-VODAFONE GROUP PLC NEW NT 3.750% 0 | P | 2021-03-30 | $5,435 | $4,958 | $477 | $477 | 2018-05-23 |
| 15000-HONDA AUTO RECEIVABLES 2019-2 | P | 2021-02-22 | $465 | $461 | $4 | $4 | 2020-03-19 |
| 55-RECKITT BENCKISER GROUP PLC SLOUG | P | 2021-07-28 | $4,228 | $4,955 | -$727 | -$727 | 2017-03-15 |
| 30-CARLSBERGRNATIONAL | P | 2021-06-04 | $5,426 | $3,339 | $2,087 | $2,087 | |
| 2-ALPHABET INC CL A | P | 2021-06-03 | $4,688 | $499 | $4,189 | $4,189 | 2011-06-17 |
| 6000-CARMAX AUTO OWNER TR 2020-1 ASS | P | 2021-01-15 | $414 | $414 | 2020-01-14 | ||
| 5000-CARMAX AUTO OWNER TR 2019-2 ASS | P | 2021-05-17 | $314 | $314 | 2019-04-09 | ||
| 7-CROWN CASTLE INTL CORP NEW COM | P | 2021-06-03 | $1,362 | $603 | $759 | $759 | 2016-10-20 |
| 25000-FHLMC MUTICLASS MTG PARTN CTFS | P | 2021-05-24 | $494 | $496 | -$2 | -$2 | 2015-05-13 |
| 107500-FNMA GTD MTG PASS THRU CTFS P | P | 2021-08-06 | $10 | $11 | -$1 | -$1 | |
| 5000-FREDDIE MAC SEASONED CR RISK TR | P | 2021-12-28 | $77 | $75 | $2 | $2 | 2017-12-07 |
| 20000-FREDDIE MAC SEASONED CR RISK T | P | 2021-07-26 | $367 | $378 | -$11 | -$11 | |
| 21000-FREDDIE MAC SEASONED CR RISK T | P | 2021-12-03 | $351 | $363 | -$12 | -$12 | 2020-02-18 |
| 170.564-FUNDAMENTAL INVESTORS CLASS | P | 2021-06-14 | $13,420 | $10,998 | $2,422 | $2,422 | 2018-01-11 |
| 3000-GM FINL AUTOMOBILE LEASING TR 2 | P | 2021-07-20 | $286 | $286 | 2020-06-08 | ||
| 15000-HONDA AUTO RECEIVABLES 2019-2 | P | 2021-04-22 | $1,147 | $1,137 | $10 | $10 | 2020-03-19 |
| 634.39-THE INVESTMENT COMPANY OF AME | P | 2021-06-14 | $32,024 | $24,671 | $7,353 | $7,353 | 2017-06-30 |
| 37.277-NEW PERSPECTIVE FUND CLASS F3 | P | 2021-04-22 | $2,406 | $1,542 | $864 | $864 | 2017-06-30 |
| 15000-SANTANDER DRIVE AUTO RECEIVABL | P | 2021-04-16 | $3,183 | $3,183 | 2019-08-13 | ||
| 15000-STARBUCKS CORP FIXED RT SR NT | P | 2021-03-17 | $16,608 | $14,986 | $1,622 | $1,622 | 2018-08-08 |
| 10000-TOYOTA AUTO RECEIVABLES 2019-B | P | 2021-10-18 | $576 | $576 | 2019-04-30 | ||
| 10000-UNITEDHEALTH GROUP INC FXD RT | P | 2021-05-20 | $11,136 | $9,973 | $1,163 | $1,163 | 2015-07-20 |
| 12000-VOLKSVAGEN AUTO LEASE TR 2019- | P | 2021-10-21 | $1,475 | $1,475 | 2019-10-01 | ||
| 17000-WORLD OMNI SELECT AUTO TR 2019 | P | 2021-02-17 | $941 | $941 | 2019-10-01 | ||
| 25000-FNMA GTD REMIC PASS THRU TR RE | P | 2021-03-25 | $197 | $197 | |||
| 5000-FREDDIE MAC SEASONED CR RISK TR | P | 2021-06-25 | $69 | $69 | |||
| 400-NATIONAL GRID PLC REGISTERED SHS | P | 2021-03-04 | $4,658 | $4,825 | -$167 | -$167 | 2020-06-24 |
| 44-PUBLIC STORAGE COM | P | 2021-01-27 | $10,016 | $8,030 | $1,986 | $1,986 | 2020-05-07 |
| 42-DIGITAL RLTY TR INC COM | P | 2021-09-17 | $6,603 | $6,538 | $65 | $65 | 2020-08-18 |
| 320-BRITISH TOBACCO PLC ORD SHS | P | 2021-03-04 | $11,507 | $18,400 | -$6,893 | -$6,893 | |
| 600-HONG KONG EXCHANGES AND CLEARING | P | 2021-01-27 | $39,995 | $17,196 | $22,799 | $22,799 | |
| 53-MICROSOFT CORP COM | P | 2021-02-17 | $12,905 | $1,346 | $11,559 | $11,559 | 2010-11-23 |
| 8-AIR PRODS & CHEMS INC COM | P | 2021-06-03 | $2,418 | $2,320 | $98 | $98 | 2020-09-24 |
| 16-EURONET WORLDWIDE INC | P | 2021-06-03 | $2,365 | $2,139 | $226 | $226 | 2020-11-30 |
| 392-NEWELL BRANDS INC COM | P | 2021-12-02 | $8,285 | $10,460 | -$2,175 | -$2,175 | |
| 13000-TORONTO DOMINION BK SR MEDIUM | P | 2021-04-22 | $13,091 | $12,999 | $92 | $92 | 2020-06-10 |
| 555-VALE S A ADR | P | 2021-11-17 | $6,643 | $12,405 | -$5,762 | -$5,762 | 2021-06-03 |
| 200-TERUMO CORP SHS | P | 2021-03-11 | $7,580 | $7,133 | $447 | $447 | |
| 5-EQUINIX INC COM PAR 1.001 | P | 2021-06-03 | $3,878 | $2,420 | $1,458 | $1,458 | 2019-05-14 |
| 14-ORGANON & CO COM | P | 2021-08-04 | $401 | $522 | -$121 | -$121 | |
| 201934-FNMA 30 YEAR TBA SET T JANUAR | P | 2021-12-20 | $206,399 | $206,008 | $391 | $391 | |
| 12-SARTORIUS AG VORZ AK T OHNE STIMM | P | 2021-06-04 | $5,658 | $1,883 | $3,775 | $3,775 | |
| 47-RECKITT BENCKISER GROUP PLC SLOUG | P | 2021-07-30 | $3,594 | $3,625 | -$31 | -$31 | 2019-02-22 |
| 20-GENMAB A/S SHS | P | 2021-06-04 | $8,114 | $3,098 | $5,016 | $5,016 | |
| 2000-ALTRIA GROUP INC GTD NT 4.400% | P | 2021-02-18 | $2,322 | $1,996 | $326 | $326 | 2019-02-12 |
| 6000-CARMAX AUTO OWNER TR 2020-1 ASS | P | 2021-02-16 | $411 | $411 | 2020-01-14 | ||
| 5000-CARMAX AUTO OWNER TR 2019-2 ASS | P | 2021-06-15 | $288 | $288 | 2019-04-09 | ||
| 55-DANAHER CORP COM | P | 2021-03-23 | $12,143 | $2,160 | $9,983 | $9,983 | 2011-06-17 |
| 25000-FHLMC MUTICLASS MTG PARTN CTFS | P | 2021-06-24 | $912 | $917 | -$5 | -$5 | 2015-05-13 |
| 107500-FNMA GTD MTG PASS THRU CTFS P | P | 2021-09-08 | $10 | $11 | -$1 | -$1 | |
| 5000-FREDDIE MAC SEASONED CR RISK TR | P | 2021-01-26 | $70 | $69 | $1 | $1 | 2017-12-07 |
| 20000-FREDDIE MAC SEASONED CR RISK T | P | 2021-08-25 | $319 | $329 | -$10 | -$10 | |
| 21000-FREDDIE MAC SEASONED CR RISK T | P | 2021-12-27 | $406 | $420 | -$14 | -$14 | 2020-02-18 |
| 26.396-FUNDAMENTAL INVESTORS CLASS F | P | 2021-11-08 | $2,147 | $1,702 | $445 | $445 | 2018-01-11 |
| 3000-GM FINL AUTOMOBILE LEASING TR 2 | P | 2021-08-20 | $271 | $271 | 2020-06-08 | ||
| 15000-HONDA AUTO RECEIVABLES 2019-2 | P | 2021-05-21 | $1,044 | $1,035 | $9 | $9 | 2020-03-19 |
| 329.647-THE INVESTMENT COMPANY OF AM | P | 2021-11-08 | $17,709 | $12,820 | $4,889 | $4,889 | 2017-06-30 |
| 591.799-NEW PERSPECTIVE FUND CLASS F | P | 2021-06-03 | $38,556 | $24,483 | $14,073 | $14,073 | 2017-06-30 |
| 15000-SANTANDER DRIVE AUTO RECEIVABL | P | 2021-05-18 | $2,775 | $2,775 | 2019-08-13 | ||
| 75-TAIWAN SEMICONDUCTOR MFG CO SPONS | P | 2021-01-15 | $9,432 | $2,294 | $7,138 | $7,138 | |
| 10000-TOYOTA AUTO RECEIVABLES 2019-B | P | 2021-11-16 | $531 | $531 | 2019-04-30 | ||
| 915.573-VANGUARD REIT INDEX FUND ADM | P | 2021-06-03 | $133,024 | $99,205 | $33,819 | $33,819 | |
| 12000-VOLKSVAGEN AUTO LEASE TR 2019- | P | 2021-11-23 | $1,339 | $1,339 | 2019-10-01 | ||
| 17000-WORLD OMNI SELECT AUTO TR 2019 | P | 2021-03-16 | $867 | $867 | 2019-10-01 | ||
| 25000-FNMA GTD REMIC PASS THRU TR RE | P | 2021-04-26 | $246 | $246 | |||
| 5000-FREDDIE MAC SEASONED CR RISK TR | P | 2021-02-25 | $72 | $72 | |||
| 500-NATIONAL GRID PLC REGISTERED SHS | P | 2021-03-09 | $5,850 | $6,015 | -$165 | -$165 | |
| 81-PUBLIC STORAGE COM | P | 2021-02-11 | $18,877 | $14,544 | $4,333 | $4,333 | |
| 42-EAST WEST BANCORP INC COM | P | 2021-06-07 | $3,117 | $1,317 | $1,800 | $1,800 | 2020-03-18 |
| 447-BRITISH TOBACCO PLC ORD SHS | P | 2021-03-26 | $17,093 | $25,530 | -$8,437 | -$8,437 | |
| 2300-LINK REAL ESTATE INVESTMENT TRU | P | 2021-09-17 | $19,686 | $14,802 | $4,884 | $4,884 | |
| 30-NETAPP INC COM | P | 2021-06-17 | $2,425 | $2,029 | $396 | $396 | 2019-03-20 |
| 20-ALIBABA GROUP HLDG LTD SPONSORED | P | 2021-10-08 | $3,183 | $4,334 | -$1,151 | -$1,151 | 2021-06-03 |
| 26-FIDELITY NATL INFORMATION SVCS IN | P | 2021-06-03 | $3,803 | $3,862 | -$59 | -$59 | 2020-09-29 |
| 0.1-ORGANON & CO COM | P | 2021-06-07 | $3 | $4 | -$1 | -$1 | 2020-06-17 |
| 15000-TOYOTA MTR CR COP MEDIUM TERM | P | 2021-09-20 | $14,988 | $14,999 | -$11 | -$11 | 2021-01-06 |
| 6-ZIMMER BIOMET HLDGS INC COM | P | 2021-06-03 | $961 | $840 | $121 | $121 | 2020-11-05 |
| 24-TERUMO CORP SHS | P | 2021-03-12 | $906 | $842 | $64 | $64 | 2019-11-22 |
| 43-EURONET WORLDWIDE INC | P | 2021-12-03 | $4,496 | $5,750 | -$1,254 | -$1,254 | 2020-11-30 |
| 147-PROSUS N V ADR | P | 2021-01-13 | $3,150 | $2,350 | $800 | $800 | 2019-09-19 |
| 5-FEDERAL HOME LN MTG CORP PARTN CTF | P | 2021-03-05 | $19 | $20 | -$1 | -$1 | |
| 653-IBERDROLA SA BILBAO SHS | P | 2021-06-04 | $8,471 | $5,084 | $3,387 | $3,387 | |
| 44-RENAISSANCE RE HOLDINGS LTD COM | P | 2021-04-06 | $7,298 | $6,058 | $1,240 | $1,240 | 2018-04-27 |
| 51-NOVO NORDISK AS VORM ALS NOVO IND | P | 2021-06-04 | $4,072 | $2,372 | $1,700 | $1,700 | |
| 2-AMAZON COM INC | P | 2021-06-03 | $6,388 | $1,517 | $4,871 | $4,871 | 2016-08-25 |
| 6000-CARMAX AUTO OWNER TR 2020-1 ASS | P | 2021-03-16 | $370 | $370 | 2020-01-14 | ||
| 5000-CARMAX AUTO OWNER TR 2019-2 ASS | P | 2021-07-15 | $307 | $307 | 2019-04-09 | ||
| 10-DANAHER CORP COM | P | 2021-06-03 | $2,408 | $393 | $2,015 | $2,015 | 2011-06-17 |
| 25000-FHLMC MUTICLASS MTG PARTN CTFS | P | 2021-07-23 | $879 | $884 | -$5 | -$5 | 2015-05-13 |
| 107500-FNMA GTD MTG PASS THRU CTFS P | P | 2021-10-07 | $10 | $11 | -$1 | -$1 | |
| 5000-FREDDIE MAC SEASONED CR RISK TR | P | 2021-04-26 | $63 | $61 | $2 | $2 | 2017-12-07 |
| 20000-FREDDIE MAC SEASONED CR RISK T | P | 2021-09-27 | $359 | $370 | -$11 | -$11 | |
| 24638-FREDDIE MAC SEASONED LNS STRUC | P | 2021-01-25 | $452 | $472 | -$20 | -$20 | 2019-10-04 |
| 46660-GNMA II GTD MTG PASS THRU CTFS | P | 2021-05-07 | $205 | $209 | -$4 | -$4 | 2014-08-01 |
| 3000-GM FINL AUTOMOBILE LEASING TR 2 | P | 2021-09-20 | $242 | $242 | 2020-06-08 | ||
| 15000-HONDA AUTO RECEIVABLES 2019-2 | P | 2021-06-21 | $930 | $922 | $8 | $8 | 2020-03-19 |
| 53-JP MORGAN CHASE & CO COM | P | 2021-06-03 | $8,791 | $3,560 | $5,231 | $5,231 | 2016-10-17 |
| 813.756-NEW PERSPECTIVE FUND CLASS F | P | 2021-06-14 | $54,245 | $33,665 | $20,580 | $20,580 | 2017-06-30 |
| 15000-SANTANDER DRIVE AUTO RECEIVABL | P | 2021-06-16 | $2,592 | $2,592 | 2019-08-13 | ||
| 54-TAIWAN SEMICONDUCTOR MFG CO SPONS | P | 2021-02-22 | $7,277 | $1,651 | $5,626 | $5,626 | |
| 10000-TOYOTA AUTO RECEIVABLES 2019-B | P | 2021-12-15 | $536 | $536 | 2019-04-30 | ||
| 167.264-VANGUARD REIT INDEX FUND ADM | P | 2021-06-14 | $25,001 | $18,080 | $6,921 | $6,921 | 2018-01-17 |
| 12000-VOLKSVAGEN AUTO LEASE TR 2019- | P | 2021-12-20 | $1,452 | $1,452 | 2019-10-01 | ||
| 17000-WORLD OMNI SELECT AUTO TR 2019 | P | 2021-04-16 | $1,088 | $1,088 | 2019-10-01 | ||
| 25000-FNMA GTD REMIC PASS THRU TR RE | P | 2021-05-25 | $372 | $372 | |||
| 5000-FREDDIE MAC SEASONED CR RISK TR | P | 2021-03-25 | $59 | $59 | |||
| 500-NATIONAL GRID PLC REGISTERED SHS | P | 2021-03-16 | $5,899 | $5,997 | -$98 | -$98 | |
| 90-SEMPRA ENERGY COM | P | 2021-03-02 | $10,545 | $10,731 | -$186 | -$186 | 2020-06-24 |
| 90-EXTRA SPACE STORAGE INC COM | P | 2021-07-15 | $15,558 | $7,882 | $7,676 | $7,676 | 2020-05-07 |
| 744-GLAXOSMITHKLINE PLC SHS | P | 2021-02-26 | $12,763 | $13,894 | -$1,131 | -$1,131 | |
| 89-AMERICAN TOWER CORP NEW COM | P | 2021-03-17 | $19,747 | $10,835 | $8,912 | $8,912 | |
| 14.7-ORGANON & CO COM | P | 2021-07-06 | $456 | $554 | -$98 | -$98 | 2019-02-13 |
| 6000-ASIAN DEVELOPMENT BANK ADB | P | 2021-08-17 | $6,071 | $5,997 | $74 | $74 | 2021-04-07 |
| 20-FLEETCOR TECHNOLOGIES INC COM | P | 2021-07-15 | $5,156 | $5,534 | -$378 | -$378 | 2021-06-03 |
| 34-PNC FINL SVCS GROUP INC COM | P | 2021-07-01 | $6,513 | $6,658 | -$145 | -$145 | 2021-06-03 |
| 15000-UNITED STS TREAS NTS 0.875% 11 | P | 2021-02-12 | $14,598 | $14,978 | -$380 | -$380 | 2020-11-13 |
| 20-GALAPAGOS NV SHS | P | 2021-02-22 | $1,684 | $2,502 | -$818 | -$818 | 2019-06-19 |
| 59-NOVO NORDISK AS VORM ALS NOVO IND | P | 2021-06-04 | $4,710 | $3,422 | $1,288 | $1,288 | 2019-12-23 |
| 7000-FIRSTENERGY CORP NT SER A 2.050 | P | 2021-03-03 | $7,087 | $6,998 | $89 | $89 | 2020-02-19 |
| 18-SERVICENOW INC COM | P | 2021-01-04 | $9,472 | $4,273 | $5,199 | $5,199 | 2019-10-24 |
| 2000-FNMA GTD MTG PASS THRU CTFS POO | P | 2021-02-05 | $6 | $7 | -$1 | -$1 | 2020-12-31 |
| 22-L'AIR LIQUIDE CO LTD SHS | P | 2021-06-04 | $3,761 | $1,973 | $1,788 | $1,788 | 2011-06-17 |
| 100-PIO TINTO PLC SHS | P | 2021-11-05 | $5,962 | $4,936 | $1,026 | $1,026 | |
| 6-ASML HOLDING N V SHS | P | 2021-02-23 | $3,394 | $214 | $3,180 | $3,180 | 2011-06-17 |
| 1512.378-AMERICAN FUNDS INFLATION LI | P | 2021-06-14 | $16,606 | $14,549 | $2,057 | $2,057 | 2018-01-11 |
| 6000-CARMAX AUTO OWNER TR 2020-1 ASS | P | 2021-04-15 | $461 | $461 | 2020-01-14 | ||
| 5000-CARMAX AUTO OWNER TR 2019-2 ASS | P | 2021-08-16 | $283 | $284 | -$1 | -$1 | 2019-04-09 |
| 3000-DRIVE AUTO RECEIVABLES TR 2020- | P | 2021-01-15 | $281 | $281 | 2020-01-13 | ||
| 25000-FHLMC MUTICLASS MTG PARTN CTFS | P | 2021-08-24 | $2,166 | $2,176 | -$10 | -$10 | 2015-05-13 |
| 107500-FNMA GTD MTG PASS THRU CTFS P | P | 2021-11-05 | $10 | $11 | -$1 | -$1 | |
| 5000-FREDDIE MAC SEASONED CR RISK TR | P | 2021-07-26 | $81 | $79 | $2 | $2 | 2017-12-07 |
| 20000-FREDDIE MAC SEASONED CR RISK T | P | 2021-10-25 | $400 | $413 | -$13 | -$13 | |
| 24638-FREDDIE MAC SEASONED LNS STRUC | P | 2021-02-25 | $392 | $410 | -$18 | -$18 | 2019-10-04 |
| 46660-GNMA II GTD MTG PASS THRU CTFS | P | 2021-09-08 | $143 | $146 | -$3 | -$3 | 2014-08-01 |
| 3000-GM FINL AUTOMOBILE LEASING TR 2 | P | 2021-10-21 | $232 | $232 | 2020-06-08 | ||
| 15000-HONDA AUTO RECEIVABLES 2019-2 | P | 2021-07-21 | $965 | $956 | $9 | $9 | 2020-03-19 |
| 28-LAS VEGAS SANDS CORP COM | P | 2021-06-03 | $1,594 | $1,252 | $342 | $342 | 2016-02-01 |
| 1321.77-NEW PERSPECTIVE FUND CLASS F | P | 2021-11-08 | $96,701 | $54,682 | $42,019 | $42,019 | 2017-06-30 |
| 15000-SANTANDER DRIVE AUTO RECEIVABL | P | 2021-07-16 | $2,645 | $2,645 | 2019-08-13 | ||
| 75-TAIWAN SEMICONDUCTOR MFG CO SPONS | P | 2021-03-15 | $8,814 | $2,293 | $6,521 | $6,521 | 2016-10-17 |
| 50000-UNITED STATES TREAS NTS 2.000% | P | 2021-05-20 | $51,445 | $49,678 | $1,767 | $1,767 | |
| 130.69-VANGUARD REIT INDEX FUND ADMI | P | 2021-11-08 | $20,352 | $14,039 | $6,313 | $6,313 | 2018-01-17 |
| 100-WABTEC COM | P | 2021-03-01 | $7,498 | $7,259 | $239 | $239 | |
| 17000-WORLD OMNI SELECT AUTO TR 2019 | P | 2021-05-18 | $979 | $979 | 2019-10-01 | ||
| 25000-FNMA GTD REMIC PASS THRU TR RE | P | 2021-06-25 | $233 | $233 | |||
| 5000-FREDDIE MAC SEASONED CR RISK TR | P | 2021-05-25 | $78 | $78 | |||
| 275-NATIONAL GRID PLC REGISTERED SHS | P | 2021-03-18 | $3,210 | $3,288 | -$78 | -$78 | 2020-06-29 |
| 465-TRINITY INDS INC COM | P | 2021-03-03 | $14,546 | $11,537 | $3,009 | $3,009 | |
| 20-JP MORGAN CHASE & CO COM | P | 2021-03-03 | $3,070 | $2,129 | $941 | $941 | 2019-08-28 |
| 200-IMPERIAL BRANDS PLC SHS | P | 2021-03-03 | $3,853 | $6,115 | -$2,262 | -$2,262 | 2018-11-30 |
| 29-BROADCOM INC COM | P | 2021-03-26 | $13,594 | $7,133 | $6,461 | $6,461 | |
| 2.8-ORGANON & CO COM | P | 2021-07-14 | $81 | $105 | -$24 | -$24 | 2019-02-13 |
| 19000-BAT CAP CORP GTD NT 2.726% 03/ | P | 2021-05-20 | $18,303 | $19,000 | -$697 | -$697 | 2020-09-22 |
| 3000-GOLDMAN SACHS GROUP INC SR GLOB | P | 2021-06-29 | $3,066 | $3,000 | $66 | $66 | 2021-04-15 |
| 5000-PEPSICO INC SR NT 1.400% 02/25/ | P | 2021-09-15 | $4,896 | $4,992 | -$96 | -$96 | 2020-10-06 |
| 10000-UNITED STS TREAS NTS 0.125% 12 | P | 2021-10-19 | $9,927 | $9,986 | -$59 | -$59 | 2020-12-30 |
| 30-IBERDROLA SA BILBAO SHS | P | 2021-06-04 | $389 | $283 | $106 | $106 | 2019-08-09 |
| 87.696-ROYAL PHILIPS NV SHS | P | 2021-06-04 | $4,902 | $3,587 | $1,315 | $1,315 | |
| 34-HEICO CORP NEW COM | P | 2021-06-03 | $4,915 | $4,351 | $564 | $564 | 2020-02-07 |
| 2-SERVICENOW INC COM | P | 2021-06-03 | $919 | $475 | $444 | $444 | 2019-10-24 |
| 2000-FNMA GTD MTG PASS THRU CTFS POO | P | 2021-03-05 | $12 | $12 | 2020-12-31 | ||
| 30-GROUP DANONE SHS | P | 2021-06-04 | $2,141 | $2,000 | $141 | $141 | 2017-03-15 |
| 54-DKSH HOLDING AG ZUERICH NAMEN AKT | P | 2021-06-04 | $4,391 | $4,430 | -$39 | -$39 | |
| 21-ASML HOLDING N V SHS | P | 2021-03-15 | $11,275 | $751 | $10,524 | $10,524 | |
| 85-AMERICAN TOWER CORP NEW COM | P | 2021-03-18 | $18,849 | $4,271 | $14,578 | $14,578 | |
| 6000-CARMAX AUTO OWNER TR 2020-1 ASS | P | 2021-05-17 | $410 | $410 | 2020-01-14 | ||
| 5000-CARMAX AUTO OWNER TR 2019-2 ASS | P | 2021-09-15 | $268 | $269 | -$1 | -$1 | 2019-04-09 |
| 3000-DRIVE AUTO RECEIVABLES TR 2020- | P | 2021-02-16 | $254 | $254 | 2020-01-13 | ||
| 25000-FHLMC MUTICLASS MTG PARTN CTFS | P | 2021-09-24 | $1,682 | $1,690 | -$8 | -$8 | 2015-05-13 |
| 107500-FNMA GTD MTG PASS THRU CTFS P | P | 2021-12-07 | $10 | $11 | -$1 | -$1 | |
| 5000-FREDDIE MAC SEASONED CR RISK TR | P | 2021-08-25 | $70 | $68 | $2 | $2 | 2017-12-07 |
| 20000-FREDDIE MAC SEASONED CR RISK T | P | 2021-11-26 | $265 | $273 | -$8 | -$8 | |
| 24638-FREDDIE MAC SEASONED LNS STRUC | P | 2021-03-25 | $228 | $238 | -$10 | -$10 | 2019-10-04 |
| 46660-GNMA II GTD MTG PASS THRU CTFS | P | 2021-10-07 | $237 | $244 | -$7 | -$7 | 2014-08-01 |
| 3000-GM FINL AUTOMOBILE LEASING TR 2 | P | 2021-11-22 | $258 | $258 | 2020-06-08 | ||
| 15000-HONDA AUTO RECEIVABLES 2019-2 | P | 2021-08-24 | $905 | $898 | $7 | $7 | 2020-03-19 |
| 87-LAS VEGAS SANDS CORP COM | P | 2021-08-18 | $3,334 | $3,890 | -$556 | -$556 | 2016-02-01 |
| 256.178-NEW WORLD FUND CLASS F3 | P | 2021-04-12 | $23,097 | $15,468 | $7,629 | $7,629 | 2017-06-30 |
| 15000-SANTANDER DRIVE AUTO RECEIVABL | P | 2021-08-16 | $2,022 | $2,022 | 2019-08-13 | ||
| 94-TAIWAN SEMICONDUCTOR MFG CO SPONS | P | 2021-06-03 | $11,007 | $2,874 | $8,133 | $8,133 | 2016-10-17 |
| 10000-UNITED STATES TREAS NTS 2.000% | P | 2021-09-29 | $10,219 | $9,936 | $283 | $283 | 2017-12-08 |
| 29-VISA INC COM CL A | P | 2021-06-03 | $6,630 | $2,325 | $4,305 | $4,305 | 2016-08-18 |
| 125-WABTEC COM | P | 2021-03-08 | $9,372 | $8,762 | $610 | $610 | |
| 17000-WORLD OMNI SELECT AUTO TR 2019 | P | 2021-06-16 | $900 | $900 | 2019-10-01 | ||
| 25000-FNMA GTD REMIC PASS THRU TR RE | P | 2021-07-26 | $232 | $232 | |||
| 5000-FREDDIE MAC SEASONED CR RISK TR | P | 2021-06-25 | $74 | $74 | |||
| 354-UNILEVER PLC SHS | P | 2021-08-05 | $20,277 | $21,287 | -$1,010 | -$1,010 | |
| 45-GROUP DANONE SHS | P | 2021-03-03 | $3,053 | $3,905 | -$852 | -$852 | 2019-08-02 |
| 36-JP MORGAN CHASE & CO COM | P | 2021-06-07 | $5,999 | $3,833 | $2,166 | $2,166 | 2019-08-28 |
| 335-IMPERIAL BRANDS PLC SHS | P | 2021-03-04 | $6,477 | $10,171 | -$3,694 | -$3,694 | |
| 196-CHEVRON CORP NEW COM | P | 2021-02-26 | $19,648 | $10,664 | $8,984 | $8,984 | |
| 120-PNC FINL SVCS GROUP INC COM | P | 2021-08-11 | $23,203 | $15,366 | $7,837 | $7,837 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,446,876 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | $19,791 | NetShortTermCapitalGainLossAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $23,757 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $23,757 | SubtotalAmt |
| Tax Based On Investment Income | $23,757 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $2,100 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $25,000 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $27,100 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $496 | EsPenaltyAmt |
| Overpayment | $2,847 | OverpaymentAmt |
| Applied To ES Tax | $2,847 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | ROBERT MCCLELLAN | IndividualWithBooksNm |
| Phone | 6184630700 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 7645 SHERRY CREEK ROAD | AddressLine1Txt |
| City | WORDEN | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 62097 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (8 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| ROBERT MCCLELLAN | ||||||||
| 7645 SHERRY CREEK ROAD | WORDEN | IL | 62097 | DIRECTOR | 2.00 | $0 | $0 | $0 |
| CORY GALLIVAN | ||||||||
| 1212 FALL DRIVE | GODFREY | IL | 62035 | TREASURER | 1.00 | $0 | $0 | $0 |
| RICK DYER | ||||||||
| 1721 ASTER LANE | GODFREY | IL | 62035 | SECRETARY | 1.00 | $0 | $0 | $0 |
| CRAIG DIXON | ||||||||
| 2412 BANK DRIVE | ALTON | IL | 62002 | DIRECTOR | 0.50 | $0 | $0 | $0 |
| AMITIE FLYNN | ||||||||
| 112 FRONT ST | ALTON | IL | 62002 | DIRECTOR | 0.50 | $0 | $0 | $0 |
| JOHN LOVSETH | ||||||||
| ONE FRONT GATE RD | ELSAH | IL | 62025 | DIRECTOR | 0.50 | $0 | $0 | $0 |
| LISA NIELSEN | ||||||||
| 31 LOGAN RD | ALTON | IL | 62002 | DIRECTOR | 0.50 | $0 | $0 | $0 |
| RICHARD SNYDER | ||||||||
| 1117 TAYLOR AVE | GODFREY | IL | 62035 | DIRECTOR | 0.50 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $23,947,919 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $358,690 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $24,306,609 | TotalFMVOfUnusedAssetsAmt |
| Adjusted Total FMV Of Unused Ast | $24,306,609 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $364,599 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $23,942,010 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,197,101 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,197,101 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $23,757 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $23,757 | TotalTaxAmt |
| Distributable Before Adj | $1,173,344 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $1,173,344 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $1,173,344 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,017,051 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $1,017,051 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,173,344 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $134,041 | UndistributedIncomePYAmt |
| Qualifying Distributions | $1,017,051 | QualifyingDistributionsAmt |
| Applied To Year1 | $134,041 | AppliedToYear1Amt |
| Applied To Current Year | $883,010 | AppliedToCurrentYearAmt |
| Undistributed Income CY | $290,334 | UndistributedIncomeCYAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (13 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Business Name Line2RecipientBusinessName/BusinessNameLine2Txt |
|---|---|---|---|---|---|---|---|---|
| FRIENDS OF PERE MARQUETTE | ||||||||
| 13112 VISITOR CENTER LANE | GRAFTON | IL | 62037 | N/A | PC | WATER DIVERSION PROJECT | $10,000 | |
| GREAT RIVERS LAND TRUST | ||||||||
| PO BOX 821 | ALTON | IL | 62002 | N/A | PC | LEGAL DEFENSE FUND | $13,750 | |
| GREAT RIVERS LAND TRUST | ||||||||
| PO BOX 821 | ALTON | IL | 62002 | N/A | PC | GENERAL OPERATIONS | $203,750 | |
| GREAT RIVERS LAND TRUST | ||||||||
| PO BOX 821 | ALTON | IL | 62002 | N/A | PC | DEBT REDUCTION | $5,000 | |
| LEWIS & CLARK COMMUNITY COLLEGE | ||||||||
| 5800 GODFREY ROAD | GODFREY | IL | 62035 | N/A | NGRREC OPERATIONS | $20,000 | FOUNDATION | |
| THE NATRUE INSTITUTE | ||||||||
| 2213 S LEVIS LANE | GODFREY | IL | 62035 | N/A | PC | GENERAL OPERATIONS | $512,500 | |
| THE NATURE INSTITUTE | ||||||||
| 2213 S LEVIS LANE | GODFREY | IL | 62035 | N/A | PC | FROG TRAIL PAVING | $12,500 | |
| TREEHOUSE WILDLIFE CENTER INC | ||||||||
| 23956 GREEN ACRES RD | DOW | IL | 62022 | N/A | PC | GENERAL OPERATIONS | $10,000 | |
| SIERRA CLUB FOUNDATION | ||||||||
| 112 FRONT STREET | ALTON | IL | 62002 | N/A | PC | GENERAL OPERATIONS | $155,000 | |
| MISSISSIPPI RIVER CONFLUENCE | ||||||||
| 1 CONFLUENCE WAY | EAST ALTON | IL | 62024 | N/A | PC | RESEARCH BOAT | $15,000 | FOUNDATION |
| MISSISSIPPI RIVER CONFLUENCE | ||||||||
| 1 CONFLUENCE WAY | EAST ALTON | IL | 62024 | N/A | PC | GENERAL OPERATIONS | $5,000 | FOUNDATION |
| RIVERLANDS AUDUBON CENTER | ||||||||
| 301 RIVERLANDS WAY | WEST ALTON | MO | 63386 | N/A | PC | EDUCATOR GRANT | $10,000 | |
| SOUTHERN ILLINOIS PRESCRIBED BURN | ||||||||
| 945 STATE HIGHWAY 146 W | GOLCONDA | IL | 62938 | N/A | PC | BURN EQUIPMENT | $29,905 | ASSOCIATION |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,002,405 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $106,603 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $320,263 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,446,876 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp (7 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|
| FOREIGN TAX RECLAIMS | 14 | $270 |
| HARBORVEST 2015 GLOBAL FUND | 14 | $1,723 |
| HARBORVEST 2015 GLOBAL FUND | 18 | $69,069 |
| HARBOURVEST 2016 GLOBAL PAR | 14 | $42 |
| HARBOURVEST 2016 GLOBAL PAR | 18 | $67,997 |
| CAPITAL GROUP ALTERNATIVE | 14 | $23,345 |
| CAPITAL GROUP ALTERNATIVE | 18 | $32,202 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $2,068,390 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $2,068,390 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (3 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| CORPORATE BONDS | $1,597,828 | $1,615,210 |
| SOVERIGN DEBT | $29,857 | $29,284 |
| MUTUAL FUNDS | $1,428,183 | $1,593,290 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (2 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| COMMON STOCK | $7,894,859 | $12,101,686 |
| COMMON STOCK | $3,021,055 | $4,098,311 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $3,527,870 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $3,566,120 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $64,692 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $67,278 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | ALTERNATIVE INVESTMENTS | CategoryOrItemTxt |
| Listed At Cost Or FMV | AT COST | ListedAtCostOrFMVCd |
| Book Value | $1,574,693 | BookValueAmt |
| EOYFMV | $1,851,741 | EOYFMVAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | NONDEDUCTIBLE PARTNERSHIP EXPENSES | Desc |
| Amt | $679 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|
| EXPENSES | ||
| BANK CHARGES | $40 | $40 |
| INSURANCE | $3,375 | $3,375 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (7 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| FOREIGN TAX RECLAIMS | $270 | $270 | $270 |
| HARBORVEST 2015 GLOBAL FUND | $1,723 | $1,723 | |
| HARBORVEST 2015 GLOBAL FUND | $69,069 | $69,069 | |
| HARBOURVEST 2016 GLOBAL PARAL | $42 | $42 | |
| HARBOURVEST 2016 GLOBAL PARAL | $67,997 | $67,997 | |
| CAPITAL GROUP ALTERNATIVE | $23,345 | $23,345 | |
| CAPITAL GROUP ALTERNATIVE | $32,202 | $32,202 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | NONDIVIDEND DISTRIBUTIONS | Desc |
| Amt | $14,160 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT MANAGEMENT | CategoryTxt |
| Amt | $148,016 | Amt |
| Net Investment Income | $148,016 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $148,016 | AdjustedNetIncomeAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| FEDERAL EXCISE TAX | $2,100 | ||
| FOREIGN TAX | $16,832 | $16,832 | $16,832 |
Comments