CAPITAL ONE FOUNDATION INC: Form 990PF, tax year 2021

View the entire original 990 at ProPublica ↗

Organization: CAPITAL ONE FOUNDATION INC (EIN 11-3276603)
Tax period: 2021-01-01 to 2021-12-31
Filed: 2022-11-15
IRS object ID: 202213199349103241
Schema version: 2021v4.2
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Investments Corp Bonds Schedule
Investments Corp Stock Schedule
Investments Govt Obligations Sch
Investments Other Schedule2
Other Assets Schedule
Other Expenses Schedule
Other Increases Schedule
Other Professional Fees Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2022-11-15T11:11:35-06:00	ReturnTs
Tax Period End	2021-12-31	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Field	Value	IRS element (for citing)
Preparer Firm EIN	541631262	PreparerFirmEIN

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	KEITER STEPHENS HURST GARY & SHREAVES	BusinessNameLine1Txt

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	4401 DOMINION BLVD	AddressLine1Txt
City	GLEN ALLEN	CityNm
State Abbreviation	VA	StateAbbreviationCd
ZIP	23060	ZIPCd

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnTypeCd
Tax Period Begin	2021-01-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	113276603	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	CAPITAL ONE FOUNDATION INC	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Business Name Control	CAPI	BusinessNameControlTxt
Phone	7032171419	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	1680 CAPITAL ONE DRIVE	AddressLine1Txt
City	MCLEAN	CityNm
State Abbreviation	VA	StateAbbreviationCd
ZIP	22102	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	ELIZABETH JOHNSON	PersonNm
Person Title	VICE PRESIDENT	PersonTitleTxt
Phone	7032171419	PhoneNum
Signature	2022-11-09	SignatureDt
Discuss With Paid Preparer	Yes (1)	DiscussWithPaidPreparerInd

Signing Officer SigningOfficerGrp

Person Full Name PersonFullName

Field	Value	IRS element (for citing)
Person First	ELIZABETH	PersonFirstNm
Person Last	JOHNSON	PersonLastNm

Field	Value	IRS element (for citing)
SSN	999009999	SSN

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	VIRGINIA R BELCHER	PreparerPersonNm
PTIN	P00421964	PTIN
Phone	8047470000	PhoneNum

Additional Filer Information AdditionalFilerInformation

Trusted Customer TrustedCustomerGrp

Field	Value	IRS element (for citing)
Trusted Customer	3	TrustedCustomerCd
Authentication Assurance Level	AAL1	AuthenticationAssuranceLevelCd
Identity Assurance Level	IAL1	IdentityAssuranceLevelCd

Field	Value	IRS element (for citing)
Tax	2021	TaxYr
Build TS	2022-09-23 18:48:47Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	Yes (X)	Organization501c3ExemptPFInd
FMV Assets EOY	$59,107,238	FMVAssetsEOYAmt
Method Of Accounting Accrual	Yes (X)	MethodOfAccountingAccrualInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Contri Rcvd Rev And Expnss	$0	ContriRcvdRevAndExpnssAmt
Schedule B Not Required	Yes (X)	ScheduleBNotRequiredInd
Dividends Rev And Expnss	$633,309	DividendsRevAndExpnssAmt
Dividends Net Invst Incm	$633,309	DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss	$1,046,838	NetGainSaleAstRevAndExpnssAmt
Gross Sales Price	$2,479,808	GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm	$1,046,838	CapGainNetIncmNetInvstIncmAmt
Total Rev And Expnss	$1,680,147	TotalRevAndExpnssAmt
Total Net Invst Incm	$1,680,147	TotalNetInvstIncmAmt
Comp Ofcr Dir Trst Rev And Expnss	$0	CompOfcrDirTrstRevAndExpnssAmt
Comp Ofcr Dir Trst Net Invst Incm	$0	CompOfcrDirTrstNetInvstIncmAmt
Comp Ofcr Dir Trst Dsbrs Chrtbl	$0	CompOfcrDirTrstDsbrsChrtblAmt
Other Prof Fees Rev And Expnss	$123,772	OtherProfFeesRevAndExpnssAmt
Other Prof Fees Net Invst Incm	$61,886	OtherProfFeesNetInvstIncmAmt
Other Prof Fees Dsbrs Chrtbl	$61,886	OtherProfFeesDsbrsChrtblAmt
Taxes Rev And Expnss	$22,861	TaxesRevAndExpnssAmt
Taxes Net Invst Incm	$0	TaxesNetInvstIncmAmt
Taxes Dsbrs Chrtbl	$0	TaxesDsbrsChrtblAmt
Other Expenses Rev And Expnss	$35,434	OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm	$17,717	OtherExpensesNetInvstIncmAmt
Other Expenses Dsbrs Chrtbl	$17,717	OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss	$182,067	TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm	$79,603	TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Dsbrs Chrtbl	$79,603	TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss	$3,000,000	ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl	$3,000,000	ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss	$3,182,067	TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm	$79,603	TotalExpensesNetInvstIncmAmt
Total Expenses Dsbrs Chrtbl	$3,079,603	TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses	-$1,501,920	ExcessRevenueOverExpensesAmt
Net Investment Income	$1,600,544	NetInvestmentIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

Field	Value	IRS element (for citing)
Cash BOY	$18,234,590	CashBOYAmt
Cash EOY	$15,081,819	CashEOYAmt
Cash EOYFMV	$15,081,819	CashEOYFMVAmt
US Government Obligations BOY	$1,453,119	USGovernmentObligationsBOYAmt
US Government Obligations EOY	$1,547,885	USGovernmentObligationsEOYAmt
US Govt Obligations EOYFMV	$1,547,885	USGovtObligationsEOYFMVAmt
Corporate Stock BOY	$25,704,930	CorporateStockBOYAmt
Corporate Stock EOY	$29,365,839	CorporateStockEOYAmt
Corporate Stock EOYFMV	$29,365,839	CorporateStockEOYFMVAmt
Corporate Bonds BOY	$1,169,731	CorporateBondsBOYAmt
Corporate Bonds EOY	$952,841	CorporateBondsEOYAmt
Corporate Bonds EOYFMV	$952,841	CorporateBondsEOYFMVAmt
Other Investments BOY	$9,589,087	OtherInvestmentsBOYAmt
Other Investments EOY	$12,127,752	OtherInvestmentsEOYAmt
Other Investments EOYFMV	$12,127,752	OtherInvestmentsEOYFMVAmt
Other Assets BOY	$28,843	OtherAssetsBOYAmt
Other Assets EOY	$31,102	OtherAssetsEOYAmt
Other Assets EOYFMV	$31,102	OtherAssetsEOYFMVAmt
Total Assets BOY	$56,180,300	TotalAssetsBOYAmt
Total Assets EOY	$59,107,238	TotalAssetsEOYAmt
Total Assets EOYFMV	$59,107,238	TotalAssetsEOYFMVAmt
Accounts Payable BOY	$26,549	AccountsPayableBOYAmt
Accounts Payable EOY	$28,060	AccountsPayableEOYAmt
Total Liabilities BOY	$26,549	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$28,060	TotalLiabilitiesEOYAmt
Organization Follows FASB117	Yes (X)	OrganizationFollowsFASB117Ind
No Donor Rstr Net Assests BOY	$56,153,751	NoDonorRstrNetAssestsBOYAmt
No Donor Rstr Net Assests EOY	$59,079,178	NoDonorRstrNetAssestsEOYAmt
Tot Net Ast Or Fund Balances BOY	$56,153,751	TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY	$59,079,178	TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY	$56,180,300	TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY	$59,107,238	TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

Field	Value	IRS element (for citing)
Tot Net Ast Or Fund Balances BOY	$56,153,751	TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses	-$1,501,920	ExcessRevenueOverExpensesAmt
Other Increases	$4,427,347	OtherIncreasesAmt
Subtotal	$59,079,178	SubtotalAmt
Other Decreases	$0	OtherDecreasesAmt
Tot Net Ast Or Fund Balances EOY	$59,079,178	TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (18 entries)

PropertyPropertyDesc	How AcquiredHowAcquiredCd	Gross Sales PriceGrossSalesPriceAmt	Cost Or Other BasisCostOrOtherBasisAmt	Gain Or LossGainOrLossAmt	Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt
AGILENT TECH INC	P	$10,476	$9,486	$990	$990
US TREASURY 2% 11/15/2021	P	$30,425	$30,639	-$214	-$214
TEXTRON INC	P	$30,000	$30,794	-$794	-$794
AGILENT TECH INC	P	$26,046	$23,715	$2,331	$2,331
SPDR S&P MIDCAP 400	P	$198,037	$94,597	$103,440	$103,440
ISHARES CORE S&P 500 ETF	P	$410,703	$187,636	$223,067	$223,067
ISHARES CORE S&P SMALL CAP ETF	P	$102,687	$64,897	$37,790	$37,790
SPDR S&P MIDCAP 400	P	$409,509	$198,919	$210,590	$210,590
US TREASURY 1.875% 02/28/2022	P	$30,382	$30,121	$261	$261
GOLDMAN SACHS	P	$35,000	$38,891	-$3,891	-$3,891
WALMART 3.55% 06/26/2025	P	$32,996	$29,952	$3,044	$3,044
PACKAGING CORP OF AMERICA	P	$37,804	$36,287	$1,517	$1,517
ISHARES CORE S&P 500 ETF	P	$419,438	$193,653	$225,785	$225,785
ISHARES CORE S&P 500 ETF	P	$428,968	$200,402	$228,566	$228,566
US TREASURY 1.625 02/15/2026	P	$30,694	$28,603	$2,091	$2,091
US TREASURY 2% 11/15/2021	P	$200,000	$204,258	-$4,258	-$4,258
US TREASURY .625 5/15/2030	P	$28,181	$30,120	-$1,939	-$1,939
CAPITAL GAINS DIVIDENDS	P	$18,462		$18,462	$18,462

Field	Value	IRS element (for citing)
Capital Gain Net Income	$1,046,838	CapitalGainNetIncomeAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

Field	Value	IRS element (for citing)
Investment Income Excise Tax	$22,248	InvestmentIncomeExciseTaxAmt
Tax Under Section511	$0	TaxUnderSection511Amt
Subtotal	$22,248	SubtotalAmt
Subtitle A Tax	$0	SubtitleATaxAmt
Tax Based On Investment Income	$22,248	TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx	$43,636	EstimatedPlusOvpmtIncmTxAmt
Exempt Frgn Org Tax Wthld At Srce	$0	ExemptFrgnOrgTaxWthldAtSrceAmt
Extsn Request Income Tax Paid	$0	ExtsnRequestIncomeTaxPaidAmt
Backup Withholding Withheld	$0	BackupWithholdingWithheldAmt
Total Payments And Credits	$43,636	TotalPaymentsAndCreditsAmt
Es Penalty	$0	EsPenaltyAmt
Overpayment	$21,388	OverpaymentAmt
Applied To ES Tax	$21,388	AppliedToESTaxAmt
Refund	$0	RefundAmt

Statements Regarding Acty StatementsRegardingActyGrp

Field	Value	IRS element (for citing)
Legislative Political Acty	0	LegislativePoliticalActyInd
More Than100 Spent	0	MoreThan100SpentInd
Form1120 POL Filed	0	Form1120POLFiledInd
Section4955 Organization Tax	$0	Section4955OrganizationTaxAmt
Section4955 Managers Tax	$0	Section4955ManagersTaxAmt
Tax Reimbursed	$0	TaxReimbursedAmt
Activities Not Previously Rpt	0	ActivitiesNotPreviouslyRptInd
Changes To Articles Or Bylaws	0	ChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over Limit	0	UnrelatedBusIncmOverLimitInd
Organization Dissolved Etc	0	OrganizationDissolvedEtcInd
Section508e Rqr Satisfied	Yes (1)	Section508eRqrSatisfiedInd
At Least5000 In Assets	Yes (1)	AtLeast5000InAssetsInd
Org Report Or Register State	NY	OrgReportOrRegisterStateCd
Form990 PF Filed With Atty Gen	Yes (1)	Form990PFFiledWithAttyGenInd
Private Operating Foundation	0	PrivateOperatingFoundationInd
New Substantial Contributors	0	NewSubstantialContributorsInd
Own Controlled Entity	0	OwnControlledEntityInd
Donor Advised Fund	0	DonorAdvisedFundInd
Comply With Public Insp Rqr	Yes (1)	ComplyWithPublicInspRqrInd
Website Address	N/A	WebsiteAddressTxt
Individual With Books	CAPITAL ONE FOUNDATION	IndividualWithBooksNm
Phone	7032171419	PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

Field	Value	IRS element (for citing)
Address Line1	1680 CAPITAL ONE DRIVE	AddressLine1Txt
City	MCLEAN	CityNm
State Abbreviation	VA	StateAbbreviationCd
ZIP	22102	ZIPCd

Field	Value	IRS element (for citing)
Foreign Accounts Question	0	ForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

Field	Value	IRS element (for citing)
Sale Or Exch Disqualified Prsn	0	SaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified Prsn	0	BrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified Prsn	0	FurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified Prsn	0	PayCompDisqualifiedPrsnInd
Transfer Ast Disqualified Prsn	0	TransferAstDisqualifiedPrsnInd
Payment To Government Official	0	PaymentToGovernmentOfficialInd
Uncorrected Prior Acts	0	UncorrectedPriorActsInd
Undistributed Income PY	0	UndistributedIncomePYInd
Business Holdings	0	BusinessHoldingsInd
Jeopardy Investments	0	JeopardyInvestmentsInd
Uncorrected PY Jeopardy Invst	0	UncorrectedPYJeopardyInvstInd
Influence Legislation	0	InfluenceLegislationInd
Influence Election	0	InfluenceElectionInd
Grants To Individuals	0	GrantsToIndividualsInd
Grants To Organizations	0	GrantsToOrganizationsInd
Noncharitable Purpose	0	NoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	0	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	0	PayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTransInd
Subj To Tax Rmnrtn Ex Prcht Pymt	0	SubjToTaxRmnrtnExPrchtPymtInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (10 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	TitleTitleTxt	Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt	CompensationCompensationAmt	Employee Benefit ProgramEmployeeBenefitProgramAmt	Expense Account Other AllwncExpenseAccountOtherAllwncAmt
ELIAZBETH JOHNSON
1680 CAPITAL ONE DRIVE	MCLEAN	VA	22102	VICE PRESIDENT	4.00	$0	$0	$0
KERONE VATEL
1680 CAPITAL ONE DRIVE	MCLEAN	VA	22102	PRESIDENT	4.00	$0	$0	$0
ANDREW NAVARRETE
1680 CAPITAL ONE DRIVE	MCLEAN	VA	22102	CHAIR	4.00	$0	$0	$0
STEVE TULIP
1680 CAPITAL ONE DRIVE	MCLEAN	VA	22102	DIRECTOR	4.00	$0	$0	$0
JENNIFER WINDBECK
1680 CAPITAL ONE DRIVE	MCLEAN	VA	22102	DIRECTOR	4.00	$0	$0	$0
ANDREW YOUNG
1680 CAPITAL ONE DRIVE	MCLEAN	VA	22102	CO-CHAIR	4.00	$0	$0	$0
MICHAEL PASSARETTI
1680 CAPITAL ONE DRIVE	MCLEAN	VA	22102	SECRETARY	4.00	$0	$0	$0
APARNA CHANDA
1680 CAPITAL ONE DRIVE	MCLEAN	VA	22102	TREASURER	4.00	$0	$0	$0
JOHN FINNERAN
1680 CAPITAL ONE DRIVE	MCLEAN	VA	22102	DIRECTOR	4.00	$0	$0	$0
STEPH DOLES
1680 CAPITAL ONE DRIVE	MCLEAN	VA	22102	ASSISTANT TREASURER	4.00	$0	$0	$0

Field	Value	IRS element (for citing)
Comp Of Hghst Pd Empl Or NONE	NONE	CompOfHghstPdEmplOrNONETxt
Other Employee Paid Over50k	0	OtherEmployeePaidOver50kCnt

Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	T-MOBILE	BusinessNameLine1Txt

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	3618 FACORIA BLVD SE	AddressLine1Txt
City	BELLEVUE	CityNm
State Abbreviation	WA	StateAbbreviationCd
ZIP	98006	ZIPCd

Field	Value	IRS element (for citing)
Service Type	CONSULTING SERVICES	ServiceTypeTxt
Compensation	$123,772	CompensationAmt

Field	Value	IRS element (for citing)
Contractor Paid Over50k	0	ContractorPaidOver50kCnt

Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp

Field	Value	IRS element (for citing)
Expenses1	$0	Expenses1Amt
Expenses2	$0	Expenses2Amt
Expenses3	$0	Expenses3Amt
Expenses4	$0	Expenses4Amt

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Minimum Investment Return MinimumInvestmentReturnGrp

Field	Value	IRS element (for citing)
Average Monthly FMV Of Sec	$38,834,135	AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances	$20,597,348	AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast	$0	FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets	$59,431,483	TotalFMVOfUnusedAssetsAmt
Reduction Claimed	$0	ReductionClaimedAmt
Acquisition Indebtedness	$0	AcquisitionIndebtednessAmt
Adjusted Total FMV Of Unused Ast	$59,431,483	AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable	$891,472	CashDeemedCharitableAmt
Net Vl Noncharitable Assets	$58,540,011	NetVlNoncharitableAssetsAmt
Minimum Investment Return	$2,927,001	MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

Field	Value	IRS element (for citing)
Minimum Investment Return	$2,927,001	MinimumInvestmentReturnAmt
Tax Based On Investment Income	$22,248	TaxBasedOnInvestmentIncomeAmt
Total Tax	$22,248	TotalTaxAmt
Distributable Before Adj	$2,904,753	DistributableBeforeAdjAmt
Recoveries Qualfied Distri	$0	RecoveriesQualfiedDistriAmt
Distributable Before Ded	$2,904,753	DistributableBeforeDedAmt
Deduction From Distributable	$0	DeductionFromDistributableAmt
Distributable As Adjusted	$2,904,753	DistributableAsAdjustedAmt

PF Qualifying Distributions PFQualifyingDistributionsGrp

Field	Value	IRS element (for citing)
Expenses And Contributions	$3,079,603	ExpensesAndContributionsAmt
Program Related Invst Total	$0	ProgramRelatedInvstTotalAmt
Qualifying Distributions	$3,079,603	QualifyingDistributionsAmt

Undistributed Income UndistributedIncomeGrp

Field	Value	IRS element (for citing)
Distributable As Adjusted	$2,904,753	DistributableAsAdjustedAmt
Undistributed Income PY	$0	UndistributedIncomePYAmt
Total For Prior Years	$0	TotalForPriorYearsAmt
Excess Distribution Cyov Yr5	$4,273,912	ExcessDistributionCyovYr5Amt
Excess Distribution Cyov Yr4	$4,792,009	ExcessDistributionCyovYr4Amt
Excess Distribution Cyov Yr3	$3,798,460	ExcessDistributionCyovYr3Amt
Excess Distribution Cyov Yr1	$1,229,848	ExcessDistributionCyovYr1Amt
Total Excess Distribution Cyov	$14,094,229	TotalExcessDistributionCyovAmt
Qualifying Distributions	$3,079,603	QualifyingDistributionsAmt
Applied To Year1	$0	AppliedToYear1Amt
Applied To Prior Years	$0	AppliedToPriorYearsAmt
Treated As Distri From Corpus	$0	TreatedAsDistriFromCorpusAmt
Applied To Current Year	$2,904,753	AppliedToCurrentYearAmt
Remaining Distri From Corpus	$174,850	RemainingDistriFromCorpusAmt
Excess Distri Cyov App CY Corpus	$0	ExcessDistriCyovAppCYCorpusAmt
Excess Distribution Cyov App CY	$0	ExcessDistributionCyovAppCYAmt
Total Corpus	$14,269,079	TotalCorpusAmt
Prior Year Undistributed Incm	$0	PriorYearUndistributedIncmAmt
Prior Year Deficiency Or Tax	$0	PriorYearDeficiencyOrTaxAmt
Taxable1	$0	Taxable1Amt
Taxable2	$0	Taxable2Amt
Undistributed Income CY	$0	UndistributedIncomeCYAmt
Corpus Distri170b1 E Or4942g3	$0	CorpusDistri170b1EOr4942g3Amt
Excess Distri Cyov From Yr5	$4,273,912	ExcessDistriCyovFromYr5Amt
Excess Distri Cyov To Next Yr	$9,995,167	ExcessDistriCyovToNextYrAmt
Excess From Year4	$4,792,009	ExcessFromYear4Amt
Excess From Year3	$3,798,460	ExcessFromYear3Amt
Excess From Year1	$1,229,848	ExcessFromYear1Amt
Excess From Current Year	$174,850	ExcessFromCurrentYearAmt

Supplementary Information SupplementaryInformationGrp

Field	Value	IRS element (for citing)
Only Contri To Preselected	Yes (X)	OnlyContriToPreselectedInd

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (8 entries)

Address Line1RecipientUSAddress/AddressLine1Txt	CityRecipientUSAddress/CityNm	State AbbreviationRecipientUSAddress/StateAbbreviationCd	ZIPRecipientUSAddress/ZIPCd	Recipient Foundation StatusRecipientFoundationStatusTxt	Grant Or Contribution PurposeGrantOrContributionPurposeTxt	AmtAmt
HARVARD UNIVERSITY
MASSACHUSETTS HALL	CAMBRIDGE	MA	02138	PC	THE COLLEGE TO CAREER CONNECTION: A RESEARCH AND PRACTICE INITIATIVE	$700,000
EDUCATION FINANCE INSTITUTE
601 LEXINGTON AVENUE 17TH FLOOR	NEW YORK	NY	10022	PC	IMPROVING ADMISSIONS AND RETENTION RATES IN HBCUS THROUGH BEHAVIORALLY INTELLIGENT STUDENT ENGAGEMENT PLATFORM MESSAGING	$650,000
HISPANIC SCHOLARSHIP FUND
1411 W 190TH STREET 700	GARDENA	CA	90248	PC	HSF COLLEGE 101	$250,000
BEYOND 12
1625 CLAY STREET 100	OAKLAND	CA	94612	PC	MYCOACH 4.0: A DIGITAL COACHING PLATFORM THAT HELPS STUDENTS THRIVE IN COLLEGE AND BEYOND	$300,000
DIGITAL HARBOR FOUNDATION
1045 LIGHT STREET	BALTIMORE	MD	21230	PC	LAST MILE EDUCATION FUND	$500,000
INSTITUTE FOR EAST AFRICAN COUNCILS ON HIGHER EDUCATION
3636 16TH ST NW 4TH FLOOR	WASHINGTON	DC	20010	PC	BUILDING INFRASTRUCTURE FOR SUSTAINABILITY	$200,000
ARIZOU DBA BASTA
315 WEST 36TH STREET	NEW YORK	NY	10018	PC	BRIDGING THE COLLEGE TO CAREER GAP	$200,000
DELAWARE STATE UNIVERSITY FOUNDATION
1200 N DUPONT HIGHWAY	DOVER	DE	19901	PC	EXPANDING CAREER SERVICE DEVELOPMENT THROUGH EXPERIENTIAL LEARNING	$200,000

Field	Value	IRS element (for citing)
Total Grant Or Contri Pd Dur Yr	$3,000,000	TotalGrantOrContriPdDurYrAmt
Total Grant Or Contri Apprv Fut	$0	TotalGrantOrContriApprvFutAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$633,309	ExclusionAmt

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

Field	Value	IRS element (for citing)
Exclusion	18	ExclusionCd
Exclusion	$1,046,838	ExclusionAmt

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

Field	Value	IRS element (for citing)
Unrelated Business Taxbl Incm	$0	UnrelatedBusinessTaxblIncmAmt
Exclusion	$1,680,147	ExclusionAmt
Related Or Exempt Function Incm	$0	RelatedOrExemptFunctionIncmAmt

Field	Value	IRS element (for citing)
Total Income Producing Acty	$1,680,147	TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EO	0	TrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EO	0	TrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of Assets	0	SalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EO	0	PurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth Assets	0	RentalOfFacilitiesOthAssetsInd
Reimbursement Arrangements	0	ReimbursementArrangementsInd
Loans Or Loan Guarantees	0	LoansOrLoanGuaranteesInd
Performance Of Services Etc	0	PerformanceOfServicesEtcInd
Sharing Of Facilities Etc	0	SharingOfFacilitiesEtcInd
Relationships Nonchrtbl EO	0	RelationshipsNonchrtblEOInd

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corporate Bonds InvestmentsCorporateBondsGrp (28 entries)

BondBondNm	EOY Book ValueEOYBookValueAmt	EOYFMVEOYFMVAmt
ABBOTT LABS SR. NT DUE 11./30/23	$27,223	$27,223
ALLEGION US HLDG CO INC SR NT DUE 10/1/27	$42,440	$42,440
ARCHER DANIELS MIDLAND CO SR GLBL DUE 8/11/26	$46,822	$46,822
AVALONBAY CMNTY INC MTN FR DUE 5/15/27	$37,608	$37,608
BANK AMER CORP NT DUE 1/11/23	$30,823	$30,823
BANK NEW YORK MELLON CORP ST. NT DUE 8/16/23	$30,653	$30,653
BUNGE LTD FIN CORP SR NT DUE 8/15/26	$47,492	$47,492
CADENCE DESIGN SYSTEM INC. SR NT DUE 10/15/24	$48,366	$48,366
CARDINAL HEALTH INC. ST GLBL NT DUE 6/15/24	$36,301	$36,301
CITIGROUP INC. ST. NT DUE 1/14/22	$35,041	$35,041
FMC CORP ST. NT DUE 2/1/24	$36,695	$36,695
LABORATORY CORP AMER HLDGS SR NT DUE 9/1/24	$36,652	$36,652
M&T BANK CORP SR NT DUE 7/26/23	$15,572	$15,572
MEDTRONIC INC SR GLBL DUE 3/15/25	$15,977	$15,977
MORGAN STANLEY FR DUE 1/27/26	$32,456	$32,456
ORACLE CORP SR NT DUE 10/15/22	$35,499	$35,499
PARKER HANNIFIN CORP MTNS SR NT DUE 11/21/24	$31,479	$31,479
PIEDMONT OPER PARTNERSHIP LP SR NT 3/15/24	$36,902	$36,902
TYSON FOODS INC SR. GLGL NT DUE 6/2/27	$37,698	$37,698
VULCAN MATLS CO SR GLGL NT DUE 4/1/27	$38,310	$38,310
CATERPILLAR FINL SRV 11/08/24	$30,877	$30,877
AIR PRODS ANC CHEMICALS INC	$30,448	$30,448
CVS HEALTH CORP	$28,815	$28,815
COMCAST CORP	$28,351	$28,351
JOHN DEER CAPITAL CORP	$35,977	$35,977
FISERV INC 2.65%	$30,472	$30,472
HUNTINGTON INGALLS IND	$31,768	$31,768
STATE STREET CORP	$36,124	$36,124

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (6 entries)

StockStockNm	EOY Book ValueEOYBookValueAmt	EOYFMVEOYFMVAmt
ISHARES CORE S&P 500	$18,899,774	$18,899,774
ISHARES MSCI EAFE	$2,109,646	$2,109,646
ISHARES CORE S&P SMALL CAP	$1,642,989	$1,642,989
SPDR S&P MIDCAP 400	$4,284,320	$4,284,320
VANGUARD FTSE EMERGING MARKETS	$2,156,604	$2,156,604
IPATH S&P	$272,506	$272,506

Investments Govt Obligations Sch InvestmentsGovtObligationsSch

Field	Value	IRS element (for citing)
US Govt Obligations Book Vl EOY	$1,547,885	USGovtObligationsBookVlEOYAmt
US Govt Obligations EOYFMV	$1,547,885	USGovtObligationsEOYFMVAmt
State Local Sec Book Vl EOY	$0	StateLocalSecBookVlEOYAmt
State Local Sec EOYFMV	$0	StateLocalSecEOYFMVAmt

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp (11 entries)

Category Or ItemCategoryOrItemTxt	Listed At Cost Or FMVListedAtCostOrFMVCd	Book ValueBookValueAmt	EOYFMVEOYFMVAmt
VANGUARD BD INDEX FD INC. TOTAL BD MARKET	AT COST	$3,031,338	$3,031,338
VANGUARD SCOTTSDALE FDS VANGUARD SHORT TERM GOVT BOND INDEX FUND	AT COST	$3,853,216	$3,853,216
PIA MBS BOND FUND	AT COST	$144,998	$144,998
PIA BBB BOND FUND	AT COST	$335,481	$335,481
JP MORGAN CHASE & CO ALERIAN MLP INDEX	AT COST	$366,333	$366,333
	AT COST	$3,232,583	$3,232,583
MARTIN MARIETTA	AT COST	$29,898	$29,898
RYDER SYSTEM INC MEDIUM TERM	AT COST	$29,801	$29,801
SYSCO	AT COST	$30,114	$30,114
ISHARES RUSSELL 1000 VALUE ETF	AT COST	$874,579	$874,579
SCHWAB INTL SMALL CAP EQUITY ETF	AT COST	$199,411	$199,411

Other Assets Schedule OtherAssetsSchedule

Other Assets Schedule OtherAssetsScheduleGrp (2 entries)

DescDesc	BOY Book ValueBOYBookValueAmt	EOY Book ValueEOYBookValueAmt	EOYFMVEOYFMVAmt
DIVIDENDS RECEIVABLE	$13,767	$16,760	$16,760
ACCRUED INTEREST RECEIVABLE	$15,076	$14,342	$14,342

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp

Field	Value	IRS element (for citing)
Desc	INVESTMENT MANAGEMENT FEES	Desc
Revenue And Expenses Per Books	$35,434	RevenueAndExpensesPerBooksAmt
Net Investment Income	$17,717	NetInvestmentIncomeAmt
Disbursements Charitable Prps	$17,717	DisbursementsCharitablePrpsAmt

Other Increases Schedule OtherIncreasesSchedule

Other Increases Detail OtherIncreasesDetail

Field	Value	IRS element (for citing)
Desc	UNREALIZED GAIN ON INVESTMENTS	Desc
Amt	$4,427,347	Amt

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees Detail OtherProfessionalFeesDetail

Field	Value	IRS element (for citing)
Category	CONSULTING FEES	CategoryTxt
Amt	$123,772	Amt
Net Investment Income	$61,886	NetInvestmentIncomeAmt
Disbursements Charitable Prps	$61,886	DisbursementsCharitablePrpsAmt

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail

Field	Value	IRS element (for citing)
Category	EXCISE TAX	CategoryTxt
Amt	$22,861	Amt
Net Investment Income	$0	NetInvestmentIncomeAmt
Disbursements Charitable Prps	$0	DisbursementsCharitablePrpsAmt

CAPITAL ONE FOUNDATION INC: Form 990PF, tax year 2021

Return header ReturnHeader

Preparer Firm PreparerFirmGrp

Preparer Firm Name PreparerFirmName

Preparer US Address PreparerUSAddress

Filer Filer

Business Name BusinessName

US Address USAddress

Business Officer BusinessOfficerGrp

Signing Officer SigningOfficerGrp

Person Full Name PersonFullName

Preparer Person PreparerPersonGrp

Additional Filer Information AdditionalFilerInformation

Trusted Customer TrustedCustomerGrp

Form 990-PF IRS990PF

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (18 entries)

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

Statements Regarding Acty StatementsRegardingActyGrp

Location Of Books US Address LocationOfBooksUSAddress

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (10 entries)

Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp

Business Name BusinessName

US Address USAddress

Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

Minimum Investment Return MinimumInvestmentReturnGrp

Distributable Amount DistributableAmountGrp

PF Qualifying Distributions PFQualifyingDistributionsGrp

Undistributed Income UndistributedIncomeGrp

Supplementary Information SupplementaryInformationGrp

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (8 entries)

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corporate Bonds InvestmentsCorporateBondsGrp (28 entries)

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (6 entries)

Investments Govt Obligations Sch InvestmentsGovtObligationsSch

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp (11 entries)

Other Assets Schedule OtherAssetsSchedule

Other Assets Schedule OtherAssetsScheduleGrp (2 entries)

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp

Other Increases Schedule OtherIncreasesSchedule

Other Increases Detail OtherIncreasesDetail

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees Detail OtherProfessionalFeesDetail

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail

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