SRI INTERNATIONAL: Form 990, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- SRI INTERNATIONAL (EIN 94-1160950)
- Tax period
- 2021-01-01 to 2021-12-31
- Filed
- 2022-11-15
- IRS object ID
- 202203199349305100
- Schema version
- 2021v4.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule C
- Schedule D
- Schedule F
- Schedule J
- Schedule K
- Schedule O
- Schedule R
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-11-15T09:09:41-06:00 | ReturnTs |
| Tax Period End | 2021-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 861065772 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DELOITTE TAX LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1015 2ND AVENUE SUITE 500 | AddressLine1Txt |
| City | SEATTLE | CityNm |
| State Abbreviation | WA | StateAbbreviationCd |
| ZIP | 981041126 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnTypeCd |
| Tax Period Begin | 2021-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 941160950 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SRI INTERNATIONAL | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | SRII | BusinessNameControlTxt |
| Phone | 6508592000 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 333 RAVENSWOOD AVENUE | AddressLine1Txt |
| City | MENLO PARK | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94025 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | STEPHANIE DEFINO | PersonNm |
| Person Title | CFO | PersonTitleTxt |
| Phone | 6508592000 | PhoneNum |
| Signature | 2022-11-15 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | STEPHANIE | PersonFirstNm |
| Person Last | DEFINO | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | XXX-XX-XXXX | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JANE M SEARING | PreparerPersonNm |
| PTIN | P00000565 | PTIN |
| Phone | 2067167000 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Principal Officer | STEPHANIE DEFINO | PrincipalOfficerNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 333 RAVENSWOOD AVENUE | AddressLine1Txt |
| City | MENLO PARK | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94025 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | $390,756,958 | GrossReceiptsAmt |
| Group Return For Affiliates | 0 | GroupReturnForAffiliatesInd |
| Organization501c3 | Yes (X) | Organization501c3Ind |
| Website Address | WWW.SRI.COM | WebsiteAddressTxt |
| Type Of Organization Corp | Yes (X) | TypeOfOrganizationCorpInd |
| Formation | 1946 | FormationYr |
| Legal Domicile State | CA | LegalDomicileStateCd |
| Activity Or Mission | WORLD-CHANGING SOLUTIONS MAKING PEOPLE SAFER, HEALTHIER, & MORE PRODUCTIVE THROUGH SCIENTIFIC R&D | ActivityOrMissionDesc |
| Voting Members Governing Body | 10 | VotingMembersGoverningBodyCnt |
| Voting Members Independent | 9 | VotingMembersIndependentCnt |
| Total Employee | 1647 | TotalEmployeeCnt |
| Total Volunteers | 0 | TotalVolunteersCnt |
| Total Gross UBI | $46,868,653 | TotalGrossUBIAmt |
| Net Unrelated Bus Txbl Incm | $0 | NetUnrelatedBusTxblIncmAmt |
| PY Contributions Grants | $47,214,537 | PYContributionsGrantsAmt |
| CY Contributions Grants | $45,026,049 | CYContributionsGrantsAmt |
| PY Program Service Revenue | $317,252,721 | PYProgramServiceRevenueAmt |
| CY Program Service Revenue | $323,337,516 | CYProgramServiceRevenueAmt |
| PY Investment Income | -$270,221 | PYInvestmentIncomeAmt |
| CY Investment Income | $7,960,023 | CYInvestmentIncomeAmt |
| PY Other Revenue | $3,766,112 | PYOtherRevenueAmt |
| CY Other Revenue | $603,971 | CYOtherRevenueAmt |
| PY Total Revenue | $367,963,149 | PYTotalRevenueAmt |
| CY Total Revenue | $376,927,559 | CYTotalRevenueAmt |
| PY Grants And Similar Paid | $0 | PYGrantsAndSimilarPaidAmt |
| CY Grants And Similar Paid | $0 | CYGrantsAndSimilarPaidAmt |
| PY Benefits Paid To Members | $0 | PYBenefitsPaidToMembersAmt |
| CY Benefits Paid To Members | $0 | CYBenefitsPaidToMembersAmt |
| PY Salaries Comp Emp Bnft Paid | $222,025,349 | PYSalariesCompEmpBnftPaidAmt |
| CY Salaries Comp Emp Bnft Paid | $227,087,126 | CYSalariesCompEmpBnftPaidAmt |
| PY Total Prof Fndrsng Expns | $0 | PYTotalProfFndrsngExpnsAmt |
| CY Total Prof Fndrsng Expns | $0 | CYTotalProfFndrsngExpnsAmt |
| CY Total Fundraising Expense | $0 | CYTotalFundraisingExpenseAmt |
| PY Other Expenses | $146,026,328 | PYOtherExpensesAmt |
| CY Other Expenses | $152,433,009 | CYOtherExpensesAmt |
| PY Total Expenses | $368,051,677 | PYTotalExpensesAmt |
| CY Total Expenses | $379,520,135 | CYTotalExpensesAmt |
| PY Revenues Less Expenses | -$88,528 | PYRevenuesLessExpensesAmt |
| CY Revenues Less Expenses | -$2,592,576 | CYRevenuesLessExpensesAmt |
| Total Assets BOY | $327,883,125 | TotalAssetsBOYAmt |
| Total Assets EOY | $326,199,014 | TotalAssetsEOYAmt |
| Total Liabilities BOY | $127,440,777 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $126,900,492 | TotalLiabilitiesEOYAmt |
| Net Assets Or Fund Balances BOY | $200,442,348 | NetAssetsOrFundBalancesBOYAmt |
| Net Assets Or Fund Balances EOY | $199,298,522 | NetAssetsOrFundBalancesEOYAmt |
| Info In Schedule O Part III | Yes (X) | InfoInScheduleOPartIIIInd |
| Mission | SRI INTERNATIONAL CREATES WORLD-CHANGING SOLUTIONS MAKING PEOPLE SAFER, HEALTHIER, AND MORE PRODUCTIVE THROUGH SCIENTIFIC RESEARCH & DEVELOPMENT. | MissionDesc |
| Significant New Program Srvc | 0 | SignificantNewProgramSrvcInd |
| Significant Change | 0 | SignificantChangeInd |
| Expense | $68,496,718 | ExpenseAmt |
| Revenue | $92,772,901 | RevenueAmt |
| Desc | INFORMATION AND COMPUTING SCIENCES (ICS) PERFORMS SCIENTIFIC RESEARCH CREATING SOLUTIONS IN ARTIFICIAL INTELLIGENCE, SPEECH AND NATURAL LANGUAGE, PERCEPTION AND VISUAL SCIENCES, COMPUTATIONAL BIOLOGY, ROBOTICS, AND CYBER SECURITY. PUSHING THE BOUNDARIES OF COMPUTING, ICS EMPLOYS NEW TECHNOLOGIES TO SOLVE CLIENT PROBLEMS THROUGH CONTRACT RESEARCH, TECHNOLOGY LICENSING, AND VENTURE CREATION. OUR STAFF MEMBERS COLLABORATE WITHIN SRI, AND ALSO WITH DIVERSE UNIVERSITY AND INDUSTRY PARTNERS. | Desc |
Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | $57,116,042 | ExpenseAmt |
| Revenue | $77,468,859 | RevenueAmt |
| Desc | THE ADVANCED TECHNOLOGY AND SYSTEMS DIVISION (ATSD) MANAGES COMPLEX PROJECTS FOR GOVERNMENT AND NON-GOVERNMENT CLIENTS FROM BASIC RESEARCH TO ADVANCED SYSTEMS AND PRODUCT DEVELOPMENT. THE DIVISION ADVANCES SCIENTIFIC RESEARCH IN DIVERSE AREAS SUCH AS CHEMISTRY, PHYSICS, AND MATERIALS SCIENCE; GEOSPACE STUDIES AND SPACE AND MARINE TECHNOLOGY; SURVEILLANCE AND REMOTE SENSING; APPLIED OPTICS AND SECURE CIRCUITS; AND ROBOTICS, MEDICAL DEVICES, AND NANOTECHNOLOGY.SCIENTISTS, ENGINEERS, AND TECHNICIANS, WORK ON ABOUT 200 PROJECTS PER YEAR, AND ARE ORGANIZED AROUND FIVE CENTERS: ENERGY AND ENVIRONMENT, OCEAN AND SPACE SYSTEMS, SURVEILLANCE SYSTEMS, CYBER AND SURVIVABILITY SYSTEMS, AND ROBOTIC AND MEDICAL SYSTEMS. EACH CENTER COMPRISES MULTIPLE PROGRAMS AND LABORATORIES AND IS VERTICALLY INTEGRATED FROM SCIENCE TO PRODUCT CONCEPTS AND PROTOTYPES. | Desc |
Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | $53,467,866 | ExpenseAmt |
| Revenue | $57,919,302 | RevenueAmt |
| Desc | SRI BIOSCIENCES WORKS WITH ACADEMIC, FOUNDATION, GOVERNMENT, AND OTHER CLIENTS AND PARTNERS TO BRING NEW MEDICINES AND DEVICES TO MARKET THROUGH BASIC RESEARCH, PHARMACEUTICAL DISCOVERY, PRECLINICAL DEVELOPMENT AND CLINICAL TRANSLATION. RESEARCHERS SOLVE IMPORTANT PROBLEMS IN PREVENTION, DIAGNOSIS AND TREATMENT, TARGETING IMPORTANT UNMET NEEDS IN HEALTHCARE AND SAVING AND IMPROVING LIVES WORLDWIDE.OUR RESEARCHERS STRIVE TO UNDERSTAND DISEASE MECHANISMS, IDENTIFY PROMISING LEADS AND TRANSLATE PRECLINICAL CANDIDATES INTO CLINICAL DEVELOPMENT. CORE AREAS OF THERAPEUTIC EXPERTISE INCLUDE CANCER, IMMUNOLOGY AND INFLAMMATION, INFECTIOUS DISEASES AND NEUROSCIENCE. SRI ALSO CONDUCTS BIOSCIENCE R&D TO PRODUCE NEWBIOMARKERS, DRUG DELIVERY TECHNOLOGIES, MEDICAL DEVICES, AND SYSTEMS BIOLOGY TOOLS. | Desc |
Prog Srvc Accom Acty Other ProgSrvcAccomActyOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | $94,937,605 | ExpenseAmt |
| Revenue | $95,176,454 | RevenueAmt |
| Desc | SRI ENGAGES IN A BROAD RANGE OF OTHER SCIENTIFIC RESEARCH INITIATIVES IN FURTHERANCE OF ITS EXEMPT MISSION, INCLUDING EDUCATION, INTEGRATED SYSTEMS AND SOLUTIONS, AND GLOBAL PARTNERSHIPS. THE EDUCATION DIVISION UNDERTAKES A RESEARCH-BASED ANALYSIS OF EDUCATIONAL OUTCOMES AND REFORMS AND THE IMPACTS OF TECHNOLOGY ON LEARNING. RESEARCHERS ADDRESS PROBLEMS POSED BY COMPLEX ISSUES IN EDUCATION POLICY, TECHNOLOGY IN LEARNING, AND LEARNING AND DEVELOPMENT. PROGRAMS HELP IDENTIFY TRENDS, UNDERSTAND OUTCOMES, AND DEVELOP POLICY AND PRACTICE SOLUTIONS TO THE CHALLENGES POSED BY RAPID SOCIAL, TECHNOLOGICAL AND ECONOMIC CHANGE. THE INTEGRATED SYSTEMS AND SOLUTIONS DIVISION DEVELOPS AND TRANSITIONS TECHNOLOGY INTELLECTUAL PROPERTY FROM LAB DEMONSTRATIONS TO FIELDED, SUPPORTED SYSTEMS BY LEVERAGING A DISCIPLINED SYSTEM ENGINEERING APPROACH INTEGRATED WITH CERTIFIED STRUCTURED DEVELOPMENT AND QUALITY PROCESSES. GLOBAL PARTNERSHIPS ENCOURAGES INNOVATION AND RESEARCH AROUND THE WORLD. | Desc |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Other Prog Srvc Expense | $94,937,605 | TotalOtherProgSrvcExpenseAmt |
| Total Other Prog Srvc Revenue | $95,176,454 | TotalOtherProgSrvcRevenueAmt |
| Total Program Service Expenses | $274,018,231 | TotalProgramServiceExpensesAmt |
| Described In Section501c3 | Yes (1) | DescribedInSection501c3Ind |
| Schedule B Required | Yes (1) | ScheduleBRequiredInd |
| Political Campaign Acty | 0 | PoliticalCampaignActyInd |
| Lobbying Activities | Yes (1) | LobbyingActivitiesInd |
| Subject To Proxy Tax | 0 | SubjectToProxyTaxInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Conservation Easements | 0 | ConservationEasementsInd |
| Collections Of Art | 0 | CollectionsOfArtInd |
| Credit Counseling | 0 | CreditCounselingInd |
| Donor Rstr Or Quasi Endowments | 0 | DonorRstrOrQuasiEndowmentsInd |
| Report Land Building Equipment | Yes (1) | ReportLandBuildingEquipmentInd |
| Report Investments Other Sec | 0 | ReportInvestmentsOtherSecInd |
| Report Program Related Invst | 0 | ReportProgramRelatedInvstInd |
| Report Other Assets | Yes (1) | ReportOtherAssetsInd |
| Report Other Liabilities | Yes (1) | ReportOtherLiabilitiesInd |
| Include FIN48 Footnote | 0 | IncludeFIN48FootnoteInd |
| Independent Audit Fincl Stmt | 0 | IndependentAuditFinclStmtInd |
| Consolidated Audit Fincl Stmt | Yes (1) | ConsolidatedAuditFinclStmtInd |
| School Operating | 0 | SchoolOperatingInd |
| Foreign Office | Yes (1) | ForeignOfficeInd |
| Foreign Activities | Yes (1) | ForeignActivitiesInd |
| More Than5000 K To Org | 0 | MoreThan5000KToOrgInd |
| More Than5000 K To Individuals | 0 | MoreThan5000KToIndividualsInd |
| Professional Fundraising | 0 | ProfessionalFundraisingInd |
| Fundraising Activities | 0 | FundraisingActivitiesInd |
| Gaming Activities | 0 | GamingActivitiesInd |
| Operate Hospital | 0 | OperateHospitalInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Schedule J Required | Yes (1) | ScheduleJRequiredInd |
| Tax Exempt Bonds | Yes (1) | TaxExemptBondsInd |
| Invest Tax Exempt Bonds | 0 | InvestTaxExemptBondsInd |
| Escrow Account | 0 | EscrowAccountInd |
| On Behalf Of Issuer | 0 | OnBehalfOfIssuerInd |
| Engaged In Excess Benefit Trans | 0 | EngagedInExcessBenefitTransInd |
| PY Excess Benefit Trans | 0 | PYExcessBenefitTransInd |
| Loan Outstanding | 0 | LoanOutstandingInd |
| Grant To Related Person | 0 | GrantToRelatedPersonInd |
| Business Rln With Org Mem | 0 | BusinessRlnWithOrgMemInd |
| Business Rln With Fam Mem | 0 | BusinessRlnWithFamMemInd |
| Business Rln With35 Ctrl Ent | 0 | BusinessRlnWith35CtrlEntInd |
| Deductible Non Cash Contri | 0 | DeductibleNonCashContriInd |
| Deductible Art Contribution | 0 | DeductibleArtContributionInd |
| Terminate Operations | 0 | TerminateOperationsInd |
| Partial Liquidation | 0 | PartialLiquidationInd |
| Disregarded Entity | 0 | DisregardedEntityInd |
| Related Entity | Yes (1) | RelatedEntityInd |
| Related Organization Ctrl Ent | Yes (1) | RelatedOrganizationCtrlEntInd |
| Transaction With Control Ent | Yes (1) | TransactionWithControlEntInd |
| Trnsfr Exmpt Non Chrtbl Rltd Org | 0 | TrnsfrExmptNonChrtblRltdOrgInd |
| Activities Conducted Prtshp | 0 | ActivitiesConductedPrtshpInd |
| Schedule O Required | Yes (1) | ScheduleORequiredInd |
| IRP Document | 458 | IRPDocumentCnt |
| IRP Document W2 G | 0 | IRPDocumentW2GCnt |
| Backup Wthld Compliance | Yes (1) | BackupWthldComplianceInd |
| Employee | 1647 | EmployeeCnt |
| Employment Tax Returns Filed | Yes (1) | EmploymentTaxReturnsFiledInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Foreign Financial Account | Yes (1) | ForeignFinancialAccountInd |
| Foreign Country | JA | ForeignCountryCd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Taxable Party Notification | 0 | TaxablePartyNotificationInd |
| Nondeductible Contributions | 0 | NondeductibleContributionsInd |
| Quid Pro Quo Contributions | 0 | QuidProQuoContributionsInd |
| Form8282 Property Disposed Of | 0 | Form8282PropertyDisposedOfInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Indoor Tanning Services | 0 | IndoorTanningServicesInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | Yes (1) | SubjToTaxRmnrtnExPrchtPymtInd |
| Subject To Excs Tax Net Invst Inc | 0 | SubjectToExcsTaxNetInvstIncInd |
| Info In Schedule O Part VI | Yes (X) | InfoInScheduleOPartVIInd |
| Governing Body Voting Members | 10 | GoverningBodyVotingMembersCnt |
| Independent Voting Member | 9 | IndependentVotingMemberCnt |
| Family Or Business Rln | Yes (1) | FamilyOrBusinessRlnInd |
| Delegation Of Mgmt Duties | 0 | DelegationOfMgmtDutiesInd |
| Change To Org Documents | 0 | ChangeToOrgDocumentsInd |
| Material Diversion Or Misuse | 0 | MaterialDiversionOrMisuseInd |
| Members Or Stockholders | 0 | MembersOrStockholdersInd |
| Election Of Board Members | 0 | ElectionOfBoardMembersInd |
| Decisions Subject To Approva | 0 | DecisionsSubjectToApprovaInd |
| Minutes Of Governing Body | Yes (1) | MinutesOfGoverningBodyInd |
| Minutes Of Committees | Yes (1) | MinutesOfCommitteesInd |
| Officer Mailing Address | 0 | OfficerMailingAddressInd |
| Local Chapters | 0 | LocalChaptersInd |
| Form990 Provided To Gvrn Body | Yes (1) | Form990ProvidedToGvrnBodyInd |
| Conflict Of Interest Policy | Yes (1) | ConflictOfInterestPolicyInd |
| Annual Disclosure Covered Prsn | Yes (1) | AnnualDisclosureCoveredPrsnInd |
| Regular Monitoring Enfrc | Yes (1) | RegularMonitoringEnfrcInd |
| Whistleblower Policy | Yes (1) | WhistleblowerPolicyInd |
| Document Retention Policy | Yes (1) | DocumentRetentionPolicyInd |
| Compensation Process CEO | Yes (1) | CompensationProcessCEOInd |
| Compensation Process Other | Yes (1) | CompensationProcessOtherInd |
| Investment In Joint Venture | 0 | InvestmentInJointVentureInd |
| States Where Copy Of Return Is Fld | CA | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | OR | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | NY | StatesWhereCopyOfReturnIsFldCd |
| Upon Request | Yes (X) | UponRequestInd |
Books In Care Of Detail BooksInCareOfDetail
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | STEPHANIE DEFINO | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 6508592000 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 333 RAVENSWOOD AVENUE | AddressLine1Txt |
| City | MENLO PARK | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94025 | ZIPCd |
Form990 Part VII Section A Form990PartVIISectionAGrp (26 entries)
| TitleTitleTxt | Average Hours Per WeekAverageHoursPerWeekRt | Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd | OfficerOfficerInd | Reportable Comp From OrgReportableCompFromOrgAmt | Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt | Other CompensationOtherCompensationAmt | Key EmployeeKeyEmployeeInd | Highest Compensated EmployeeHighestCompensatedEmployeeInd |
|---|---|---|---|---|---|---|---|---|
| WILLIAM JEFFREY | ||||||||
| CEO (THRU 12/1/2021) | 40.00 | Yes (X) | Yes (X) | $2,586,160 | $0 | $85,868 | ||
| DAVID PAREKH | ||||||||
| CEO (FROM 12/1/2021) | 40.00 | Yes (X) | Yes (X) | $186,661 | $0 | $2,708 | ||
| LESLIE F KENNE | ||||||||
| BOARD CHAIR | 2.00 | Yes (X) | Yes (X) | $122,000 | $0 | $0 | ||
| MARIANN BYERWALTER | ||||||||
| BOARD MEMBER | 4.00 | Yes (X) | $86,000 | $0 | $0 | |||
| DAVID HOYT | ||||||||
| BOARD MEMBER | 2.00 | Yes (X) | $83,500 | $0 | $0 | |||
| LAURA WRIGHT | ||||||||
| BOARD MEMBER | 2.00 | Yes (X) | $80,000 | $0 | $0 | |||
| ISAAC STEIN | ||||||||
| BOARD MEMBER | 5.00 | Yes (X) | $80,000 | $0 | $0 | |||
| DAVID MOTLEY | ||||||||
| BOARD MEMBER | 3.00 | Yes (X) | $77,500 | $0 | $0 | |||
| PAWLIKOWSKI ELLEN | ||||||||
| BOARD MEMBER | 3.00 | Yes (X) | $77,500 | $0 | $0 | |||
| JOHN J YOUNG JR | ||||||||
| BOARD MEMBER | 3.00 | Yes (X) | $76,000 | $0 | $0 | |||
| DEBORAH RIEMAN | ||||||||
| BOARD MEMBER | 3.00 | Yes (X) | $60,000 | $0 | $0 | |||
| JOHN P MCINTIRE | ||||||||
| CHIEF LEGAL OFFICER | 40.00 | Yes (X) | $763,195 | $0 | $117,970 | |||
| STEPHANIE DEFINO | ||||||||
| CHIEF FINANCIAL OFFICER | 40.00 | Yes (X) | $516,545 | $0 | $92,704 | |||
| WILLIAM MARK | ||||||||
| PRESIDENT, ICS DIVISION | 40.00 | $649,048 | $0 | $94,365 | Yes (X) | |||
| MANISH KOTHARI | ||||||||
| CORPORATE PRESIDENT | 40.00 | $611,302 | $0 | $82,163 | Yes (X) | |||
| STEVEN PERNA | ||||||||
| PRESIDENT, INSYS DIVISION | 40.00 | $549,697 | $0 | $84,249 | Yes (X) | |||
| MICHAEL PAGE | ||||||||
| CHIEF INFORMATION OFFICER | 40.00 | $526,958 | $0 | $77,185 | Yes (X) | |||
| IAN COLRAIN | ||||||||
| PRESIDENT, BIOSCIENCE DIVISION | 40.00 | $530,102 | $0 | $57,660 | Yes (X) | |||
| SHARI GOLAN | ||||||||
| PRESIDENT, EDUCATION DIVISION | 40.00 | $472,197 | $0 | $101,296 | Yes (X) | |||
| JOHN CROWE | ||||||||
| PRESIDENT, ATSD DIV. | 40.00 | $424,060 | $0 | $93,918 | Yes (X) | |||
| JOANN LIME | ||||||||
| CHIEF HUMAN RESOURCES OFFICER | 40.00 | $395,555 | $0 | $90,221 | Yes (X) | |||
| PHILLIP PORRAS | ||||||||
| TECHNICAL DIRECTOR | 40.00 | $662,148 | $0 | $65,031 | Yes (X) | |||
| PATRICK LINCOLN | ||||||||
| VP ICS, DIRECTOR CSL | 40.00 | $579,552 | $0 | $82,223 | Yes (X) | |||
| DAVID STRINGER-CALVERT | ||||||||
| DEPUTY GENERAL COUNSEL | 40.00 | $490,999 | $0 | $55,340 | Yes (X) | |||
| ADOLF PFEFFERBAUM | ||||||||
| SCIENTIFIC MANAGEMENT V | 40.00 | $486,403 | $0 | $58,640 | Yes (X) | |||
| JOHN VAN SCOTER | ||||||||
| GEN MGR-PRODUCTS & SERVICES | 40.00 | $434,507 | $0 | $57,296 | Yes (X) | |||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | $11,607,589 | TotalReportableCompFromOrgAmt |
| Tot Reportable Comp Rltd Org | $0 | TotReportableCompRltdOrgAmt |
| Total Other Compensation | $1,298,837 | TotalOtherCompensationAmt |
| Indiv Rcvd Greater Than100 K | 770 | IndivRcvdGreaterThan100KCnt |
| Former Ofcr Employees Listed | 0 | FormerOfcrEmployeesListedInd |
| Total Comp Greater Than150 K | Yes (1) | TotalCompGreaterThan150KInd |
| Compensation From Other Srcs | 0 | CompensationFromOtherSrcsInd |
Contractor Compensation ContractorCompensationGrp (5 entries)
| Address Line1ContractorAddress/USAddress/AddressLine1Txt | CityContractorAddress/USAddress/CityNm | State AbbreviationContractorAddress/USAddress/StateAbbreviationCd | ZIPContractorAddress/USAddress/ZIPCd | ServicesServicesDesc | CompensationCompensationAmt |
|---|---|---|---|---|---|
| THE CORE GROUP | |||||
| 890 N MCCARTHY BLVD 100 | MILPITAS | CA | 95035 | CONSTRUCTION | $2,562,436 |
| ADVANTAGE TECHNICAL RESOURCING INC | |||||
| PO BOX 70107 | LOS ANGELES | MD | 900740107 | STAFFING | $2,324,146 |
| SECURITAS CRITICAL | |||||
| 6850 VERSAR CENTERSUITE 400 | SPRINGFIELD | VA | 22151 | SECURITY SERVICES | $1,585,144 |
| METRO SERVICES GROUP | |||||
| 9000 CROW CANYON RD SUITE S 329 | DANVILLE | CA | 94506 | JANITORIAL | $1,162,698 |
| CHARLES RIVER LAB ASHLAND | |||||
| 1407 GEORGE ROAD | ASHLAND | OH | 44805 | LAB SERVICES | $879,005 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cntrct Rcvd Greater Than100 K | 95 | CntrctRcvdGreaterThan100KCnt |
| Government Grants | $45,026,049 | GovernmentGrantsAmt |
| Total Contributions | $45,026,049 | TotalContributionsAmt |
Program Service Revenue ProgramServiceRevenueGrp (2 entries)
| DescDesc | BusinessBusinessCd | Total Revenue ColumnTotalRevenueColumnAmt | Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt | Unrelated Business RevenueUnrelatedBusinessRevenueAmt |
|---|---|---|---|---|
| SCIENTIFIC RESEARCH | 541700 | $276,468,863 | $276,468,863 | |
| COMMERCIAL TECH SVCS | 541900 | $46,868,653 | $46,868,653 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | $323,337,516 | TotalProgramServiceRevenueAmt |
Investment Income InvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $636,395 | TotalRevenueColumnAmt |
| Exclusion | $636,395 | ExclusionAmt |
Royalties Revenue RoyaltiesRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $5,971,423 | TotalRevenueColumnAmt |
| Exclusion | $5,971,423 | ExclusionAmt |
Gross Rents GrossRentsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | $749,455 | RealAmt |
Less Rental Expenses LessRentalExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | $6,390,886 | RealAmt |
Rental Income Or Loss RentalIncomeOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | -$5,641,431 | RealAmt |
Net Rental Income Or Loss NetRentalIncomeOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | -$5,641,431 | TotalRevenueColumnAmt |
| Exclusion | -$5,641,431 | ExclusionAmt |
Gross Amount Sales Assets GrossAmountSalesAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $14,759,141 | SecuritiesAmt |
| Other | $3,000 | OtherAmt |
Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $7,040,198 | SecuritiesAmt |
| Other | $398,315 | OtherAmt |
Gain Or Loss GainOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $7,718,943 | SecuritiesAmt |
| Other | -$395,315 | OtherAmt |
Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $7,323,628 | TotalRevenueColumnAmt |
| Exclusion | $7,323,628 | ExclusionAmt |
Other Revenue Misc OtherRevenueMiscGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | OTHER INCOME | Desc |
| Business | 900099 | BusinessCd |
| Total Revenue Column | $273,979 | TotalRevenueColumnAmt |
| Related Or Exempt Func Income | $273,979 | RelatedOrExemptFuncIncomeAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Revenue Total | $273,979 | OtherRevenueTotalAmt |
Total Revenue TotalRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $376,927,559 | TotalRevenueColumnAmt |
| Related Or Exempt Func Income | $276,742,842 | RelatedOrExemptFuncIncomeAmt |
| Unrelated Business Revenue | $46,868,653 | UnrelatedBusinessRevenueAmt |
| Exclusion | $8,290,015 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part IX | Yes (X) | InfoInScheduleOPartIXInd |
Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $9,449,199 | TotalAmt |
| Program Services | $725,126 | ProgramServicesAmt |
| Management And General | $8,724,073 | ManagementAndGeneralAmt |
Other Salaries And Wages OtherSalariesAndWagesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $147,200,820 | TotalAmt |
| Program Services | $109,683,608 | ProgramServicesAmt |
| Management And General | $37,517,212 | ManagementAndGeneralAmt |
Pension Plan Contributions PensionPlanContributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $11,301,466 | TotalAmt |
| Program Services | $8,316,417 | ProgramServicesAmt |
| Management And General | $2,985,049 | ManagementAndGeneralAmt |
Other Employee Benefits OtherEmployeeBenefitsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $47,725,804 | TotalAmt |
| Program Services | $36,368,972 | ProgramServicesAmt |
| Management And General | $11,356,832 | ManagementAndGeneralAmt |
Payroll Taxes PayrollTaxesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $11,409,837 | TotalAmt |
| Program Services | $8,396,164 | ProgramServicesAmt |
| Management And General | $3,013,673 | ManagementAndGeneralAmt |
Fees For Services Legal FeesForServicesLegalGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $3,009,577 | TotalAmt |
| Program Services | $189,170 | ProgramServicesAmt |
| Management And General | $2,820,407 | ManagementAndGeneralAmt |
Fees For Services Accounting FeesForServicesAccountingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,839,958 | TotalAmt |
| Program Services | $212,812 | ProgramServicesAmt |
| Management And General | $1,627,146 | ManagementAndGeneralAmt |
Fees For Services Lobbying FeesForServicesLobbyingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $74,131 | TotalAmt |
| Management And General | $74,131 | ManagementAndGeneralAmt |
Fees For Services Other FeesForServicesOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $79,402,472 | TotalAmt |
| Program Services | $66,304,562 | ProgramServicesAmt |
| Management And General | $13,097,910 | ManagementAndGeneralAmt |
Advertising AdvertisingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $181,439 | TotalAmt |
| Management And General | $181,439 | ManagementAndGeneralAmt |
Office Expenses OfficeExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $12,198,702 | TotalAmt |
| Program Services | $9,669,948 | ProgramServicesAmt |
| Management And General | $2,528,754 | ManagementAndGeneralAmt |
Information Technology InformationTechnologyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $10,821,714 | TotalAmt |
| Program Services | $1,328,677 | ProgramServicesAmt |
| Management And General | $9,493,037 | ManagementAndGeneralAmt |
Occupancy OccupancyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $16,225,936 | TotalAmt |
| Program Services | $12,160,403 | ProgramServicesAmt |
| Management And General | $4,065,533 | ManagementAndGeneralAmt |
Travel TravelGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $761,295 | TotalAmt |
| Program Services | $708,963 | ProgramServicesAmt |
| Management And General | $52,332 | ManagementAndGeneralAmt |
Conferences Meetings ConferencesMeetingsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,301,905 | TotalAmt |
| Program Services | $1,068,940 | ProgramServicesAmt |
| Management And General | $232,965 | ManagementAndGeneralAmt |
Interest InterestGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $325,772 | TotalAmt |
| Management And General | $325,772 | ManagementAndGeneralAmt |
Depreciation Depletion DepreciationDepletionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $14,076,288 | TotalAmt |
| Program Services | $8,809,674 | ProgramServicesAmt |
| Management And General | $5,266,614 | ManagementAndGeneralAmt |
Insurance InsuranceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,858,244 | TotalAmt |
| Program Services | $3,079 | ProgramServicesAmt |
| Management And General | $1,855,165 | ManagementAndGeneralAmt |
Other Expenses OtherExpensesGrp (2 entries)
| DescDesc | TotalTotalAmt | Program ServicesProgramServicesAmt | Management And GeneralManagementAndGeneralAmt |
|---|---|---|---|
| EQUIP RENTAL/MAINTENANC | $10,354,802 | $10,071,618 | $283,184 |
| PRINTING/PUBLICATIONS | $774 | $98 | $676 |
Total Functional Expenses TotalFunctionalExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $379,520,135 | TotalAmt |
| Program Services | $274,018,231 | ProgramServicesAmt |
| Management And General | $105,501,904 | ManagementAndGeneralAmt |
| Fundraising | $0 | FundraisingAmt |
Cash Non Interest Bearing CashNonInterestBearingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $30,855,722 | BOYAmt |
| EOY | $27,468,868 | EOYAmt |
Savings And Temp Cash Invst SavingsAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $835,567 | BOYAmt |
| EOY | $941,859 | EOYAmt |
Accounts Receivable AccountsReceivableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $101,419,051 | BOYAmt |
| EOY | $114,766,766 | EOYAmt |
Inventories For Sale Or Use InventoriesForSaleOrUseGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $5,248,489 | BOYAmt |
| EOY | $4,827,814 | EOYAmt |
Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $7,465,154 | BOYAmt |
| EOY | $8,152,116 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Bldg Equip Cost Or Other Bss | $421,509,117 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $326,496,011 | LandBldgEquipAccumDeprecAmt |
Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $108,696,210 | BOYAmt |
| EOY | $95,013,106 | EOYAmt |
Investments Pub Traded Sec InvestmentsPubTradedSecGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $28,941,507 | BOYAmt |
| EOY | $26,771,908 | EOYAmt |
Other Assets Total OtherAssetsTotalGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $44,421,425 | BOYAmt |
| EOY | $48,256,577 | EOYAmt |
Total Assets TotalAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $327,883,125 | BOYAmt |
| EOY | $326,199,014 | EOYAmt |
Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $61,351,279 | BOYAmt |
| EOY | $59,007,562 | EOYAmt |
Tax Exempt Bond Liabilities TaxExemptBondLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $19,858,707 | BOYAmt |
| EOY | $18,024,919 | EOYAmt |
Other Liabilities OtherLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $46,230,791 | BOYAmt |
| EOY | $49,868,011 | EOYAmt |
Total Liabilities TotalLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $127,440,777 | BOYAmt |
| EOY | $126,900,492 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
No Donor Restriction Net Assets NoDonorRestrictionNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $200,427,348 | BOYAmt |
| EOY | $199,283,522 | EOYAmt |
Donor Restriction Net Assets DonorRestrictionNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $15,000 | BOYAmt |
| EOY | $15,000 | EOYAmt |
Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $200,442,348 | BOYAmt |
| EOY | $199,298,522 | EOYAmt |
Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $327,883,125 | BOYAmt |
| EOY | $326,199,014 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | Yes (X) | InfoInScheduleOPartXIInd |
| Reconcilation Revenue Expnss | -$2,592,576 | ReconcilationRevenueExpnssAmt |
| Net Unrlzd Gains Losses Invst | -$863,326 | NetUnrlzdGainsLossesInvstAmt |
| Other Changes In Net Assets | $2,312,076 | OtherChangesInNetAssetsAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
| Accountant Compile Or Review | 0 | AccountantCompileOrReviewInd |
| FS Audited | Yes (1) | FSAuditedInd |
FS Audited Basis FSAuditedBasisGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Consolidated Basis Fincl Stmt | Yes (X) | ConsolidatedBasisFinclStmtInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Audit Committee | Yes (1) | AuditCommitteeInd |
| Federal Grant Audit Required | Yes (1) | FederalGrantAuditRequiredInd |
| Federal Grant Audit Performed | Yes (1) | FederalGrantAuditPerformedInd |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Publicly Supported Org509a2 | Yes (X) | PubliclySupportedOrg509a2Ind |
Gifts Grants Contris Rcvd509 GiftsGrantsContrisRcvd509Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $64,945,209 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $63,960,292 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $54,230,670 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $47,214,537 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $45,026,049 | CurrentTaxYearAmt |
| Total | $275,376,757 | TotalAmt |
Gross Receipts Admissions GrossReceiptsAdmissionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $299,018,513 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $290,385,265 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $269,782,394 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $278,574,475 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $276,468,863 | CurrentTaxYearAmt |
| Total | $1,414,229,510 | TotalAmt |
Total509 Total509Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $363,963,722 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $354,345,557 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $324,013,064 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $325,789,012 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $321,494,912 | CurrentTaxYearAmt |
| Total | $1,689,606,267 | TotalAmt |
Amounts Rcvd Dsqlfy Person AmountsRcvdDsqlfyPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Substantial Contributors Amt SubstantialContributorsAmtGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $166,038,756 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $138,904,520 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $113,500,000 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $142,993,520 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $146,546,571 | CurrentTaxYearAmt |
| Total | $707,983,367 | TotalAmt |
Subst And Dsqlfy Prsns Tot SubstAndDsqlfyPrsnsTotGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $166,038,756 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $138,904,520 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $113,500,000 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $142,993,520 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $146,546,571 | CurrentTaxYearAmt |
| Total | $707,983,367 | TotalAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Public Support Total509 | $981,622,900 | PublicSupportTotal509Amt |
Gross Investment Income509 GrossInvestmentIncome509Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $10,632,522 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $11,355,920 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $42,652,037 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $13,183,980 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $7,357,273 | CurrentTaxYearAmt |
| Total | $85,181,732 | TotalAmt |
Post1975 UBTI Post1975UBTIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $36,957,759 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $41,934,381 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $41,005,628 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $38,678,246 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $46,868,653 | CurrentTaxYearAmt |
| Total | $205,444,667 | TotalAmt |
Investment Income And UBTI InvestmentIncomeAndUBTIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $47,590,281 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $53,290,301 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $83,657,665 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $51,862,226 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $54,225,926 | CurrentTaxYearAmt |
| Total | $290,626,399 | TotalAmt |
Other Income509 OtherIncome509Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $20,679 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year | $273,979 | CurrentTaxYearAmt |
| Total | $294,658 | TotalAmt |
Total Support Calendar Year TotalSupportCalendarYearGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $411,574,682 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $407,635,858 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $407,670,729 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $377,651,238 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $375,994,817 | CurrentTaxYearAmt |
| Total | $1,980,527,324 | TotalAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Public Support CY509 | 0.49560 | PublicSupportCY509Pct |
| Public Support PY509 | 0.56180 | PublicSupportPY509Pct |
| Investment Income CY | 0.14670 | InvestmentIncomeCYPct |
| Investment Income PY | 0.05630 | InvestmentIncomePYPct |
| Thirty Thr Pct Suprt Tests CY509 | Yes (X) | ThirtyThrPctSuprtTestsCY509Ind |
Schedule B IRS990ScheduleB
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | RESTRICTED | ContributorNum |
Contributor Business Name ContributorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | RESTRICTED | TotalContributionsAmt |
Schedule C IRS990ScheduleC
| Field | Value | IRS element (for citing) |
|---|---|---|
| Volunteers | 0 | VolunteersInd |
| Paid Staff Or Management | 0 | PaidStaffOrManagementInd |
| Media Advertisements | 0 | MediaAdvertisementsInd |
| Mailings Members | 0 | MailingsMembersInd |
| Publications Or Broadcast | 0 | PublicationsOrBroadcastInd |
| Grants Other Organizations | 0 | GrantsOtherOrganizationsInd |
| Direct Contact Legislators | 0 | DirectContactLegislatorsInd |
| Rallies Demonstrations | 0 | RalliesDemonstrationsInd |
| Other Activities | Yes (1) | OtherActivitiesInd |
| Other Activities | $76,055 | OtherActivitiesAmt |
| Total Lobbying Expenditures | $76,055 | TotalLobbyingExpendituresAmt |
| Not Described Section501c3 | 0 | NotDescribedSection501c3Ind |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | PART II-B, LINE 1: | FormAndLineReferenceDesc |
| Explanation | SRI PAID LOBBYING FEES TO INNOVATIVE FEDERAL STRATEGIES, FOR CONGRESSIONAL RELATIONS WORK ON BEHALF OF SRI. | ExplanationTxt |
Schedule D IRS990ScheduleD
Land LandGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $13,396,628 | OtherCostOrOtherBasisAmt |
| Book Value | $13,396,628 | BookValueAmt |
Buildings BuildingsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $239,933,909 | OtherCostOrOtherBasisAmt |
| Depreciation | $197,555,657 | DepreciationAmt |
| Book Value | $42,378,252 | BookValueAmt |
Leasehold Improvements LeaseholdImprovementsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $13,309,958 | OtherCostOrOtherBasisAmt |
| Depreciation | $10,733,503 | DepreciationAmt |
| Book Value | $2,576,455 | BookValueAmt |
Equipment EquipmentGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $133,154,897 | OtherCostOrOtherBasisAmt |
| Depreciation | $109,585,832 | DepreciationAmt |
| Book Value | $23,569,065 | BookValueAmt |
Other Land Buildings OtherLandBuildingsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $21,713,725 | OtherCostOrOtherBasisAmt |
| Depreciation | $8,621,019 | DepreciationAmt |
| Book Value | $13,092,706 | BookValueAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Book Value Land Buildings | $95,013,106 | TotalBookValueLandBuildingsAmt |
Other Assets Org OtherAssetsOrgGrp (3 entries)
| DescDesc | Book ValueBookValueAmt |
|---|---|
| OTHER ASSETS | $17,934,620 |
| INVESTMENT IN SUBSIDIARY | $24,163,950 |
| DEFERRED INCOME TAXES | $6,158,007 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Book Value Other Assets | $48,256,577 | TotalBookValueOtherAssetsAmt |
Other Liabilities Org OtherLiabilitiesOrgGrp (2 entries)
| DescDesc | AmtAmt |
|---|---|
| CLIENT ADVANCES & CREDITS | $22,071,155 |
| OTHER NON CURRENT LIABILITIES | $27,796,856 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Liability | $49,868,011 | TotalLiabilityAmt |
Schedule F IRS990ScheduleF
Account Activities Outside US AccountActivitiesOutsideUSGrp (3 entries)
| RegionRegionTxt | OfficesOfficesCnt | EmployeeEmployeeCnt | Type Of Activities ConductedTypeOfActivitiesConductedTxt | Specific Services ProvidedSpecificServicesProvidedTxt | Region Total ExpendituresRegionTotalExpendituresAmt |
|---|---|---|---|---|---|
| EAST ASIA | 1 | 6 | PROGRAM SERVICES | INTERNATIONAL PROJECT DEVELOPMENT | $1,195,000 |
| EUROPE | 0 | 3 | PROGRAM SERVICES | INTERNATIONAL PROJECT DEVELOPMENT | $11,000 |
| SOUTH ASIA | 0 | 2 | PROGRAM SERVICES | GOVERNMENT PROJECT SUPPORT | $11,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Subtotal Offices | 1 | SubtotalOfficesCnt |
| Subtotal Employees | 11 | SubtotalEmployeesCnt |
| Continuation Total Office | 0 | ContinuationTotalOfficeCnt |
| Continuation Total Employee | 0 | ContinuationTotalEmployeeCnt |
| Total Office | 1 | TotalOfficeCnt |
| Total Employee | 11 | TotalEmployeeCnt |
| Subtotal Spent | $1,217,000 | SubtotalSpentAmt |
| Continuation Spent | $0 | ContinuationSpentAmt |
| Total Spent | $1,217,000 | TotalSpentAmt |
| Transfer To Foreign Corp | 0 | TransferToForeignCorpInd |
| Interest In Foreign Trust | 0 | InterestInForeignTrustInd |
| Foreign Corp Ownership | Yes (1) | ForeignCorpOwnershipInd |
| Passive Foreign Investmest Co | 0 | PassiveForeignInvestmestCoInd |
| Foreign Partnership | 0 | ForeignPartnershipInd |
| Boycott Countries | Yes (1) | BoycottCountriesInd |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | PART III ACCOUNTING METHOD: | FormAndLineReferenceDesc |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| First Class Or Charter Travel | Yes (X) | FirstClassOrCharterTravelInd |
| Housing Allowance Or Residence | Yes (X) | HousingAllowanceOrResidenceInd |
| Written Policy Ref T And E Expnss | Yes (1) | WrittenPolicyRefTAndEExpnssInd |
| Substantiation Required | Yes (1) | SubstantiationRequiredInd |
| Compensation Committee | Yes (X) | CompensationCommitteeInd |
| Independent Consultant | Yes (X) | IndependentConsultantInd |
| Form990 Of Other Organizations | Yes (X) | Form990OfOtherOrganizationsInd |
| Compensation Survey | Yes (X) | CompensationSurveyInd |
| Board Or Committee Approval | Yes (X) | BoardOrCommitteeApprovalInd |
| Severance Payment | 0 | SeverancePaymentInd |
| Supplemental Nonqual Rtr Plan | 0 | SupplementalNonqualRtrPlanInd |
| Equity Based Comp Arrngm | Yes (1) | EquityBasedCompArrngmInd |
| Comp Based On Revenue Of Flng Org | 0 | CompBasedOnRevenueOfFlngOrgInd |
| Comp Bsd On Rev Related Orgs | 0 | CompBsdOnRevRelatedOrgsInd |
| Comp Bsd Net Earns Flng Org | 0 | CompBsdNetEarnsFlngOrgInd |
| Comp Bsd Net Earns Rltd Orgs | Yes (1) | CompBsdNetEarnsRltdOrgsInd |
| Any Non Fixed Payments | Yes (1) | AnyNonFixedPaymentsInd |
| Initial Contract Exception | 0 | InitialContractExceptionInd |
Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (17 entries)
| TitleTitleTxt | Base Compensation Filing OrgBaseCompensationFilingOrgAmt | Compensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmt | Bonus Filing OrganizationBonusFilingOrganizationAmount | Bonus Related OrganizationsBonusRelatedOrganizationsAmt | Other Compensation Filing OrgOtherCompensationFilingOrgAmt | Other Compensation Rltd OrgsOtherCompensationRltdOrgsAmt | Deferred Compensation Flng OrgDeferredCompensationFlngOrgAmt | Deferred Comp Rltd OrgsDeferredCompRltdOrgsAmt | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmt | Nontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmt | Total Compensation Filing OrgTotalCompensationFilingOrgAmt | Total Compensation Rltd OrgsTotalCompensationRltdOrgsAmt | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmt | Comp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| WILLIAM JEFFREY | ||||||||||||||
| CEO (THRU 12/1/2021) | $680,179 | $0 | $1,780,977 | $0 | $125,004 | $0 | $5,800 | $0 | $80,068 | $0 | $2,672,028 | $0 | $0 | $0 |
| JOHN P MCINTIRE | ||||||||||||||
| CHIEF LEGAL OFFICER | $374,845 | $0 | $232,200 | $0 | $156,150 | $0 | $5,800 | $0 | $112,170 | $0 | $881,165 | $0 | $0 | $0 |
| WILLIAM MARK | ||||||||||||||
| PRESIDENT, ICS DIVISION | $412,114 | $0 | $157,400 | $0 | $79,534 | $0 | $5,800 | $0 | $88,565 | $0 | $743,413 | $0 | $0 | $0 |
| PHILLIP PORRAS | ||||||||||||||
| TECHNICAL DIRECTOR | $303,176 | $0 | $40,000 | $0 | $318,972 | $0 | $5,800 | $0 | $59,231 | $0 | $727,179 | $0 | $0 | $0 |
| MANISH KOTHARI | ||||||||||||||
| CORPORATE PRESIDENT | $410,140 | $0 | $117,100 | $0 | $84,062 | $0 | $5,800 | $0 | $76,363 | $0 | $693,465 | $0 | $0 | $0 |
| PATRICK LINCOLN | ||||||||||||||
| VP ICS, DIRECTOR CSL | $349,827 | $0 | $92,612 | $0 | $137,113 | $0 | $5,800 | $0 | $76,423 | $0 | $661,775 | $0 | $0 | $0 |
| STEVEN PERNA | ||||||||||||||
| PRESIDENT, INSYS DIVISION | $347,518 | $0 | $162,700 | $0 | $39,479 | $0 | $5,800 | $0 | $78,449 | $0 | $633,946 | $0 | $0 | $0 |
| STEPHANIE DEFINO | ||||||||||||||
| CHIEF FINANCIAL OFFICER | $362,547 | $0 | $150,600 | $0 | $3,398 | $0 | $5,800 | $0 | $86,904 | $0 | $609,249 | $0 | $0 | $0 |
| MICHAEL PAGE | ||||||||||||||
| CHIEF INFORMATION OFFICER | $373,859 | $0 | $100,300 | $0 | $52,799 | $0 | $5,800 | $0 | $71,385 | $0 | $604,143 | $0 | $0 | $0 |
| IAN COLRAIN | ||||||||||||||
| PRESIDENT, BIOSCIENCE DIVISION | $357,222 | $0 | $140,200 | $0 | $32,680 | $0 | $5,800 | $0 | $51,860 | $0 | $587,762 | $0 | $0 | $0 |
| SHARI GOLAN | ||||||||||||||
| PRESIDENT, EDUCATION DIVISION | $321,491 | $0 | $134,500 | $0 | $16,206 | $0 | $5,800 | $0 | $95,496 | $0 | $573,493 | $0 | $0 | $0 |
| DAVID STRINGER-CALVERT | ||||||||||||||
| DEPUTY GENERAL COUNSEL | $256,226 | $0 | $56,621 | $0 | $178,152 | $0 | $5,170 | $0 | $50,170 | $0 | $546,339 | $0 | $0 | $0 |
| ADOLF PFEFFERBAUM | ||||||||||||||
| SCIENTIFIC MANAGEMENT V | $418,541 | $0 | $58,000 | $0 | $9,862 | $0 | $5,800 | $0 | $52,840 | $0 | $545,043 | $0 | $0 | $0 |
| JOHN CROWE | ||||||||||||||
| PRESIDENT, ATSD DIV. | $341,307 | $0 | $81,900 | $0 | $853 | $0 | $5,800 | $0 | $88,118 | $0 | $517,978 | $0 | $0 | $0 |
| JOHN VAN SCOTER | ||||||||||||||
| GEN MGR-PRODUCTS & SERVICES | $329,632 | $0 | $100,000 | $0 | $4,875 | $0 | $5,800 | $0 | $51,496 | $0 | $491,803 | $0 | $0 | $0 |
| JOANN LIME | ||||||||||||||
| CHIEF HUMAN RESOURCES OFFICER | $283,171 | $0 | $104,100 | $0 | $8,284 | $0 | $5,800 | $0 | $84,421 | $0 | $485,776 | $0 | $0 | $0 |
| DAVID PAREKH | ||||||||||||||
| CEO (FROM 12/1/2021) | $36,250 | $0 | $150,000 | $0 | $411 | $0 | $725 | $0 | $1,983 | $0 | $189,369 | $0 | $0 | $0 |
Supplemental Information Detail SupplementalInformationDetail (4 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| PART I, LINE 1A | SRI'S TRAVEL POLICY IS STRUCTURED FOR COMPLIANCE WITH FAR 31 205-46. UNDER SUB-SECTION (D) OF THIS PROVISION, AIRLINE COSTS IN EXCESS OF THE LOWEST CUSTOMARY STANDARD ARE ALLOWABLE IN SITUATIONS TO ACCOMMODATE THE PHYSICAL OR MEDICAL NEEDS OF THE TRAVELER. THE DECISION TO PERMIT SUCH TRAVEL, SOLELY FOR MEDICAL REASONS ON AN INDIVIDUAL BASIS, WAS ISSUED FROM THE CONTROLLER'S OFFICE WITHIN THE AUSPICES OF THE CHIEF FINANCIAL OFFICER (CFO). A TEMPORARY HOUSING SUBSIDY IS OCCASIONALLY INCLUDED AS PART OF THE RELOCATION PACKAGE OFFERED TO QUALIFIED EMPLOYEES. |
| PART I, LINE 4C | LIKE MOST UNIVERSITIES AND OTHER RESEARCH INSTITUTIONS, AND CONSISTENT WITH THE REQUIREMENTS OF THE BAYH-DOLE ACT [35 U S C 200 ET SEQ], SRI SHARES WITH SRI INVENTORS AND OTHER CONTRIBUTORS ROYALTIES IN THE FORM OF CASH OR EQUITY RECEIVED FROM SPIN-OFF AND OTHER COMPANIES TO WHOM SRI INTELLECTUAL PROPERTY IS LICENSED OR TRANSFERRED. THE TERMS AND CONDITIONS UNDER WHICH SRI SHARES SUCH EQUITY ARE LAID OUT IN DETAIL IN SRI'S INTELLECTUAL PROPERTY ROYALTY AND EQUITY SHARING PROGRAM THAT WAS APPROVED BY THE IRS IN A PRIVATE LETTER RULING ISSUED IN 1999. OF THE OFFICERS, DIRECTORS, KEY EMPLOYEES, AND HIGHEST COMPENSATED EMPLOYEES LISTED ON FORM 990, PART VII, SECTION A, LINE 1A, NOONE RECEIVED EQUITY-BASED PAYMENTS. |
| PART I, LINE 6 | LIKE MOST UNIVERSITIES AND OTHER RESEARCH INSTITUTIONS, AND CONSISTENT WITH THE REQUIREMENTS OF THE BAYH-DOLE ACT [35 U S C 200 ET SEQ], SRI SHARES WITH SRI INVENTORS AND OTHER CONTRIBUTORS ROYALTIES IN THE FORM OF CASH OR EQUITY RECEIVED FROM SPIN-OFF AND OTHER COMPANIES TO WHOM SRI INTELLECTUAL PROPERTY IS LICENSED OR TRANSFERRED. THE TERMS AND CONDITIONS UNDER WHICH SRI SHARES SUCH EQUITY ARE LAID OUT IN DETAIL IN SRI'S INTELLECTUAL PROPERTY ROYALTY AND EQUITY SHARING PROGRAM THAT WAS APPROVED BY THE IRS IN A PRIVATE LETTER RULING ISSUED IN 1999. OF THE OFFICERS, DIRECTORS, KEY EMPLOYEES, AND HIGHEST COMPENSATED EMPLOYEES LISTED ON FORM 990, PART VII, SECTION A, LINE 1A, FOURTEEN RECEIVED ROYALTY PAYMENTS TOTALING $1,040,558 , WITH INDIVIDUAL AMOUNTS RANGING FROM $566 TO $317,643 . |
| PART I, LINE 7 | THE AMOUNTS SHOWN IN COLUMN (II) OF SECTION B OF PART (II) INCLUDE PERFORMANCE BASED COMPENSATION (PBC). PBC IS A FINANCIAL INCENTIVE POOL OF FUNDS THAT IS PRE-APPROVED BY THE BOARD OF DIRECTORS ANNUALLY. PBC PAYOUT IS BASED ON THE FOLLOWING FACTORS THAT ARE DESIGNED TO ALIGN INDIVIDUAL AND ORGANIZATIONAL PERFORMANCE WITH THE NON-PROFIT MISSION OF SRI: GROWTH IN ORDER BOOKINGS, GROWTH IN CONTRACT LABOR REVENUE, MEETING THRESHOLD INCOME FROM RESEARCH CONTRACTS, GENERATING ROYALTY INCOME, GENERATING NEW EQUITY ASSETS RESULTING FROM SPIN-OFF COMPANIES, GENERATING NEW PATENTS, PUBLISHING RESEARCH RESULTS, AND OTHER SUCH METRICS AS DEEMED RELEVANT BY MANAGEMENT FOR THE FISCAL YEAR. |
Schedule K IRS990ScheduleK
Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (2 entries)
| Bond ReferenceBondReferenceCd | Bond Issuer EINBondIssuerEIN | CUSIPCUSIPNum | Bond IssuedBondIssuedDt | Issue PriceIssuePriceAmt | PurposePurposeDesc | DefeasedDefeasedInd | On Behalf Of IssuerOnBehalfOfIssuerInd | Pool FinancingPoolFinancingInd |
|---|---|---|---|---|---|---|---|---|
| CA INFRASTRUCTURE AND DEVELOPMENT | ||||||||
| A | 630304653 | 13033W3N1 | 2018-11-01 | $10,890,000 | REFINANCING 2010 ISSUE | 0 | 0 | 0 |
| CA INFRASTRUCTURE AND DEVELOPMENT | ||||||||
| B | 630304653 | SEEPARTVI | 2012-06-28 | $18,590,000 | REFINANCING 2003 ISSUE | 0 | 0 | 0 |
Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (2 entries)
| Bond ReferenceBondReferenceCd | Total ProceedsTotalProceedsAmt | Substantial CompletionSubstantialCompletionYr | Refunding Tax Exempt BondsRefundingTaxExemptBondsInd | Refunding Taxable BondsRefundingTaxableBondsInd | Final Allocation MadeFinalAllocationMadeInd | Adequate Books And Rec MaintAdequateBooksAndRecMaintInd | Issuance Costs From ProceedsIssuanceCostsFromProceedsAmt |
|---|---|---|---|---|---|---|---|
| A | $10,890,000 | 2018 | Yes (1) | 0 | Yes (1) | Yes (1) | |
| B | $18,590,000 | 2012 | Yes (1) | 0 | Yes (1) | Yes (1) | $185,000 |
Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (2 entries)
| Bond ReferenceBondReferenceCd | Owning Bond Financed PropertyOwningBondFinancedPropertyInd | Any Lease ArrangementsAnyLeaseArrangementsInd | Mgmt Contract Bond Fincd PropMgmtContractBondFincdPropInd | Any Research AgreementsAnyResearchAgreementsInd | Bond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestInd | Change In Use Bond Financed PropChangeInUseBondFinancedPropInd | Procs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd |
|---|---|---|---|---|---|---|---|
| A | 0 | 0 | 0 | 0 | Yes (1) | 0 | 0 |
| B | 0 | 0 | 0 | 0 | Yes (1) | 0 | 0 |
Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (2 entries)
| Bond ReferenceBondReferenceCd | Form8038 T FiledForm8038TFiledInd | Rebate Not Due YetRebateNotDueYetInd | Exception To RebateExceptionToRebateInd | No Rebate DueNoRebateDueInd | Variable Rate IssueVariableRateIssueInd | Hedge Identified In Bks And RecHedgeIdentifiedInBksAndRecInd | Gross Proceeds Invested In GICGrossProceedsInvestedInGICInd | Gross Proceeds InvestedGrossProceedsInvestedInd | Written Proc To Monitor ReqsWrittenProcToMonitorReqsInd |
|---|---|---|---|---|---|---|---|---|---|
| A | 0 | 0 | 0 | Yes (1) | Yes (1) | 0 | 0 | 0 | Yes (1) |
| B | 0 | 0 | 0 | Yes (1) | 0 | 0 | 0 | 0 | Yes (1) |
Procedures Corrective Action ProceduresCorrectiveActionGrp (2 entries)
| Bond ReferenceBondReferenceCd | Procedures Corrective ActionProceduresCorrectiveActionInd |
|---|---|
| A | Yes (1) |
| B | Yes (1) |
Supplemental Information Detail SupplementalInformationDetail (2 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| PART I ROW A COLUMN C: | CUSIP MATURITY DATE PRINCIPAL 13033W3N1 12/01/2019 $651,854 13033W3N1 12/01/2020 $673,672 13033W3N1 12/01/2021 $706,036 13033W3N1 12/01/2022 $738,939 13033W3N1 12/01/2023 $773,145 13033W3N1 12/01/2024 $808,715 13033W3N1 12/01/2025 $847,093 13033W3N1 12/01/2026 $886,570 13033W3N1 12/01/2027 $927,767 13033W3N1 12/01/2028 $970,766 13033W3N1 12/01/2029 $1,016,361 13033W3N1 12/01/2030 $1,063,726 13033W3N1 12/01/2031 $825,358 TOTAL $10,890,000 |
| PART I ROW B COLUMN C: | CUSIP MATURITY DATE PRINCIPAL 13034ABN9 09/01/2013 $1,075,000 13034ABP4 09/01/2014 $1,110,000 13034ABQ2 09/01/2015 $1,145,000 13034ABR0 09/01/2016 $ 890,000 13034ABS4 09/01/2017 $ 925,000 13034ABT6 09/01/2018 $ 960,000 13034ABU3 09/01/2019 $1,000,000 13034ABV1 09/01/2020 $1,040,000 13034ABW9 09/01/2021 $1,095,000 13034ABX7 09/01/2022 $1,150,000 13034ABX7 09/01/2028 $8,200,000 TOTAL $18,590,000 PART IV 2 C: A) 11/1/2018 B) 4/5/2012 |
Schedule O IRS990ScheduleO
Supplemental Information Detail SupplementalInformationDetail (9 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| FORM 990, PART VI, SECTION A, LINE 2 | WILLIAM JEFFREY AND LAURA WRIGHT BOTH SERVE ON THE BOARD OF DIRECTORS OF TE CONNECTIVITY LTD., AN ENTITY UNRELATED TO SRI INTERNATIONAL. |
| FORM 990, PART VI, SECTION B, LINE 11B | THE FORM 990 IS REVIEWED BY SRI STAFF (TAX MANAGER, CFO, CEO), OUTSIDE LEGAL COUNSEL, AND THE AUDIT COMMITTEE. A COPY OF THE FINAL VERSION OF THE FORM 990 IS FURNISHED TO THE EACH MEMBER OF THE BOARD OF DIRECTORS. |
| FORM 990, PART VI, SECTION B, LINE 12C | SRI MAINTAINS AND ENFORCES STANDARDS OF CONDUCT AND CONFLICT-OF-INTEREST POLICIES WHICH, AMONG OTHER THINGS, REQUIRE SUCH PERSONS TO IDENTIFY, DISCLOSE, AND AVOID INTERESTS THAT COULD GIVE RISE TO ETHICAL CONFLICTS. SRI'S LEGAL DEPARTMENT TRAINS ITS OFFICERS, DIRECTORS, AND EMPLOYEES IN SRI'S CODE OF CONDUCT, ETHICS, AND CONFLICTS-OF-INTEREST POLICIES. THE ETHICS AND CONFLICT-OF-INTEREST POLICIES ARE POSTED ON SRI'S INTERNAL WEBSITE. SRI'S ETHICS OFFICER IS REACHABLE BY ALL EMPLOYEES THROUGH SRI'S ETHICS "HOTLINE". SRI'S INTERNAL AUDIT STAFF ASSIST THE ETHICS OFFICER IN INVESTIGATING POTENTIAL VIOLATIONS AND RECOMMENDING REMEDIAL MEASURES. SENIOR MANAGEMENT OVERSEES THESE PERSONNEL AND POLICIES AND ENFORCES CORRECTIVE AND DISCIPLINARY ACTION AS WARRANTED. IN THE EVENT OF POTENTIAL CONFLICTS, THE PERSONS INVOLVED ARE BARRED FROM PARTICIPATING IN THE DELIBERATIONS AND DECISIONS REGARDING THE MATTER WHICH IS THE SUBJECT OF THE CONFLICT. |
| FORM 990, PART VI, SECTION B, LINE 15 | AMONG THE COMMITTEES OF THE SRI BOARD OF DIRECTORS IS THE COMPENSATION AND MANAGEMENT DEVELOPMENT COMMITTEE (THE "COMMITTEE"), WHICH IS COMPOSED OF FOUR INDEPENDENT DIRECTORS. THE COMMITTEE REVIEWS AND APPROVES COMPENSATION LEVELS FOR SRI'S SENIOR STAFF AND CEO ON AN ANNUAL BASIS, BASED ON COMPARABLE COMPENSATION INFORMATION FOR SIMILARLY-SITUATED COMPANIES. THIS COMPARABLE COMPENSATION INFORMATION IS DEVELOPED OR OBTAINED BY A QUALIFIED, EXPERIENCED AND INDEPENDENT COMPENSATION CONSULTANT, WHO PROVIDES A REPORT AND OPINION TO THE COMMITTEE REGARDING THE REASONABLENESS OF THE PROPOSED COMPENSATION LEVELS IN LIGHT OF THE EXTERNAL DATA. THE MINUTES OF THE COMMITTEE REFLECT AND DOCUMENT THE DECISIONS, INCLUDING THE ANALYSIS AND DATA CONSIDERED BY THE COMMITTEE. THE MINUTES OF THE COMMITTEE'S MEETINGS ARE MAINTAINED BY THE VP OF HUMAN RESOURCES AND THE GENERAL COUNSEL. THE COMPENSATION REVIEW WAS LAST COMPLETED IN MARCH 2022. |
| FORM 990, PART VI, SECTION C, LINE 19 | SRI'S ORGANIZATIONAL DOCUMENTS AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. COPIES OF THE FINANCIAL STATEMENTS CAN ALSO BE OBTAINED FROM THE OFFICE OF THE CALIFORNIA SECRETARY OF STATE, WHERE A COPY IS FILED ANNUALLY. SRI'S CONFLICT OF INTEREST POLICY IS NOT MADE AVAILABLE TO THE PUBLIC. |
| FORM 990, PART IX, LINE 11G | SUBCONTRACTORS AND CONSULTANTS: PROGRAM SERVICE EXPENSES 48,584,991. MANAGEMENT AND GENERAL EXPENSES 1,298,207. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 49,883,198. OTHER PURCHASED SERVICES: PROGRAM SERVICE EXPENSES 17,719,571. MANAGEMENT AND GENERAL EXPENSES 11,799,703. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 29,519,274. |
| FORM 990, PART XI, LINE 9: | CHANGE IN DEFERRED TAX ASSET 1,401,076. EQUITY IN EARNINGS FROM SUBSIDIARY 911,000. |
| FORM 5471 FILED ON BEHALF OF STATEMENT | STATEMENT PURSUANT TO TREASURY REGULATION SECTION 1.6038-2(J)(3) AND TREASURY REGULATION SECTION 1.6046-1(E)(5) THE FOLLOWING INFORMATION IS SUBMITTED WITH RESPECT TO SRI INTERNATIONAL FORM 5471 (INFORMATION RETURN OF U.S. PERSONS WITH RESPECT TO CERTAIN FOREIGN CORPORATIONS) FILING REQUIREMENT FOR: NAME OF FOREIGN CORPORATION: RAVENSWOOD TECHNOLOGIES UK LIMITED ADDRESS OF FOREIGN CORPORATION: THIRD FLOOR, 24 CHISWELL STREET, LONDON, UK ECIY 4YX THE FORM 5471 FILING REQUIREMENT FOR THIS FOREIGN CORPORATION HAS BEEN SATISIFIED BY INCLUSION IN THE FOLLOWING U.S. FILER'S TAX RETURN: NAME OF U.S. FILER: RAVENSWOOD SOLUTIONS ADDRESS OF U.S. FILER: 3065 SKYWAY COURT, FREMONT, CA 94539 EIN: 47-2893226 TAX YEAR: DECEMBER 31, 2021 TYPE OF RETURN FILED: FORM 1120 IRS SERVICE CENTER: E-FILED |
| FORM 5471 FILED ON BEHALF OF STATEMENT | STATEMENT PURSUANT TO TREASURY REGULATION SECTION 1.6038-2(J)(3) AND TREASURY REGULATION SECTION 1.6046-1(E)(5) THE FOLLOWING INFORMATION IS SUBMITTED WITH RESPECT TO SRI INTERNATIONAL FORM 5471 (INFORMATION RETURN OF U.S. PERSONS WITH RESPECT TO CERTAIN FOREIGN CORPORATIONS) FILING REQUIREMENT FOR: NAME OF FOREIGN CORPORATION: RAVENSWOOD TECHNOLOGIES KENYA LIMITED ADDRESS OF FOREIGN CORPORATION: MIRAGE TOWERS, CHIROMO ROAD, P. O. BOX 1791 - 00606 - SARIT CENTRE, NAIROBI, KENYA THE FORM 5471 FILING REQUIREMENT FOR THIS FOREIGN CORPORATION HAS BEEN SATISIFIED BY INCLUSION IN THE FOLLOWING U.S. FILER'S TAX RETURN: NAME OF U.S. FILER: RAVENSWOOD SOLUTIONS ADDRESS OF U.S. FILER: 3065 SKYWAY COURT, FREMONT, CA 94539 EIN: 47-2893226 TAX YEAR: DECEMBER 31, 2021 TYPE OF RETURN FILED: FORM 1120 IRS SERVICE CENTER: E-FILED |
Schedule R IRS990ScheduleR
Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp
Related Organization Name RelatedOrganizationName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RAVENSWOOD SOLUTIONS INC | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3065 SKYWAY COURT | AddressLine1Txt |
| City | FREMONT | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94539 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 472893226 | EIN |
| Primary Activities | TRAINING SYSTEMS | PrimaryActivitiesTxt |
| Legal Domicile State | DE | LegalDomicileStateCd |
Direct Controlling Entity Name DirectControllingEntityName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SRI INTERNATIONAL | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Entity Type | C | EntityTypeTxt |
| Share Of Total Income | $911,000 | ShareOfTotalIncomeAmt |
| Share Of EOY Assets | $24,089,000 | ShareOfEOYAssetsAmt |
| Ownership | 1.00000 | OwnershipPct |
| Controlled Organization | Yes (1) | ControlledOrganizationInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Annts Rnts Rylts | 0 | ReceiptOfIntAnntsRntsRyltsInd |
| Gift Grnt Or Cap Contri To Oth Org | 0 | GiftGrntOrCapContriToOthOrgInd |
| Gift Grnt Cap Contri From Oth Org | 0 | GiftGrntCapContriFromOthOrgInd |
| Loans Or Guarantees To Other Org | 0 | LoansOrGuaranteesToOtherOrgInd |
| Loans Or Guarantees From Oth Org | 0 | LoansOrGuaranteesFromOthOrgInd |
| Div Related Organization | Yes (1) | DivRelatedOrganizationInd |
| Asset Sale To Other Org | 0 | AssetSaleToOtherOrgInd |
| Asset Purchase From Other Org | 0 | AssetPurchaseFromOtherOrgInd |
| Asset Exchange | 0 | AssetExchangeInd |
| Rental Of Facilities To Oth Org | 0 | RentalOfFacilitiesToOthOrgInd |
| Rental Of Fclts From Oth Org | 0 | RentalOfFcltsFromOthOrgInd |
| Perform Of Services For Oth Org | Yes (1) | PerformOfServicesForOthOrgInd |
| Perform Of Services By Other Org | Yes (1) | PerformOfServicesByOtherOrgInd |
| Sharing Of Facilities | 0 | SharingOfFacilitiesInd |
| Paid Employees Sharing | 0 | PaidEmployeesSharingInd |
| Reimbursement Paid To Other Org | 0 | ReimbursementPaidToOtherOrgInd |
| Reimbursement Paid By Other Org | 0 | ReimbursementPaidByOtherOrgInd |
| Transfer To Other Org | 0 | TransferToOtherOrgInd |
| Transfer From Other Org | 0 | TransferFromOtherOrgInd |
Transactions Related Org TransactionsRelatedOrgGrp (3 entries)
| Transaction TypeTransactionTypeTxt | InvolvedInvolvedAmt | Method Of Amount DeterminationMethodOfAmountDeterminationTxt |
|---|---|---|
| RAVENSWOOD SOLUTIONS | ||
| F | $136,000 | BOOK VALUE |
| RAVENSWOOD SOLUTIONS | ||
| L | $6,517 | COST |
| RAVENSWOOD SOLUTIONS | ||
| M | $5,548 | CASH VALUE |
Comments