JAMES B PENDLETON IRRV CHARIT TR 091692: Form 990PF, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- JAMES B PENDLETON IRRV CHARIT TR 091692 (EIN 95-6944277)
- Tax period
- 2021-01-01 to 2021-12-31
- Filed
- 2022-11-11
- IRS object ID
- 202203159349102590
- Schema version
- 2021v4.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-11-11T21:38:54-06:00 | ReturnTs |
| Tax Period End | 2021-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 911741928 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | VON HARTEN & COMPANY INC PS | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2101 4TH AVENUE SUITE 930 | AddressLine1Txt |
| City | SEATTLE | CityNm |
| State Abbreviation | WA | StateAbbreviationCd |
| ZIP | 98121 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2021-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 956944277 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JAMES B PENDLETON CHARITABLE TRUST | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | JAME | BusinessNameControlTxt |
| Phone | 4252843095 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 11900 NE 1ST STREET SUITE 300 | AddressLine1Txt |
| City | BELLEVUE | CityNm |
| State Abbreviation | WA | StateAbbreviationCd |
| ZIP | 98005 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | DAYLE E IVERSON | PersonNm |
| Person Title | TRUSTEE & CEO | PersonTitleTxt |
| Phone | 4252843095 | PhoneNum |
| Signature | 2022-11-07 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | DAYLE | PersonFirstNm |
| Person Last | IVERSON | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | ELIZABETH C HEDLUND CPA | PreparerPersonNm |
| PTIN | P00173862 | PTIN |
| Phone | 2064439017 | PhoneNum |
| Preparation | 2022-11-07 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $33,834,788 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $14 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $14 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $735,220 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $735,220 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $788,978 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $2,660,641 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $788,978 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $1,524,212 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,524,212 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $180,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $45,000 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $135,000 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $12,375 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $12,375 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $24,244 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $5,825 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $18,419 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $1,444 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $144 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $1,300 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $51,820 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $46,638 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $5,182 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $109,399 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $109,399 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $20,830 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $15,830 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Occupancy Rev And Expnss | $20,127 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $10,064 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $10,063 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $55 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $28 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $27 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $4,962 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $1,622 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $3,340 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $425,256 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $234,550 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $185,706 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,650,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,650,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $2,075,256 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $234,550 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,835,706 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$551,044 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,289,662 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $420,410 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $337,597 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $337,597 | SavAndTempCashInvstEOYFMVAmt |
| Other Investments BOY | $24,985,264 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $24,520,239 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $33,479,765 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $20,612 | OtherAssetsBOYAmt |
| Other Assets EOY | $17,426 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $17,426 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $25,426,286 | TotalAssetsBOYAmt |
| Total Assets EOY | $24,875,262 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $33,834,788 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $6,696 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $6,716 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $6,696 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $6,716 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $25,419,590 | CapitalStockBOYAmt |
| Capital Stock EOY | $24,868,546 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $0 | RetainedEarningBOYAmt |
| Retained Earning EOY | $0 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $25,419,590 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $24,868,546 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $25,426,286 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $24,875,262 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $25,419,590 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$551,044 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $24,868,546 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $24,868,546 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (28 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| 7,467.15 NORTHERN SMALL CAP INDEX FD | 2020-12-15 | 2021-01-15 | $125,000 | $117,309 | $7,691 | $7,691 | |
| 4,422.17 NORTHERN SMALL CAP INDEX FD | 2020-12-15 | 2021-03-24 | $75,000 | $69,472 | $5,528 | $5,528 | |
| 1,000 FLEXSHARES TR MORNINGSTAR GLOBAL UPSTREAM NAT RES INDEX FD | 2017-02-01 | 2021-01-20 | $35,334 | $30,231 | $5,103 | $5,103 | |
| 1,139.99 NORTHERN STK INDEX FD | 2020-02-20 | 2021-03-24 | $50,000 | $44,220 | $5,780 | $5,780 | |
| 3,673.29 NORTHERN STK INDEX FD | 2017-02-01 | 2021-04-21 | $170,000 | $140,566 | $29,434 | $29,434 | |
| 3,103.02 NORTHERN MID CAP INDEX FD | 2017-02-01 | 2021-08-19 | $75,000 | $57,559 | $17,441 | $17,441 | |
| 2,617.12 VANGUARD FTSE ALL WORLD EX-US INDEX FD | 2017-02-01 | 2014-08-19 | $100,000 | $80,520 | $19,480 | $19,480 | |
| 1,914.24 DFA EMERGING MKTS CORE EQUITY PORT | 2017-02-03 | 2021-09-14 | $50,000 | $35,892 | $14,108 | $14,108 | |
| 200 ISHARES RUSSELL 1000 GROWTH INDEX | 2020-03-12 | 2021-09-01 | $58,337 | $29,904 | $28,433 | $28,433 | |
| 3,961.97 NORTHERN MID CAP INDEX FD | 2017-02-03 | 2021-09-01 | $100,000 | $72,900 | $27,100 | $27,100 | |
| 1,003.21 NORTHERN STK INDEX FD | 2017-02-01 | 1951-09-14 | $50,000 | $36,304 | $13,696 | $13,696 | |
| 200 ISHARES RUSSELL 1000 GROWTH INDEX | 2020-03-12 | 2021-09-24 | $57,335 | $29,904 | $27,431 | $27,431 | |
| 2,051.28 NORTHERN STK INDEX FD | 2020-03-02 | 2021-10-01 | $100,000 | $72,923 | $27,077 | $27,077 | |
| 25,380.71 BLACKROCK HIGH YIELD BD PORT | 2017-02-01 | 2021-10-04 | $200,000 | $196,456 | $3,544 | $3,544 | |
| 1,500 FLEXSHARES TR MORNINGSTAR GLOBAL UPSTREAM NAT RES INDEX FD | 2017-02-03 | 2021-10-04 | $56,140 | $45,300 | $10,840 | $10,840 | |
| 200 ISHARES RUSSELL 1000 GROWTH INDEX | 2017-02-01 | 2021-10-05 | $55,135 | $25,781 | $29,354 | $29,354 | |
| 9,233.61 NORTHERN BD INDEX FD | 2017-02-01 | 2021-10-05 | $100,000 | $97,081 | $2,919 | $2,919 | |
| 9,285.05 NORTHERN BD INDEX FD | 2017-02-01 | 2021-10-11 | $100,000 | $97,448 | $2,552 | $2,552 | |
| 1,000 FLEXSHARES TR MORNINGSTAR GLOBAL UPSTREAM NAT RES INDEX FD | 2017-02-03 | 2021-10-14 | $39,165 | $30,200 | $8,965 | $8,965 | |
| 100 ISHARES RUSSELL 1000 GROWTH INDEX | 2017-02-01 | 2021-10-14 | $28,282 | $10,828 | $17,454 | $17,454 | |
| 12,705.48 BLACKROCK HIGH YIELD BD PORT | 2017-02-03 | 2021-10-18 | $100,000 | $98,348 | $1,652 | $1,652 | |
| 9,225.09 NORTHERN BD INDEX FD | 2017-02-03 | 2021-10-14 | $100,000 | $96,587 | $3,413 | $3,413 | |
| 13,106.80 NORTHERN ULTRA SHORT FIXED INCOME FD | 2017-02-21 | 2021-10-18 | $135,000 | $133,689 | $1,311 | $1,311 | |
| 9,250.69 NORTHERN BD INDEX FD | 2017-02-01 | 2021-10-18 | $100,000 | $96,690 | $3,310 | $3,310 | |
| 2,561.48 VANGUARD FTSE ALL WORLD EX-US INDEX FD | 2017-02-03 | 2021-10-21 | $100,000 | $73,694 | $26,306 | $26,306 | |
| 1,000 FLEXSHARES TR MORNINGSTAR GLOBAL UPSTREAM NAT RES INDEX FD | 2017-02-03 | 2021-11-04 | $38,505 | $30,200 | $8,305 | $8,305 | |
| 200 ISHARES RUSSELL 1000 GROWTH INDEX | 2017-02-01 | 2021-11-04 | $60,957 | $21,657 | $39,300 | $39,300 | |
| CAPITAL GAINS DIVIDENDS | $401,451 | $401,451 | $401,451 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $788,978 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $17,926 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $17,926 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $17,926 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $10,315 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $16,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $26,315 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $8,389 | OverpaymentAmt |
| Applied To ES Tax | $8,389 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | VON HARTEN COMPANY INC PS | IndividualWithBooksNm |
| Phone | 2064439017 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2101 FOURTH AVENUE SUITE 930 | AddressLine1Txt |
| City | SEATTLE | CityNm |
| State Abbreviation | WA | StateAbbreviationCd |
| ZIP | 98121 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| DAYLE E IVERSON | ||||||||
| 11900 NE 1ST STREET SUITE 300 | BELLEVUE | WA | 98005 | TRUSTEE & CEO | 40.00 | $150,000 | $0 | $0 |
| JUSTIN M O'CONNELL | ||||||||
| 11900 NE 1ST STREET SUITE 300 | BELLEVUE | WA | 98005 | PROGRAM OFFICER | 8.33 | $30,000 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE NORTHERN TRUST COMPANY | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1301 SECOND AVENUE 2600 | AddressLine1Txt |
| City | SEATTLE | CityNm |
| State Abbreviation | WA | StateAbbreviationCd |
| ZIP | 98101 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT MANAGEMENT | ServiceTypeTxt |
| Compensation | $109,399 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $32,991,853 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $301,475 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $17,426 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $33,310,754 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $33,310,754 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $499,661 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $32,811,093 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,640,555 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,640,555 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $17,926 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $17,926 | TotalTaxAmt |
| Distributable Before Adj | $1,622,629 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,622,629 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,622,629 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,835,706 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,835,706 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,622,629 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $738,988 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,835,706 | QualifyingDistributionsAmt |
| Applied To Year1 | $738,988 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $1,096,718 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $525,911 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | DAYLE E IVERSON | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | JAMES B PENDLETON CHARITABLE TRUST | AddressLine1Txt |
| Address Line2 | 11900 NE 1ST ST 300 | AddressLine2Txt |
| City | BELLEVUE | CityNm |
| State Abbreviation | WA | StateAbbreviationCd |
| ZIP | 98005 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 4252843095 | RecipientPhoneNum |
| Form And Info And Materials | LETTER DISCUSSING PROGRAMS QUALIFYING UNDER INTERNAL REVENUE CODE SECTION 501(C)(3) FOR HIV/AIDS RESEARCH, CONTROL OR TREATMENT. | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | NONE | SubmissionDeadlinesTxt |
| Restrictions On Awards | NONE | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (6 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| IMPERIAL COLLEGE FOUNDATION INC | |||||||
| PO BOX 80526 | ATLANTA | GA | 303660526 | N/A - NONE | PUBLIC CHARITY | HIV/AIDS RESEARCH | $250,000 |
| THE J DAVID GLADSTONE INSTITUTES | |||||||
| 1650 OWENS STREET | SAN FRANCISCO | CA | 94158 | N/A - NONE | PUBLIC CHARITY | HIV/AIDS RESEARCH | $300,000 |
| THE SCRIPPS RESEARCH INSTITUTE | |||||||
| 10550 N TORREY PINES ROAD | LA JOLLA | CA | 92037 | N/A - NONE | PUBLIC CHARITY | HIV/AIDS RESEARCH | $300,000 |
| THE UCLA FOUNDATION | |||||||
| 10889 WILSHIRE BOULEVARD SUITE 1000 | LOS ANGELES | CA | 900244201 | N/A - NONE | PUBLIC CHARITY | HIV/AIDS RESEARCH | $250,000 |
| UC DAVIS - UNIVERSITY OF CALIFORNIA | |||||||
| 202 COUSTEAU PLACE SUITE 185 | DAVIS | CA | 95618 | N/A - NONE | PUBLIC CHARITY | HIV/AIDS RESEARCH | $200,000 |
| UC SAN DIEGO FOUNDATION | |||||||
| 9500 GILMAN DRIVE 0940 | LA JOLLA | CA | 920930940 | N/A - NONE | PUBLIC CHARITY | HIV/AIDS RESEARCH | $350,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,650,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $14 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $735,220 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $788,978 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $1,524,212 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,524,212 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| ACCOUNTING AND TAX RETURN PREPARATION FEES | $40,820 | $36,738 | $4,082 |
| AUDITING FEES | $11,000 | $9,900 | $1,100 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (20 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| BLACKROCK HIGH YIELD BD PORTFOLIO | AT COST | $2,333,654 | $2,443,733 |
| CAUSEWAY INTL VALUE FD | AT COST | $727,172 | $876,220 |
| DFA EMERGING MKTS CORE EQUITY PORTFOLIO | AT COST | $661,398 | $869,779 |
| DFA INTL SMALL CO PORTFOLIO | AT COST | $548,124 | $653,819 |
| DFA REAL ESTATE SECS PORTFOLIO | AT COST | $355,427 | $529,772 |
| DFA US L/C VALUE PORTFOLIO | AT COST | $1,339,054 | $1,712,748 |
| DOUBLELINE CORE FIXED INCOME FUND | AT COST | $3,319,191 | $3,331,775 |
| FLEXSHARES MORNINGSTAR GLOBAL UPSTREAM NAT RES INDEX FD | AT COST | $478,360 | $631,840 |
| HARDING LOEVNER INTL EQUITY PORTFOLIO | AT COST | $748,786 | $1,152,975 |
| ISHARES ESG AWARE MSCI USA SMALL-CAP ETF | AT COST | $200,932 | $241,920 |
| ISHARES TR GLOBAL INFRASTRUCTURE ETF | AT COST | $319,069 | $380,720 |
| ISHARES TR RUSSELL 1000 GROWTH ETF | AT COST | $649,709 | $1,833,540 |
| NORTHERN BD INDEX FD | AT COST | $1,296,688 | $1,336,233 |
| NORTHERN MID CAP INDEX FD | AT COST | $564,938 | $725,547 |
| NORTHERN SMALL CAP INDEX FD | AT COST | $549,998 | $668,179 |
| NORTHERN STK INDEX FD | AT COST | $5,824,589 | $10,624,478 |
| NORTHERN ULTRA SHORT FIXED INCOME FD | AT COST | $1,528,381 | $1,529,993 |
| VANGUARD FTSE ALL WORLD EX-US INDEX FD | AT COST | $2,234,011 | $2,960,821 |
| VANGUARD EMERGING MKTS STK INDEX FD | AT COST | $840,758 | $975,666 |
| ACCRUED INCOME | AT COST | $0 | $7 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $1,444 | LegalFeesAmt |
| Net Investment Income | $144 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $1,300 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | INCOME REPORTED ON TAX RETURN NOT YET RECEIVED | Desc |
| BOY Book Value | $20,612 | BOYBookValueAmt |
| EOY Book Value | $17,426 | EOYBookValueAmt |
| EOYFMV | $17,426 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (6 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| PAYROLL PROCESSING EXPENSE | $1,032 | $258 | $774 |
| DUES AND SUBSCRIPTIONS | $1,320 | $660 | $660 |
| POSTAGE | $21 | $10 | $11 |
| STATE REGISTRATION FEES | $75 | $0 | $75 |
| INSURANCE | $2,253 | $563 | $1,690 |
| OFFICE EXPENSES | $261 | $131 | $130 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | EXPENSE REIMBURSEMENTS PAYABLE | Desc |
| BOY Book Value | $6,696 | BOYBookValueAmt |
| EOY Book Value | $6,716 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT MANAGEMENT FEES | CategoryTxt |
| Amt | $109,399 | Amt |
| Net Investment Income | $109,399 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FEDERAL EXCISE TAX PAYMENTS | $5,000 | $0 | $0 |
| FOREIGN TAXES PAID | $15,830 | $15,830 | $0 |