THE@GRETCHEN BEINECKE CHARITABLE TRUST: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- THE@GRETCHEN BEINECKE CHARITABLE TRUST (EIN 27-2511652)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2022-01-25
- IRS object ID
- 202240259349100604
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-01-25T11:37:38-06:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 134980350 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CADWALADER WICKERSHAM & TAFT LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 200 LIBERTY STREET | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10281 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 272511652 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE GRETCHEN BEINECKE CHARITABLE TRUST | BusinessNameLine1Txt |
| Business Name Line2 | ALAN SCHWARTZ TRUSTEE | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | GRET | BusinessNameControlTxt |
| Phone | 2125045558 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | CO CADWALADER 200 LIBERTY STREET | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10281 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ALAN SCHWARTZ | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 2125045558 | PhoneNum |
| Signature | 2022-01-25 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | ALAN | PersonFirstNm |
| Person Last | SCHWARTZ | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | EMILY MARINO | PreparerPersonNm |
| PTIN | P01276942 | PTIN |
| Phone | 2125046000 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $4,137,408 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $84,221 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $70,699 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $21,252 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $1,186,241 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $25,198 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $0 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $162 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $105,473 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $96,059 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Other Prof Fees Rev And Expnss | $38,418 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $5,763 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $32,655 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $722 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $109 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $613 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $500 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $75 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $425 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $39,640 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $5,947 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $33,693 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $170,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $170,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $209,640 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $5,947 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $203,693 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$104,167 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $90,112 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $143,843 | CashBOYAmt |
| Cash EOY | $105,074 | CashEOYAmt |
| Cash EOYFMV | $105,074 | CashEOYFMVAmt |
| Corporate Stock BOY | $1,249,111 | CorporateStockBOYAmt |
| Corporate Stock EOY | $1,358,012 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $2,139,066 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $1,517,468 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $1,508,223 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $1,526,275 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $409,173 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $244,119 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $366,993 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $3,319,595 | TotalAssetsBOYAmt |
| Total Assets EOY | $3,215,428 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $4,137,408 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $3,319,595 | RetainedEarningBOYAmt |
| Retained Earning EOY | $3,215,428 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $3,319,595 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $3,215,428 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $3,319,595 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $3,215,428 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $3,319,595 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$104,167 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $3,215,428 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $3,215,428 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (210 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| 443 SHARES AUTO TRADER GROUP PLC ADR | P | 2020-03-18 | 2020-07-30 | $764 | $564 | $200 | $200 |
| 8 SHARES AUTOHOME INC. SPONSORED ADR CL A | P | 2020-03-18 | 2020-12-10 | $761 | $579 | $182 | $182 |
| 33 SHARES ADP, INC. | P | 2020-06-10 | 2020-09-10 | $4,494 | $5,254 | -$760 | -$760 |
| 39 SHARES DOCUSIGN INC. | P | 2020-03-18 | 2020-05-13 | $4,676 | $3,159 | $1,517 | $1,517 |
| 36 SHARES DOCUSIGN INC. | P | 2020-03-18 | 2020-06-01 | $4,736 | $2,965 | $1,771 | $1,771 |
| 16 SHARES EXPEDIA GROUP | P | 2019-08-02 | 2020-05-14 | $1,065 | $2,139 | -$1,074 | -$1,074 |
| 74 SHARES IHS MARKET LIMITED | P | 2020-11-25 | 2020-12-28 | $6,368 | $6,928 | -$560 | -$560 |
| 86 SHARES ISHARES TR MSCI EAFE ETF | P | 2019-04-10 | 2020-03-18 | $4,171 | $5,789 | -$1,618 | -$1,618 |
| 178 SHARES ISHARES TR MSCI EAFE ETF | P | 2019-10-30 | 2020-04-15 | $9,760 | $11,981 | -$2,221 | -$2,221 |
| 60 SHARES ISHARES TR MSCI EAFE ETF | P | 2019-10-30 | 2020-06-01 | $3,622 | $3,501 | $121 | $121 |
| 14 SHARES ISHARES TR RUSSEL 1000 GROWTH ETF | P | 2020-05-28 | 2020-06-01 | $2,586 | $2,553 | $33 | $33 |
| 89 SHARES ISHARES TR RUSSEL 1000 GROWTH ETF | P | 2020-05-28 | 2020-11-18 | $20,203 | $16,470 | $3,733 | $3,733 |
| 16 SHARES ISHARES TR RUSSEL 2000 ETF | P | 2019-07-13 | 2020-06-01 | $2,283 | $2,492 | -$209 | -$209 |
| 178 SHARES KRAFT HEINZ CO. | P | 2020-08-12 | 2020-09-01 | $5,393 | $6,166 | -$773 | -$773 |
| 9 SHARES LULULEMON ATHLETICA INC. | P | 2019-11-26 | 2020-07-16 | $2,751 | $1,980 | $771 | $771 |
| 6 SHARES LULULEMON ATHLETICA INC. | P | 2019-11-26 | 2020-09-29 | $1,879 | $1,317 | $562 | $562 |
| 10 SHARES MSCI INC. | P | 2019-09-19 | 2020-08-10 | $3,695 | $2,374 | $1,321 | $1,321 |
| 2 SHARES MERCADOLIBRE INC. | P | 2020-02-27 | 2020-03-27 | $1,008 | $1,309 | -$301 | -$301 |
| 26 SHARES OLD DOMINION FREIGHT LINE | P | 2020-03-18 | 2020-08-03 | $4,682 | $2,942 | $1,740 | $1,740 |
| 22 SHARES OLD DOMINION FREIGHT LINE | P | 2020-03-18 | 2020-09-11 | $4,418 | $2,428 | $1,990 | $1,990 |
| 8 SHARES OLLIES BARGAIN OUTLET HOLDINGS | P | 2020-02-06 | 2020-07-30 | $859 | $380 | $479 | $479 |
| 7 SHARES PERKINELMER INC. | P | 2019-12-02 | 2020-05-21 | $641 | $655 | -$14 | -$14 |
| 4 SHARES SERVICENOW INC. | P | 2019-11-20 | 2020-08-20 | $1,750 | $1,255 | $495 | $495 |
| 39 SHARES SIEMENS AG SPONSORED ADR | P | 2019-11-29 | 2020-11-04 | $2,555 | $2,797 | -$242 | -$242 |
| 66 RIGHTS SIEMENS AG SPONSORED ADR | P | 2019-11-29 | 2020-11-25 | $407 | $405 | $2 | $2 |
| $35,000 STRYKER CORP. 2.625% 3/15/21 | P | 2019-05-07 | 2020-04-30 | $35,407 | $34,871 | $536 | $536 |
| 34 SHARES US BANCORP | P | 2019-12-18 | 2020-04-09 | $1,194 | $2,071 | -$877 | -$877 |
| 40 SHARES VERIZON COMMUNICATIONS | P | 2019-10-09 | 2020-02-26 | $2,330 | $2,415 | -$85 | -$85 |
| 18 SHARES VIATRIS INC. | P | 2020-01-20 | 2020-12-02 | $304 | $282 | $22 | $22 |
| 183 SHARES WELLS FARGO & CO. | P | 2019-11-08 | 2020-09-02 | $4,419 | $9,470 | -$5,051 | -$5,051 |
| 63 SHARES 2U INC. | P | 2018-07-20 | 2020-12-08 | $2,068 | $4,819 | -$2,751 | -$2,751 |
| 18 SHARES 3M CO. | P | 2018-10-16 | 2020-12-08 | $3,098 | $3,652 | -$554 | -$554 |
| 15 SHARES AIA GROUP LTD SPONSORED ADR | P | 2017-02-01 | 2020-03-27 | $531 | $440 | $91 | $91 |
| 13 SHARES ANSYS INC. | P | 2018-07-20 | 2020-05-07 | $3,458 | $2,802 | $656 | $656 |
| 186 SHARES AT&T INC. | P | 2017-02-10 | 2020-05-15 | $5,218 | $6,027 | -$809 | -$809 |
| 24 SHARES ACUITY BRANDS INC. | P | 2018-07-20 | 2020-05-01 | $2,116 | $3,265 | -$1,149 | -$1,149 |
| 17 SHARES ADIDAS SALOMON AG SPONSORED ADR | P | 2018-04-05 | 2020-03-04 | $2,322 | $1,389 | $933 | $933 |
| 17 SHARES ADIDAS SALOMON AG SPONSORED ADR | P | 2018-04-05 | 2020-03-24 | $1,677 | $1,389 | $288 | $288 |
| 8 SHARES ALIGN TECHNOLOGY INC. | P | 2017-12-29 | 2020-08-27 | $2,352 | $2,100 | $252 | $252 |
| 6 SHARES ALIGN TECHNOLOGY INC. | P | 2017-12-29 | 2020-11-20 | $2,697 | $1,349 | $1,348 | $1,348 |
| 64 SHARES ALTRIA GROUP INC. | P | 2015-12-04 | 2020-12-08 | $2,619 | $3,693 | -$1,074 | -$1,074 |
| $6,000 ANHEUSER BUSCH INBEV 2.5% 7/15/22 | P | 2016-08-02 | 2020-08-12 | $6,256 | $6,048 | $208 | $208 |
| 111 SHARES ANIKA THERAPEUTICS INC. | P | 2017-02-27 | 2020-12-08 | $4,101 | $5,463 | -$1,362 | -$1,362 |
| 7 SHARES APPLE INC. | P | 2016-12-09 | 2020-01-23 | $2,231 | $767 | $1,464 | $1,464 |
| 5 SHARES APPLE INC. | P | 2016-12-09 | 2020-01-24 | $1,598 | $952 | $646 | $646 |
| 18 SHARES APPLE INC. | P | 2016-12-09 | 2020-08-25 | $8,830 | $3,427 | $5,403 | $5,403 |
| 54 SHARES ADP, INC. | P | 2017-12-29 | 2020-08-11 | $7,429 | $6,325 | $1,104 | $1,104 |
| $30,000 AUTOZONE INC. 4% 11/15/20 | P | 2014-09-18 | 2020-08-17 | $30,000 | $30,078 | -$78 | -$78 |
| $25,000 BP CAPITAL MARKETS PLC 4.5% 10/1/20 | P | 2016-02-03 | 2020-05-11 | $25,296 | $25,154 | $142 | $142 |
| 29 SHARES BADGER METER INC. | P | 2015-12-29 | 2020-10-08 | $2,012 | $866 | $1,146 | $1,146 |
| 48 SHARES BADGER METER INC. | P | 2015-12-29 | 2020-11-16 | $3,624 | $1,434 | $2,190 | $2,190 |
| 56 SHARES BANK OF AMERICA CORP. | P | 2017-12-01 | 2020-02-06 | $1,890 | $1,570 | $320 | $320 |
| 19 SHARES BANK OF AMERICA CORP. | P | 2017-12-01 | 2020-03-09 | $507 | $557 | -$50 | -$50 |
| 20 SHARES BANK OF AMERICA CORP. | P | 2017-12-01 | 2020-03-10 | $507 | $586 | -$79 | -$79 |
| 202 SHARES BANK OF AMERICA CORP. | P | 2017-12-01 | 2020-10-08 | $5,014 | $5,759 | -$745 | -$745 |
| 28 SHARES BERKSHIRE HATHAWAY INC. CL B | P | 2018-07-20 | 2020-03-20 | $4,773 | $5,599 | -$826 | -$826 |
| 15 SHARES BOEING CO. | P | 2018-09-06 | 2020-03-03 | $4,093 | $5,228 | -$1,135 | -$1,135 |
| 6 SHARES BOEING CO. | P | 2018-09-06 | 2020-03-27 | $986 | $2,157 | -$1,171 | -$1,171 |
| 3 SHARES BOOKING HOLDINGS INC. | P | 2017-12-29 | 2020-03-24 | $3,554 | $5,527 | -$1,973 | -$1,973 |
| 16 SHARES BROOKS AUTOMATION INC. | P | 2018-02-08 | 2020-10-08 | $819 | $402 | $417 | $417 |
| 55 SHARES BROOKS AUTOMATION INC. | P | 2018-02-08 | 2020-12-16 | $4,146 | $1,380 | $2,766 | $2,766 |
| 85 SHARES CVS HEALTH CORP. | P | 2018-07-20 | 2020-07-28 | $5,391 | $5,936 | -$545 | -$545 |
| 80 SHARES CVS HEALTH CORP. | P | 2019-07-15 | 2020-09-08 | $4,842 | $4,643 | $199 | $199 |
| 235 SHARES CANADIAN NATURAL RESOURCES | P | 2017-07-25 | 2020-04-17 | $2,845 | $7,438 | -$4,593 | -$4,593 |
| 3 SHARES CANADIAN PACIFIC RAILWAY | P | 2016-01-04 | 2020-01-21 | $782 | $385 | $397 | $397 |
| 64 SHARES CARRIER GLOBAL CORP. | P | 2018-02-26 | 2020-04-13 | $896 | $1,580 | -$684 | -$684 |
| 63 SHARES CARRIER GLOBAL CORP. | P | 2018-07-20 | 2020-04-23 | $908 | $1,514 | -$606 | -$606 |
| 79 SHARES CHEESE CAKE FACTORY INC. | P | 2015-12-29 | 2020-12-08 | $3,100 | $3,694 | -$594 | -$594 |
| $35,000 CHEVRON CORP. 2.355% 12/5/22 | P | 2016-09-28 | 2020-04-29 | $36,066 | $35,294 | $772 | $772 |
| 8 SHARES CHEVRON CORP. | P | 2016-03-14 | 2020-06-11 | $817 | $914 | -$97 | -$97 |
| 22 SHARES CHEVRON CORP. | P | 2016-03-14 | 2020-09-04 | $1,843 | $2,795 | -$952 | -$952 |
| 65 SHARES CHEVRON CORP. | P | 2018-01-04 | 2020-10-06 | $4,621 | $6,450 | -$1,829 | -$1,829 |
| 55 SHARES CHUBB LTD. | P | 2016-09-26 | 2020-05-22 | $5,801 | $6,566 | -$765 | -$765 |
| 196 SHARES CINEMARK HOLDINGS INC. | P | 2015-12-29 | 2020-05-26 | $2,776 | $6,355 | -$3,579 | -$3,579 |
| $50,000 CITIGROUP INC. 2.625% 10/26/20 | P | 2016-04-06 | 2020-10-26 | $50,000 | $50,000 | $0 | $0 |
| 2 SHARES COSTAR GROUP | P | 2018-07-20 | 2020-05-11 | $1,268 | $893 | $375 | $375 |
| 1 SHARE COSTAR GROUP | P | 2018-07-20 | 2020-09-03 | $859 | $425 | $434 | $434 |
| 3 SHARES COSTAR GROUP | P | 2018-07-20 | 2020-09-29 | $2,499 | $1,277 | $1,222 | $1,222 |
| 314 SHARES COMPASS GROUP PLC SPONSORED ADR | P | 2017-01-18 | 2020-04-16 | $5,015 | $5,842 | -$827 | -$827 |
| 32 SHARES CONOCOPHILLIPS | P | 2018-07-20 | 2020-04-27 | $1,169 | $2,244 | -$1,075 | -$1,075 |
| 34 SHARES CONOCOPHILLIPS | P | 2018-07-20 | 2020-04-30 | $1,313 | $2,385 | -$1,072 | -$1,072 |
| 76 SHARES CORE LABORATORIES NV | P | 2016-01-04 | 2020-03-05 | $2,042 | $8,205 | -$6,163 | -$6,163 |
| 11 SHARES CORELOGIC INC. | P | 2019-06-13 | 2020-10-08 | $752 | $530 | $222 | $222 |
| 29 SHARES CORELOGIC INC. | P | 2019-06-13 | 2020-12-09 | $2,257 | $1,398 | $859 | $859 |
| 54 SHARES CORNING INC. | P | 2018-07-20 | 2020-02-04 | $1,439 | $1,587 | -$148 | -$148 |
| 24 SHARES DSV AS ADR | P | 2016-08-25 | 2020-03-27 | $967 | $608 | $359 | $359 |
| 35 SHARES DSV AS ADR | P | 2016-08-25 | 2020-12-15 | $2,788 | $887 | $1,901 | $1,901 |
| $35,000 DIAGEO CAP PLC 4.828% 7/15/20 | P | 2018-12-14 | 2020-04-21 | $35,280 | $35,121 | $159 | $159 |
| 7 SHARES DIAGEO PLC SPONSORED ADR | P | 2018-07-20 | 2020-10-19 | $955 | $1,037 | -$82 | -$82 |
| 14 SHARES DOLLAR GENERAL CORP. | P | 2017-12-29 | 2020-01-13 | $2,144 | $1,298 | $846 | $846 |
| 45 SHARES DOLLAR TREE INC. | P | 2018-07-20 | 2020-04-01 | $3,589 | $3,941 | -$352 | -$352 |
| 13 SHARES DOW INC. | P | 2018-07-20 | 2020-06-11 | $576 | $876 | -$300 | -$300 |
| $21,000 ECOLAB INC. SENIOR NOTES 4.35% 12/8/21 | P | 2015-01-07 | 2020-04-21 | $22,317 | $21,566 | $751 | $751 |
| 9 SHARES ELI LILLY & CO. | P | 2018-07-20 | 2020-09-03 | $1,330 | $810 | $520 | $520 |
| 36 SHARES ESSILOR INTERNATIONAL SA SPONSORED ADR | P | 2016-04-23 | 2020-04-09 | $2,052 | $2,355 | -$303 | -$303 |
| 76 SHARES ESSILOR INTERNATIONAL SA SPONSORED ADR | P | 2018-11-19 | 2020-11-23 | $5,136 | $4,934 | $202 | $202 |
| 150 SHARES EVOLENT HEALTH INC. CLASS A | P | 2018-07-20 | 2020-05-12 | $1,085 | $3,207 | -$2,122 | -$2,122 |
| 39 SHARES EXLSERVICE HOLDINGS INC. | P | 2018-07-20 | 2020-02-07 | $2,914 | $2,394 | $520 | $520 |
| 52 SHARES EXPEDIA GROUP | P | 2018-07-20 | 2020-05-14 | $3,460 | $6,596 | -$3,136 | -$3,136 |
| 30 SHARES EXXON MOBIL CORP. | P | 2015-12-14 | 2020-12-08 | $1,239 | $2,449 | -$1,210 | -$1,210 |
| 6 SHARES FACEBOOK INC. CLASS A | P | 2018-01-24 | 2020-06-11 | $1,433 | $1,105 | $328 | $328 |
| 20 SHARES FASTENAL CO. | P | 2018-07-20 | 2020-09-03 | $981 | $625 | $356 | $356 |
| 97 SHARES FIRST FINANCIAL BANKSHARES INC. | P | 2016-02-08 | 2020-04-14 | $2,676 | $2,236 | $440 | $440 |
| 94 SHARES GERBERIT SHARES UNSPONSORED ADR | P | 2019-01-11 | 2020-05-01 | $4,063 | $3,578 | $485 | $485 |
| 136 SHARES GENERAL MILLS INC. | P | 2018-06-15 | 2020-03-11 | $7,296 | $6,091 | $1,205 | $1,205 |
| 66 SHARES GILEAD SCIENCES INC. | P | 2017-12-20 | 2020-08-26 | $4,339 | $4,968 | -$629 | -$629 |
| 45 SHARES GRAND CANYON EDUCATION INC. | P | 2018-07-20 | 2020-12-08 | $3,829 | $5,340 | -$1,511 | -$1,511 |
| 49 SHARES HSBC HOLDINGS SPONSORED ADR | P | 2018-07-20 | 2020-01-30 | $1,797 | $2,324 | -$527 | -$527 |
| 126 SHARES HEALTHCARE SERVICES GROUP INC. | P | 2018-07-20 | 2020-12-08 | $2,946 | $4,857 | -$1,911 | -$1,911 |
| $30,000 HEWLETT PACKARD CO. 3.75% 12/1/20 | P | 2014-07-11 | 2020-07-22 | $30,376 | $30,083 | $293 | $293 |
| 10 SHARES HOME DEPOT INC. | P | 2018-03-28 | 2020-11-27 | $2,734 | $1,742 | $992 | $992 |
| 6 SHARES ICON PLC LTD. | P | 2016-09-26 | 2020-04-07 | $775 | $467 | $308 | $308 |
| 9 SHARES INTEL CORP. | P | 2015-12-14 | 2020-05-14 | $537 | $515 | $22 | $22 |
| 105 SHARES INTEL CORP. | P | 2015-12-14 | 2020-10-28 | $4,871 | $4,162 | $709 | $709 |
| 28 SHARES INTERNATIONAL FLAVORS & FRAGRANCES INC. | P | 2018-07-20 | 2020-07-30 | $3,598 | $3,605 | -$7 | -$7 |
| 1,544 SHARES ISHARES TR CORE S&P SMALL CAP ETF | P | 2018-03-01 | 2020-03-11 | $98,276 | $119,215 | -$20,939 | -$20,939 |
| 94 SHARES ISHARES TR CORE S&P SMALL CAP ETF | P | 2018-03-01 | 2020-03-18 | $4,964 | $7,275 | -$2,311 | -$2,311 |
| 127 SHARES ISHARES TR CORE S&P SMALL CAP ETF | P | 2018-03-01 | 2020-06-01 | $8,707 | $9,829 | -$1,122 | -$1,122 |
| 121 SHARES ISHARES TR CORE S&P SMALL CAP ETF | P | 2018-03-01 | 2020-07-01 | $8,137 | $9,364 | -$1,227 | -$1,227 |
| 91 SHARES ISHARES TR CORE S&P SMALL CAP ETF | P | 2018-03-01 | 2020-01-29 | $7,544 | $7,042 | $502 | $502 |
| 140 SHARES ISHARES TR CORE S&P SMALL CAP ETF | P | 2018-03-01 | 2020-02-26 | $11,283 | $10,835 | $448 | $448 |
| 49 SHARES ISHARES TR MSCI EAFE ETF | P | 2019-04-10 | 2020-04-15 | $2,687 | $2,859 | -$172 | -$172 |
| 22 SHARES JOHNSON & JOHNSON | P | 2018-07-20 | 2020-05-14 | $3,274 | $2,809 | $465 | $465 |
| 23 SHARES JONES LANG LASALLE INC. | P | 2015-12-29 | 2020-03-03 | $3,426 | $3,246 | $180 | $180 |
| $25,000 KINDER MORGAN ENERGY PARTNERS LP 5.3% 9/15/20 | P | 2014-08-27 | 2020-09-15 | $25,000 | $25,000 | $0 | $0 |
| 11 SHARES L3HARRIS TECHNOOGIES INC. | P | 2016-11-28 | 2020-09-04 | $1,967 | $1,285 | $682 | $682 |
| 23 SHARES LANDSTAR SYSTEMS INC. | P | 2015-12-29 | 2020-04-14 | $2,343 | $1,680 | $663 | $663 |
| 45 SHARES LINCOLN ELECTRIC HOLDINGS INC. | P | 2017-02-06 | 2020-09-16 | $4,195 | $3,717 | $478 | $478 |
| $45,000 MCDONALD'S CORP 2.625% 1/15/22 | P | 2017-01-05 | 2020-04-22 | $46,226 | $45,093 | $1,133 | $1,133 |
| 8 SHARES MICROSOFT CORP. | P | 2017-12-29 | 2020-02-14 | $1,470 | $842 | $628 | $628 |
| 16 SHARES MICROSOFT CORP. | P | 2017-12-29 | 2020-06-23 | $3,138 | $889 | $2,249 | $2,249 |
| 17 SHARES MICROSOFT CORP. | P | 2017-12-29 | 2020-08-07 | $3,623 | $1,789 | $1,834 | $1,834 |
| 35 SHARES MICROSOFT CORP. | P | 2017-12-29 | 2020-10-01 | $7,279 | $3,388 | $3,891 | $3,891 |
| 39 SHARES MIDDLEBY CORP. | P | 2018-07-20 | 2020-02-21 | $4,369 | $3,885 | $484 | $484 |
| 18 SHARES NESTLE SA SPONSORED ADR | P | 2016-11-16 | 2020-01-16 | $1,920 | $1,533 | $387 | $387 |
| 67 SHARES NESTLE SA SPONSORED ADR | P | 2016-11-16 | 2020-03-17 | $6,345 | $5,704 | $641 | $641 |
| 12 SHARES NESTLE SA SPONSORED ADR | P | 2017-12-29 | 2020-03-27 | $1,190 | $842 | $348 | $348 |
| $40,000 NEXTERA ENERGY CAP HOLDINGS 3.342% 9/1/20 | P | 2019-04-08 | 2020-09-01 | $40,000 | $40,044 | -$44 | -$44 |
| 3 SHARES NEXTERA ENERGY INC. | P | 2018-09-11 | 2020-10-19 | $895 | $509 | $386 | $386 |
| 26 SHARES NIKE INC. CLASS B | P | 2017-12-29 | 2020-01-10 | $2,645 | $1,642 | $1,003 | $1,003 |
| 8 SHARES NIKE INC. CLASS B | P | 2017-12-29 | 2020-01-13 | $812 | $505 | $307 | $307 |
| 26 SHARES NIKE INC. CLASS B | P | 2017-12-29 | 2020-06-15 | $2,485 | $1,642 | $843 | $843 |
| 16 SHARES NORTH GRUMMAN CORP. | P | 2019-06-17 | 2020-12-23 | $4,768 | $4,904 | -$136 | -$136 |
| 8 SHARES O'REILLY AUTOMOTIVE INC. | P | 2017-12-29 | 2020-01-23 | $3,542 | $1,945 | $1,597 | $1,597 |
| 17 SHARES O'REILLY AUTOMOTIVE INC. | P | 2017-12-29 | 2020-03-27 | $5,167 | $4,134 | $1,033 | $1,033 |
| 0.5 SHARES OTIS WORLDWIDE CORP. | P | 2018-02-26 | 2020-04-07 | $23 | $35 | -$12 | -$12 |
| 31 SHARES OTIS WORLDWIDE CORP. | P | 2018-02-26 | 2020-05-11 | $1,622 | $2,082 | -$460 | -$460 |
| 32 SHARES OTIS WORLDWIDE CORP. | P | 2018-07-20 | 2020-07-13 | $1,379 | $2,210 | -$831 | -$831 |
| 8 SHARES PAYCOM SOFTWARE INC. | P | 2019-03-15 | 2020-02-06 | $2,688 | $1,241 | $1,447 | $1,447 |
| 2 SHARES PAYCOM SOFTWARE INC. | P | 2018-07-20 | 2020-07-30 | $583 | $409 | $174 | $174 |
| 18 SHARES PAYCOM SOFTWARE INC. | P | 2018-07-20 | 2020-10-30 | $6,704 | $3,681 | $3,023 | $3,023 |
| 14 SHARES PAYPAL HOLDINGS INC. | P | 2019-01-08 | 2020-08-20 | $2,730 | $1,369 | $1,361 | $1,361 |
| 25 SHARES PERNOD RICARD SA ADR | P | 2018-01-10 | 2020-03-27 | $721 | $792 | -$71 | -$71 |
| 58 SHARES PHILLIPS 66 | P | 2018-07-20 | 2020-09-22 | $3,452 | $6,454 | -$3,002 | -$3,002 |
| 71 SHARES PLURAL SIGHT INC. CLASS A | P | 2019-02-11 | 2020-12-08 | $1,266 | $2,231 | -$965 | -$965 |
| 34 SHARES PRIMERICA INC. | P | 2015-12-29 | 2020-07-10 | $3,812 | $1,853 | $1,959 | $1,959 |
| 26 SHARES PROTO LABS INC. | P | 2018-07-20 | 2020-11-02 | $3,061 | $3,422 | -$361 | -$361 |
| 5 SHARES RBC BEARINGS INC. | P | 2015-12-29 | 2020-04-15 | $609 | $328 | $281 | $281 |
| 7 SHARES RBC BEARINGS INC. | P | 2015-12-29 | 2020-10-08 | $865 | $459 | $406 | $406 |
| 53 SHARES RAYTHEON TECHNOLOGIES CORP. | P | 2018-02-26 | 2020-12-08 | $3,920 | $4,586 | -$666 | -$666 |
| 0.7 SHARES RAYTHEON TECHNOLOGIES CORP. | P | 2018-07-20 | 2020-04-03 | $35 | $61 | -$26 | -$26 |
| 10 SHARES RAYTHEON TECHNOLOGIES CORP. | P | 2018-07-20 | 2020-04-14 | $637 | $730 | -$93 | -$93 |
| 19 SHARES RAYTHEON TECHNOLOGIES CORP. | P | 2018-07-20 | 2020-05-13 | $1,086 | $1,116 | -$30 | -$30 |
| 60 SHARES RAYTHEON TECHNOLOGIES CORP. | P | 2018-07-20 | 2020-07-15 | $3,613 | $3,525 | $88 | $88 |
| 30 SHARES ROYAL DUTCH SHELL PLC SPONSORED ADR | P | 2016-02-25 | 2020-02-13 | $1,581 | $2,166 | -$585 | -$585 |
| 47 SHARES ROYAL DUTCH SHELL PLC SPONSORED ADR | P | 2016-02-25 | 2020-03-18 | $1,156 | $3,393 | -$2,237 | -$2,237 |
| 91 SHARES ROYAL DUTCH SHELL PLC SPONSORED ADR | P | 2016-02-25 | 2020-07-09 | $2,821 | $4,188 | -$1,367 | -$1,367 |
| $25,000 RYDER SYSTEMS INC. 2.5% 5/11/20 | P | 2015-05-04 | 2020-05-11 | $25,000 | $24,931 | $69 | $69 |
| 247 SHARES SPDR S&P 500 ETF | P | 2016-06-06 | 2020-06-01 | $75,511 | $57,289 | $18,222 | $18,222 |
| 2 SHARES SHOPIFY INC. CLASS A | P | 2018-05-07 | 2020-01-21 | $900 | $270 | $630 | $630 |
| 10 SHARES SHOPIFY INC. CLASS A | P | 2018-05-07 | 2020-02-20 | $5,363 | $1,349 | $4,014 | $4,014 |
| 1 SHARE SHOPIFY INC. CLASS A | P | 2018-05-07 | 2020-07-13 | $1,043 | $135 | $908 | $908 |
| 4 SHARES SHOPIFY INC. CLASS A | P | 2018-05-07 | 2020-07-24 | $3,817 | $540 | $3,277 | $3,277 |
| 3 SHARES SHOPIFY INC. CLASS A | P | 2018-05-07 | 2020-09-24 | $2,843 | $405 | $2,438 | $2,438 |
| 85 SHARES SIEMENS AG SPONSORED ADR | P | 2018-07-20 | 2020-03-31 | $3,399 | $5,493 | -$2,094 | -$2,094 |
| 49 SHARES SIEMENS AG SPONSORED ADR | P | 2019-06-04 | 2020-06-11 | $2,971 | $3,373 | -$402 | -$402 |
| 43 SHARES SITEONE LANDSCAPE SUPPLY INC. | P | 2017-01-11 | 2020-06-02 | $4,573 | $1,634 | $2,939 | $2,939 |
| 14 SHARES SNAP ON INC. | P | 2018-07-20 | 2020-02-06 | $2,276 | $2,219 | $57 | $57 |
| 44 SHARES STANLEY BLACK & DECKER INC. | P | 2018-07-25 | 2020-03-02 | $6,096 | $6,104 | -$8 | -$8 |
| $35,000 STANLEY BLACK & DECKER INC.3.4% 12/1/21 | P | 2017-01-11 | 2020-12-02 | $36,057 | $35,299 | $758 | $758 |
| 12 SHARES TAIWAN SEMICONDUCTOR MFG. CO. SPONSORED ADR | P | 2016-01-04 | 2020-01-21 | $703 | $277 | $426 | $426 |
| 6 SHARES TELADOC HEALTH INC. | P | 2018-12-28 | 2020-03-31 | $1,019 | $377 | $642 | $642 |
| 16 SHARES TELADOC HEALTH INC. | P | 2018-12-28 | 2020-05-01 | $2,826 | $880 | $1,946 | $1,946 |
| 52 SHARES TENCENT HOLDINGS LTD. ADR | P | 2016-11-16 | 2020-11-25 | $3,879 | $1,353 | $2,526 | $2,526 |
| 30 SHARES THE SCOTTS MIRACLE GRO CO. HOLDINGS | P | 2017-03-24 | 2020-08-14 | $4,774 | $2,292 | $2,482 | $2,482 |
| 13 SHARES THE TRAVELERS COMPANIES INC. | P | 2018-07-20 | 2020-03-31 | $1,300 | $1,693 | -$393 | -$393 |
| 7 SHARES THERMO FISHER SCIENTIFIC INC. | P | 2018-07-20 | 2020-08-04 | $2,860 | $1,477 | $1,383 | $1,383 |
| 34 SHARES THOR INDUSTRIES INC. | P | 2016-05-16 | 2020-07-10 | $3,436 | $2,314 | $1,122 | $1,122 |
| 29 SHARES TRUIST FINANCIAL CORP. | P | 2018-07-20 | 2020-03-09 | $1,260 | $1,604 | -$344 | -$344 |
| 72 SHARES US BANCORP | P | 2016-06-07 | 2020-04-09 | $2,527 | $3,122 | -$595 | -$595 |
| 38 SHARES UNION PACIFIC CORP. | P | 2018-07-20 | 2020-04-06 | $5,218 | $5,395 | -$177 | -$177 |
| 15 SHARES VEEVA SYSTEMS INC. CLASS A | P | 2017-12-29 | 2020-05-11 | $2,909 | $1,208 | $1,701 | $1,701 |
| 21 SHARES VEEVA SYSTEMS INC. CLASS A | P | 2017-12-29 | 2020-06-23 | $4,781 | $1,303 | $3,478 | $3,478 |
| 22 SHARES VEEVA SYSTEMS INC. CLASS A | P | 2018-07-20 | 2020-07-27 | $5,635 | $1,227 | $4,408 | $4,408 |
| 6 SHARES VERISK ANALYTICS INC. | P | 2018-07-20 | 2020-09-03 | $1,121 | $770 | $351 | $351 |
| 55 SHARES VERIZON COMMUNICATIONS | P | 2019-01-09 | 2020-02-26 | $3,204 | $3,130 | $74 | $74 |
| 0.86 SHARES VIATRIS INC. | P | 2018-06-22 | 2020-11-19 | $14 | $14 | $0 | $0 |
| 0.334 SHARES VIATRIS INC. | P | 2018-06-22 | 2020-11-19 | $5 | $5 | $0 | $0 |
| 31 SHARES VISA INC. CLASS A | P | 2017-12-29 | 2020-03-19 | $4,796 | $3,525 | $1,271 | $1,271 |
| 29 SHARES WAL MART DE MEXICO SA | P | 2016-01-04 | 2020-04-07 | $622 | $741 | -$119 | -$119 |
| 150 SHARES WAL MART DE MEXICO SA | P | 2016-01-04 | 2020-10-19 | $3,541 | $3,186 | $355 | $355 |
| 42 SHARES WALGREENS BOOTS ALLIANCE INC. | P | 2018-07-20 | 2020-12-08 | $1,805 | $2,782 | -$977 | -$977 |
| 3 SHARES WATSCO INC. CLASS A | P | 2017-05-05 | 2020-10-08 | $708 | $420 | $288 | $288 |
| 124 SHARES WELLS FARGO & CO. | P | 2018-07-20 | 2020-05-14 | $3,022 | $6,953 | -$3,931 | -$3,931 |
| 99 SHARES WELLS FARGO & CO. | P | 2018-07-20 | 2020-06-30 | $2,529 | $5,614 | -$3,085 | -$3,085 |
| 14 SHARES WELLTOWER INC. | P | 2015-12-04 | 2020-06-11 | $840 | $904 | -$64 | -$64 |
| 5 SHARES WEST PHARMACEUTICAL SERVICES INC. | P | 2018-07-20 | 2020-09-29 | $1,335 | $616 | $719 | $719 |
| 7 SHARES ZEBRA TECHNOLOGIES CORP. CLASS A | P | 2019-07-30 | 2020-11-18 | $2,410 | $1,508 | $902 | $902 |
| 76 SHARES ZOETIS INC. CLASS A | P | 2017-01-22 | 2020-03-19 | $2,885 | $2,063 | $822 | $822 |
| WASH SALES | P | $350 | $350 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $25,198 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $1,253 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $1,253 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $1,253 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $1,324 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $1,324 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $71 | OverpaymentAmt |
| Applied To ES Tax | $71 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ALAN SCHWARTZ | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2125045558 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | CADWALADER 200 LIBERTY STREET | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 102810006 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ALAN SCHWARTZ | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O CADWALADER 200 LIBERTY STREET | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10281 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | TRUSTEE | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 5.00 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $0 | CompensationAmt |
| Employee Benefit Program | $0 | EmployeeBenefitProgramAmt |
| Expense Account Other Allwnc | $0 | ExpenseAccountOtherAllwncAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NONE | Description1Txt |
| Expenses1 | $0 | Expenses1Amt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NONE | Description1Txt |
| Expenses1 | $0 | Expenses1Amt |
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $3,599,880 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $196,777 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $3,796,657 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $3,796,657 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $56,950 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $3,739,707 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $186,985 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $186,985 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $1,253 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $1,253 | TotalTaxAmt |
| Distributable Before Adj | $185,732 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $185,732 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $185,732 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $203,693 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $203,693 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $203,693 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $185,732 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $168,550 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $203,693 | QualifyingDistributionsAmt |
| Applied To Year1 | $168,550 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $35,143 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $150,589 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | ALAN SCHWARTZ | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O CADWALADER 200 LIBERTY STREET | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10281 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 2125045558 | RecipientPhoneNum |
| Form And Info And Materials | LETTER | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | NONE | SubmissionDeadlinesTxt |
| Restrictions On Awards | NONE | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (14 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|
| A WIDER BRIDGE | |||||
| 1441 BROADWAY SUITE 6149 | NEW YORK | NY | 10018 | HUMANITARIAN | $15,000 |
| BOYS TOWN JERUSALEM FOUNDATION OF AMERICA INC - PUBLIC | |||||
| 1 PENNSYLVANIA PLAZA 6250 | NEW YORK | NY | 10119 | EDUCATIONAL | $10,000 |
| COLUMBIA UNIVERSITY - HARMS MISUMOTO FUND | |||||
| 630 WEST 168TH STREET 5-420 | NEW YORK | NY | 10032 | HEALTH/SCIENTIFIC | $30,000 |
| GLEANINGS INC | |||||
| 3605 FLAMINGO DRIVE | MIAMI BEACH | FL | 33140 | HUMANITARIAN | $5,000 |
| GREATER MIAMI HEBREW ACADEMY | |||||
| 2400 PINE TREE DRIVE | MIAMI BEACH | FL | 33140 | EDUCATIONAL | $5,000 |
| GREATER MIAMI JEWISH FEDERATION INC | |||||
| 4200 BISCAYNE BLVD | MIAMI | FL | 33137 | EDUCATIONAL/RELIGIOUS | $10,000 |
| MESIVTA TORAH VODAATH RABBINICAL SEMINARY | |||||
| 425 EAST 9TH STREET | BROOKLYN | NY | 11218 | RELIGIOUS | $5,000 |
| SIXTH STREET COMMUNITY SYNAGOGUE | |||||
| 325 EAST 6TH STREET | NEW YORK | NY | 10003 | RELIGIOUS | $10,000 |
| TUORO COLLEGE | |||||
| 320 W 31ST STREET | NEW YORK | NY | 10001 | EDUCATIONAL | $10,000 |
| GIFT OF LIFE BONE MARROW FOUNDATION INC | |||||
| 800 YAMOTO ROAD SUITE 101 | BOCA RATON | FL | 33436 | HEALTH/SCIENTIFIC | $5,000 |
| HARTT RESCUES | |||||
| 297 CREEK RIDGE ROAD | CLIFTON | TN | 38425 | HUMANITARIAN | $10,000 |
| MIAMI BEACH CHAMBER EDUCATION FOUNDATION | |||||
| 1920 MERIDIAN AVENUE | MIAMI BEACH | FL | 33139 | EDUCATIONAL | $15,000 |
| MIAMI BEACH JEWISH COMMUNITY | |||||
| 4221 PINE TREE DRIVE | MIAMI BEACH | FL | 33140 | HUMANITARIAN | $15,000 |
| UNIVERSITY OF CONNECTICUT CHORAL PROGRAM | |||||
| 1295 STORRS ROAD UNIT 1012 | STORRS | CT | 06268 | EDUCATIONAL | $25,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $170,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Related Or Exempt Function Incm | $84,221 | RelatedOrExemptFunctionIncmAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Related Or Exempt Function Incm | $21,252 | RelatedOrExemptFunctionIncmAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $0 | ExclusionAmt |
| Related Or Exempt Function Incm | $105,473 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $105,473 | TotalIncomeProducingActyAmt |
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp (2 entries)
| Line NumberLineNumberTxt | Relationship StatementRelationshipStatementTxt |
|---|---|
| 4 | N/A |
| 8 | N/A |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (40 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| $35,000 ABBVIE INC. 2.85% DUE 5/14/23 | $35,203 | $36,800 |
| $35,000 AMERICAN EXPRESS 3.375% DUE 5/17/21 | $35,206 | $35,304 |
| $30,000 AMERICAN HOME PRODUCTS CORP. 7.25% DUE 3/1/23 | $39,291 | $34,387 |
| $20,000 AMERICAN WATER CAP CORP. 3.75% DUE 9/1/28 | $20,642 | $23,625 |
| $30,000 BANK AMERICA CORP. 5.875% DUE 1/5/21 | $34,486 | $30,000 |
| $40,000 BANK OF MONTREAL 2.5% DUE 6/28/24 | $40,781 | $42,634 |
| $35,000 BOEING CO. 2.8% DUE 3/1/23 | $34,954 | $36,336 |
| $35,000 CANADIAN NATURAL RESOURCES 2.95% DUE 1/15/23 | $35,265 | $36,606 |
| $35,000 CATERPILLAR FINANCIAL SERVICES 2.84% DUE 3/15/21 | $34,992 | $35,011 |
| $35,000 CONSTELLATION BRANDS 2.65% DUE 11/7/22 | $35,444 | $36,372 |
| $35,000 CVS HEALTH CORP. 4.125% DUE 5/15/21 | $38,112 | $35,069 |
| $35,000 CVS HEALTH CORP. 3.375% DUE 8/12/24 | $32,192 | $32,719 |
| $40,000 DEER LAKES SCHOOL DISTRICT 1.427% DUE 10/1/26 | $40,000 | $40,220 |
| $45,000 DUKE ENERGY OHIO 3.8% DUE 9/1/23 | $46,954 | $48,616 |
| $40,000 FEDEX CORP. 4.0% DUE 1/15/24 | $42,790 | $44,302 |
| $35,000 GENERAL MILLS INC. 3.15% DUE 12/15/21 | $35,793 | $35,675 |
| $35,000 GOLDMAN SACHS GROUP INC. 2.908% DUE 6/5/23 | $35,069 | $36,244 |
| $40,000 HEWLETT PACKARD CO. 4.65% DUE 12/9/21 | $43,274 | $41,558 |
| $40,000 INTERNATIONAL LEASE FINANCE CORP. 5.875% DUE 8/15/22 | $43,742 | $43,220 |
| $35,000 JOHN DEERE CAP 3.45% DUE 1/10/24 | $37,003 | $38,166 |
| $40,000 JP MORGAN CHASE 3.125% DUE 123/25 | $41,832 | $43,810 |
| $30,000 KINDER MORGAN 3.15% DUE 1/15/23 | $30,449 | $31,551 |
| $40,000 LOS ANGELES CA DEPT. 5.0% DUE 5/15/45 | $44,418 | $45,858 |
| $20,000 NEW JERSEY STATE TURNPIKE AUTH 4.0% DUE 1/1/35 | $21,140 | $21,753 |
| $35,000 NYC TRANSITIONAL 3.8% DUE 5/1/29 | $38,872 | $40,321 |
| $25,000 NORFOLK SOUTHERN CORP. 3.0% DUE 4/1/22 | $25,170 | $25,666 |
| $35,000 OCCIDENTAL PETE CORP. 2.7% DUE 2/15/23 | $34,485 | $34,967 |
| $40,000 PORT AUTH NY & NJ 5.0% DUE 10/15/35 | $44,560 | $46,906 |
| $40,000 PPG INDUSTRIES 3.2% DUE 3/15/23 | $41,046 | $42,235 |
| $40,000 PUBLIC SERVICE CO. 2.25% DUE 9/15/22 | $41,208 | $40,944 |
| $40,000 RAYTHEON CO. 7.0% DUE 11/1/28 | $55,983 | $54,550 |
| $40,000 REGIONAL TRANSPORTATION DISTRICT 5.0% DUE 6/1/32 | $44,273 | $44,008 |
| $35,000 ROCKWELL COLLINS 2.8% DUE 3/15/22 | $35,252 | $35,995 |
| $35,000 ROGERS COMMUNICATIONS INC. 4.1% DUE 10/1/23 | $37,320 | $38,272 |
| $45,000 ROYAL BANK CANADA GLOBAL 2.25% DUE 11/1/24 | $48,151 | $47,871 |
| $30,000 SHELL INTERNATIONAL FINANCE 2.25% DUE 1/6/23 | $30,150 | $31,159 |
| $30,000 SOUTHERN CO. 2.95% DUE 7/1/23 | $31,158 | $31,769 |
| $40,000 SOUTHWEST GAS CORP. 3.7% DUE 4/1/28 | $43,843 | $45,847 |
| $40,000 TOYOTA MOTOR CORP. 3.4% DUE 4/14/25 | $42,744 | $44,576 |
| $35,000 WELLS FARGO & CO. 2.1% DUE 7/26/21 | $34,976 | $35,353 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (230 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 12 SHARES 2U INC. | $903 | $480 |
| 8 SHARES 3M CO. | $1,509 | $1,398 |
| 90 SHARES AAON INC. | $4,527 | $5,997 |
| 287 SHARES ABBOTT LABS | $21,972 | $31,424 |
| 120 SHARES ACCENTURE PLC | $16,106 | $31,345 |
| 75 SHARES ADOBE SYSTEMS INC. | $14,972 | $37,509 |
| 161 SHARES ADYEN NV ADR | $6,358 | $7,470 |
| 299 SHARES AIA GROUP LTD. SPONSORED ADR | $9,212 | $14,690 |
| 93 SHARES ALARMCOM HOLDINGS INC. | $4,685 | $9,621 |
| 122 SHARES ALBANY INTERNATIONAL CORP. CLASS A | $6,964 | $8,957 |
| 115 SHARES ALCON SA | $6,784 | $7,588 |
| 32 SHARES ALIGN TECHNOLOGY INC. | $7,459 | $17,100 |
| 15 SHARES ALPHABET INC. CLASS C | $16,179 | $26,278 |
| 15 SHARES ALPHABET INC. CLASS A | $14,486 | $26,290 |
| 117 SHARES AMADEUS IT HOLDING SA | $8,753 | $8,791 |
| 25 SHARES AMEDISYS INC. | $2,800 | $7,333 |
| 22 SHARES AMGEN INC. | $3,535 | $5,058 |
| 72 SHARES AMN HEALTHCARE SERVICES INC. | $4,168 | $4,914 |
| 66 SHARES AMPHENOL CORP. CLASS A | $5,898 | $8,631 |
| 35 SHARES ANSYS INC. | $6,662 | $12,733 |
| 89 SHARES AO SMITH CORP. | $4,545 | $4,879 |
| 28 SHARES AON PLC REGISTERD CLASS A | $5,687 | $5,916 |
| 288 SHARES APPLE INC. | $10,250 | $38,215 |
| 108 SHARES ARMSTRONG WORLD INSUSTRIES INC. | $8,534 | $8,034 |
| 32 SHARES ASML HOLDINGS NV | $5,663 | $15,607 |
| 71 SHARES ASPEN TECHNOLOGY INC. | $7,557 | $9,248 |
| 158 SHARES AT&T INC. | $5,557 | $4,544 |
| 182 SHARES ATLAS COPCO AB SPONSORED ADR | $5,003 | $9,297 |
| 4,227 SHARES AUTO TRADER GROUP PLC ADR | $5,340 | $8,623 |
| 60 SHARES AUTODESK INC. | $10,983 | $18,320 |
| 84 SHARES AUTOHOME INC. SPONSORED ADR CLASS A | $5,901 | $8,368 |
| 73 SHARES AVALARA INC. | $7,013 | $12,037 |
| 34 SHARES BADGER METER INC. | $1,016 | $3,198 |
| 167 SHARES BANK AMERICA CORP. | $4,782 | $5,062 |
| 112 SHARES BANK HAWAII CORP. | $7,293 | $8,581 |
| 135 SHARES BCE INC. | $5,961 | $5,778 |
| 25 SHARES BECTON DICKINSON & CO. | $5,915 | $6,256 |
| 82 SHARES BILL.COM HOLDINGS | $5,703 | $11,193 |
| 28 SHARES BIO-TECHNE CORP. | $4,451 | $8,891 |
| 128 SHARES BLACKLINE INC. | $5,712 | $17,073 |
| 13 SHARES BLACKROCK INC. | $4,570 | $9,380 |
| 32 SHARES BOEING CO. | $4,942 | $6,850 |
| 5 SHARES BOOKING HOLDINGS INC. | $9,803 | $11,136 |
| 9 SHARES BROADCOM INC. | $3,027 | $3,941 |
| 47 SHARES BROADRIDGE FINANCIAL SOLUTIONS INC. | $4,001 | $7,200 |
| 182 SHARES BROOKS AUTOMATION INC. | $4,587 | $12,349 |
| 39 SHARES CANADIAN PACIFIC RAILWAY LTD. | $5,147 | $13,521 |
| 49 SHARES CDW CORP. | $4,401 | $6,458 |
| 203 SHARES CHEESE CAKE FACTORY INC. | $7,533 | $7,523 |
| 63 SHARES CHEFS WAREHOUSE INC. | $693 | $1,618 |
| 17 SHARES CHEMED CORP. | $5,584 | $9,054 |
| 77 SHARES CHEVRON CORP. | $7,131 | $6,503 |
| 41 SHARES CHUBB LTD. | $5,239 | $6,311 |
| 299 SHARES CISCO SYSTEMS INC. | $13,404 | $13,380 |
| 165 SHARES CITIGROUP INC. | $10,976 | $10,174 |
| 61 SHARES CITRIX SYSTEMS INC. | $8,721 | $7,936 |
| 56 SHARES COGNEX CORP. | $2,555 | $4,496 |
| 166 SHARES COMCAST CORP. CLASS A | $6,614 | $8,698 |
| 50 SHARES CONOCOPHILLIPS | $3,168 | $2,000 |
| 196 SHARES CONSTRUCTION PARTNERS INC. | $3,452 | $5,706 |
| 142 SHARES CORELOGIC INC. | $6,366 | $10,979 |
| 42 SHARES CORNING INC. | $1,234 | $1,512 |
| 10 SHARES COSTAR GROUP | $4,325 | $9,243 |
| 129 SHARES CSL LTD. SPONSORED ADR | $5,009 | $14,209 |
| 21 SHARES DIAGEO PLC SPONSORED ADR | $3,110 | $3,335 |
| 55 SHARES DOLLAR GENERAL CORP. | $5,166 | $11,567 |
| 48 SHARES DOLLAR TREE INC. | $4,158 | $5,186 |
| 48 SHARES DOW INC. | $2,978 | $2,664 |
| 133 SHARES DSV AS ADR | $3,362 | $11,175 |
| 138 SHARES DUCK CREEK TECHNOLOGIES INC. | $5,304 | $5,975 |
| 40 SHARES DUKE ENERGY CORP. | $3,293 | $3,662 |
| 15 SHARES ELI LILLY & COMPANY | $1,350 | $2,533 |
| 235 SHARES EVERTEC INC. | $8,886 | $9,240 |
| 274 SHARS EXPERIAN PLC SPONSORED ADR | $5,128 | $10,401 |
| 53 SHARES EXPONENT INC. | $3,734 | $4,772 |
| 60 SHARES EXXON MOBIL CORP. | $4,129 | $2,473 |
| 177 SHARES FACEBOOK INC. CLASS A | $29,558 | $48,349 |
| 10 SHARES FACTSET RESEARCH SYSTEMS INC. | $2,434 | $3,325 |
| 194 SHARES FASTENALCO. | $5,572 | $9,473 |
| 30 SHARES FERRARI NV | $4,668 | $6,886 |
| 56 SHARES FIDELITY NATIONAL INFORMATION SERVICES INC. | $8,313 | $7,922 |
| 231 SHARES FIRST FINANCIAL BANKSHARES INC. | $4,071 | $8,356 |
| 76 SHARES FISERV INC. | $7,962 | $8,653 |
| 68 SHARES FIVE BELOW INC. | $7,405 | $11,899 |
| 60 SHARES FORTUNE BRANDS HOMES & SECURITY INC. | $3,183 | $5,143 |
| 94 SHARES FOX FACTORY HOLDING CORP. | $8,170 | $9,937 |
| 59 SHARES GARTNER INC. | $7,430 | $9,451 |
| 20 SHARES GENERAL DYNAMICS CORP. | $3,449 | $2,976 |
| 116 SHARES GENTEX CORP. | $2,752 | $3,936 |
| 54 SHARES GENUINE PARTS COMPANY | $4,864 | $5,423 |
| 33 SHARES GLOBAL PAYMENTS INC. | $6,503 | $7,109 |
| 48 SHARES GLOBANT SA | $2,803 | $10,445 |
| 110 SHARES GODADDY INC. CLASS A | $8,153 | $9,125 |
| 32 SHARES GOLDMAN SACHS GROUP INC. | $7,410 | $8,439 |
| 24 SHARES GOOSEHEAD INSURANCE INC. | $1,002 | $2,994 |
| 151 SHARES GRACO INC. | $4,353 | $10,925 |
| 33 SHARES GRAND CANYON EDUCATION INC. | $3,598 | $3,072 |
| 79 SHARES GROCERY OUTLET HOLDING CORP. | $2,306 | $3,101 |
| 59 SHARES GUIDEWIRE SOFTWARE INC. | $5,431 | $7,595 |
| 175 SHARES HDFC BANK LTD. ADR | $6,673 | $12,646 |
| 65 SHARES HEALTHCARE SERVICES GROUP INC. | $2,205 | $1,827 |
| 143 SHARES HEALTHPEAK PROPERTIES INC. | $3,649 | $4,323 |
| 39 SHARES HEICO CORP. CLASS A | $2,639 | $4,565 |
| 71 SHARES HEICO CORP. | $5,660 | $9,400 |
| 54 SHARES HENRY JACK & ASSOC. INC. | $6,832 | $8,747 |
| 75 SHARES HOME DEPOT INC. | $14,224 | $19,922 |
| 180 SHARES HOULIHAN LOKEY INC. CLASS A | $8,275 | $12,101 |
| 101 SHARES IAA INC. | $3,731 | $6,563 |
| 35 SHARES IAC INTERACTIVE CORP. | $4,422 | $6,627 |
| 20 SHARES ICON OLC LTD. | $1,742 | $3,900 |
| 22 SHARES ILLUMINA INC. | $7,779 | $8,140 |
| 91 SHARES INTEL CORP. | $4,021 | $4,534 |
| 87 SHARES INTERACTIVE BROKERS GROUP INC. CLASS A | $3,608 | $5,300 |
| 10 SHARES INTUITIVE SURGICAL INC. | $7,457 | $8,181 |
| 57 SHARES JOHN BEAN TECHNOLOGIES CORP. | $5,182 | $6,491 |
| 60 SHARES JOHNSON & JOHNSON | $7,939 | $9,443 |
| 117 SHARES JOHNSON CONTROLS INTERNATIONAL PLC | $4,124 | $5,451 |
| 123 SHARES JP MORGAN CHASE & CO. | $10,897 | $15,630 |
| 222 SHARES KAR AUCTION SERVICES INC. | $5,191 | $4,131 |
| 30 SHARES KIMBERLY CLARK CORP. | $3,791 | $4,045 |
| 87 SHARES KORNIT-DIGITAL LTD. SHARES | $3,826 | $7,754 |
| 18 SHARES L3HARRIS TECHNOLOGIES INC. | $2,675 | $3,402 |
| 66 SHARES LANDSTAR SYSTEMS INC. | $4,438 | $8,888 |
| 12 SHARES LENNOX INTERNATIONAL INC. | $2,567 | $3,288 |
| 224 SHARES LESLIES INC. | $4,614 | $6,216 |
| 21 SHARES LOCKHEED MARTIN CORP. | $5,210 | $7,455 |
| 131 SHARES LONZA GROUP AG ADR | $8,181 | $8,394 |
| 23 SHARES LOWES COS., INC. | $2,493 | $3,692 |
| 28 SHARES LULULEMON ATHLETICA INC. | $6,108 | $9,745 |
| 110 SHARES LVMH MOET HENNESSY LOUIS VUITTON ADR | $3,568 | $13,720 |
| 4 SHARES MARKEL CORP. | $4,060 | $4,133 |
| 10 SHARES MARKETAXESS HOLDINGS INC. | $3,285 | $5,706 |
| 89 SHAERS MASTERCARD INC. CLASS A | $13,517 | $31,768 |
| 63 SHARES MATCH GROUP INC. | $6,804 | $9,525 |
| 92 SHARES MEDIAALPHA INC. CLASS A | $3,442 | $3,594 |
| 133 SHARES MEDTRONIC PLC | $13,676 | $15,580 |
| 11 SHARES MERCADOLIBRE INC. | $6,289 | $18,427 |
| 129 SHARES MERCK & CO., INC. | $9,723 | $10,552 |
| 6 SHARES MESA LABORATORIES | $1,142 | $1,720 |
| 7 SHARES METTLER-TOLEDO INTERNATIONAL INC. | $4,131 | $7,978 |
| 369 SHARES MGM GROWTH PROPERTIES LLC | $10,911 | $11,550 |
| 201 SBARES MICROSOFT CORP. | $17,034 | $44,706 |
| 25 SHARES MIDDLEBY CORP. | $2,742 | $3,223 |
| 107 SHARES MORGAN STANLEY | $3,940 | $7,333 |
| 26 SHARES MORNINGSTAR INC. | $2,988 | $6,021 |
| 14 SHARES MSCI INC. | $3,324 | $6,251 |
| 149 SHARES NATIONAL BEVERAGE CORP. | $7,367 | $12,650 |
| 107 SHARES NATIONAL INSTRUMENTS CORP. | $4,676 | $4,702 |
| 62 SHARES NATIONAL RESEARCH CORP. | $2,595 | $2,651 |
| 63 SHARES NEINO INC. | $4,822 | $4,562 |
| 67 SHARES NEOGEN CORP. | $4,625 | $5,313 |
| 71 SHARES NESTLE SA SPONSORED ADR | $5,423 | $8,364 |
| 92 SHARES NEXTERA ENERGY INC. | $4,141 | $7,098 |
| 62 SHARES NIKE INC. CLASS B | $3,916 | $8,771 |
| 59 SHARES NOVARTIS AG SPONSORED ADR | $4,197 | $5,571 |
| 10 SHARES NVE CORP. | $525 | $562 |
| 177 SHARES OLLIES BARGAIN OUTLET HOLDINGS INC. | $8,358 | $14,473 |
| 22 SHARES OMEGA FLEX INC. | $1,391 | $3,212 |
| 59 SHARES OPPORTUNITY FINANCIAL CORP. | $785 | $1,143 |
| 78 SHARES ORTHOPEDIATRICS CORP. | $3,636 | $3,218 |
| 30 SHARES PAYCOM SOFTWARE INC. | $5,122 | $13,568 |
| 22 SHARES PAYLOCITY HOLDINGS CORP. | $2,075 | $4,530 |
| 70 SHARES PAYPAL HOLDINGS INC. | $6,270 | $16,394 |
| 70 SHARES PEGASYSTEMS INC. | $5,154 | $9,328 |
| 48 SHARES PERKINELMER INC. | $4,489 | $6,888 |
| 153 SHARES PERNOD RICARD SA ADR | $4,976 | $5,868 |
| 332 SHARES PFIZER INC. | $11,604 | $12,221 |
| 70 SHARES PHILIP MORRIS INTERNATIONAL INC. | $5,960 | $5,795 |
| 144 SHARES PLURAL SIGHT INC. CLASS A | $3,489 | $3,018 |
| 62 SHARES PRA GROUP INC. | $2,632 | $2,459 |
| 18 SHARES PRICESMART INC. | $767 | $1,640 |
| 56 SHARES PRIMERICA INC. | $3,595 | $7,500 |
| 41 SHARES PROCTER & GAMBLE COMPANY | $3,806 | $5,705 |
| 96 SHARES PROS HOLDINGS INC. | $3,674 | $4,874 |
| 48 SHARES PROTO LABS INC. | $5,763 | $7,363 |
| 153 SHARES RAYTHEON TECHNOLOGIES CORP. | $10,791 | $10,941 |
| 58 SHARES RBC BEARINGS INC. | $3,805 | $10,384 |
| 20 SHARES REGENERON PHARMACEUTICALS INC. | $7,710 | $9,662 |
| 57 SHARES RESMED INC. | $5,713 | $12,116 |
| 493 SHARES RIGHTMOVE PLC ADR | $6,141 | $8,825 |
| 116 SHARS RITCHIE BROS AUCTIONEERS INC. | $3,846 | $8,068 |
| 80 SHARES RLI CORP. | $4,847 | $8,332 |
| 28 SHARES ROCKWELL AUTOMATION INC. | $5,937 | $7,023 |
| 210 SHARES ROLLINS INC. | $5,253 | $8,205 |
| 27 SHARES S&P GLOBAL INC. | $5,442 | $8,876 |
| 70 SHARES SALESFORCE INC. | $11,607 | $15,577 |
| 31 SHARES SERVICENOW INC. | $8,726 | $17,063 |
| 11 SHARES SHERWIN WILLIAMS CO. | $4,707 | $8,084 |
| 10 SHARES SHOPIFY INC. CLASS A | $1,349 | $11,320 |
| 66 SIEMENS AG SPONSORED ADR | $4,411 | $4,738 |
| 307 SHARES SIKA AG ADR | $5,659 | $8,360 |
| 113 SHARES SITEONE LANDSCAPE SUPPLY INC. | $4,178 | $17,925 |
| 205 SHARES SMITH & NEPHEW PLC SPONSORED ADR | $9,387 | $8,645 |
| 27 SHARES SPS COMMERCE INC. | $2,170 | $2,932 |
| 122 SHARES STARBUCKS CORP. | $7,640 | $13,052 |
| 85 SHARES STERIS PLC | $11,029 | $16,111 |
| 26 SHARES CORP. | $4,805 | $6,371 |
| 179 SHARES TAIWAN SEMICONDUCTOR MANUFACTURING CO. | $4,326 | $19,518 |
| 66 SHARES TAKE TWO INTERACTIVE SOFTWARE INC. | $9,879 | $13,714 |
| 41 SHARES TARGET CORP. | $2,916 | $7,238 |
| 34 SHARES TELADOC HEALTH INC. | $1,739 | $6,799 |
| 134 SHARES TENCENT HOLDINGS LTD. ADR | $3,962 | $9,633 |
| 235 SHARES TERMINIX GLOBAL HOLDINGS INC. | $8,446 | $11,987 |
| 103 SHARES THE SCOTTS MIRACLE GRO CO. HOLDINGS | $7,851 | $20,511 |
| 22 SHARES THE TRAVELERS COMPANIES INC. | $2,865 | $3,088 |
| 29 SHARES THERMO FISHER SCIENTIFIC INC. | $6,991 | $13,508 |
| 94 SHARES THOR INDUSTRIES INC. | $6,925 | $8,741 |
| 144 SHARES TJX COS INC. | $6,930 | $9,834 |
| 95 SHARES TRUIST FINANCIAL CORP. | $5,093 | $4,553 |
| 26 SHARES TYLER TECHNOLOGIES INC. | $6,111 | $11,350 |
| 24 SHARES ULTA SALON COSMETICS & FRAGRANCE INC. | $6,304 | $6,892 |
| 23 SHARES UNIFIRST CORP. MASS | $4,312 | $4,869 |
| 75 SHARES UNILEVER PLC SPONSORED ADR | $4,165 | $4,527 |
| 27 SHARES UNITED PARCEL SERVICES INC. CLASS B | $4,406 | $4,547 |
| 34 SHARES UNITEDHEALTH GROUP INC. | $10,809 | $11,923 |
| 33 SHARES US PHYSICAL THERAPY | $2,320 | $3,968 |
| 53 SHARES VERISK ANALYTICS INC. | $6,082 | $11,002 |
| 143 SHARES VERIZON COMMUNICATIONS INC. | $8,651 | $8,401 |
| 22 SHARES VIATRIS INC. | $340 | $412 |
| 170 SHARES VISA INC. CLASS A | $23,809 | $37,184 |
| 13 SHARES WALGREENS BOOTS ALLIANCE INC. | $969 | $518 |
| 60 SHARES WALMART STORES INC. | $8,425 | $8,649 |
| 134 SHARES WALT DISNEY CO. | $15,551 | $24,278 |
| 61 SHARES WATSCO INC. CLASS A | $9,017 | $13,820 |
| 38 SHARES WD 40 CO. | $4,642 | $10,096 |
| 74 SHARES WELLTOWER INC. | $4,651 | $4,782 |
| 35 SHARES WEST PHARMACEUTICAL SERVICES INC. | $3,656 | $9,916 |
| 81 SHARES WORKIVA INC. | $4,294 | $7,421 |
| 30 SHARES ZEBRA TECHNOLOGIES CORP. CLASS A | $5,958 | $11,530 |
| 174 SHARES ZOETIS INC. CLASS A | $12,634 | $28,797 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (7 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 124 SHARES ISHARES TR CORE S&P SMALL CAP ETF | AT COST | $9,612 | $11,396 |
| 91 SHARES ISHARES TRUST RUSSELL 1000 VALUE ETF | AT COST | $12,366 | $12,442 |
| 210 SHARES ISHARES TRUST RUSSELL 2000 ETF | AT COST | $35,612 | $41,173 |
| 54 SHARES ISHARES TRUST RUSSELL 2000 VALUE | AT COST | $6,952 | $7,115 |
| 706 SHARES SPDR S&P 500 EFT TRUST SERIES I | AT COST | $151,426 | $263,959 |
| 297 SHARES ISHARES TR MSCI EAFE ETF | AT COST | $19,199 | $21,669 |
| 90 SHARES ISHARES TR RUSSELL MID CAP GROWTH ETF | AT COST | $8,952 | $9,239 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | NEW YORK STATE FILING FEE | Desc |
| Revenue And Expenses Per Books | $500 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $75 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $425 | DisbursementsCharitablePrpsAmt |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | CAPITAL GAIN DIVIDENDS | Desc |
| Net Investment Income | $162 | NetInvestmentIncomeAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT ADVISORY FEES | CategoryTxt |
| Amt | $38,418 | Amt |
| Net Investment Income | $5,763 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $32,655 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAX WITHHELD | $618 | $93 | $525 |
| ADR FEES | $104 | $16 | $88 |
Comments