DUKE UNIVERSITY: Form 990, tax year 2020

View the entire original 990 at ProPublica ↗

Organization: DUKE UNIVERSITY (EIN 56-0532129)
Tax period: 2020-07-01 to 2021-06-30
Filed: 2022-05-16
IRS object ID: 202211369349311591
Schema version: 2020v4.2
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990
Schedule A
Schedule B
Schedule C
Schedule D
Schedule E
Schedule F
Schedule G
Schedule I
Schedule J
Schedule K
Schedule L
Schedule M
Schedule O
Schedule R

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2022-05-16T15:15:23-05:00	ReturnTs
Tax Period End	2021-06-30	TaxPeriodEndDt
Return Type	990	ReturnTypeCd
Tax Period Begin	2020-07-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	560532129	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	DUKE UNIVERSITY	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Business Name Control	DUKE	BusinessNameControlTxt
Phone	9196842006	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	324 BLACKWELL ST WASHIN BLDG N	AddressLine1Txt
City	DURHAM	CityNm
State Abbreviation	NC	StateAbbreviationCd
ZIP	27701	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	DANIEL G ENNIS	PersonNm
Person Title	EXECUTIVE VICE PRESIDENT	PersonTitleTxt
Phone	9196842006	PhoneNum
Signature	2022-05-13	SignatureDt

Signing Officer SigningOfficerGrp

Person Full Name PersonFullName

Field	Value	IRS element (for citing)
Person First	DANIEL	PersonFirstNm
Person Last	ENNIS	PersonLastNm

Field	Value	IRS element (for citing)
SSN	999009999	SSN

Additional Filer Information AdditionalFilerInformation

Trusted Customer TrustedCustomerGrp

Field	Value	IRS element (for citing)
Trusted Customer	2	TrustedCustomerCd
Authentication Assurance Level	AAL1	AuthenticationAssuranceLevelCd
Identity Assurance Level	IAL1	IdentityAssuranceLevelCd

Field	Value	IRS element (for citing)
Tax	2020	TaxYr
Build TS	2022-09-23 18:48:47Z	BuildTS

Form 990 IRS990

Field	Value	IRS element (for citing)
Principal Officer	VINCENT E PRICE	PrincipalOfficerNm

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	324 BLACKWELL STREET	AddressLine1Txt
City	DURHAM	CityNm
State Abbreviation	NC	StateAbbreviationCd
ZIP	27701	ZIPCd

Field	Value	IRS element (for citing)
Gross Receipts	$4,733,052,510	GrossReceiptsAmt
Group Return For Affiliates	0	GroupReturnForAffiliatesInd
Organization501c3	Yes (X)	Organization501c3Ind
Website Address	WWW.DUKE.EDU	WebsiteAddressTxt
Type Of Organization Corp	Yes (X)	TypeOfOrganizationCorpInd
Formation	1841	FormationYr
Legal Domicile State	NC	LegalDomicileStateCd
Activity Or Mission	TO PROVIDE A SUPERIOR LIBERAL EDUCATION, TO PREPARE FUTURE MEMBERS OF LEARNED PROFESSIONS, TO ADVANCE THE FRONTIERS OF KNOWLEDGE, AND TO HELP THOSE WHO SUFFER, CURE DISEASE, AND PROMOTE HEALTH	ActivityOrMissionDesc
Voting Members Governing Body	37	VotingMembersGoverningBodyCnt
Voting Members Independent	35	VotingMembersIndependentCnt
Total Employee	30254	TotalEmployeeCnt
Total Volunteers	1907	TotalVolunteersCnt
Total Gross UBI	$2,096	TotalGrossUBIAmt
Net Unrelated Bus Txbl Incm	$986	NetUnrelatedBusTxblIncmAmt
PY Contributions Grants	$1,566,915,508	PYContributionsGrantsAmt
CY Contributions Grants	$1,644,602,647	CYContributionsGrantsAmt
PY Program Service Revenue	$1,147,304,702	PYProgramServiceRevenueAmt
CY Program Service Revenue	$1,035,370,777	CYProgramServiceRevenueAmt
PY Investment Income	$400,112,010	PYInvestmentIncomeAmt
CY Investment Income	$1,932,848,147	CYInvestmentIncomeAmt
PY Other Revenue	$80,157,081	PYOtherRevenueAmt
CY Other Revenue	$87,782,512	CYOtherRevenueAmt
PY Total Revenue	$3,194,489,301	PYTotalRevenueAmt
CY Total Revenue	$4,700,604,083	CYTotalRevenueAmt
PY Grants And Similar Paid	$410,790,460	PYGrantsAndSimilarPaidAmt
CY Grants And Similar Paid	$397,888,751	CYGrantsAndSimilarPaidAmt
PY Benefits Paid To Members	$0	PYBenefitsPaidToMembersAmt
CY Benefits Paid To Members	$0	CYBenefitsPaidToMembersAmt
PY Salaries Comp Emp Bnft Paid	$1,869,620,556	PYSalariesCompEmpBnftPaidAmt
CY Salaries Comp Emp Bnft Paid	$1,812,055,884	CYSalariesCompEmpBnftPaidAmt
PY Total Prof Fndrsng Expns	$716,793	PYTotalProfFndrsngExpnsAmt
CY Total Prof Fndrsng Expns	$651,165	CYTotalProfFndrsngExpnsAmt
CY Total Fundraising Expense	$50,029,527	CYTotalFundraisingExpenseAmt
PY Other Expenses	$1,131,466,816	PYOtherExpensesAmt
CY Other Expenses	$1,059,962,353	CYOtherExpensesAmt
PY Total Expenses	$3,412,594,625	PYTotalExpensesAmt
CY Total Expenses	$3,270,558,153	CYTotalExpensesAmt
PY Revenues Less Expenses	-$218,105,324	PYRevenuesLessExpensesAmt
CY Revenues Less Expenses	$1,430,045,930	CYRevenuesLessExpensesAmt
Total Assets BOY	$15,807,758,924	TotalAssetsBOYAmt
Total Assets EOY	$21,418,812,041	TotalAssetsEOYAmt
Total Liabilities BOY	$4,926,319,700	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$4,868,988,740	TotalLiabilitiesEOYAmt
Net Assets Or Fund Balances BOY	$10,881,439,224	NetAssetsOrFundBalancesBOYAmt
Net Assets Or Fund Balances EOY	$16,549,823,301	NetAssetsOrFundBalancesEOYAmt
Info In Schedule O Part III	Yes (X)	InfoInScheduleOPartIIIInd
Mission	SEE SCHEDULE O	MissionDesc
Significant New Program Srvc	0	SignificantNewProgramSrvcInd
Significant Change	0	SignificantChangeInd
Expense	$1,499,851,546	ExpenseAmt
Grant	$346,921,787	GrantAmt
Revenue	$865,635,422	RevenueAmt
Desc	DUKE UNIVERSITY CONFERS UNDERGRADUATE, GRADUATE, AND PROFESSIONALDEGREES TO APPROXIMATELY 5,671 STUDENTS ANNUALLY	Desc

Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp

Field	Value	IRS element (for citing)
Expense	$974,555,496	ExpenseAmt
Grant	$50,568,813	GrantAmt
Revenue	$1,240,927,796	RevenueAmt
Desc	DUKE UNIVERSITY ENGAGES IN WORLD-RENOWNED RESEARCH WORKSPONSORED BY NUMEROUS FEDERAL, STATE, LOCAL AGENCIES, AND PRIVATE GRANTS	Desc

Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp

Field	Value	IRS element (for citing)
Expense	$322,743,525	ExpenseAmt
Grant	$398,151	GrantAmt
Revenue	$87,663,802	RevenueAmt
Desc	DUKE UNIVERSITY AUXILIARY ENTERPRISES PROVIDE SUPPORTSERVICES TO THE DUKE UNIVERSITY COMMUNITY	Desc

Field	Value	IRS element (for citing)
Total Program Service Expenses	$2,797,150,567	TotalProgramServiceExpensesAmt
Described In Section501c3	Yes (1)	DescribedInSection501c3Ind
Schedule B Required	Yes (1)	ScheduleBRequiredInd
Political Campaign Acty	0	PoliticalCampaignActyInd
Lobbying Activities	Yes (1)	LobbyingActivitiesInd
Subject To Proxy Tax	0	SubjectToProxyTaxInd
Donor Advised Fund	0	DonorAdvisedFundInd
Conservation Easements	Yes (1)	ConservationEasementsInd
Collections Of Art	Yes (1)	CollectionsOfArtInd
Credit Counseling	0	CreditCounselingInd
Donor Rstr Or Quasi Endowments	Yes (1)	DonorRstrOrQuasiEndowmentsInd
Report Land Building Equipment	Yes (1)	ReportLandBuildingEquipmentInd
Report Investments Other Sec	Yes (1)	ReportInvestmentsOtherSecInd
Report Program Related Invst	0	ReportProgramRelatedInvstInd
Report Other Assets	Yes (1)	ReportOtherAssetsInd
Report Other Liabilities	Yes (1)	ReportOtherLiabilitiesInd
Include FIN48 Footnote	0	IncludeFIN48FootnoteInd
Independent Audit Fincl Stmt	0	IndependentAuditFinclStmtInd
Consolidated Audit Fincl Stmt	Yes (1)	ConsolidatedAuditFinclStmtInd
School Operating	Yes (1)	SchoolOperatingInd
Foreign Office	Yes (1)	ForeignOfficeInd
Foreign Activities	Yes (1)	ForeignActivitiesInd
More Than5000 K To Org	Yes (1)	MoreThan5000KToOrgInd
More Than5000 K To Individuals	Yes (1)	MoreThan5000KToIndividualsInd
Professional Fundraising	Yes (1)	ProfessionalFundraisingInd
Fundraising Activities	Yes (1)	FundraisingActivitiesInd
Gaming Activities	0	GamingActivitiesInd
Operate Hospital	0	OperateHospitalInd
Grants To Organizations	Yes (1)	GrantsToOrganizationsInd
Grants To Individuals	Yes (1)	GrantsToIndividualsInd
Schedule J Required	Yes (1)	ScheduleJRequiredInd
Tax Exempt Bonds	Yes (1)	TaxExemptBondsInd
Invest Tax Exempt Bonds	0	InvestTaxExemptBondsInd
Escrow Account	0	EscrowAccountInd
On Behalf Of Issuer	0	OnBehalfOfIssuerInd
Engaged In Excess Benefit Trans	0	EngagedInExcessBenefitTransInd
PY Excess Benefit Trans	0	PYExcessBenefitTransInd
Loan Outstanding	0	LoanOutstandingInd
Grant To Related Person	0	GrantToRelatedPersonInd
Business Rln With Org Mem	0	BusinessRlnWithOrgMemInd
Business Rln With Fam Mem	Yes (1)	BusinessRlnWithFamMemInd
Business Rln With35 Ctrl Ent	0	BusinessRlnWith35CtrlEntInd
Deductible Non Cash Contri	Yes (1)	DeductibleNonCashContriInd
Deductible Art Contribution	Yes (1)	DeductibleArtContributionInd
Terminate Operations	0	TerminateOperationsInd
Partial Liquidation	0	PartialLiquidationInd
Disregarded Entity	Yes (1)	DisregardedEntityInd
Related Entity	Yes (1)	RelatedEntityInd
Related Organization Ctrl Ent	Yes (1)	RelatedOrganizationCtrlEntInd
Transaction With Control Ent	Yes (1)	TransactionWithControlEntInd
Trnsfr Exmpt Non Chrtbl Rltd Org	0	TrnsfrExmptNonChrtblRltdOrgInd
Activities Conducted Prtshp	0	ActivitiesConductedPrtshpInd
Schedule O Required	Yes (1)	ScheduleORequiredInd
Info In Schedule O Part V	Yes (X)	InfoInScheduleOPartVInd
IRP Document	9054	IRPDocumentCnt
IRP Document W2 G	0	IRPDocumentW2GCnt
Backup Wthld Compliance	Yes (1)	BackupWthldComplianceInd
Employee	30254	EmployeeCnt
Employment Tax Returns Filed	Yes (1)	EmploymentTaxReturnsFiledInd
Unrelated Bus Incm Over Limit	Yes (1)	UnrelatedBusIncmOverLimitInd
Form990 T Filed	Yes (1)	Form990TFiledInd
Foreign Financial Account	Yes (1)	ForeignFinancialAccountInd
Foreign Country	SP	ForeignCountryCd
Foreign Country	UK	ForeignCountryCd
Foreign Country	TZ	ForeignCountryCd
Foreign Country	CH	ForeignCountryCd
Foreign Country	SN	ForeignCountryCd
Foreign Country	MA	ForeignCountryCd
Foreign Country	IN	ForeignCountryCd
Foreign Country	KE	ForeignCountryCd
Foreign Country	SW	ForeignCountryCd
Foreign Country	DA	ForeignCountryCd
Foreign Country	NO	ForeignCountryCd
Foreign Country	MY	ForeignCountryCd
Foreign Country	PL	ForeignCountryCd
Foreign Country	PO	ForeignCountryCd
Foreign Country	GR	ForeignCountryCd
Foreign Country	EI	ForeignCountryCd
Foreign Country	GM	ForeignCountryCd
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTransInd
Taxable Party Notification	0	TaxablePartyNotificationInd
Nondeductible Contributions	0	NondeductibleContributionsInd
Quid Pro Quo Contributions	Yes (1)	QuidProQuoContributionsInd
Quid Pro Quo Contri Discl	Yes (1)	QuidProQuoContriDisclInd
Form8282 Property Disposed Of	0	Form8282PropertyDisposedOfInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	0	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	0	PayPremiumsPrsnlBnftCntrctInd
Form8899 Filedind	1	Form8899Filedind
Indoor Tanning Services	0	IndoorTanningServicesInd
Subj To Tax Rmnrtn Ex Prcht Pymt	Yes (1)	SubjToTaxRmnrtnExPrchtPymtInd
Subject To Excs Tax Net Invst Inc	Yes (1)	SubjectToExcsTaxNetInvstIncInd
Info In Schedule O Part VI	Yes (X)	InfoInScheduleOPartVIInd
Governing Body Voting Members	37	GoverningBodyVotingMembersCnt
Independent Voting Member	35	IndependentVotingMemberCnt
Family Or Business Rln	0	FamilyOrBusinessRlnInd
Delegation Of Mgmt Duties	0	DelegationOfMgmtDutiesInd
Change To Org Documents	0	ChangeToOrgDocumentsInd
Material Diversion Or Misuse	0	MaterialDiversionOrMisuseInd
Members Or Stockholders	0	MembersOrStockholdersInd
Election Of Board Members	Yes (1)	ElectionOfBoardMembersInd
Decisions Subject To Approva	0	DecisionsSubjectToApprovaInd
Minutes Of Governing Body	Yes (1)	MinutesOfGoverningBodyInd
Minutes Of Committees	Yes (1)	MinutesOfCommitteesInd
Officer Mailing Address	0	OfficerMailingAddressInd
Local Chapters	0	LocalChaptersInd
Form990 Provided To Gvrn Body	Yes (1)	Form990ProvidedToGvrnBodyInd
Conflict Of Interest Policy	Yes (1)	ConflictOfInterestPolicyInd
Annual Disclosure Covered Prsn	Yes (1)	AnnualDisclosureCoveredPrsnInd
Regular Monitoring Enfrc	Yes (1)	RegularMonitoringEnfrcInd
Whistleblower Policy	Yes (1)	WhistleblowerPolicyInd
Document Retention Policy	Yes (1)	DocumentRetentionPolicyInd
Compensation Process CEO	Yes (1)	CompensationProcessCEOInd
Compensation Process Other	Yes (1)	CompensationProcessOtherInd
Investment In Joint Venture	0	InvestmentInJointVentureInd
States Where Copy Of Return Is Fld	MD	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	MA	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	MI	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	NH	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	NJ	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	NY	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	OR	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	SC	StatesWhereCopyOfReturnIsFldCd
Own Website	Yes (X)	OwnWebsiteInd
Upon Request	Yes (X)	UponRequestInd
Other	Yes (X)	OtherInd

Books In Care Of Detail BooksInCareOfDetail

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	DUKE UNIVERSITY	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Phone	9196842006	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	324 BLACKWELL ST STE 850	AddressLine1Txt
City	DURHAM	CityNm
State Abbreviation	NC	StateAbbreviationCd
ZIP	27701	ZIPCd

Form990 Part VII Section A Form990PartVIISectionAGrp (63 entries)

TitleTitleTxt	Average Hours Per WeekAverageHoursPerWeekRt	Average Hours Per Week Rltd OrgAverageHoursPerWeekRltdOrgRt	Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd	OfficerOfficerInd	Reportable Comp From OrgReportableCompFromOrgAmt	Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt	Other CompensationOtherCompensationAmt	Key EmployeeKeyEmployeeInd	Highest Compensated EmployeeHighestCompensatedEmployeeInd	Former Ofcr Director TrusteeFormerOfcrDirectorTrusteeInd
VINCENT E PRICE
TRUSTEE/PRESIDENT	48.00	3.20	Yes (X)	Yes (X)	$1,476,476	$0	$52,016
MARY T BARRA
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
LISA M BORDERS
TRUSTEE	4.00	0.00	Yes (X)		$0	$0	$0
JACK O BOVENDER JR
TRUSTEE	8.00	3.10	Yes (X)		$0	$0	$0
WILLIAM C BRODY
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
TIMOTHY D COOK
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
ANN PELHAM CULLEN
TRUSTEE	4.00	0.00	Yes (X)		$0	$0	$0
ALLYSON K DUNCAN
TRUSTEE	4.00	0.00	Yes (X)		$0	$0	$0
RALPH EADS
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
PAUL E FARMER
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
XIQING GAO
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
EDWARD A GILHULY
TRUSTEE	4.00	1.50	Yes (X)		$0	$0	$0
AMY Y HAFEZ
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
GERALD HASSELL
TRUSTEE	4.00	1.00	Yes (X)		$0	$0	$0
WILLIAM HAWKINS
TRUSTEE	14.00	14.00	Yes (X)		$0	$0	$0
JANET HILL
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
BETSY D HOLDEN
TRUSTEE	4.00	0.00	Yes (X)		$0	$0	$0
KATHRYN A HOLLISTER
TRUSTEE	3.00	0.00	Yes (X)		$0	$0	$0
WILLIAM G KAELIN JR
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
PETER J KAHN
TRUSTEE	4.00	0.00	Yes (X)		$0	$0	$0
MARTHA L MONSERRATE
TRUSTEE	2.00	0.10	Yes (X)		$0	$0	$0
PATRICIA RODERICK MORTON
TRUSTEE	4.00	0.00	Yes (X)		$0	$0	$0
STEPHEN G PAGLIUCA
TRUSTEE	1.00	0.00	Yes (X)		$0	$0	$0
ROBERT R PENN
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
JB PRITZKER
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
MICHAEL G RHODES
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
CARMICHAEL S ROBERTS
TRUSTEE	1.00	1.00	Yes (X)		$0	$0	$0
NANCY M SCHLICHTING
TRUSTEE	2.00	2.00	Yes (X)		$0	$0	$0
STEVEN M SCOTT MD
TRUSTEE	2.00	4.00	Yes (X)		$0	$0	$0
ADAM SILVER
TRUSTEE	6.00	0.00	Yes (X)		$0	$0	$0
LAURENE M SPERLING
TRUSTEE	6.00	0.00	Yes (X)		$0	$0	$0
ASHLEY CROWDER STANLEY
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
L FREDERICK SUTHERLAND
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
JEFFREY W UBBEN
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
TREY WALK
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
HOPE MORGAN WARD
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
LAURA MEYER WELLMAN
TRUSTEE	2.00	0.10	Yes (X)		$0	$0	$0
A EUGENE WASHINGTON MD
CHANCELLOR HEALTH AFFAIRS	33.00	33.20		Yes (X)	$1,996,038	$0	$48,232
TALLMAN TRASK
EXECUTIVE VICE PRESIDENT	51.00	0.50		Yes (X)	$926,945	$0	$42,351
SALLY KORNBLUTH
PROVOST	61.00	0.60		Yes (X)	$867,522	$0	$46,176
PAMELA J BERNARD
VP & UNIVERSITY COUNSEL	50.00	0.30		Yes (X)	$663,657	$0	$48,366
TIMOTHY W WALSH
VP OF FINANCE & TREASURER	41.00	0.20		Yes (X)	$442,002	$0	$43,261
VICTORIA NEVOIS
INTERIM TREASURER	40.00	0.50		Yes (X)	$322,992	$0	$35,262
MARGARET W EPPS
UNIVERSITY SECRETARY	50.00	0.00		Yes (X)	$276,735	$0	$28,116
DANIEL G ENNIS
EXECUTIVE VICE PRESIDENT	50.00	0.50		Yes (X)	$826,579	$0	$0
MARY E KLOTMAN MD
VICE CHAN. FOR HEALTH AFFAIRS & DEAN OF SOM	42.00	11.50			$728,276	$0	$47,370	Yes (X)
NEAL F TRIPLETT
CHIEF INVESTMENT OFFICER	40.00	0.40			$3,354,282	$0	$73,204	Yes (X)
VALERIE ASHBY
DEAN, COLLEGE OF A & S	40.00	0.00			$571,163	$0	$40,983	Yes (X)
JENNIFER FRANCIS
EXECUTIVE VICE PROVOST FIN & ADMIN	80.00	0.20			$676,144	$0	$47,754	Yes (X)
JAMES SCOTT GIBSON
EXEC VICE DEAN OF ADMIN, SOM	55.00	0.60			$456,156	$0	$54,118	Yes (X)
JUSTIN B NIXON
INVESTMENT MANAGER	40.00	0.00			$1,185,112	$0	$143,491	Yes (X)
JOHN J NOONAN
ASSOCIATE VP OF FACILITIES	50.00	0.00			$422,250	$0	$54,235	Yes (X)
EVAN L JONES
INVESTMENT MANAGER	40.00	0.00			$1,260,985	$0	$161,194	Yes (X)
MARK E CORIGLIANO
INVESTMENT MANAGER	50.00	0.00			$1,040,958	$0	$124,614	Yes (X)
MICHAEL W KRZYZEWSKI
COACH	40.00	0.00			$12,507,340	$0	$1,165,200		Yes (X)
DAVID N CUTCLIFFE
COACH	40.00	0.00			$2,809,635	$0	$127,028		Yes (X)
KEVIN M WHITE
VP & DIRECTOR OF ATHLETICS	40.00	0.00			$1,331,640	$0	$115,982		Yes (X)
RALPH SNYDERMAN
CHANCELLOR EMERITUS & CHIEF OF RHEUMATOLOGY	40.00	0.10			$1,259,400	$0	$51,053		Yes (X)
CHRISTOPHER PLOWE
DIRECTOR, GLOBAL HEALTH INSTITUTE	40.00	0.30			$1,498,704	$0	$48,119		Yes (X)
RICHARD RIDDELL
FORMER OFFICER	50.00	0.00			$509,632	$0	$50,563			Yes (X)
NANCY ANDREWS MD
FORMER KEY EMPLOYEE	40.00	0.00			$394,016	$0	$49,801			Yes (X)
ERIC PETERSON MD
FORMER KEY EMPLOYEE	40.00	0.00			$308,124	$0	$37,037			Yes (X)
JAMES S ROBERTS
FORMER KEY EMPLOYEE	40.00	0.00			$148,903	$0	$14,116			Yes (X)

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	$38,261,666	TotalReportableCompFromOrgAmt
Tot Reportable Comp Rltd Org	$0	TotReportableCompRltdOrgAmt
Total Other Compensation	$2,749,642	TotalOtherCompensationAmt
Indiv Rcvd Greater Than100 K	4285	IndivRcvdGreaterThan100KCnt
Former Ofcr Employees Listed	Yes (1)	FormerOfcrEmployeesListedInd
Total Comp Greater Than150 K	Yes (1)	TotalCompGreaterThan150KInd
Compensation From Other Srcs	0	CompensationFromOtherSrcsInd

Contractor Compensation ContractorCompensationGrp (5 entries)

Address Line1ContractorAddress/USAddress/AddressLine1Txt	CityContractorAddress/USAddress/CityNm	State AbbreviationContractorAddress/USAddress/StateAbbreviationCd	ZIPContractorAddress/USAddress/ZIPCd	ServicesServicesDesc	CompensationCompensationAmt
LECHASE CONSTRUCTION SERVICES LLC
324 BLACKWELL ST 130	DURHAM	NC	27701	CONSTRUCTION SERVICE	$35,285,320
SKANSKA USA BUILDING INC
4309 EMPEROR BLVD SUITE 200	DURHAM	NC	27703	CONSTRUCTION SERVICE	$32,761,700
MID-ATLANTIC INFRASTRUCTURE SYSTEMS
975 PINEBROOK KNOLLS DRIVE	WINSTON SALEM	NC	27105	CONSTRUCTION SERVICE	$14,956,427
DPR CONSTRUCTION
2000 AERIAL CENTER PKWY STE 118	MORRISVILLE	NC	27560	CONSTRUCTION SERVICE	$10,473,111
ALLEGIS GROUP HOLDING INC
3689 COLLECTION CTR DR	CHICAGO	IL	60693	TEMPORARY SERVICES	$9,826,146

Field	Value	IRS element (for citing)
Cntrct Rcvd Greater Than100 K	753	CntrctRcvdGreaterThan100KCnt
Fundraising	$2,720,091	FundraisingAmt
Related Organizations	$126,439,312	RelatedOrganizationsAmt
Government Grants	$810,673,743	GovernmentGrantsAmt
All Other Contributions	$704,769,501	AllOtherContributionsAmt
Noncash Contributions	$68,767,856	NoncashContributionsAmt
Total Contributions	$1,644,602,647	TotalContributionsAmt

Program Service Revenue ProgramServiceRevenueGrp (5 entries)

DescDesc	BusinessBusinessCd	Total Revenue ColumnTotalRevenueColumnAmt	Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt
TUITION & FEES	611600	$836,376,259	$836,376,259
ANCILLARY STUDENT SVCS	611600	$88,061,953	$88,061,953
CONTINUING EDUCATION	611600	$26,464,276	$26,464,276
CONFERENCE FEES	611600	$2,794,887	$2,794,887
ACADEMIC MED. RESEARCH	611600	$1,885,381	$1,885,381

Total Oth Program Service Rev TotalOthProgramServiceRevGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$79,788,021	TotalRevenueColumnAmt
Related Or Exempt Func Income	$79,788,021	RelatedOrExemptFuncIncomeAmt

Field	Value	IRS element (for citing)
Total Program Service Revenue	$1,035,370,777	TotalProgramServiceRevenueAmt

Investment Income InvestmentIncomeGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$106,978,443	TotalRevenueColumnAmt
Unrelated Business Revenue	$2,096	UnrelatedBusinessRevenueAmt
Exclusion	$106,976,347	ExclusionAmt

Royalties Revenue RoyaltiesRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$55,235,424	TotalRevenueColumnAmt
Exclusion	$55,235,424	ExclusionAmt

Gross Rents GrossRentsGrp

Field	Value	IRS element (for citing)
Real	$9,677,395	RealAmt

Less Rental Expenses LessRentalExpensesGrp

Field	Value	IRS element (for citing)
Real	$12,719,415	RealAmt

Rental Income Or Loss RentalIncomeOrLossGrp

Field	Value	IRS element (for citing)
Real	-$3,042,020	RealAmt

Net Rental Income Or Loss NetRentalIncomeOrLossGrp

Field	Value	IRS element (for citing)
Total Revenue Column	-$3,042,020	TotalRevenueColumnAmt
Exclusion	-$3,042,020	ExclusionAmt

Gross Amount Sales Assets GrossAmountSalesAssetsGrp

Field	Value	IRS element (for citing)
Securities	$1,844,954,871	SecuritiesAmt
Other	$235,675	OtherAmt

Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp

Field	Value	IRS element (for citing)
Securities	$15,396,334	SecuritiesAmt
Other	$3,924,508	OtherAmt

Gain Or Loss GainOrLossGrp

Field	Value	IRS element (for citing)
Securities	$1,829,558,537	SecuritiesAmt
Other	-$3,688,833	OtherAmt

Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$1,825,869,704	TotalRevenueColumnAmt
Exclusion	$1,825,869,704	ExclusionAmt

Field	Value	IRS element (for citing)
Fundraising Gross Income	$37,934	FundraisingGrossIncomeAmt
Contri Rpt Fundraising Event	$2,720,091	ContriRptFundraisingEventAmt
Fundraising Direct Expenses	$408,170	FundraisingDirectExpensesAmt

Net Incm From Fundraising Evt NetIncmFromFundraisingEvtGrp

Field	Value	IRS element (for citing)
Total Revenue Column	-$370,236	TotalRevenueColumnAmt
Exclusion	-$370,236	ExclusionAmt

Other Revenue Misc OtherRevenueMiscGrp (3 entries)

DescDesc	BusinessBusinessCd	Total Revenue ColumnTotalRevenueColumnAmt	Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt
RELATED ORG. INVESTMEN	900099	$11,314,888	$11,314,888
OTHER INVESTMENT INCOM	900099	$4,539,821	$4,539,821
STUDENT DUES	900099	$3,244,235	$3,244,235

Miscellaneous Revenue MiscellaneousRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$16,860,400	TotalRevenueColumnAmt
Related Or Exempt Func Income	$16,860,400	RelatedOrExemptFuncIncomeAmt

Field	Value	IRS element (for citing)
Other Revenue Total	$35,959,344	OtherRevenueTotalAmt

Total Revenue TotalRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$4,700,604,083	TotalRevenueColumnAmt
Related Or Exempt Func Income	$1,071,330,121	RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue	$2,096	UnrelatedBusinessRevenueAmt
Exclusion	$1,984,669,219	ExclusionAmt

Grants To Domestic Orgs GrantsToDomesticOrgsGrp

Field	Value	IRS element (for citing)
Total	$109,054,122	TotalAmt
Program Services	$109,054,122	ProgramServicesAmt

Grants To Domestic Individuals GrantsToDomesticIndividualsGrp

Field	Value	IRS element (for citing)
Total	$283,094,718	TotalAmt
Program Services	$283,094,718	ProgramServicesAmt

Foreign Grants ForeignGrantsGrp

Field	Value	IRS element (for citing)
Total	$5,739,911	TotalAmt
Program Services	$5,739,911	ProgramServicesAmt

Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp

Field	Value	IRS element (for citing)
Total	$20,464,488	TotalAmt
Program Services	$1,179,802	ProgramServicesAmt
Management And General	$18,152,547	ManagementAndGeneralAmt
Fundraising	$1,132,139	FundraisingAmt

Comp Disqual Persons CompDisqualPersonsGrp

Field	Value	IRS element (for citing)
Total	$2,224,292	TotalAmt
Program Services	$2,069,576	ProgramServicesAmt
Management And General	$154,716	ManagementAndGeneralAmt

Other Salaries And Wages OtherSalariesAndWagesGrp

Field	Value	IRS element (for citing)
Total	$1,457,384,293	TotalAmt
Program Services	$1,245,253,880	ProgramServicesAmt
Management And General	$175,447,411	ManagementAndGeneralAmt
Fundraising	$36,683,002	FundraisingAmt

Pension Plan Contributions PensionPlanContributionsGrp

Field	Value	IRS element (for citing)
Total	$63,223,450	TotalAmt
Program Services	$53,335,303	ProgramServicesAmt
Management And General	$8,269,627	ManagementAndGeneralAmt
Fundraising	$1,618,520	FundraisingAmt

Other Employee Benefits OtherEmployeeBenefitsGrp

Field	Value	IRS element (for citing)
Total	$166,976,874	TotalAmt
Program Services	$99,021,029	ProgramServicesAmt
Management And General	$65,681,504	ManagementAndGeneralAmt
Fundraising	$2,274,341	FundraisingAmt

Payroll Taxes PayrollTaxesGrp

Field	Value	IRS element (for citing)
Total	$101,782,487	TotalAmt
Program Services	$85,863,706	ProgramServicesAmt
Management And General	$13,313,149	ManagementAndGeneralAmt
Fundraising	$2,605,632	FundraisingAmt

Fees For Services Legal FeesForServicesLegalGrp

Field	Value	IRS element (for citing)
Total	$31,121,748	TotalAmt
Program Services	$2,500,633	ProgramServicesAmt
Management And General	$28,595,992	ManagementAndGeneralAmt
Fundraising	$25,123	FundraisingAmt

Fees For Services Accounting FeesForServicesAccountingGrp

Field	Value	IRS element (for citing)
Total	$679,588	TotalAmt
Program Services	$20,387	ProgramServicesAmt
Management And General	$659,201	ManagementAndGeneralAmt

Fees For Services Prof Fundraising FeesForServicesProfFundraising

Field	Value	IRS element (for citing)
Total	$651,165	TotalAmt
Fundraising	$651,165	FundraisingAmt

Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp

Field	Value	IRS element (for citing)
Total	$26,655,118	TotalAmt
Management And General	$26,655,118	ManagementAndGeneralAmt

Fees For Services Other FeesForServicesOtherGrp

Field	Value	IRS element (for citing)
Total	$139,317,174	TotalAmt
Program Services	$113,961,445	ProgramServicesAmt
Management And General	$24,556,937	ManagementAndGeneralAmt
Fundraising	$798,792	FundraisingAmt

Advertising AdvertisingGrp

Field	Value	IRS element (for citing)
Total	$4,486,317	TotalAmt
Program Services	$2,979,087	ProgramServicesAmt
Management And General	$1,122,990	ManagementAndGeneralAmt
Fundraising	$384,240	FundraisingAmt

Office Expenses OfficeExpensesGrp

Field	Value	IRS element (for citing)
Total	$116,723,100	TotalAmt
Program Services	$109,462,991	ProgramServicesAmt
Management And General	$6,209,289	ManagementAndGeneralAmt
Fundraising	$1,050,820	FundraisingAmt

Information Technology InformationTechnologyGrp

Field	Value	IRS element (for citing)
Total	$32,447,000	TotalAmt
Program Services	$20,220,066	ProgramServicesAmt
Management And General	$11,933,360	ManagementAndGeneralAmt
Fundraising	$293,574	FundraisingAmt

Royalties RoyaltiesGrp

Field	Value	IRS element (for citing)
Total	$55,954,067	TotalAmt
Program Services	$21,965,167	ProgramServicesAmt
Management And General	$33,988,900	ManagementAndGeneralAmt

Occupancy OccupancyGrp

Field	Value	IRS element (for citing)
Total	$101,119,945	TotalAmt
Program Services	$85,284,952	ProgramServicesAmt
Management And General	$15,567,236	ManagementAndGeneralAmt
Fundraising	$267,757	FundraisingAmt

Travel TravelGrp

Field	Value	IRS element (for citing)
Total	$3,035,472	TotalAmt
Program Services	$2,907,908	ProgramServicesAmt
Management And General	$118,731	ManagementAndGeneralAmt
Fundraising	$8,833	FundraisingAmt

Conferences Meetings ConferencesMeetingsGrp

Field	Value	IRS element (for citing)
Total	$7,508,105	TotalAmt
Program Services	$6,084,198	ProgramServicesAmt
Management And General	$1,217,208	ManagementAndGeneralAmt
Fundraising	$206,699	FundraisingAmt

Interest InterestGrp

Field	Value	IRS element (for citing)
Total	$82,774,513	TotalAmt
Program Services	$47,633,742	ProgramServicesAmt
Management And General	$35,126,867	ManagementAndGeneralAmt
Fundraising	$13,904	FundraisingAmt

Depreciation Depletion DepreciationDepletionGrp

Field	Value	IRS element (for citing)
Total	$276,755,051	TotalAmt
Program Services	$270,112,930	ProgramServicesAmt
Management And General	$6,642,121	ManagementAndGeneralAmt

Insurance InsuranceGrp

Field	Value	IRS element (for citing)
Total	$7,182,870	TotalAmt
Program Services	$4,023,676	ProgramServicesAmt
Management And General	$3,148,505	ManagementAndGeneralAmt
Fundraising	$10,689	FundraisingAmt

Other Expenses OtherExpensesGrp (4 entries)

DescDesc	TotalTotalAmt	Program ServicesProgramServicesAmt	FundraisingFundraisingAmt	Management And GeneralManagementAndGeneralAmt
SUBRECIPIENT PAYMENTS	$172,820,548	$172,820,548
EQUIP RENTAL & MAINTENA	$40,919,665	$40,895,331	$24,334
COST OF GOODS SOLD	$11,952,402	$10,878,752	$2,665	$1,070,985
PRINTING & PUBLICATIONS	$4,588,803	$3,626,254	$544,153	$418,396

All Other Expenses AllOtherExpensesGrp

Field	Value	IRS element (for citing)
Total	-$56,079,133	TotalAmt
Program Services	-$2,839,547	ProgramServicesAmt
Management And General	-$54,672,731	ManagementAndGeneralAmt
Fundraising	$1,433,145	FundraisingAmt

Total Functional Expenses TotalFunctionalExpensesGrp

Field	Value	IRS element (for citing)
Total	$3,270,558,153	TotalAmt
Program Services	$2,797,150,567	ProgramServicesAmt
Management And General	$423,378,059	ManagementAndGeneralAmt
Fundraising	$50,029,527	FundraisingAmt

Savings And Temp Cash Invst SavingsAndTempCashInvstGrp

Field	Value	IRS element (for citing)
BOY	$156,470,790	BOYAmt
EOY	$324,297,393	EOYAmt

Pledges And Grants Receivable PledgesAndGrantsReceivableGrp

Field	Value	IRS element (for citing)
BOY	$413,677,298	BOYAmt
EOY	$445,871,185	EOYAmt

Accounts Receivable AccountsReceivableGrp

Field	Value	IRS element (for citing)
BOY	$137,527,777	BOYAmt
EOY	$145,553,638	EOYAmt

Oth Notes Loans Receivable Net OthNotesLoansReceivableNetGrp

Field	Value	IRS element (for citing)
BOY	$25,636,079	BOYAmt
EOY	$21,495,475	EOYAmt

Inventories For Sale Or Use InventoriesForSaleOrUseGrp

Field	Value	IRS element (for citing)
BOY	$21,795,905	BOYAmt
EOY	$19,412,502	EOYAmt

Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp

Field	Value	IRS element (for citing)
BOY	$32,187,814	BOYAmt
EOY	$138,384,778	EOYAmt

Field	Value	IRS element (for citing)
Land Bldg Equip Cost Or Other Bss	$6,636,567,037	LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec	$3,844,279,149	LandBldgEquipAccumDeprecAmt

Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp

Field	Value	IRS element (for citing)
BOY	$2,828,191,992	BOYAmt
EOY	$2,792,287,888	EOYAmt

Investments Pub Traded Sec InvestmentsPubTradedSecGrp

Field	Value	IRS element (for citing)
BOY	$2,327,892,252	BOYAmt
EOY	$3,558,775,861	EOYAmt

Investments Other Securities InvestmentsOtherSecuritiesGrp

Field	Value	IRS element (for citing)
BOY	$8,305,702,938	BOYAmt
EOY	$12,045,521,709	EOYAmt

Other Assets Total OtherAssetsTotalGrp

Field	Value	IRS element (for citing)
BOY	$1,558,676,079	BOYAmt
EOY	$1,927,211,612	EOYAmt

Total Assets TotalAssetsGrp

Field	Value	IRS element (for citing)
BOY	$15,807,758,924	BOYAmt
EOY	$21,418,812,041	EOYAmt

Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp

Field	Value	IRS element (for citing)
BOY	$419,434,892	BOYAmt
EOY	$533,292,574	EOYAmt

Deferred Revenue DeferredRevenueGrp

Field	Value	IRS element (for citing)
BOY	$214,968,354	BOYAmt
EOY	$222,308,013	EOYAmt

Tax Exempt Bond Liabilities TaxExemptBondLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$379,845,000	BOYAmt
EOY	$371,845,000	EOYAmt

Mortg Notes Pybl Scrd Invst Prop MortgNotesPyblScrdInvstPropGrp

Field	Value	IRS element (for citing)
BOY	$4,988,734	BOYAmt
EOY	$3,307,927	EOYAmt

Unsecured Notes Loans Payable UnsecuredNotesLoansPayableGrp

Field	Value	IRS element (for citing)
BOY	$2,335,827,327	BOYAmt
EOY	$2,290,820,284	EOYAmt

Other Liabilities OtherLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$1,571,255,393	BOYAmt
EOY	$1,447,414,942	EOYAmt

Total Liabilities TotalLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$4,926,319,700	BOYAmt
EOY	$4,868,988,740	EOYAmt

Field	Value	IRS element (for citing)
Organization Follows FASB117	Yes (X)	OrganizationFollowsFASB117Ind

No Donor Restriction Net Assets NoDonorRestrictionNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$4,517,317,546	BOYAmt
EOY	$7,112,788,416	EOYAmt

Donor Restriction Net Assets DonorRestrictionNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$6,364,121,678	BOYAmt
EOY	$9,437,034,885	EOYAmt

Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$10,881,439,224	BOYAmt
EOY	$16,549,823,301	EOYAmt

Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$15,807,758,924	BOYAmt
EOY	$21,418,812,041	EOYAmt

Field	Value	IRS element (for citing)
Info In Schedule O Part XI	Yes (X)	InfoInScheduleOPartXIInd
Reconcilation Revenue Expnss	$1,430,045,930	ReconcilationRevenueExpnssAmt
Net Unrlzd Gains Losses Invst	$3,371,502,961	NetUnrlzdGainsLossesInvstAmt
Other Changes In Net Assets	$866,835,186	OtherChangesInNetAssetsAmt
Info In Schedule O Part XII	Yes (X)	InfoInScheduleOPartXIIInd
Method Of Accounting Accrual	Yes (X)	MethodOfAccountingAccrualInd
Accountant Compile Or Review	0	AccountantCompileOrReviewInd
FS Audited	Yes (1)	FSAuditedInd

FS Audited Basis FSAuditedBasisGrp

Field	Value	IRS element (for citing)
Consolidated Basis Fincl Stmt	Yes (X)	ConsolidatedBasisFinclStmtInd

Field	Value	IRS element (for citing)
Audit Committee	Yes (1)	AuditCommitteeInd
Federal Grant Audit Required	Yes (1)	FederalGrantAuditRequiredInd
Federal Grant Audit Performed	Yes (1)	FederalGrantAuditPerformedInd

Schedule A IRS990ScheduleA

Field	Value	IRS element (for citing)
School	Yes (X)	SchoolInd

Gifts Grants Contri Rcvd170 GiftsGrantsContriRcvd170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$1,508,458,854	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$1,476,290,488	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$1,480,705,479	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$1,566,915,508	CurrentTaxYearMinus1YearAmt
Current Tax Year	$1,644,602,647	CurrentTaxYearAmt
Total	$7,676,972,976	TotalAmt

Total Calendar Year170 TotalCalendarYear170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$1,508,458,854	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$1,476,290,488	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$1,480,705,479	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$1,566,915,508	CurrentTaxYearMinus1YearAmt
Current Tax Year	$1,644,602,647	CurrentTaxYearAmt
Total	$7,676,972,976	TotalAmt

Field	Value	IRS element (for citing)
Substantial Contributors Tot	$2,366,967,162	SubstantialContributorsTotAmt
Public Support Total170	$5,310,005,814	PublicSupportTotal170Amt

Gross Investment Income170 GrossInvestmentIncome170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$168,862,789	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$169,049,549	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$203,730,248	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$162,807,744	CurrentTaxYearMinus1YearAmt
Current Tax Year	$159,171,847	CurrentTaxYearAmt
Total	$863,622,177	TotalAmt

Other Income170 OtherIncome170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$413,002,024	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$592,044,767	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$439,296,466	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$318,402,196	CurrentTaxYearMinus1YearAmt
Current Tax Year	$1,861,866,983	CurrentTaxYearAmt
Total	$3,624,612,436	TotalAmt

Field	Value	IRS element (for citing)
Total Support	$12,165,207,589	TotalSupportAmt
Gross Receipts Rltd Activities	$5,566,984,918	GrossReceiptsRltdActivitiesAmt
Public Support CY170	0.43650	PublicSupportCY170Pct
Public Support PY170	0.71760	PublicSupportPY170Pct
Thirty Thr Pct Suprt Tests CY170	Yes (X)	ThirtyThrPctSuprtTestsCY170Ind

Form990 Schedule A Part VI Form990ScheduleAPartVIGrp

Field	Value	IRS element (for citing)
Form And Line Reference	SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME:	FormAndLineReferenceDesc
Explanation	GAIN/LOSS ON SECURITIES - 2016 AMOUNT: $ 365,675,237. 2017 AMOUNT: $ 554,086,687. 2018 AMOUNT: $ 400,712,460. 2019 AMOUNT: $ 282,550,326. 2020 AMOUNT: $ 1,825,869,704 OTHER REVENUE - 2016 AMOUNT: $ 47,326,787. 2017 AMOUNT: $ 37,958,080. 2018 AMOUNT: $ 38,584,006. 2019 AMOUNT: $ 35,851,870. 2020 AMOUNT: $ 35,997,279.	ExplanationTxt

Schedule B IRS990ScheduleB

Contributor Information ContributorInformationGrp

Field	Value	IRS element (for citing)
Contributor	RESTRICTED	ContributorNum

Contributor Business Name ContributorBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	RESTRICTED	BusinessNameLine1

Contributor US Address ContributorUSAddress

Field	Value	IRS element (for citing)
Address Line1	RESTRICTED	AddressLine1
Address Line2	RESTRICTED	AddressLine2
City	RESTRICTED	City
State	RESTRICTED	State
ZIP Code	RESTRICTED	ZIPCode

Field	Value	IRS element (for citing)
Total Contributions	RESTRICTED	TotalContributionsAmt

Schedule C IRS990ScheduleC

Field	Value	IRS element (for citing)
Volunteers	0	VolunteersInd
Paid Staff Or Management	Yes (1)	PaidStaffOrManagementInd
Media Advertisements	0	MediaAdvertisementsInd
Mailings Members	0	MailingsMembersInd
Publications Or Broadcast	0	PublicationsOrBroadcastInd
Grants Other Organizations	0	GrantsOtherOrganizationsInd
Direct Contact Legislators	Yes (1)	DirectContactLegislatorsInd
Direct Contact Legislators	$248,842	DirectContactLegislatorsAmt
Rallies Demonstrations	0	RalliesDemonstrationsInd
Other Activities	Yes (1)	OtherActivitiesInd
Other Activities	$19,047	OtherActivitiesAmt
Total Lobbying Expenditures	$267,889	TotalLobbyingExpendituresAmt
Not Described Section501c3	0	NotDescribedSection501c3Ind

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	FORM 990, SCHEDULE C, PART II-B	FormAndLineReferenceDesc
Explanation	DUKE UNIVERSITY EMPLOYS STAFF WHO PERFORM SOME LOBBYING ACTIVITIES AS PART OF THEIR JOB RESPONSIBILITIES. THESE SAME EMPLOYEES HAVE AND SOME SENIOR LEADERS OF THE ORGANIZATION MAY HAVE DIRECT CONTACT WITH LEGISLATORS, THEIR STAFFS, AND GOVERNMENT OFFICIALS. DUKE UNIVERSITY PAYS MEMBERSHIP DUES TO OTHER ORGANIZATIONS. PER THE MEMBERSHIP DUES INVOICES, SOME OF THESE ORGANIZATIONS PROVIDE A DISCLOSURE OF LOBBYING PERCENTAGE OF THE DUES RECEIVED.	ExplanationTxt

Schedule D IRS990ScheduleD

Field	Value	IRS element (for citing)
Protection Natural Habitat	Yes (X)	ProtectionNaturalHabitatInd
Total Easements	1	TotalEasementsCnt
Total Acreage	0.21	TotalAcreageCnt
Historic Structure Easements	0	HistoricStructureEasementsCnt
Historic Strctr Easements Aftr	0	HistoricStrctrEasementsAftrCnt
States Easements Held	1	StatesEasementsHeldCnt
Written Policy Monitoring	Yes (1)	WrittenPolicyMonitoringInd
Staff Hours Spent Enforcement	6.00	StaffHoursSpentEnforcementCnt
Expenses Incurred Enforcement	$180	ExpensesIncurredEnforcementAmt
Section170h Rqr Stsfd	Yes (1)	Section170hRqrStsfdInd

Art Public Exhibition Amounts ArtPublicExhibitionAmountsGrp

Field	Value	IRS element (for citing)
Revenues Included	$1,831,125	RevenuesIncludedAmt
Assets Included	$50,373,102	AssetsIncludedAmt

Field	Value	IRS element (for citing)
Collection Used Pub Exhibition	Yes (X)	CollectionUsedPubExhibitionInd
Coll Used Scholarly Rsrch	Yes (X)	CollUsedScholarlyRsrchInd
Collection Used Preservation	Yes (X)	CollectionUsedPreservationInd
Coll Used Loan Or Exch Prog	Yes (X)	CollUsedLoanOrExchProgInd
Solicited Assets Sale	Yes (1)	SolicitedAssetsSaleInd

CY Endwmt Fund CYEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$8,446,092,302	BeginningYearBalanceAmt
Contributions	$179,916,138	ContributionsAmt
Investment Earnings Or Losses	$4,490,240,275	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$103,342,939	GrantsOrScholarshipsAmt
Other Expenditures	$342,917,950	OtherExpendituresAmt
Administrative Expenses	$19,706,838	AdministrativeExpensesAmt
End Year Balance	$12,650,280,988	EndYearBalanceAmt

CY Minus1 Yr Endwmt Fund CYMinus1YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$8,580,756,409	BeginningYearBalanceAmt
Contributions	$386,986,275	ContributionsAmt
Investment Earnings Or Losses	-$41,907,680	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$93,600,293	GrantsOrScholarshipsAmt
Other Expenditures	$366,342,134	OtherExpendituresAmt
Administrative Expenses	$19,800,275	AdministrativeExpensesAmt
End Year Balance	$8,446,092,302	EndYearBalanceAmt

CY Minus2 Yr Endwmt Fund CYMinus2YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$8,497,566,118	BeginningYearBalanceAmt
Contributions	$177,375,334	ContributionsAmt
Investment Earnings Or Losses	$398,470,450	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$91,566,848	GrantsOrScholarshipsAmt
Other Expenditures	$380,223,513	OtherExpendituresAmt
Administrative Expenses	$20,865,132	AdministrativeExpensesAmt
End Year Balance	$8,580,756,409	EndYearBalanceAmt

CY Minus3 Yr Endwmt Fund CYMinus3YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$7,886,329,071	BeginningYearBalanceAmt
Contributions	$117,860,979	ContributionsAmt
Investment Earnings Or Losses	$908,790,366	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$89,041,660	GrantsOrScholarshipsAmt
Other Expenditures	$305,957,313	OtherExpendituresAmt
Administrative Expenses	$20,415,325	AdministrativeExpensesAmt
End Year Balance	$8,497,566,118	EndYearBalanceAmt

CY Minus4 Yr Endwmt Fund CYMinus4YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$6,816,799,085	BeginningYearBalanceAmt
Contributions	$720,600,842	ContributionsAmt
Investment Earnings Or Losses	$758,983,475	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$86,753,679	GrantsOrScholarshipsAmt
Other Expenditures	$303,634,618	OtherExpendituresAmt
Administrative Expenses	$19,666,034	AdministrativeExpensesAmt
End Year Balance	$7,886,329,071	EndYearBalanceAmt

Field	Value	IRS element (for citing)
Board Designated Balance EOY	0.60130	BoardDesignatedBalanceEOYPct
Prmnnt Endowment Balance EOY	0.29970	PrmnntEndowmentBalanceEOYPct
Term Endowment Balance EOY	0.09900	TermEndowmentBalanceEOYPct
Endowments Held Unrelated Org	Yes (1)	EndowmentsHeldUnrelatedOrgInd
Endowments Held Related Org	Yes (1)	EndowmentsHeldRelatedOrgInd
Related Org List Sch R	Yes (1)	RelatedOrgListSchRInd

Land LandGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$35,041,749	OtherCostOrOtherBasisAmt
Book Value	$35,041,749	BookValueAmt

Buildings BuildingsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$4,688,737,949	OtherCostOrOtherBasisAmt
Depreciation	$2,456,681,334	DepreciationAmt
Book Value	$2,232,056,615	BookValueAmt

Leasehold Improvements LeaseholdImprovementsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$330,106,985	OtherCostOrOtherBasisAmt
Depreciation	$211,046,123	DepreciationAmt
Book Value	$119,060,862	BookValueAmt

Equipment EquipmentGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$863,207,136	OtherCostOrOtherBasisAmt
Depreciation	$676,629,112	DepreciationAmt
Book Value	$186,578,024	BookValueAmt

Other Land Buildings OtherLandBuildingsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$719,473,218	OtherCostOrOtherBasisAmt
Depreciation	$499,922,580	DepreciationAmt
Book Value	$219,550,638	BookValueAmt

Field	Value	IRS element (for citing)
Total Book Value Land Buildings	$2,792,287,888	TotalBookValueLandBuildingsAmt

Other Securities OtherSecuritiesGrp (8 entries)

DescDesc	Book ValueBookValueAmt	Method ValuationMethodValuationCd
SHORT TERM INVESTMENTS	$296,575,081	F
US GOVERNMENT SECURITIES	$1,505,393	F
REAL ASSETS	$1,505,375,473	F
PRIVATE CAPITAL	$5,958,580,832	F
HEDGED STRATEGIES	$3,117,485,564	F
OTHER INVESTMENTS	-$40,387,142	F
FIXED INCOME	$739,965,085	F
EQUITIES	$466,421,423	F

Field	Value	IRS element (for citing)
Total Book Value Securities	$12,045,521,709	TotalBookValueSecuritiesAmt

Other Assets Org OtherAssetsOrgGrp (3 entries)

DescDesc	Book ValueBookValueAmt
DEPOSITS WITH BOND TRUSTEE	$4
INTEREST IN PERPETUAL TRUST HELD BY OTHERS	$1,250,836,397
OPERATING LEASE RIGHT-OF-USE ASSET	$676,375,211

Field	Value	IRS element (for citing)
Total Book Value Other Assets	$1,927,211,612	TotalBookValueOtherAssetsAmt

Other Liabilities Org OtherLiabilitiesOrgGrp (9 entries)

DescDesc	AmtAmt
ANNUITY AND SPLIT INTEREST OBLIGATIONS	$69,301,423
POSTRETIREMENT HEALTHCARE BENEFIT OBLIGATIONS	$447,794,714
FUNDS HELD FOR OTHERS	$120,517,962
REFUNDABLE FEDERAL STUDENT LOANS	$17,851,395
CONDITIONAL ASSET RETIREMENT	$34,450,289
INTERNATIONAL LOAN RESERVE	$7,769,521
GENERAL INSURANCE IBNR	$6,833,000
OTHER	$36,170,473
OPERATING LEASE LIABILITY	$706,726,165

Field	Value	IRS element (for citing)
Total Liability	$1,447,414,942	TotalLiabilityAmt

Supplemental Information Detail SupplementalInformationDetail (5 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
PART II, LINE 5:	DUKE FOREST, A DEPARTMENT WITHIN DUKE UNIVERSITY, IS COMMITTED TO PROTECTING THE PURPOSE OF THE CONSERVATION EASEMENT. ACCORDINGLY, A WRITTEN MONITORING PROGRAM WAS DEVELOPED TO MAINTAIN AND PROTECT 12 SIGNIFICANT NATURAL HERITAGE AREAS WITHIN NORTH CAROLINA, INCLUDING THE CONSERVATION EASEMENT NOTED ON SCHEDULE D, PART II. THE POLICY INCLUDES DETAILS ABOUT CONDUCTING AN ONSITE INSPECTION, DOCUMENTING ALL FINDINGS ACCORDING TO A SITE-SPECIFIC MONITORING CHECKLIST. A POST-MONITORING REPORT AND OTHER DOCUMENTATION IS COMPLETED AS NECESSARY. DUKE FOREST STAFF (AND OTHER EXPERTS AS NECESSARY) ARE CONSULTED TO DETERMINE IF STEWARDSHIP EFFORTS ARE NECESSARY TO ENSURE THE PURPOSE OF THE CONSERVATION EASEMENT. WHILE NOT IN THE WRITTEN DOCUMENT, THE INITIAL STEP TAKEN BY DUKE FOREST WOULD BE TO CONTACT THE RESPONSIBLE PARTY TO REQUEST REMEDY OF THE INFRACTION. SUBSEQUENT STEPS WOULD INCLUDE, BUT ARE NOT LIMITED TO CONSULTING WITH UNIVERSITY COUNSEL. THE EASEMENT DOCUMENTS DO NOT INCLUDE THE POLICY AS THE EASEMENT DOCUMENTS WERE CREATED BEFORE THE POLICY DOCUMENT.
PART II, LINE 9:	THE CONSERVATION EASEMENT REPORTED ABOVE WAS NOT INCLUDED IN DUKE UNIVERSITY'S STATEMENT OF ACTIVITIES, BALANCE SHEET, NOR FOOTNOTES TO THE FINANCIAL STATEMENTS.
SCHEDULE D, PART III, LINE 4	ART COLLECTION DUKE UNIVERSITY'S COLLECTION OF ART, INCLUDING THOSE PIECES MAINTAINED IN THE NASHER MUSEUM OF ART AT DUKE UNIVERSITY, FOSTERS THE UNDERSTANDING AND APPRECIATION OF THE VISUAL ARTS BY PROVIDING DIRECT EXPERIENCE WITH ORIGINAL WORKS OF ART SUPPORTED BY A RANGE OF EXHIBITIONS, PROGRAMS AND PUBLICATIONS FOR THE UNIVERSITY AND BROADER COMMUNITY. THE MUSEUM DRAWS ON THE INTELLECTUAL RESOURCES OF THE RESEARCH UNIVERSITY AND SERVES AS A LABORATORY OF THE ARTS DEDICATED TO MULTIDISCIPLINARY APPROACHES TO LEARNING.
SCHEDULE D, PART V, LINE 4	USE OF ENDOWMENT FUNDS THE INTENDED USES OF THE ENDOWMENT FUNDS ARE FOR INSTRUCTION, RESEARCH, LIBRARY AND FINANCIAL AID.
SCHEDULE D, PART X	LIABILITY FOR UNCERTAIN TAX POSITIONS UNDER FASB ASC 740 DUKE UNIVERSITY ADOPTED THE REQUIREMENTS OF FASB ASC 740 AND CONSIDERED ITS TAX POSITION. BASED ON THAT ANALYSIS, THE PROVISIONS OF FASB ASC 740 ARE DEEMED IMMATERIAL TO THE UNIVERSITY'S FINANCIAL STATEMENTS, AND THEREFORE, NO FASB ASC 740 SPECIFIC DISCLOSURES ARE MADE IN THE UNIVERSITY'S AUDITED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED JUNE 30, 2021.

Schedule E IRS990ScheduleE

Field	Value	IRS element (for citing)
Nondiscriminatory Policy Stmt	Yes (1)	NondiscriminatoryPolicyStmtInd
Policy Stmt In Brochures Etc	Yes (1)	PolicyStmtInBrochuresEtcInd
Plcy Pblczd Via Broadcast Media	Yes (1)	PlcyPblczdViaBroadcastMediaInd
Maintain Racial Comp Recs	Yes (1)	MaintainRacialCompRecsInd
Maintain Scholarships Recs	Yes (1)	MaintainScholarshipsRecsInd
Maintain Cpy Of Brochures Etc	Yes (1)	MaintainCpyOfBrochuresEtcInd
Maintain Cpy Of All Sol	Yes (1)	MaintainCpyOfAllSolInd
Discriminate Race Stdnts Rghts	0	DiscriminateRaceStdntsRghtsInd
Discriminate Race Admiss Plcy	0	DiscriminateRaceAdmissPlcyInd
Discriminate Race Emplm Fculty	0	DiscriminateRaceEmplmFcultyInd
Discriminate Race Schs	0	DiscriminateRaceSchsInd
Discriminate Race Educ Plcy	0	DiscriminateRaceEducPlcyInd
Discriminate Race Use Of Fclts	0	DiscriminateRaceUseOfFcltsInd
Discriminate Race Athlt Prog	0	DiscriminateRaceAthltProgInd
Discriminate Race Other Acty	0	DiscriminateRaceOtherActyInd
Government Financial Aid Rcvd	Yes (1)	GovernmentFinancialAidRcvdInd
Government Financial Aid Rvkd	0	GovernmentFinancialAidRvkdInd
Compliance With Rev Proc7550	Yes (1)	ComplianceWithRevProc7550Ind

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc

ExplanationExplanationTxt

FORM 990, SCHEDULE E, LINE 3

EQUAL OPPORTUNITY AND NON DISCRIMINATION STATEMENT DUKE UNIVERSITY AND DUKE UNIVERSITY HEALTH SYSTEM ("DUKE") ARE COMMITTED TO ENCOURAGING AND SUSTAINING A LEARNING AND WORK COMMUNITY FREE FROM DISCRIMINATION, HARASSMENT, AND RELATED MISCONDUCT. DUKE IS COMMITTED TO AN INCLUSIVE COMMUNITY THAT RESPECTS AND VALUES ALL OF ITS MEMBERS, INCLUDING (BUT NOT LIMITED TO) UNDERGRADUATE STUDENTS, GRADUATE AND PROFESSIONAL STUDENTS, POSTDOCTORAL FELLOWS AND MEDICAL RESIDENTS, FACULTY, AND STAFF (INCLUDING HOUSE STAFF). THE OFFICE FOR INSTITUTIONAL EQUITY (OIE) IS RESPONSIBLE FOR ADMINISTERING THE POLICY ON PROHIBITED DISCRIMINATION, HARASSMENT, AND RELATED MISCONDUCT ("POLICY") AND ITS IMPLEMENTING PROCEDURES. THE VICE-PRESIDENT FOR INSTITUTIONAL EQUITY IS DUKE'S DESIGNATED COORDINATOR FOR SECTION 504 OF THE REHABILITATION ACT OF 1973 AND THE AGE DISCRIMINATION ACT OF 1975. THE ASSISTANT VICE-PRESIDENT/DIRECTOR OF TITLE IX COMPLIANCE IS DUKE'S DESIGNATED COORDINATOR FOR TITLE IX OF THE EDUCATION AMENDMENTS OF 1972. THESE OFFICERS MAY BE CONTACTED AT THE OFFICE FOR INSTITUTIONAL EQUITY, SMITH WAREHOUSE, 114 S. BUCHANAN BLVD., BAY 8, DURHAM, NORTH CAROLINA 27708, (919) 684-8222, OIE-HELP@DUKE.EDU. THIS POLICY PROHIBITS DISCRIMINATION AND HARASSMENT ON THE BASIS OF RACE, COLOR, NATIONAL ORIGIN, SEX (INCLUDING PREGNANCY), GENDER, GENDER IDENTITY, GENDER EXPRESSION, SEXUAL ORIENTATION, RELIGION, GENETIC INFORMATION, AGE, DISABILITY, OR VETERAN STATUS (COLLECTIVELY, "PROTECTED STATUS OR "PROTECTED CHARACTERISTICS"); THIS INCLUDES DISCRIMINATION AND HARASSMENT BASED ON THE PERCEPTION OF AN INDIVIDUAL'S PROTECTED STATUS, EVEN IF THAT PERCEPTION IS INCORRECT. IT ALSO PROHIBITS MISCONDUCT RELATED TO PROTECTED STATUS DISCRIMINATION AND HARASSMENT, SPECIFICALLY, RELATIONSHIP VIOLENCE AND STALKING. THE POLICY APPLIES TO THE ADMINISTRATION OF EMPLOYMENT AND EDUCATIONAL POLICIES, PRACTICES, PROGRAMS, AND ACTIVITIES. THE POLICY ALSO PROHIBITS RETALIATION AGAINST AN INDIVIDUAL: (1) WHO FILES A COMPLAINT OR REPORT OF DISCRIMINATION, HARASSMENT, OR RELATED MISCONDUCT; (2) AGAINST WHOM A COMPLAINT IS FILED; (3) WHO PARTICIPATES IN THE REPORTING, INVESTIGATION, OR ADJUDICATION OF POSSIBLE VIOLATIONS OF THIS POLICY; OR (4) WHO ENGAGES IN GOOD FAITH OPPOSITION TO WHAT THE INDIVIDUAL REASONABLY BELIEVES TO BE DISCRIMINATION, HARASSMENT, OR RELATED MISCONDUCT UNDER THIS POLICY. ADDITIONAL INFORMATION, INCLUDING THE COMPLETE TEXT OF THE HARASSMENT POLICY AND APPROPRIATE COMPLAINT PROCEDURES, MAY BE FOUND BY VISITING THE OFFICE FOR INSTITUTIONAL EQUITY'S WEBSITE AT: HTTPS://OIE.DUKE.EDU/. FOR FURTHER INFORMATION ON NOTICE OF NONDISCRIMINATION, YOU CAN CONTACT THE UNIVERSITY OFFICE NOTED ABOVE, OR VISIT HTTPS://WWW.2.ED.GOV/ABOUT/OFFICES/LIST/OCR/INDEX.HTML, FOR THE ADDRESS AND PHONE NUMBER OF THE OFFICE FOR CIVIL RIGHTS, U.S. DEPARTMENT OF EDUCATION, OFFICE THAT SERVES YOUR AREA, OR CALL 1-800-421-3481 DISSEMINATION THE POLICY IS DISTRIBUTED TO ALL MEMBERS OF THE DUKE COMMUNITY. POLICY INFORMATION IS PROVIDED TO NEW EMPLOYEES AT ORIENTATION SESSIONS AND TO UNION OFFICIALS REPRESENTING DUKE EMPLOYEES. THE INFORMATION ABOUT EQUAL OPPORTUNITY EMPLOYMENT IS PUBLISHED IN FACULTY AND STAFF MANUALS AND IS POSTED ON BULLETIN BOARDS THROUGHOUT DESCRIBED IN VARIOUS LITERATURE DISTRIBUTED BY DUKE. NONDISCRIMINATION CLAUSES ARE INCLUDED IN ALL UNION AGREEMENTS AND ALL SUCH CONTRACTUAL PROVISIONS ARE REVIEWED TO ENSURE THAT THEY ARE NONDISCRIMINATORY [41 CFR 60-300.44(F)(G) & 41 CFR 60-741.44(F)(G)]. RECRUITING ADVERTISEMENTS STATE THAT DUKE UNIVERSITY IS AN EQUAL OPPORTUNITY/AFFIRMATIVE ACTION EMPLOYER. PURSUANT TO REGULATIONS, ALL DUKE PURCHASE ORDERS, LEASES, AND CONTRACTS INCORPORATE THE FOLLOWING EQUAL OPPORTUNITY CLAUSE SETTING FORTH THE DUKE'S EXPECTATIONS: THE CONTRACTOR AND SUBCONTRACTOR SHALL ABIDE BY THE REQUIREMENTS OF 41 CFR 60-1.4(A), 60-300.5(A) AND 60-741.5(A). THESE REGULATIONS PROHIBIT DISCRIMINATION AGAINST QUALIFIED INDIVIDUALS BASED ON THEIR STATUS AS PROTECTED VETERANS OR INDIVIDUALS WITH DISABILITIES, AND PROHIBIT DISCRIMINATION AGAINST ALL INDIVIDUALS BASED ON THEIR RACE, COLOR, RELIGION, SEX, SEXUAL ORIENTATION, GENDER IDENTITY OR NATIONAL ORIGIN. MOREOVER, THESE REGULATIONS REQUIRE THAT COVERED PRIME CONTRACTORS AND SUBCONTRACTORS TAKE AFFIRMATIVE ACTION TO EMPLOY AND ADVANCE IN EMPLOYMENT INDIVIDUALS WITHOUT REGARD TO RACE, COLOR, RELIGION, SEX, SEXUAL ORIENTATION, GENDER IDENTITY, GENDER EXPRESSION, NATIONAL ORIGIN, DISABILITY OR VETERAN STATUS. PUBLICATIONS AND OTHER DUKE MATERIALS REPRESENT ALL INDIVIDUALS, REGARDLESS OF DEMOGRAPHIC PROFILE AND INCLUDE SPECIAL CONSIDERATION OF PERSONS THAT CLAIM DISABILITY OR VETERAN STATUS. RECRUITING ADVERTISEMENTS STATE THAT DUKE IS AN EQUAL OPPORTUNITY/AFFIRMATIVE ACTION EMPLOYER. AN EXPANDED STATEMENT TO CONVEY DUKE'S COMMITMENT TO DIVERSITY AND INCLUSION IS INCLUDED IN DOCUMENTS AND POSITION DESCRIPTIONS.

FORM 990, SCHEDULE E, LINE 6

EXPLANATION OF GOVERNMENT FINANCIAL AID IN FUTHERANCE OF ITS EDUCATIONAL MISSIONS, DUKE UNIVERSITY ADMINISTERS FUNDS IN SUPPORT OF ITS UNDERGRADUATE AND GRADUATE STUDENTS. THESE FUNDS INCLUDE FINANCIAL AID PROGRAMS SUCH AS FEDERAL COLLEGE WORK STUDY, FEDERAL DIRECT LOAN PROGRAM FUNDS, FEDERAL PELL GRANT FUNDS, FEDERAL SEOG FUNDS, MEDICAL PROFESSION LOANS, FEDERAL NURSING LOANS, AND FEDERAL PLUS, ETC. ADDITIONAL STUDENT FINANCIAL AID IS RECEIVED IN THE FORM OF FELLOWSHIP SUPPORT FROM A VARIETY OF FEDERAL AGENCIES, INCLUDING NIH UNDER ITS INDIVIDUAL AND GRADUATE FELLOWSHIP PROGRAMS. IN ADDITION, DUKE UNIVERSITY RECEIVES COOPERATIVE AGREEMENTS FOR BOTH RESEARCH AND EDUCATIONAL PROGRAMS. ALTHOUGH THIS SUPPORT COMES FROM A WIDE VARIETY OF FEDERAL AGENCIES, THE NATIONAL INSTITUTE OF HEALTH, THE NATIONAL SCIENCE FOUNDATION, THE DEPARTMENT OF DEFENSE, AND THE DEPARTMENT OF ENERGY PROVIDE THE MAJORITY OF GRANTS AND COOPERATIVE AGREEMENTS.

Schedule F IRS990ScheduleF

Field	Value	IRS element (for citing)
Grant Records Maintained	Yes (1)	GrantRecordsMaintainedInd

Account Activities Outside US AccountActivitiesOutsideUSGrp (25 entries)

RegionRegionTxt	OfficesOfficesCnt	EmployeeEmployeeCnt	Type Of Activities ConductedTypeOfActivitiesConductedTxt	Specific Services ProvidedSpecificServicesProvidedTxt	Region Total ExpendituresRegionTotalExpendituresAmt
CENTRAL AMERICA AND THE CARIBBEAN	0	0	PROGRAM SERVICES	RESEARCH	$128,000
EAST ASIA AND THE PACIFIC	0	0	GRANTMAKING		$5,611,000
EAST ASIA AND THE PACIFIC	0	0	PROGRAM SERVICES	EDUCATION	$178,000
EAST ASIA AND THE PACIFIC	0	0	PROGRAM SERVICES	RESEARCH	$6,461,000
EAST ASIA AND THE PACIFIC	0	0	PROGRAM SERVICES	STUDY ABROAD	$54,000
EUROPE	0	0	GRANTMAKING		$85,000
EUROPE	0	0	PROGRAM SERVICES	EDUCATION	$89,000
EUROPE	0	0	PROGRAM SERVICES	RESEARCH	$5,978,000
EUROPE	1	3	PROGRAM SERVICES	STUDY ABROAD	$326,000
EUROPE	0	0	SEMINAR		$72,000
MIDDLE EAST AND NORTH AFRICA	0	0	PROGRAM SERVICES	RESEARCH	$118,000
NORTH AMERICA	0	0	GRANTMAKING		$24,000
NORTH AMERICA	0	0	PROGRAM SERVICES	RESEARCH	$6,157,000
NORTH AMERICA	0	0	SEMINAR		$2,000
RUSSIA	0	0	PROGRAM SERVICES	RESEARCH	$19,000
SOUTH AMERICA	0	0	GRANTMAKING		$9,000
SOUTH AMERICA	0	0	PROGRAM SERVICES	RESEARCH	$430,000
SOUTH AMERICA	0	0	SEMINAR		$1,000
SOUTH ASIA	0	0	PROGRAM SERVICES	EDUCATION	$147,000
SOUTH ASIA	0	0	PROGRAM SERVICES	RESEARCH	$650,000
SUB-SAHARAN AFRICA	0	0	GRANTMAKING		$10,000
SUB-SAHARAN AFRICA	0	0	PROGRAM SERVICES	EDUCATION	$4,000
SUB-SAHARAN AFRICA	0	0	PROGRAM SERVICES	RESEARCH	$2,740,000
SUB-SAHARAN AFRICA	0	0	PROGRAM SERVICES	STUDY ABROAD	$43,000
SUB-SAHARAN AFRICA	0	0	SEMINAR		$6,000

Field	Value	IRS element (for citing)
Subtotal Offices	0	SubtotalOfficesCnt
Subtotal Employees	0	SubtotalEmployeesCnt
Continuation Total Office	1	ContinuationTotalOfficeCnt
Continuation Total Employee	3	ContinuationTotalEmployeeCnt
Total Office	1	TotalOfficeCnt
Total Employee	3	TotalEmployeeCnt
Subtotal Spent	$18,584,000	SubtotalSpentAmt
Continuation Spent	$10,758,000	ContinuationSpentAmt
Total Spent	$29,342,000	TotalSpentAmt

Grants To Org Outside US GrantsToOrgOutsideUSGrp

Field	Value	IRS element (for citing)
Region	EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA,	RegionTxt
Purpose Of Grant	GENERAL SUPPORT	PurposeOfGrantTxt
Cash Grant	$5,560,280	CashGrantAmt
Manner Of Cash Disbursement	WIRE	MannerOfCashDisbursementTxt

Field	Value	IRS element (for citing)
Total501c3 Org	0	Total501c3OrgCnt
Total Other Org	1	TotalOtherOrgCnt

Foreign Individuals Grants ForeignIndividualsGrantsGrp (12 entries)

Type Of AssistanceTypeOfAssistanceTxt	RegionRegionTxt	RecipientRecipientCnt	Cash GrantCashGrantAmt	Manner Of Cash DisbursementMannerOfCashDisbursementTxt
FRITZ LONDON PRIZE	EAST ASIA AND THE PACIFIC	1	$15,468	WIRE
YAGE PRIZE	EAST ASIA AND THE PACIFIC	14	$35,682	WIRE
FRITZ LONDON PRIZE	EUROPE	1	$15,468	WIRE
LAW SCHOOL FELLOWSHIP-RINA KIKA	EUROPE	1	$55,000	WIRE
MELOSH AWARD	EUROPE	1	$773	WIRE
RESEARCH FELLOWSHIP-ABROAD	EUROPE	2	$12,000	WIRE
TUITION GRANT	NORTH AMERICA	1	$17,088	WIRE
RESEARCH AWARD	NORTH AMERICA	1	$5,000	WIRE
VIRTUAL TRAINEE AWARD MISC	NORTH AMERICA	1	$400	WIRE
YAGE PRIZE	NORTH AMERICA	1	$1,605	WIRE
DGHI ARTIFICIAL INTELLIGENCE AWARD	SOUTH AMERICA	3	$9,000	WIRE
TUITION GRANT	SUB-SAHARAN AFRICA	3	$6,372	WIRE

Field	Value	IRS element (for citing)
Transfer To Foreign Corp	0	TransferToForeignCorpInd
Interest In Foreign Trust	0	InterestInForeignTrustInd
Foreign Corp Ownership	Yes (1)	ForeignCorpOwnershipInd
Passive Foreign Investmest Co	0	PassiveForeignInvestmestCoInd
Foreign Partnership	0	ForeignPartnershipInd
Boycott Countries	Yes (1)	BoycottCountriesInd

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc

ExplanationExplanationTxt

PART III ACCOUNTING METHOD:

SCHEDULE F, PART I, LINE 2:

PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS OUTSIDE THE UNITED STATES DUKE UNIVERSITY PERIODICALLY APPROVES GRANTS AND TRANSFERS GRANT FUNDS TO SEVERAL ORGANIZATIONS OUTSIDE THE UNITED STATES. IN PARTICULAR FOR SUBGRANT RECIPIENTS, A SERIES OF INTERNAL CONTROLS HAVE BEEN ESTABLISHED WHICH INCLUDE DETERMINATION OF WHETHER AN AUDIT WILL BE REQUIRED. DUKE UNIVERSITY HAS ESTABLISHED A DETAILED AND COMPETITIVE APPLICATION PROCESS WHICH ENSURES PROPER PURPOSE AND USE OF THESE GRANT FUNDS PRIOR TO ENGAGEMENT. FOLLOWING THE PROCUREMENT PROCESS, DUKE UNIVERSITY MONITORS SUBSEQUENT BILLING AND PERFORMANCE OF THE GRANT RECIPIENTS. INVOICES MUST BE SUBMITTED ACCORDING TO THE TERMS AND CONDITIONS WHICH MIRROR THE TERMS AND CONDITIONS OF THE ULTIMATE GRANTOR. PRIOR TO PAYMENT, CENTRALIZED DEPARTMENTS REVIEW DOCUMENTATION TO ENSURE THE EXPENSES ARE ALLOWABLE WITHIN THE TERMS OF THE GRANT. ULTIMATELY, THE ORGANIZATIONS AWARDED THESE GRANT FUNDS MUST MONITOR THE APPROPRIATE DISTRIBUTION OF THESE GRANT FUNDS IN THE ORDINARY COURSE OF BUSINESS AND REPORT SUCH INFORMATION TO DUKE UNIVERSITY.

Schedule G IRS990ScheduleG

Field	Value	IRS element (for citing)
Mail Solicitations	Yes (X)	MailSolicitationsInd
Email Solicitations	Yes (X)	EmailSolicitationsInd
Phone Solicitations	Yes (X)	PhoneSolicitationsInd
In Person Solicitations	Yes (X)	InPersonSolicitationsInd
Solicitation Of Non Govt Grants	Yes (X)	SolicitationOfNonGovtGrantsInd
Solicitation Of Govt Grants	Yes (X)	SolicitationOfGovtGrantsInd
Special Fundraising Events	Yes (X)	SpecialFundraisingEventsInd
Agrmt Prof Fundraising Acty	Yes (1)	AgrmtProfFundraisingActyInd

Fundraiser Activity Info FundraiserActivityInfoGrp (10 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	ActivityActivityTxt	Fundraiser Control Of FundsFundraiserControlOfFundsInd	Gross ReceiptsGrossReceiptsAmt	Retained By ContractorRetainedByContractorAmt	Net To OrganizationNetToOrganizationAmt
TWO BY FOUR LTD
SEE PART IV FOR ADDRESS	TORRANCE	CA	90503	FUNDRAISING RELATED MARKETING & ADVERTISING	0	$0	$0	$248,192
GRENZEBACH GLIER & ASSOCIATES
SEE PART IV FOR ADDRESS	CHICAGO	IL	60611	FUNDRAISING CONSULTING, STRATEGIC PLANNING, COMMU.	0	$0	$0	$52,500
PROTOPIA TECHNOLOGY INC
SEE PART IV FOR ADDRESS	RALEIGH	NC	27603	FUNDRAISING CONSULTING, STRATEGIC PLANNING, COMMU.	0	$0	$0	$47,000
COPPER REEF ENTERPRISES
SEE PART IV FOR ADDRESS	CARLSBAD	CA	92009	FUNDRAISING CONSULTING, STRATEGIC PLANNING, COMMU.	0	$0	$0	$45,000
SAVAS LABS INC
SEE PART IV FOR ADDRESS	RALEIGH	NC	27603	FUNDRAISING CONSULTING, STRATEGIC PLANNING, COMMU.	0	$0	$0	$35,000
ORACLE AMERICA INC
SEE PART IV FOR ADDRESS	REDWOOD SHORES	CA	94065	FUNDRAISING RELATED DATABASE DEVELOPMENT	0	$0	$0	$32,112
MARTS & LUNDY
SEE PART IV FOR ADDRESS	LYNDHURST	NJ	07071	FUNDRAISING CONSULTING, STRATEGIC PLANNING, COMMU.	0	$0	$0	$30,000
BLACKBAUD INC
SEE PART IV FOR ADDRESS	CHARLESTON	SC	29492	FUNDRAISING RELATED WEBSITE DEVELOPMENT	0	$0	$0	$29,940
QUICKBROWNFOX STUDIO LLC
SEE PART IV FOR ADDRESS	DURHAM	NC	27701	FUNDRAISING RELATED GRAPHIC DESIGN & PHOTOGRAPHY	0	$0	$0	$21,560
JEFFREY FOORMAN MCCOLLOCH
SEE PART IV FOR ADDRESS	MENLO PARK	CA	94025	FUNDRAISING CONSULTING, STRATEGIC PLANNING, COMMU.	0	$0	$0	$17,000

Field	Value	IRS element (for citing)
Total Net To Organization	$558,304	TotalNetToOrganizationAmt
Licensed States	AL	LicensedStatesCd
Licensed States	AK	LicensedStatesCd
Licensed States	AR	LicensedStatesCd
Licensed States	CA	LicensedStatesCd
Licensed States	CO	LicensedStatesCd
Licensed States	CT	LicensedStatesCd
Licensed States	DC	LicensedStatesCd
Licensed States	FL	LicensedStatesCd
Licensed States	GA	LicensedStatesCd
Licensed States	HI	LicensedStatesCd
Licensed States	IL	LicensedStatesCd
Licensed States	KS	LicensedStatesCd
Licensed States	KY	LicensedStatesCd
Licensed States	ME	LicensedStatesCd
Licensed States	MD	LicensedStatesCd
Licensed States	MA	LicensedStatesCd
Licensed States	MI	LicensedStatesCd
Licensed States	MN	LicensedStatesCd
Licensed States	MS	LicensedStatesCd
Licensed States	NH	LicensedStatesCd
Licensed States	NJ	LicensedStatesCd
Licensed States	NM	LicensedStatesCd
Licensed States	NY	LicensedStatesCd
Licensed States	NC	LicensedStatesCd
Licensed States	ND	LicensedStatesCd
Licensed States	OH	LicensedStatesCd
Licensed States	OK	LicensedStatesCd
Licensed States	OR	LicensedStatesCd
Licensed States	PA	LicensedStatesCd
Licensed States	RI	LicensedStatesCd
Licensed States	SC	LicensedStatesCd
Licensed States	TN	LicensedStatesCd
Licensed States	UT	LicensedStatesCd
Licensed States	VA	LicensedStatesCd
Licensed States	WA	LicensedStatesCd
Licensed States	WV	LicensedStatesCd
Licensed States	WI	LicensedStatesCd

Fundraising Event Information FundraisingEventInformationGrp

Field	Value	IRS element (for citing)
Event1	CMN	Event1Nm
Gross Receipts Event1	$2,154,885	GrossReceiptsEvent1Amt
Charitable Contri Event1	$2,154,885	CharitableContriEvent1Amt
Other Direct Expenses Event1	$353,088	OtherDirectExpensesEvent1Amt
Event2	RADIOTHON	Event2Nm
Gross Receipts Event2	$423,723	GrossReceiptsEvent2Amt
Charitable Contri Event2	$423,703	CharitableContriEvent2Amt
Gross Revenue Event2	$20	GrossRevenueEvent2Amt
Other Direct Expenses Event2	$13,685	OtherDirectExpensesEvent2Amt
Other Events Total	5	OtherEventsTotalCnt
Gross Receipts Other Events	$179,417	GrossReceiptsOtherEventsAmt
Charitable Contri Other Events	$141,503	CharitableContriOtherEventsAmt
Gross Revenue Other Events	$37,914	GrossRevenueOtherEventsAmt
Non Cash Prizes Other Events	$26,623	NonCashPrizesOtherEventsAmt
Food And Beverage Other Events	$9,626	FoodAndBeverageOtherEventsAmt
Oth Direct Expnss Other Events	$5,148	OthDirectExpnssOtherEventsAmt
Gross Receipts Total	$2,758,025	GrossReceiptsTotalAmt
Charitable Contributions Tot	$2,720,091	CharitableContributionsTotAmt
Gross Revenue Total Events	$37,934	GrossRevenueTotalEventsAmt
Non Cash Prizes Total Events	$26,623	NonCashPrizesTotalEventsAmt
Food And Beverage Total Events	$9,626	FoodAndBeverageTotalEventsAmt
Oth Direct Expnss Total Events	$371,921	OthDirectExpnssTotalEventsAmt
Direct Expense Summary Events	$408,170	DirectExpenseSummaryEventsAmt
Net Income Summary	-$370,236	NetIncomeSummaryAmt

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc

ExplanationExplanationTxt

SCHEDULE G, PART I, LINE 2B, LIST OF TEN HIGHEST PAID FUNDRAISERS:

(I) NAME OF FUNDRAISER: TWO BY FOUR LTD (I) ADDRESS OF FUNDRAISER: 10 N DEARBORN ST, CHICAGO, IL 60602 (I) NAME OF FUNDRAISER: GRENZEBACH GLIER & ASSOCIATES (I) ADDRESS OF FUNDRAISER: 401 N. MICHIGAN AVE, CHICAGO, IL 60611 (I) NAME OF FUNDRAISER: PROTOPIA TECHNOLOGY INC (I) ADDRESS OF FUNDRAISER: 310 S HARRINGTON ST, RALEIGH, NC 27603 (I) NAME OF FUNDRAISER: COPPER REEF ENTERPRISES (I) ADDRESS OF FUNDRAISER: 6965 EL CAMINO REAL, CARLSBAD, CA 92009 (I) NAME OF FUNDRAISER: SAVAS LABS INC (I) ADDRESS OF FUNDRAISER: 1 GLENWOOD AVE, RALEIGH, NC 27603 (I) NAME OF FUNDRAISER: ORACLE AMERICA INC (I) ADDRESS OF FUNDRAISER: 500 ORACLE PKWY, REDWOOD SHORES, CA 94065 (I) NAME OF FUNDRAISER: MARTS & LUNDY (I) ADDRESS OF FUNDRAISER: 160 CHUBB AVE #303, LYNDHURST, NJ 07071 (I) NAME OF FUNDRAISER: BLACKBAUD INC (I) ADDRESS OF FUNDRAISER: 200 DANIEL ISLAND DR, CHARLESTON, SC 29492 (I) NAME OF FUNDRAISER: QUICKBROWNFOX STUDIO LLC (I) ADDRESS OF FUNDRAISER: 401 W MARKHAM AVE, DURHAM, NC 27701 (I) NAME OF FUNDRAISER: JEFFREY FOORMAN MCCOLLOCH (I) ADDRESS OF FUNDRAISER: 21 CAMPBELL LANE, MENLO PARK, CA 94025

SCHEDULE G, LINE 2(B), COLUMN (V)

DUKE UNIVERSITY ENTERS INTO AGREEMENTS WITH ENTITIES OR INDIVIDUALS LISTED ON SCHEDULE G, PART I, LINE 2(B), COLUMNS (I-V). THE AGREEMENTS PROVIDE THAT THE PAYMENT FOR REIMBURSEMENT OF SUCH EXPENSES WILL BE ISSUED IN ADDITION TO THE FEE FOR SERVICES RENDERED. THERE ARE NO AGREEMENTS THAT PROVIDE EXCLUSIVELY FOR EXPENSES, BUT NOT FOR PROFESSIONAL FUNDRAISING SERVICES.

Schedule I IRS990ScheduleI

Field	Value	IRS element (for citing)
Grant Records Maintained	Yes (1)	GrantRecordsMaintainedInd

Recipient Table RecipientTable (71 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	Recipient EINRecipientEIN	IRC SectionIRCSectionDesc	Cash GrantCashGrantAmt	Purpose Of GrantPurposeOfGrantTxt	Non Cash AssistanceNonCashAssistanceAmt	Valuation Method UsedValuationMethodUsedDesc	Non Cash AssistanceNonCashAssistanceDesc
AMERICAN MATHEMATICAL SOCIETY
PO BOX 6248	PROVIDENCE	RI	029042213	050264797	501(C)(3)	$6,476	GENERAL SUPPORT
BELIEVERS UNITED FOR PROGRESS
PO BOX 15666	DURHAM	NC	27704	352292442	501(C)(3)	$10,000	COVID RELIEF
BIKE DURHAM
PO BOX 25236	DURHAM	NC	27702	465356944	501(C)(3)	$10,497	COMMUNITY SUPPORT	$2,200	FMV	BICYCLES
BIRCHWOOD LEARNING CENTER INC
416 WALTON ST	DURHAM	NC	27703	562062834	501(C)(3)	$10,000	COVID RELIEF
BOOK HARVEST
2501 UNIVERSITY DR	DURHAM	NC	27707	452610533	501(C)(3)	$9,996	COMMUNITY SUPPORT
BOYS & GIRLS CLUBS OF THE COAST
621 WEST FIRE TOWER RD	WINTERVILLE	NC	28590	560927694	501(C)(3)	$15,000	COVID RELIEF
BOYS AND GIRLS CLUB OF DURHAM
1010 MLK PARKWAY	DURHAM	NC	27713	566001906	501(C)(3)	$9,500	COVID RELIEF
BYP100 EDUCATION FUND
239 E 51 ST	CHICAGO	IL	60615	810975889	501(C)(3)	$5,854	GENERAL SUPPORT
CAMPAIGN 4 CHANGE
PO BOX 3355	DURHAM	NC	27702	260096724	501(C)(3)	$5,250	COMMUNITY SUPPORT
CARING HOUSE INC
2625 PICKETT RD	DURHAM	NC	277055603	561647154	501(C)(3)	$7,200	GENERAL SUPPORT
CHANGING A GENERATION MINISTRY
PO BOX 1061	DURHAM	NC	27702	562263962	501(C)(3)	$10,000	COVID RELIEF
CHARLOTTE MECKLENBURG
310 N TRYON STREET	CHARLOTTE	NC	28202	461172548	501(C)(3)	$15,000	GENERAL SUPPORT
CHILD CARE SERVICES ASSOCIATION
PO BOX 901	CHAPEL HILL	NC	27514	561514058	501(C)(3)	$13,190	COVID RELIEF
CHURCH OF THE INCARNATION
3966 MCKINNEY AVE	DALLAS	TX	75204	750808771	501(C)(3)	$9,000	SPONSORSHIP
CHURCH WORLD SERVICE INC
112 S DUKE ST SUITE 4B	DURHAM	NC	27701	134080201	501(C)(3)	$10,000	COVID RELIEF
COLUMBIA UNIVERSITY
PO BOX 1523	NEW YORK	NY	10008	135598093	501(C)(3)	$50,000	SPONSORSHIP
COMMUNITIES IN PARTNERSHIP
PO BOX 11247	DURHAM	NC	27703	475567396	501(C)(3)	$8,300	COMMUNITY SUPPORT
CROHNS & COLITIS FOUNDATION
1100 S MINT ST SUITE 204	CHARLOTTE	NC	28203	136193105	501(C)(3)	$6,000	GENERAL SUPPORT
DURHAM ARTS COUNCIL INC
120 MORRIS ST	DURHAM	NC	277013242	560599829	501(C)(3)	$5,500	GENERAL SUPPORT
DURHAM CHILDRENS INITIATIVE
2101 ANGIER AVE 200	DURHAM	NC	27703	320263133	501(C)(3)	$28,833	COMMUNITY SUPPORT
DURHAM COMMUNITY LAND TRUSTEES
1208 W CHAPEL HILL ST	DURHAM	NC	27701	561203878	501(C)(3)	$127,970	COMMUNITY SUPPORT
DURHAM PUBLIC SCHOOLS FOUNDATION
411 W CHAPEL HILL ST C2	DURHAM	NC	27701	822803464	501(C)(3)	$461,500	COMMUNITY SUPPORT
DURHAM RESCUE MISSION
PO BOX 11858	DURHAM	NC	27703	581482590	501(C)(3)	$25,000	COVID RELIEF
DURHAM ROTARY CLUB
PO BOX 51572	DURHAM	NC	277171572	560862536	501(C)(4)	$6,694	GENERAL SUPPORT
EL FUTURO INC
2020 E CHAPEL HILL ROAD SUITE	DURHAM	NC	27707	800122334	501(C)(3)	$13,500	GENERAL SUPPORT
ELLERBE CREEK WATERSHED ASSOCIATION
331 W MAIN ST STE 505	DURHAM	NC	27701	562123874	501(C)(3)	$9,000	COMMUNITY SUPPORT
EMILY KRZYZEWSKI FAMILY LIFE CENTER
904 W CHAPEL HILL ST	DURHAM	NC	27701	562230469	501(C)(3)	$201,000	COMMUNITY SUPPORT
ETV ENDOWMENT OF SOUTH CAROLINA
401 E KENNEDY ST SUITE B-1	SPARTANBURG	SC	29302	570657549	501(C)(3)	$7,500	GENERAL SUPPORT
FIRST PRESBYTERIAN CHURCH OF DURHAM
305 E MAIN ST	DURHAM	NC	27701	560563131	501(C)(3)	$10,000	COVID RELIEF
HABITAT FOR HUMANITY OF DURHAM
215 N CHURCH ST	DURHAM	NC	27701	581674794	501(C)(3)	$175,000	COMMUNITY SUPPORT
HEALTHY KIDS BRIGHTER FUTURE INC
PO BOX 382	BRUNSWICK	ME	04011	043506482	501(C)(3)	$100,000	GENERAL SUPPORT
HOUSING FOR NEW HOPE INC
18 W COLONY PLACE SUITE 250	DURHAM	NC	27705	582089068	501(C)(3)	$5,250	GENERAL SUPPORT
IGLESIA PRESBITERIANA EMANUEL
2504 N ROXBORO ST	DURHAM	NC	27704	814597593	501(C)(3)	$10,000	COVID RELIEF
JOHNSON C SMITH UNIVERSITY
100 BEATTIES FORD RD	CHARLOTTE	NC	28216	250983069	501(C)(3)	$15,000	GENERAL SUPPORT
JUBILEE HOME
404 E UMSTEAD ST	DURHAM	NC	27707	461954060	501(C)(3)	$7,740	GENERAL SUPPORT
KRAMDEN INSTITUTE
4915 PROSPECTUS DRIVE	DURHAM	NC	27713	743108814	501(C)(3)	$1,000	COMMUNITY SUPPORT	$78,650	FMV	COMPUTERS
LIFE SKILLS FOUNDATION
PO BOX 51129	DURHAM	NC	27712	203676000	501(C)(3)	$6,000	COVID RELIEF
MARTIN METHODIST COLLEGE
433 W MADISON ST	PULASKI	TN	38478	620483210	501(C)(3)	$12,000	GENERAL SUPPORT
MUSEUM OF THE NEW SOUTH INC
200 E 7TH ST ATTN EDUC DEPT	CHARLOTTE	NC	28202	561748648	501(C)(3)	$15,000	GENERAL SUPPORT
NATIONAL ALLIANCE OF AFRICAN AMERICAN ATHLETES
PO BOX 435	SEVERN	MD	21144	251612666	501(C)(3)	$10,000	SPONSORSHIP
NC ALBERT SCHWEITZER FELLOWSHIP
PO BOX 1636	DAVIDSON	NC	28036	822682491	501(C)(3)	$33,000	GENERAL SUPPORT
NEHEMIAH CHRISTIAN CENTER CHURCH
514 N MANGUM ST	DURHAM	NC	27701	561943711	501(C)(3)	$8,500	COVID RELIEF
OPEN LIBRARY FOUNDATION
701 CATHEDRAL RD 45-253	PHILADELPHIA	PA	191282111	814396672	501(C)(3)	$5,100	GENERAL SUPPORT
PAULI MURRAY CENTER FOR HISTORY AND SOCIAL JUSTICE
PO BOX 541	DURHAM	NC	27702	454926223	501(C)(3)	$11,286	COMMUNITY SUPPORT
PROJECT ACCESS OF DURHAM COUNTY
4206 N ROXBORO ST STE 100	DURHAM	NC	27704	261925378	501(C)(3)	$5,260	COVID RELIEF
PUBLIC LIBRARY OF CHARLOTTE & MECKLENBURG COUNTY
310 N TRYON ST	CHARLOTTE	NC	28202	566018623		$130,000	GENERAL SUPPORT
REBUILDING TOGETHER OF THE TRIANGLE
200 TRANS AIR DR 200	MORRISVILLE	NC	27560	561955629	501(C)(3)	$35,000	COVID RELIEF
REINVESTMENT PARTNERS
PO BOX 1929	DURHAM	NC	277021929	311587628	501(C)(3)	$32,500	COMMUNITY SUPPORT
RELEASED WOMENS MINISTRY
15 MANSON PLACE	DURHAM	NC	27703	461872852	501(C)(3)	$10,000	COVID RELIEF
SCOTT CARTER FOUNDATION
PO BOX 700448	TULSA	OK	741700448	731437230	501(C)(3)	$20,000	COMMUNITY SUPPORT
SENIOR PHARMASSIST INC
406 RIGSBEE AVE STE 201	DURHAM	NC	277012186	562084639	501(C)(3)	$11,463	GENERAL SUPPORT
SLICE 325
8231 HEMPSHIRE PLACE 103	RALEIGH	NC	27613	371847680	501(C)(3)	$8,600	COVID RELIEF
SOUTHEASTERN EFFORTS DEVELOPING
706 GILBERT ST	DURHAM	NC	27701	561876445	501(C)(3)	$6,000	COVID RELIEF
SOUTHSIDE CHURCH OF CHRIST
800 ELMIRA AVE	DURHAM	NC	27707	561446615	501(C)(3)	$7,300	COVID RELIEF
SPECIAL OLYMPICS OF NORTH CAROLINA
2200 GATEWAY CENTRE BLVD STE 2	MORRISVILLE	NC	27560	561149607	501(C)(3)	$39,273	GENERAL SUPPORT
ST JOSEPHS HISTORIC FOUNDATION
804 OLD FAYETTEVILLE ST	DURHAM	NC	27701	561152267	501(C)(3)	$5,910	GENERAL SUPPORT
STANDUP SPEAK OUT OF NC
PO BOX 71532	DURHAM	NC	27722	272331305	501(C)(3)	$10,000	COVID RELIEF
STEPUP DURHAM
112 BROADWAY ST SUITE B	DURHAM	NC	27701	474578727	501(C)(3)	$34,200	COMMUNITY SUPPORT
SWINGPAL INC
PO BOX 2994	DURHAM	NC	27701	274234469	501(C)(3)	$6,740	COVID RELIEF
THRESHOLD
PO BOX 11706	DURHAM	NC	27703	561458745	501(C)(3)	$25,000	COVID RELIEF
TRANSFORMATION LAB INC
7911 FORT HUNT RD	ALEXANDRIA	VA	22308	863381302		$150,000	GENERAL SUPPORT
TRIANGLE NONPROFIT & VOLUNTEER
PO BOX 3374	DURHAM	NC	27702	237128378	501(C)(3)	$6,440	COMMUNITY SUPPORT
TROSA INC
1820 JAMES ST	DURHAM	NC	277072024	561861158	501(C)(3)	$15,000	COVID RELIEF	$107,095	FMV	FURNITURE
UNITED STATES FUND FOR UNICEF
125 MAIDEN LANE 10TH FLOOR	NEW YORK	NY	10038	131760110	501(C)(3)	$26,316	GENERAL SUPPORT
UNITED WAY OF THE GREATER TRIANGLE
PO BOX 110583	DURHAM	NC	27709	561949103	501(C)(3)	$100,000	COVID RELIEF
V FOUNDATION
14600 WESTON PKWY	CARY	NC	27513	133705951	501(C)(3)	$25,000	SPONSORSHIP
WALLTOWN CHILDRENS THEATRE
1225 BERKLEY ST	DURHAM	NC	27705	562214825	501(C)(3)	$6,167	COMMUNITY SUPPORT
WEST END COMMUNITY FOUNDATION
PO BOX 51398	DURHAM	NC	277171398	561858174	501(C)(3)	$10,000	COMMUNITY SUPPORT
WORKING TO EXTEND ANTI-RACIST EDUCATION INC
600 E UMSTEAD ST	DURHAM	NC	27701	823043278	501(C)(3)	$5,050	GENERAL SUPPORT
WORLD CENTRAL KITCHEN INC
3522 COURTLAND DR	DURHAM	NC	27707	273521132	501(C)(3)	$10,000	COVID RELIEF
RIVERSIDE ENGINEERING PARENT ACTION COUNCIL
3218 ROSE OF SHARON RD	DURHAM	NC	27712	813420851	501(C)(3)		GENERAL SUPPORT	$10,000	FMV	PRINTERS

Field	Value	IRS element (for citing)
Total501c3 Org	68	Total501c3OrgCnt
Total Other Org	3	TotalOtherOrgCnt

Grants Other Asst To Indiv In US GrantsOtherAsstToIndivInUSGrp (21 entries)

Grant TypeGrantTypeTxt	RecipientRecipientCnt	Cash GrantCashGrantAmt
BOOK PRIZE	5	$4,500
CEI AWARD	3	$4,069
FINANCIAL ASSISTANCE	14	$30,091
GRADUATE AND PROFESSIONAL STUDENT COUNCIL AWARD	25	$12,750
HOLTON PRIZE	7	$4,250
INTERN ASSISTANCE AWARD	14	$76,446
MISC STUDENT AWARD	196	$221,675
PITCH AWARD	4	$9,000
POST GRADUATE SCHOLARSHIP	2	$20,000
RESEARCH AWARD	9	$15,310
REYNOLDS PRICE AWARD	4	$9,100
ROSATI AWARD	5	$6,000
STUDENT COVID ASSISTANCE	517	$546,910
GRADUATE ATHLETIC SCHOLARSHIPS	30	$1,419,522
UNDERGRADUATE ATHLETIC SCHOLARSHIPS	571	$29,591,000
INTERNSHIP STIPENDS	824	$2,344,386
GRADUATE SCHOLARSHIPS & STIPENDS	2304	$32,886,545
UNDERGRADUATE SCHOLARSHIPS & STIPENDS	947	$5,036,837
POST-DOC SCHOLARSHIPS & STIPENDS	33	$538,846
PRE-DOC SCHOLARSHIPS & STIPENDS	55	$536,103
MISC. SCHOLARSHIPS & STIPENDS	6652	$209,781,378

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	SCHEDULE I, PART I, LINE 2:	FormAndLineReferenceDesc
Explanation	ORGANIZATION'S PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS IN U.S. DUKE UNIVERSITY PERIODICALLY APPROVES GRANTS AND TRANSFERS GRANT FUNDS TO NUMEROUS ORGANIZATIONS WITHIN THE UNITED STATES. FOR SUBGRANT RECIPIENTS, A SERIES OF INTERNAL CONTROLS HAVE BEEN ESTABLISHED WHICH INCLUDE DETERMINATION OF WHETHER AN AUDIT WILL BE REQUIRED. DUKE UNIVERSITY HAS ESTABLISHED A DETAILED AND COMPETITIVE APPLICATION PROCESS WHICH ENSURES PROPER PURPOSE AND USE OF THESE GRANT FUNDS PRIOR TO ENGAGEMENT. FOLLOWING THE PROCUREMENT PROCESS, DUKE UNIVERSITY MONITORS SUBSEQUENT BILLING AND PERFORMANCE OF THE GRANT RECIPIENTS. INVOICES MUST BE SUBMITTED ACCORDING TO THE TERMS AND CONDITIONS WHICH MIRROR THE TERMS AND CONDITIONS OF THE ULTIMATE GRANTOR. PRIOR TO PAYMENT, CENTRALIZED DEPARTMENTS REVIEW DOCUMENTATION TO ENSURE THE EXPENSES ARE ALLOWABLE WITHIN THE TERMS OF THE GRANT. ULTIMATELY, THE ORGANIZATIONS AWARDED THESE GRANTS MUST MONITOR THE APPROPRIATE DISTRIBUTION OF THESE GRANT FUNDS IN THE ORDINARY COURSE OF BUSINESS AND REPORT SUCH INFORMATION TO DUKE UNIVERSITY. STUDENTS' INSTITUTIONAL SCHOLARSHIPS AND FINANCIAL AID IS POSTED DIRECTLY TO THEIR BURSAR ACCOUNTS. THEREFORE, SUCH FUNDS ARE DIRECTLY APPLIED TO APPROPRIATE CHARGES WITHIN THE STUDENTS' ACCOUNTS. GRANT/FELLOWSHIP PAYMENTS ARE PROCESSED ACCORDING TO AWARD LETTERS, WHICH ARE REVIEWED AND SUBMITTED TO THE RECIPIENT IN ADVANCE OF ACCEPTING FOR THE APPLICABLE SEMESTER. EACH PAYMENT IS PREPARED ACCORDING TO THE AWARD LETTER BY A DEPARTMENTAL REPRESENTATIVE, WHICH IS THEN REVIEWED AND APPROVED BY A DEPARTMENTAL SUPERVISOR. PRIOR TO ISSUANCE, A FINAL REVIEW AND APPROVAL IS PROCESSED BY THE CENTRAL PAYMENT PROCESSING DEPARTMENT.	ExplanationTxt

Schedule J IRS990ScheduleJ

Field	Value	IRS element (for citing)
First Class Or Charter Travel	Yes (X)	FirstClassOrCharterTravelInd
Travel For Companions	Yes (X)	TravelForCompanionsInd
Idemnification Gross Up Pmts	Yes (X)	IdemnificationGrossUpPmtsInd
Housing Allowance Or Residence	Yes (X)	HousingAllowanceOrResidenceInd
Club Dues Or Fees	Yes (X)	ClubDuesOrFeesInd
Personal Services	Yes (X)	PersonalServicesInd
Written Policy Ref T And E Expnss	Yes (1)	WrittenPolicyRefTAndEExpnssInd
Substantiation Required	Yes (1)	SubstantiationRequiredInd
Compensation Committee	Yes (X)	CompensationCommitteeInd
Independent Consultant	Yes (X)	IndependentConsultantInd
Form990 Of Other Organizations	Yes (X)	Form990OfOtherOrganizationsInd
Written Employment Contract	Yes (X)	WrittenEmploymentContractInd
Compensation Survey	Yes (X)	CompensationSurveyInd
Board Or Committee Approval	Yes (X)	BoardOrCommitteeApprovalInd
Severance Payment	Yes (1)	SeverancePaymentInd
Supplemental Nonqual Rtr Plan	Yes (1)	SupplementalNonqualRtrPlanInd
Equity Based Comp Arrngm	0	EquityBasedCompArrngmInd
Comp Based On Revenue Of Flng Org	0	CompBasedOnRevenueOfFlngOrgInd
Comp Bsd On Rev Related Orgs	0	CompBsdOnRevRelatedOrgsInd
Comp Bsd Net Earns Flng Org	0	CompBsdNetEarnsFlngOrgInd
Comp Bsd Net Earns Rltd Orgs	0	CompBsdNetEarnsRltdOrgsInd
Any Non Fixed Payments	0	AnyNonFixedPaymentsInd
Initial Contract Exception	0	InitialContractExceptionInd

Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (27 entries)

TitleTitleTxt	Base Compensation Filing OrgBaseCompensationFilingOrgAmt	Compensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmt	Bonus Filing OrganizationBonusFilingOrganizationAmount	Bonus Related OrganizationsBonusRelatedOrganizationsAmt	Other Compensation Filing OrgOtherCompensationFilingOrgAmt	Other Compensation Rltd OrgsOtherCompensationRltdOrgsAmt	Deferred Compensation Flng OrgDeferredCompensationFlngOrgAmt	Deferred Comp Rltd OrgsDeferredCompRltdOrgsAmt	Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmt	Nontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmt	Total Compensation Filing OrgTotalCompensationFilingOrgAmt	Total Compensation Rltd OrgsTotalCompensationRltdOrgsAmt	Comp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmt	Comp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt
MICHAEL W KRZYZEWSKI
COACH	$3,271,438	$0	$2,000,000	$0	$7,235,902	$0	$1,133,192	$0	$32,022	$0	$13,672,554	$0	$1,261,522	$0
NEAL F TRIPLETT
CHIEF INVESTMENT OFFICER	$699,282	$0	$2,635,500	$0	$19,500	$0	$34,741	$0	$40,734	$0	$3,429,757	$0	$0	$0
DAVID N CUTCLIFFE
COACH	$2,388,810	$0	$400,000	$0	$20,825	$0	$34,741	$0	$100,146	$0	$2,944,522	$0	$0	$0
A EUGENE WASHINGTON MD
CHANCELLOR HEALTH AFFAIRS	$1,327,996	$0	$648,542	$0	$19,500	$0	$34,741	$0	$17,828	$0	$2,048,607	$0	$450,000	$0
CHRISTOPHER PLOWE
DIRECTOR, GLOBAL HEALTH INSTITUTE	$260,054	$0	$0	$0	$1,238,650	$0	$34,741	$0	$14,255	$0	$1,547,700	$0	$0	$0
VINCENT E PRICE
TRUSTEE/PRESIDENT	$1,456,976	$0	$0	$0	$19,500	$0	$34,741	$0	$22,040	$0	$1,533,257	$0	$0	$0
KEVIN M WHITE
VP & DIRECTOR OF ATHLETICS	$1,280,638	$0	$0	$0	$51,002	$0	$101,407	$0	$18,754	$0	$1,451,801	$0	$0	$0
EVAN L JONES
INVESTMENT MANAGER	$390,392	$0	$586,243	$0	$284,350	$0	$122,591	$0	$39,827	$0	$1,423,403	$0	$264,850	$0
JUSTIN B NIXON
INVESTMENT MANAGER	$407,285	$0	$543,527	$0	$234,300	$0	$116,316	$0	$28,476	$0	$1,329,904	$0	$234,300	$0
RALPH SNYDERMAN
CHANCELLOR EMERITUS & CHIEF OF RHEUM	$1,236,940	$0	$0	$0	$22,460	$0	$34,741	$0	$20,345	$0	$1,314,486	$0	$0	$0
MARK E CORIGLIANO
INVESTMENT MANAGER	$345,450	$0	$508,478	$0	$187,030	$0	$110,041	$0	$15,669	$0	$1,166,668	$0	$167,530	$0
TALLMAN TRASK
EXECUTIVE VICE PRESIDENT	$907,445	$0	$0	$0	$19,500	$0	$34,741	$0	$10,550	$0	$972,236	$0	$0	$0
SALLY KORNBLUTH
PROVOST	$741,336	$0	$106,686	$0	$19,500	$0	$34,741	$0	$13,824	$0	$916,087	$0	$0	$0
DANIEL G ENNIS
EXECUTIVE VICE PRESIDENT	$91,593	$0	$654,000	$0	$80,986	$0	$0	$0	$22	$0	$826,601	$0	$0	$0
MARY E KLOTMAN MD
VICE CHAN. FOR HEALTH AFFAIRS & DEAN	$708,776	$0	$0	$0	$19,500	$0	$34,741	$0	$14,910	$0	$777,927	$0	$0	$0
JENNIFER FRANCIS
EXECUTIVE VICE PROVOST FIN & ADMIN	$527,771	$0	$148,373	$0	$0	$0	$34,741	$0	$14,693	$0	$725,578	$0	$0	$0
PAMELA J BERNARD
VP & UNIVERSITY COUNSEL	$644,157	$0	$0	$0	$19,500	$0	$34,741	$0	$15,690	$0	$714,088	$0	$0	$0
VALERIE ASHBY
DEAN, COLLEGE OF A & S	$571,163	$0	$0	$0	$0	$0	$34,741	$0	$8,080	$0	$613,984	$0	$0	$0
RICHARD RIDDELL
FORMER OFFICER	$490,132	$0	$0	$0	$19,500	$0	$33,607	$0	$18,511	$0	$561,750	$0	$0	$0
JAMES SCOTT GIBSON
EXEC VICE DEAN OF ADMIN, SOM	$436,656	$0	$0	$0	$19,500	$0	$30,001	$0	$25,493	$0	$511,650	$0	$0	$0
TIMOTHY W WALSH
VP OF FINANCE & TREASURER	$442,002	$0	$0	$0	$0	$0	$33,211	$0	$11,787	$0	$487,000	$0	$0	$0
JOHN J NOONAN
ASSOCIATE VP OF FACILITIES	$401,730	$0	$1,020	$0	$19,500	$0	$27,735	$0	$27,761	$0	$477,746	$0	$0	$0
NANCY ANDREWS MD
FORMER KEY EMPLOYEE	$374,516	$0	$0	$0	$19,500	$0	$25,621	$0	$25,351	$0	$444,988	$0	$0	$0
VICTORIA NEVOIS
INTERIM TREASURER	$280,992	$0	$22,500	$0	$19,500	$0	$19,021	$0	$17,102	$0	$359,115	$0	$0	$0
ERIC PETERSON MD
FORMER KEY EMPLOYEE	$291,874	$0	$0	$0	$16,250	$0	$23,695	$0	$14,253	$0	$346,072	$0	$0	$0
MARGARET W EPPS
UNIVERSITY SECRETARY	$241,172	$0	$35,563	$0	$0	$0	$10,969	$0	$17,896	$0	$305,600	$0	$0	$0
JAMES S ROBERTS
FORMER KEY EMPLOYEE	$148,903	$0	$0	$0	$0	$0	$8,461	$0	$6,163	$0	$163,527	$0	$0	$0

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc

ExplanationExplanationTxt

PART I, LINE 1A

CHARTER TRAVEL MICHAEL W. KRZYZEWSKI HAS USED CHARTER TRAVEL SERVICES. TO THE EXTENT SUCH TRAVEL WAS NOT FOR BUSINESS PURPOSES, SUCH AMOUNTS WERE INCLUDED IN TAXABLE INCOME OF THE INDIVIDUAL. VINCENT E. PRICE, A. EUGENE WASHINGTON, MD USED FIRST CLASS OR CHARTER TRAVEL SERVICES. SUCH TRAVEL WAS FOR BUSINESS PURPOSES AND NOT INCLUDED IN TAXABLE INCOME TO THE INDIVIDUALS. TRAVEL FOR COMPANIONS COMPANIONS HAVE TRAVELED WITH VINCENT E. PRICE, MICHAEL W. KRZYZEWSKI. TO THE EXTENT IT WAS PERSONAL IN NATURE, SUCH AMOUNTS WERE INCLUDED IN THEIR TAXABLE INCOME. RESIDENCE FOR PERSONAL USE VINCENT E. PRICE AND A. EUGENE WASHINGTON, MD WERE PROVIDED WITH ON CAMPUS LIVING FACILITIES AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE UNIVERSITY. ACCORDINGLY, SUCH LODGING IS NOT INCLUDED IN TAXABLE INCOME. PERSONAL SERVICES THE UNIVERSITY PROVIDES HOUSEKEEPING SERVICES TO MAINTAIN ALL UNIVERSITY FACILITIES, INCLUDING THE FACILITIES USED BY THE UNIVERSITY'S PRESIDENT AND CHANCELLOR. IN ADDITION TO PROVIDING A PERSONAL RESIDENCE THAT IS FOR THE CONVENIENCE OF THE UNIVERSITY, THE FACILITIES ARE USED THROUGHOUT THE YEAR FOR NUMEROUS DUKE RELATED FUNCTIONS. CLUB DUES JAMES SCOTT GIBSON AND DANIEL G. ENNIS WERE PROVIDED WITH CLUB MEMBERSHIPS. TO THE EXTENT THE DUES WERE CONSIDERED PERSONAL, THE AMOUNTS WERE INCLUDED IN TAXABLE INCOME. DUKE POLICY GOVERNS THE NATURE AND TYPE OF ALLOWABLE EXPENDITURES AND PAYMENTS, INCLUDING REQUIREMENTS TO PROVIDE SUPPORTING DOCUMENTATION DETAILING THE TRANSACTION AND BUSINESS PURPOSE. ANY APPROVED EXCEPTIONS TO POLICY ARE DOCUMENTED IN CORRESPONDENCE OR EMPLOYMENT AGREEMENTS. TAX INDEMNIFICATION DANIEL G. ENNIS RECEIVED A BENEFIT THAT WAS GROSSED UP TO COMPENSATE FOR WITHHOLDING OF TAXES.

PART I, LINES 4A-B

SEVERENCE PAYMENT CHRISTOPHER PLOWE RECEIVED A TOTAL OF $1,228,900 RELATED TO HIS SEPARATION FROM EMPLOYMENT, WHICH IS INCLUDED IN COMPENSATION REPORTED ON THIS FORM 990. SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN THE FOLLOWING INDIVIDUALS PARTICIPATED IN AND RECEIVED PAYMENTS UNDER A DEFERRED COMPENSATION PLAN DESCRIBED UNDER SECTION 457(F) OF THE INTERNAL REVENUE CODE: MARK E. CORIGLIANO $167,530, EVAN L. JONES $264,850, JUSTIN B. NIXON $234,300, A. EUGENE WASHINGTON $500,000 AND MICHAEL W. KRZYZEWSKI $7,178,351. SUCH AMOUNTS WERE SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE AS DEFINED UNDER IRC SECTION 457(F).

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (2 entries)

Bond ReferenceBondReferenceCd	Bond Issuer EINBondIssuerEIN	CUSIPCUSIPNum	Bond IssuedBondIssuedDt	Issue PriceIssuePriceAmt	PurposePurposeDesc	DefeasedDefeasedInd	On Behalf Of IssuerOnBehalfOfIssuerInd	Pool FinancingPoolFinancingInd
NC CAPITAL FACILITIES FINANCE AGENCY
A	561592154	65819GLE6	2016-11-03	$380,642,978	SEE PART VI	0	0	0
NC CAPITAL FACILITIES FINANCE AGENCY
B	561592154	99VARIOUS	2018-06-27	$472,535,000	SEE PART VI	0	0	0

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (2 entries)

Bond ReferenceBondReferenceCd	Total ProceedsTotalProceedsAmt	Refunding EscrowRefundingEscrowAmt	Issuance Costs From ProceedsIssuanceCostsFromProceedsAmt	Substantial CompletionSubstantialCompletionYr	Refunding Tax Exempt BondsRefundingTaxExemptBondsInd	Refunding Taxable BondsRefundingTaxableBondsInd	Final Allocation MadeFinalAllocationMadeInd	Adequate Books And Rec MaintAdequateBooksAndRecMaintInd	RetiredRetiredAmt
A	$380,642,978	$378,939,046	$1,703,932	2008	Yes (1)	0	Yes (1)	Yes (1)
B	$33,860,000	$33,860,000		2015	Yes (1)	0	0	Yes (1)	$33,860,000

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (2 entries)

Bond ReferenceBondReferenceCd	Owning Bond Financed PropertyOwningBondFinancedPropertyInd	Any Lease ArrangementsAnyLeaseArrangementsInd	Mgmt Contract Bond Fincd PropMgmtContractBondFincdPropInd	Engage Bond Counsel ContractsEngageBondCounselContractsInd	Any Research AgreementsAnyResearchAgreementsInd	Engage Bond Counsel ResearchEngageBondCounselResearchInd	Private Bus Use By OthersPrivateBusUseByOthersPct	Total Private Business UseTotalPrivateBusinessUsePct	Bond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestInd	Change In Use Bond Financed PropChangeInUseBondFinancedPropInd	Procs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd
A	0	0	Yes (1)	Yes (1)	Yes (1)	Yes (1)	0.00130	0.00130	0	0	Yes (1)
B	0	0	Yes (1)	Yes (1)	Yes (1)	Yes (1)	0.00000	0.00000	0	0	Yes (1)

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (2 entries)

Bond ReferenceBondReferenceCd	Form8038 T FiledForm8038TFiledInd	Rebate Not Due YetRebateNotDueYetInd	Exception To RebateExceptionToRebateInd	No Rebate DueNoRebateDueInd	Variable Rate IssueVariableRateIssueInd	Hedge Identified In Bks And RecHedgeIdentifiedInBksAndRecInd	Gross Proceeds Invested In GICGrossProceedsInvestedInGICInd	Gross Proceeds InvestedGrossProceedsInvestedInd	Written Proc To Monitor ReqsWrittenProcToMonitorReqsInd
A	0	0	0	Yes (1)	0	0	0	0	Yes (1)
B	0	0	0	0	0	0	0	0	Yes (1)

Procedures Corrective Action ProceduresCorrectiveActionGrp (2 entries)

Bond ReferenceBondReferenceCd	Procedures Corrective ActionProceduresCorrectiveActionInd
A	Yes (1)
B	Yes (1)

Supplemental Information Detail SupplementalInformationDetail (4 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
FORM 990, SCHEDULE K, PART 1(C)	TAX-EXEMPT BOND BOND ISSUE (B): FORM 8038 LISTS THE CUSIP NUMBERS AS VARIOUS DUE TO THE NATURE OF THE NOTES ISSUED, I.E., COMMERCIAL PAPER. THE ISSUE CLOSED ON 6/27/2018 AND THERE WERE NO CUSIPS OUSTANDING AS OF 6/30/2021 UNDER THE NEW ISSUE.
FORM 990, SCHEDULE K, PART 1(E)	TAX-EXEMPT BONDS BOND ISSUE (B): REPRESENTS MAXIMUM PRINCIPAL AMOUNT OF NEW MONEY COMMERCIAL PAPER NOTES ($472,535,000) AND FIRST GENERATION CURRENT REFUNDING COMMERCIAL PAPER NOTES ($33,860,000) THAT CAN BE ISSUED PURSUANT TO THIS COMMERCIAL PAPER PROGRAM.
FORM 990, SCHEDULE K, PART 1(F)	DESCRIPTION OF PURPOSE OF TAX-EXEMPT BONDS BOND ISSUE (A): TO (1) REFUND A PORTION OF THE 2006A BONDS ISSUED 11/02/2016, (2) A PORTION OF THE 2006B BONDS ISSUED 01/09/2007. BOND ISSUE (B): COMMERCIAL PAPER PROGRAM, THE PURPOSE OF WHICH ARE TO (1) REFUND COMMERCIAL PAPER NOTES ISSUED UNDER A PRIOR PROGRAM WITH AN ISSUE DATE OF 07/16/2014 AND (2) FINANCE PROJECTS ON THE WEST, EAST AND CENTRAL CAMPUS OF DUKE UNIVERSITY.
FORM 990, SCHEDULE K, PART IV	TAX-EXEMPT BOND LINE 2 BOND ISSUE (A) - 11/01/2020 BOND ISSUE (B): SALES PROCEEDS ALLOCATED UPON ISSUANCE AND NOT INVESTED

Schedule L IRS990ScheduleL

Bus Tr Involve Interested Prsn BusTrInvolveInterestedPrsnGrp (7 entries)

Relationship DescriptionRelationshipDescriptionTxt	TransactionTransactionAmt	TransactionTransactionDesc	Sharing Of RevenuesSharingOfRevenuesInd
DEBORAH JAKUBS
SEE PART V	$339,990	SEE PART V	0
BERNARD MATHEY-PREVOT
SEE PART V	$40,000	SEE PART V	0
MOLLY M WALSH
SEE PART V	$14,583	SEE PART V	0
JAMES MATTHEW GIBSON
SEE PART V	$51,227	SEE PART V	0
TREVOR PRICE
SEE PART V	$61,245	SEE PART V	0
DANIEL LEW
SEE PART V	$218,237	SEE PART V	0
LAURA STANLEY PIETROSIMONE
SEE PART V	$107,625	SEE PART V	0

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	SCH L, PART IV, BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS:	FormAndLineReferenceDesc
Explanation	(A) NAME OF INTERESTED PERSON: DEBORAH JAKUBS(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: DEBORAH JAKUBS IS A FAMILY MEMBER OF A DUKE UNIVERSITY FORMER KEY EMPLOYEE(C) AMOUNT OF TRANSACTION: $339,990(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR SALARY AND BENEFITS(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED PERSON: BERNARD MATHEY-PREVOT(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: BERNARD MATHEY-PREVOT IS A FAMILY MEMBER OF A DUKE UNIVERSITY FORMER KEY EMPLOYEE(C) AMOUNT OF TRANSACTION: $40,000(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR SALARY AND BENEFITS(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED PERSON: MOLLY M WALSH(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: MOLLY M WALSH IS A FAMILY MEMBER OF A DUKE UNIVERSITY OFFICER(C) AMOUNT OF TRANSACTION: $14,583(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR SALARY AND BENEFITS(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED PERSON: JAMES MATTHEW GIBSON(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: JAMES MATTHEW GIBSON IS A FAMILY MEMBER OF A DUKE UNIVERSITY KEY EMPLOYEE(C) AMOUNT OF TRANSACTION: $51,227(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR SALARY AND BENEFITS(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED PERSON: TREVOR PRICE(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: TREVOR PRICE IS A FAMILY MEMBER OF A DUKE UNIVERSITY OFFICER(C) AMOUNT OF TRANSACTION: $61,245(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR SALARY AND BENEFITS(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED PERSON:DANIEL LEW(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: DANIEL LEW IS A FAMILY MEMBER OF A DUKE UNIVERSITY OFFICER(C) AMOUNT OF TRANSACTION: $218,237(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR SALARY AND BENEFITS(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED PERSON: LAURA STANLEY PIETROSIMONE(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: LAURA STANLEY PIETROSIMONE IS A FAMILY MEMBER OF A DUKE UNIVERSITY TRUSTEE(C) AMOUNT OF TRANSACTION: $107,625(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR SALARY AND BENEFITS(E) SHARING OF ORGANIZATION REVENUE? = NO	ExplanationTxt

Schedule M IRS990ScheduleM

Works Of Art WorksOfArtGrp

Field	Value	IRS element (for citing)
Non Cash Checkbox	Yes (X)	NonCashCheckboxInd
Contribution	31	ContributionCnt
Noncash Contributions Rpt F990	$4,123,491	NoncashContributionsRptF990Amt
Method Of Determining Revenues	VARIOUS	MethodOfDeterminingRevenuesTxt

Books And Publications BooksAndPublicationsGrp

Field	Value	IRS element (for citing)
Non Cash Checkbox	Yes (X)	NonCashCheckboxInd
Noncash Contributions Rpt F990	$147,732	NoncashContributionsRptF990Amt
Method Of Determining Revenues	VARIOUS	MethodOfDeterminingRevenuesTxt

Securities Publicly Traded SecuritiesPubliclyTradedGrp

Field	Value	IRS element (for citing)
Non Cash Checkbox	Yes (X)	NonCashCheckboxInd
Contribution	1448	ContributionCnt
Noncash Contributions Rpt F990	$64,395,422	NoncashContributionsRptF990Amt
Method Of Determining Revenues	MARKET QUOTE	MethodOfDeterminingRevenuesTxt

Other Non Cash Contri Table OtherNonCashContriTableGrp (3 entries)

Non Cash CheckboxNonCashCheckboxInd	DescDesc	ContributionContributionCnt	Noncash Contributions Rpt F990NoncashContributionsRptF990Amt	Method Of Determining RevenuesMethodOfDeterminingRevenuesTxt
Yes (X)	EQUIPMENT	6	$65,297	VARIOUS
Yes (X)	EVENT TICKETS	448	$31,927	FMV/FACE VALUE
Yes (X)	MISCELLANEOUS	85	$3,987	VARIOUS

Field	Value	IRS element (for citing)
Form8283 Received	22	Form8283ReceivedCnt
Any Property That Must Be Held	0	AnyPropertyThatMustBeHeldInd
Review Process Unusual NC Gifts	Yes (1)	ReviewProcessUnusualNCGiftsInd
Third Parties Used	Yes (1)	ThirdPartiesUsedInd

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	PART I, LINE 32B:	FormAndLineReferenceDesc
Explanation	USE OF THIRD PARTIES TO SOLICIT, PROCESS, OR SELL NONCASH CONTRIBUTIONS DUKE UNIVERSITY USES INVESTMENT BROKERS TO SELL SECURITIES. DUKE UNIVERSITY MAY OCCASIONALLY USE THIRD PARTIES TO SELL OTHER TYPES OF NON-CASH CONTRIBUTIONS, AS THE NEED ARISES.	ExplanationTxt

Schedule O IRS990ScheduleO

Supplemental Information Detail SupplementalInformationDetail (9 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
FORM 990, PART III, LINE 1	ORGANIZATION'S MISSION "JAMES B. DUKE'S FOUNDING INDENTURE OF DUKE UNIVERSITY DIRECTED THE MEMBERS OF THE UNIVERSITY TO 'PROVIDE REAL LEADERSHIP IN THE EDUCATIONAL WORLD' BY CHOOSING INDIVIDUALS OF 'OUTSTANDING CHARACTER, ABILITY, AND VISION' TO SERVE AS ITS OFFICERS, TRUSTEES AND FACULTY; BY CAREFULLY SELECTING STUDENTS OF 'CHARACTER, DETERMINATION AND APPLICATION; AND BY PURSUING THOSE AREAS OF TEACHING AND SCHOLARSHIP THAT WOULD 'MOST HELP TO DEVELOP OUR RESOURCES, INCREASE OUR WISDOM, AND PROMOTE HUMAN HAPPINESS.' "TO THESE ENDS, THE MISSION OF DUKE UNIVERSITY IS TO PROVIDE A SUPERIOR LIBERAL EDUCATION TO UNDERGRADUATE STUDENTS, ATTENDING NOT ONLY TO THEIR INTELLECTUAL GROWTH BUT ALSO THEIR DEVELOPMENT AS ADULTS COMMITTED TO HIGH ETHICAL STANDARDS AND FULL PARTICIPATION AS LEADERS IN THEIR COMMUNITIES; TO PREPARE FUTURE MEMBERS OF THE LEARNED PROFESSIONS FOR LIVES OF SKILLED AND ETHICAL SERVICE BY PROVIDING EXCELLENT GRADUATE AND PROFESSIONAL EDUCATION; TO ADVANCE THE FRONTIERS OF KNOWLEDGE AND CONTRIBUTE BOLDLY TO THE INTERNATIONAL COMMUNITY OF SCHOLARSHIP; TO PROMOTE AN INTELLECTUAL ENVIRONMENT BUILT ON A COMMITMENT TO FREE AND OPEN INQUIRY; TO HELP THOSE WHO SUFFER, CURE DISEASE, AND PROMOTE HEALTH, THROUGH SOPHISTICATED MEDICAL RESEARCH AND THOUGHTFUL PATIENT CARE; TO PROVIDE WIDE RANGING EDUCATIONAL OPPORTUNITES, ON AND BEYOND OUR CAMPUSES, FOR TRADITIONAL STUDENTS, ACTIVE PROFESSIONALS AND LIFE-LONG LEARNERS USING THE POWER OF INFORMATION TECHNOLOGIES; AND TO PROMOTE A DEEP APPRECIATION FOR THE RANGE OF HUMAN DIFFERENCE AND POTENTIAL, A SENSE OF THE OBLIGATIONS AND REWARDS OF CITIZENSHIP, AND A COMMITMENT TO LEARNING, FREEDOM AND TRUTH. "BY PURSUING THESE OBJECTIVES WITH VISION AND INTEGRITY, DUKE UNIVERSITY SEEKS TO ENGAGE THE MIND, ELEVATE THE SPIRIT, AND STIMULATE THE BEST EFFORT OF ALL WHO ARE ASSOCIATED WITH THE UNIVERSITY; TO CONTRIBUTE IN DIVERSE WAYS TO THE LOCAL COMMUNITY, THE STATE, THE NATION AND THE WORLD; AND TO ATTAIN AND MAINTAIN A PLACE OF REAL LEADERSHIP IN ALL THAT WE DO."
FORM 990, PART VI, SECTION A, LINE 7A	GRADUATES OF DUKE UNIVERSITY HAVE THE RIGHT TO ELECT TWELVE TRUSTEES TO SERVE ON THE BOARD OF TRUSTEES.
FORM 990, PART VI, SECTION B, LINE 11B	DUKE UNIVERSITY'S DRAFT FORM 990 IS DISTRIBUTED TO THE AUDIT & COMPLIANCE COMMITTEE OF THE UNIVERSITY TRUSTEES. AT THE MEETING, THE DUKE UNIVERSITY TAX SENIOR DIRECTOR, THE PERSON RESPONSIBLE FOR THE PREPARATION OF THE UNIVERSITY'S FORM 990, IS AVAILABLE FOR QUESTIONS FROM THE COMMITTEE. NOT ONLY IS THE COMMITTEE OFFERED AN OPPORTUNITY TO ASK QUESTIONS AT THE MEETING, BUT ALSO ANYTIME THEREAFTER BY CONTACTING THE TAX SENIOR DIRECTOR OR DUKE UNIVERSITY'S OFFICE OF COUNSEL, WHO IS ALSO INVOLVED WITH THE REVIEW OF DUKE UNIVERSITY'S FORM 990. SUBSEQUENTLY, A DRAFT FORM 990 IS DISTRIBUTED TO THE FULL BOARD OF TRUSTEES OF THE UNIVERSITY PRIOR TO FILING AND IN ADVANCE OF A MEETING. THERE IS OPPORTUNITY FOR THE TRUSTEES TO ASK QUESTIONS OF THE TAX SENIOR DIRECTOR AND UNIVERSITY COUNSEL AT THE MEETING OR ANYTIME THEREAFTER.
FORM 990, PART VI, SECTION B, LINE 12C	THE PRESIDENT, OFFICERS, AND EMPLOYEES WITH ADMINISTRATIVE RESPONSIBILITIES SHALL EXERCISE THE UTMOST GOOD FAITH IN ALL TRANSACTIONS TOUCHING UPON THEIR DUTIES TO DUKE UNIVERSITY AND ITS PROPERTY. IN THEIR DEALINGS WITH AND ON BEHALF OF THE INSTITUTION, THEY SHALL BE HELD TO A STRICT RULE OF HONEST AND FAIR DEALINGS BETWEEN THEMSELVES AND THE UNIVERSITY. THEY SHALL NOT USE THEIR POSITIONS, OR KNOWLEDGE GAINED THEREFROM, IN SUCH A WAY THAT A MATERIAL CONFLICT WOULD ARISE BETWEEN THE INTEREST OF THE UNIVERSITY AND THAT OF THE INDIVIDUAL. COMPLIANCE IS MONITORED WITH AN ANNUAL SURVEY. IDENTIFIED CONFLICTS ARE ANALYZED AND MANAGED ACCORDINGLY.
FORM 990, PART VI, SECTION B, LINE 15	THE DUKE UNIVERSITY COMPENSATION COMMITTEE, COMPRISED OF MEMBERS OF THE DUKE UNIVERSITY BOARD OF TRUSTEES, REVIEWS AND APPROVES ALL EXECUTIVE COMPENSATION FOR CERTAIN DISQUALIFIED PERSONS AND OTHER KEY EMPLOYEES. DUKE UNIVERSITY HAS ADOPTED A STATEMENT OF COMPENSATION PHILOSOPHY THAT ARTICULATES BROAD OBJECTIVES TO HELP GUIDE THE DUKE UNIVERSITY COMPENSATION COMMITTEE IN ITS MISSION. THE DUKE UNIVERSITY COMPENSATION COMMITTEE ENGAGES THE SERVICES OF AN OUTSIDE EXECUTIVE COMPENSATION CONSULTING FIRM TO ESTABLISH COMPARABILITY DATA OF OTHER UNIVERSITIES OF SIMILAR SIZE AND COMPLEXITY AS DUKE UNIVERSITY, ADVISE REGARDING COMPARATIVE COMPENSATION NORMS, AND ENSURE COMPLIANCE WITH IRS EXECUTIVE COMPENSATION RULES, INCLUDING INTERMEDIATE SANCTIONS, DEFERRED COMPENSATION, AND PRIVATE INUREMENT. THE DUKE UNIVERSITY COMPENSATION COMMITTEE REVIEWS THE MARKET ANALYSIS THEN DETERMINES THE REASONABLENESS AND APPROPRIATENESS OF ALL ASPECTS OF EXECUTIVE COMPENSATION. THE DELIBERATIONS AND CONCLUSIONS OF THE DUKE UNIVERSITY COMPENSATION COMMITTEE ARE KEPT BY THE UNIVERSITY SECRETARY WHO RECORDS THE MINUTES OF THE COMMITTEE MEETING.
FORM 990, PART VI, SECTION C, LINE 18	IN ADDITION TO PROVIDING THE ORGANIZATION'S FORM 990 UPON REQUEST, THE ORGANIZATION'S FORM 990 IS AVAILABLE TO THE PUBLIC ON SEVERAL THIRD PARTY WEBSITES. WHILE THE ORGANIZATION DOES NOT PROVIDE THE FORM 990 DIRECTLY TO THESE THIRD PARTIES, THE FORM 990 IS OBTAINED FROM THE INTERNAL REVENUE SERVICE. THE THIRD PARTIES SUBSEQUENTLY AND INDEPENDENTLY PROVIDE ACCESS TO THE FORM 990 ON THEIR PLATFORM.
FORM 990, PART VI, SECTION C, LINE 19	DUKE UNIVERSITY'S DOCUMENTS (ARTICLES OF INCORPORATION AND ANY SUBSEQUENT AMENDMENTS OR RESTATEMENTS) ARE AVAILABLE TO THE PUBLIC ON THE NORTH CAROLINA SECRETARY OF STATE WEBSITE. DUKE UNIVERSITY MAKES ITS ORGANIZING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC ON ITS WEBSITE. DUKE UNIVERSITY'S CONSOLIDATED AUDITED FINANCIAL STATEMENTS ARE LOCATED AT HTTPS://RESOURCES.FINANCE.DUKE.EDU/RESOURCES/DOCS/FINANCIAL_REPORTS2020-21. PDF (WEBLINK MUST BE INPUT IN ALL LOWER CASE LETTERS).
FORM 990, PART XI, LINE 9:	CHANGES IN PERPETUAL TRUSTS & SPLIT INT AGREEMENTS 398,192,433. TRANSFERS FROM DUHS 132,591,295. NONPERIODIC CHANGES 340,878,033. OTHER CHANGES -4,826,575.
FORM 990, PART XII, LINE 3B	DUKE UNIVERSITY WILL ISSUE ITS AUDIT UNDER THE UNIFORM ADMINISTRATIVE REQUIREMENTS, COST PRINCIPLES, AND AUDIT REQUIREMENTS FOR FEDERAL AWARDS BY THE EXTENDED DUE DATE OF SEPTEMBER 30, 2022.

Schedule R IRS990ScheduleR

Id Disregarded Entities IdDisregardedEntitiesGrp

Disregarded Entity Name DisregardedEntityName

Field	Value	IRS element (for citing)
Business Name Line1	DUKE UK TRUST LIMITED	BusinessNameLine1Txt

Foreign Address ForeignAddress

Field	Value	IRS element (for citing)
Address Line1	19 NORCOTT ROAD	AddressLine1Txt
City	LONDON	CityNm
Country	UK	CountryCd
Foreign Postal	N167EJ	ForeignPostalCd

Field	Value	IRS element (for citing)
EIN	980555714	EIN
Primary Activities	DEVELOPMENT	PrimaryActivitiesTxt
Legal Domicile Foreign Country	UK	LegalDomicileForeignCountryCd
Total Income	$1,049,503	TotalIncomeAmt
End Of Year Assets	$264,104	EndOfYearAssetsAmt

Direct Controlling Entity Name DirectControllingEntityName

Field	Value	IRS element (for citing)
Business Name Line1	DUKE UNIVERSITY	BusinessNameLine1Txt

Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp (46 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	Primary ActivitiesPrimaryActivitiesTxt	Legal Domicile StateLegalDomicileStateCd	Exempt Code SectionExemptCodeSectionTxt	Public Charity StatusPublicCharityStatusTxt	Business Name Line1DirectControllingEntityName/BusinessNameLine1Txt	Controlled OrganizationControlledOrganizationInd	EINEIN	Direct Controlling NADirectControllingNACd
AMER ASSOC FOR GIFTED CHILDREN - 56-1686219
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)
ANGIER B DUKE MEMORIAL INC
100 NORTH TRYON STREET	CHARLOTTE	NC	28202	SCHOLARSHIPS	NC	501(C)(3)	12 TYPE III-O	DUKE ENDOWMENT	0	136113895
ASSOCIATED HEALTH SVCS INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	HEALTHCARE	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY HEALTH SYSTEM INC	Yes (1)	561845329
ATLANTIC COAST CONFERENCE
PO DRAWER ACC	GREENSBORO	NC	27417	ATHLETIC	NC	501(C)(3)	12 TYPE 1		0	560599082	N/A
C A CANNON CHAR TRUST NO 3
1525 W WT HARRIS BLVD D1114	CHARLOTTE	NC	28288	SUPPORT	NC	501(C)(3)	12 TYPE III-O		0	581360259	N/A
DAVID H MURDOCK RESEARCH INSTITUTE
150 RESEARCH CAMPUS DR	KANNAPOLIS	NC	28081	RESEARCH	NC	501(C)(3)	12 TYPE 1		0	208730759	N/A
DU SPECIAL VENTURES FUND INC
280 S MANGUM STREET STE 210	DURHAM	NC	27701	INVESTMENTS	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	561465177
DUKE ALUMNI ASSOCIATION INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	561594088
DUKE CORPORATE EDUCATION
310 BLACKWELL ST	DURHAM	NC	27701	EDUCATION	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	421672476
DUKE GIFT PROPERTIES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	571211078
DUKE GLOBAL INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	611588319
DUKE MEDICINE GLOBAL SUPP CORP- 61-1593721
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)
DUKE SCHOLARLY EXHIBITS INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	561701245
DUKE UNIV AFFILIATED PHYSICIANS
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	HEALTHCARE	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY HEALTH SYSTEM INC	Yes (1)	561902501
DUKE UNIV PHILANTHROPIES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	571211099
DUKE UNIV SCH OF MED RESEARCH FDN 56-2247203
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)
DUKE UNIVERSITY HEALTH SYSTEM INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	HEALTHCARE	NC	501(C)(3)	LINE 3	DUKE UNIVERSITY	Yes (1)	562070036
DUMAC INC
280 S MANGUM STREET STE 210	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	900754895
DURHAM ASSET MGMT COMPANY INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	561757238
DURHAM REALTY INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	561917936
GOTHIC CORPORATION
280 S MANGUM STREET STE 210	DURHAM	NC	27701	INVESTMENTS	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	561776668
GOTHIC HSP CORPORATION
280 S MANGUM STREET STE 210	DURHAM	NC	27701	INVESTMENTS	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY HEALTH SYSTEM INC	Yes (1)	271325761
HIGH POINT REALTY ASSOCIATES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	561917939
INNOVATIONS IN HEALTHCARE INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	320358709
KATHRINE R EVERETT CHARITABLE
PO BOX 3001	DURHAM	NC	27715	SUPPORT	NC	501(C)(3)	12 TYPE 1		0	566473809	N/A
NANALINE H DUKE TRUST
100 NORTH TRYON STREET	CHARLOTTE	NC	28202	MED. SUPPORT	NY	501(C)(3)	12 TYPE III-O	DUKE ENDOWMENT	0	237270511
RESEARCH TRIANGLE INSTITUTE
PO BOX 12194	RTP	NC	27709	RESEARCH	NC	501(C)(3)	12 TYPE III-O		0	560686338	N/A
RUTH K BROAD BIOMED RES FDN
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	650045051
SMITHSHAVER LAW SCHOOL SCHOLARSHIP FUND
ONE WEST FOURTH ST STE 1200	WINSTONSALEM	NC	27101	SCHOLARSHIPS	NC	501(C)(3)	12 TYPE 1		0	202749954	N/A
THE CTR FOR DOCUMENTARY STUDIES
1317 PETTIGREW STREET	DURHAM	NC	27705	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	561655039
THE LORD FDN OF NORTH CAROLINA
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	561415423
DUKE INTEGRATED NETWORK INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY HEALTH SYSTEM INC	Yes (1)	463129771
DUKE QUALITY NETWORK INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY HEALTH SYSTEM INC	Yes (1)	461340679
DUKE JANJUN SERVICES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	471150667
DUKE JULDEC SERVICES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	471143245
DUKE ALLMO SERVICES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	471133466
DUKE INVESTMENT EDUCATION INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	475555092
FSB REALTY INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	811309454
DUKE AFFILIATIONS NETWORK INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY HEALTH SYSTEM INC	Yes (1)	812623775
TRIANGLE FIBER GROUP
310 BLACKWELL STREET 4TH FLOOR	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	815328550
DUKE UNIV FED CRED UNION
2200 WEST MAIN STREET	DURHAM	NC	27705	BANKING	NC	501(C)(1)			0	561632379	N/A
WATTS COLLEGE OF NURSING INC
324 BLACKWELL STEET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY HEALTH SYSTEM INC	Yes (1)	833076664
DUKE FACULTY PRACTICE INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	HEALTHCARE	NC	501(C)(3)	LINE 3	DUKE UNIVERSITY	Yes (1)	862109896
DONALD R WATSON FOUNDATION INC
601 SOUTH COLLEGE ROAD	WILMINGTON	NC	28403	SUPPORT	NC	501(C)(3)	12 TYPE 1		0	561861816	N/A
FAMILY HEALTH MINISTRIES INC
PO BOX 16783	CHAPEL HILL	NC	27516	HEALTH CLINICS	NC	501(C)(3)	LINE 10	DUKE UNIVERSITY	Yes (1)	562206165
SUSAN H & WILBUR H MARCY TRUST
PO BOX 1328	WINTER PARK	FL	32790	SUPPORT	NC	501(C)(3)	12 TYPE 1		0	591932547	N/A

Id Related Org Txbl Partnership IdRelatedOrgTxblPartnershipGrp (35 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	Primary ActivitiesPrimaryActivitiesTxt	Legal Domicile StateLegalDomicileStateCd	Direct Controlling NADirectControllingNACd	Predominant Income TypePredominantIncomeTypeTxt	Disproportionate AllocationsDisproportionateAllocationsInd	General Or Managing PartnerGeneralOrManagingPartnerInd	Address Line1ForeignAddress/AddressLine1Txt	CityForeignAddress/CityNm	CountryForeignAddress/CountryCd	Foreign PostalForeignAddress/ForeignPostalCd	Legal Domicile Foreign CountryLegalDomicileForeignCountryCd	EINEIN
BLACKWELL PARTNERS LLC - SERIES A - 20-8075455
280 S MANGUM ST STE 210	DURHAM	NC	27701	INVESTMENTS	DE	N/A	N/A	0	0
CANYON BLUE INV FD 27-0186996
AVE OF STARS	LA	CA	90067	INVESTMENTS	DE	N/A	N/A	0	0
CD FUND LP - 27-0130641
MCKINNEY AVE	DALLAS	TX	75201	INVESTMENTS	TX	N/A	N/A	0	0
LYRICAL BLUE RL PT 27-2994514
32 N DEAN ST	ENGLEWOOD	NJ	07631	INVESTMENTS	DE	N/A	N/A	0	0
LYRICAL-BLUE RGNT 45-3626577
32 N DEAN ST	ENGLEWOOD	NJ	07631	INVESTMENTS	DE	N/A	N/A	0	0
SBER LUCKY STRIKE 20-3891303
310 BLACKWELL ST	DURHAM	NC	27701	REAL ESTATE	NC	N/A	N/A	0	0
MANGUM II LLC - 46-5135858
280 S MANGUM STREET STE 210	DURHAM	NC	27701	INVESTMENTS	NC	N/A	N/A	0	0
LS INVESTOR LLC 20-3891381
310 BLACKWELL ST	DURHAM	NC	27701	REAL ESTATE	NC	N/A	N/A	0	0
DILWEG BLUE PF LP 47-1225569
5310 S ALSTON AVE STE 210	DURHAM	NC	27713	INVESTMENTS	DE	N/A	N/A	0	0
LYRICAL BLUE RL PT IV 47-2172270
32 N DEAN ST	ENGLEWOOD	NJ	07631	INVESTMENTS	DE	N/A	N/A	0	0
LYRICAL BLUE CHP PT 35-2503856
32 N DEAN ST	ENGLEWOOD	NJ	07631	INVESTMENTS	DE	N/A	N/A	0	0
BLACKWELL PARTNERS LLC - SERIES C - 81-1264533
280 S MANGUM ST STE 210	DURHAM	NC	27701	INVESTMENTS	DE	N/A	N/A	0	0
GPE HOLDCO LLC - 47-5652832
2000 AVE OF THE STARS 11TH FL	LOS ANGELES	CA	90067	INVESTMENTS	DE	N/A	N/A	0	0
LIQUID RLT PTR II TE - 20-4362819
				INVESTMENTS	DE	N/A	N/A	0	0	10 MARKET ST 769 CAMANA BAY	GRAND CAYMAN	CJ	KY1-9006
STRATUS CAPITAL PARTNERS C LP
				INVESTMENTS		N/A	N/A	0	0	50 LOTHIAN ROAD FESTIVAL SQUARE	EDINBURGH	UK	EH3 9WJ	UK
ALTOS HYBRID D LLC - 47-3996176
2882 SAND HILL ROAD SUITE 100	MENLO PARK	CA	94025	INVESTMENTS	DE	N/A	N/A	0	0
BLACKWELL PARTNERS LLC - SERIES B - 47-2530719
280 S MANGUM ST STE 210	DURHAM	NC	27701	INVESTMENTS	DE	N/A	N/A	0	0
BLACKWELL PARTNERS LLC - SERIES D - 81-3385353
280 S MANGUM ST STE 210	DURHAM	NC	27701	INVESTMENTS	DE	N/A	N/A	0	0
BLACKWELL PARTNERS LLC - SERIES E - 81-1511048
280 S MANGUM ST STE 210	DURHAM	NC	27701	INVESTMENTS	DE	N/A	N/A	0	0
ALTOS HYBRID 2D LLC - 81-5176567
2882 SAND HILL ROAD SUITE 100	MENLO PARK	CA	94025	INVESTMENTS	DE	N/A	N/A	0	0
GILEAD CAPITAL PARTNERS LP
157 COLUMBUS AVE SUITE 403	NEW YORK	NY	10023	INVESTMENTS	DE	N/A	N/A	0	0						320520146
TOWER VIEW LIMITED
				INVESTMENTS		N/A	N/A	0	0	89 NEXUS WAY CAMANA BAY	GRAND CAYMAN	CJ	KY1-9007	CJ
ENIAC SPECIAL GAMMA LLC
604 MISSION STREET 10TH FL	SAN FRANCISCO	CA	94105	INVESTMENTS	DE	N/A	N/A	0	0						855033123
LYRICAL-BLUE 100 KINGSHIGHWAY PARTNERS LP
32 N DEAN ST	ENGLEWOOD	NJ	07631	INVESTMENTS	DE	N/A	N/A	0	0						823708328
LYRICAL-BLUE SOTP PARTNERS LP
32 N DEAN ST	ENGLEWOOD	NJ	07631	INVESTMENTS	DE	N/A	N/A	0	0						814468378
WASHINGTON GOTHIC LP
593 WASHINGTON STREET	WELLESLEY	MA	02482	INVESTMENTS	DE	N/A	N/A	0	0						834516893
DUKE TRIANGLE ENDOSCOPY CENTER LLC
1A BURTON HILLS BLVD	NASHVILLE	TN	37215	HEALTHCARE	NC	N/A	N/A	0	0						204257024
COLONY INVESTORS III LP
515 S FLOWER ST 44TH FL	LOS ANGELES	CA	90071	INVESTMENTS	DE	N/A	N/A	0	0						954665622
DWELLWORKS CO-INVESTMENT LLC
7 TIMES SQUARE STE 4307	NEW YORK	NY	10036	INVESTMENTS	DE	N/A	N/A	0	0						832165945
BEP LEGACY 1C LLC
1001 FANNIN ST STE 800	HOUSTON	TX	77002	INVESTMENTS	DE	N/A	N/A	0	0						273871932
WELLINGTON TRUST CO NA - CTF OPP FIXED INC ALLOC II POR
280 CONGRESS STREET	BOSTON	MA	02210	INVESTMENTS	DE	N/A	N/A	0	0						831264831
ENIAC SPECIAL DELTA LLC
604 MISSION STREET 10TH FL	SAN FRANCISCO	CA	94105	INVESTMENTS	DE	N/A	N/A	0	0						842355221
STRATUS SCP III INVESTORS - GAMMA LP
				INVESTMENTS		N/A	N/A	0	0	50 LOTHIAN ROAD FESTIVAL SQUARE	EDINBURGH	UK	EH39WJ	UK
STRATUS SCP COINVESTMENT II - FIP-M
				INVESTMENTS		N/A	N/A	0	0	RUA FUNCHAL 418 28 ANDAR VILA OLI	SAO PAULO	BR	04551-060	BR
MANGUM LLC
280 S MANGUM STREET STE 210	DURHAM	NC	27701	INVESTMENTS	NC	N/A	N/A	0	0						461275587

Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp (20 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	EINEIN	Primary ActivitiesPrimaryActivitiesTxt	Legal Domicile StateLegalDomicileStateCd	Direct Controlling NADirectControllingNACd	Entity TypeEntityTypeTxt	Controlled OrganizationControlledOrganizationInd	Address Line1ForeignAddress/AddressLine1Txt	CityForeignAddress/CityNm	Province Or StateForeignAddress/ProvinceOrStateNm	CountryForeignAddress/CountryCd	Foreign PostalForeignAddress/ForeignPostalCd	Legal Domicile Foreign CountryLegalDomicileForeignCountryCd	Business Name Line1DirectControllingEntityName/BusinessNameLine1Txt	Share Of Total IncomeShareOfTotalIncomeAmt	Share Of EOY AssetsShareOfEOYAssetsAmt	OwnershipOwnershipPct
DUKE CE LS INC
310 BLACKWELL STREET	DURHAM	NC	27701	202004016	REAL ESTATE	NC	N/A	C	0
DUKE CORP EDU INDIA PRIVATE
				421672476	CONSULTING		N/A	C	0	ACADEMIC BLOCK NEW CAMPUS	VASTRAPUR	AHMEDABAD	IN	380015	IN
DUKE CORPORATE EDUCATION LIM
				421672476	EDU CONSULT		N/A	C	0	165 FLEET STREET	LONDON		UK	EC4A 2DY	UK
DUKE CORPORATE EDUCATION RSA
				421672476	CONSULTING		N/A	C	0	GROUND FLOOR TWICKEHNHAM BLDG	BRYANSTON	JOHANNESBURG	SF	02021	SF
DUKE GLOBAL CONSULTING (KUNSHAN)
					CONSULTING		N/A	C	0	1666 WEI CHEN NAN RD	KUNSHAN PR	KUNSHAN	CH	215300	CH
DUKE MEDICAL STRATEGIES INC
2200 WEST MAIN STREET STE 920	DURHAM	NC	27705	561993799	HEALTHCARE	NC		C	Yes (1)							DUKE UNIVERSITY	-$7,000	$69,057	1.00000
DUKE MEDICINE ASIA PTE LTD
					MEDICAL RESEARCH		N/A	C	0	5 SHENTON WAY 07-00 UIC BLD	SING		SN	068808	SN
DUKE UNIVERSITY TOWER FUND
PO BOX 185	PITTSBURGH	PA	152300185	566147362	INVESTMENTS	PA	N/A	T	0
DURHAM CASUALTY COMPANY LTD
				980113277	INSURANCE		N/A	C	0	AON HOUSE 30 WOODBOURNE AVE	PEMBROKE		BD	HM 08	BD
GOTHIC INTERNATIONAL LTD
					INVESTMENTS		N/A	C	0	113 S CHURCH STREET QUEENSGATE HOU	GRAND CAYMAN		CJ	KY1-1108	CJ
MARATHON BLUE CAYMAN FUND
					INVESTMENTS		N/A	C	0	89 NEXUS WAY PO BOX 31106	GRAND CAYMAN		CJ	KY1-1205	CJ
GHI HOLDINGS MAURITIUS
					INVESTMENTS		N/A	C	0	9TH FL ORANGE TOWER CYBERCITY	EBENE		MP		MP
GHI ERP LTD
					INVESTMENTS		N/A	C	0	9TH FL ORANGE TOWER CYBERCITY	EBENE		MP		MP
GHI HSP LTD
					INVESTMENTS		N/A	C	0	9TH FL ORANGE TOWER CYBERCITY	EBENE		MP		MP
GHI JBD LTD
					INVESTMENTS		N/A	C	0	9TH FL ORANGE TOWER CYBERCITY	EBENE		MP		MP
GHI LTP LTD
					INVESTMENTS		N/A	C	0	9TH FL ORANGE TOWER CYBERCITY	EBENE		MP		MP
DUKE CE (SEA) PRIVATE LIMITED
					SUPPORT		N/A	C	0	1 RAFFLES PLACE TOWER 2	SINGAPORE		SN	048616	SN
MCP PRIVATE CAPITAL (FEEDER) FUND I LP
					INVESTMENTS		N/A	C	0	6 RUE GABRIEL LIPPMANN	LUXEMBOURG		LU	L-5365	LU
DUKE INDIA SERVICES PRIVATE LIMITED
					MEDICAL RESEARCH		N/A	C	0	302 PRIDE ELITE 10 MUSEUM ROAD	BANGALORE	KARNATAKA	IN	560001	IN
HEALTH SYSTEM MEDICAL STRATEGIES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	562222444	HEALTHCARE	NC		C	Yes (1)							DUHS INC

Field	Value	IRS element (for citing)
Receipt Of Int Annts Rnts Rylts	0	ReceiptOfIntAnntsRntsRyltsInd
Gift Grnt Or Cap Contri To Oth Org	Yes (1)	GiftGrntOrCapContriToOthOrgInd
Gift Grnt Cap Contri From Oth Org	Yes (1)	GiftGrntCapContriFromOthOrgInd
Loans Or Guarantees To Other Org	Yes (1)	LoansOrGuaranteesToOtherOrgInd
Loans Or Guarantees From Oth Org	0	LoansOrGuaranteesFromOthOrgInd
Div Related Organization	0	DivRelatedOrganizationInd
Asset Sale To Other Org	0	AssetSaleToOtherOrgInd
Asset Purchase From Other Org	0	AssetPurchaseFromOtherOrgInd
Asset Exchange	0	AssetExchangeInd
Rental Of Facilities To Oth Org	0	RentalOfFacilitiesToOthOrgInd
Rental Of Fclts From Oth Org	0	RentalOfFcltsFromOthOrgInd
Perform Of Services For Oth Org	Yes (1)	PerformOfServicesForOthOrgInd
Perform Of Services By Other Org	0	PerformOfServicesByOtherOrgInd
Sharing Of Facilities	0	SharingOfFacilitiesInd
Paid Employees Sharing	0	PaidEmployeesSharingInd
Reimbursement Paid To Other Org	0	ReimbursementPaidToOtherOrgInd
Reimbursement Paid By Other Org	0	ReimbursementPaidByOtherOrgInd
Transfer To Other Org	Yes (1)	TransferToOtherOrgInd
Transfer From Other Org	Yes (1)	TransferFromOtherOrgInd

Transactions Related Org TransactionsRelatedOrgGrp (20 entries)

Transaction TypeTransactionTypeTxt	InvolvedInvolvedAmt	Method Of Amount DeterminationMethodOfAmountDeterminationTxt
DUKE ALUMNI ASSOCIATION INC
B	$1,086,624	FMV
DURHAM ASSET MANAGEMENT COMPANY
B	$946,550	FMV
DURHAM ASSET MANAGEMENT COMPANY
C	$3,320,995	FMV
DUKE GLOBAL INC
B	$1,896,225	FMV
DUKE GLOBAL INC
C	$1,107,400	FMV
DUKE GIFT PROPERTIES INC
C	$548,196	FMV
DUKE MEDICINE GLOBAL SUPPORT CORPORATION
B	$169,617	FMV
DUKE MEDICINE GLOBAL SUPPORT CORPORATION
C	$280,932	FMV
DUKE UNIVERSITY PHILANTHROPIES INC
C	$1,254,003	FMV
HIGH POINT REALTY INC
C	$663,239	FMV
RUTH K BROAD BIOMEDICAL RESEARCH FOUNDATION
C	$285,784	FMV
LORD FOUNDATION INC
C	$955,485	FMV
GOTHIC CORPORATION
R	$2,016,747,394	FMV
GOTHIC CORPORATION
S	$2,557,731,511	FMV
DUKE UNIVERSITY HEALTH SYSTEM INC
S	$142,997,644	FMV
DUMAC INC
R	$11,743,641	FMV
DURHAM REALTY INC
B	$21,881,005	FMV
DURHAM REALTY INC
C	$6,325,000	FMV
WATTS COLLEGE OF NURSING INC
L	$486,635	FMV
CENTER FOR DOCUMENTARY STUDIES
B	$1,501,565	FMV