TRUSTEES OF UNION COLLEGE: Form 990, tax year 2020

View the entire original 990 at ProPublica ↗

Organization: TRUSTEES OF UNION COLLEGE (EIN 14-1338580)
Tax period: 2020-07-01 to 2021-06-30
Filed: 2022-05-16
IRS object ID: 202211369349302006
Schema version: 2020v4.2
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990
Schedule A
Schedule B
Schedule C
Schedule D
Schedule E
Schedule F
Schedule I
Schedule J
Schedule K
Schedule L
Schedule M
Schedule O
Schedule R

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2022-05-16T07:41:00-05:00	ReturnTs
Tax Period End	2021-06-30	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Field	Value	IRS element (for citing)
Preparer Firm EIN	366055558	PreparerFirmEIN

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	GRANT THORNTON LLP	BusinessNameLine1Txt

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	757 THIRD AVENUE 3RD FLOOR	AddressLine1Txt
City	NEW YORK	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	100172013	ZIPCd

Field	Value	IRS element (for citing)
Return Type	990	ReturnTypeCd
Tax Period Begin	2020-07-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	141338580	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	TRUSTEES OF UNION COLLEGE IN THE TOWN OF	BusinessNameLine1Txt
Business Name Line2	SCHENECTADY IN THE STATE OF NEW YORK	BusinessNameLine2Txt

Field	Value	IRS element (for citing)
Business Name Control	TRUS	BusinessNameControlTxt
Phone	5183886104	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	807 UNION STREET	AddressLine1Txt
City	SCHENECTADY	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	12308	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	SCOTT JONES	PersonNm
Person Title	VP FOR ADMIN AND FINANCE	PersonTitleTxt
Phone	5183886104	PhoneNum
Signature	2022-05-16	SignatureDt
Discuss With Paid Preparer	Yes (1)	DiscussWithPaidPreparerInd

Signing Officer SigningOfficerGrp

Person Full Name PersonFullName

Field	Value	IRS element (for citing)
Person First	SCOTT	PersonFirstNm
Person Last	JONES	PersonLastNm

Field	Value	IRS element (for citing)
SSN	XXX-XX-XXXX	SSN

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	SCOTT THOMPSETT	PreparerPersonNm
PTIN	P00741490	PTIN
Phone	2125990100	PhoneNum

Additional Filer Information AdditionalFilerInformation

Trusted Customer TrustedCustomerGrp

Field	Value	IRS element (for citing)
Trusted Customer	3	TrustedCustomerCd
Authentication Assurance Level	AAL1	AuthenticationAssuranceLevelCd
Identity Assurance Level	IAL1	IdentityAssuranceLevelCd

Field	Value	IRS element (for citing)
Tax	2020	TaxYr
Build TS	2022-09-23 18:48:47Z	BuildTS

Form 990 IRS990

Field	Value	IRS element (for citing)
Name Change	Yes (X)	NameChangeInd
Principal Officer	DAVID R HARRIS	PrincipalOfficerNm

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	807 UNION STREET	AddressLine1Txt
City	SCHENECTADY	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	12308	ZIPCd

Field	Value	IRS element (for citing)
Gross Receipts	$592,114,235	GrossReceiptsAmt
Group Return For Affiliates	0	GroupReturnForAffiliatesInd
Organization501c3	Yes (X)	Organization501c3Ind
Website Address	WWW.UNION.EDU	WebsiteAddressTxt
Type Of Organization Corp	Yes (X)	TypeOfOrganizationCorpInd
Formation	1795	FormationYr
Legal Domicile State	NY	LegalDomicileStateCd
Activity Or Mission	UNION COLLEGE DEVELOPS EVERY STUDENT TO LEAD WITH WISDOM, EMPATHY, AND COURAGE.	ActivityOrMissionDesc
Voting Members Governing Body	38	VotingMembersGoverningBodyCnt
Voting Members Independent	32	VotingMembersIndependentCnt
Total Employee	2404	TotalEmployeeCnt
Total Volunteers	11	TotalVolunteersCnt
Total Gross UBI	$1,262,243	TotalGrossUBIAmt
Net Unrelated Bus Txbl Incm	$0	NetUnrelatedBusTxblIncmAmt
PY Contributions Grants	$55,767,172	PYContributionsGrantsAmt
CY Contributions Grants	$26,460,453	CYContributionsGrantsAmt
PY Program Service Revenue	$143,552,448	PYProgramServiceRevenueAmt
CY Program Service Revenue	$139,827,151	CYProgramServiceRevenueAmt
PY Investment Income	$18,200,285	PYInvestmentIncomeAmt
CY Investment Income	$29,117,227	CYInvestmentIncomeAmt
PY Other Revenue	$2,728,656	PYOtherRevenueAmt
CY Other Revenue	$2,399,832	CYOtherRevenueAmt
PY Total Revenue	$220,248,561	PYTotalRevenueAmt
CY Total Revenue	$197,804,663	CYTotalRevenueAmt
PY Grants And Similar Paid	$51,674,711	PYGrantsAndSimilarPaidAmt
CY Grants And Similar Paid	$54,288,128	CYGrantsAndSimilarPaidAmt
PY Benefits Paid To Members	$0	PYBenefitsPaidToMembersAmt
CY Benefits Paid To Members	$0	CYBenefitsPaidToMembersAmt
PY Salaries Comp Emp Bnft Paid	$80,927,600	PYSalariesCompEmpBnftPaidAmt
CY Salaries Comp Emp Bnft Paid	$79,630,877	CYSalariesCompEmpBnftPaidAmt
PY Total Prof Fndrsng Expns	$0	PYTotalProfFndrsngExpnsAmt
CY Total Prof Fndrsng Expns	$0	CYTotalProfFndrsngExpnsAmt
CY Total Fundraising Expense	$4,529,303	CYTotalFundraisingExpenseAmt
PY Other Expenses	$50,672,693	PYOtherExpensesAmt
CY Other Expenses	$52,145,887	CYOtherExpensesAmt
PY Total Expenses	$183,275,004	PYTotalExpensesAmt
CY Total Expenses	$186,064,892	CYTotalExpensesAmt
PY Revenues Less Expenses	$36,973,557	PYRevenuesLessExpensesAmt
CY Revenues Less Expenses	$11,739,771	CYRevenuesLessExpensesAmt
Total Assets BOY	$894,925,888	TotalAssetsBOYAmt
Total Assets EOY	$1,010,860,824	TotalAssetsEOYAmt
Total Liabilities BOY	$200,333,361	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$204,208,167	TotalLiabilitiesEOYAmt
Net Assets Or Fund Balances BOY	$694,592,527	NetAssetsOrFundBalancesBOYAmt
Net Assets Or Fund Balances EOY	$806,652,657	NetAssetsOrFundBalancesEOYAmt
Info In Schedule O Part III	Yes (X)	InfoInScheduleOPartIIIInd
Mission	UNION COLLEGE, CHARTERED BY THE STATE OF NEW YORK IN 1795, IS ONE OF THE NATION'S OLDEST AND MOST DISTINGUISHED LIBERAL ARTS COLLEGES WITH ENGINEERING. CONSISTENTLY RANKED AMONG THE NATION'S TOP COLLEGES, UNION IS A LEADER IN EDUCATING STUDENTS (SEE SCHEDULE O)	MissionDesc
Significant New Program Srvc	0	SignificantNewProgramSrvcInd
Significant Change	0	SignificantChangeInd
Expense	$164,428,705	ExpenseAmt
Grant	$54,288,128	GrantAmt
Revenue	$139,801,406	RevenueAmt
Desc	THE UNION COLLEGE CURRICULUM EMPHASIZES COLLABORATION WITH STUDENTS AND FACULTY THROUGH SMALL CLASSES AND UNDERGRADUATE RESEARCH, INTERNATIONAL STUDY AND LEARNING THROUGH SERVICE. THROUGH ITS UNIQUE INTERDISCIPLINARY APPROACH TO THE LIBERAL ARTS, UNION COMBINES THE HUMANITIES AND SOCIAL SCIENCES WITH SCIENCE AND ENGINEERING, EMPHASIZING THE PRACTICAL APPLICATION OF IDEAS THROUGH HANDS-ON EXPERIENCE. WITH MORE THAN 40 MAJORS AND 55 MINORS TO CHOOSE FROM, UNION STUDENTS CAN PURSUE DOUBLE MAJORS; COMBINE MAJORS AND MINORS; SELECT INTERDEPARTMENTAL AND MULTIDISCIPLINARY CONCENTRATIONS, AND AREA, ETHNIC AND CULTURAL STUDIES PROGRAMS; OR DESIGN THEIR OWN MAJOR. MOST STUDENTS TAKE THREE COURSES IN EACH OF THE THREE 10-WEEK TERMS THAT COMPRISE UNION'S ACADEMIC CALENDAR SYSTEM. (SEE SCHEDULE O)	Desc
Total Program Service Expenses	$164,428,705	TotalProgramServiceExpensesAmt
Described In Section501c3	Yes (1)	DescribedInSection501c3Ind
Schedule B Required	Yes (1)	ScheduleBRequiredInd
Political Campaign Acty	0	PoliticalCampaignActyInd
Lobbying Activities	Yes (1)	LobbyingActivitiesInd
Subject To Proxy Tax	0	SubjectToProxyTaxInd
Donor Advised Fund	0	DonorAdvisedFundInd
Conservation Easements	0	ConservationEasementsInd
Collections Of Art	Yes (1)	CollectionsOfArtInd
Credit Counseling	0	CreditCounselingInd
Donor Rstr Or Quasi Endowments	Yes (1)	DonorRstrOrQuasiEndowmentsInd
Report Land Building Equipment	Yes (1)	ReportLandBuildingEquipmentInd
Report Investments Other Sec	Yes (1)	ReportInvestmentsOtherSecInd
Report Program Related Invst	0	ReportProgramRelatedInvstInd
Report Other Assets	0	ReportOtherAssetsInd
Report Other Liabilities	Yes (1)	ReportOtherLiabilitiesInd
Include FIN48 Footnote	Yes (1)	IncludeFIN48FootnoteInd
Independent Audit Fincl Stmt	Yes (1)	IndependentAuditFinclStmtInd
Consolidated Audit Fincl Stmt	0	ConsolidatedAuditFinclStmtInd
School Operating	Yes (1)	SchoolOperatingInd
Foreign Office	Yes (1)	ForeignOfficeInd
Foreign Activities	Yes (1)	ForeignActivitiesInd
More Than5000 K To Org	0	MoreThan5000KToOrgInd
More Than5000 K To Individuals	0	MoreThan5000KToIndividualsInd
Professional Fundraising	0	ProfessionalFundraisingInd
Fundraising Activities	0	FundraisingActivitiesInd
Gaming Activities	0	GamingActivitiesInd
Operate Hospital	0	OperateHospitalInd
Grants To Organizations	0	GrantsToOrganizationsInd
Grants To Individuals	Yes (1)	GrantsToIndividualsInd
Schedule J Required	Yes (1)	ScheduleJRequiredInd
Tax Exempt Bonds	Yes (1)	TaxExemptBondsInd
Invest Tax Exempt Bonds	0	InvestTaxExemptBondsInd
Escrow Account	0	EscrowAccountInd
On Behalf Of Issuer	0	OnBehalfOfIssuerInd
Engaged In Excess Benefit Trans	0	EngagedInExcessBenefitTransInd
PY Excess Benefit Trans	0	PYExcessBenefitTransInd
Loan Outstanding	0	LoanOutstandingInd
Grant To Related Person	Yes (1)	GrantToRelatedPersonInd
Business Rln With Org Mem	Yes (1)	BusinessRlnWithOrgMemInd
Business Rln With Fam Mem	Yes (1)	BusinessRlnWithFamMemInd
Business Rln With35 Ctrl Ent	0	BusinessRlnWith35CtrlEntInd
Deductible Non Cash Contri	Yes (1)	DeductibleNonCashContriInd
Deductible Art Contribution	0	DeductibleArtContributionInd
Terminate Operations	0	TerminateOperationsInd
Partial Liquidation	0	PartialLiquidationInd
Disregarded Entity	0	DisregardedEntityInd
Related Entity	Yes (1)	RelatedEntityInd
Related Organization Ctrl Ent	0	RelatedOrganizationCtrlEntInd
Trnsfr Exmpt Non Chrtbl Rltd Org	0	TrnsfrExmptNonChrtblRltdOrgInd
Activities Conducted Prtshp	0	ActivitiesConductedPrtshpInd
Schedule O Required	Yes (1)	ScheduleORequiredInd
IRP Document	216	IRPDocumentCnt
IRP Document W2 G	0	IRPDocumentW2GCnt
Backup Wthld Compliance	Yes (1)	BackupWthldComplianceInd
Employee	2404	EmployeeCnt
Employment Tax Returns Filed	Yes (1)	EmploymentTaxReturnsFiledInd
Unrelated Bus Incm Over Limit	Yes (1)	UnrelatedBusIncmOverLimitInd
Form990 T Filed	Yes (1)	Form990TFiledInd
Foreign Financial Account	0	ForeignFinancialAccountInd
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTransInd
Taxable Party Notification	0	TaxablePartyNotificationInd
Nondeductible Contributions	0	NondeductibleContributionsInd
Quid Pro Quo Contributions	0	QuidProQuoContributionsInd
Form8282 Property Disposed Of	0	Form8282PropertyDisposedOfInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	0	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	0	PayPremiumsPrsnlBnftCntrctInd
Indoor Tanning Services	0	IndoorTanningServicesInd
Subj To Tax Rmnrtn Ex Prcht Pymt	0	SubjToTaxRmnrtnExPrchtPymtInd
Subject To Excs Tax Net Invst Inc	0	SubjectToExcsTaxNetInvstIncInd
Info In Schedule O Part VI	Yes (X)	InfoInScheduleOPartVIInd
Governing Body Voting Members	38	GoverningBodyVotingMembersCnt
Independent Voting Member	32	IndependentVotingMemberCnt
Family Or Business Rln	Yes (1)	FamilyOrBusinessRlnInd
Delegation Of Mgmt Duties	0	DelegationOfMgmtDutiesInd
Change To Org Documents	0	ChangeToOrgDocumentsInd
Material Diversion Or Misuse	0	MaterialDiversionOrMisuseInd
Members Or Stockholders	0	MembersOrStockholdersInd
Election Of Board Members	0	ElectionOfBoardMembersInd
Decisions Subject To Approva	0	DecisionsSubjectToApprovaInd
Minutes Of Governing Body	Yes (1)	MinutesOfGoverningBodyInd
Minutes Of Committees	Yes (1)	MinutesOfCommitteesInd
Officer Mailing Address	0	OfficerMailingAddressInd
Local Chapters	0	LocalChaptersInd
Form990 Provided To Gvrn Body	Yes (1)	Form990ProvidedToGvrnBodyInd
Conflict Of Interest Policy	Yes (1)	ConflictOfInterestPolicyInd
Annual Disclosure Covered Prsn	Yes (1)	AnnualDisclosureCoveredPrsnInd
Regular Monitoring Enfrc	Yes (1)	RegularMonitoringEnfrcInd
Whistleblower Policy	Yes (1)	WhistleblowerPolicyInd
Document Retention Policy	Yes (1)	DocumentRetentionPolicyInd
Compensation Process CEO	Yes (1)	CompensationProcessCEOInd
Compensation Process Other	Yes (1)	CompensationProcessOtherInd
Investment In Joint Venture	0	InvestmentInJointVentureInd
States Where Copy Of Return Is Fld	CA	StatesWhereCopyOfReturnIsFldCd
Upon Request	Yes (X)	UponRequestInd

Books In Care Of Detail BooksInCareOfDetail

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	SCOTT JONES	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Phone	5183886104	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	807 UNION STREET	AddressLine1Txt
City	SCHENECTADY	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	12308	ZIPCd

Field	Value	IRS element (for citing)
Info In Schedule O Part VII	Yes (X)	InfoInScheduleOPartVIIInd

Form990 Part VII Section A Form990PartVIISectionAGrp (56 entries)

TitleTitleTxt	Average Hours Per WeekAverageHoursPerWeekRt	Average Hours Per Week Rltd OrgAverageHoursPerWeekRltdOrgRt	Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd	OfficerOfficerInd	Reportable Comp From OrgReportableCompFromOrgAmt	Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt	Other CompensationOtherCompensationAmt	Highest Compensated EmployeeHighestCompensatedEmployeeInd	Key EmployeeKeyEmployeeInd	Former Ofcr Director TrusteeFormerOfcrDirectorTrusteeInd
DAVID R HARRIS
PRESIDENT/TRUSTEE EX OFFICIO	40.00	0.00	Yes (X)	Yes (X)	$670,396	$0	$84,751
STROM THACKER
VP ACADEMIC AFFAIRS/DEAN FACULTY	40.00	0.00		Yes (X)	$245,037	$0	$88,111
MICHELE M GIBSON
VP FOR ADMIN & FIN (THRU 06/30/21)	40.00	0.00		Yes (X)	$281,363	$0	$49,985
ERIC BENNETT
HEAD MEN'S ICE HOCKEY COACH	40.00	0.00			$228,006	$0	$41,965	Yes (X)
MATTHEW MALATESTA
VP FOR ADMISSIONS, FA & ENROLLMENT	40.00	0.00			$215,147	$0	$33,826		Yes (X)
SCOTT RAVA AS OF 1120
ASST. VP & CAMPAIGN DIRECTOR	40.00	0.00			$191,549	$0	$48,049	Yes (X)
MARYBETH KABALIAN
FORMER INTERIM OFFICER	40.00	0.00			$170,847	$0	$60,447			Yes (X)
JAMES MCLAUGHLIN
DIRECTOR OF ATHLETICS	40.00	0.00			$193,025	$0	$32,929	Yes (X)
FRAN'CEE BROWN-MCCLURE
VP STUD AFF & DEAN STUDENTS	40.00	0.00			$199,972	$0	$47,915		Yes (X)
ELLEN YU
CHIEF INFORMATION OFFICER	40.00	0.00			$190,178	$0	$23,084		Yes (X)
HANS FRIEDRICH O MUELLER
THOMAS LAMONT PROF. ANCT & MDRN LIT.	40.00	0.00			$173,621	$0	$33,973	Yes (X)
MICHAEL VINEYARD
FRANK& MARIE LOUISE BAILEY PROF.	40.00	0.00			$171,967	$0	$29,325	Yes (X)
THERESE MCCARTY
FORMER OFFICER	40.00	0.00			$151,422	$0	$28,891			Yes (X)
REBECCA CORTEZ
FACULTY TRUSTEE	40.00	0.00	Yes (X)		$138,142	$0	$11,071
DARCY CZAJKA
VP AND CHIEF OF STAFF	40.00	0.00		Yes (X)	$139,472	$0	$9,402
ANDREW MORRIS
FACULTY TRUSTEE	40.00	0.00	Yes (X)		$85,831	$0	$28,057
PENELOPE ADEY
REGISTRAR	40.00	0.00		Yes (X)	$96,728	$0	$14,171
STEPHEN AINLAY
FORMER OFFICER/PRESIDENT	40.00	0.00			$89,394	$0	$17,899			Yes (X)
BOBBIE NELSON
ASSISTANT SECRETARY TO THE BOT	40.00	0.00		Yes (X)	$72,665	$0	$13,613
BRIAN HUANG
STUDENT TRUSTEE	1.00	0.00	Yes (X)		$2,804	$0	$0
SOPHIA ANDERSON
STUDENT TRUSTEE	1.00	0.00	Yes (X)		$1,685	$0	$0
SHARI MIDONECK-POCHAPIN
CHAIR PRESIDENT'S COUNCIL	1.00	0.00	Yes (X)		$0	$0	$0
ROBERT J MOSER
TERM TRUSTEE	1.80	0.00	Yes (X)		$0	$0	$0
WILLIAM PERLSTEIN
TERM TRUSTEE/GENERAL COUNSEL	2.30	0.00	Yes (X)	Yes (X)	$0	$0	$0
ROBERT BERTAGNA
TERM TRUSTEE/CHAIRMAN	3.30	0.00	Yes (X)	Yes (X)	$0	$0	$0
DAVID J BREAZZANO
LIFE TRUSTEE	1.50	0.00	Yes (X)		$0	$0	$0
KATHLEEN R BROWNE
TERM TRUSTEE	1.00	0.00	Yes (X)		$0	$0	$0
THOMAS CAULFIELD
TERM TRUSTEE	1.00	0.00	Yes (X)		$0	$0	$0
THOMAS J COLEMAN
TERM TRUSTEE	2.50	0.00	Yes (X)		$0	$0	$0
DENNIS M COLEMAN
TERM TRUSTEE	1.00	0.00	Yes (X)		$0	$0	$0
THOMAS G CONNOLLY
TERM TRUSTEE	1.00	0.00	Yes (X)		$0	$0	$0
ESTELLE COOKE-SAMPSON
TERM TRUSTEE	1.00	0.00	Yes (X)		$0	$0	$0
JUDITH DEIN
TERM TRUSTEE	1.00	0.00	Yes (X)		$0	$0	$0
RICHARD DELANEY
TERM TRUSTEE	1.00	0.00	Yes (X)		$0	$0	$0
PETER KWETU HAVILAND-EDUAH
ALUMNI TRUSTEE	1.00	0.00	Yes (X)		$0	$0	$0
NEIL M GOLUB
LIFE TRUSTEE	1.00	0.00	Yes (X)		$0	$0	$0
JULIE GREIFER-SWIDLER
TERM TRUSTEE	1.50	0.00	Yes (X)		$0	$0	$0
DAVID L HENLE
LIFE TRUSTEE	1.50	0.00	Yes (X)		$0	$0	$0
ARTHUR HOLDEN
TERM TRUSTEE	1.50	0.00	Yes (X)		$0	$0	$0
ROY JACKSON
TERM TRUSTEE	1.00	0.00	Yes (X)		$0	$0	$0
JOHN K JOHNSON
ALUMNI TRUSTEE	1.00	0.00	Yes (X)		$0	$0	$0
DOUGLASS KARP
LIFE TRUSTEE	1.50	0.00	Yes (X)		$0	$0	$0
BRAD S KARP
TERM TRUSTEE	1.50	0.00	Yes (X)		$0	$0	$0
JOHN E KELLY III
TERM TRUSTEE	1.00	0.00	Yes (X)		$0	$0	$0
GUY T LOGAN
TERM TRUSTEE	1.00	0.00	Yes (X)		$0	$0	$0
JAMES M LOREE
TERM TRUSTEE	1.50	0.00	Yes (X)		$0	$0	$0
FRANK L MESSA
LIFE TRUSTEE	1.50	0.00	Yes (X)		$0	$0	$0
BETSY MODEST BRAND
ALUMNI TRUSTEE	1.00	0.00	Yes (X)		$0	$0	$0
STANLEY O'BRIEN
TERM TRUSTEE/ VICE CHAIRMAN	1.80	0.00	Yes (X)	Yes (X)	$0	$0	$0
SARAH PONTIUS
TERM TRUSTEE	1.00	0.00	Yes (X)		$0	$0	$0
ELLEN SMITH
TERM TRUSTEE/SECRETARY	1.50	0.00	Yes (X)	Yes (X)	$0	$0	$0
JENNIFER SCONYERS LAWTON
TERM TRUSTEE	1.00	0.00	Yes (X)		$0	$0	$0
KATHRYN STEFANIK BARRY
ALUMNI TRUSTEE	1.00	0.00	Yes (X)		$0	$0	$0
MARK L WALSH
LIFE TRUSTEE	1.00	0.00	Yes (X)		$0	$0	$0
WILLIAM M WICKER
TERM TRUSTEE	1.50	0.00	Yes (X)		$0	$0	$0
GOVERNOR ANDREW M CUOMO
EX-OFFICO	0.00	0.00	Yes (X)		$0	$0	$0

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	$3,709,251	TotalReportableCompFromOrgAmt
Tot Reportable Comp Rltd Org	$0	TotReportableCompRltdOrgAmt
Total Other Compensation	$697,464	TotalOtherCompensationAmt
Indiv Rcvd Greater Than100 K	131	IndivRcvdGreaterThan100KCnt
Former Ofcr Employees Listed	Yes (1)	FormerOfcrEmployeesListedInd
Total Comp Greater Than150 K	Yes (1)	TotalCompGreaterThan150KInd
Compensation From Other Srcs	0	CompensationFromOtherSrcsInd

Contractor Compensation ContractorCompensationGrp (5 entries)

Address Line1ContractorAddress/USAddress/AddressLine1Txt	CityContractorAddress/USAddress/CityNm	State AbbreviationContractorAddress/USAddress/StateAbbreviationCd	ZIPContractorAddress/USAddress/ZIPCd	ServicesServicesDesc	CompensationCompensationAmt
TURNER CONSTRUCTION COMPANY
1 COMPUTER DRIVE	SOUTH ALBANY	NY	12205	CONSTRUCTION	$5,802,043
CRSP LLC
415 MAIN STREET	CAMBRIDGE	MA	021421401	COVID TESTING	$2,310,000
BAIN & COMPANY
1101 16TH ST NW STE 700	WASHINGTON	DC	20036	STRATEGIC CONSULTING	$1,674,000
JACKSON DEMOLITION SERVICES INC
2754 AQUEDUCT ROAD	NISKAYUNA	NY	12309	CONSTRUCTION	$946,937
MLB CONST SERVICES LLC
ONE STONE BREAK ROAD	BALLSTON SPA	NY	12020	CONSTRUCTION	$553,376

Field	Value	IRS element (for citing)
Cntrct Rcvd Greater Than100 K	24	CntrctRcvdGreaterThan100KCnt
Government Grants	$4,081,201	GovernmentGrantsAmt
All Other Contributions	$22,379,252	AllOtherContributionsAmt
Noncash Contributions	$4,910,363	NoncashContributionsAmt
Total Contributions	$26,460,453	TotalContributionsAmt

Program Service Revenue ProgramServiceRevenueGrp (3 entries)

DescDesc	BusinessBusinessCd	Total Revenue ColumnTotalRevenueColumnAmt	Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt	ExclusionExclusionAmt
TUITION AND FEES	611710	$118,545,415	$118,545,415
AUXILIARY ENTERPRISES	713990	$21,255,991	$21,255,991
ATHLETICS	713990	$25,745		$25,745

Field	Value	IRS element (for citing)
Total Program Service Revenue	$139,827,151	TotalProgramServiceRevenueAmt

Investment Income InvestmentIncomeGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$3,657,831	TotalRevenueColumnAmt
Unrelated Business Revenue	$1,262,243	UnrelatedBusinessRevenueAmt
Exclusion	$2,395,588	ExclusionAmt

Gross Rents GrossRentsGrp

Field	Value	IRS element (for citing)
Real	$118,307	RealAmt

Less Rental Expenses LessRentalExpensesGrp

Field	Value	IRS element (for citing)
Real	$0	RealAmt

Rental Income Or Loss RentalIncomeOrLossGrp

Field	Value	IRS element (for citing)
Real	$118,307	RealAmt

Net Rental Income Or Loss NetRentalIncomeOrLossGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$118,307	TotalRevenueColumnAmt
Exclusion	$118,307	ExclusionAmt

Gross Amount Sales Assets GrossAmountSalesAssetsGrp

Field	Value	IRS element (for citing)
Securities	$418,630,039	SecuritiesAmt

Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp

Field	Value	IRS element (for citing)
Securities	$393,170,643	SecuritiesAmt

Gain Or Loss GainOrLossGrp

Field	Value	IRS element (for citing)
Securities	$25,459,396	SecuritiesAmt

Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$25,459,396	TotalRevenueColumnAmt
Exclusion	$25,459,396	ExclusionAmt

Field	Value	IRS element (for citing)
Gross Sales Of Inventory	$1,938,042	GrossSalesOfInventoryAmt
Cost Of Goods Sold	$1,138,929	CostOfGoodsSoldAmt

Net Income Or Loss NetIncomeOrLossGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$799,113	TotalRevenueColumnAmt
Exclusion	$799,113	ExclusionAmt

Other Revenue Misc OtherRevenueMiscGrp

Field	Value	IRS element (for citing)
Desc	MISCELLANEOUS REVENUE	Desc
Business	900099	BusinessCd
Total Revenue Column	$1,482,412	TotalRevenueColumnAmt
Exclusion	$1,482,412	ExclusionAmt

Field	Value	IRS element (for citing)
Other Revenue Total	$1,482,412	OtherRevenueTotalAmt

Total Revenue TotalRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$197,804,663	TotalRevenueColumnAmt
Related Or Exempt Func Income	$139,801,406	RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue	$1,262,243	UnrelatedBusinessRevenueAmt
Exclusion	$30,280,561	ExclusionAmt

Field	Value	IRS element (for citing)
Info In Schedule O Part IX	Yes (X)	InfoInScheduleOPartIXInd

Grants To Domestic Individuals GrantsToDomesticIndividualsGrp

Field	Value	IRS element (for citing)
Total	$54,288,128	TotalAmt
Program Services	$54,288,128	ProgramServicesAmt

Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp

Field	Value	IRS element (for citing)
Total	$2,920,764	TotalAmt
Program Services	$1,392,350	ProgramServicesAmt
Management And General	$1,273,618	ManagementAndGeneralAmt
Fundraising	$254,796	FundraisingAmt

Comp Disqual Persons CompDisqualPersonsGrp

Field	Value	IRS element (for citing)
Total	$759,718	TotalAmt
Program Services	$759,718	ProgramServicesAmt

Other Salaries And Wages OtherSalariesAndWagesGrp

Field	Value	IRS element (for citing)
Total	$54,930,605	TotalAmt
Program Services	$49,730,408	ProgramServicesAmt
Management And General	$2,757,644	ManagementAndGeneralAmt
Fundraising	$2,442,553	FundraisingAmt

Pension Plan Contributions PensionPlanContributionsGrp

Field	Value	IRS element (for citing)
Total	$5,439,303	TotalAmt
Program Services	$4,867,281	ProgramServicesAmt
Management And General	$303,341	ManagementAndGeneralAmt
Fundraising	$268,681	FundraisingAmt

Other Employee Benefits OtherEmployeeBenefitsGrp

Field	Value	IRS element (for citing)
Total	$12,175,663	TotalAmt
Program Services	$10,987,516	ProgramServicesAmt
Management And General	$616,419	ManagementAndGeneralAmt
Fundraising	$571,728	FundraisingAmt

Payroll Taxes PayrollTaxesGrp

Field	Value	IRS element (for citing)
Total	$3,404,824	TotalAmt
Program Services	$2,901,923	ProgramServicesAmt
Management And General	$298,125	ManagementAndGeneralAmt
Fundraising	$204,776	FundraisingAmt

Fees For Services Management FeesForServicesManagementGrp

Field	Value	IRS element (for citing)
Total	$1,121,331	TotalAmt
Program Services	$1,121,331	ProgramServicesAmt

Fees For Services Legal FeesForServicesLegalGrp

Field	Value	IRS element (for citing)
Total	$355,438	TotalAmt
Management And General	$355,438	ManagementAndGeneralAmt

Fees For Services Accounting FeesForServicesAccountingGrp

Field	Value	IRS element (for citing)
Total	$265,252	TotalAmt
Management And General	$265,252	ManagementAndGeneralAmt

Fees For Services Lobbying FeesForServicesLobbyingGrp

Field	Value	IRS element (for citing)
Total	$932	TotalAmt
Fundraising	$932	FundraisingAmt

Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp

Field	Value	IRS element (for citing)
Total	$538,150	TotalAmt
Management And General	$538,150	ManagementAndGeneralAmt

Fees For Services Other FeesForServicesOtherGrp

Field	Value	IRS element (for citing)
Total	$5,149,767	TotalAmt
Program Services	$778,710	ProgramServicesAmt
Management And General	$4,361,364	ManagementAndGeneralAmt
Fundraising	$9,693	FundraisingAmt

Advertising AdvertisingGrp

Field	Value	IRS element (for citing)
Total	$265,518	TotalAmt
Program Services	$168,403	ProgramServicesAmt
Management And General	$35,123	ManagementAndGeneralAmt
Fundraising	$61,992	FundraisingAmt

Office Expenses OfficeExpensesGrp

Field	Value	IRS element (for citing)
Total	$6,437,011	TotalAmt
Program Services	$5,554,359	ProgramServicesAmt
Management And General	$499,268	ManagementAndGeneralAmt
Fundraising	$383,384	FundraisingAmt

Information Technology InformationTechnologyGrp

Field	Value	IRS element (for citing)
Total	$3,973,427	TotalAmt
Program Services	$3,396,864	ProgramServicesAmt
Management And General	$317,639	ManagementAndGeneralAmt
Fundraising	$258,924	FundraisingAmt

Occupancy OccupancyGrp

Field	Value	IRS element (for citing)
Total	$6,062,736	TotalAmt
Program Services	$4,197,130	ProgramServicesAmt
Management And General	$1,854,143	ManagementAndGeneralAmt
Fundraising	$11,463	FundraisingAmt

Travel TravelGrp

Field	Value	IRS element (for citing)
Total	$1,175,985	TotalAmt
Program Services	$411,898	ProgramServicesAmt
Management And General	$719,939	ManagementAndGeneralAmt
Fundraising	$44,148	FundraisingAmt

Conferences Meetings ConferencesMeetingsGrp

Field	Value	IRS element (for citing)
Total	$930,544	TotalAmt
Program Services	$633,480	ProgramServicesAmt
Management And General	$285,481	ManagementAndGeneralAmt
Fundraising	$11,583	FundraisingAmt

Interest InterestGrp

Field	Value	IRS element (for citing)
Total	$5,517,467	TotalAmt
Program Services	$5,517,467	ProgramServicesAmt

Depreciation Depletion DepreciationDepletionGrp

Field	Value	IRS element (for citing)
Total	$11,376,924	TotalAmt
Program Services	$11,376,924	ProgramServicesAmt

Insurance InsuranceGrp

Field	Value	IRS element (for citing)
Total	$1,285,784	TotalAmt
Program Services	$298,801	ProgramServicesAmt
Management And General	$986,983	ManagementAndGeneralAmt

Other Expenses OtherExpensesGrp (4 entries)

DescDesc	TotalTotalAmt	Program ServicesProgramServicesAmt	Management And GeneralManagementAndGeneralAmt	FundraisingFundraisingAmt
COVID TESTING	$2,310,000	$2,310,000
TERMS ABROAD	$1,210,481	$21,190	$1,189,291
DUES AND MEMBERSHIPS	$410,133	$173,150	$232,333	$4,650
STIPENDS & HONORARIUM	$175,558	$152,908	$22,650

All Other Expenses AllOtherExpensesGrp

Field	Value	IRS element (for citing)
Total	$3,583,449	TotalAmt
Program Services	$3,388,766	ProgramServicesAmt
Management And General	$194,683	ManagementAndGeneralAmt

Total Functional Expenses TotalFunctionalExpensesGrp

Field	Value	IRS element (for citing)
Total	$186,064,892	TotalAmt
Program Services	$164,428,705	ProgramServicesAmt
Management And General	$17,106,884	ManagementAndGeneralAmt
Fundraising	$4,529,303	FundraisingAmt

Cash Non Interest Bearing CashNonInterestBearingGrp

Field	Value	IRS element (for citing)
BOY	$29,478	BOYAmt
EOY	$22,275	EOYAmt

Savings And Temp Cash Invst SavingsAndTempCashInvstGrp

Field	Value	IRS element (for citing)
BOY	$43,216,328	BOYAmt
EOY	$50,359,960	EOYAmt

Pledges And Grants Receivable PledgesAndGrantsReceivableGrp

Field	Value	IRS element (for citing)
BOY	$71,865,988	BOYAmt
EOY	$62,890,238	EOYAmt

Accounts Receivable AccountsReceivableGrp

Field	Value	IRS element (for citing)
BOY	$3,281,384	BOYAmt
EOY	$2,862,344	EOYAmt

Oth Notes Loans Receivable Net OthNotesLoansReceivableNetGrp

Field	Value	IRS element (for citing)
BOY	$6,490,431	BOYAmt
EOY	$6,510,765	EOYAmt

Inventories For Sale Or Use InventoriesForSaleOrUseGrp

Field	Value	IRS element (for citing)
BOY	$1,045,035	BOYAmt
EOY	$1,063,012	EOYAmt

Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp

Field	Value	IRS element (for citing)
BOY	$1,709,206	BOYAmt
EOY	$1,925,839	EOYAmt

Field	Value	IRS element (for citing)
Land Bldg Equip Cost Or Other Bss	$556,244,730	LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec	$285,205,855	LandBldgEquipAccumDeprecAmt

Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp

Field	Value	IRS element (for citing)
BOY	$270,360,338	BOYAmt
EOY	$271,038,875	EOYAmt

Investments Pub Traded Sec InvestmentsPubTradedSecGrp

Field	Value	IRS element (for citing)
BOY	$118,196,639	BOYAmt
EOY	$118,958,965	EOYAmt

Investments Other Securities InvestmentsOtherSecuritiesGrp

Field	Value	IRS element (for citing)
BOY	$368,083,099	BOYAmt
EOY	$485,416,880	EOYAmt

Other Assets Total OtherAssetsTotalGrp

Field	Value	IRS element (for citing)
BOY	$10,647,962	BOYAmt
EOY	$9,811,671	EOYAmt

Total Assets TotalAssetsGrp

Field	Value	IRS element (for citing)
BOY	$894,925,888	BOYAmt
EOY	$1,010,860,824	EOYAmt

Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp

Field	Value	IRS element (for citing)
BOY	$15,982,471	BOYAmt
EOY	$25,459,806	EOYAmt

Deferred Revenue DeferredRevenueGrp

Field	Value	IRS element (for citing)
BOY	$3,517,258	BOYAmt
EOY	$3,777,130	EOYAmt

Tax Exempt Bond Liabilities TaxExemptBondLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$91,411,109	BOYAmt
EOY	$86,670,616	EOYAmt

Mortg Notes Pybl Scrd Invst Prop MortgNotesPyblScrdInvstPropGrp

Field	Value	IRS element (for citing)
BOY	$74,048,554	BOYAmt
EOY	$73,045,532	EOYAmt

Other Liabilities OtherLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$15,373,969	BOYAmt
EOY	$15,255,083	EOYAmt

Total Liabilities TotalLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$200,333,361	BOYAmt
EOY	$204,208,167	EOYAmt

Field	Value	IRS element (for citing)
Organization Follows FASB117	Yes (X)	OrganizationFollowsFASB117Ind

No Donor Restriction Net Assets NoDonorRestrictionNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$251,759,482	BOYAmt
EOY	$320,040,710	EOYAmt

Donor Restriction Net Assets DonorRestrictionNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$442,833,045	BOYAmt
EOY	$486,611,947	EOYAmt

Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$694,592,527	BOYAmt
EOY	$806,652,657	EOYAmt

Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$894,925,888	BOYAmt
EOY	$1,010,860,824	EOYAmt

Field	Value	IRS element (for citing)
Info In Schedule O Part XI	Yes (X)	InfoInScheduleOPartXIInd
Reconcilation Revenue Expnss	$11,739,771	ReconcilationRevenueExpnssAmt
Net Unrlzd Gains Losses Invst	$101,383,113	NetUnrlzdGainsLossesInvstAmt
Other Changes In Net Assets	-$1,062,754	OtherChangesInNetAssetsAmt
Method Of Accounting Accrual	Yes (X)	MethodOfAccountingAccrualInd
Accountant Compile Or Review	0	AccountantCompileOrReviewInd
FS Audited	Yes (1)	FSAuditedInd

FS Audited Basis FSAuditedBasisGrp

Field	Value	IRS element (for citing)
Separate Basis Fincl Stmt	Yes (X)	SeparateBasisFinclStmtInd

Field	Value	IRS element (for citing)
Audit Committee	Yes (1)	AuditCommitteeInd
Federal Grant Audit Required	Yes (1)	FederalGrantAuditRequiredInd
Federal Grant Audit Performed	Yes (1)	FederalGrantAuditPerformedInd

Schedule A IRS990ScheduleA

Field	Value	IRS element (for citing)
School	Yes (X)	SchoolInd

Gifts Grants Contri Rcvd170 GiftsGrantsContriRcvd170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$43,627,311	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$24,674,932	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$16,458,935	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$55,767,172	CurrentTaxYearMinus1YearAmt
Current Tax Year	$26,460,453	CurrentTaxYearAmt
Total	$166,988,803	TotalAmt

Total Calendar Year170 TotalCalendarYear170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$43,627,311	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$24,674,932	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$16,458,935	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$55,767,172	CurrentTaxYearMinus1YearAmt
Current Tax Year	$26,460,453	CurrentTaxYearAmt
Total	$166,988,803	TotalAmt

Field	Value	IRS element (for citing)
Substantial Contributors Tot	$46,031,516	SubstantialContributorsTotAmt
Public Support Total170	$120,957,287	PublicSupportTotal170Amt

Gross Investment Income170 GrossInvestmentIncome170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$3,834,849	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$3,895,649	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$7,315,863	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$5,154,125	CurrentTaxYearMinus1YearAmt
Current Tax Year	$3,776,138	CurrentTaxYearAmt
Total	$23,976,624	TotalAmt

Other Income170 OtherIncome170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$3,555,538	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$1,950,147	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$3,720,259	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$1,913,308	CurrentTaxYearMinus1YearAmt
Current Tax Year	$1,482,412	CurrentTaxYearAmt
Total	$12,621,664	TotalAmt

Field	Value	IRS element (for citing)
Total Support	$203,587,091	TotalSupportAmt
Gross Receipts Rltd Activities	$706,660,110	GrossReceiptsRltdActivitiesAmt
Public Support CY170	0.59410	PublicSupportCY170Pct
Public Support PY170	0.59000	PublicSupportPY170Pct
Thirty Thr Pct Suprt Tests CY170	Yes (X)	ThirtyThrPctSuprtTestsCY170Ind

Form990 Schedule A Part VI Form990ScheduleAPartVIGrp

Field	Value	IRS element (for citing)
Form And Line Reference	SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME:	FormAndLineReferenceDesc
Explanation	MISCELLANEOUS REVENUE - 2016 AMOUNT: $ 3,520,220. 2017 AMOUNT: $ 1,918,005. 2018 AMOUNT: $ 1,845,624. 2019 AMOUNT: $ 1,509,416. 2020 AMOUNT: $ 1,482,412. SPECIAL EVENT INCOME - 2016 AMOUNT: $ 35,318. 2017 AMOUNT: $ 32,142. 2018 AMOUNT: $ 33,873. 2019 AMOUNT: $ 3,606. 2020 AMOUNT: $ 0. INSURANCE AND OTHER REIMBURSEMENTS - 2016 AMOUNT: $ 0. 2017 AMOUNT: $ 0. 2018 AMOUNT: $ 1,399,805. 2019 AMOUNT: $ 0. 2020 AMOUNT: $ 0. CONFERENCES - 2016 AMOUNT: $ 0. 2017 AMOUNT: $ 0. 2018 AMOUNT: $ 440,957. 2019 AMOUNT: $ 400,286. 2020 AMOUNT: $ 0.	ExplanationTxt

Schedule B IRS990ScheduleB

Contributor Information ContributorInformationGrp

Field	Value	IRS element (for citing)
Contributor	RESTRICTED	ContributorNum

Contributor Business Name ContributorBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	RESTRICTED	BusinessNameLine1

Contributor US Address ContributorUSAddress

Field	Value	IRS element (for citing)
Address Line1	RESTRICTED	AddressLine1
Address Line2	RESTRICTED	AddressLine2
City	RESTRICTED	City
State	RESTRICTED	State
ZIP Code	RESTRICTED	ZIPCode

Field	Value	IRS element (for citing)
Total Contributions	RESTRICTED	TotalContributionsAmt

Schedule C IRS990ScheduleC

Field	Value	IRS element (for citing)
Volunteers	0	VolunteersInd
Paid Staff Or Management	0	PaidStaffOrManagementInd
Media Advertisements	0	MediaAdvertisementsInd
Mailings Members	0	MailingsMembersInd
Publications Or Broadcast	0	PublicationsOrBroadcastInd
Grants Other Organizations	0	GrantsOtherOrganizationsInd
Direct Contact Legislators	0	DirectContactLegislatorsInd
Rallies Demonstrations	0	RalliesDemonstrationsInd
Other Activities	Yes (1)	OtherActivitiesInd
Other Activities	$932	OtherActivitiesAmt
Total Lobbying Expenditures	$932	TotalLobbyingExpendituresAmt
Not Described Section501c3	0	NotDescribedSection501c3Ind

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	PART II-B, LINE 1:	FormAndLineReferenceDesc
Explanation	THE COLLEGE IS A MEMBER OF NACUBO AND PAYS ANNUAL DUES TO RETAIN THAT MEMBERSHIP. $932 OF ITS ANNUAL MEMBERSHIP DUES WAS DEEMED TO BE NON-DEDUCTIBLE AS LOBBYING EXPENDITURES AND HAS BEEN INCLUDED ON SCHEDULE C, PART II-B, LINE 1(I).	ExplanationTxt

Schedule D IRS990ScheduleD

Field	Value	IRS element (for citing)
Collection Used Pub Exhibition	Yes (X)	CollectionUsedPubExhibitionInd
Coll Used Scholarly Rsrch	Yes (X)	CollUsedScholarlyRsrchInd
Collection Used Preservation	Yes (X)	CollectionUsedPreservationInd

Collection Used Other Purposes CollectionUsedOtherPurposesGrp

Field	Value	IRS element (for citing)
Collection Used Other Purposes	Yes (X)	CollectionUsedOtherPurposesInd
Other Purposes	EDUCATIONAL	OtherPurposesDesc

Field	Value	IRS element (for citing)
Solicited Assets Sale	0	SolicitedAssetsSaleInd

CY Endwmt Fund CYEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$478,019,726	BeginningYearBalanceAmt
Contributions	$16,761,010	ContributionsAmt
Investment Earnings Or Losses	$128,897,291	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$8,027,952	GrantsOrScholarshipsAmt
Other Expenditures	$16,903,783	OtherExpendituresAmt
End Year Balance	$598,746,292	EndYearBalanceAmt

CY Minus1 Yr Endwmt Fund CYMinus1YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$470,309,116	BeginningYearBalanceAmt
Contributions	$9,611,876	ContributionsAmt
Investment Earnings Or Losses	$21,033,478	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$6,050,367	GrantsOrScholarshipsAmt
Other Expenditures	$16,884,377	OtherExpendituresAmt
End Year Balance	$478,019,726	EndYearBalanceAmt

CY Minus2 Yr Endwmt Fund CYMinus2YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$456,527,586	BeginningYearBalanceAmt
Contributions	$8,554,451	ContributionsAmt
Investment Earnings Or Losses	$27,702,861	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$5,677,347	GrantsOrScholarshipsAmt
Other Expenditures	$16,798,435	OtherExpendituresAmt
End Year Balance	$470,309,116	EndYearBalanceAmt

CY Minus3 Yr Endwmt Fund CYMinus3YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$427,586,553	BeginningYearBalanceAmt
Contributions	$4,500,706	ContributionsAmt
Investment Earnings Or Losses	$48,044,453	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$5,436,858	GrantsOrScholarshipsAmt
Other Expenditures	$18,167,268	OtherExpendituresAmt
End Year Balance	$456,527,586	EndYearBalanceAmt

CY Minus4 Yr Endwmt Fund CYMinus4YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$389,226,052	BeginningYearBalanceAmt
Contributions	$4,662,783	ContributionsAmt
Investment Earnings Or Losses	$49,698,928	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$5,273,607	GrantsOrScholarshipsAmt
Other Expenditures	$10,727,603	OtherExpendituresAmt
End Year Balance	$427,586,553	EndYearBalanceAmt

Field	Value	IRS element (for citing)
Board Designated Balance EOY	0.31000	BoardDesignatedBalanceEOYPct
Prmnnt Endowment Balance EOY	0.32000	PrmnntEndowmentBalanceEOYPct
Term Endowment Balance EOY	0.37000	TermEndowmentBalanceEOYPct
Endowments Held Unrelated Org	Yes (1)	EndowmentsHeldUnrelatedOrgInd
Endowments Held Related Org	0	EndowmentsHeldRelatedOrgInd

Land LandGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$101	OtherCostOrOtherBasisAmt
Book Value	$101	BookValueAmt

Buildings BuildingsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$167,912,643	OtherCostOrOtherBasisAmt
Depreciation	$97,786,483	DepreciationAmt
Book Value	$70,126,160	BookValueAmt

Leasehold Improvements LeaseholdImprovementsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$220,452,349	OtherCostOrOtherBasisAmt
Depreciation	$54,260,200	DepreciationAmt
Book Value	$166,192,149	BookValueAmt

Equipment EquipmentGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$107,708,634	OtherCostOrOtherBasisAmt
Depreciation	$94,011,549	DepreciationAmt
Book Value	$13,697,085	BookValueAmt

Other Land Buildings OtherLandBuildingsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$60,171,003	OtherCostOrOtherBasisAmt
Depreciation	$39,147,623	DepreciationAmt
Book Value	$21,023,380	BookValueAmt

Field	Value	IRS element (for citing)
Total Book Value Land Buildings	$271,038,875	TotalBookValueLandBuildingsAmt

Other Securities OtherSecuritiesGrp (8 entries)

DescDesc	Book ValueBookValueAmt	Method ValuationMethodValuationCd
DISTRESSED DEBT	$27,267,951	F
GLOBAL EQUITY	$100,543,175	F
REAL ASSETS	$33,473,834	F
PRIVATE EQUITY AND VENTURE CAPITAL	$96,208,258	F
MULTISTRATEGY FUNDS	$23,270,943	F
HEDGED EQUITY FUNDS	$105,366,544	F
EMERGING MARKETS FUNDS	$44,242,963	F
INTERNATIONAL EQUITY	$55,043,212	F

Field	Value	IRS element (for citing)
Total Book Value Securities	$485,416,880	TotalBookValueSecuritiesAmt

Other Liabilities Org OtherLiabilitiesOrgGrp (4 entries)

DescDesc	AmtAmt
ACCRUED POSTRETIREMENT BENEFITS	$9,193,065
POOLED INCOME & CHAR. GIFT PAYABLE	$4,024,078
REFUNDABLE FEDERAL STUDENT LOAN FUNDS	$1,188,707
ASSET RETIREMENT OBLIGATIONS	$849,233

Field	Value	IRS element (for citing)
Total Liability	$15,255,083	TotalLiabilityAmt
Footnote Text	Yes (X)	FootnoteTextInd
Total Rev Etc Audited Fincl Stmt	$246,235,470	TotalRevEtcAuditedFinclStmtAmt
Net Unrealized Gains Invst	$101,383,113	NetUnrealizedGainsInvstAmt
Revenue Not Reported	$101,383,113	RevenueNotReportedAmt
Revenue Subtotal	$144,852,357	RevenueSubtotalAmt
Investment Expenses Not Incld	$538,150	InvestmentExpensesNotIncldAmt
Other Revenues Not Included	$52,414,156	OtherRevenuesNotIncludedAmt
Revenue Not Reported Fincl Stmt	$52,952,306	RevenueNotReportedFinclStmtAmt
Total Revenue Per Form990	$197,804,663	TotalRevenuePerForm990Amt
Tot Expns Etc Audited Fincl Stmt	$133,112,586	TotExpnsEtcAuditedFinclStmtAmt
Other Expenses Included	$1,138,929	OtherExpensesIncludedAmt
Expenses Not Reported	$1,138,929	ExpensesNotReportedAmt
Expenses Subtotal	$131,973,657	ExpensesSubtotalAmt
Investment Expenses Not Incld2	$538,150	InvestmentExpensesNotIncld2Amt
Other Expenses Not Included	$53,553,085	OtherExpensesNotIncludedAmt
Expenses Not Rpt Fincl Stmt	$54,091,235	ExpensesNotRptFinclStmtAmt
Total Expenses Per Form990	$186,064,892	TotalExpensesPerForm990Amt

Supplemental Information Detail SupplementalInformationDetail (7 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
PART III, LINE 1A:	F/S FOOTNOTE FOR ART, TREASURES, ETC. THE COLLEGE'S COLLECTIONS ARE HELD FOR EDUCATIONAL, RESEARCH, SCIENTIFIC AND CURATORIAL PURPOSES. EACH OF THE ITEMS IS CATALOGUED, PRESERVED, AND CARED FOR, AND ACTIVITIES VERIFYING THEIR EXISTENCE AND ASSESSING THEIR CONDITION ARE PERFORMED PERIODICALLY. ALL PROCEEDS RESULTING FROM THE DEACCESSION OF OBJECTS FROM THE PERMANENT COLLECTION ARE ALLOCATED FOR THE BENEFIT OF THE COLLECTIONS. DURING THE YEARS ENDED JUNE 30, 2021 AND 2020, NO OBJECTS WERE DEACCESSIONED.
PART III, LINE 4:	DESCRIPTION OF ORGANIZATION COLLECTIONS & HOW IT FURTHERS EXEMPT PURPOSE THE COLLEGE'S COLLECTIONS ARE MADE UP OF APPROXIMATELY 36,000 OBJECTS AND THEIR ESTIMATED FAIR VALUE IS APPROXIMATELY $25,000,000. THE COLLEGE'S POLICY IS NOT TO CAPITALIZE ITS COLLECTIONS. THE COLLEGE'S COLLECTIONS COMPRISE OF PAINTINGS AND PORTRAITS, FURNITURE, WORKS ON PAPER, SCIENTIFIC INSTRUMENTATION, AND OTHER OBJECTS.
PART V, LINE 4:	INTENDED USES OF ENDOWMENT FUND THE COLLEGE'S ENDOWMENT FUNDS ARE RESERVED TO FUND STUDENT SCHOLARSHIPS AND OTHER EDUCATIONAL PROGRAMS IN ACCORDANCE WITH DONOR INTENTIONS.
PART X, LINE 2:	FIN 48 FOOTNOTE THE COLLEGE IS A NOT-FOR-PROFIT ORGANIZATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS GENERALLY EXEMPT FROM INCOME TAX ON RELATED INCOME. THE COLLEGE RECOGNIZES THE EFFECT OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT OF BEING SUSTAINED BY THE RELEVANT TAX AUTHORITY. CHANGES IN RECOGNITION OR MEASUREMENT ARE REFLECTED IN THE PERIOD IN WHICH THE CHANGE IN JUDGMENT OCCURS. THE COLLEGE BELIEVES IT HAS TAKEN NO SIGNIFICANT UNCERTAIN TAX POSITIONS.
PART XI, LINE 4B - OTHER ADJUSTMENTS:	RE-CLASS OF SCHOLARSHIP EXPENSES 53,553,085. COSTS OF GOODS SOLD -1,138,929.
PART XII, LINE 2D - OTHER ADJUSTMENTS:	COSTS OF GOODS SOLD 1,138,929.
PART XII, LINE 4B - OTHER ADJUSTMENTS:	RE-CLASS OF SCHOLARSHIP EXPENSES 53,553,085.

Schedule E IRS990ScheduleE

Field	Value	IRS element (for citing)
Nondiscriminatory Policy Stmt	Yes (1)	NondiscriminatoryPolicyStmtInd
Policy Stmt In Brochures Etc	Yes (1)	PolicyStmtInBrochuresEtcInd
Plcy Pblczd Via Broadcast Media	Yes (1)	PlcyPblczdViaBroadcastMediaInd
Maintain Racial Comp Recs	Yes (1)	MaintainRacialCompRecsInd
Maintain Scholarships Recs	Yes (1)	MaintainScholarshipsRecsInd
Maintain Cpy Of Brochures Etc	Yes (1)	MaintainCpyOfBrochuresEtcInd
Maintain Cpy Of All Sol	Yes (1)	MaintainCpyOfAllSolInd
Discriminate Race Stdnts Rghts	0	DiscriminateRaceStdntsRghtsInd
Discriminate Race Admiss Plcy	0	DiscriminateRaceAdmissPlcyInd
Discriminate Race Emplm Fculty	0	DiscriminateRaceEmplmFcultyInd
Discriminate Race Schs	0	DiscriminateRaceSchsInd
Discriminate Race Educ Plcy	0	DiscriminateRaceEducPlcyInd
Discriminate Race Use Of Fclts	0	DiscriminateRaceUseOfFcltsInd
Discriminate Race Athlt Prog	0	DiscriminateRaceAthltProgInd
Discriminate Race Other Acty	0	DiscriminateRaceOtherActyInd
Government Financial Aid Rcvd	Yes (1)	GovernmentFinancialAidRcvdInd
Government Financial Aid Rvkd	0	GovernmentFinancialAidRvkdInd
Compliance With Rev Proc7550	Yes (1)	ComplianceWithRevProc7550Ind

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc

ExplanationExplanationTxt

SCHEDULE E, PART I, LINE 3

RACIALLY NONDISCRIMINATORY POLICY PUBLICIZED THE COLLEGE'S RACIALLY NONDISCRIMINATORY POLICY IS PUBLICIZED THROUGH AREA NEWSPAPERS, IN STUDENT HANDBOOKS, AND ON THE COLLEGE'S WEBSITE. UNION COLLEGE DOES NOT DISCRIMINATE ON THE BASIS OF RACE, COLOR, SEXUAL ORIENTATION, NATIONAL OR ETHNIC ORIGIN TO ALL THE RIGHTS, PRIVILEGES, PROGRAMS, AND ACTIVITIES GENERALLY ACCORDED OR MADE AVAILABLE TO STUDENTS. THIS POLICY EXTENDS TO THE ADMINISTRATION OF THEIR EDUCATIONAL POLICIES, ADMISSIONS POLICIES, SCHOLARSHIP AND LOAN PROGRAMS AND ATHLETIC AND OTHER SCHOOL-ADMINISTERED PROGRAMS.

SCHEDULE E, PART I, LINE 6

THE ORGANIZATION HAS RECEIVED THE FOLLOWING FINANCIAL AID OR ASSISTANCE FROM A GOVERNMENTAL AGENCY: 1. FEDERAL CAMPUS-BASED AID, WHICH INCLUDES FEDERAL WORK-STUDY AND SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANTS, FROM THE U.S. DEPARTMENT OF EDUCATION. 2. NSF-STEM SCHOLARSHIPS WHICH ARE FUNDED BY THE FEDERAL GOVERNMENT. 3. TAP AWARDS, NYS MERIT SCHOLARSHIPS, TUITION/MAINTENANCE GRANTS RECEIVED FROM NYS FOR THE HEOP PROGRAM, NYS AIM SCHOLARSHIP, NYS VETERAN'S SCHOLARSHIP, NYS FOSTER INITIATIVE, NYS STEM INCENTIVE PROGRAM, NYS WORLD TRADE SCHOLARSHIP AND BUNDY AID. 4. ROTC-FEDERAL FUNDING WHICH COVERS A PORTION OF EDUCATIONAL EXPENSES FOR THE RECIPIENTS. 5. THE HEERF GRANT PROGRAM PROVIDES EMERGENCY FINANCIAL AID TO STUDENTS IMPACTED BY THE COVID-19 PANDEMIC. THE COLLEGE PROVIDED EMERGENCY FINANCIAL AID GRANTS TO STUDENTS OF $590,043 IN THE YEAR ENDING JUNE 30, 2021.

Schedule F IRS990ScheduleF

Field	Value	IRS element (for citing)
Grant Records Maintained	Yes (1)	GrantRecordsMaintainedInd

Account Activities Outside US AccountActivitiesOutsideUSGrp (9 entries)

RegionRegionTxt	EmployeeEmployeeCnt	Type Of Activities ConductedTypeOfActivitiesConductedTxt	Specific Services ProvidedSpecificServicesProvidedTxt	Region Total ExpendituresRegionTotalExpendituresAmt
EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM	1	PROGRAM SERVICES	CONFERENCES	$15,210
EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA,	0	PROGRAM SERVICES	CONFERENCES	$1,974
NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES	0	PROGRAM SERVICES	MEMBERSHIP SUBSCRIPTION	$242
SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL,	0	PROGRAM SERVICES	RECRUITING	$411
RUSSIA AND NEIGHBORING STATES	1	PROGRAM SERVICES	MODERN LANGUAGES	$8,740
SOUTH AMERICA	1	PROGRAM SERVICES	ADMISSIONS	$7,860
NORTH AMERICA	0	INVESTMENTS		$1,127,451
CENTRAL AMERICA AND THE CARIBBEAN	0	INVESTMENTS		$256,764,548
EUROPE (INCLUDING ICELAND & GREENLAND)	0	INVESTMENTS		$25,580,865

Field	Value	IRS element (for citing)
Subtotal Offices	0	SubtotalOfficesCnt
Subtotal Employees	3	SubtotalEmployeesCnt
Continuation Total Office	0	ContinuationTotalOfficeCnt
Continuation Total Employee	0	ContinuationTotalEmployeeCnt
Total Office	0	TotalOfficeCnt
Total Employee	3	TotalEmployeeCnt
Subtotal Spent	$257,926,436	SubtotalSpentAmt
Continuation Spent	$25,580,865	ContinuationSpentAmt
Total Spent	$283,507,301	TotalSpentAmt
Transfer To Foreign Corp	Yes (1)	TransferToForeignCorpInd
Interest In Foreign Trust	0	InterestInForeignTrustInd
Foreign Corp Ownership	Yes (1)	ForeignCorpOwnershipInd
Passive Foreign Investmest Co	Yes (1)	PassiveForeignInvestmestCoInd
Foreign Partnership	Yes (1)	ForeignPartnershipInd
Boycott Countries	0	BoycottCountriesInd

Supplemental Information Detail SupplementalInformationDetail (3 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
PART I, LINE 2:	EXPLANATION FOR MONITORING USE OF FUNDS OUTSIDE U.S. TERMS ABROAD SCHOLARSHIPS ARE AWARDED BY UNION'S TERMS ABROAD OFFICE TO STUDENTS SCHEDULED TO STUDY ABROAD BASED ON FINANCIAL NEED AND CRITERIA ESTABLISHED BY THE DONOR. THE STUDENT RECEIVING THE AWARD UNDERSTANDS THAT THE FUNDS MUST BE RETURNED TO UNION IF THE STUDENT DOES NOT TRAVEL ABROAD. THE AWARD IS GENERALLY USED FOR THE STUDENT'S TRAVEL EXPENSES, WHICH ARE NOT COVERED BY UNION COLLEGE. UPON HIS/HER RETURN, THE STUDENT IS URGED TO WRITE A PERSONAL NOTE OF THANKS TO THE DONOR DESCRIBING THEIR TERMS ABROAD EXPERIENCE.
PART III ACCOUNTING METHOD:
PART IV, FOREIGN FORMS	THE COLLEGE INVESTS IN DOMESTIC AND FOREIGN INVESTMENT VEHICLES THAT MAY OWN AN INTEREST IN A FOREIGN CORPORATION, PASSIVE FOREIGN INVESTMENT COMPANY, OR FOREIGN PARTNERSHIP. NEVERTHELESS, THE COLLEGE'S INVESTMENT ACTIVITIES MAY NOT REACH THE THRESHOLDS REQUIRED FOR FILING THE FORMS 926, 5471, 8621 OR 8865. TO THE EXTENT SUCH A FORM WAS COMPLETED, IT HAS BEEN FILED WITH THE COLLEGE'S FORM 990-T. A PORTION OF UNION COLLEGE'S ENDOWMENT IS INVESTED IN FUNDS THAT ARE DOMICILED IN OFFSHORE LOCATIONS PROVIDING OPPORTUNITIES FOR TAX-ADVANTAGED NET RETURNS TO THE ENDOWMENT.

Schedule I IRS990ScheduleI

Field	Value	IRS element (for citing)
Grant Records Maintained	Yes (1)	GrantRecordsMaintainedInd

Grants Other Asst To Indiv In US GrantsOtherAsstToIndivInUSGrp (8 entries)

Grant TypeGrantTypeTxt	RecipientRecipientCnt	Cash GrantCashGrantAmt
HIGHER EDUCATION OPPORTUNITY PROGRAM	58	$420,000
UNION COLLEGE GENERAL SCHOLARSHIPS	1761	$42,925,348
ENDOWED SCHOLARSHIPS	648	$8,027,952
ANNUAL RESTRICTED SCHOLARSHIPS	74	$1,088,549
WORK STUDY	842	$1,005,269
SUPPLEMENTAL EDUCATION OPP. GRANT	302	$85,967
SUPPORTING SCHOLARS IN SCI. & ENG.	20	$145,000
HIGHER EDUCATION EMERGENCY RELIEF FUND	1007	$590,043

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	PART I, LINE 2:	FormAndLineReferenceDesc
Explanation	ALL GRANTS AWARDED ARE BASED ON NEED AND CONFORM TO FEDERAL, STATE AND INSTITUTIONAL REGULATIONS. ELIGIBILITY IS BASED ON A THOROUGH REVIEW AND VERIFICATION OF A FAMILY'S INCOME, ASSETS, SIZE AND NUMBER OF DEPENDENTS ENROLLED IN COLLEGE. ANNUAL EXPENDITURE REPORTS ARE SUBMITTED TO THE FEDERAL AND STATE GOVERNMENTS FOR REVIEW. THE FUND EXPENDITURES ARE REVIEWED FOR COMPLIANCE IN AN ANNUAL AUDIT CONDUCTED BY AN INDEPENDENT ACCOUNTING FIRM. THE COLLEGE DOES NOT FURTHER MONITOR THE USAGE OF SCHOLARSHIP FUNDS AS THESE AMOUNTS ARE CREDITED DIRECTLY AGAINST STUDENTS TUITION ACCOUNT AND THERE IS NO OPPORTUNITY FOR THE STUDENT TO DIVERT THESE FUNDS TO NON-EDUCATIONAL USES.	ExplanationTxt

Schedule J IRS990ScheduleJ

Field	Value	IRS element (for citing)
Housing Allowance Or Residence	Yes (X)	HousingAllowanceOrResidenceInd
Club Dues Or Fees	Yes (X)	ClubDuesOrFeesInd
Written Policy Ref T And E Expnss	0	WrittenPolicyRefTAndEExpnssInd
Substantiation Required	Yes (1)	SubstantiationRequiredInd
Compensation Committee	Yes (X)	CompensationCommitteeInd
Compensation Survey	Yes (X)	CompensationSurveyInd
Board Or Committee Approval	Yes (X)	BoardOrCommitteeApprovalInd
Severance Payment	0	SeverancePaymentInd
Supplemental Nonqual Rtr Plan	Yes (1)	SupplementalNonqualRtrPlanInd
Equity Based Comp Arrngm	0	EquityBasedCompArrngmInd
Comp Based On Revenue Of Flng Org	0	CompBasedOnRevenueOfFlngOrgInd
Comp Bsd On Rev Related Orgs	0	CompBsdOnRevRelatedOrgsInd
Comp Bsd Net Earns Flng Org	0	CompBsdNetEarnsFlngOrgInd
Comp Bsd Net Earns Rltd Orgs	0	CompBsdNetEarnsRltdOrgsInd
Any Non Fixed Payments	Yes (1)	AnyNonFixedPaymentsInd
Initial Contract Exception	0	InitialContractExceptionInd

Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (14 entries)

TitleTitleTxt	Base Compensation Filing OrgBaseCompensationFilingOrgAmt	Compensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmt	Bonus Filing OrganizationBonusFilingOrganizationAmount	Bonus Related OrganizationsBonusRelatedOrganizationsAmt	Other Compensation Filing OrgOtherCompensationFilingOrgAmt	Other Compensation Rltd OrgsOtherCompensationRltdOrgsAmt	Deferred Compensation Flng OrgDeferredCompensationFlngOrgAmt	Deferred Comp Rltd OrgsDeferredCompRltdOrgsAmt	Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmt	Nontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmt	Total Compensation Filing OrgTotalCompensationFilingOrgAmt	Total Compensation Rltd OrgsTotalCompensationRltdOrgsAmt	Comp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmt	Comp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt
DAVID R HARRIS
PRESIDENT/TRUSTEE EX OFFICIO	$596,720	$0	$31,826	$0	$41,850	$0	$37,635	$0	$47,116	$0	$755,147	$0	$0	$0
STROM THACKER
VP ACADEMIC AFFAIRS/DEAN FACULTY	$244,472	$0	$0	$0	$565	$0	$15,175	$0	$72,936	$0	$333,148	$0	$0	$0
MICHELE M GIBSON
VP FOR ADMIN & FIN (THRU 06/30/21)	$280,331	$0	$0	$0	$1,032	$0	$17,321	$0	$32,664	$0	$331,348	$0	$0	$0
ERIC BENNETT
HEAD MEN'S ICE HOCKEY COACH	$227,490	$0	$0	$0	$516	$0	$14,121	$0	$27,844	$0	$269,971	$0	$0	$0
MATTHEW MALATESTA
VP FOR ADMISSIONS, FA & ENROLLMENT	$207,832	$0	$0	$0	$7,315	$0	$13,067	$0	$20,759	$0	$248,973	$0	$0	$0
SCOTT RAVA AS OF 1120
ASST. VP & CAMPAIGN DIRECTOR	$190,434	$0	$0	$0	$1,115	$0	$10,790	$0	$37,259	$0	$239,598	$0	$0	$0
MARYBETH KABALIAN
FORMER INTERIM OFFICER	$170,490	$0	$0	$0	$357	$0	$10,814	$0	$49,633	$0	$231,294	$0	$0	$0
JAMES MCLAUGHLIN
DIRECTOR OF ATHLETICS	$191,611	$0	$0	$0	$1,414	$0	$12,198	$0	$20,731	$0	$225,954	$0	$0	$0
FRAN'CEE BROWN-MCCLURE
VP STUD AFF & DEAN STUDENTS	$199,259	$0	$0	$0	$713	$0	$12,513	$0	$35,402	$0	$247,887	$0	$0	$0
ELLEN YU
CHIEF INFORMATION OFFICER	$189,642	$0	$0	$0	$536	$0	$11,708	$0	$11,376	$0	$213,262	$0	$0	$0
HANS FRIEDRICH O MUELLER
THOMAS LAMONT PROF. ANCT & MDRN LIT.	$172,664	$0	$0	$0	$957	$0	$13,308	$0	$20,665	$0	$207,594	$0	$0	$0
MICHAEL VINEYARD
FRANK& MARIE LOUISE BAILEY PROF.	$170,042	$0	$0	$0	$1,925	$0	$13,737	$0	$15,588	$0	$201,292	$0	$0	$0
THERESE MCCARTY
FORMER OFFICER	$150,439	$0	$0	$0	$983	$0	$13,307	$0	$15,584	$0	$180,313	$0	$0	$0
STEPHEN AINLAY
FORMER OFFICER/PRESIDENT	$88,376	$0	$0	$0	$1,018	$0	$10,098	$0	$7,801	$0	$107,293	$0	$0	$0

Supplemental Information Detail SupplementalInformationDetail (3 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
PART I, LINE 1A	RELEVANT INFORMATION REGARDING COMPENSATION BENEFITS LINE 1 - HOUSING ALLOWANCE THE PRESIDENT, DAVID HARRIS, UNDER THE TERMS OF HIS EMPLOYMENT AGREEMENT, RECEIVES A HOUSING ALLOWANCE IN THE FORM OF A CASH PAYMENT, WHICH IS REPORTED AS TAXABLE INCOME ON HIS W-2. THE BOARD OF TRUSTEES APPROVED THE NATURE AND AMOUNT OF THE HOUSING ALLOWANCE. THE COLLEGE REQUIRES THE VICE PRESIDENT FOR STUDENT AFFAIRS AND DEAN OF STUDENTS, FRAN'CEE BROWN-MCCLURE, TO RESIDE ON CAMPUS AS A CONDITION OF HER EMPLOYMENT FOR THE BENEFIT OF THE COLLEGE, AND COLLEGE-OWNED HOUSING IS PROVIDED FOR HER. THE VALUE OF THE EMPLOYER PROVIDED HOUSING IS DEEMED TO BE NON-TAXABLE AND NOT INCLUDED IN HER FORM W-2 AS RESIDENCE ON CAMPUS IS A NECESSARY CONDITION OF EMPLOYMENT. HOWEVER, THE TOTAL ANNUAL ESTIMATED VALUE IS INCLUDED IN NON-TAXABLE BENEFITS IN FORM 990, PART VII AND SCHEDULE J, PART II, COLUMN D. LINE 1 - HEALTH OR SOCIAL CLUB DUES OR INITIATION FEES AS PART OF PRESIDENT DAVID HARRIS'S EMPLOYMENT CONTRACT, THE COLLEGE PAYS FOR TWO CLUB MEMBERSHIPS; THE FIRST IS TO THE MOHAWK GOLF CLUB IN SCHENECTADY AND THE OTHER MEMBERSHIP IS TO THE UNIVERSITY CLUB IN NEW YORK CITY. THE PRESIDENT UTILIZES THE SOCIAL CLUBS FOR BUSINESS PURPOSES; TO THE EXTENT THERE MAY BE ANY PERSONAL USE, THE COLLEGE WILL REVIEW THAT USAGE AND TAX THE PRESIDENT ACCORDINGLY.
PART I, LINE 4B	SUPPLEMENTAL RETIREMENT CURRENT PRESIDENT, DAVID HARRIS, AND VP FOR ADMIN AND FINANCE, MICHELE M. GIBSON, BOTH PARTICIPATE IN THE COLLEGE'S SECTION 457(F) NONQUALIFIED SUPPLEMENTAL RETIREMENT PLAN WHICH IS SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE.
PART I, LINE 7	IN RECOGNITION OF HIS TREMENDOUS SERVICE TO UNION COLLEGE, PRESIDENT, DAVID HARRIS, RECEIVED A DISCRETIONARY MERIT BONUS IN CALENDAR YEAR 2020. THE BOARD OF TRUSTEES AUTHORIZED THE MERIT BONUS BASED ON PRESIDENT HARRIS MEETING CERTAIN OBJECTIVE PERFORMANCE BASED CRITERIA ESTABLISHED BY THE BOARD. THIS BONUS IS REPORTED ON FORM 990, SCHEDULE J, PART II. COLUMN B (II).

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (2 entries)

Bond ReferenceBondReferenceCd	Bond Issuer EINBondIssuerEIN	CUSIPCUSIPNum	Bond IssuedBondIssuedDt	Issue PriceIssuePriceAmt	PurposePurposeDesc	DefeasedDefeasedInd	On Behalf Of IssuerOnBehalfOfIssuerInd	Pool FinancingPoolFinancingInd
SCHENECTADY COUNTY CAP RE
A	273478847	806418AT6	2012-04-26	$24,263,434	REFINANCE PORTION SERIES 2001	Yes (1)	0	0
SCHENECTADY COUNTY CAP RE
B	273478847	806418BC2	2017-04-20	$74,702,514	REFINANCE, S&E CONSTRUCTION	0	0	0

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (2 entries)

Bond ReferenceBondReferenceCd	RetiredRetiredAmt	Bond DefeasedBondDefeasedAmt	Total ProceedsTotalProceedsAmt	Issuance Costs From ProceedsIssuanceCostsFromProceedsAmt	Capital ExpendituresCapitalExpendituresAmt	Substantial CompletionSubstantialCompletionYr	Refunding Tax Exempt BondsRefundingTaxExemptBondsInd	Refunding Taxable BondsRefundingTaxableBondsInd	Final Allocation MadeFinalAllocationMadeInd	Adequate Books And Rec MaintAdequateBooksAndRecMaintInd	Other Spent ProceedsOtherSpentProceedsAmt
A	$6,336,997	$24,287,175	$24,263,434	$534,426	$58,191,675	2005	Yes (1)	0	0	Yes (1)
B	$5,701,819		$74,702,514	$1,027,950		2020	Yes (1)	0	0	Yes (1)	$15,482,889

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (2 entries)

Bond ReferenceBondReferenceCd	Owning Bond Financed PropertyOwningBondFinancedPropertyInd	Any Lease ArrangementsAnyLeaseArrangementsInd	Mgmt Contract Bond Fincd PropMgmtContractBondFincdPropInd	Any Research AgreementsAnyResearchAgreementsInd	Private Bus Concerning UBIPrivateBusConcerningUBIPct	Total Private Business UseTotalPrivateBusinessUsePct	Bond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestInd	Change In Use Bond Financed PropChangeInUseBondFinancedPropInd	Procs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd
A	0	0	0	0	0.00000	0.00000	0	0	Yes (1)
B	0	0	0	0			0	0	Yes (1)

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (2 entries)

Bond ReferenceBondReferenceCd	Form8038 T FiledForm8038TFiledInd	Rebate Not Due YetRebateNotDueYetInd	Exception To RebateExceptionToRebateInd	No Rebate DueNoRebateDueInd	Variable Rate IssueVariableRateIssueInd	Hedge Identified In Bks And RecHedgeIdentifiedInBksAndRecInd	Gross Proceeds Invested In GICGrossProceedsInvestedInGICInd	Gross Proceeds InvestedGrossProceedsInvestedInd	Written Proc To Monitor ReqsWrittenProcToMonitorReqsInd
A	0	0	0	Yes (1)	0	0	0	0	Yes (1)
B	0	0	0	Yes (1)	0	0	0	0	Yes (1)

Procedures Corrective Action ProceduresCorrectiveActionGrp (2 entries)

Bond ReferenceBondReferenceCd	Procedures Corrective ActionProceduresCorrectiveActionInd
A	Yes (1)
B	Yes (1)

Supplemental Information Detail SupplementalInformationDetail (3 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
SCHEDULE K, PART VI, SUPPLEMENTAL INFORMATION	BOND ISSUE 2012. UNION COLLEGE RECEIVED $24,263,434 IN PROCEEDS FROM THE SCHENECTADY COUNTY CAPITAL RESOURCE CORPORATION CIVIC TAX-EXEMPT REVENUE BONDS (UNION COLLEGE REFUNDING PROJECT), SERIES 2012A. THESE PROCEEDS WERE USED TO REFINANCE THE 2003 ISSUE AND THE REMAINING OUTSTANDING PORTION OF THE 2001 ISSUE. INITIALLY, PROCEEDS FROM THE 2003 PORTION OF THE REFUNDING WERE PLACED INTO AN ESCROW ACCOUNT. PROCEEDS WOULD REMAIN IN THE ESCROW ACCOUNT UNTIL THE BONDS COULD BE CALLED IN 2013. AS OF JUNE 30, 2020, THE 2003 DEBT HAD BEEN PAID OFF. THE CALL DATE WAS JULY 1, 2013. IN APRIL 2017, THE COLLEGE BORROWED $74,702,514 THROUGH THE SCHENECTADY COUNTY CAPITAL RESOURCE CORPORATION, UTILIZING A TAX-EXEMPT REVENUE BOND. A PORTION OF THE PROCEEDS WERE USED TO REFUND THE SERIES 2010 BONDS AND THE REMAINING AMOUNT OF THE DEBT PROCEEDS WERE USED TOWARDS THE RENOVATION/CONSTRUCTION OF THE SCIENCE AND ENGINEERING CENTER WHICH WAS PLACED IN SERVICE DURING FISCAL YEAR 2021.
SCHEDULE K, PART III, LINE 4,5,6	BOND ISSUE 2012. TO CALCULATE THE PERCENTAGE ON LINES 4, 5 AND 6, THE TOTAL PROCEEDS WAS USED (INCLUDES THE 2003 AND A PORTION OF THE 2001 REFUNDED BONDS).
SCHEDULE K, PART IV, LINE 2(C)	THE COLLEGE COMMISSIONED ARBITRAGE REBATE CALCULATIONS ON ITS SERIES 2012A REFUNDING REVENUE BOND AND 2017 REVENUE BOND ON APRIL 26, 2022. THE REPORTS CONCLUDED THAT NO REBATE WAS DUE FOR EITHER ISSUE.

Schedule L IRS990ScheduleL

Grnt Asst Bnft Interested Prsn GrntAsstBnftInterestedPrsnGrp

Field	Value	IRS element (for citing)
Person	2	PersonNm
Relationship With Org	TRUSTEES	RelationshipWithOrgTxt
Cash Grant	$62,909	CashGrantAmt
Type Of Assistance	SCHOLARSHIP	TypeOfAssistanceTxt
Assistance Purpose	TUITION DISC.	AssistancePurposeTxt

Bus Tr Involve Interested Prsn BusTrInvolveInterestedPrsnGrp (3 entries)

Relationship DescriptionRelationshipDescriptionTxt	TransactionTransactionAmt	TransactionTransactionDesc	Sharing Of RevenuesSharingOfRevenuesInd
MARGARET AMODEO
SEE PART V	$31,249	SEE PART V	0
JOHN SPINELLI
SEE PART V	$166,333	SEE PART V	0
MEGAN FERRY
SEE PART V	$146,566	SEE PART V	0

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	SCHEDULE L, PART IV - INTERESTED PERSONS	FormAndLineReferenceDesc
Explanation	TRUSTEE JOHN KELLY'S SISTER, MARGARET AMODEO IS AN EMPLOYEE OF THE COLLEGE. AMOUNTS REPORTED ON SCHEDULE L REPRESENT COMPENSATION AND BENEFITS RECEIVED BY MS. AMODEO ON A FISCAL YEAR BASIS.FORMER BOARD OF TRUSTEES MEMBERS JOHN SPINELLI AND MEGAN FERRY ARE CURRENT FACULTY MEMBERS AT UNION COLLEGE: THE AMOUNTS REPORTED ON SCHEDULE L REPRESENT THE COMPENSATION AND BENEFITS RECEIVED BY VIRTUE OF EMPLOYMENT.	ExplanationTxt

Schedule M IRS990ScheduleM

Securities Publicly Traded SecuritiesPubliclyTradedGrp

Field	Value	IRS element (for citing)
Non Cash Checkbox	Yes (X)	NonCashCheckboxInd
Contribution	124	ContributionCnt
Noncash Contributions Rpt F990	$4,865,837	NoncashContributionsRptF990Amt
Method Of Determining Revenues	MARKET VALUE	MethodOfDeterminingRevenuesTxt

Other Non Cash Contri Table OtherNonCashContriTableGrp

Field	Value	IRS element (for citing)
Non Cash Checkbox	Yes (X)	NonCashCheckboxInd
Desc	TREES/LANDSC.	Desc
Contribution	4	ContributionCnt
Noncash Contributions Rpt F990	$44,526	NoncashContributionsRptF990Amt
Method Of Determining Revenues	COST	MethodOfDeterminingRevenuesTxt

Field	Value	IRS element (for citing)
Any Property That Must Be Held	0	AnyPropertyThatMustBeHeldInd
Review Process Unusual NC Gifts	Yes (1)	ReviewProcessUnusualNCGiftsInd
Third Parties Used	0	ThirdPartiesUsedInd

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	LINE 32A, THIRD PARTIES	FormAndLineReferenceDesc
Explanation	TO THE EXTENT THAT THE COLLEGE RECEIVES NON-CASH CONTRIBUTIONS OF SECURITIES, ITS INVESTMENT MANAGER/BROKER IS TASKED WITH SELLING THOSE SECURITIES ON THE COLLEGE'S BEHALF.	ExplanationTxt

Schedule O IRS990ScheduleO

Supplemental Information Detail SupplementalInformationDetail (11 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
GENERAL EXPLANATORY STATEMENT REGARDING THE COVID-19 IMPACT ON THE COLLEGE	IN MARCH 2020, THE WORLD HEALTH ORGANIZATION DECLARED THE SPREAD OF CORONAVIRUS DISEASE (COVID-19) A WORLDWIDE PANDEMIC. AS A RESULT, THE COLLEGE'S CAMPUS CLOSED IN MARCH 2020, AND EDUCATION DURING THE SPRING 2020 TRIMESTER WAS DELIVERED THROUGH A REMOTE LEARNING ENVIRONMENT. THE COLLEGE REFUNDED ROOM AND BOARD CHARGES FOR THE SPRING 2020 TRIMESTER. TO ADDRESS THE POTENTIAL IMPACTS ON REVENUES AND INCREMENTAL COSTS REQUIRED AS A RESULT OF COVID-19, THE COLLEGE TOOK PROACTIVE BUDGET ACTIONS IN FISCAL YEAR 2021, INCLUDING SALARY FREEZES, CERTAIN OPERATING AND PERSONNEL BUDGET REDUCTIONS, AND THE TEMPORARY PAUSE OF RETIREMENT CONTRIBUTIONS, WHICH HAVE SINCE BEEN RESTORED FOR FISCAL YEAR 2021. ALTHOUGH STUDENTS AND EMPLOYEES RETURNED TO CAMPUS BEGINNING IN THE FALL OF 2020, COVID-19 MAY CONTINUE TO IMPACT VARIOUS PARTS OF THE COLLEGE'S OPERATIONS AND FINANCIAL RESULTS, INCLUDING, BUT NOT LIMITED TO, FLUCTUATIONS IN ENROLLMENT, LOSS OF AUXILIARY REVENUES, NEGATIVE IMPACTS TO INTERNATIONAL AND OTHER PROGRAMS THAT REQUIRE TRAVEL, AND COST INCREASES RELATED TO TECHNOLOGY AND HEALTH AND SAFETY SERVICES AND SUPPLIES. OTHER ADVERSE CONSEQUENCES OF COVID-19 MAY INCLUDE IMPACTS TO FINANCIAL MARKETS AND PHILANTHROPIC DONATIONS. MANAGEMENT BELIEVES THE COLLEGE IS TAKING APPROPRIATE ACTIONS TO MITIGATE THE NEGATIVE IMPACT. HOWEVER, THE FULL IMPACT OF COVID-19 IS UNKNOWN AND CANNOT BE REASONABLY ESTIMATED AS THESE EVENTS ARE STILL DEVELOPING.
FORM 990, PART III, LINE 1, DESCRIPTION OF ORGANIZATION MISSION:	TO BE ENGAGED, INNOVATIVE AND ETHICAL CONTRIBUTORS TO A DIVERSE, GLOBAL AND TECHNOLOGICALLY COMPLEX SOCIETY. FACULTY, STAFF AND ADMINISTRATORS WELCOME DIVERSE AND TALENTED STUDENTS TO THE CAMPUS COMMUNITY, WORK CLOSELY WITH THEM TO PROVIDE A BROAD AND DEEP EDUCATION, AND GUIDE THEM IN FINDING AND CULTIVATING THEIR PASSIONS. THE COLLEGE OFFERS A WIDE RANGE OF DISCIPLINES AND INTERDISCIPLINARY PROGRAMS IN THE LIBERAL ARTS AND ENGINEERING, AS WELL AS ACADEMIC, ATHLETIC, CULTURAL AND SOCIAL ACTIVITIES, INCLUDING OPPORTUNITIES TO STUDY ABROAD AND TO PARTICIPATE IN UNDERGRADUATE RESEARCH AND COMMUNITY SERVICE.
FORM 990, PART III, LINE 4A, PROGRAM SERVICE ACCOMPLISHMENTS:	NEARLY EVERY ACADEMIC DEPARTMENT REQUIRES STUDENTS TO COMPLETE SOME FORM OF RESEARCH IN THEIR SUBJECT AREA, AND STUDENTS HAVE OPPORTUNITIES TO WORK ONE-ON-ONE WITH THEIR PROFESSORS. AT STEINMETZ SYMPOSIUM EACH SPRING, SOME 400 STUDENTS PRESENT THE RESULTS OF THEIR RESEARCH, SCHOLARLY AND CREATIVE ACTIVITIES. MANY STUDENTS CO-AUTHOR PUBLICATIONS WITH THEIR PROFESSORS AND PRESENT AT THE NATIONAL CONFERENCE ON UNDERGRADUATE RESEARCH (NCUR). MANY PARTICIPATE IN BUSINESSES, HEALTH CARE, GOVERNMENT AND SOCIAL SERVICE INTERNSHIPS. THE INTERNATIONAL EXPERIENCE IS A HALLMARK OF A UNION EDUCATION, WITH NEARLY 60 PERCENT OF STUDENTS PURSUING STUDIES, RESEARCH, INTERNSHIPS, AND OTHER PROGRAMS ABROAD. ON CAMPUS, OPPORTUNITIES FOR LEADERSHIP, DISCUSSION AND COMMUNITY ABOUND IN THE MINERVA SYSTEM, OFFERING RESIDENTIAL, ACADEMIC AND SOCIAL PROGRAMS. EVERY INCOMING STUDENT IS ASSIGNED TO ONE OF SEVEN MINERVA HOUSES, WHICH ALSO INVOLVE FACULTY AND STAFF. UNION'S BECKER CAREER CENTER HELPS STUDENTS WITH CAREER PLANNING, INTERNSHIPS AND THE GRADUATE SCHOOL AND JOB SEARCH. RECENT TRENDS SHOW THAT ABOUT A THIRD OF GRADUATING SENIORS GO DIRECTLY TO GRADUATE OR PROFESSIONAL SCHOOLS, AND UNION HAS EARNED AN EXCELLENT REPUTATION FOR PLACING GRADUATES IN MEDICAL, LAW AND BUSINESS SCHOOLS. UNION'S MORE THAN 22,000 ALUMNI INCLUDE LEADERS IN ALL FIELDS, INCLUDING ARTS, MEDICINE, SCIENCE, ENGINEERING, MEDIA, ENTERTAINMENT, LAW AND POLITICS. GRADUATES INCLUDE NOBEL PRIZE AND ACADEMY AWARD WINNERS, A NATIONAL BOOK AWARD WINNER AND A MCARTHUR FELLOW, AN OLYMPIC GOLD MEDALIST, SEVEN CABINET SECRETARIES, A SECRETARY OF STATE, 13 GOVERNORS, 200 JUDGES, 90 COLLEGE PRESIDENTS AND THE 21ST PRESIDENT OF THE UNITED STATES.
FORM 990, PART VI, SECTION A, LINE 2	BUSINESS OR FAMILY RELATIONSHIPS OF DIRECTORS, ETC. 1. NEIL GOLUB AND WILLIAM WICKER HAVE A BUSINESS RELATIONSHIP. 2. WILLIAM PERLSTEIN AND ELLEN SMITH HAVE A BUSINESS RELATIONSHIP.
FORM 990, PART VI, SECTION B, LINE 11B	FORM 990 REVIEW PROCESS THE ORGANIZATION'S FORM 990 IS PREPARED IN CONJUNCTION WITH A NATIONALLY RECOGNIZED ACCOUNTING FIRM. UPON COMPLETION, THE FORM 990 IS PROVIDED TO THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AND A DETAILED WALKTHROUGH OF ITS CONTENTS IS PROVIDED AT THE AUDIT COMMITTEE'S MEETING. PRIOR TO ELECTRONIC SUBMISSION OF THE 990 TO THE INTERNAL REVENUE SERVICE, THE AUDIT COMMITTEE CHAIR PROVIDES AN OVERVIEW OF THE REVIEW TO THE FULL BOARD OF TRUSTEES AND A COPY OF THE FINAL FORM 990 IS SHARED WITH THE FULL BOARD OF DIRECTORS. IN ADDITION, A COPY OF THIS FORM 990 IS AVAILABLE FOR REVIEW IN THE COLLEGE'S FINANCE OFFICE.
FORM 990, PART VI, SECTION B, LINE 12C	EXPLANATION OF MONITORING AND ENFORCEMENT OF CONFLICTS THE TRUSTEES OF UNION COLLEGE HAVE A WRITTEN CONFLICT OF INTEREST POLICY, WHICH REQUIRES OFFICERS, DIRECTORS, TRUSTEES, AND KEY EMPLOYEES TO ANNUALLY DISCLOSE INTERESTS THAT COULD GIVE RISE TO CONFLICTS. QUESTIONNAIRES ARE SENT ANNUALLY TO MONITOR AND ENFORCE COMPLIANCE WITH THE POLICY. THE RESPONSES TO THE QUESTIONNAIRES ARE REVIEWED BY BOTH THE PRESIDENT'S OFFICE AND FINANCE FOR POTENTIAL CONFLICTS OF INTEREST THAT REQUIRE DISCLOSURE. IF A CONFLICT OF INTEREST IS NOTED, A BOARD MEMBER WOULD HAVE TO RECUSE HIMSELF FROM VOTING, IF SO REQUIRED.
FORM 990, PART VI, SECTION B, LINE 15	LINE 15A - COMPENSATION REVIEW & APPROVAL PROCESS - PRESIDENT THE COLLEGE UNDERTAKES A THOROUGH AND RIGOROUS PROCESS TO DETERMINE THE PRESIDENT'S COMPENSATION. THE COLLEGE HAS ESTABLISHED AN EXECUTIVE COMPENSATION COMMITTEE THAT ACTS AS A COMMITTEE OF THE BOARD. THE EXECUTIVE COMPENSATION COMMITTEE IS COMPRISED OF THE CHAIRMAN, VICE CHAIRMAN, SECRETARY, AND GENERAL COUNSEL OF THE BOARD OF TRUSTEES. THE CHAIR OF THE BOARD SERVES AS THE CHAIR OF THE COMMITTEE. THE COMMITTEE ACTS AS THE AUTHORIZED BODY UNDER TREASURY REG. 53.4958-6, RESPONSIBLE FOR APPROVING THE COMPENSATION ARRANGEMENTS OF THE PRESIDENT. THE COMMITTEE WILL: A. REVIEW GOALS FOR THE UPCOMING YEAR AND ACCOMPLISHMENTS FOR THE YEAR JUST ENDED. B. OBTAIN APPROPRIATE ANALYSIS AND STUDIES FOR USE IN EVALUATING THE COMPENSATION OF THE PRESIDENT. C. DOCUMENT ITS DELIBERATIONS AND DECISION ESTABLISHING THE PRESIDENT'S COMPENSATION. D. REPORT TO THE EXECUTIVE COMMITTEE OF THE BOARD ANNUALLY ITS FINDINGS AND ACTIONS. LINE 15B - COMPENSATION REVIEW & APPROVAL PROCESS - OFFICERS & KEY EMPLOYEES THE COLLEGE UNDERTAKES A SIMILARLY DETAILED PROCESS TO DETERMINE THE COMPENSATION OF THE COLLEGE'S OFFICERS AND KEY EMPLOYEES (AS REPORTED ON PART VII OF THE FORM 990): A. THE COMPENSATION COMMITTEE OBTAINS APPROPRIATE ANALYSIS AND STUDIES FROM THE ADMINISTRATION TO USE AS AN AID IN EVALUATING THE COMPENSATION RECOMMENDATIONS OF THE PRESIDENT FOR THESE EMPLOYEES. B. THE COMPENSATION COMMITTEE DELIBERATES ON, AND APPROVES, ALL COMPENSATION AT A MEETING AND THE DECISIONS ARE DOCUMENTED IN COMMITTEE MINUTES. THE COLLEGE REVIEWS ALL OFFICER AND KEY EMPLOYEE COMPENSATION ON AN ANNUAL BASIS; A FORMAL COMPENSATION STUDY WAS LAST CONDUCTED IN 2018 UPON THE HIRING OF THE NEW PRESIDENT. THE COLLEGE IS CURRENTLY REFRESHING ITS COMPENSATION ANALYSIS WITH A NEW INDEPENDENT SURVEY IN FY22.
FORM 990, PART VI, SECTION C, LINE 19	AVAILABILITY OF DOCUMENTS TO THE PUBLIC THE TRUSTEES OF UNION COLLEGE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. THE FINANCIAL STATEMENTS ARE ALSO AVAILABLE ON THE COLLEGE'S WEBSITE WWW.UNION.EDU.
FORM 990, PART VII, SECTION B:	THE COLLEGE ENGAGED BAIN & COMPANY TO HELP ASSESS OPPORTUNITIES FOR IMPROVEMENT AND EFFICIENCIES IN THE COLLEGE'S ADMINISTRATIVE AND OPERATIONS FUNCTIONS.
FORM 990, PART IX, LINE 11(F):	UNION COLLEGE'S INVESTMENT PORTFOLIO IS COMPRISED OF BOTH TRADITIONAL PUBLICLY TRADED SECURITIES AND NON-TRADITIONAL ALTERNATIVE INVESTMENTS (HEDGE FUNDS, LIMITED PARTNERSHIPS ETC). CERTAIN ALTERNATIVE INVESTMENTS DO NOT SPECIFICALLY REPORT TO THE INVESTOR THE INVESTMENT MANAGEMENT FEES THAT ARE INCURRED, RATHER NETTING THOSE FEES AGAINST INVESTMENT RETURNS. IN ADDITION, UNDER GENERALLY ACCEPTED ACCOUNTING PRINCIPLES, INVESTMENT INCOME IS REQUIRED TO BE REPORTED NET OF RELATED EXPENSES WITHIN THE FINANCIAL STATEMENTS AND THE DISCLOSURE OF INVESTMENT EXPENSES IS NOT REQUIRED. BASED ON THESE FACTORS, NO SEPARATE TRACKING OF MANAGEMENT FEES PAID AT THE FUND LEVEL IS UNDERTAKEN. THE AMOUNT REPORTED ON PART IX, LINE 11(F) PRIMARILY REPRESENTS FEES PAID TO OUR THIRD PARTY INDEPENDENT INVESTMENT ADVISOR.
FORM 990, PART XI, LINE 9:	OTHER BELOW THE LINE ADJUSTMENTS -1,062,754.

Schedule R IRS990ScheduleR

Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp

Disregarded Entity Name DisregardedEntityName

Field	Value	IRS element (for citing)
Business Name Line1	ALUMNI COUNCIL OF UNION COLLEGE INC	BusinessNameLine1Txt

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	807 UNION ST ABBE HALL	AddressLine1Txt
City	SCHENECTADY	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	12308	ZIPCd

Field	Value	IRS element (for citing)
EIN	146019466	EIN
Primary Activities	FUNDRAISING	PrimaryActivitiesTxt
Legal Domicile State	NY	LegalDomicileStateCd
Exempt Code Section	501(C)(3)	ExemptCodeSectionTxt
Public Charity Status	12C	PublicCharityStatusTxt
Direct Controlling NA	N/A	DirectControllingNACd
Controlled Organization	0	ControlledOrganizationInd

Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp (6 entries)

Primary ActivitiesPrimaryActivitiesTxt	Legal Domicile StateLegalDomicileStateCd	Business Name Line1DirectControllingEntityName/BusinessNameLine1Txt	Entity TypeEntityTypeTxt	Controlled OrganizationControlledOrganizationInd
CHARITABLE REMAIN UNITRUST (3)
INVESTING	NY	UNION COLLEGE	T	0
CHARITABLE REMAIN UNITRUST (1)
INVESTING	MO	UNION COLLEGE	T	0
CHARITABLE REMAIN UNITRUST (1)
INVESTING	CA	UNION COLLEGE	T	0
CHARITABLE REMAIN UNITRUST (1)
INVESTING	PA	UNION COLLEGE	T	0
INCOME BENEFICIARY TR(2)
INVESTING	NY	UNION COLLEGE	T	0
INCOME BENEFICIARY TR(1)
INVESTING	NJ	UNION COLLEGE	T	0

Field	Value	IRS element (for citing)
Receipt Of Int Annts Rnts Rylts	0	ReceiptOfIntAnntsRntsRyltsInd
Gift Grnt Or Cap Contri To Oth Org	0	GiftGrntOrCapContriToOthOrgInd
Gift Grnt Cap Contri From Oth Org	0	GiftGrntCapContriFromOthOrgInd
Loans Or Guarantees To Other Org	0	LoansOrGuaranteesToOtherOrgInd
Loans Or Guarantees From Oth Org	0	LoansOrGuaranteesFromOthOrgInd
Div Related Organization	0	DivRelatedOrganizationInd
Asset Sale To Other Org	0	AssetSaleToOtherOrgInd
Asset Purchase From Other Org	0	AssetPurchaseFromOtherOrgInd
Asset Exchange	0	AssetExchangeInd
Rental Of Facilities To Oth Org	0	RentalOfFacilitiesToOthOrgInd
Rental Of Fclts From Oth Org	0	RentalOfFcltsFromOthOrgInd
Perform Of Services For Oth Org	0	PerformOfServicesForOthOrgInd
Perform Of Services By Other Org	0	PerformOfServicesByOtherOrgInd
Sharing Of Facilities	Yes (1)	SharingOfFacilitiesInd
Paid Employees Sharing	Yes (1)	PaidEmployeesSharingInd
Reimbursement Paid To Other Org	0	ReimbursementPaidToOtherOrgInd
Reimbursement Paid By Other Org	0	ReimbursementPaidByOtherOrgInd
Transfer To Other Org	0	TransferToOtherOrgInd
Transfer From Other Org	0	TransferFromOtherOrgInd