NORMAN E ALEXANDER FAMILY S FOUNDATION INC: Form 990PF, tax year 2022
View the entire original 990 at ProPublica ↗
- Organization
- NORMAN E ALEXANDER FAMILY S FOUNDATION INC (EIN 26-4413503)
- Tax period
- 2022-01-01 to 2022-12-31
- Filed
- 2023-11-15
- IRS object ID
- 202343199349105574
- Schema version
- 2022v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Legal Fees Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Substantial Contributors Sch
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2023-11-15T14:24:21-06:00 | ReturnTs |
| Tax Period End | 2022-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 463179237 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CLARFELD FINANCIAL ADVISORS LLC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 520 WHITE PLAINS ROAD 3RD FLOOR | AddressLine1Txt |
| City | TARRYTOWN | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 105915112 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2022-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 264413503 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | NORMAN E ALEXANDER FAMILY S FOUNDATION | BusinessNameLine1Txt |
| Business Name Line2 | INC C/O R MITTENTHAL TCC GROUP | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | NORM | BusinessNameControlTxt |
| Phone | 2129490990 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 333 SEVENTH AVE 9TH FL | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10001 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | SHARON ZOFFNESS | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 2129490990 | PhoneNum |
| Signature | 2023-11-14 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | SHARON | PersonFirstNm |
| Person Last | ZOFFNESS | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IRS Responsible Prty Info Curr | 0 | IRSResponsiblePrtyInfoCurrInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JOHN M DANISH | PreparerPersonNm |
| PTIN | P00173472 | PTIN |
| Phone | 9148460100 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 0 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2022 | TaxYr |
| Build TS | 2023-04-26 12:10:37Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $90,790,779 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $14,376,419 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $19,169 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $19,169 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $2,770,665 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $2,770,665 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $199,975 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $4,963,384 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $199,975 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $1,000 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $0 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $17,367,228 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $2,989,809 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $3,754 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $28,090 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $0 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $241,675 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $219,320 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $104,876 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $29,876 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $1,500 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $379,895 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $249,196 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $5,231,040 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $5,231,040 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $5,610,935 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $249,196 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $5,231,040 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $11,756,293 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $2,740,613 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $11,722,407 | CashBOYAmt |
| Cash EOY | $605,705 | CashEOYAmt |
| Cash EOYFMV | $605,705 | CashEOYFMVAmt |
| US Government Obligations BOY | $0 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $17,500,000 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $17,500,000 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $80,996,216 | CorporateStockBOYAmt |
| Corporate Stock EOY | $72,685,074 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $72,685,074 | CorporateStockEOYFMVAmt |
| Total Assets BOY | $92,718,623 | TotalAssetsBOYAmt |
| Total Assets EOY | $90,790,779 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $90,790,779 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $92,718,623 | RetainedEarningBOYAmt |
| Retained Earning EOY | $90,790,779 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $92,718,623 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $90,790,779 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $92,718,623 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $90,790,779 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $92,718,623 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $11,756,293 | ExcessRevenueOverExpensesAmt |
| Other Increases | $7,670 | OtherIncreasesAmt |
| Subtotal | $104,482,586 | SubtotalAmt |
| Other Decreases | $13,691,807 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $90,790,779 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (3 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| TD AMERITRADE - 4905 | P | $897,641 | $1,178,023 | -$280,382 | -$280,382 |
| TD AMERITRADE - 4905 | P | $2,814,148 | $3,585,386 | -$771,238 | -$771,238 |
| CAPITAL GAINS DIVIDENDS | P | $1,251,595 | $1,251,595 | $1,251,595 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $199,975 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $38,095 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $38,095 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $38,095 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $27,731 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $25,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $52,731 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $297 | EsPenaltyAmt |
| Overpayment | $14,339 | OverpaymentAmt |
| Applied To ES Tax | $14,339 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | Yes (1) | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | RICHARD A MITTENTHAL | IndividualWithBooksNm |
| Phone | 2129490990 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 333 SEVENTH AVE 9TH FL | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10001 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| SHARON ZOFFNESS | ||||||||
| 333 SEVENTH AVE 9TH FL | NEW YORK | NY | 10001 | DIRECTOR/PRESIDENT/AS REQ'D | 0.00 | $0 | $0 | $0 |
| RACHEL ZOFFNESS | ||||||||
| 333 SEVENTH AVE 9TH FL | NEW YORK | NY | 10001 | DIRECTOR/VP/TREASURER/AS REQ'D | 0.00 | $0 | $0 | $0 |
| DANIEL BINDERMAN | ||||||||
| 333 SEVENTH AVE 9TH FL | NEW YORK | NY | 10001 | DIRECTOR/VP/TREASURER/AS REQ'D | 0.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $82,190,102 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $4,183,320 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $86,373,422 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $86,373,422 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,295,601 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $85,077,821 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $4,253,891 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $4,253,891 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $38,095 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $38,095 | TotalTaxAmt |
| Distributable Before Adj | $4,215,796 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $4,215,796 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $4,215,796 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $5,231,040 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $5,231,040 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $4,215,796 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr3 | $28,921 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $832,315 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $199,236 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $1,060,472 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $5,231,040 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $4,215,796 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $1,015,244 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $2,075,716 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $2,075,716 | ExcessDistriCyovToNextYrAmt |
| Excess From Year3 | $28,921 | ExcessFromYear3Amt |
| Excess From Year2 | $832,315 | ExcessFromYear2Amt |
| Excess From Year1 | $199,236 | ExcessFromYear1Amt |
| Excess From Current Year | $1,015,244 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (36 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| AMERICAN JEWISH WORLD SERVICE INC | |||||||
| 45 WEST 36TH STREET | NEW YORK | NY | 10018 | NONE | PC | SOCIAL PURPOSES | $150,000 |
| ANTI-DEFAMATION LEAGUE | |||||||
| 605 THIRD AVENUE | NEW YORK | NY | 101583560 | NONE | PC | SOCIAL PURPOSES | $400,000 |
| BEND THE ARC - A JEWISH PARTNERSHIP FOR JUSTICE | |||||||
| 330 7TH AVENUE SUITE 1902 | NEW YORK | NY | 10001 | NONE | PC | SOCIAL PURPOSES | $50,000 |
| CALIFORNIA COASTKEEPER ALLIANCE | |||||||
| 1100 11TH STREET 3RD FLOOR | SACRAMENTO | CA | 95814 | NONE | PC | ENVIRONMENTAL PURPOSES | $50,000 |
| THE CENTER FOR JEWISH HISTORY INC | |||||||
| 15 WEST 16TH STREET | NEW YORK | NY | 10011 | NONE | PC | SOCIAL PURPOSES | $50,000 |
| CITY PARKS FOUNDATION INC | |||||||
| 830 FIFTH AVENUE | NEW YORK | NY | 10065 | NONE | PC | ENVIRONMENTAL PURPOSES | $50,000 |
| COALITION FOR RAINFOREST NATIONS SECRETARIAT | |||||||
| 52 VANDERBILT AVENUE - FLOOR 14 | NEW YORK | NY | 10017 | NONE | PC | ENVIRONMENTAL PURPOSES | $80,000 |
| COLUMBIA UNIVERSITY | |||||||
| 615 WEST 131ST STREET MC 8741 | NEW YORK | NY | 100277922 | NONE | PC | EDUCATIONAL PURPOSES | $50,000 |
| DOROT INC | |||||||
| 171 WEST 85TH STREET | NEW YORK | NY | 10024 | NONE | PC | SOCIAL PURPOSES | $100,040 |
| HIAS INC | |||||||
| 1300 SPRING STREET SUITE 500 | SILVER SPRING | MD | 20910 | NONE | PC | SOCIAL PURPOSES | $300,000 |
| THE HUMANE SOCIETY OF THE UNITED STATES | |||||||
| 1255 23RD STREET NW SUITE 450 | WASHINGTON | DC | 20037 | NONE | PC | SOCIAL PURPOSES | $50,000 |
| HUNTINGTON BEACH WETLANDS CONSERVANCY | |||||||
| PO BOX 5903 | HUNTINGTON BEACH | CA | 926155903 | NONE | PC | ENVIRONMENTAL PURPOSES | $50,000 |
| JAZZ FOUNDATION OF AMERICA INC | |||||||
| 247 WEST 37TH STREET NO 201 | NEW YORK | NY | 10018 | NONE | PC | SOCIAL PURPOSES | $50,000 |
| JEWISH ELECTORATE INSTITUTE | |||||||
| 1440 G STREET NW | WASHINGTON | DC | 20005 | NONE | PC | SOCIAL PURPOSES | $160,000 |
| JEWISH FAMILY AND CHILDREN'S SERVICES | |||||||
| PO BOX 159004 | SAN FRANCISCO | CA | 941159004 | NONE | PC | SOCIAL PURPOSES | $150,000 |
| JEWISH FAMILY AND COMMUNITY SERVICES EAST BAY | |||||||
| 2484 SHATTUCK AVE NO 210 | BERKELEY | CA | 94704 | NONE | PC | SOCIAL PURPOSES | $150,000 |
| JEWISH THEOLOGICAL SEMINARY OF AMERICA | |||||||
| 3080 BROADWAY | NEW YORK | NY | 10027 | NONE | PC | EDUCATIONAL PURPOSES | $160,000 |
| THE LEUKEMIA & LYMPHOMA SOCIETY INC | |||||||
| 3 INTERNATIONAL DRIVE | RYE BROOK | NY | 10573 | NONE | PC | MEDICAL PURPOSES | $110,000 |
| LONG ISLAND CARES INC | |||||||
| 10 DAVIDS DRIVE | HAUPPAUGE | NY | 11788 | NONE | PC | SOCIAL PURPOSES | $50,000 |
| MEDGLOBAL INC | |||||||
| 10604 SOUTHWEST HIGHWAY SUITE 107 | CHICAGO RIDGE | IL | 60415 | NONE | PC | SOCIAL PURPOSES | $75,000 |
| THE MET COUNCIL | |||||||
| 77 WATER STREET 26TH FLOOR | NEW YORK | NY | 10005 | NONE | PC | SOCIAL PURPOSES | $300,000 |
| MUSEUM OF JEWISH HERITAGE | |||||||
| 36 BATTERY PLACE | NEW YORK | NY | 10280 | NONE | PC | EDUCATIONAL PURPOSES | $50,000 |
| MUSICARES FOUNDATION INC | |||||||
| 3030 OLYMPIC BOULEVARD | SANTA MONICA | CA | 90404 | NONE | PC | SOCIAL PURPOSES | $50,000 |
| NATIONAL COUNCIL OF JEWISH WOMEN INC | |||||||
| 2055 L ST NW SUITE 650 | WASHINGTON | DC | 20036 | NONE | PC | SOCIAL PURPOSES | $200,000 |
| NATURAL RESOURCES DEFENSE COUNCIL INC | |||||||
| 40 WEST 20TH STREET | NEW YORK | NY | 10011 | NONE | PC | ENVIRONMENTAL PURPOSES | $40,000 |
| FMW NONPROFIT SOLUTIONS | |||||||
| 13033 RIDGEDALE DRIVE 141 | MINNETONKA | MN | 55305 | NONE | PC | SOCIAL PURPOSES | $30,000 |
| PARENTS FOR PEACE | |||||||
| PO BOX 470658 | BROOKLINE | MA | 02447 | NONE | PC | SOCIAL PURPOSES | $75,000 |
| PLANNED PARENTHOOD FEDERATION OF AMERICA INC | |||||||
| 123 WILLIAM STREET SUITE 10 FL | NEW YORK | NY | 10038 | NONE | PC | SOCIAL PURPOSES | $346,000 |
| RAINFOREST FOUNDATION INC | |||||||
| PO BOX 26908 | BROOKLYN | NY | 11202 | NONE | PC | ENVIRONMENTAL PURPOSES | $80,000 |
| AMERICAN NATIONAL RED CROSS | |||||||
| 431 18TH STREET NW | WASHINGTON | DC | 200065009 | NONE | PC | SOCIAL PURPOSES | $150,000 |
| THE ROCKEFELLER UNIVERSITY | |||||||
| 1230 YORK AVENUE | NEW YORK | NY | 100656307 | NONE | PC | EDUCATIONAL PURPOSES | $30,000 |
| STANDWITHUS | |||||||
| PO BOX 341069 | LOS ANGELES | CA | 90034 | NONE | PC | SOCIAL PURPOSES | $50,000 |
| THE SURFRIDER FOUNDATION | |||||||
| PO BOX 73550 | SAN CLEMENTE | CA | 926730119 | NONE | PC | ENVIRONMENTAL PURPOSES | $50,000 |
| UCSF FOUNDATION | |||||||
| 2001 THE EMBARCADERO 3RD FLOOR | SAN FRANCISCO | CA | 94133 | NONE | PC | EDUCATIONAL PURPOSES | $215,000 |
| UJA - FEDERATION OF NEW YORK | |||||||
| 130 EAST 59TH STREET | NEW YORK | NY | 100221302 | NONE | PC | SOCIAL PURPOSES | $1,170,000 |
| WORLD WILDLIFE FUND INC | |||||||
| 1250 24TH ST NW | WASHINGTON | DC | 20037 | NONE | PC | SOCIAL PURPOSES | $110,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $5,231,040 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $19,169 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $2,770,665 | ExclusionAmt |
Other Investment Income OtherInvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 01 | ExclusionCd |
| Exclusion | $1,000 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $199,975 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $2,990,809 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $2,990,809 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
Contributor Business Name ContributorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CLAT UWO NORMAN E ALEXANDER | BusinessNameLine1Txt |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 99 PARK AVENUE 1530 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10016 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $14,376,419 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | GRANT THORNTON LLP | CategoryTxt |
| Amt | $28,090 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (21 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 8,926 SHS ISHARES TRUST CORE S&P MCP ETF | $2,159,110 | $2,159,110 |
| 50,702 SHS ISHARES TRUST CORE MSCI EAFE ETF | $3,125,271 | $3,125,271 |
| 16,801 SHS VANGUARD SMALL CP ETF | $3,083,656 | $3,083,656 |
| 16,565.044 SHS ALLIANCEBERNSTEIN FUNDS LG CAP GROWTH ADVISOR | $1,158,228 | $1,158,228 |
| 74,680.663 SHS BAILLIE GIFFORD FUNDS EMRG MKTS INST | $1,272,559 | $1,272,559 |
| 745,118.882 SHS BLACKROCK FUNDS STRATEGIC INC OPPORTUNITIES I | $6,855,094 | $6,855,094 |
| 119,041.174 SHS CAPITOL SERIES TRUST FULR & THLR BEHAV SC EQTY INST | $4,115,253 | $4,115,253 |
| 121,508.773 SHS DIMENSIONAL FUND ADVISORS EMRG MKTS CORE EQTY INST | $2,447,187 | $2,447,187 |
| 30,250.189 SHS DIMENSIONAL FUND ADVISORS INTL SM CO INST | $526,958 | $526,958 |
| 58,424.08 SHS DIMENSIONAL FUND ADVISORS REAL ESTATE SEC INST | $2,141,827 | $2,141,827 |
| 483,325.303 SHS DIMENSIONAL FUND ADVISORS COMMODITY STRAT INST | $2,373,127 | $2,373,127 |
| 306,151.287 SHS DIMENSIONAL FUND ADVISORS US LG CO INST | $8,005,856 | $8,005,856 |
| 588,931.883 SHS DOUBLELINE FUNDS TOTAL RET BOND I | $5,164,933 | $5,164,933 |
| 382,301.304 SHS DOUBLELINE FUNDS SHILLER ENHANCED CAPE I | $4,514,978 | $4,514,978 |
| 332,988.678 SHS GOLDMAN SACHS FUNDS GQG PARTNERS INTL OPPS I | $5,530,942 | $5,530,942 |
| 78,980.686 SHS GUGGENHEIM/RYDEX TOTAL RET BOND INST | $1,832,352 | $1,832,352 |
| 103,988.999 SHS JPMORGAN FUNDS VALUE ADVANTAGE L | $3,613,618 | $3,613,618 |
| 401,540.372 SHS NATIXIS FUNDS LS STRATEGIC ALPHA Y | $3,662,048 | $3,662,048 |
| 557,101.035 SHS PIMCO INVESTMENTS INCOME INST | $5,765,996 | $5,765,996 |
| 438,394.542 SHS RIVERNORTH FUNDS DOUBLELINE STRATEGIC INCOME I | $3,691,282 | $3,691,282 |
| 271,418.94 SHS TCW FUNDS EMRG MKTS INCOME INST | $1,644,799 | $1,644,799 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $17,500,000 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $17,500,000 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $0 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $0 | StateLocalSecEOYFMVAmt |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | SMITH GAMBRELL & RUSSELL | CategoryTxt |
| Legal Fees | $3,754 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED LOSS ON INVESTMENTS | Desc |
| Amt | $13,691,807 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | FILING FEES | Desc |
| Revenue And Expenses Per Books | $1,500 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | IRS REFUND | Desc |
| Revenue And Expenses Per Books | $1,000 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $1,000 | AdjustedNetIncomeAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | RETURN OF CAPITAL ON REDEMPTIONS OF INVESTMENTS | Desc |
| Amt | $7,670 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| TCC GROUP (CONSULTING) | $22,355 | $0 | $0 |
| INVESTMENT MANAGEMENT FEES | $219,320 | $219,320 | $0 |
Substantial Contributors Sch SubstantialContributorsSch
Substantial Contributor Detail SubstantialContributorDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | CLAT UWO NORMAN E ALEXANDER | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 99 PARK AVENUE 1530 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10016 | ZIPCd |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FEDERAL EXCISE TAXES | $75,000 | $0 | $0 |
| FOREIGN TAX PAID | $29,876 | $29,876 | $0 |
Comments