HANLEY FOUNDATION: Form 990PF, tax year 2022
View the entire original 990 at ProPublica ↗
- Organization
- HANLEY FOUNDATION (EIN 02-0631312)
- Tax period
- 2022-01-01 to 2022-12-31
- Filed
- 2023-11-14
- IRS object ID
- 202333189349100138
- Schema version
- 2022v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2023-11-14T10:33:50-06:00 | ReturnTs |
| Tax Period End | 2022-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 362929601 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | FGMK LLC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2801 LAKESIDE DRIVE 3RD FLOOR | AddressLine1Txt |
| City | BANNOCKBURN | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60015 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2022-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 020631312 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | HANLEY FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | HANL | BusinessNameControlTxt |
| Phone | 3123002370 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 5120 LAKEVIEW DRIVE | AddressLine1Txt |
| City | MIAMI BEACH | CityNm |
| State Abbreviation | FL | StateAbbreviationCd |
| ZIP | 33140 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | GEORGE P HANLEY | PersonNm |
| Person Title | DIRECTOR | PersonTitleTxt |
| Phone | 3123002370 | PhoneNum |
| Signature | 2023-11-10 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | GEORGE | PersonFirstNm |
| Person Last | HANLEY | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | XXX-XX-XXXX | SSN |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IRS Responsible Prty Info Curr | 0 | IRSResponsiblePrtyInfoCurrInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | LAWRENCE BOBER | PreparerPersonNm |
| PTIN | P00038471 | PTIN |
| Phone | 8473740400 | PhoneNum |
| Preparation | 2023-11-10 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2022 | TaxYr |
| Build TS | 2023-04-26 12:10:37Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $22,895,818 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $593,823 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $593,823 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $182,876 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $182,876 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | -$622,850 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $11,135,306 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $0 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $65,485 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $65,077 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $219,334 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $841,776 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $14,600 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $7,300 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $7,300 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $50,000 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $0 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $6,798 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $0 | InterestNetInvstIncmAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $51,318 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $818 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $280,763 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $280,687 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $403,479 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $288,805 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $7,300 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,579,106 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,579,106 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,982,585 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $288,805 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,586,406 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$1,763,251 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $552,971 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $44,936 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $864,804 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $864,804 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $10,396,000 | CorporateStockBOYAmt |
| Corporate Stock EOY | $7,046,096 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $8,119,490 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $229,996 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $2,412,523 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $2,254,731 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $11,954,112 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $11,524,690 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $11,621,629 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $64,852 | OtherAssetsBOYAmt |
| Other Assets EOY | $35,164 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $35,164 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $22,689,896 | TotalAssetsBOYAmt |
| Total Assets EOY | $21,883,277 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $22,895,818 | TotalAssetsEOYFMVAmt |
| Loans From Officers BOY | $10,000 | LoansFromOfficersBOYAmt |
| Loans From Officers EOY | $10,000 | LoansFromOfficersEOYAmt |
| Other Liabilities BOY | $1,021,931 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $1,003,299 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $1,031,931 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $1,013,299 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $21,657,965 | RetainedEarningBOYAmt |
| Retained Earning EOY | $20,869,978 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $21,657,965 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $20,869,978 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $22,689,896 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $21,883,277 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $21,657,965 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$1,763,251 | ExcessRevenueOverExpensesAmt |
| Other Increases | $975,272 | OtherIncreasesAmt |
| Subtotal | $20,869,986 | SubtotalAmt |
| Other Decreases | $8 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $20,869,978 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (211 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Cost Or Other BasisCostOrOtherBasisAmt | AcquiredAcquiredDt | SoldSoldDt |
|---|---|---|---|---|---|---|---|
| BCIM PARTNERS III LP | P | $11,934 | $11,934 | $11,934 | |||
| POLYCHAIN VENTURES II LP | P | -$2,835 | -$2,835 | $2,835 | |||
| POLYCHAIN VENTURES II LP | P | -$5 | -$5 | $5 | |||
| PB STRATEGIC PARTNERS FEEDER FUND IV LP | P | -$2,931 | -$2,931 | $2,931 | |||
| PB STRATEGIC PARTNERS FEEDER FUND IV LP - SEC 1231 | P | -$36 | -$36 | $36 | |||
| GCM GROSVENOR OHESCF LP | P | -$1,059 | -$1,059 | $1,059 | |||
| UPPER90 FUND II LP | P | $3,989 | $3,989 | $3,989 | |||
| CASDIN PRIVATE GROWTH EQUITY FUND LP | P | $16,310 | $16,310 | $16,310 | |||
| VINE VENTURES I-B LP | P | -$142 | -$142 | $142 | |||
| 795 SHS ALIBABA GROUP HOLDINGS LTD. | P | $71,220 | -$59,040 | -$59,040 | $130,260 | 2021-11-10 | 2022-04-19 |
| 497 SHS ALIBABA GROUP HOLDINGS LTD. | P | $42,772 | -$20,257 | -$20,257 | $63,029 | 2021-11-30 | 2022-09-19 |
| 950 SHS ALIBAB GROUP HOLDINGS LTD. | P | $81,758 | -$652 | -$652 | $82,410 | 2022-05-23 | 2022-09-19 |
| 121 SHS BIOLIFE SOLUTIONS INC. | P | $2,904 | $1,148 | $1,148 | $1,756 | 2022-06-21 | 2022-08-10 |
| 1,589 SHS BANK OF AMERICA CORP. | P | $53,553 | -$2,009 | -$2,009 | $55,562 | 2022-05-12 | 2022-10-17 |
| 34 SHS BLUEPRINT MEDICINES CORP. | P | $2,365 | $638 | $638 | $1,727 | 2022-06-21 | 2022-08-15 |
| 44 SHS EXACT SCIENCES CORP. | P | $1,966 | $245 | $245 | $1,721 | 2022-06-21 | 2022-11-30 |
| 66 SHS GRAHAM HOLDINGS CO. CLASS B | P | $39,963 | -$2,480 | -$2,480 | $42,443 | 2022-01-13 | 2022-12-07 |
| 2,684 SHS INVITAE CORP. | P | $6,392 | -$36,818 | -$36,818 | $43,210 | 2021-12-14 | 2022-06-21 |
| 1,259 SHS INVITAE CORP. | P | $4,326 | -$15,943 | -$15,943 | $20,269 | 2021-12-14 | 2022-09-15 |
| 3,548 SHS ISHARES TR CRE U.S. REIT | P | $193,268 | $4,394 | $4,394 | $188,874 | 2022-07-13 | 2022-07-21 |
| 3,097 SHS KRANE SHARES TR CSI CHINA INTERNET | P | $82,364 | -$2,286 | -$2,286 | $84,650 | 2022-04-19 | 2022-05-23 |
| 6,015 SHS KRANE SHARES TR CSI CHINA INTERNET | P | $106,906 | -$52,988 | -$52,988 | $159,894 | 2022-09-19 | 2022-10-24 |
| 52 SHS MERCADOLIBRE INC. | P | $52,693 | $219 | $219 | $52,474 | 2022-01-24 | 2022-01-24 |
| 52 SHS MERCADOLIBRE INC. | P | $53,071 | $598 | $598 | $52,473 | 2022-01-24 | 2022-04-28 |
| 334 SHS META PLATFORMS INC. CLASS A | P | $33,247 | -$75,439 | -$75,439 | $108,686 | 2022-01-19 | 2022-10-28 |
| 1,350 SHS MICRON TECHNOLOGY INC. | P | $72,398 | -$7,366 | -$7,366 | $79,764 | 2022-06-13 | 2022-10-17 |
| 274 SHS MOHAWK INDUSTRIES COM | P | $26,357 | -$14,956 | -$14,956 | $41,313 | 2022-01-27 | 2022-10-17 |
| 970 SHS NIKE INC. CLASS B | P | $105,361 | $23,835 | $23,835 | $81,526 | 2022-09-30 | 2022-12-07 |
| 454 SHS POLARIS INC. | P | $44,172 | -$7,996 | -$7,996 | $52,168 | 2022-02-02 | 2022-10-17 |
| 553 SHS POLARIS INC. | P | $53,805 | $726 | $726 | $53,079 | 2022-04-28 | 2022-10-17 |
| 100 SHS RELAY THERAPEUTICS INC. | P | $1,968 | $220 | $220 | $1,748 | 2022-06-21 | 2022-08-15 |
| 171 SHS RH COM | P | $41,377 | -$27,159 | -$27,159 | $68,536 | 2022-01-24 | 2022-10-17 |
| 171 SHS RH COM | P | $41,376 | -$11,424 | -$11,424 | $52,800 | 2022-05-05 | 2022-10-17 |
| 686 SHS SELECT SECTOR SPDR TR COMMUNICATION | P | $33,869 | $669 | $669 | $33,200 | 2022-10-28 | 2022-11-29 |
| 1,156 SHS SMITH A O CORP. | P | $59,722 | -$7,310 | -$7,310 | $67,032 | 2022-07-21 | 2022-10-17 |
| 508 SHS TELADOC HEALTH INC. | P | $14,699 | -$33,331 | -$33,331 | $48,030 | 2021-12-28 | 2022-04-28 |
| 1,710 SHS WALGREENS BOOTS ALLIANCE INC. | P | $69,280 | -$15,462 | -$15,462 | $84,742 | 2021-11-15 | 2022-06-13 |
| 522 SHS ALIBABA GROUP HOLDING LTD. | P | $48,722 | -$76,793 | -$76,793 | $125,515 | 2021-04-04 | 2022-04-19 |
| 0.380 SHS AMERICAN EXPRESS CO. - CASH IN LIEU | P | $60 | $31 | $31 | $29 | 2017-02-07 | 2022-12-01 |
| 0.788 SHS APPLE INC. - CASH IN LIEU | P | $107 | $85 | $85 | $22 | 2016-11-08 | 2022-06-23 |
| 540 SHS BERKSHIRE HATHAWAY INC. | P | $185,418 | $115,909 | $115,909 | $69,509 | 2015-08-24 | 2022-03-17 |
| 0.380 SHS CANADIAN PACIFIC RAILWAY - CASH IN LIEU | P | $27 | $16 | $16 | $11 | 2017-01-31 | 2022-06-23 |
| 1,047 SHS COMCAST CORP. | P | $52,202 | $18,594 | $18,594 | $33,608 | 2018-04-27 | 2022-02-02 |
| 549 SHS EBAY INC. | P | $20,765 | $2,322 | $2,322 | $18,443 | 2018-07-30 | 2022-10-17 |
| 1,163 SHS EBAY INC. | P | $43,989 | -$20,711 | -$20,711 | $64,700 | 2021-04-29 | 2022-10-17 |
| 15,000 SHS EQUITY DISTR ACQUISITION CORP. | P | $148,355 | $1,805 | $1,805 | $146,550 | 2021-03-25 | 2022-04-27 |
| 556 SHS FEDEX CORP. | P | $87,171 | -$34,480 | -$34,480 | $121,651 | 2021-10-04 | 2022-10-17 |
| 5,952 SHS FRANKLIN RESOURCES INC. | P | $151,497 | -$23,352 | -$23,352 | $174,849 | 2015-09-30 | 2022-04-28 |
| 0.380 SHS FRANKIN RESOURCES INC. - CASH IN LIEU | P | $10 | $0 | $0 | $10 | 2019-12-11 | 2022-05-02 |
| 292 SHS GENERAL DYNAMICS CORP. | P | $65,747 | $15,052 | $15,052 | $50,695 | 2019-06-18 | 2022-05-12 |
| 137 SHS GENERAL DYNAMICS CORP. | P | $30,847 | $5,171 | $5,171 | $25,676 | 2019-08-22 | 2022-05-12 |
| 205 SHS GENERAL DYNAMICS CORP. | P | $46,158 | $19,691 | $19,691 | $26,467 | 2020-03-30 | 2022-05-12 |
| 121 SHS GRAHAM HOLDINGS CO. CLASS B | P | $73,266 | $24,793 | $24,793 | $48,473 | 2020-07-22 | 2022-12-07 |
| 1,096 SHS INVITAE CORP. | P | $2,610 | -$57,937 | -$57,937 | $60,547 | 2021-01-22 | 2022-06-21 |
| 4,715 SHS MACERICH CO. | P | $42,277 | -$18,537 | -$18,537 | $60,814 | 2021-02-08 | 2022-07-13 |
| 404 SHS MANPOWERGROUP INC. | P | $40,814 | $10,350 | $10,350 | $30,464 | 2018-10-30 | 2022-01-27 |
| 696 SHS RAYTHEON TECHNOLOGIES CORP. | P | $62,284 | $29,331 | $29,331 | $32,953 | 2020-03-20 | 2022-01-20 |
| 789 SHS RAYTHEON TECHNOLOGIES CORP. | P | $70,606 | $24,175 | $24,175 | $46,431 | 2020-07-09 | 2022-01-20 |
| 766 SHS SIMON PROPERTY GROUP INC. | P | $73,151 | -$17,280 | -$17,280 | $90,431 | 2021-03-19 | 2022-07-13 |
| 0.214 SHS UNION PAC CORP. - CASH IN LIEU | P | $45 | $23 | $23 | $22 | 2016-12-23 | 2022-06-23 |
| 2,465 SHS VORNADO REALTY TRUST COM. | P | $71,520 | -$21,741 | -$21,741 | $93,261 | 2021-01-14 | 2022-07-13 |
| 519 SHS WALGREENS BOOTS ALLIANCE INC. | P | $21,027 | -$10,418 | -$10,418 | $31,445 | 2018-07-02 | 2022-06-13 |
| 425 SHS WALGREENS BOOTS ALLIANCE INC. | P | $17,219 | -$5,947 | -$5,947 | $23,166 | 2019-04-10 | 2022-06-13 |
| 1,293 SHS WALGREENS BOOTS ALLIANCE INC. | P | $52,385 | -$17,429 | -$17,429 | $69,814 | 2019-05-01 | 2022-06-13 |
| 0.316 SHS WALMART INC. - CASH IN LIEU | P | $48 | $28 | $28 | $20 | 2015-09-08 | 2022-12-01 |
| 0.390 SHS WARNER BROS DISCOVERY INC. SER A - CASH IN LIEU | P | $11 | -$2 | -$2 | $13 | 2019-08-27 | 2022-04-13 |
| 1,936 SHS WELLS FARGO CO. | P | $108,740 | $62,312 | $62,312 | $46,428 | 2020-07-09 | 2022-01-19 |
| 290 SHS 3M CO. | P | $33,120 | -$6,445 | -$6,445 | $39,565 | 2020-03-19 | 2022-10-17 |
| 10,000 SHS ISHARES TR PFD AND INCOME | P | $307,399 | -$19,251 | -$19,251 | $326,650 | 2022-09-06 | 2022-10-18 |
| 10,900 SHS ISHARES TRUST MSCI EMERGING MARKETS | P | $486,905 | $34,373 | $34,373 | $452,532 | 2022-03-15 | 2022-03-17 |
| 2,400 SHS ISHARES TRUST MSCI EMERGING MARKETS | P | $99,599 | $1,705 | $1,705 | $97,894 | 2022-05-06 | 2022-05-23 |
| 30,266.344 SHS BRANDES EMERGING MARKETS VALUE CL I | P | $210,956 | -$39,044 | -$39,044 | $250,000 | 2020-11-25 | 2022-03-15 |
| 2,500 SHS CONSTELLATIONS ACQUISITION CORP. I WTS | P | $37 | -$1,750 | -$1,750 | $1,787 | 2021-01-27 | 2022-12-19 |
| 11,757.79 SHS FIDELITY CONTRAFUND | P | $174,486 | -$25,514 | -$25,514 | $200,000 | 2020-11-10 | 2022-06-02 |
| 15,625 SHS GQG PARTNERS GLOBAL QUALITY EQUITY INSTL | P | $242,344 | $42,344 | $42,344 | $200,000 | 2020-11-10 | 2022-06-02 |
| 2,000 SHS HUDSON EXECUTIVE INVES III WTS EXP 02/22 | P | -$1,586 | -$1,586 | $1,586 | 2021-02-24 | 2022-12-20 | |
| 1,875 SHS HUDSON EXECUTIVE INVS CORP II | P | $1 | -$1,533 | -$1,533 | $1,534 | 2021-01-26 | 2022-12-16 |
| 14,705.882 SHS LAZARD EMERGING MARKETS EQUITY INSTITUTIONAL | P | $236,765 | -$13,235 | -$13,235 | $250,000 | 2020-11-25 | 2022-03-15 |
| 1,250 SHS LEGACY EJY INC. WTS EXP 12/01/2025 | P | $2 | -$2,373 | -$2,373 | $2,375 | 2020-12-15 | 2022-12-16 |
| 7,500 SHS OWLET INC. WTS EXP 09/14/2027 | P | $223 | -$5,179 | -$5,179 | $5,402 | 2020-09-15 | 2022-12-20 |
| 1,000 SHS PERIPHAS CAPITAL PARTNERING WTS EXP 12/1 | P | -$3,592 | -$3,592 | $3,592 | 2020-12-10 | 2022-12-29 | |
| 3,333 SHS ROSECLIFF ACQUISITION CORP. I WTS EXP | P | $15 | -$2,641 | -$2,641 | $2,656 | 2021-03-23 | 2022-12-20 |
| 2,000 SHS SIMON PROPERTY GROUP ACQUISITION HOLDING WTS EXP. | P | -$2,789 | -$2,789 | $2,789 | 2021-02-19 | 2022-12-16 | |
| 100 PUT SPY $430 EXP 04/14/2022 | P | -$38,503 | -$38,503 | $38,503 | 2022-03-22 | 2022-04-14 | |
| 50 PUT SPY $430 EXP 04/14/2022 | P | -$5,701 | -$5,701 | $5,701 | 2022-04-07 | 2022-04-14 | |
| 50 PUT SPY $430 EXP 04/14/2022 | P | -$1,886 | -$1,886 | $1,886 | 2022-04-08 | 2022-04-14 | |
| 25 CALL AAPL $190 EXP 06/17/2022 | P | $23,163 | $8,168 | $8,168 | $14,995 | 2022-01-18 | 2022-01-19 |
| 6 CALL HD $350 EXP 06/16/2023 | P | $10,380 | $60 | $60 | $10,320 | 2022-12-16 | 2022-12-19 |
| 3 CALL HON $240 EXP 06/16/2023 | P | $1,668 | $367 | $367 | $1,301 | 2022-12-16 | 2022-12-19 |
| 11 CALL SBUX $120 EXP 06/16/2023 | P | $4,235 | $1,759 | $1,759 | $2,476 | 2022-12-16 | 2022-12-19 |
| 4 CALL UNP $265 EXP 06/17/2022 | P | $4,000 | $1,500 | $1,500 | $2,500 | 2022-01-18 | 2022-01-19 |
| 3 CALL WHR $165 EXP 06/16/2023 | P | $2,574 | $669 | $669 | $1,905 | 2022-12-16 | 2022-12-19 |
| 2 CALL WHR $14 EXP 06/17/2022 | P | $2,000 | $724 | $724 | $1,276 | 2022-01-18 | 2022-01-19 |
| 41 PUT SPY $365 EXP 03/17/2023 | P | $36,898 | $899 | $899 | $35,999 | 2022-12-07 | 2022-12-16 |
| 87 PUT SPY $430 EXP 04/14/2022 | P | -$30,987 | -$30,987 | $30,987 | 2022-03-24 | 2022-04-14 | |
| 11 PUT SPY $435 EXP 03/18/2022 | P | $10,571 | $113 | $113 | $10,458 | 2021-11-17 | 2022-01-19 |
| 15 PUT SPY $440 EXP 03/18/2022 | P | $12,083 | $0 | $0 | $12,083 | 2021-12-16 | 2022-01-07 |
| 30 PUT SPY $440 EXP 03/18/2022 | P | $24,167 | $4,828 | $4,828 | $19,339 | 2021-12-28 | 2022-01-07 |
| 15 PUT SPY $440 EXP 03/18/2022 | P | $13,060 | $1,547 | $1,547 | $11,513 | 2021-12-16 | 2022-01-10 |
| 30 PUT SPY $440 EXP 03/18/2022 | P | $26,119 | $6,780 | $6,780 | $19,339 | 2021-12-28 | 2022-01-10 |
| 8,000 SHS BLOCKCHAIN COINVESTORS ACQUISITION CORP. | P | $80,425 | $1,819 | $1,819 | $78,606 | 2021-11-29 | 2022-10-14 |
| 10,000 SHS BLOCKCHAIN COINVESTORS ACQUISITION CORP. | P | $100,532 | $2,190 | $2,190 | $98,342 | 2021-12-03 | 2022-10-14 |
| 6,000 SHS CONYERS PARK III ACQUISITION CORP. CLASS A | P | $59,066 | $330 | $330 | $58,736 | 2022-08-24 | 2022-12-02 |
| 2,000 SHS CONYERS PARK III ACQUISITION CORP. WTS EXP | P | $380 | -$44 | -$44 | $424 | 2022-08-24 | 2022-12-02 |
| 30,000 SHS ENTERPRISE 4.0 TECHNOLOGY ACQUISITION CO. | P | $296,104 | $2,700 | $2,700 | $293,404 | 2021-10-19 | 2022-03-15 |
| 3,333 SHS FORGE GLOBAL HOLDINGS INC. | P | $13,795 | -$30,526 | -$30,526 | $44,321 | 2022-06-15 | 2022-08-17 |
| 10,000 SHS INVESTCORP EUROPE ACQUISITION CORP I | P | $100,248 | $1,471 | $1,471 | $98,777 | 2021-12-21 | 2022-07-27 |
| 5,000 SHS INVESTCORP EUROPE ACQUISITION CORP I WTS | P | $26 | -$1,976 | -$1,976 | $2,002 | 2021-12-21 | 2022-12-15 |
| 46,105 SHS LIBERTY MEDIA ACQUISITION CORP. | P | $458,504 | $1,526 | $1,526 | $456,978 | 2022-09-02 | 2022-10-03 |
| 1 SHS LIBERTY MEDIA ACQUISITION CORP. UNIT EXP | P | $10 | $0 | $0 | $10 | 2022-09-02 | 2022-10-14 |
| 9,221 SHS LIBERTY MEDIA ACQUISITION CORP. WTS EXP | P | -$3,150 | -$3,150 | $3,150 | 2022-09-02 | 2022-12-01 | |
| 7,000 SHS POWER & DIGITAL INFRASTRUCTURE CLASS A | P | $69,353 | $892 | $892 | $68,461 | 2021-12-10 | 2022-10-27 |
| 3,500 SHS POWER & DIGITAL INFRASTRUCTURE WTS EXP | P | $247 | -$1,324 | -$1,324 | $1,571 | 2021-12-10 | 2022-10-27 |
| 30,000 SHS SCREAMING EAGLE ACQUISITION CORP. CL A | P | $295,493 | $4,104 | $4,104 | $291,389 | 2022-09-20 | 2022-12-02 |
| 1,842 SHS FOX CORP. CLASS A | P | $56,489 | $9,989 | $9,989 | $46,500 | 2020-07-10 | 2022-11-02 |
| 10,000 SHS ARES ACQUISITION CORP. | P | $99,345 | -$5,502 | -$5,502 | $104,847 | 2021-02-03 | 2022-10-04 |
| 10,000 SHS ARES ACQUISITION CORP. | P | $99,345 | -$4,814 | -$4,814 | $104,159 | 2021-02-16 | 2022-10-04 |
| 10,000 SHS ARES ACQUISITION CORP. | P | $99,345 | $971 | $971 | $98,374 | 2021-05-05 | 2022-10-04 |
| 2,000 SHS ARES ACQUISITION CORP. WTS EXP 02/02/2028 | P | $128 | -$1,725 | -$1,725 | $1,853 | 2021-02-03 | 2022-11-29 |
| 2,000 SHS ARES ACQUISITION CORP. WTS EXP 02/02/2028 | P | $128 | -$1,713 | -$1,713 | $1,841 | 2021-02-16 | 2022-11-29 |
| 2,000 SHS ARES ACQUISITION CORP. WTS EXP 02/02/2028 | P | $128 | -$1,867 | -$1,867 | $1,995 | 2021-05-05 | 2022-11-29 |
| 25,000 SHS ATLAS CREST INVESTMENT CORP. II COM CL A | P | $247,494 | -$18,200 | -$18,200 | $265,694 | 2021-02-11 | 2022-10-14 |
| 6,250 SHS ATLAS CREST INVESTMENT CORP. II - EXPIRED | P | -$6,806 | -$6,806 | $6,806 | 2021-02-11 | 2022-12-08 | |
| 25,000 SHS AUSTERLITZ ACQUISITION CORP. II CL A | P | $244,714 | -$3,083 | -$3,083 | $247,797 | 2021-03-03 | 2022-09-20 |
| 6,250 SHS AUSTERLITZ ACQUISITION CORP. II - EXPIRED | P | -$5,951 | -$5,951 | $5,951 | 2021-03-03 | 2022-11-29 | |
| 4,000 SHS BLOCKCHAIN COINVESTORS ACQUISITION CORP. | P | $82 | -$2,592 | -$2,592 | $2,674 | 2021-11-29 | 2022-12-07 |
| 5,000 SHS BLOCKCHAIN COINVESTORS ACQUISITION CORP. | P | $103 | -$3,243 | -$3,243 | $3,346 | 2021-12-03 | 2022-12-07 |
| 5,000 SHS BRIGHT LIGHTS ACQUISITION CORP. - EXPIRED | P | -$4,574 | -$4,574 | $4,574 | 2021-01-08 | 2022-12-15 | |
| 10,000 SHS CARNEY TECHNOLOGY ACQUISITON CORP. II CL A | P | $99,248 | -$3,562 | -$3,562 | $102,810 | 2021-02-16 | 2022-08-29 |
| 7,500 SHS CONSTELLATIONS ACQUISITION CORP. I CL A | P | $74,398 | -$1,209 | -$1,209 | $75,607 | 2021-01-27 | 2022-10-05 |
| 14,000 SHS CONX CORP. COM CL A | P | $139,297 | $5,791 | $5,791 | $133,506 | 2020-11-02 | 2022-08-29 |
| 10,000 SHS EDIFY ACQUISITION CORP. CL A | P | $98,913 | -$703 | -$703 | $99,616 | 2021-01-15 | 2022-10-12 |
| 5,000 SHS EDIFY ACQUISITION CORP. WTS EXP. | P | $50 | -$3,240 | -$3,240 | $3,290 | 2021-01-15 | 2022-12-14 |
| 15,000 SHS ENTERPRISE 4.0 TECHNOLOGY ACQUISITION CO. | P | $95 | -$7,626 | -$7,626 | $7,721 | 2021-10-19 | 2022-12-13 |
| 9,999 SHS EQUITY DISTR ACQUISITION CORP. COM CL A | P | $98,893 | -$1,230 | -$1,230 | $100,123 | 2020-09-16 | 2022-04-27 |
| 6,000 SHS FLAME ACQUISITION CORP. COM CL A | P | $59,399 | $349 | $349 | $59,050 | 2021-03-01 | 2022-10-18 |
| 7,000 SHS FLAME ACQUISITION CORP. COM CL A | P | $69,298 | $1,032 | $1,032 | $68,266 | 2021-04-15 | 2022-10-18 |
| 3,250 SHS FLAME ACQUISITION CORP. WTS EXP. | P | $1,212 | -$716 | -$716 | $1,928 | 2021-04-15 | 2022-11-03 |
| 5,000 SHS GLOBAL SYNERGY ACQUISITION CORP. - EXPIRED | P | -$3,864 | -$3,864 | $3,864 | 2021-02-24 | 2022-07-27 | |
| 10,000 SHS GLOBAL SYNERGY ACQUISITION CORP. | P | $98,900 | -$3,099 | -$3,099 | $101,999 | 2021-02-24 | 2022-03-15 |
| 3,332.963 SHS H I G ACQUISITION CORP. - EXPIRED | P | -$4,774 | -$4,774 | $4,774 | 2020-10-21 | 2022-10-25 | |
| 2,662.037 SHS H I G ACQUISITION CORP. - EXPIRED | P | -$3,986 | -$3,986 | $3,986 | 2020-12-16 | 2022-10-25 | |
| 3,000 SHS HH&L ACQUISITION CO. | P | $29,819 | -$1,062 | -$1,062 | $30,881 | 2021-02-05 | 2022-10-04 |
| 1,500 SHS HH&L ACQUISITION CO. WTS EXP. | P | $39 | -$1,170 | -$1,170 | $1,209 | 2021-02-05 | 2022-12-13 |
| 10,000 SHS HUDSON EXECUTIVE INVES III COM CL A | P | $98,998 | -$2,269 | -$2,269 | $101,267 | 2021-02-24 | 2022-10-17 |
| 7,500 SHS HUDSON EXECUTIVE INVS CORP. II COM CL A | P | $74,282 | -$3,309 | -$3,309 | $77,591 | 2021-01-26 | 2022-10-18 |
| 2,500 SHS JACK CREEK INVESTMENT CORP. WTS EXP.. | P | $599 | -$1,318 | -$1,318 | $1,917 | 2021-01-22 | 2022-11-07 |
| 5,000 SHS JACK CREEK INVT CORP. CL A | P | $49,499 | -$384 | -$384 | $49,883 | 2021-01-22 | 2022-08-08 |
| 22,500 SHS KENSINGTON CAP ACQUISITION CORP. V WTS | P | $2,718 | -$12,178 | -$12,178 | $14,896 | 2021-08-13 | 2022-11-29 |
| 6,700 SHS KERNEL GROUP HOLDINGS INC. | P | $66,385 | -$755 | -$755 | $67,140 | 2021-02-03 | 2022-09-12 |
| 3,350 SHS KERNEL GROUP HOLDINGS INC. WTS EXP. | P | $11 | -$2,120 | -$2,120 | $2,131 | 2021-02-03 | 2022-12-14 |
| 15,000 SHS KKR ACQUISITION HOLDINGS I CORP. | P | $148,497 | $1,984 | $1,984 | $146,513 | 2021-03-17 | 2022-10-13 |
| 10,000 SHS KKR ACQUISITION HOLDINGS I CORP. | P | $98,998 | $1,032 | $1,032 | $97,966 | 2021-04-01 | 2022-10-13 |
| 3,750 SHS KKR ACQUISITION HOLDINGS I CORP. WTS EXP. | P | $375 | -$3,415 | -$3,415 | $3,790 | 2021-03-17 | 2022-11-14 |
| 2,500 SHS KKR ACQUISITION HOLDINGS I COPR.WTS EXP. | P | $250 | -$2,285 | -$2,285 | $2,535 | 2021-04-01 | 2022-11-14 |
| 3,333 SHS KORE GROUP HOLDINGS INC. WTS EXP. | P | $325 | -$3,873 | -$3,873 | $4,198 | 2020-10-22 | 2022-12-13 |
| 7,000 SHS LAZARD GROWTH ACQUISITION CORP. I CL A | P | $69,492 | $200 | $200 | $69,292 | 2021-04-15 | 2022-10-04 |
| 2,497 SHS LEO HOLDINGS CORP. II WTS EXP. | P | $50 | -$2,336 | -$2,336 | $2,386 | 2021-06-22 | 2022-12-13 |
| 9,988 SHS LEO HOLDINGS CORP. II COM CL A | P | $98,932 | $282 | $282 | $98,650 | 2021-06-22 | 2022-09-01 |
| 3,000 SHS LIBERTY MEDIA ACQUISITION CORP. - EXPIRED | P | -$6,448 | -$6,448 | $6,448 | 2021-05-27 | 2022-12-01 | |
| 6,000 SHS LIBERTY MEDIA ACQUISITION CORP. - EXPIRED | P | -$12,897 | -$12,897 | $12,897 | 2021-05-27 | 2022-12-01 | |
| 7,000 SHS MARBLEGATE ACQUISITION CORP. CL A | P | $69,736 | $1,883 | $1,883 | $67,853 | 2021-10-04 | 2022-10-17 |
| 3,500 SHS MARBLEGATE ACQUISITION CORP. WTS EXP. | P | $88 | -$1,767 | -$1,767 | $1,855 | 2021-10-04 | 2022-12-15 |
| 5,000 SHS MARLIN TECHNOLOGY CORP. WTS EXP. | P | $17 | -$3,683 | -$3,683 | $3,700 | 2021-01-13 | 2022-12-15 |
| 15,000 SHS MARLIN TECHNOLOGY CORP. | P | $148,746 | -$4,004 | -$4,004 | $152,750 | 2021-01-13 | 2022-09-01 |
| 2,000 SHS NERDY INC. WTS EXP. | P | $360 | -$3,606 | -$3,606 | $3,966 | 2020-10-08 | 2022-12-13 |
| 4,998 SHS NORTH ATLANTIC ACQUISITION CORP. | P | $49,479 | -$1,654 | -$1,654 | $51,133 | 2021-01-22 | 2022-09-01 |
| 1,666 SHS NORTH ATLATNIC ACQUISITION CORP. WTS EXP. | P | $20 | -$1,076 | -$1,076 | $1,096 | 2021-01-22 | 2022-12-15 |
| 1,666 SHS ONE EQUITY PARTNERS OPEN WTR - EXPIRED | P | -$1,153 | -$1,153 | $1,153 | 2021-01-22 | 2022-12-09 | |
| 2,000 SHS OPAL FUELS INC. WTS EXP. | P | $2,840 | $3 | $3 | $2,837 | 2021-04-09 | 2022-08-08 |
| 10,000 SHS OYSTER ENTERPRISES ACQUISITION CORP. CL A | P | $98,498 | -$287 | -$287 | $98,785 | 2021-01-20 | 2022-07-27 |
| 7,500 SHS OYSTER ENTERPRISES ACQUISITION CORP. CL A | P | $73,873 | -$837 | -$837 | $74,710 | 2021-01-26 | 2022-07-27 |
| 15,000 SHS OYSTER ENTERPRISES ACQUISITION CORP. CL A | P | $147,747 | -$146 | -$146 | $147,893 | 2021-01-28 | 2022-07-27 |
| 10,000 SHS OYSTER ENTERPRISES ACQUISITION CORP. CL A | P | $98,498 | -$2,088 | -$2,088 | $100,586 | 2021-02-16 | 2022-07-27 |
| 5,000 SHS OYSTER ENTERPRISES ACQUISITION CORP. WTS EXP. | P | $3 | -$2,859 | -$2,859 | $2,862 | 2021-01-20 | 2022-12-15 |
| 3,750 SHS OYSTER ENTERPRISES ACQUISITION CORP. WTS EXP. | P | $2 | -$2,163 | -$2,163 | $2,165 | 2021-01-26 | 2022-12-15 |
| 7,500 SHS OYSTER ENTERPRISES ACQUISITION CORP. WTS EXP. | P | $4 | -$4,281 | -$4,281 | $4,285 | 2021-01-28 | 2022-12-15 |
| 5,000 SHS OYSTER ENTERPRISES ACQUISITION CORP. WTS EXP. | P | $3 | -$2,911 | -$2,911 | $2,914 | 2021-02-16 | 2022-12-15 |
| 4,000 SHS PERIPHAS CAPITAL PARTNERING COM CL A | P | $99,012 | $1,149 | $1,149 | $97,863 | 2020-12-10 | 2022-10-04 |
| 15,000 SHS PONTEM CORP. CL A | P | $148,647 | -$95 | -$95 | $148,742 | 2021-01-13 | 2022-09-01 |
| 5,000 SHS PONTEM CORP. WTS EXP. | P | $218 | -$6,346 | -$6,346 | $6,564 | 2021-01-13 | 2022-11-15 |
| 1,666 SHS PRIME IMPACT ACQUISITION I WTS EXP. | P | $58 | -$2,063 | -$2,063 | $2,121 | 2020-09-10 | 2022-12-15 |
| 973 SHS RICE ACQUISITION CORP. II WTS EXP. | P | $188 | -$1,382 | -$1,382 | $1,570 | 2021-06-23 | 2022-12-13 |
| 2,500 SHS RMG ACQUISITION CORP III | P | $24,850 | -$1,361 | -$1,361 | $26,211 | 2021-02-24 | 2022-10-04 |
| 20,000 SHS RMG ACQUISITION CORP III | P | $198,795 | $1,195 | $1,195 | $197,600 | 2021-05-12 | 2022-10-04 |
| 500 SHS RMG ACQUISITION CORP. III WTS EXP. | P | $15 | -$649 | -$649 | $664 | 2021-02-24 | 2022-12-15 |
| 5,195 SHS SCION TECH GROWTH I COM | P | $51,433 | $1,442 | $1,442 | $49,991 | 2020-12-17 | 2022-07-27 |
| 20,000 SHS SCION TECH GROWTH I COM | P | $198,007 | -$957 | -$957 | $198,964 | 2021-03-19 | 2022-07-27 |
| 2,500 SHS SCION TECH GRWOTH I WTS EXP. | P | $1 | -$4,327 | -$4,327 | $4,328 | 2020-12-17 | 2022-12-15 |
| 5,000 SHS SCP & CO HEALTHCARE ACQUISITION CO. CL A | P | $49,509 | -$1,171 | -$1,171 | $50,680 | 2021-01-22 | 2022-10-12 |
| 2,500 SHS SCP & CO HEALTHCARE ACQUISITION CO. - EXPIRED | P | -$1,320 | -$1,320 | $1,320 | 2021-01-22 | 2022-12-12 | |
| 10,000 SHS SENIOR CONNECT ACQUISITION CORP. COM CL A | P | $99,081 | $2,635 | $2,635 | $96,446 | 2020-12-11 | 2022-09-01 |
| 15,000 SHS SENIOR CONNECT ACQUISITION CORP. COM CL A | P | $148,621 | $2,530 | $2,530 | $146,091 | 2021-01-28 | 2022-09-01 |
| 5,000 SHS SENIOR CONNECT ACQUISITION CORP. WTS EXP. | P | $201 | -$7,243 | -$7,243 | $7,444 | 2020-12-11 | 2022-12-08 |
| 7,500 SHS SENIOR CONNECT ACQUISITION CORP. WTS EXP. | P | $301 | -$10,975 | -$10,975 | $11,276 | 2021-01-28 | 2022-12-08 |
| 10,000 SHS SIMON PROPERTY GROUP ACQUISITION HOLDING COM CL A | P | $98,998 | -$4,213 | -$4,213 | $103,211 | 2021-02-19 | 2022-10-18 |
| 5,000 SHS SPRINGBIG HOLDINGS INC. WTS EXP. | P | $116 | -$3,258 | -$3,258 | $3,374 | 2021-02-16 | 2022-12-13 |
| 5,000 SHS TH INTL LTD. WTS EXP. 12/15/2025 | P | $641 | -$2,821 | -$2,821 | $3,462 | 2021-01-14 | 2022-12-13 |
| 5,000 SHS TIGA ACQUISITION CORP. WTS EXP. 11/6/2025 | P | $3,500 | -$4,678 | -$4,678 | $8,178 | 2020-11-24 | 2022-05-10 |
| 5,000 SHS TORTOISEECOFIN ACQUISITION CORP. III | P | $49,394 | $1,225 | $1,225 | $48,169 | 2021-07-21 | 2022-11-14 |
| 5,000 SHS TORTOISEECOFIN ACQUISITION CORP. III | P | $49,394 | $1,154 | $1,154 | $48,240 | 2021-08-17 | 2022-11-14 |
| 1,250 SHS TORTOISEECOFIN ACQUISITION CORP. III | P | $111 | -$1,396 | -$1,396 | $1,507 | 2021-07-21 | 2022-12-12 |
| 1,250 SHS TORTOISEECOFIN ACQUISITION CORP. III | P | $111 | -$1,398 | -$1,398 | $1,509 | 2021-08-17 | 2022-12-12 |
| 10,000 SHS TUATARA CAPITAL ACQUISITION CORP. | P | $100,105 | -$1,749 | -$1,749 | $101,854 | 2021-02-16 | 2022-06-14 |
| 20,000 SHS TUATARA CAPITAL ACQUISITION CORP. | P | $200,209 | $5,309 | $5,309 | $194,900 | 2021-05-13 | 2022-06-14 |
| 9,999 SHS TZP STRATEGIES ACQUISITION CORP. | P | $98,988 | -$706 | -$706 | $99,694 | 2021-01-20 | 2022-09-01 |
| 3,333 SHS TZP STRATEGIES ACQUISITION CORP. WTS EXP. | P | $6 | -$3,349 | -$3,349 | $3,355 | 2021-01-20 | 2022-12-15 |
| 5,000 SHS VECTOIQ ACQUISITION CORP. II COM CL A | P | $49,499 | $169 | $169 | $49,330 | 2021-06-03 | 2022-10-12 |
| 6,000 SHS WARRIOR TECHNOLOGIES ACQUISITION CO. COM CL A | P | $59,871 | $634 | $634 | $59,237 | 2021-03-01 | 2022-07-27 |
| 3,000 SHS WARRIOR TECHNOLOGIES ACQUISITION CO. - EXPIRED | P | -$1,662 | -$1,662 | $1,662 | 2021-03-01 | 2022-09-16 | |
| CAPITAL GAINS DIVIDENDS | P | $9,823 | $9,823 | $9,823 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -$622,850 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $7,686 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $7,686 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $7,686 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $49,381 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $15,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $64,381 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $56,695 | OverpaymentAmt |
| Applied To ES Tax | $56,695 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | 0 | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | IL | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | WWW.HANLEYFDN.ORG/ | WebsiteAddressTxt |
| Individual With Books | GEORGE P HANLEY | IndividualWithBooksNm |
| Phone | 3123002370 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 5120 LAKEVIEW DRIVE | AddressLine1Txt |
| City | MIAMI BEACH | CityNm |
| State Abbreviation | FL | StateAbbreviationCd |
| ZIP | 33140 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| GEORGE P HANLEY | ||||||||
| 5120 LAKEVIEW DRIVE | MIAMI BEACH | FL | 33140 | PRESIDENT | 5.00 | $0 | $0 | $0 |
| MARC SCHWARTZ | ||||||||
| 333 W WACKER DRIVE SUITE 1700 | CHICAGO | IL | 60606 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $10,677,817 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $915,871 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $11,656,794 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $23,250,482 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $23,250,482 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $348,757 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $22,901,725 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,145,086 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,145,086 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $7,686 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $7,686 | TotalTaxAmt |
| Distributable Before Adj | $1,137,400 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,137,400 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,137,400 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,586,406 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,586,406 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,137,400 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $421,816 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,586,406 | QualifyingDistributionsAmt |
| Applied To Year1 | $421,816 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $1,137,400 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $27,190 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $27,190 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $27,190 | ExcessDistriCyovToNextYrAmt |
| Excess From Current Year | $27,190 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | GEORGE P HANLEY | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | GEORGE P HANLEY | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 5120 LAKEVIEW DRIVE | AddressLine1Txt |
| City | MIAMI BEACH | CityNm |
| State Abbreviation | FL | StateAbbreviationCd |
| ZIP | 33140 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 3123995099 | RecipientPhoneNum |
| Form And Info And Materials | WRITTEN REQUESTS ONLY | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | NONE | SubmissionDeadlinesTxt |
| Restrictions On Awards | NONE | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (6 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| ENVIRONMENTAL LAW AND POLICY CENTER | |||||||
| 35 E WACKER DRIVE SUITE 1600 | CHICAGO | IL | 60601 | NONE | 501(C)(3) | ENVIRONMENTAL | $10,000 |
| PLEASANT HOME FOUNDATION | |||||||
| 217 HOME AVENUE | OAK PARK | IL | 60302 | NONE | 501(C)(3) | SOCIAL SERVICE | $500 |
| RESOLVE UGANDA INCORPORATED | |||||||
| 1500 K ST NW SUITE 1100 | WASHINGTON | DC | 20005 | NONE | 501(C)(3) | SOCIAL SERVICE | $25,000 |
| SPIRIT OF AMERICA WORLDWIDE | |||||||
| 3033 WILSON BLVD SUITE 700 | ARLINGTON | VA | 22201 | NONE | 501(C)(3) | SOCIAL SERVICE | $35,000 |
| UNIVERSITY OF DAYTON | |||||||
| 300 COLLEGE PARK DRIVE | DAYTON | OH | 45469 | NONE | 501(C)(3) | EDUCATION | $1,009,714 |
| UNIVERSITY OF MIAMI | |||||||
| PO BOX 248026 | CORAL GABLES | FL | 33124 | NONE | 501(C)(3) | EDUCATION | $498,892 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,579,106 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $593,823 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $182,876 | ExclusionAmt |
Other Investment Income OtherInvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 523000 | BusinessCd |
| Unrelated Business Taxbl Incm | $408 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $65,077 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | -$622,850 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $408 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $218,926 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $219,334 | TotalIncomeProducingActyAmt |
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp (5 entries)
| Line NumberLineNumberTxt | Relationship StatementRelationshipStatementTxt |
|---|---|
| 3-11 | WHILE PROGRAMS ARE BEING DEVELOPED BY THE FOUNDATION'S DIRECTORS, |
| 3-11 | CONTRIBUTIONS ARE BEING INVESTED IN BOTH SECURITIES AND INTEREST- |
| 3-11 | BEARING ACCOUNTS. |
| 3-11 | THE TAXPAYER IS ALSO AN INVESTOR IN LIMITED PARTNERSHIPS |
| 3-11 | AS A SOURCE OF FUNDS FOR ITS CHARITABLE PURPOSES. |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | PROFESSIONAL FEES | CategoryTxt |
| Amt | $14,600 | Amt |
| Net Investment Income | $7,300 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $7,300 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | FIDELITY INVESTMENTS (#192325) | BondNm |
| EOY Book Value | $2,412,523 | EOYBookValueAmt |
| EOYFMV | $2,254,731 | EOYFMVAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (3 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| FIDELITY INVESTMENTS (#191825) | $2,559,885 | $3,548,099 |
| FIDELITY INVESTMENTS (#192325) | $4,462,844 | $4,556,677 |
| FIDELITY INVESTMENTS (#192325) - OPTIONS | $23,367 | $14,714 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (23 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ACQUIOM AGENCY SERVICES LLC / HIGH STREET CAPITAL PARTNERS | AT COST | $1,960,000 | $1,960,000 |
| ATLANTIC PARK STRATEGIC CAPITAL FUND (OFFSHORE) LP | AT COST | $659,370 | $659,370 |
| BCIM PARTNERS III LP | AT COST | $280,137 | $280,137 |
| CASDIN PRIVATE GROWTH EQUITY FUND LP | AT COST | $988,544 | $988,544 |
| CCP FUNDING LLC | AT COST | $490,000 | $490,000 |
| CHICAGO ATLANTIC FUND OFFSHORE LP | AT COST | $741,437 | $741,437 |
| CHICAGO ATLANTIC GIC FUND LLC | AT COST | $975,001 | $975,001 |
| CHURCHILL REAL ESTATE FUND LP | AT COST | $629,066 | $629,066 |
| CONWAY OFFSHORE ACCESS FUND LP | AT COST | $216,696 | $216,696 |
| GCM GROSVENOR OHESCF LP | AT COST | $50,026 | $50,026 |
| GENERATION IM SUSTAINABLE SOLUTIONS FUND III LP SERIES B | AT COST | $913,233 | $1,010,172 |
| GRASS LAKE CAPITAL HDP LP | AT COST | $229,546 | $229,546 |
| GREATPOINT VENTURES INNOVATION PARALLEL FUND LP | AT COST | $384,072 | $384,072 |
| KONVOY VENTURES II LP | AT COST | $679,249 | $679,249 |
| PB HUDSON CLEAN ENERGY PARTNERS OFFSHORE FEEDER LP | AT COST | $241,010 | $241,010 |
| PB STRATEGIC PARTNERS FEEDER FUND IV LP | AT COST | $95,376 | $95,376 |
| POLYCHAIN VENTURES II LP | AT COST | $402,182 | $402,182 |
| UPPER 90 FUND II LP | AT COST | $563,792 | $563,792 |
| UPPER90 ECOMMERCE OPPORTUNITIES FUND LP | AT COST | $354,091 | $354,091 |
| VINE VENTURES I-B LP | AT COST | $370,116 | $370,116 |
| IMPACT ENGINE PRIVATE EQUITY FUND II LP | AT COST | $34,756 | $34,756 |
| 4DX VENTURES III LP | AT COST | $64,791 | $64,791 |
| POLYCHAIN VENTURES III (PARALLEL) LP | AT COST | $202,199 | $202,199 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (5 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| DIVIDEND RECEIVABLES - MARKETABLE SECURITIES | $0 | $5,600 | $5,600 |
| DUE FROM PB STRATEGIC PARTNERS FEEDER FUND IV LP | $2,842 | $0 | $0 |
| DUE FROM ATLANTIC PARK STRATEGIC CAPITAL FUND (OFFSHORE) LP | $5,334 | $28,810 | $28,810 |
| DUE FROM CHICAGO ATLANTIC FUND OFFSHORE LP | $56,676 | $0 | |
| ACCRUED INTEREST | $0 | $754 | $754 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| CAPITAL ADJUSTMENT FROM PASS THROUGH INVESTMENTS | $1 |
| NON DEDUCTIBLE EXPENSES FROM PASS THROUGH INVESTMENTS | $7 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (38 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| OTHER DEDUCTIONS - ATLANTIC PARK STRATEGIC CAPITAL FUND (OFFSHORE) LP | $58 | $58 | $0 |
| OTHER DEDUCTIONS - PB STRATEGIC PARTNERS FEEDER FUND IV LP | $1,370 | $1,370 | $0 |
| BANK AND WIRE FEES | $45 | $0 | $0 |
| FIDELITY INVESTMENTS (#191825) - INVESTMENT ADVISORY FEES | $27,008 | $27,008 | $0 |
| FIDELITY INVESTMENTS (#192317) - INVESTMENT ADVISORY FEES | $6,001 | $6,001 | $0 |
| FIDELITY INVESTMENTS (#192325) - INVESTMENT ADVISORY FEES | $14,235 | $14,235 | $0 |
| FIDELITY INVESTMENTS (#192333) - INVESTMENT ADVISORY FEES | $23,532 | $23,532 | $0 |
| IRC SECTION 987 LOSS (FOREIGN CURRENCIES) - PB STRATEGIC PARTNERS FEEDER FD | $53 | $53 | $0 |
| LICENSES AND FEES | $16 | $0 | $0 |
| MANAGEMENT FEE - UPPER90 ECOMMERCE OPPORTUNITIES FUND LP | $7,500 | $7,500 | $0 |
| MANAGEMENT FEE - UPPER90 FUND II LP | $13,357 | $13,357 | $0 |
| NET RENTAL REAL ESTATE LOSS - CHURCHILL REAL ESTATE FUND LP | $74,486 | $74,486 | $0 |
| NONCASH CONTRIBUTIONS (30%) - PB STRATEGIC PARTNERS FEEDER FUND IV LP | $10 | $10 | $0 |
| ORDINARY BUSINESS LOSS - CHURCHILL REAL ESTATE FUND LP | $3,768 | $3,768 | $0 |
| OTHER DEDUCTIONS - BCIM PARTNERS III LP | $4,532 | $4,532 | $0 |
| OTHER DEDUCTIONS - CASDIN PRIVATE GROWTH EQUITY FUND LP | $13,309 | $13,309 | $0 |
| OTHER DEDUCTIONS - CHICAGO ATLANTIC FUND OFSHORE LP | $602 | $602 | $0 |
| OTHER DEDUCTIONS - CHURCHILL REAL ESTATE FUND LP | $911 | $911 | $0 |
| OTHER DEDUCTIONS - GCM GROSVENOR OHESCF LP | $1,312 | $1,312 | $0 |
| OTHER DEDUCTIONS - GREATPOINT VENTURES INNOVATION PARALLEL FUND LP | $2,540 | $2,540 | $0 |
| OTHER DEDUCTIONS - KONVOY VENTURES II LP | $2,400 | $2,400 | $0 |
| OTHER DEDUCTIONS - POLYCHAIN VENTURES II LP | $1,589 | $1,589 | $0 |
| OTHER DEDUCTIONS - UPPER90 ECOMMERCE EQUITY OPPORTUNITY FUND LP | $2,682 | $2,682 | $0 |
| OTHER DEDUCTIONS - UPPER90 FUND II LP | $5,243 | $5,243 | $0 |
| OTHER DEDUCTIONS - VINE VENTURES I-B LP | $12,612 | $12,612 | $0 |
| RBC CAPITAL MARKETS (#55383) - ADVISORY FEES | $9,438 | $9,438 | $0 |
| SECTION 59(E)(2) EXPENDITURES - PB STRATEGIC PARTNERS FEEDER FUND IV LP | $28 | $28 | $0 |
| STATE FILING FEES | $15 | $0 | $0 |
| MANAGEMENT FEE - KONVOY VENTURES II LP | $20,456 | $20,456 | $0 |
| OTHER DEDUCTIONS - 4DX VENTURES III LP | $9,824 | $9,824 | $0 |
| MANAGEMENT FEE - POLYCHAIN VENTURES III (PARALLEL) LP | $7,247 | $7,247 | $0 |
| OTHER DEDUCTIONS - POLYCHAIN VENTURES III (PARALLEL) LP | $554 | $554 | $0 |
| ORDINARY BUSINESS LOSS - IMPACT ENGINE PRIVATE EQUITY FUND II LP | $753 | $753 | $0 |
| CHARITABLE CONTRIBUTION - IMPACT ENGINE PRIVATE EQUITY FUND II LP | $1 | $1 | $0 |
| OTHER DEDUCTIONS - IMPACT ENGINE PRIVATE EQUITY FUND II LP | $1,997 | $1,997 | $0 |
| IRC SECTION 987 LOSS - GCM GROSVENOR OHESCF LP | $30 | $30 | $0 |
| NET RENTAL REAL ESTATE LOSS - PB STRATEGIC PARTNERS FEEDER FUND V LP | $6 | $6 | $0 |
| MANAGEMENT FEE - POLYCHAIN VENTURES II LP | $11,243 | $11,243 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (15 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| CANCELLATION OF DEBT - PB STRATEGIC PARTNERS FEEDER FUND IV LP | $6 | $6 | $6 |
| IRC SECTION 988 GAIN (FOREIGN CURRENCIES) - PB STRATEGIC PARTNERS FEEDER | $16 | $16 | $16 |
| ORDINARY BUSINESS INCOME - PB STRATEGIC PARTNERS FEEDER FUND IV LP | $0 | $0 | $0 |
| OTHER INCOME - PB STRATEGIC PARTNERS FEEDER FUND IV LP | $29 | $29 | $29 |
| OTHER PORTFOLIO INCOME - PB STRATEGIC PARTNERS FEEDER FUND IV LP | $59 | $59 | $59 |
| IRC SEC. 1293 QEF ORDINARY EARNINGS - PB STRATEGIC PARTNERS FEEDER FUND IV | $7 | $7 | $7 |
| UNRELATED BUSINESS INCOME FROM SCHEDULE K-1'S | $408 | $0 | $408 |
| IRC SECTION 988 GAIN (FOREIGN CURRENCIES) - UPPER90 FUND II LP | $8,666 | $8,666 | $8,666 |
| OTHER PORTFOLIO INCOME - CASDIN PRIVATE GROWTH EQUITY FUND LP | $25 | $25 | $25 |
| IRC SECTION 988 GAIN (FOREIGN CURRENCIES) - GCM GROSVENOR OHESCF | $666 | $666 | $666 |
| OTHER PORTFOLIO INCOME - POLYCHAIN VENTURES II LP | $13,752 | $13,752 | $13,752 |
| IRC SECTION 988 GAIN (FOREIGN CURRENCIES) - CASDIN PRIVATE GROWTH EQUITY FD | $6 | $6 | $6 |
| ORDINARY BUSINESS INCOME - GRASS LAKE CAPITAL HDP LP | $41,807 | $41,807 | $41,807 |
| OTHER MISCELLANEOUS INCOME - GCM GROSVENOR OHESCF LP | $9 | $9 | $9 |
| ORDINARY BUSINESS INCOME - POLYCHAIN VENTURES II LP | $29 | $29 | $29 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (3 entries)
| DescDesc | AmtAmt |
|---|---|
| TAX-EXEMPT INCOME FROM PASS THROUGH INVESTMENTS | $3 |
| NONDIVIDEND DISTRIBUTIONS | $189 |
| UNREALIZED APPRECIATION ON STOCK CONTRIBUTIONS | $975,080 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail (3 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt |
|---|---|---|
| DUE TO GXH MANAGEMENT INC. | $150 | $161 |
| FIDELITY INVESTMENTS (#191825) - MARGIN POSITION | $18,643 | $0 |
| SEAPORT LOAN PRODUCTS LLC | $1,003,138 | $1,003,138 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | CONSULTING FEES | CategoryTxt |
| Amt | $50,000 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAX PAID - FIDELITY INVESTMENTS (#192325) | $545 | $545 | $0 |
| FOREIGN TAX PAID - FIDELITY INVESTMENTS (#191825) | $206 | $206 | $0 |
| FOREIGN TAX PAID - PB STRATEGIC PARTNERS FEEDER FUND IV LP | $67 | $67 | $0 |
| FEDERAL ESTIMATED TAX PAYMENT | $50,500 | $0 | $0 |
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