THE WALLACE RESEARCH FOUNDATION: Form 990PF, tax year 2022
View the entire original 990 at ProPublica ↗
- Organization
- THE WALLACE RESEARCH FOUNDATION (EIN 42-6540579)
- Tax period
- 2022-01-01 to 2022-12-31
- Filed
- 2023-08-14
- IRS object ID
- 202332269349101008
- Schema version
- 2022v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Expenditure Responsibility Stmt
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2023-08-14T14:27:13-05:00 | ReturnTs |
| Tax Period End | 2022-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 420714325 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RSM US LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 201 FIRST ST SE STE 800 | AddressLine1Txt |
| City | CEDAR RAPIDS | CityNm |
| State Abbreviation | IA | StateAbbreviationCd |
| ZIP | 524011512 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2022-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 426540579 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WALLACE RESEARCH FOUNDATION | BusinessNameLine1Txt |
| Business Name Line2 | C/O RSM US LLP ATTN SHAWNA HULS | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | WALL | BusinessNameControlTxt |
| Phone | 3192985333 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 201 FIRST ST SE 800 | AddressLine1Txt |
| City | CEDAR RAPIDS | CityNm |
| State Abbreviation | IA | StateAbbreviationCd |
| ZIP | 52401 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | HENRY D WALLACE | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 3192985333 | PhoneNum |
| Signature | 2023-07-31 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | HENRY | PersonFirstNm |
| Person Last | WALLACE | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IRS Responsible Prty Info Curr | 0 | IRSResponsiblePrtyInfoCurrInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | SHAWNA HULS | PreparerPersonNm |
| PTIN | P01315330 | PTIN |
| Phone | 3192985333 | PhoneNum |
| Preparation | 2023-07-31 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2022 | TaxYr |
| Build TS | 2023-04-26 12:10:37Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $83,865,980 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $1,696,961 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,675,087 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $3,835,855 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $16,732,393 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $3,835,855 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $5,532,816 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $5,510,942 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $88,170 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $36,369 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $51,801 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $508,594 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $508,594 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $26,901 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $0 | InterestNetInvstIncmAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $54,045 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $9,045 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $610 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $610 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $427 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $427 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $678,747 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $554,435 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $52,411 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $5,022,690 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $5,022,690 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $5,701,437 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $554,435 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $5,075,101 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$168,621 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $4,956,507 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $3,592,020 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $2,435,192 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $2,435,192 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $0 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $541,847 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $543,162 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $40,288,676 | CorporateStockBOYAmt |
| Corporate Stock EOY | $43,182,018 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $59,203,763 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $4,404,816 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $4,647,155 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $4,347,172 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $22,003,461 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $19,339,132 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $17,336,691 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $28,502 | OtherAssetsBOYAmt |
| Other Assets EOY | $0 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $0 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $70,317,475 | TotalAssetsBOYAmt |
| Total Assets EOY | $70,145,344 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $83,865,980 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $70,317,475 | RetainedEarningBOYAmt |
| Retained Earning EOY | $70,145,344 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $70,317,475 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $70,145,344 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $70,317,475 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $70,145,344 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $70,317,475 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$168,621 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $70,148,854 | SubtotalAmt |
| Other Decreases | $3,510 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $70,145,344 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (3 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | P | $14,064,460 | $10,302,918 | $3,761,542 | $3,761,542 |
| PUBLICLY TRADED SECURITIES | P | $2,504,849 | $2,593,620 | -$88,771 | -$88,771 |
| CAPITAL GAINS DIVIDENDS | P | $163,084 | $163,084 | $163,084 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $3,835,855 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $68,895 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $68,895 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $68,895 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $60,934 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $30,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $90,934 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $22,039 | OverpaymentAmt |
| Applied To ES Tax | $22,039 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | IA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | SHAWNA HULS | IndividualWithBooksNm |
| Phone | 3192985333 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 201 FIRST STREET SE STE 800 | AddressLine1Txt |
| City | CEDAR RAPIDS | CityNm |
| State Abbreviation | IA | StateAbbreviationCd |
| ZIP | 52401 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | Yes (1) | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | 0 | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (1) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| HENRY D WALLACE | ||||||||
| 201 FIRST ST SE STE 800 | CEDAR RAPIDS | IA | 52401 | PRESIDENT | 5.00 | $0 | $0 | $0 |
| LINDA WALLACE-GRAY | ||||||||
| 201 FIRST ST SE STE 800 | CEDAR RAPIDS | IA | 52401 | TREASURER (UNTIL 08/22) & VP | 20.00 | $0 | $0 | $0 |
| MARSHALL GILCHRIST | ||||||||
| 201 FIRST ST SE STE 800 | CEDAR RAPIDS | IA | 52401 | DIRECTOR & SECRETARY | 2.00 | $0 | $0 | $610 |
| ALEX GILCHRIST | ||||||||
| 201 FIRST ST SE STE 800 | CEDAR RAPIDS | IA | 52401 | TREASURER (EFF. 08/22) & DIRECTOR | 2.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| EAGLE CAPITAL MANAGEMENT | |||||
| 499 PARK AVENUE | NEW YORK | NY | 10022 | INVESTMENT MGMT | $312,535 |
| MORGAN STANLEY SMITH BARNEY | |||||
| 370 17TH STREET STE 2800 | DENVER | CO | 80202 | INVESTMENT CONSULTING | $175,705 |
| RSM US LLP | |||||
| 331 WEST 3RD ST SUITE 200 | DAVENPORT | IA | 52801 | ACCOUNTING | $88,170 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $86,900,558 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $4,462,415 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $91,362,973 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $91,362,973 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,370,445 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $89,992,528 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $4,499,626 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $4,499,626 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $68,895 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $68,895 | TotalTaxAmt |
| Distributable Before Adj | $4,430,731 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $4,430,731 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $4,430,731 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $5,075,101 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $5,075,101 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $4,430,731 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $5,055,537 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $5,075,101 | QualifyingDistributionsAmt |
| Applied To Year1 | $5,055,537 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $19,564 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $4,411,167 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (41 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| AGR FOUNDATION INC | |||||||
| 1895 WEST PRINCE RD | TUCSON | AZ | 85705 | NONE | SO I | ASSIST WITH PROGRAM EXPENSES, EQUIPMENT, SUPPLIES, RENT, AND UTILITIES | $20,000 |
| ARCHAEOLOGY SOUTHWEST | |||||||
| 300 NORTH ASH ALLEY | TUCSON | AZ | 85701 | NONE | PC | SUPPORT THE PRESERVATION ARCHAEOLOGY ENDOWMENT FUND | $255,000 |
| ARCHAEOLOGY SOUTHWEST | |||||||
| 300 NORTH ASH ALLEY | TUCSON | AZ | 85701 | NONE | PC | SUPPORT FUNDING FOR PROFESSIONAL SALARY SUPPORT | $200,000 |
| BROOKFIELD CRAFT CENTER | |||||||
| PO BOX 122 | BROOKFIELD | CT | 06804 | NONE | PC | PROVIDE ADDITIONAL FIRST-CLASS PROGRAMS AND SUPPORT TO THE ARTIST COMMUNITY | $50,000 |
| CONQUER CHIARI | |||||||
| 320 OSPREY CT | WEXFORD | PA | 15090 | NONE | PC | SUPPORT THE RESEARCH PROJECT "TESTING A NOVEL HYPOTHESIS FOR THE PATHOPHYSIOLOGY OF ADULT CMI" | $65,000 |
| DIGDEEP RIGHT TO WATER PROJECT | |||||||
| PO BOX 26779 | LOS ANGELES | CA | 90069 | NONE | PC | IMPLEMENT PIPED WATER CONNECTIONS ON THE NAVAJO NATION | $50,000 |
| ECOHEALTH ALLIANCE | |||||||
| 520 EIGHTH STREET SUITE 1200 | NEW YORK | NY | 10018 | NONE | PC | FUND THE PROJECT TO MITIGATE THE RISK OF ZOONOTIC DISEASE EMERGENCE VIA HUMAN-WILDLIFE INTERACTIONS IN SOUTHEAST ASIA | $250,000 |
| EMERGE CENTER AGAINST DOMESTIC ABUSE | |||||||
| 2545 EAST ADAMS STREET | TUCSON | AZ | 85716 | NONE | PC | SUPPORT FOR THE EMERGENCY SHELTER, HOUSING STABILIZATION PROGRAMS, AND OTHER COMMUNITY-BASED SERVICES | $50,000 |
| GIRAFFE CONSERVATION FOUNDATION USA | |||||||
| 17 S MAGNOLIA AVE | ORLANDO | FL | 32801 | NONE | PC | SUPPORT THE TWIGA WETU INITIATIVE IN AFRICA | $110,000 |
| HOLISTIC MANAGEMENT | |||||||
| 2425 SAN PEDRO DR NE STE A | ALBUQUERQUE | NM | 87110 | NONE | EOF | SUPPORT THE DEVELOPMENT OF THE "SAVING TOMORROWS AGRICULTURAL RESOURCES" (STAR) | $73,000 |
| JOHN BARTRAM ASSOCIATION | |||||||
| 5400 LINDBERGH BOULEVARD | PHILADELPHIA | PA | 19143 | NONE | PC | SUPPORT STEM DISCOVERY PROGRAMS AT BARTRAM'S GARDEN | $80,000 |
| JOHN HOPKINS UNIVERSITY | |||||||
| 415 N WASHINGTON ST 4TH FLOOR | BALTIMORE | MD | 21231 | NONE | PC | SUPPORT CONTINUED SCALING AND DISSEMINATION OF THE FAMILY SPIRIT STRENGTHS PROGRAM | $50,000 |
| LEWA WILDLIFE CONSERVANCY | |||||||
| PO BOX 4449 | NEW YORK | NY | 10163 | NONE | PC | SUPPORT THE SECURITY AND ANTI-POACHING PROGRAM | $100,000 |
| LEWA WILDLIFE CONSERVANCY | |||||||
| PO BOX 4449 | NEW YORK | NY | 10163 | NONE | PC | SUPPORT THE EMERGENCY DROUGHT RESPONSE FOR COMMUNITIES AND WILDLIFE | $100,000 |
| LOOMIS CHAFFEE SCHOOL | |||||||
| 4 BATCHELDER ROAD | WINDSOR | CT | 06095 | NONE | PC | SUPPORT THE CONSTRUCTION OF THE NICHOLS CENTER FOR THEATER AND DANCE | $165,000 |
| MASSACHUSETTS AUDUBON SOCIETY | |||||||
| 208 SOUTH GREAT ROAD | LINCOLN | MA | 01773 | NONE | PC | FUND THE PROTECTION AND CONSERVATION OF THE NATURE OF BELIZE | $125,000 |
| MICHIGAN TECHNOLOGICAL UNIVERSITY | |||||||
| 400 TOWNSEND DRIVE | HOUGHTON | MI | 49931 | NONE | PC | FUND RESEARCH TO SUPPORT EHLERS-DANLOS SYNDROME PATIENTS | $270,000 |
| PENNENVIRONMENT RESEARCH & POLICY CENTER INC | |||||||
| 1713 S BROAD ST 54807 | PHILADELPHIA | PA | 19148 | NONE | PC | SUPPORT THE INITIATIVE TO GET PENNSYLVANIA "BEYOND PLASTIC AND REDUCE THE SINGLE-USE PLASTIC WASTE THREATENING OUR ENVIRONMENT | $130,000 |
| RURAL AND MIGRANT MINISTRY INC | |||||||
| PO BOX 4757 | POUGHKEEPSIE | NY | 12602 | NONE | PC | SUPPORT THE COSTS OF COMMUNICATIONS COORDINATOR | $100,000 |
| SARSEF | |||||||
| 5049 E BROADWAY BLVD SUITE 125 | TUCSON | AZ | 85711 | NONE | PC | SUPPORT THE EVENT AND VOLUNTEER DIRECTOR'S TIME AND EFFORT | $40,000 |
| THE AMERIND FOUNDATION INC | |||||||
| PO BOX 400 | DRAGOON | AZ | 85609 | NONE | POF | PROVIDE FUNDING FOR ANTHROPOLOGICAL RESEARCH ACTIVITIES | $50,000 |
| THE CLIMATE CENTER | |||||||
| PO BOX 3785 | SANTA ROSA | CA | 95402 | NONE | PC | SUPPORT THE CLIMATE-SAFE CALIFORNIA CAMPAIGN | $250,000 |
| THE NATURE CONSERVANCY - ARIZONA | |||||||
| 1510 E FORT LOWELL RD | TUCSON | AZ | 85719 | NONE | PC | FUND APPROVED VEHICLE PURCHASES | $89,000 |
| THE NATURE CONSERVANCY - TENNESSEE | |||||||
| 2 MARYLAND FARMS SUITE 150 | BRENTWOOD | TN | 37027 | NONE | PC | ASSIST WITH BAT AND CAVE RESEARCH AND CONSERVATION IN TENNESSEE | $102,000 |
| TOHONO CHUL PARK | |||||||
| 7366 N PASEO DEL NORTE | TUCSON | AZ | 85704 | NONE | PC | SUPPORT INFORMATION TECHNOLOGY NEEDS | $48,000 |
| TUCSON BOTANICAL GARDENS | |||||||
| 2150 N ALVERNON WAY | TUCSON | AZ | 85712 | NONE | PC | EXPAND GARDENS AND PROGRAMMING | $150,000 |
| TUCSON BOTANICAL GARDENS | |||||||
| 2150 N ALVERNON WAY | TUCSON | AZ | 85712 | NONE | PC | ASSIST WITH SUSTAINING THE GARDENS ORNAMENTAL PLANTS OF THE SENSORY RAMADA AND TO FURTHER THE SOIL AMENDMENT PROGRAM | $17,000 |
| UNIVERSITY OF ARIZONA | |||||||
| PO BOX 210158 RM 510 | TUCSON | AZ | 85721 | NONE | PC | FUND RESEARCH ON THE LONG-TERM EFFECTS OF URBAN DEVELOPMENT ON REPTILES | $30,000 |
| UNIVERSITY OF ILLINOIS | |||||||
| 1901 S FIRST STREET SUITE A | CHAMPAIGN | IL | 618207406 | NONE | PC | SUPPORT THE PROPOSAL TITLED "FUNCTIONAL EVALUATION OF NONSENSE AND MISSENSE VARIATIONS AFFECTING COLLAGEN V STRUCTURE" | $150,000 |
| UNIVERSITY OF MICHIGAN | |||||||
| 3003 S STATE STREET | ANN ARBOR | MI | 48109 | NONE | PC | STUDY ADVERSE REACTIONS TO COVID-19 VACCINES AND ABILITY TO COMPLETE VACCINATION SCHEDULE | $252,190 |
| URBANPROMISE INTERNATIONAL INC | |||||||
| PO BOX 156 | PENNSAUKEN | NJ | 08110 | NONE | PC | CONTINUE THE EXPANSION AND INTEGRATION OF EXPERIENTIAL LEARNING PROGRAMS FOR INNER CITY CHILDREN AND TEENS IN CAMDEN | $138,000 |
| WILD SALMON CENTER | |||||||
| 721 NW 9TH AVENUE SUITE 300 | PORTLAND | OR | 97209 | NONE | PC | SUPPORT THE COLD WATER CONNECTION CAMPAIGN | $400,000 |
| WILDCOAST | |||||||
| 925 SEACOAST DR | IMPERIAL BEACH | CA | 91932 | NONE | PC | ASSIST WITH VETERINARY CARE TO THE PEOPLE AND ANIMALS OF BELIZE | $115,000 |
| WILDCOAST | |||||||
| 925 SEACOAST DR | IMPERIAL BEACH | CA | 91932 | NONE | PC | ADVANCE THE CONSERVATION OF 38.3 MILLION ACRES IN THE MEXICAN PACIFIC AND CALIFORNIA | $300,000 |
| WILDCOAST | |||||||
| 925 SEACOAST DR | IMPERIAL BEACH | CA | 91932 | NONE | PC | RELOCATE THE HOPKINS BELIZE HUMANE SOCIETY CLINIC TO A NEW PROPERTY | $35,000 |
| WILDCOAST | |||||||
| 925 SEACOAST DR | IMPERIAL BEACH | CA | 91932 | NONE | PC | CARRY OUT THE MARINE PROTECTED AREA CONSERVATION AND CLIMATE RESILIENCY PROJECT | $100,000 |
| WILDLIFE ALLIANCE INC | |||||||
| 1441 BROADWAY FIFTH FLOOR | NEW YORK | NY | 10018 | NONE | PC | SUPPORT WILDLIFE RESCUE, CARE AND RELEASE, AND COMMUNITY CONSERVATION IN CAMBODIA | $165,000 |
| WILDLIFE ALLIANCE INC | |||||||
| 1441 BROADWAY FIFTH FLOOR | NEW YORK | NY | 10018 | NONE | PC | SUPPORT WATER FILTRATION SYSTEM FOR PHNOM TAMAO WILDLIFE RESCUE CENTRE | $25,000 |
| WILDLIFE FOR TOMORROW | |||||||
| 5000 W CAREFREE HWY MAILDROP DOHQ | PHOENIX | AZ | 85086 | NONE | PC | SUPPORT THE WORK ON TWO BOOKS: AMPHIBIANS AND TURTLES OF ARIZONA AND LIZARDS OF ARIZONA | $53,500 |
| WOODS HOLE OCEANOGRAPHIC INSTITUTION | |||||||
| 266 WOODS HOLE ROAD MS40 | WOODS HOLE | MA | 02543 | NONE | PC | FUND DEVELOPMENT OF NEW METHODS TO DETECT MICROPLASTICS IN AQUATIC ENVIRONMENTS | $220,000 |
| YOUTH OUTDOOR EXPERIENCE | |||||||
| 738 N 5TH AVE UNIT 101 | TUCSON | AZ | 85705 | NONE | PC | MEET THE IMMEDIATE RISING COSTS ASSOCIATED WITH OPERATIONS | $50,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $5,022,690 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,696,961 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $3,835,855 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $5,532,816 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $5,532,816 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $88,170 | Amt |
| Net Investment Income | $36,369 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $51,801 | DisbursementsCharitablePrpsAmt |
Expenditure Responsibility Stmt ExpenditureResponsibilityStmt
Expenditure Responsibility ExpenditureResponsibilityGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | AMERIND FOUNDATION | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 400 | AddressLine1Txt |
| City | DRAGOON | CityNm |
| State Abbreviation | AZ | StateAbbreviationCd |
| ZIP | 85609 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant | 2022-11-30 | GrantDt |
| Grant | $50,000 | GrantAmt |
| Purpose Of Grant | TO PROVIDE FUNDING FOR ANTHROPOLOGICAL RESEARCH ACTIVITIES. | PurposeOfGrantTxt |
| Expended By Grantee | $30,000 | ExpendedByGranteeAmt |
| Any Diversion By Grantee | TO THE GRANTOR'S KNOWLEDGE THERE HAS BEEN NO DIVERSION OF FUNDS. | AnyDiversionByGranteeTxt |
| Dates Of Reports By Grantee | 4/28/23 | DatesOfReportsByGranteeTxt |
| Results Of Verification | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE. THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | ResultsOfVerificationTxt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (52 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| HARLEY-DAVIDSON INC | $252,086 | $237,657 |
| AMERICAN EXPRESS CO | $252,266 | $244,975 |
| CITIGROUP CAPT XIII 7.875% FIX ED 10/30/15 FLOATS AFTER | $18,914 | $19,880 |
| NUSTAR LOGISTICS LP 7.625% | $14,760 | $18,682 |
| STIFEL FINANCIAL CORP 5.2% | $10,162 | $8,169 |
| REINSURANCE GROUP AMERICA INC | $18,843 | $19,229 |
| ALLSTATE CORP 5.1 FIXED TO 01/23 THEN FLOATS | $53,107 | $50,547 |
| REINSURANCE GRP OF AMERICA | $63,454 | $55,604 |
| QWEST CORP 6.5 | $85,302 | $61,389 |
| PRUDENTIAL FINANCIAL INC 5.625% | $9,670 | $9,547 |
| AFFILIATED MANAGERS GROUP INC. 5.875 | $21,340 | $18,141 |
| AMERICAN FINANCIAL GROUP 5.8750 | $3,787 | $3,390 |
| WR BERKLEY CORP | $21,066 | $16,873 |
| AMERICAN FINANCIAL GROUP 5.625% | $10,184 | $8,647 |
| PRUDENTIAL FINANCIAL INC | $23,638 | $17,696 |
| AFFILIATED MANAGERS GR 4.75% | $12,448 | $8,898 |
| THE SOUTHERN CO 4.20% | $46,872 | $33,919 |
| ASSURANT INC 5.25% | $47,189 | $38,381 |
| KKR GROUP FIN CO. IX LLC 4.625% | $22,327 | $16,197 |
| CARLYLE FIN LLC 4.625% | $25,982 | $18,440 |
| BIP BERMUDA HOLDINGS | $11,398 | $7,711 |
| KEMPER CORP 5.875% | $11,394 | $8,790 |
| FORD MTR CO DEL | $19,998 | $18,703 |
| PRUDENTIAL FINL INC | $9,709 | $9,276 |
| UNITED STATES CELLULAR 6.25% | $21,450 | $13,862 |
| UNITED STATES CELLULAR CORP 5.50% | $11,718 | $7,028 |
| UNITED STATES CELLULAR CORP 5.50% | $12,221 | $7,548 |
| DTE ENERGY CO SER E 5.25% | $41,899 | $34,280 |
| ENBRIDGE INC 6.375% | $66,853 | $66,417 |
| CMS ENERGY CORP 5.875% | $20,927 | $17,300 |
| CMS ENERGY CORP 5.875% | $62,320 | $52,662 |
| ALGONQUIN POWER & UTILITIES CORP 6.875% | $20,863 | $17,687 |
| NEXTERA ENERGY CAPITAL HOLDINGS INC 5.65% | $19,552 | $17,534 |
| ALGONQUIN POWER & UTILITIES CORP 6.875% | $40,381 | $33,515 |
| SEMPRA ENERGY 5.750% | $5,577 | $5,083 |
| THE SOUTHERN CO 4.95% | $31,938 | $25,002 |
| BROOKFIELD FIN INC 4.625% | $23,062 | $14,820 |
| BROOKFIELD INFRASTRUCTURE PARTNERS ULC 5.00% | $23,978 | $15,375 |
| DTE ENERGY CO CAL DEB 81 | $11,953 | $8,708 |
| NEXTERA ENERGY CAPITAL HOLDINGS INC. | $260,803 | $246,546 |
| BANK OF AMERICA CORP | $227,137 | $223,007 |
| JOHN DEERE CAPITAL CORP | $232,261 | $230,579 |
| PACKAGING CORP OF AMERICA | $226,279 | $219,313 |
| DUKE ENERGY CORP | $253,325 | $247,393 |
| SIMON PROPERTY GROUP LP | $204,371 | $194,433 |
| CME GROUP INC | $254,912 | $242,118 |
| ZIMMER BIOMET HOLDINGS INC | $257,340 | $241,433 |
| T-MOBILE USA INC | $247,873 | $240,794 |
| NORTHROP GRUMMAN SYSTEMS CORP | $280,741 | $258,970 |
| CHUBB INA HOLDINGS INC | $242,337 | $239,898 |
| ORACLE CORP | $231,674 | $230,005 |
| ALBEMARLE CORP | $247,514 | $245,121 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (147 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| FIRST TR EXCHANGE TRADED FD VI | $699,538 | $907,820 |
| SPDR S&P MIDCAP 400 ETF TRUST | $1,513,688 | $5,557,015 |
| VANGUARD HEALTH CARE ETF | $2,003,532 | $4,851,610 |
| VANGUARD REAL ESTATE ETF | $1,056,705 | $824,800 |
| VANGUARD RUSSELL 1000 VAL ETF | $2,524,172 | $2,396,880 |
| VANGUARD RUSSELL 1000 | $2,284,029 | $4,635,372 |
| AGNC INVESTMENT CORP 6.875% | $10,408 | $8,893 |
| AGNC INVMT CO 6.125% | $22,866 | $19,426 |
| AGNC INVSTMNT CORP 6.50% | $10,462 | $8,753 |
| AGNC INVESTMENT CORP 7% | $19,017 | $19,604 |
| AIR LEASE CORP | $22,617 | $27,150 |
| ALLSTATE CORP | $10,262 | $8,259 |
| AMER EQ INV HLDG CO | $45,065 | $41,121 |
| AMERICAN EQUITY 6.625% | $48,499 | $43,649 |
| AMERICAN HOMES 4 RENT 6.25 | $9,351 | $8,632 |
| ANNALY CAP MGMT INC PDF SER I | $36,577 | $36,377 |
| ARCH CAP GROUP LTD 5.45% | $21,008 | $17,364 |
| ARCH CAPITAL GRP 4.55% | $12,128 | $8,909 |
| ASPEN INSURANCE HOLDING 5.95 | $50,102 | $47,725 |
| ASPEN INSURANCE HLDG 5.625 | $44,585 | $33,246 |
| ASPEN INSURANCE HOLDINGS 5.625 | $20,901 | $15,117 |
| AT&T INC 4.750% | $44,796 | $36,235 |
| ATHENE HOLDING LTD 6.375% | $29,520 | $24,925 |
| ATHENE HOLDING LTD 6.35 | $19,789 | $16,784 |
| ATHENE HOLDING LTD 5.625 | $35,168 | $33,032 |
| ATHENE HOLDING LTD 7.75% | $28,238 | $28,571 |
| ATLANTIC UN BANKSHARES 6.875 | $13,438 | $13,345 |
| AXIS CAP HOLDINGS LTD 5.5% | $10,114 | $8,467 |
| BANK AMER 7.2500 SERS L | $97,455 | $81,865 |
| BANK OF AMERICA CO 5.00 | $37,836 | $30,088 |
| BANK OF AMERICA COR 4.375% | $48,733 | $36,354 |
| BANK OF AMERICA CO 6% | $19,400 | $18,616 |
| BK OF AMERICA CO 5.875% | $29,207 | $26,725 |
| BK OF AMERICA CORP DEP PFD SE | $9,213 | $9,075 |
| BROOKFIELD FIN INC 4.625% | $27,286 | $16,764 |
| BROOKFIELD FIN I UK 4.50% | $24,551 | $15,491 |
| CAPITAL ONE FINANCIAL 4.80% | $37,105 | $26,932 |
| CAPITAL ONE FINANCIAL 5% | $67,189 | $51,766 |
| CHARLES SCHWAB CORP 5.95 D | $34,517 | $30,961 |
| CHS INC | $90,468 | $82,841 |
| CHS INC | $83,526 | $74,221 |
| CHS INC/RED PFD CL BS4 | $40,263 | $37,406 |
| CITIGROUP INC 6.875%-K | $99,066 | $89,038 |
| CITIGRP INC 7.125% | $10,798 | $9,453 |
| CITIZENS FIN GROUP 6.35% D | $29,566 | $27,187 |
| CITIZENS FINL GRP INC 5% | $10,727 | $8,694 |
| DIGITAL REALTY TRST 5.850 | $19,210 | $17,721 |
| DIGITAL REALTY TST INC 5.20% | $20,364 | $16,581 |
| ENSTAR GROUP LTD 7% | $29,946 | $25,572 |
| EQUITABLE HLDGS DEP RP PFD A | $21,336 | $16,710 |
| F N B CORP FLA DEP SHS REPSTG | $35,908 | $32,433 |
| FIFTH THIRD BANCORP 6% | $9,961 | $8,653 |
| FIFTH THIRD BANCORP 6.625%-I | $36,394 | $31,500 |
| FIRST HORI CORP 6.50DP RP PFD | $9,285 | $9,218 |
| FIRST REP BK SAN FCO CAL 4.5% | $24,385 | $18,410 |
| FIRST REPUBLIC BANK 4.0% | $25,315 | $17,198 |
| FIRST REPUBLIC BK 4.7% | $11,051 | $8,613 |
| GLOBAL NET LEASE INC PFD SER A | $5,748 | $4,908 |
| GOLDMAN SACHS GRP INC 5.50%-J | $35,367 | $32,874 |
| GOLDMAN SACHS GRP INC 6.375%-K | $42,217 | $38,296 |
| HUDSON PAC PTYS INC 4.750% | $27,373 | $15,487 |
| HUNTINGTON BANCSHAR 4.5% SER-H | $12,276 | $8,596 |
| JPMORGAN CHASE & C 4.55 SER-JJ | $21,075 | $18,338 |
| JPMORGAN CHASE & CO 4.625%-LL | $64,970 | $54,898 |
| JP MORGAN CHASE & CO. 5.75% | $4,796 | $4,528 |
| JPMORGAN CHASE & CO. 6.00% | $9,425 | $9,362 |
| KEYCORP 6.125 SER-E | $28,262 | $24,305 |
| KEYCORP 6.2% DP SH | $9,827 | $9,542 |
| LINCOLN NATL CP | $48,682 | $50,504 |
| M&T BK CORP FIX | $58,577 | $54,041 |
| MORGAN STANLEY 5.85% | $19,577 | $17,678 |
| MORGAN STANLEY 6.375%-I | $65,260 | $58,016 |
| MORGAN STANLEY 6.5% | $22,954 | $22,482 |
| MORGAN STANLEY 6.875%-F | $53,506 | $47,474 |
| NATIONAL STORAGE AFFILIA 6% | $9,603 | $8,472 |
| NEW YORK CMNTY BC INC SER A | $59,858 | $50,826 |
| NISOURCE INC 6.5% SER B | $19,660 | $18,484 |
| PACWEST BANCORP | $19,591 | $19,209 |
| PINNACLE FIN PRTNRS 6.75% | $28,744 | $29,026 |
| PUBLIC STORAGE 4% | $11,844 | $8,467 |
| PUBLIC STORAGE 4.00% | $38,328 | $27,327 |
| PUBLIC STORAGE 4.125% | $11,202 | $7,981 |
| PUBLIC STORAGE 4.625% | $20,658 | $16,185 |
| REGIONS FINANCIAL CO 6.375%-B | $27,362 | $23,682 |
| SCE TRUST IV 5.375 | $34,263 | $25,873 |
| SCE TRUST V 5.45 | $31,482 | $24,749 |
| SCE TRUST VI 5% | $23,027 | $17,253 |
| SCHWAB CHARLES CORP 4.450% | $10,664 | $8,205 |
| SELECTIVE INS GROUP 4.60 | $11,625 | $8,102 |
| SIGNATURE BK NY 5% | $58,811 | $40,572 |
| SPIRE INC 5.90% | $10,046 | $8,960 |
| STATE ST CO 5.90-D FXD-TO-FLT | $30,737 | $27,392 |
| STATE STREET CORP 5.350% | $24,189 | $21,444 |
| TCF FINANCIAL CORPN 5.70 | $10,120 | $8,571 |
| TRUIST FINANCIAL CORP 5.25% | $19,956 | $17,338 |
| TRUIST FINCL CORP 4.75% | $34,396 | $27,134 |
| VALLEY NATL BANCORP SER-A | $19,926 | $18,639 |
| VALLEY NATL BANCRP 5.50% | $10,120 | $9,922 |
| VORNADO REALTY TR 5.25% | $10,604 | $7,320 |
| WASHINGTON FED 4.875% | $12,527 | $9,027 |
| WELLS FARGO & CO 4.75% | $22,959 | $17,417 |
| WELLS FARGO & COM 4.25% SER-DD | $38,775 | $27,806 |
| WELLS FARGO & COMPANY 6.625%-R | $20,906 | $18,544 |
| WELLS FARGO 5.85-Q FIXD | $85,631 | $74,125 |
| WELLS FARGO 7.5 NON-CUM CL A | $83,448 | $72,721 |
| WELLS FARGO CO DEP SH PFD CL A | $23,143 | $17,665 |
| WESBANCO INC 6.75% | $5,768 | $5,544 |
| WESCO INTL INC DP SH | $30,018 | $27,235 |
| WESTERN ALLIANCE BANCORP PFD A | $21,876 | $17,336 |
| WINTRUST FINANCIAL CORP | $40,143 | $36,216 |
| WINTRUST FINL COR DEP REP SR E | $28,180 | $28,802 |
| ZIONS BANCORP 6.30% | $36,932 | $33,874 |
| FIRST TRUST CAPITAL STRENGTH | $2,047,703 | $2,623,250 |
| FT NASDAQ CLEAN EDGE GREEN ERN | $1,424,140 | $943,800 |
| SPDR GOLD TR GOLD SHS | $932,744 | $1,017,840 |
| VANGUARD DIVIDEND APPRECIATION | $1,106,646 | $1,427,542 |
| FIRST TRUST WATER ETF (FIW) | $724,843 | $1,507,840 |
| PIMCO ENHANCED SHRT MTRT EXC | $355,879 | $345,275 |
| AERCAP HOLDINGS NV | $581,356 | $679,720 |
| ALPHABET INC CL C | $955,143 | $2,200,060 |
| AMAZON COM INC | $1,353,191 | $1,690,836 |
| AON PLC SHS CL-A | $632,805 | $1,022,277 |
| CAPITAL ONE FINANCIAL CORP | $630,798 | $702,127 |
| CHARTER COMMUNICATIONS INC | $252,120 | $255,681 |
| CITIGROUP INC NEW | $1,450,960 | $1,203,073 |
| COMCAST CORP (NEW) CLASS A | $1,328,960 | $1,204,961 |
| DISH NETWORK CLASS A | $811,129 | $307,799 |
| ELEVANCE HEALTH INC | $385,621 | $599,149 |
| EVOLUTION AB ADR | $212,479 | $155,826 |
| GENERAL ELECTRIC CO | $899,978 | $1,437,836 |
| GOLDMAN SACHS GRP INC | $897,746 | $1,591,223 |
| HILTON WORLDWIDE HLDGS INC | $589,815 | $915,099 |
| IAC INC NEW | $432,464 | $145,099 |
| LIBERTY BROADBAND CORP | $1,119,909 | $997,917 |
| MARRIOTT INTL INC NEW CL A | $494,599 | $926,542 |
| META PLATFORMS INC CL A (FB) | $2,272,647 | $1,552,145 |
| MICROSOFT CORP | $422,169 | $2,718,360 |
| MORGAN STANLEY | $741,035 | $984,107 |
| NASPERS LTD | $204,118 | $167,252 |
| NETFLIX | $2,129,502 | $2,096,302 |
| PROSUS N V SPONSORED ADR | $764,401 | $685,511 |
| SAFRAN SA | $812,142 | $810,503 |
| UNITEDHEALTH GP INC | $336,436 | $1,535,401 |
| VISA INC CL A | $435,201 | $455,410 |
| WALT DISNEY CO HLDG | $501,578 | $385,834 |
| WELLS FARGO & CO NEW | $1,121,881 | $1,480,494 |
| WOODWARD INC COM | $566,230 | $537,731 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $541,847 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $543,162 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $0 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $0 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (17 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| LORD ABBETT SHT DURATION INC F | AT COST | $3,399,957 | $2,944,463 |
| MAINSTAY HI YLD CORP BOND I | AT COST | $3,022,754 | $3,051,443 |
| FIRST EAGLE OVERSEAS 1 | AT COST | $4,393,004 | $4,262,607 |
| GOLDMAN SACHS GQG INTL OPP I | AT COST | $3,187,426 | $2,633,640 |
| PGIM TOTAL RETURN BOND Z | AT COST | $4,811,847 | $3,921,549 |
| ARTISAN FUNDS INC MID CAP VALUE FD INV SHS ARTQX | AT COST | $42,521 | $34,756 |
| ARTISAN FDS INC INTERNAITIONAL FUND INV ARTIX | AT COST | $43,027 | $42,642 |
| DIAMOND HILL LONG-SHORT FUND CL I DHLSX | AT COST | $58,877 | $77,806 |
| DODGE & COX INCOME FD DODIX | AT COST | $121,509 | $112,007 |
| HARRIS ASSOC INVT TR OAKMARK INTL FUND CL I OAKIX | AT COST | $27,831 | $41,618 |
| JPMORGAN MID CAP VALUE FUND CL I FLMVX | AT COST | $35,101 | $42,916 |
| ROYCE FUND PENNSYLVANIA MUTUAL FD INVESTMENT CL PENNX | AT COST | $73,515 | $62,175 |
| PIMCO FDS PAC INVT MGMT SER EMERGING MKTS BD RD INSTL CL PEBIX | AT COST | $18,112 | $13,457 |
| PRINICIPAL FUNDS INC PREFERRED SECURITIES INSTAL CLASS PPSIX | AT COST | $39,439 | $34,539 |
| TEMPLETON INCOME TR GLOBAL BD FD ADVISOR CL TGBAX | AT COST | $16,902 | $11,496 |
| TWEEDY BROWNE FD INC GLOBAL VALUE FD TBGVX | AT COST | $25,362 | $30,239 |
| VANGUARD GNMA FD CL I VFIIX | AT COST | $21,948 | $19,338 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt |
|---|---|
| DIVIDEND RECEIVABLE | $21,559 |
| RETURN OF GRANT | $6,943 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | INVESTMENT ADJUSTMENT | Desc |
| Amt | $3,510 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | BANK SERVICE CHARGES | Desc |
| Revenue And Expenses Per Books | $427 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $427 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT MANAGEMENT FEES | CategoryTxt |
| Amt | $508,594 | Amt |
| Net Investment Income | $508,594 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAX | $9,045 | $9,045 | $0 |
| EXCISE TAX | $45,000 | $0 | $0 |