AUBURN UNIVERSITY FOUNDATION: Form 990, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- AUBURN UNIVERSITY FOUNDATION (EIN 63-6022422)
- Tax period
- 2021-10-01 to 2022-09-30
- Filed
- 2023-05-05
- IRS object ID
- 202331259349302403
- Schema version
- 2021v4.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule D
- Schedule F
- Schedule G
- Schedule I
- Schedule J
- Schedule M
- Schedule O
- Schedule R
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2023-05-05T14:08:04-05:00 | ReturnTs |
| Tax Period End | 2022-09-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 454084437 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WARREN AVERETT LLC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2500 ACTON ROAD | AddressLine1Txt |
| City | BIRMINGHAM | CityNm |
| State Abbreviation | AL | StateAbbreviationCd |
| ZIP | 35243 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnTypeCd |
| Tax Period Begin | 2021-10-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 636022422 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | AUBURN UNIVERSITY FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | AUBU | BusinessNameControlTxt |
| Phone | 3348447048 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 317 SOUTH COLLEGE STREET | AddressLine1Txt |
| City | AUBURN | CityNm |
| State Abbreviation | AL | StateAbbreviationCd |
| ZIP | 368495170 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JOHN MORRIS | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 3348447048 | PhoneNum |
| Signature | 2023-04-26 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | JOHN | PersonFirstNm |
| Person Last | MORRIS | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | MEGAN RANDOLPH | PreparerPersonNm |
| PTIN | P00989558 | PTIN |
| Phone | 2059794100 | PhoneNum |
| Preparation | 2023-04-26 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2023-04-26 12:10:37Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Principal Officer | JOHN MORRIS | PrincipalOfficerNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 317 SOUTH COLLEGE STREET | AddressLine1Txt |
| City | AUBURN | CityNm |
| State Abbreviation | AL | StateAbbreviationCd |
| ZIP | 368495170 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | $350,284,778 | GrossReceiptsAmt |
| Group Return For Affiliates | 0 | GroupReturnForAffiliatesInd |
| Organization501c3 | Yes (X) | Organization501c3Ind |
| Website Address | WWW.AUBURNGIVING.ORG | WebsiteAddressTxt |
| Type Of Organization Corp | Yes (X) | TypeOfOrganizationCorpInd |
| Formation | 1960 | FormationYr |
| Legal Domicile State | AL | LegalDomicileStateCd |
| Activity Or Mission | THE ORGANIZATION OPERATES FOR THE EXCLUSIVE BENEFIT OF AUBURN UNIVERSITY, AN EDUCATIONAL, LAND-GRANT INSTITUTION WHICH IS TAX EXEMPT UNDER IRC SECTION 115. | ActivityOrMissionDesc |
| Voting Members Governing Body | 22 | VotingMembersGoverningBodyCnt |
| Voting Members Independent | 22 | VotingMembersIndependentCnt |
| Total Employee | 84 | TotalEmployeeCnt |
| Total Volunteers | 2730 | TotalVolunteersCnt |
| Total Gross UBI | $751,229 | TotalGrossUBIAmt |
| Net Unrelated Bus Txbl Incm | $0 | NetUnrelatedBusTxblIncmAmt |
| PY Contributions Grants | $59,931,770 | PYContributionsGrantsAmt |
| CY Contributions Grants | $103,548,665 | CYContributionsGrantsAmt |
| PY Program Service Revenue | $48,118 | PYProgramServiceRevenueAmt |
| CY Program Service Revenue | $144,426 | CYProgramServiceRevenueAmt |
| PY Investment Income | $34,372,130 | PYInvestmentIncomeAmt |
| CY Investment Income | $29,350,540 | CYInvestmentIncomeAmt |
| PY Other Revenue | $2,544,824 | PYOtherRevenueAmt |
| CY Other Revenue | $3,081,458 | CYOtherRevenueAmt |
| PY Total Revenue | $96,896,842 | PYTotalRevenueAmt |
| CY Total Revenue | $136,125,089 | CYTotalRevenueAmt |
| PY Grants And Similar Paid | $67,792,842 | PYGrantsAndSimilarPaidAmt |
| CY Grants And Similar Paid | $67,108,800 | CYGrantsAndSimilarPaidAmt |
| PY Benefits Paid To Members | $0 | PYBenefitsPaidToMembersAmt |
| CY Benefits Paid To Members | $0 | CYBenefitsPaidToMembersAmt |
| PY Salaries Comp Emp Bnft Paid | $356,187 | PYSalariesCompEmpBnftPaidAmt |
| CY Salaries Comp Emp Bnft Paid | $292,538 | CYSalariesCompEmpBnftPaidAmt |
| PY Total Prof Fndrsng Expns | $4,910 | PYTotalProfFndrsngExpnsAmt |
| CY Total Prof Fndrsng Expns | $0 | CYTotalProfFndrsngExpnsAmt |
| CY Total Fundraising Expense | $2,597,072 | CYTotalFundraisingExpenseAmt |
| PY Other Expenses | $5,397,580 | PYOtherExpensesAmt |
| CY Other Expenses | $8,865,126 | CYOtherExpensesAmt |
| PY Total Expenses | $73,551,519 | PYTotalExpensesAmt |
| CY Total Expenses | $76,266,464 | CYTotalExpensesAmt |
| PY Revenues Less Expenses | $23,345,323 | PYRevenuesLessExpensesAmt |
| CY Revenues Less Expenses | $59,858,625 | CYRevenuesLessExpensesAmt |
| Total Assets BOY | $857,894,187 | TotalAssetsBOYAmt |
| Total Assets EOY | $808,830,854 | TotalAssetsEOYAmt |
| Total Liabilities BOY | $39,910,755 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $38,990,334 | TotalLiabilitiesEOYAmt |
| Net Assets Or Fund Balances BOY | $817,983,432 | NetAssetsOrFundBalancesBOYAmt |
| Net Assets Or Fund Balances EOY | $769,840,520 | NetAssetsOrFundBalancesEOYAmt |
| Mission | THE ORGANIZATION OPERATES FOR THE EXCLUSIVE BENEFIT OF AUBURN UNIVERSITY, AN EDUCATIONAL, LAND GRANT INSTITUTION. | MissionDesc |
| Significant New Program Srvc | 0 | SignificantNewProgramSrvcInd |
| Significant Change | 0 | SignificantChangeInd |
| Expense | $60,268,020 | ExpenseAmt |
| Grant | $60,268,020 | GrantAmt |
| Revenue | $2,738,270 | RevenueAmt |
| Desc | GRANTS TO AUBURN UNIVERSITY (AU) FOR ACADEMIC, OUTREACH AND RESEARCH MISSIONS AND ITS SUPPORTING/RELATED ORGANIZATIONS IN SUPPORT OF THEIR ORGANIZATION'S PRIMARY PURPOSES, OUTREACH AND INTERCOLLEGIATE ATHLETICS, IN SUPPORT OF AU. | Desc |
Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | $3,994,417 | ExpenseAmt |
| Grant | $0 | GrantAmt |
| Revenue | $144,426 | RevenueAmt |
| Desc | EXPENDITURES MADE BY AUBURN UNIVERSITY FOUNDATION (AUF) ON BEHALF OF AU IN SUPPORT OF ITS ACADEMIC, OUTREACH AND RESEARCH MISSIONS. | Desc |
Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | $6,840,780 | ExpenseAmt |
| Grant | $6,840,780 | GrantAmt |
| Revenue | $0 | RevenueAmt |
| Desc | GRANTS TO AUBURN UNIVERSITY REAL ESTATE FOUNDATION, INC.(AUREF), FOR OPERATIONS AND THE TRANSFER OF REAL PROPERTIES TO AU FOR PERPETUAL MANAGEMENT. | Desc |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Expenses | $71,103,217 | TotalProgramServiceExpensesAmt |
| Described In Section501c3 | Yes (1) | DescribedInSection501c3Ind |
| Schedule B Required | Yes (1) | ScheduleBRequiredInd |
| Political Campaign Acty | 0 | PoliticalCampaignActyInd |
| Lobbying Activities | 0 | LobbyingActivitiesInd |
| Subject To Proxy Tax | 0 | SubjectToProxyTaxInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Conservation Easements | 0 | ConservationEasementsInd |
| Collections Of Art | 0 | CollectionsOfArtInd |
| Credit Counseling | 0 | CreditCounselingInd |
| Donor Rstr Or Quasi Endowments | Yes (1) | DonorRstrOrQuasiEndowmentsInd |
| Report Land Building Equipment | Yes (1) | ReportLandBuildingEquipmentInd |
| Report Investments Other Sec | Yes (1) | ReportInvestmentsOtherSecInd |
| Report Program Related Invst | 0 | ReportProgramRelatedInvstInd |
| Report Other Assets | 0 | ReportOtherAssetsInd |
| Report Other Liabilities | Yes (1) | ReportOtherLiabilitiesInd |
| Include FIN48 Footnote | Yes (1) | IncludeFIN48FootnoteInd |
| Independent Audit Fincl Stmt | 0 | IndependentAuditFinclStmtInd |
| Consolidated Audit Fincl Stmt | Yes (1) | ConsolidatedAuditFinclStmtInd |
| School Operating | 0 | SchoolOperatingInd |
| Foreign Office | 0 | ForeignOfficeInd |
| Foreign Activities | Yes (1) | ForeignActivitiesInd |
| More Than5000 K To Org | 0 | MoreThan5000KToOrgInd |
| More Than5000 K To Individuals | 0 | MoreThan5000KToIndividualsInd |
| Professional Fundraising | 0 | ProfessionalFundraisingInd |
| Fundraising Activities | Yes (1) | FundraisingActivitiesInd |
| Gaming Activities | 0 | GamingActivitiesInd |
| Operate Hospital | 0 | OperateHospitalInd |
| Grants To Organizations | Yes (1) | GrantsToOrganizationsInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Schedule J Required | Yes (1) | ScheduleJRequiredInd |
| Tax Exempt Bonds | 0 | TaxExemptBondsInd |
| Engaged In Excess Benefit Trans | 0 | EngagedInExcessBenefitTransInd |
| PY Excess Benefit Trans | 0 | PYExcessBenefitTransInd |
| Loan Outstanding | 0 | LoanOutstandingInd |
| Grant To Related Person | 0 | GrantToRelatedPersonInd |
| Business Rln With Org Mem | 0 | BusinessRlnWithOrgMemInd |
| Business Rln With Fam Mem | 0 | BusinessRlnWithFamMemInd |
| Business Rln With35 Ctrl Ent | 0 | BusinessRlnWith35CtrlEntInd |
| Deductible Non Cash Contri | Yes (1) | DeductibleNonCashContriInd |
| Deductible Art Contribution | 0 | DeductibleArtContributionInd |
| Terminate Operations | 0 | TerminateOperationsInd |
| Partial Liquidation | 0 | PartialLiquidationInd |
| Disregarded Entity | 0 | DisregardedEntityInd |
| Related Entity | Yes (1) | RelatedEntityInd |
| Related Organization Ctrl Ent | Yes (1) | RelatedOrganizationCtrlEntInd |
| Transaction With Control Ent | Yes (1) | TransactionWithControlEntInd |
| Trnsfr Exmpt Non Chrtbl Rltd Org | Yes (1) | TrnsfrExmptNonChrtblRltdOrgInd |
| Activities Conducted Prtshp | 0 | ActivitiesConductedPrtshpInd |
| Schedule O Required | Yes (1) | ScheduleORequiredInd |
| IRP Document | 125 | IRPDocumentCnt |
| IRP Document W2 G | 0 | IRPDocumentW2GCnt |
| Backup Wthld Compliance | Yes (1) | BackupWthldComplianceInd |
| Employee | 84 | EmployeeCnt |
| Employment Tax Returns Filed | Yes (1) | EmploymentTaxReturnsFiledInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Foreign Financial Account | 0 | ForeignFinancialAccountInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Taxable Party Notification | 0 | TaxablePartyNotificationInd |
| Nondeductible Contributions | Yes (1) | NondeductibleContributionsInd |
| Nondeductible Contri Discl | Yes (1) | NondeductibleContriDisclInd |
| Quid Pro Quo Contributions | Yes (1) | QuidProQuoContributionsInd |
| Quid Pro Quo Contri Discl | Yes (1) | QuidProQuoContriDisclInd |
| Form8282 Property Disposed Of | 0 | Form8282PropertyDisposedOfInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Indoor Tanning Services | 0 | IndoorTanningServicesInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
| Subject To Excs Tax Net Invst Inc | 0 | SubjectToExcsTaxNetInvstIncInd |
| Info In Schedule O Part VI | Yes (X) | InfoInScheduleOPartVIInd |
| Governing Body Voting Members | 22 | GoverningBodyVotingMembersCnt |
| Independent Voting Member | 22 | IndependentVotingMemberCnt |
| Family Or Business Rln | 0 | FamilyOrBusinessRlnInd |
| Delegation Of Mgmt Duties | 0 | DelegationOfMgmtDutiesInd |
| Change To Org Documents | 0 | ChangeToOrgDocumentsInd |
| Material Diversion Or Misuse | 0 | MaterialDiversionOrMisuseInd |
| Members Or Stockholders | 0 | MembersOrStockholdersInd |
| Election Of Board Members | 0 | ElectionOfBoardMembersInd |
| Decisions Subject To Approva | 0 | DecisionsSubjectToApprovaInd |
| Minutes Of Governing Body | Yes (1) | MinutesOfGoverningBodyInd |
| Minutes Of Committees | Yes (1) | MinutesOfCommitteesInd |
| Officer Mailing Address | 0 | OfficerMailingAddressInd |
| Local Chapters | 0 | LocalChaptersInd |
| Form990 Provided To Gvrn Body | Yes (1) | Form990ProvidedToGvrnBodyInd |
| Conflict Of Interest Policy | Yes (1) | ConflictOfInterestPolicyInd |
| Annual Disclosure Covered Prsn | Yes (1) | AnnualDisclosureCoveredPrsnInd |
| Regular Monitoring Enfrc | Yes (1) | RegularMonitoringEnfrcInd |
| Whistleblower Policy | Yes (1) | WhistleblowerPolicyInd |
| Document Retention Policy | Yes (1) | DocumentRetentionPolicyInd |
| Compensation Process CEO | 0 | CompensationProcessCEOInd |
| Compensation Process Other | 0 | CompensationProcessOtherInd |
| Investment In Joint Venture | 0 | InvestmentInJointVentureInd |
| States Where Copy Of Return Is Fld | AK | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | CA | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | CO | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | FL | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | IL | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | KY | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | MA | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | MD | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | ME | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | MI | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | MN | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | ND | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | NH | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | NJ | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | NV | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | NY | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | OH | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | OR | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | PA | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | SC | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | UT | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | WA | StatesWhereCopyOfReturnIsFldCd |
| Own Website | Yes (X) | OwnWebsiteInd |
| Upon Request | Yes (X) | UponRequestInd |
Books In Care Of Detail BooksInCareOfDetail
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WILLIAM B HUGHES | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 3348447048 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 317 SOUTH COLLEGE STREET | AddressLine1Txt |
| City | AUBURN | CityNm |
| State Abbreviation | AL | StateAbbreviationCd |
| ZIP | 368495170 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part VII | Yes (X) | InfoInScheduleOPartVIIInd |
Form990 Part VII Section A Form990PartVIISectionAGrp (35 entries)
| TitleTitleTxt | Average Hours Per WeekAverageHoursPerWeekRt | Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd | OfficerOfficerInd | Reportable Comp From OrgReportableCompFromOrgAmt | Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt | Other CompensationOtherCompensationAmt | Average Hours Per Week Rltd OrgAverageHoursPerWeekRltdOrgRt | Highest Compensated EmployeeHighestCompensatedEmployeeInd |
|---|---|---|---|---|---|---|---|---|
| CHERYL CASEY | ||||||||
| CHAIR | 3.00 | Yes (X) | Yes (X) | $0 | $0 | $0 | ||
| PAUL JACOBSON | ||||||||
| VICE CHAIR | 3.00 | Yes (X) | Yes (X) | $0 | $0 | $0 | ||
| GREG HESTON | ||||||||
| TREASURER | 2.60 | Yes (X) | Yes (X) | $0 | $0 | $0 | ||
| SHIRLEY BOULWARE | ||||||||
| DIRECTOR | 2.40 | Yes (X) | $0 | $0 | $0 | |||
| JOE COWAN | ||||||||
| DIRECTOR | 2.40 | Yes (X) | $0 | $0 | $0 | |||
| PAT HENRY | ||||||||
| DIRECTOR | 2.40 | Yes (X) | $0 | $0 | $0 | |||
| KATH CARTER | ||||||||
| DIRECTOR | 2.60 | Yes (X) | $0 | $0 | $0 | |||
| BETH STUKES | ||||||||
| DIRECTOR | 2.60 | Yes (X) | $0 | $0 | $0 | |||
| LESLEE BELLUCHIE | ||||||||
| DIRECTOR | 3.00 | Yes (X) | $0 | $0 | $0 | |||
| MELISSA HERKT | ||||||||
| DIRECTOR | 2.50 | Yes (X) | $0 | $0 | $0 | |||
| SHARLENE EVANS | ||||||||
| DIRECTOR | 2.80 | Yes (X) | $0 | $0 | $0 | |||
| STEVE SPENCER | ||||||||
| DIRECTOR | 2.50 | Yes (X) | $0 | $0 | $0 | |||
| KERRY BRADLEY | ||||||||
| DIRECTOR | 2.40 | Yes (X) | $0 | $0 | $0 | |||
| RANDY CAMPBELL | ||||||||
| DIRECTOR | 2.40 | Yes (X) | $0 | $0 | $0 | |||
| STEVE CATES | ||||||||
| DIRECTOR | 2.80 | Yes (X) | $0 | $0 | $0 | |||
| BRUCE DONNELLAN | ||||||||
| DIRECTOR | 2.70 | Yes (X) | $0 | $0 | $0 | |||
| JAVIER GOIZUETA | ||||||||
| DIRECTOR | 1.20 | Yes (X) | $0 | $0 | $0 | |||
| MARK FORCHETTE | ||||||||
| DIRECTOR | 1.50 | Yes (X) | $0 | $0 | $0 | |||
| JOHN STEIN | ||||||||
| DIRECTOR | 2.50 | Yes (X) | $0 | $0 | $0 | |||
| GREG WINCHESTER | ||||||||
| DIRECTOR | 2.40 | Yes (X) | $0 | $0 | $0 | |||
| KEN HENDERSON | ||||||||
| DIRECTOR | 2.70 | Yes (X) | $0 | $0 | $0 | |||
| NICOLE FAULK | ||||||||
| DIRECTOR | 2.40 | Yes (X) | $0 | $0 | $0 | |||
| ERIN LEWIS AS OF 011822 | ||||||||
| CHEIF OPERATIONS OFFICER | 9.10 | Yes (X) | $0 | $0 | $0 | 0.00 | ||
| JOHN MORRIS | ||||||||
| PRESIDENT | 9.60 | Yes (X) | $391,254 | $7,985 | $50,280 | 0.80 | ||
| ROBERT WELLBAUM | ||||||||
| VICE PRESIDENT, PHILANTHROPY | 0.00 | Yes (X) | $250,187 | $0 | $43,425 | |||
| REGENA ISBELL | ||||||||
| ASSISTANT TREASURER | 19.20 | Yes (X) | $125,110 | $0 | $25,702 | 0.00 | ||
| JAMIE DANIEL | ||||||||
| INFORMATION SECURITY OFFICER | 2.00 | Yes (X) | $123,633 | $0 | $18,529 | 0.00 | ||
| WILLIAM B HUGHES | ||||||||
| ASSISTANT TREASURER | 24.00 | Yes (X) | $104,138 | $11,572 | $25,828 | 4.00 | ||
| WANDA M SPEROW | ||||||||
| SECRETARY | 35.60 | Yes (X) | $86,589 | $1,767 | $22,056 | 0.80 | ||
| LAUREL HENDRIX | ||||||||
| ASSISTANT SECRETARY | 19.60 | Yes (X) | $69,587 | $2,152 | $15,147 | 1.20 | ||
| SHAUNA MONROE | ||||||||
| ASSISTANT TREASURER | 10.00 | Yes (X) | $66,949 | $0 | $20,809 | 0.00 | ||
| JASON PEEVY | ||||||||
| ASSOCIATE VP, MARKETING | 2.80 | $230,885 | $0 | $38,392 | Yes (X) | |||
| ANGIE STEPHENS | ||||||||
| ASSOCIATE VP, DEVELOPMENT | 4.00 | $219,416 | $6,786 | $40,655 | 1.20 | Yes (X) | ||
| WILLIAM WILLIAMS | ||||||||
| EXECUTIVE DIRECTOR, REGIONAL DEVELOPMENT | 0.00 | $195,824 | $0 | $36,137 | Yes (X) | |||
| TARA JONES | ||||||||
| ASSOCIATE VP, DEVELOPMENT | 2.80 | $199,246 | $0 | $35,928 | Yes (X) | |||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | $2,062,818 | TotalReportableCompFromOrgAmt |
| Tot Reportable Comp Rltd Org | $30,262 | TotReportableCompRltdOrgAmt |
| Total Other Compensation | $372,888 | TotalOtherCompensationAmt |
| Indiv Rcvd Greater Than100 K | 9 | IndivRcvdGreaterThan100KCnt |
| Former Ofcr Employees Listed | 0 | FormerOfcrEmployeesListedInd |
| Total Comp Greater Than150 K | Yes (1) | TotalCompGreaterThan150KInd |
| Compensation From Other Srcs | 0 | CompensationFromOtherSrcsInd |
Contractor Compensation ContractorCompensationGrp (5 entries)
| Address Line1ContractorAddress/USAddress/AddressLine1Txt | CityContractorAddress/USAddress/CityNm | State AbbreviationContractorAddress/USAddress/StateAbbreviationCd | ZIPContractorAddress/USAddress/ZIPCd | ServicesServicesDesc | CompensationCompensationAmt |
|---|---|---|---|---|---|
| TERRA COTTA CATERING CO | |||||
| 415 E MAGNOLIA AVE | AUBURN | AL | 36830 | CATERING | $681,457 |
| BROADWAY CONSTRUCTION COMPANY LLC | |||||
| PO BOX 18968 | HUNTSVILLE | AL | 35804 | CONSTRUCTION | $550,000 |
| ITHAKA HOSPITALITY PARTNERS-AUBURN-OPERA | |||||
| 241 SOUTH COLLEGE STREET | AUBURN | AL | 36830 | HOSPITALITY | $546,870 |
| BLACKBAUD INC | |||||
| 2000 DANIEL ISLAND DRIVE | CHARLESTON | SC | 29492 | FUNDRAISING SUPPORT | $467,182 |
| RUFFALO NOEL LEVITZ LLC | |||||
| 65 KIRKWOOD NORTH ROAD SW | CEDAR RAPIDS | IA | 52404 | FUNDRAISING SUPPORT | $373,848 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cntrct Rcvd Greater Than100 K | 15 | CntrctRcvdGreaterThan100KCnt |
| Fundraising | $146,920 | FundraisingAmt |
| Related Organizations | $90,005 | RelatedOrganizationsAmt |
| Government Grants | $74,885 | GovernmentGrantsAmt |
| All Other Contributions | $103,236,855 | AllOtherContributionsAmt |
| Noncash Contributions | $28,154,671 | NoncashContributionsAmt |
| Total Contributions | $103,548,665 | TotalContributionsAmt |
Program Service Revenue ProgramServiceRevenueGrp (2 entries)
| DescDesc | BusinessBusinessCd | Total Revenue ColumnTotalRevenueColumnAmt | Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt |
|---|---|---|---|
| N/D PORTION OF CONTRIBUTION | 561499 | $87,586 | $87,586 |
| PROG SRVC REGISTRATION | 611710 | $49,816 | $49,816 |
Total Oth Program Service Rev TotalOthProgramServiceRevGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $7,024 | TotalRevenueColumnAmt |
| Related Or Exempt Func Income | $7,024 | RelatedOrExemptFuncIncomeAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | $144,426 | TotalProgramServiceRevenueAmt |
Investment Income InvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $5,722,919 | TotalRevenueColumnAmt |
| Unrelated Business Revenue | $751,229 | UnrelatedBusinessRevenueAmt |
| Exclusion | $4,971,690 | ExclusionAmt |
Royalties Revenue RoyaltiesRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $124,625 | TotalRevenueColumnAmt |
| Exclusion | $124,625 | ExclusionAmt |
Gross Rents GrossRentsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | $12,280 | RealAmt |
Less Rental Expenses LessRentalExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | $6,647 | RealAmt |
Rental Income Or Loss RentalIncomeOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | $5,633 | RealAmt |
Net Rental Income Or Loss NetRentalIncomeOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $5,633 | TotalRevenueColumnAmt |
| Exclusion | $5,633 | ExclusionAmt |
Gross Amount Sales Assets GrossAmountSalesAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $234,640,119 | SecuritiesAmt |
| Other | $2,994,560 | OtherAmt |
Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $211,384,144 | SecuritiesAmt |
| Other | $2,622,914 | OtherAmt |
Gain Or Loss GainOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $23,255,975 | SecuritiesAmt |
| Other | $371,646 | OtherAmt |
Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $23,627,621 | TotalRevenueColumnAmt |
| Exclusion | $23,627,621 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fundraising Gross Income | $358,914 | FundraisingGrossIncomeAmt |
| Contri Rpt Fundraising Event | $146,920 | ContriRptFundraisingEventAmt |
| Fundraising Direct Expenses | $145,984 | FundraisingDirectExpensesAmt |
Net Incm From Fundraising Evt NetIncmFromFundraisingEvtGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $212,930 | TotalRevenueColumnAmt |
| Exclusion | $212,930 | ExclusionAmt |
Other Revenue Misc OtherRevenueMiscGrp (2 entries)
| DescDesc | BusinessBusinessCd | Total Revenue ColumnTotalRevenueColumnAmt | Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt |
|---|---|---|---|
| ADMIN COST RECOVERY | 561000 | $2,734,909 | $2,734,909 |
| MISCELLANEOUS | 561499 | $3,361 | $3,361 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Revenue Total | $2,738,270 | OtherRevenueTotalAmt |
Total Revenue TotalRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $136,125,089 | TotalRevenueColumnAmt |
| Related Or Exempt Func Income | $2,882,696 | RelatedOrExemptFuncIncomeAmt |
| Unrelated Business Revenue | $751,229 | UnrelatedBusinessRevenueAmt |
| Exclusion | $28,942,499 | ExclusionAmt |
Grants To Domestic Orgs GrantsToDomesticOrgsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $67,108,800 | TotalAmt |
| Program Services | $67,108,800 | ProgramServicesAmt |
Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $292,538 | TotalAmt |
| Management And General | $143,912 | ManagementAndGeneralAmt |
| Fundraising | $148,626 | FundraisingAmt |
Fees For Services Management FeesForServicesManagementGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,751,564 | TotalAmt |
| Management And General | $1,114,157 | ManagementAndGeneralAmt |
| Fundraising | $637,407 | FundraisingAmt |
Fees For Services Legal FeesForServicesLegalGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $54,567 | TotalAmt |
| Program Services | $12,947 | ProgramServicesAmt |
| Management And General | $39,643 | ManagementAndGeneralAmt |
| Fundraising | $1,977 | FundraisingAmt |
Fees For Services Accounting FeesForServicesAccountingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $101,325 | TotalAmt |
| Program Services | $2,125 | ProgramServicesAmt |
| Management And General | $99,200 | ManagementAndGeneralAmt |
Fees For Services Other FeesForServicesOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $128,374 | TotalAmt |
| Program Services | $114,479 | ProgramServicesAmt |
| Management And General | $7,708 | ManagementAndGeneralAmt |
| Fundraising | $6,187 | FundraisingAmt |
Advertising AdvertisingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $349,672 | TotalAmt |
| Program Services | $239,925 | ProgramServicesAmt |
| Management And General | $6,177 | ManagementAndGeneralAmt |
| Fundraising | $103,570 | FundraisingAmt |
Office Expenses OfficeExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,052,159 | TotalAmt |
| Program Services | $684,036 | ProgramServicesAmt |
| Management And General | $159,003 | ManagementAndGeneralAmt |
| Fundraising | $209,120 | FundraisingAmt |
Information Technology InformationTechnologyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $357,533 | TotalAmt |
| Program Services | $26,311 | ProgramServicesAmt |
| Management And General | $247,517 | ManagementAndGeneralAmt |
| Fundraising | $83,705 | FundraisingAmt |
Occupancy OccupancyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $157,443 | TotalAmt |
| Program Services | $43,030 | ProgramServicesAmt |
| Management And General | $114,413 | ManagementAndGeneralAmt |
Travel TravelGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $550,230 | TotalAmt |
| Program Services | $154,076 | ProgramServicesAmt |
| Management And General | $30,337 | ManagementAndGeneralAmt |
| Fundraising | $365,817 | FundraisingAmt |
Conferences Meetings ConferencesMeetingsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $171,218 | TotalAmt |
| Program Services | $62,003 | ProgramServicesAmt |
| Management And General | $89,033 | ManagementAndGeneralAmt |
| Fundraising | $20,182 | FundraisingAmt |
Other Expenses OtherExpensesGrp (3 entries)
| DescDesc | TotalTotalAmt | Program ServicesProgramServicesAmt | Management And GeneralManagementAndGeneralAmt | FundraisingFundraisingAmt |
|---|---|---|---|---|
| OFFICIAL GUESTS AND ENT | $3,313,510 | $2,248,972 | $152,380 | $912,158 |
| ADMINISTRATIVE COSTS | $447,344 | $100,447 | $294,469 | $52,428 |
| OTHER NONPROFESSIONAL O | $430,187 | $306,066 | $68,226 | $55,895 |
Total Functional Expenses TotalFunctionalExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $76,266,464 | TotalAmt |
| Program Services | $71,103,217 | ProgramServicesAmt |
| Management And General | $2,566,175 | ManagementAndGeneralAmt |
| Fundraising | $2,597,072 | FundraisingAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Joint Costs | Yes (X) | JointCostsInd |
Savings And Temp Cash Invst SavingsAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $47,087,304 | BOYAmt |
| EOY | $50,626,599 | EOYAmt |
Pledges And Grants Receivable PledgesAndGrantsReceivableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $50,325,895 | BOYAmt |
| EOY | $63,634,503 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Bldg Equip Cost Or Other Bss | $1,437,432 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $209,304 | LandBldgEquipAccumDeprecAmt |
Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $1,217,779 | BOYAmt |
| EOY | $1,228,128 | EOYAmt |
Investments Pub Traded Sec InvestmentsPubTradedSecGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $293,565,126 | BOYAmt |
| EOY | $254,068,381 | EOYAmt |
Investments Other Securities InvestmentsOtherSecuritiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $450,248,903 | BOYAmt |
| EOY | $428,308,379 | EOYAmt |
Other Assets Total OtherAssetsTotalGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $15,449,180 | BOYAmt |
| EOY | $10,964,864 | EOYAmt |
Total Assets TotalAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $857,894,187 | BOYAmt |
| EOY | $808,830,854 | EOYAmt |
Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $722,623 | BOYAmt |
| EOY | $1,151,989 | EOYAmt |
Other Liabilities OtherLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $39,188,132 | BOYAmt |
| EOY | $37,838,345 | EOYAmt |
Total Liabilities TotalLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $39,910,755 | BOYAmt |
| EOY | $38,990,334 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
No Donor Restriction Net Assets NoDonorRestrictionNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $42,112,811 | BOYAmt |
| EOY | $37,669,390 | EOYAmt |
Donor Restriction Net Assets DonorRestrictionNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $775,870,621 | BOYAmt |
| EOY | $732,171,130 | EOYAmt |
Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $817,983,432 | BOYAmt |
| EOY | $769,840,520 | EOYAmt |
Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $857,894,187 | BOYAmt |
| EOY | $808,830,854 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | Yes (X) | InfoInScheduleOPartXIInd |
| Reconcilation Revenue Expnss | $59,858,625 | ReconcilationRevenueExpnssAmt |
| Net Unrlzd Gains Losses Invst | -$104,648,947 | NetUnrlzdGainsLossesInvstAmt |
| Other Changes In Net Assets | -$3,352,590 | OtherChangesInNetAssetsAmt |
| Info In Schedule O Part XII | Yes (X) | InfoInScheduleOPartXIIInd |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
| Accountant Compile Or Review | 0 | AccountantCompileOrReviewInd |
| FS Audited | Yes (1) | FSAuditedInd |
FS Audited Basis FSAuditedBasisGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Consolidated Basis Fincl Stmt | Yes (X) | ConsolidatedBasisFinclStmtInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Audit Committee | Yes (1) | AuditCommitteeInd |
| Federal Grant Audit Required | 0 | FederalGrantAuditRequiredInd |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Public Organization170 | Yes (X) | PublicOrganization170Ind |
Gifts Grants Contri Rcvd170 GiftsGrantsContriRcvd170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $40,566,440 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $54,251,609 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $47,779,204 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $59,931,770 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $103,548,665 | CurrentTaxYearAmt |
| Total | $306,077,688 | TotalAmt |
Total Calendar Year170 TotalCalendarYear170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $40,566,440 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $54,251,609 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $47,779,204 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $59,931,770 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $103,548,665 | CurrentTaxYearAmt |
| Total | $306,077,688 | TotalAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Substantial Contributors Tot | $45,176,070 | SubstantialContributorsTotAmt |
| Public Support Total170 | $260,901,618 | PublicSupportTotal170Amt |
Gross Investment Income170 GrossInvestmentIncome170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $3,799,223 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $3,530,155 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $3,606,723 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $2,771,436 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $5,096,315 | CurrentTaxYearAmt |
| Total | $18,803,852 | TotalAmt |
Unrelated Business Net Incm170 UnrelatedBusinessNetIncm170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year | $751,229 | CurrentTaxYearAmt |
| Total | $751,229 | TotalAmt |
Other Income170 OtherIncome170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $2,538,153 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $2,667,461 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $2,574,124 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $2,534,558 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $3,107,906 | CurrentTaxYearAmt |
| Total | $13,422,202 | TotalAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Support | $339,054,971 | TotalSupportAmt |
| Public Support CY170 | 0.76950 | PublicSupportCY170Pct |
| Public Support PY170 | 0.72360 | PublicSupportPY170Pct |
| Thirty Thr Pct Suprt Tests CY170 | Yes (X) | ThirtyThrPctSuprtTestsCY170Ind |
Schedule B IRS990ScheduleB
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | RESTRICTED | ContributorNum |
Contributor Business Name ContributorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | RESTRICTED | TotalContributionsAmt |
Schedule D IRS990ScheduleD
CY Endwmt Fund CYEndwmtFundGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Year Balance | $728,648,614 | BeginningYearBalanceAmt |
| Contributions | $45,446,609 | ContributionsAmt |
| Investment Earnings Or Losses | $65,793,598 | InvestmentEarningsOrLossesAmt |
| Grants Or Scholarships | $25,636,565 | GrantsOrScholarshipsAmt |
| Administrative Expenses | $5,801,059 | AdministrativeExpensesAmt |
| End Year Balance | $676,864,002 | EndYearBalanceAmt |
CY Minus1 Yr Endwmt Fund CYMinus1YrEndwmtFundGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Year Balance | $576,472,255 | BeginningYearBalanceAmt |
| Contributions | $26,847,349 | ContributionsAmt |
| Investment Earnings Or Losses | $149,336,386 | InvestmentEarningsOrLossesAmt |
| Grants Or Scholarships | $18,900,725 | GrantsOrScholarshipsAmt |
| Administrative Expenses | $5,106,651 | AdministrativeExpensesAmt |
| End Year Balance | $728,648,614 | EndYearBalanceAmt |
CY Minus2 Yr Endwmt Fund CYMinus2YrEndwmtFundGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Year Balance | $544,691,937 | BeginningYearBalanceAmt |
| Contributions | $23,841,137 | ContributionsAmt |
| Investment Earnings Or Losses | $30,944,185 | InvestmentEarningsOrLossesAmt |
| Grants Or Scholarships | $18,111,703 | GrantsOrScholarshipsAmt |
| Administrative Expenses | $4,893,301 | AdministrativeExpensesAmt |
| End Year Balance | $576,472,255 | EndYearBalanceAmt |
CY Minus3 Yr Endwmt Fund CYMinus3YrEndwmtFundGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Year Balance | $533,333,931 | BeginningYearBalanceAmt |
| Contributions | $24,037,765 | ContributionsAmt |
| Investment Earnings Or Losses | $8,364,870 | InvestmentEarningsOrLossesAmt |
| Grants Or Scholarships | $16,473,062 | GrantsOrScholarshipsAmt |
| Administrative Expenses | $4,571,567 | AdministrativeExpensesAmt |
| End Year Balance | $544,691,937 | EndYearBalanceAmt |
CY Minus4 Yr Endwmt Fund CYMinus4YrEndwmtFundGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Year Balance | $509,166,848 | BeginningYearBalanceAmt |
| Contributions | $11,330,984 | ContributionsAmt |
| Investment Earnings Or Losses | $32,621,221 | InvestmentEarningsOrLossesAmt |
| Grants Or Scholarships | $15,558,917 | GrantsOrScholarshipsAmt |
| Administrative Expenses | $4,226,205 | AdministrativeExpensesAmt |
| End Year Balance | $533,333,931 | EndYearBalanceAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Board Designated Balance EOY | 0.03750 | BoardDesignatedBalanceEOYPct |
| Prmnnt Endowment Balance EOY | 0.73520 | PrmnntEndowmentBalanceEOYPct |
| Term Endowment Balance EOY | 0.22730 | TermEndowmentBalanceEOYPct |
| Endowments Held Unrelated Org | 0 | EndowmentsHeldUnrelatedOrgInd |
| Endowments Held Related Org | Yes (1) | EndowmentsHeldRelatedOrgInd |
| Related Org List Sch R | Yes (1) | RelatedOrgListSchRInd |
Land LandGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Cost Or Other Basis | $1,216,789 | InvestmentCostOrOtherBasisAmt |
| Book Value | $1,216,789 | BookValueAmt |
Equipment EquipmentGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $220,643 | OtherCostOrOtherBasisAmt |
| Depreciation | $209,304 | DepreciationAmt |
| Book Value | $11,339 | BookValueAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Book Value Land Buildings | $1,228,128 | TotalBookValueLandBuildingsAmt |
Other Securities OtherSecuritiesGrp (72 entries)
| DescDesc | Book ValueBookValueAmt | Method ValuationMethodValuationCd |
|---|---|---|
| ADAGE LARGE CAP FUND, LP | $86,285,073 | F |
| AEW GLOBAL PROPERTY SECURITIES | $17,107,594 | F |
| AG CORE PLUS REALTY IV | $2,770,264 | F |
| AG REALTY VALUE FUND X | $7,470,407 | F |
| AG REALTY VIII | $836,288 | F |
| AMERICAN SECURITIES PARTNERS VI | $3,022,409 | F |
| AMERICAN SECURITIES PARTNERS VII | $4,194,624 | F |
| AMERICAN SECURITIES PARTNERS VIII | $10,850,958 | F |
| CABOT INDUSTRIAL VALUE FUND VI | $6,674,186 | F |
| CANYON VALUE REALIZATION FD LTD | $12,089,810 | F |
| CLOPTON STRUCTURED NOTES | $53,493 | F |
| DAVIDSON KEMPNER LTDO II | $1,319,149 | F |
| DAVIDSON KEMPNER LTDO IV | $5,856,801 | F |
| DAVIDSON KEMPNER LTDO INTL V | $5,850,390 | F |
| DEEDED MINERAL RIGHTS | $420,000 | F |
| DENHAM COMMODITIES PTRS VI | $2,671,816 | F |
| EMG III | $1,630,958 | F |
| EMINENCE FUND LTD. | $10,948,566 | F |
| ENCAP ENERGY CAPITAL FUND XI | $4,886,536 | F |
| ENCAP ENERGY CAPITAL IX | $778,201 | F |
| ENCAP ENERGY CAPITAL X | $1,808,808 | F |
| ENCAP FLATROCK MIDSTREAM IV | $3,059,700 | F |
| EQT INFRASTRUCTURE IV | $6,348,172 | F |
| FARALLON PARTNERS | $16,553,442 | F |
| FRONTIER FUND V | $3,808,360 | F |
| GEM REALTY FUND VI | $3,110,570 | F |
| GREYCROFT GROWTH III | $5,678,472 | F |
| GREYCROFT PARTNERS VI | $3,377,348 | F |
| LANDMARK EQUITY PARTNERS XV | $1,084,285 | F |
| LEXINGTON PARTNERS, LP | $44,542 | F |
| MERIT ENERGY G | $2,130,378 | F |
| MERIT ENERGY H | $2,599,209 | F |
| NATURAL GAS PARTNERS IX, LP | $17,266 | F |
| NATURAL GAS PARTNERS X, LP | $813,037 | F |
| OCM OPPORTUNITY FUND VII-B, LP | $1,228 | F |
| OCM OPPORTUNITY FUND VIII, LP | $15,208 | F |
| OTHER INTERMEDIATE INVESTMENTS | $2,895,857 | F |
| SEG PARTNERS OFFSHORE LTD | $12,219,632 | F |
| SILCHESTER INT VAL | $26,456,907 | F |
| STEADFAST INTERNATIONAL LTD | $10,155,970 | F |
| SUMMIT PARTNERS GROWTH EQUITY IX | $7,513,876 | F |
| SUMMIT PARTNERS GROWTH EQUITY X | $5,185,916 | F |
| SUN CAPITAL PARTNERS FUND VII | $5,983,508 | F |
| TACONIC OPPORTUNITY OFFSHORE FD | $8,750,495 | F |
| VARDE INVESTMENT PARTNERS LTD | $12,082,716 | F |
| WARBURG PINCUS GLOBAL GROWTH | $9,382,552 | F |
| WARBURG PINCUS XII | $6,993,207 | F |
| WELLINGTON EMERGING MARKETS FUND | $12,909,714 | F |
| WELSH CARSON XIII | $8,261,639 | F |
| WELSH CARSON ANDERSON & STOWE FUND XI, LP | $144,619 | F |
| WELSH CARSON XII | $3,587,432 | F |
| WHEELOCK ST REAL ESTATE FUND V | $2,402,575 | F |
| WHEELOCK ST REAL ESTATE FUND VI | $3,865,383 | F |
| WALTON STREET REAL ESTATE FUND | $81,387 | F |
| EQT INFRASTRUCTURE V | $3,422,900 | F |
| BAXTER ST OFFSHORE FD | $4,700,000 | F |
| SUMMIT PARTNERS GE XI | $369,883 | F |
| FRONTIER OPPTY FUND A | $263,194 | F |
| BAIN RE LIFE SCIENCE FD | $72,723 | F |
| HULL ST ENERGY PARTNERS II | $32,595 | F |
| ARGOSY RE PARTNERS V | $2,450,095 | F |
| TIGER INFRASTRUCTURE PARTNRS III | $1,646,598 | F |
| WHEELOCK ST REAL ESTATE FUND VII | $566,698 | F |
| GREYCROFT GROWTH IV | $1,140,434 | F |
| GENSTAR CAPITAL PARTNERS X | $2,826,557 | F |
| GREYCROFT PARTNERS VII | $621,750 | F |
| STEPSTONE GLOBAL PARTNERS X | $3,190,612 | F |
| STEPSTONE GLOBAL PARTNERS IX | $7,275,741 | F |
| STEPSTONE GLOBAL PARTNERS VIII | $5,820,281 | F |
| STEPSTONE GLOBAL PARTNERS VII | $7,117,391 | F |
| STEPSTONE GLOBAL PARTNERS VI | $6,604,013 | F |
| STEPSTONE GLOBAL PARTNERS V | $5,145,981 | F |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Book Value Securities | $428,308,379 | TotalBookValueSecuritiesAmt |
Other Liabilities Org OtherLiabilitiesOrgGrp (6 entries)
| DescDesc | AmtAmt |
|---|---|
| ANNUITIES PAYABLE | $11,959,886 |
| DUE TO AUBURN ALUMNI ASSOCIATION | $9,421,813 |
| DUE TO TIGERS UNLIMITED FOUNDATION | $10,265,147 |
| DUE TO OTHER RELATED ORGANIZATIONS | $3,207,948 |
| DEFERRED REVENUE | $62,694 |
| DUE TO OUTSIDE BENEFICIARIES | $2,920,857 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Liability | $37,838,345 | TotalLiabilityAmt |
| Footnote Text | Yes (X) | FootnoteTextInd |
| Total Rev Etc Audited Fincl Stmt | $31,710,831 | TotalRevEtcAuditedFinclStmtAmt |
| Net Unrealized Gains Invst | -$104,648,947 | NetUnrealizedGainsInvstAmt |
| Other Revenue | $234,689 | OtherRevenueAmt |
| Revenue Not Reported | -$104,414,258 | RevenueNotReportedAmt |
| Revenue Subtotal | $136,125,089 | RevenueSubtotalAmt |
| Revenue Not Reported Fincl Stmt | $0 | RevenueNotReportedFinclStmtAmt |
| Total Revenue Per Form990 | $136,125,089 | TotalRevenuePerForm990Amt |
| Tot Expns Etc Audited Fincl Stmt | $69,840,170 | TotExpnsEtcAuditedFinclStmtAmt |
| Other Expenses Included | -$6,426,294 | OtherExpensesIncludedAmt |
| Expenses Not Reported | -$6,426,294 | ExpensesNotReportedAmt |
| Expenses Subtotal | $76,266,464 | ExpensesSubtotalAmt |
| Expenses Not Rpt Fincl Stmt | $0 | ExpensesNotRptFinclStmtAmt |
| Total Expenses Per Form990 | $76,266,464 | TotalExpensesPerForm990Amt |
Supplemental Information Detail SupplementalInformationDetail (4 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| PART V, LINE 4: | ACADEMIC UNIT SUPPORT $150,847,114 FACULTY SUPPORT $163,876,213 STUDENT AID $296,039,174 PROGRAM SUPPORT $25,027,080 RESEARCH SUPPORT $16,508,010 OUTREACH AND PUBLIC SERVICE SUPPORT $5,759,514 CAPITAL AND PLANT SUPPORT $4,287,946 ADMINISTRATIVE SUPPORT $14,518,951 |
| PART X, LINE 2: | THE AU FOUNDATION HAS RECEIVED A LETTER FROM THE INTERNAL REVENUE SERVICE RECOGNIZING THE AU FOUNDATION AS A TAX-EXEMPT ORGANIZATION UNDER SECTION 501(C)(3) OF THE CODE. HOWEVER CERTAIN TYPES OF INCOME MAY BE SUBJECT TO TAX FROM UNRELATED BUSINESS INCOME AS DEFINED BY THE TAX CODE. THE AU FOUNDATION HAS DETERMINED THAT NO TAX IS DUE FOR EITHER THE 2022 OR 2021 YEAR. ACCORDINGLY, NO PROVISION FOR INCOME TAXES HAS BEEN MADE IN THE FINANCIAL STATEMENTS. THE AU FOUNDATION FOLLOWS THE ACCOUNTING GUIDANCE FOR UNCERTAINTY IN INCOME TAXES USING THE PROVISIONS OF FASB ACCOUNTING STANDARDS CODIFICATION (ASC) 740, INCOME TAXES. AS OF SEPTEMBER 30, 2022 AND 2021, THE AU FOUNDATION HAS NO UNCERTAIN TAX POSITIONS THAT QUALIFY FOR RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS AND NO INTEREST AND PENALTIES RELATED TO INCOME TAXES. |
| PART XI, LINE 2D - OTHER ADJUSTMENTS: | REVENUE FOR AU REAL ESTATE FOUNDATION REPORTED ON SEPARATE RETURN 3,434,649. CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS -3,352,590. INCOME/EXPENSE RECLASSIFICATION 152,630. |
| PART XII, LINE 2D - OTHER ADJUSTMENTS: | EXPENSES FOR AU REAL ESTATE FOUNDATION REPORTED ON SEPARATE RETURN -6,578,924. INCOME/EXPENSE RECLASSIFICATION 152,630. |
Schedule F IRS990ScheduleF
Account Activities Outside US AccountActivitiesOutsideUSGrp (3 entries)
| RegionRegionTxt | OfficesOfficesCnt | EmployeeEmployeeCnt | Type Of Activities ConductedTypeOfActivitiesConductedTxt | Specific Services ProvidedSpecificServicesProvidedTxt | Region Total ExpendituresRegionTotalExpendituresAmt |
|---|---|---|---|---|---|
| GERMANY | 1 | 0 | PROGRAM SERVICES | STUDY ABROAD SPONSORSHIP | $700 |
| CENTRAL AMERICA AND THE CARIBBEAN | 0 | 0 | INVESTMENTS | $9,747,740 | |
| EUROPE (INCLUDING ICELAND & GREENLAND) | 0 | 0 | INVESTMENTS | $8,813,620 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Subtotal Offices | 1 | SubtotalOfficesCnt |
| Subtotal Employees | 0 | SubtotalEmployeesCnt |
| Continuation Total Office | 0 | ContinuationTotalOfficeCnt |
| Continuation Total Employee | 0 | ContinuationTotalEmployeeCnt |
| Total Office | 1 | TotalOfficeCnt |
| Total Employee | 0 | TotalEmployeeCnt |
| Subtotal Spent | $18,562,060 | SubtotalSpentAmt |
| Continuation Spent | $0 | ContinuationSpentAmt |
| Total Spent | $18,562,060 | TotalSpentAmt |
| Transfer To Foreign Corp | Yes (1) | TransferToForeignCorpInd |
| Interest In Foreign Trust | 0 | InterestInForeignTrustInd |
| Foreign Corp Ownership | 0 | ForeignCorpOwnershipInd |
| Passive Foreign Investmest Co | 0 | PassiveForeignInvestmestCoInd |
| Foreign Partnership | Yes (1) | ForeignPartnershipInd |
| Boycott Countries | 0 | BoycottCountriesInd |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | PART III ACCOUNTING METHOD: | FormAndLineReferenceDesc |
Schedule G IRS990ScheduleG
Fundraising Event Information FundraisingEventInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Event1 | HOSPITALITY GALA | Event1Nm |
| Gross Receipts Event1 | $376,979 | GrossReceiptsEvent1Amt |
| Charitable Contri Event1 | $83,096 | CharitableContriEvent1Amt |
| Gross Revenue Event1 | $293,883 | GrossRevenueEvent1Amt |
| Non Cash Prizes Event1 | $3,188 | NonCashPrizesEvent1Amt |
| Rent Facility Costs Event1 | $23,002 | RentFacilityCostsEvent1Amt |
| Food And Beverage Event1 | $45,127 | FoodAndBeverageEvent1Amt |
| Other Direct Expenses Event1 | $24,395 | OtherDirectExpensesEvent1Amt |
| Event2 | GOLF 2022 | Event2Nm |
| Gross Receipts Event2 | $49,130 | GrossReceiptsEvent2Amt |
| Charitable Contri Event2 | $37,270 | CharitableContriEvent2Amt |
| Gross Revenue Event2 | $11,860 | GrossRevenueEvent2Amt |
| Food And Beverage Event2 | $10,284 | FoodAndBeverageEvent2Amt |
| Other Direct Expenses Event2 | $5,761 | OtherDirectExpensesEvent2Amt |
| Other Events Total | 3 | OtherEventsTotalCnt |
| Gross Receipts Other Events | $79,725 | GrossReceiptsOtherEventsAmt |
| Charitable Contri Other Events | $26,554 | CharitableContriOtherEventsAmt |
| Gross Revenue Other Events | $53,171 | GrossRevenueOtherEventsAmt |
| Non Cash Prizes Other Events | $2,535 | NonCashPrizesOtherEventsAmt |
| Food And Beverage Other Events | $11,298 | FoodAndBeverageOtherEventsAmt |
| Oth Direct Expnss Other Events | $20,394 | OthDirectExpnssOtherEventsAmt |
| Gross Receipts Total | $505,834 | GrossReceiptsTotalAmt |
| Charitable Contributions Tot | $146,920 | CharitableContributionsTotAmt |
| Gross Revenue Total Events | $358,914 | GrossRevenueTotalEventsAmt |
| Non Cash Prizes Total Events | $5,723 | NonCashPrizesTotalEventsAmt |
| Rent Fclty Costs Total Events | $23,002 | RentFcltyCostsTotalEventsAmt |
| Food And Beverage Total Events | $66,709 | FoodAndBeverageTotalEventsAmt |
| Oth Direct Expnss Total Events | $50,550 | OthDirectExpnssTotalEventsAmt |
| Direct Expense Summary Events | $145,984 | DirectExpenseSummaryEventsAmt |
| Net Income Summary | $212,930 | NetIncomeSummaryAmt |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant Records Maintained | Yes (1) | GrantRecordsMaintainedInd |
Recipient Table RecipientTable (15 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Recipient EINRecipientEIN | IRC SectionIRCSectionDesc | Cash GrantCashGrantAmt | Non Cash AssistanceNonCashAssistanceAmt | Purpose Of GrantPurposeOfGrantTxt |
|---|---|---|---|---|---|---|---|---|
| AUBURN UNIVERSITY | ||||||||
| 107 SAMFORD HALL | AUBURN | AL | 36849 | 630000724 | 115 | $17,380,780 | $0 | ACADEMIC SUPPORT |
| AUBURN UNIVERSITY | ||||||||
| 107 SAMFORD HALL | AUBURN | AL | 36849 | 630000724 | 115 | $2,395,309 | $0 | RESEARCH SUPPORT |
| AUBURN UNIVERSITY | ||||||||
| 107 SAMFORD HALL | AUBURN | AL | 36849 | 630000724 | 115 | $2,459,048 | $0 | OUTREACH SUPPORT |
| AUBURN UNIVERSITY | ||||||||
| 107 SAMFORD HALL | AUBURN | AL | 36849 | 630000724 | 115 | $638,000 | $0 | NONACADEMIC SUPPORT |
| AUBURN UNIVERSITY | ||||||||
| 107 SAMFORD HALL | AUBURN | AL | 36849 | 630000724 | 115 | $5,726,174 | $0 | FACULTY SUPPORT |
| AUBURN UNIVERSITY | ||||||||
| 107 SAMFORD HALL | AUBURN | AL | 36849 | 630000724 | 115 | $596,041 | $0 | STUDENT SERVICES |
| AUBURN UNIVERSITY | ||||||||
| 107 SAMFORD HALL | AUBURN | AL | 36849 | 630000724 | 115 | $67,801 | $0 | INTERCOLLEGIATE ATHLETICS |
| AUBURN UNIVERSITY | ||||||||
| 107 SAMFORD HALL | AUBURN | AL | 36849 | 630000724 | 115 | $288,132 | $0 | LIBRARY |
| AUBURN UNIVERSITY | ||||||||
| 107 SAMFORD HALL | AUBURN | AL | 36849 | 630000724 | 115 | $56,263 | $0 | INSTITUTIONAL ADMINISTRATION |
| AUBURN UNIVERSITY | ||||||||
| 107 SAMFORD HALL | AUBURN | AL | 36849 | 630000724 | 115 | $13,971,592 | $0 | CAPITAL SUPPORT |
| AUBURN UNIVERSITY | ||||||||
| 107 SAMFORD HALL | AUBURN | AL | 36849 | 630000724 | 115 | $15,353,760 | $0 | STUDENT FINANCIAL AID |
| AUBURN UNIVERSITY | ||||||||
| 107 SAMFORD HALL | AUBURN | AL | 36849 | 630000724 | 115 | $1,070,255 | $0 | OTHER PROGRAM SUPPORT |
| AUBURN ALUMNI ASSOCIATION | ||||||||
| 317 S COLLEGE STREET | AUBURN | AL | 36849 | 630439459 | 501(C)(3) | $11,440 | $0 | ALUMNI RELATIONS |
| AUBURN UNIVERSITY REAL ESTATE FOUNDATION INC | ||||||||
| 317 S COLLEGE STREET | AUBURN | AL | 36849 | 562535892 | 501(C)(3) | $6,840,780 | $0 | CAPITAL SUPPORT |
| TIGERS UNLIMITED FOUNDATION | ||||||||
| 392 S DONAHUE DR | AUBURN | AL | 36849 | 364538203 | 501(C)(3) | $253,425 | $0 | INTERCOLLEGIATE ATHLETICS |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total501c3 Org | 4 | Total501c3OrgCnt |
| Total Other Org | 0 | TotalOtherOrgCnt |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | PART I, LINE 2: | FormAndLineReferenceDesc |
| Explanation | THE GRANTEE, AUBURN UNIVERSITY (AU), IS A SECTION 115 ENTITY. AS A LAND-GRANT INSTITUTION OF HIGHER EDUCATION, ITS MAJOR SOURCE OF FUNDS ARE FEDERAL AND STATE APPROPRIATIONS. ITS DISBURSEMENTS ARE GOVERNED BY FEDERAL LAW AND THE STATE OF ALABAMA LAW. ITS TRANSACTIONS ARE SUBJECT TO PUBLIC DISCLOSURE. GRANTS DESIGNATED FOR A SPECIFIC PURPOSE ARE CREDITED TO A FUND ESTABLISHED SPECIFICALLY FOR THAT PURPOSE. AU'S OFFICE OF PROCUREMENT AND PAYMENT SERVICES ENSURES COMPLIANCE WITH RESTRICTIONS SUBJECT TO ANY APPLICABLE LAWS. SCHEDULE I, PART II, LINE 2: THE GRANTEE, AUBURN ALUMNI ASSOCIATION (AAA), IS A SECTION 501(C)(3) ENTITY. ITS PRIMARY PURPOSE IS THE CREATION, NURTURING AND STRENGTHENING OF THE TIES BETWEEN AU AND ITS ALUMNI AND FRIENDS THROUGH THE SPONSORSHIP OF PROGRAMS TO ENCOURAGE IDENTIFICATION WITH AND ALLEGIANCE TO THE INTEREST IN AU'S SUCCESS. THE MANAGEMENT OF AAA IS RESPONSIBLE FOR THE EXPENDITURES OF AAA AND REPORTS TO AN ACTIVE BOARD OF DIRECTORS. SCHEDULE I, PART II, LINE 2: THE GRANTEE, AUBURN UNIVERSITY REAL ESTATE FOUNDATION, INC (AUREF) IS A SECTION 501(C)(3) ENTITY. ITS PRIMARY PURPOSE IS TO SUPPORT AUBURN UNIVERSITY FOUNDATION (AUF) WHICH IS THE SOLE MEMBER OF THE AUREF. AS THE CONTROLLING ENTITY, AUF HAS THE AUTHORITY TO REVIEW AUREF'S FINANCIAL RECORDS. EACH ENTITY HAS AN ACTIVE BOARD OF DIRECTORS TO WHICH MANAGEMENT IS RESPONSIBLE. SCHEDULE I, PART II, LINE 2 THE GRANTEE, TIGERS UNLIMITED FOUNDATION (TUF), IS A SECTION 501(C)(3) ENTITY. ITS PRIMARY PURPOSE IS THE SUPPORT OF AU'S INTERCOLLEGIATE ATHLETICS. TUF'S MANAGEMENT IS RESPONSIBLE FOR ITS EXPENDITURES AND REPORTS TO AN ACTIVE BOARD OF DIRECTORS. | ExplanationTxt |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Club Dues Or Fees | Yes (X) | ClubDuesOrFeesInd |
| Written Policy Ref T And E Expnss | Yes (1) | WrittenPolicyRefTAndEExpnssInd |
| Substantiation Required | Yes (1) | SubstantiationRequiredInd |
| Severance Payment | 0 | SeverancePaymentInd |
| Supplemental Nonqual Rtr Plan | 0 | SupplementalNonqualRtrPlanInd |
| Equity Based Comp Arrngm | 0 | EquityBasedCompArrngmInd |
| Comp Based On Revenue Of Flng Org | 0 | CompBasedOnRevenueOfFlngOrgInd |
| Comp Bsd On Rev Related Orgs | 0 | CompBsdOnRevRelatedOrgsInd |
| Comp Bsd Net Earns Flng Org | 0 | CompBsdNetEarnsFlngOrgInd |
| Comp Bsd Net Earns Rltd Orgs | 0 | CompBsdNetEarnsRltdOrgsInd |
| Any Non Fixed Payments | 0 | AnyNonFixedPaymentsInd |
| Initial Contract Exception | 0 | InitialContractExceptionInd |
Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (7 entries)
| TitleTitleTxt | Base Compensation Filing OrgBaseCompensationFilingOrgAmt | Compensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmt | Bonus Filing OrganizationBonusFilingOrganizationAmount | Bonus Related OrganizationsBonusRelatedOrganizationsAmt | Other Compensation Filing OrgOtherCompensationFilingOrgAmt | Other Compensation Rltd OrgsOtherCompensationRltdOrgsAmt | Deferred Compensation Flng OrgDeferredCompensationFlngOrgAmt | Deferred Comp Rltd OrgsDeferredCompRltdOrgsAmt | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmt | Nontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmt | Total Compensation Filing OrgTotalCompensationFilingOrgAmt | Total Compensation Rltd OrgsTotalCompensationRltdOrgsAmt | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmt | Comp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| JOHN MORRIS | ||||||||||||||
| PRESIDENT | $391,254 | $7,985 | $0 | $0 | $0 | $0 | $41,288 | $843 | $7,986 | $163 | $440,528 | $8,991 | $0 | $0 |
| ROBERT WELLBAUM | ||||||||||||||
| VICE PRESIDENT, PHILANTHROPY | $250,187 | $0 | $0 | $0 | $0 | $0 | $33,464 | $0 | $9,961 | $0 | $293,612 | $0 | $0 | $0 |
| REGENA ISBELL | ||||||||||||||
| ASSISTANT TREASURER | $125,110 | $0 | $0 | $0 | $0 | $0 | $17,713 | $0 | $7,989 | $0 | $150,812 | $0 | $0 | $0 |
| JASON PEEVY | ||||||||||||||
| ASSOCIATE VP, MARKETING | $230,885 | $0 | $0 | $0 | $0 | $0 | $28,431 | $0 | $9,961 | $0 | $269,277 | $0 | $0 | $0 |
| ANGIE STEPHENS | ||||||||||||||
| ASSOCIATE VP, DEVELOPMENT | $219,416 | $6,786 | $0 | $0 | $0 | $0 | $29,773 | $921 | $9,662 | $299 | $258,851 | $8,006 | $0 | $0 |
| WILLIAM WILLIAMS | ||||||||||||||
| EXECUTIVE DIRECTOR, REGIONAL DEVELOP | $195,824 | $0 | $0 | $0 | $0 | $0 | $26,176 | $0 | $9,961 | $0 | $231,961 | $0 | $0 | $0 |
| TARA JONES | ||||||||||||||
| ASSOCIATE VP, DEVELOPMENT | $199,246 | $0 | $0 | $0 | $0 | $0 | $27,152 | $0 | $8,776 | $0 | $235,174 | $0 | $0 | $0 |
Schedule M IRS990ScheduleM
Clothing And Household Goods ClothingAndHouseholdGoodsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | Yes (X) | NonCashCheckboxInd |
| Noncash Contributions Rpt F990 | $4,999 | NoncashContributionsRptF990Amt |
| Method Of Determining Revenues | FMV | MethodOfDeterminingRevenuesTxt |
Securities Publicly Traded SecuritiesPubliclyTradedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | Yes (X) | NonCashCheckboxInd |
| Contribution | 177 | ContributionCnt |
| Noncash Contributions Rpt F990 | $21,135,199 | NoncashContributionsRptF990Amt |
| Method Of Determining Revenues | FMV | MethodOfDeterminingRevenuesTxt |
Real Estate Residential RealEstateResidentialGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | Yes (X) | NonCashCheckboxInd |
| Contribution | 1 | ContributionCnt |
| Noncash Contributions Rpt F990 | $4,131,040 | NoncashContributionsRptF990Amt |
| Method Of Determining Revenues | APPRAISAL | MethodOfDeterminingRevenuesTxt |
Real Estate Other RealEstateOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | Yes (X) | NonCashCheckboxInd |
| Contribution | 1 | ContributionCnt |
| Noncash Contributions Rpt F990 | $2,165,000 | NoncashContributionsRptF990Amt |
| Method Of Determining Revenues | APPRAISAL | MethodOfDeterminingRevenuesTxt |
Other Non Cash Contri Table OtherNonCashContriTableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | Yes (X) | NonCashCheckboxInd |
| Desc | INSURANCE | Desc |
| Contribution | 30 | ContributionCnt |
| Noncash Contributions Rpt F990 | $68,432 | NoncashContributionsRptF990Amt |
| Method Of Determining Revenues | COST | MethodOfDeterminingRevenuesTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Any Property That Must Be Held | 0 | AnyPropertyThatMustBeHeldInd |
| Review Process Unusual NC Gifts | Yes (1) | ReviewProcessUnusualNCGiftsInd |
| Third Parties Used | Yes (1) | ThirdPartiesUsedInd |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | PART I, LINE 32B: | FormAndLineReferenceDesc |
| Explanation | IN ADDITION TO GENERAL OPERATION SERVICES, AUBURN UNIVERSITY EMPLOYEES PERFORMED FUND RAISING SERVICES SUCH AS SOLICITING, PROCESSING AND DISPOSING OF NONCASH CONTRIBUTIONS SINCE THE AU FOUNDATION HAS NO EMPLOYEES. | ExplanationTxt |
Schedule O IRS990ScheduleO
Supplemental Information Detail SupplementalInformationDetail (6 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| FORM 990, PART VI, SECTION B, LINE 11B | THE RETURN WAS REVIEWED BY THE AUDIT COMMITTEE AND RECOMMENDED TO THE FULL BOARD OF DIRECTORS FOR A REVIEW PERIOD PRIOR TO FILING. |
| FORM 990, PART VI, SECTION B, LINE 12C | A "CONFLICT OF INTEREST AND SELF-DEALING STATEMENT" WAS PRESENTED TO ALL NEW MEMBERS AND ANNUALLY TO RETURNING BOARD MEMBERS BY POLICY. THE STATEMENT INCLUDED THE POLICY AND AN AFFIRMATION SECTION THAT DOCUMENTED ANY POTENTIAL CONFLICT AND WAS SIGNED BY EACH BOARD MEMBER. THIS SIGNED STATEMENT WAS COLLECTED BY THE BOARD SECRETARY AND THE RESULTS WERE REPORTED TO THE CHAIR OF THE BOARD FOR ANY NECESSARY FOLLOW-UP. |
| FORM 990, PART VI, SECTION C, LINE 19 | THE FOUNDATION MAKES THE FOLLOWING GOVERNING DOCUMENTS AVAILABLE ON ITS WEBSITE AT WWW.AUBURNGIVING.ORG: FORM 1023, FORM 990, AND DETERMINATION LETTER. THE AUDITED FINANCIAL STATEMENTS WERE INCLUDED IN AUBURN UNIVERSITY'S AUDITED FINANCIAL STATEMENTS WHICH ARE PUBLIC DOCUMENTS. THE FOUNDATION'S AUDITED FINANCIAL STATEMENTS ARE AVAILABLE UPON WRITTEN REQUEST TO THE FOUNDATION'S SECRETARY. |
| FORM 990, PART VII, SECTION A: | AUBURN UNIVERSITY IS THE COMMON PAYMASTER FOR AUBURN UNIVERSITY FOUNDATION. AS SUCH, COMPENSATION FROM AUBURN UNIVERSITY IS REPORTED AS COMPENSATION FROM THE FILING ORGANIZATION. REPORTABLE COMPENSATION IS BASED ON THE CALENDAR YEAR ENDING WITHIN THE ORGANIZATION'S TAX YEAR. ERIN LEWIS, CHIEF OPERATIONS OFFICER EFFECTIVE 01/18/2022, DID NOT HAVE REPORTABLE COMPENSATION FOR CALENDAR YEAR 2021. |
| FORM 990, PART XI, LINE 9: | CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS -3,352,590. |
| FORM 990, PART XII, LINE 2C: | PROCESS HAS NOT CHANGED FROM PRIOR YEAR. |
Schedule R IRS990ScheduleR
Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp
Disregarded Entity Name DisregardedEntityName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | AUBURN UNIVERSITY REAL ESTATE FOUNDATION INC | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 317 S COLLEGE STREET | AddressLine1Txt |
| City | AUBURN | CityNm |
| State Abbreviation | AL | StateAbbreviationCd |
| ZIP | 36849 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 562535892 | EIN |
| Primary Activities | SUPPORT AUBURN UNIVERSITY FOUNDATION | PrimaryActivitiesTxt |
| Legal Domicile State | AL | LegalDomicileStateCd |
| Exempt Code Section | 501(C)(3) | ExemptCodeSectionTxt |
| Public Charity Status | 170(B)(1)(A) (VI) | PublicCharityStatusTxt |
Direct Controlling Entity Name DirectControllingEntityName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | AUBURN UNIVERSITY FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Controlled Organization | Yes (1) | ControlledOrganizationInd |
Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp
Related Organization Name RelatedOrganizationName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | HERBERT C RYDING PHYSICS FELLOWSHIP | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 317 S COLLEGE STREET | AddressLine1Txt |
| City | AUBURN | CityNm |
| State Abbreviation | AL | StateAbbreviationCd |
| ZIP | 36849 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 636019732 | EIN |
| Primary Activities | PHYSICS FELLOWSHIP | PrimaryActivitiesTxt |
| Legal Domicile State | AL | LegalDomicileStateCd |
Direct Controlling Entity Name DirectControllingEntityName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | AUBURN UNIVERSITY FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Entity Type | T | EntityTypeTxt |
| Share Of Total Income | $3,227 | ShareOfTotalIncomeAmt |
| Share Of EOY Assets | $64,524 | ShareOfEOYAssetsAmt |
| Ownership | 1.00000 | OwnershipPct |
| Controlled Organization | Yes (1) | ControlledOrganizationInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Annts Rnts Rylts | 0 | ReceiptOfIntAnntsRntsRyltsInd |
| Gift Grnt Or Cap Contri To Oth Org | Yes (1) | GiftGrntOrCapContriToOthOrgInd |
| Gift Grnt Cap Contri From Oth Org | Yes (1) | GiftGrntCapContriFromOthOrgInd |
| Loans Or Guarantees To Other Org | 0 | LoansOrGuaranteesToOtherOrgInd |
| Loans Or Guarantees From Oth Org | 0 | LoansOrGuaranteesFromOthOrgInd |
| Div Related Organization | 0 | DivRelatedOrganizationInd |
| Asset Sale To Other Org | 0 | AssetSaleToOtherOrgInd |
| Asset Purchase From Other Org | 0 | AssetPurchaseFromOtherOrgInd |
| Asset Exchange | 0 | AssetExchangeInd |
| Rental Of Facilities To Oth Org | 0 | RentalOfFacilitiesToOthOrgInd |
| Rental Of Fclts From Oth Org | 0 | RentalOfFcltsFromOthOrgInd |
| Perform Of Services For Oth Org | Yes (1) | PerformOfServicesForOthOrgInd |
| Perform Of Services By Other Org | Yes (1) | PerformOfServicesByOtherOrgInd |
| Sharing Of Facilities | Yes (1) | SharingOfFacilitiesInd |
| Paid Employees Sharing | Yes (1) | PaidEmployeesSharingInd |
| Reimbursement Paid To Other Org | 0 | ReimbursementPaidToOtherOrgInd |
| Reimbursement Paid By Other Org | Yes (1) | ReimbursementPaidByOtherOrgInd |
| Transfer To Other Org | 0 | TransferToOtherOrgInd |
| Transfer From Other Org | 0 | TransferFromOtherOrgInd |
Transactions Related Org TransactionsRelatedOrgGrp
Other Organization Name OtherOrganizationName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | AUBURN UNIVERSITY REAL ESTATE FOUNDATION INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Transaction Type | B | TransactionTypeTxt |
| Involved | $2,629,817 | InvolvedAmt |
| Method Of Amount Determination | COST | MethodOfAmountDeterminationTxt |