DUKE UNIVERSITY: Form 990, tax year 2021

View the entire original 990 at ProPublica ↗

Organization: DUKE UNIVERSITY (EIN 56-0532129)
Tax period: 2021-07-01 to 2022-06-30
Filed: 2023-05-15
IRS object ID: 202311359349317716
Schema version: 2021v4.2
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990
Schedule A
Schedule B
Schedule C
Schedule D
Schedule E
Schedule F
Schedule G
Schedule I
Schedule J
Schedule K
Schedule L
Schedule M
Schedule O
Schedule R

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2023-05-15T17:59:49-05:00	ReturnTs
Tax Period End	2022-06-30	TaxPeriodEndDt
Return Type	990	ReturnTypeCd
Tax Period Begin	2021-07-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	560532129	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	DUKE UNIVERSITY	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Business Name Control	DUKE	BusinessNameControlTxt
Phone	9196842006	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	324 BLACKWELL ST WASHIN BLDG N	AddressLine1Txt
City	DURHAM	CityNm
State Abbreviation	NC	StateAbbreviationCd
ZIP	27701	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	RACHEL L SATTERFIELD	PersonNm
Person Title	TREASURER/VP FINANCE	PersonTitleTxt
Phone	9196842006	PhoneNum
Signature	2023-05-10	SignatureDt

Signing Officer SigningOfficerGrp

Person Full Name PersonFullName

Field	Value	IRS element (for citing)
Person First	RACHEL	PersonFirstNm
Person Last	SATTERFIELD	PersonLastNm

Field	Value	IRS element (for citing)
SSN	999009999	SSN

Additional Filer Information AdditionalFilerInformation

Trusted Customer TrustedCustomerGrp

Field	Value	IRS element (for citing)
Trusted Customer	3	TrustedCustomerCd
Authentication Assurance Level	AAL1	AuthenticationAssuranceLevelCd
Identity Assurance Level	IAL1	IdentityAssuranceLevelCd

Field	Value	IRS element (for citing)
Tax	2021	TaxYr
Build TS	2023-04-26 12:10:37Z	BuildTS

Form 990 IRS990

Field	Value	IRS element (for citing)
Principal Officer	VINCENT E PRICE	PrincipalOfficerNm

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	324 BLACKWELL STREET	AddressLine1Txt
City	DURHAM	CityNm
State Abbreviation	NC	StateAbbreviationCd
ZIP	27701	ZIPCd

Field	Value	IRS element (for citing)
Gross Receipts	$4,643,982,765	GrossReceiptsAmt
Group Return For Affiliates	0	GroupReturnForAffiliatesInd
Organization501c3	Yes (X)	Organization501c3Ind
Website Address	WWW.DUKE.EDU	WebsiteAddressTxt
Type Of Organization Corp	Yes (X)	TypeOfOrganizationCorpInd
Formation	1841	FormationYr
Legal Domicile State	NC	LegalDomicileStateCd
Activity Or Mission	TO PROVIDE A SUPERIOR LIBERAL EDUCATION, TO PREPARE FUTURE MEMBERS OF LEARNED PROFESSIONS, TO ADVANCE THE FRONTIERS OF KNOWLEDGE, AND TO HELP THOSE WHO SUFFER, CURE DISEASE, AND PROMOTE HEALTH	ActivityOrMissionDesc
Voting Members Governing Body	34	VotingMembersGoverningBodyCnt
Voting Members Independent	31	VotingMembersIndependentCnt
Total Employee	29863	TotalEmployeeCnt
Total Volunteers	13694	TotalVolunteersCnt
Total Gross UBI	$3,055,491	TotalGrossUBIAmt
Net Unrelated Bus Txbl Incm	$0	NetUnrelatedBusTxblIncmAmt
PY Contributions Grants	$1,644,602,647	PYContributionsGrantsAmt
CY Contributions Grants	$1,744,843,238	CYContributionsGrantsAmt
PY Program Service Revenue	$1,035,370,777	PYProgramServiceRevenueAmt
CY Program Service Revenue	$1,263,463,598	CYProgramServiceRevenueAmt
PY Investment Income	$1,932,848,147	PYInvestmentIncomeAmt
CY Investment Income	$1,484,259,112	CYInvestmentIncomeAmt
PY Other Revenue	$87,782,512	PYOtherRevenueAmt
CY Other Revenue	$111,812,854	CYOtherRevenueAmt
PY Total Revenue	$4,700,604,083	PYTotalRevenueAmt
CY Total Revenue	$4,604,378,802	CYTotalRevenueAmt
PY Grants And Similar Paid	$397,888,751	PYGrantsAndSimilarPaidAmt
CY Grants And Similar Paid	$431,669,101	CYGrantsAndSimilarPaidAmt
PY Benefits Paid To Members	$0	PYBenefitsPaidToMembersAmt
CY Benefits Paid To Members	$0	CYBenefitsPaidToMembersAmt
PY Salaries Comp Emp Bnft Paid	$1,812,055,884	PYSalariesCompEmpBnftPaidAmt
CY Salaries Comp Emp Bnft Paid	$1,953,685,984	CYSalariesCompEmpBnftPaidAmt
PY Total Prof Fndrsng Expns	$651,165	PYTotalProfFndrsngExpnsAmt
CY Total Prof Fndrsng Expns	$1,736,716	CYTotalProfFndrsngExpnsAmt
CY Total Fundraising Expense	$61,985,586	CYTotalFundraisingExpenseAmt
PY Other Expenses	$1,059,962,353	PYOtherExpensesAmt
CY Other Expenses	$1,237,181,061	CYOtherExpensesAmt
PY Total Expenses	$3,270,558,153	PYTotalExpensesAmt
CY Total Expenses	$3,624,272,862	CYTotalExpensesAmt
PY Revenues Less Expenses	$1,430,045,930	PYRevenuesLessExpensesAmt
CY Revenues Less Expenses	$980,105,940	CYRevenuesLessExpensesAmt
Total Assets BOY	$21,418,812,041	TotalAssetsBOYAmt
Total Assets EOY	$20,871,034,050	TotalAssetsEOYAmt
Total Liabilities BOY	$4,868,988,740	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$4,716,557,214	TotalLiabilitiesEOYAmt
Net Assets Or Fund Balances BOY	$16,549,823,301	NetAssetsOrFundBalancesBOYAmt
Net Assets Or Fund Balances EOY	$16,154,476,836	NetAssetsOrFundBalancesEOYAmt
Mission	SEE SCHEDULE O	MissionDesc
Significant New Program Srvc	0	SignificantNewProgramSrvcInd
Significant Change	0	SignificantChangeInd
Expense	$1,732,383,335	ExpenseAmt
Grant	$373,477,433	GrantAmt
Revenue	$995,464,957	RevenueAmt
Desc	DUKE UNIVERSITY CONFERS UNDERGRADUATE, GRADUATE, AND PROFESSIONALDEGREES TO APPROXIMATELY 6,119 STUDENTS ANNUALLY	Desc

Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp

Field	Value	IRS element (for citing)
Expense	$1,110,222,711	ExpenseAmt
Grant	$57,692,469	GrantAmt
Revenue	$1,400,833,833	RevenueAmt
Desc	DUKE UNIVERSITY ENGAGES IN WORLD-RENOWNED RESEARCH WORKSPONSORED BY NUMEROUS FEDERAL, STATE, LOCAL AGENCIES, AND PRIVATE GRANTS	Desc

Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp

Field	Value	IRS element (for citing)
Expense	$382,845,254	ExpenseAmt
Grant	$499,199	GrantAmt
Revenue	$156,288,225	RevenueAmt
Desc	DUKE UNIVERSITY AUXILIARY ENTERPRISES PROVIDE SUPPORTSERVICES TO THE DUKE UNIVERSITY COMMUNITY	Desc

Field	Value	IRS element (for citing)
Total Program Service Expenses	$3,225,451,300	TotalProgramServiceExpensesAmt
Described In Section501c3	Yes (1)	DescribedInSection501c3Ind
Schedule B Required	Yes (1)	ScheduleBRequiredInd
Political Campaign Acty	0	PoliticalCampaignActyInd
Lobbying Activities	Yes (1)	LobbyingActivitiesInd
Subject To Proxy Tax	0	SubjectToProxyTaxInd
Donor Advised Fund	0	DonorAdvisedFundInd
Conservation Easements	Yes (1)	ConservationEasementsInd
Collections Of Art	Yes (1)	CollectionsOfArtInd
Credit Counseling	0	CreditCounselingInd
Donor Rstr Or Quasi Endowments	Yes (1)	DonorRstrOrQuasiEndowmentsInd
Report Land Building Equipment	Yes (1)	ReportLandBuildingEquipmentInd
Report Investments Other Sec	Yes (1)	ReportInvestmentsOtherSecInd
Report Program Related Invst	0	ReportProgramRelatedInvstInd
Report Other Assets	Yes (1)	ReportOtherAssetsInd
Report Other Liabilities	Yes (1)	ReportOtherLiabilitiesInd
Include FIN48 Footnote	0	IncludeFIN48FootnoteInd
Independent Audit Fincl Stmt	0	IndependentAuditFinclStmtInd
Consolidated Audit Fincl Stmt	Yes (1)	ConsolidatedAuditFinclStmtInd
School Operating	Yes (1)	SchoolOperatingInd
Foreign Office	Yes (1)	ForeignOfficeInd
Foreign Activities	Yes (1)	ForeignActivitiesInd
More Than5000 K To Org	Yes (1)	MoreThan5000KToOrgInd
More Than5000 K To Individuals	Yes (1)	MoreThan5000KToIndividualsInd
Professional Fundraising	Yes (1)	ProfessionalFundraisingInd
Fundraising Activities	Yes (1)	FundraisingActivitiesInd
Gaming Activities	0	GamingActivitiesInd
Operate Hospital	0	OperateHospitalInd
Grants To Organizations	Yes (1)	GrantsToOrganizationsInd
Grants To Individuals	Yes (1)	GrantsToIndividualsInd
Schedule J Required	Yes (1)	ScheduleJRequiredInd
Tax Exempt Bonds	Yes (1)	TaxExemptBondsInd
Invest Tax Exempt Bonds	0	InvestTaxExemptBondsInd
Escrow Account	0	EscrowAccountInd
On Behalf Of Issuer	0	OnBehalfOfIssuerInd
Engaged In Excess Benefit Trans	0	EngagedInExcessBenefitTransInd
PY Excess Benefit Trans	0	PYExcessBenefitTransInd
Loan Outstanding	0	LoanOutstandingInd
Grant To Related Person	Yes (1)	GrantToRelatedPersonInd
Business Rln With Org Mem	0	BusinessRlnWithOrgMemInd
Business Rln With Fam Mem	Yes (1)	BusinessRlnWithFamMemInd
Business Rln With35 Ctrl Ent	0	BusinessRlnWith35CtrlEntInd
Deductible Non Cash Contri	Yes (1)	DeductibleNonCashContriInd
Deductible Art Contribution	Yes (1)	DeductibleArtContributionInd
Terminate Operations	0	TerminateOperationsInd
Partial Liquidation	0	PartialLiquidationInd
Disregarded Entity	Yes (1)	DisregardedEntityInd
Related Entity	Yes (1)	RelatedEntityInd
Related Organization Ctrl Ent	Yes (1)	RelatedOrganizationCtrlEntInd
Transaction With Control Ent	Yes (1)	TransactionWithControlEntInd
Trnsfr Exmpt Non Chrtbl Rltd Org	0	TrnsfrExmptNonChrtblRltdOrgInd
Activities Conducted Prtshp	0	ActivitiesConductedPrtshpInd
Schedule O Required	Yes (1)	ScheduleORequiredInd
Info In Schedule O Part V	Yes (X)	InfoInScheduleOPartVInd
IRP Document	11281	IRPDocumentCnt
IRP Document W2 G	0	IRPDocumentW2GCnt
Backup Wthld Compliance	Yes (1)	BackupWthldComplianceInd
Employee	29863	EmployeeCnt
Employment Tax Returns Filed	Yes (1)	EmploymentTaxReturnsFiledInd
Unrelated Bus Incm Over Limit	Yes (1)	UnrelatedBusIncmOverLimitInd
Form990 T Filed	Yes (1)	Form990TFiledInd
Foreign Financial Account	Yes (1)	ForeignFinancialAccountInd
Foreign Country	SP	ForeignCountryCd
Foreign Country	UK	ForeignCountryCd
Foreign Country	TZ	ForeignCountryCd
Foreign Country	CH	ForeignCountryCd
Foreign Country	SN	ForeignCountryCd
Foreign Country	MA	ForeignCountryCd
Foreign Country	IN	ForeignCountryCd
Foreign Country	KE	ForeignCountryCd
Foreign Country	SW	ForeignCountryCd
Foreign Country	DA	ForeignCountryCd
Foreign Country	NO	ForeignCountryCd
Foreign Country	MY	ForeignCountryCd
Foreign Country	PL	ForeignCountryCd
Foreign Country	PO	ForeignCountryCd
Foreign Country	GR	ForeignCountryCd
Foreign Country	EI	ForeignCountryCd
Foreign Country	GM	ForeignCountryCd
Foreign Country	IS	ForeignCountryCd
Foreign Country	HU	ForeignCountryCd
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTransInd
Taxable Party Notification	0	TaxablePartyNotificationInd
Nondeductible Contributions	0	NondeductibleContributionsInd
Quid Pro Quo Contributions	Yes (1)	QuidProQuoContributionsInd
Quid Pro Quo Contri Discl	Yes (1)	QuidProQuoContriDisclInd
Form8282 Property Disposed Of	0	Form8282PropertyDisposedOfInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	0	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	0	PayPremiumsPrsnlBnftCntrctInd
Form8899 Filedind	1	Form8899Filedind
Indoor Tanning Services	0	IndoorTanningServicesInd
Subj To Tax Rmnrtn Ex Prcht Pymt	Yes (1)	SubjToTaxRmnrtnExPrchtPymtInd
Subject To Excs Tax Net Invst Inc	Yes (1)	SubjectToExcsTaxNetInvstIncInd
Info In Schedule O Part VI	Yes (X)	InfoInScheduleOPartVIInd
Governing Body Voting Members	34	GoverningBodyVotingMembersCnt
Independent Voting Member	31	IndependentVotingMemberCnt
Family Or Business Rln	0	FamilyOrBusinessRlnInd
Delegation Of Mgmt Duties	0	DelegationOfMgmtDutiesInd
Change To Org Documents	0	ChangeToOrgDocumentsInd
Material Diversion Or Misuse	0	MaterialDiversionOrMisuseInd
Members Or Stockholders	0	MembersOrStockholdersInd
Election Of Board Members	Yes (1)	ElectionOfBoardMembersInd
Decisions Subject To Approva	0	DecisionsSubjectToApprovaInd
Minutes Of Governing Body	Yes (1)	MinutesOfGoverningBodyInd
Minutes Of Committees	Yes (1)	MinutesOfCommitteesInd
Officer Mailing Address	0	OfficerMailingAddressInd
Local Chapters	0	LocalChaptersInd
Form990 Provided To Gvrn Body	Yes (1)	Form990ProvidedToGvrnBodyInd
Conflict Of Interest Policy	Yes (1)	ConflictOfInterestPolicyInd
Annual Disclosure Covered Prsn	Yes (1)	AnnualDisclosureCoveredPrsnInd
Regular Monitoring Enfrc	Yes (1)	RegularMonitoringEnfrcInd
Whistleblower Policy	Yes (1)	WhistleblowerPolicyInd
Document Retention Policy	Yes (1)	DocumentRetentionPolicyInd
Compensation Process CEO	Yes (1)	CompensationProcessCEOInd
Compensation Process Other	Yes (1)	CompensationProcessOtherInd
Investment In Joint Venture	0	InvestmentInJointVentureInd
States Where Copy Of Return Is Fld	MD	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	MA	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	MI	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	NH	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	NJ	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	NY	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	OR	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	SC	StatesWhereCopyOfReturnIsFldCd
Own Website	Yes (X)	OwnWebsiteInd
Upon Request	Yes (X)	UponRequestInd
Other	Yes (X)	OtherInd

Books In Care Of Detail BooksInCareOfDetail

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	DUKE UNIVERSITY	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Phone	9196842006	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	324 BLACKWELL ST STE 850	AddressLine1Txt
City	DURHAM	CityNm
State Abbreviation	NC	StateAbbreviationCd
ZIP	27701	ZIPCd

Form990 Part VII Section A Form990PartVIISectionAGrp (57 entries)

TitleTitleTxt	Average Hours Per WeekAverageHoursPerWeekRt	Average Hours Per Week Rltd OrgAverageHoursPerWeekRltdOrgRt	Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd	OfficerOfficerInd	Reportable Comp From OrgReportableCompFromOrgAmt	Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt	Other CompensationOtherCompensationAmt	Key EmployeeKeyEmployeeInd	Highest Compensated EmployeeHighestCompensatedEmployeeInd	Former Ofcr Director TrusteeFormerOfcrDirectorTrusteeInd
VINCENT E PRICE
PRESIDENT/TRUSTEE	48.00	3.30	Yes (X)	Yes (X)	$1,953,126	$0	$52,956
MARY T BARRA
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
MICHAEL J BINGLE
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
LISA M BORDERS
TRUSTEE	4.00	0.00	Yes (X)		$0	$0	$0
IBRAHIM BUTT
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
TIMOTHY D COOK
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
EDDY H CUE
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
ANN PELHAM CULLEN
TRUSTEE	4.00	0.00	Yes (X)		$0	$0	$0
NANCY-ANN DEPARLE
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
XIQING GAO
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
EDWARD A GILHULY
TRUSTEE	4.00	1.50	Yes (X)		$0	$0	$0
MYCHAL D HARRISON
TRUSTEE	2.00	0.10	Yes (X)		$0	$0	$0
GERALD HASSELL
TRUSTEE	4.00	1.00	Yes (X)		$0	$0	$0
WILLIAM HAWKINS
TRUSTEE	6.00	4.10	Yes (X)		$0	$0	$0
GRANT H HILL
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
BETSY D HOLDEN
TRUSTEE	4.00	0.00	Yes (X)		$0	$0	$0
KATHRYN A HOLLISTER
TRUSTEE	4.00	0.00	Yes (X)		$0	$0	$0
WILLIAM G KAELIN JR
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
PATRICIA RODERICK MORTON
TRUSTEE	3.00	0.00	Yes (X)		$0	$0	$0
STEPHEN G PAGLIUCA
TRUSTEE	1.00	0.00	Yes (X)		$0	$0	$0
ROBERT R PENN
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
JB PRITZKER
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
MICHAEL G RHODES
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
CARMICHAEL S ROBERTS
TRUSTEE	1.00	1.00	Yes (X)		$0	$0	$0
NANCY M SCHLICHTING
TRUSTEE	2.00	2.00	Yes (X)		$0	$0	$0
STEVEN M SCOTT MD
TRUSTEE	2.00	4.00	Yes (X)		$0	$0	$0
ADAM SILVER
TRUSTEE	6.00	0.00	Yes (X)		$0	$0	$0
LAURENE M SPERLING
TRUSTEE	6.00	0.10	Yes (X)		$0	$0	$0
ASHLEY CROWDER STANLEY
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
L FREDERICK SUTHERLAND
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
KELLY C TANG
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
JEFFREY W UBBEN
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
TREY WALK
TRUSTEE	2.00	0.00	Yes (X)		$0	$0	$0
HOPE MORGAN WARD
TRUSTEE	1.00	0.00	Yes (X)		$0	$0	$0
VICTORIA NEVOIS
INTERIM TREASURER	40.00	0.50		Yes (X)	$394,246	$0	$51,903
MARGARET W EPPS
UNIVERSITY SECRETARY	50.00	0.00		Yes (X)	$423,587	$0	$52,899
PAMELA J BERNARD
VP & UNIVERSITY COUNSEL	50.00	0.30		Yes (X)	$687,628	$0	$50,664
SALLY KORNBLUTH
PROVOST	61.00	0.50		Yes (X)	$965,031	$54,375	$47,263
DANIEL ENNIS
EXECUTIVE VICE PRESIDENT	41.00	6.00		Yes (X)	$1,422,764	$0	$68,457
A EUGENE WASHINGTON MD
CHANCELLOR HEALTH AFFAIRS	33.00	33.60		Yes (X)	$2,678,662	$0	$49,172
JAMES SCOTT GIBSON
EXEC VICE DEAN OF ADMIN, SOM	55.00	0.60			$756,269	$0	$60,262	Yes (X)
MARK E CORIGLIANO
INVESTMENT MANAGER	50.00	0.00			$1,028,688	$0	$200,345	Yes (X)
EVAN L JONES
INVESTMENT MANAGER	50.00	0.00			$1,192,192	$0	$209,849	Yes (X)
JOHN J NOONAN
ASSOCIATE VP OF FACILITIES	50.00	0.00			$426,583	$0	$63,015	Yes (X)
JUSTIN B NIXON
INVESTMENT MANAGER	40.00	0.00			$1,175,662	$0	$212,920	Yes (X)
JENNIFER FRANCIS
EXECUTIVE VICE PROVOST FIN & ADMIN	80.00	0.20			$739,504	$0	$48,765	Yes (X)
VALERIE ASHBY
DEAN, COLLEGE OF A & S	40.00	0.00			$585,153	$0	$41,713	Yes (X)
NEAL F TRIPLETT
CHIEF INVESTMENT OFFICER	40.00	0.40			$2,842,965	$0	$117,778	Yes (X)
MARY E KLOTMAN MD
VICE CHAN. FOR HEALTH AFFAIRS & DEAN OF SOM	44.00	11.50			$1,203,454	$0	$50,081	Yes (X)
TALLMAN TRASK
EXECUTIVE VICE PRESIDENT	40.00	0.00			$1,597,615	$0	$6,264		Yes (X)
KEVIN M WHITE
VP & DIRECTOR OF ATHLETICS	40.00	0.00			$1,351,145	$0	$50,256		Yes (X)
RALPH SNYDERMAN
CHANCELLOR EMERITUS & CHIEF OF RHEUMATOLOGY	40.00	0.10			$1,253,711	$0	$51,992		Yes (X)
DAVID N CUTCLIFFE
COACH	40.00	0.00			$2,907,206	$0	$109,551		Yes (X)
MICHAEL W KRZYZEWSKI
COACH	40.00	0.00			$6,409,991	$0	$1,019,319		Yes (X)
RICHARD RIDDELL
FORMER OFFICER	50.00	0.00			$342,648	$0	$52,784			Yes (X)
JAMES S ROBERTS
EXEC VICE-PROVOST FIN & ADMIN	40.00	0.00			$148,954	$0	$22,646			Yes (X)
NANCY ANDREWS MD
FORMER KEY EMPLOYEE	40.00	0.00			$384,364	$0	$56,857			Yes (X)

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	$32,871,148	TotalReportableCompFromOrgAmt
Tot Reportable Comp Rltd Org	$54,375	TotReportableCompRltdOrgAmt
Total Other Compensation	$2,747,711	TotalOtherCompensationAmt
Indiv Rcvd Greater Than100 K	4446	IndivRcvdGreaterThan100KCnt
Former Ofcr Employees Listed	Yes (1)	FormerOfcrEmployeesListedInd
Total Comp Greater Than150 K	Yes (1)	TotalCompGreaterThan150KInd
Compensation From Other Srcs	0	CompensationFromOtherSrcsInd

Contractor Compensation ContractorCompensationGrp (5 entries)

Address Line1ContractorAddress/USAddress/AddressLine1Txt	CityContractorAddress/USAddress/CityNm	State AbbreviationContractorAddress/USAddress/StateAbbreviationCd	ZIPContractorAddress/USAddress/ZIPCd	ServicesServicesDesc	CompensationCompensationAmt
BE&K BUILDING GROUP LLC
201 E MCBEE AVE SUITE 400	GREENVILLE	SC	29601	CONSTRUCTION SERVICE	$25,114,580
LECHASE CONSTRUCTION SERVICES LLC
324 BLACKWELL ST 130	DURHAM	NC	27701	CONSTRUCTION SERVICE	$16,905,257
ALLEGIS GROUP HOLDING INC
3689 COLLECTION CTR DR	CHICAGO	IL	60693	TEMPORARY SERVICES	$13,031,870
UNC-CH OFC OF SPONSORED RESEARCH
FRANKLIN ST	CHAPEL HILL	NC	27599	SPONSORED RESEARCH	$11,704,775
PENSION BENEFIT GUARANTY CORP
PO BOX 105758	ATLANTA	GA	30348	PREMIUM FILING	$10,317,563

Field	Value	IRS element (for citing)
Cntrct Rcvd Greater Than100 K	778	CntrctRcvdGreaterThan100KCnt
Fundraising	$3,095,461	FundraisingAmt
Related Organizations	$103,368,575	RelatedOrganizationsAmt
Government Grants	$968,680,900	GovernmentGrantsAmt
All Other Contributions	$669,698,302	AllOtherContributionsAmt
Noncash Contributions	$44,787,341	NoncashContributionsAmt
Total Contributions	$1,744,843,238	TotalContributionsAmt

Program Service Revenue ProgramServiceRevenueGrp (5 entries)

DescDesc	BusinessBusinessCd	Total Revenue ColumnTotalRevenueColumnAmt	Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt
TUITION & FEES	611600	$950,489,293	$950,489,293
ANCILLARY STUDENT SVCS	611600	$156,787,424	$156,787,424
CONTINUING EDUCATION	611600	$39,769,710	$39,769,710
CONFERENCE FEES	611600	$5,205,954	$5,205,954
ACADEMIC MED. RESEARCH	611600	$2,990,431	$2,990,431

Total Oth Program Service Rev TotalOthProgramServiceRevGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$108,220,786	TotalRevenueColumnAmt
Related Or Exempt Func Income	$108,220,786	RelatedOrExemptFuncIncomeAmt

Field	Value	IRS element (for citing)
Total Program Service Revenue	$1,263,463,598	TotalProgramServiceRevenueAmt

Investment Income InvestmentIncomeGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$77,141,490	TotalRevenueColumnAmt
Exclusion	$77,141,490	ExclusionAmt

Royalties Revenue RoyaltiesRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$65,405,568	TotalRevenueColumnAmt
Exclusion	$65,405,568	ExclusionAmt

Gross Rents GrossRentsGrp

Field	Value	IRS element (for citing)
Real	$26,316,320	RealAmt

Less Rental Expenses LessRentalExpensesGrp

Field	Value	IRS element (for citing)
Real	$21,777,196	RealAmt

Rental Income Or Loss RentalIncomeOrLossGrp

Field	Value	IRS element (for citing)
Real	$4,539,124	RealAmt

Net Rental Income Or Loss NetRentalIncomeOrLossGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$4,539,124	TotalRevenueColumnAmt
Exclusion	$4,539,124	ExclusionAmt

Gross Amount Sales Assets GrossAmountSalesAssetsGrp

Field	Value	IRS element (for citing)
Securities	$1,424,320,198	SecuritiesAmt

Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp

Field	Value	IRS element (for citing)
Securities	$15,917,455	SecuritiesAmt
Other	$1,285,121	OtherAmt

Gain Or Loss GainOrLossGrp

Field	Value	IRS element (for citing)
Securities	$1,408,402,743	SecuritiesAmt
Other	-$1,285,121	OtherAmt

Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$1,407,117,622	TotalRevenueColumnAmt
Exclusion	$1,407,117,622	ExclusionAmt

Field	Value	IRS element (for citing)
Fundraising Gross Income	$156,884	FundraisingGrossIncomeAmt
Contri Rpt Fundraising Event	$3,095,461	ContriRptFundraisingEventAmt
Fundraising Direct Expenses	$624,191	FundraisingDirectExpensesAmt

Net Incm From Fundraising Evt NetIncmFromFundraisingEvtGrp

Field	Value	IRS element (for citing)
Total Revenue Column	-$467,307	TotalRevenueColumnAmt
Exclusion	-$467,307	ExclusionAmt

Other Revenue Misc OtherRevenueMiscGrp (3 entries)

DescDesc	BusinessBusinessCd	Total Revenue ColumnTotalRevenueColumnAmt	Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt	Unrelated Business RevenueUnrelatedBusinessRevenueAmt
MISC SALES	611710	$27,621,997	$24,566,506	$3,055,491
STUDENT DUES	611710	$4,475,083	$4,475,083
VARIOUS FEES AND FINES	611710	$786,518	$786,518

Miscellaneous Revenue MiscellaneousRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$9,451,871	TotalRevenueColumnAmt
Related Or Exempt Func Income	$9,451,871	RelatedOrExemptFuncIncomeAmt

Field	Value	IRS element (for citing)
Other Revenue Total	$42,335,469	OtherRevenueTotalAmt

Total Revenue TotalRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$4,604,378,802	TotalRevenueColumnAmt
Related Or Exempt Func Income	$1,302,743,576	RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue	$3,055,491	UnrelatedBusinessRevenueAmt
Exclusion	$1,553,736,497	ExclusionAmt

Grants To Domestic Orgs GrantsToDomesticOrgsGrp

Field	Value	IRS element (for citing)
Total	$346,734,764	TotalAmt
Program Services	$346,734,764	ProgramServicesAmt

Grants To Domestic Individuals GrantsToDomesticIndividualsGrp

Field	Value	IRS element (for citing)
Total	$75,842,445	TotalAmt
Program Services	$75,842,445	ProgramServicesAmt

Foreign Grants ForeignGrantsGrp

Field	Value	IRS element (for citing)
Total	$9,091,892	TotalAmt
Program Services	$9,091,892	ProgramServicesAmt

Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp

Field	Value	IRS element (for citing)
Total	$22,949,580	TotalAmt
Program Services	$655,332	ProgramServicesAmt
Management And General	$20,991,416	ManagementAndGeneralAmt
Fundraising	$1,302,832	FundraisingAmt

Comp Disqual Persons CompDisqualPersonsGrp

Field	Value	IRS element (for citing)
Total	$1,767,551	TotalAmt
Program Services	$1,548,558	ProgramServicesAmt
Management And General	$218,993	ManagementAndGeneralAmt

Other Salaries And Wages OtherSalariesAndWagesGrp

Field	Value	IRS element (for citing)
Total	$1,530,237,353	TotalAmt
Program Services	$1,319,935,944	ProgramServicesAmt
Management And General	$173,972,058	ManagementAndGeneralAmt
Fundraising	$36,329,351	FundraisingAmt

Pension Plan Contributions PensionPlanContributionsGrp

Field	Value	IRS element (for citing)
Total	$109,459,949	TotalAmt
Program Services	$93,962,290	ProgramServicesAmt
Management And General	$12,892,592	ManagementAndGeneralAmt
Fundraising	$2,605,067	FundraisingAmt

Other Employee Benefits OtherEmployeeBenefitsGrp

Field	Value	IRS element (for citing)
Total	$183,151,274	TotalAmt
Program Services	$155,820,338	ProgramServicesAmt
Management And General	$22,935,701	ManagementAndGeneralAmt
Fundraising	$4,395,235	FundraisingAmt

Payroll Taxes PayrollTaxesGrp

Field	Value	IRS element (for citing)
Total	$106,120,277	TotalAmt
Program Services	$90,202,235	ProgramServicesAmt
Management And General	$13,371,155	ManagementAndGeneralAmt
Fundraising	$2,546,887	FundraisingAmt

Fees For Services Legal FeesForServicesLegalGrp

Field	Value	IRS element (for citing)
Total	$29,943,767	TotalAmt
Program Services	$3,335,338	ProgramServicesAmt
Management And General	$26,531,550	ManagementAndGeneralAmt
Fundraising	$76,879	FundraisingAmt

Fees For Services Accounting FeesForServicesAccountingGrp

Field	Value	IRS element (for citing)
Total	$677,407	TotalAmt
Program Services	$24,598	ProgramServicesAmt
Management And General	$652,809	ManagementAndGeneralAmt

Fees For Services Prof Fundraising FeesForServicesProfFundraising

Field	Value	IRS element (for citing)
Total	$1,736,716	TotalAmt
Fundraising	$1,736,716	FundraisingAmt

Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp

Field	Value	IRS element (for citing)
Total	$32,847,259	TotalAmt
Management And General	$32,847,259	ManagementAndGeneralAmt

Fees For Services Other FeesForServicesOtherGrp

Field	Value	IRS element (for citing)
Total	$172,917,444	TotalAmt
Program Services	$144,405,701	ProgramServicesAmt
Management And General	$28,005,272	ManagementAndGeneralAmt
Fundraising	$506,471	FundraisingAmt

Advertising AdvertisingGrp

Field	Value	IRS element (for citing)
Total	$6,690,821	TotalAmt
Program Services	$4,968,679	ProgramServicesAmt
Management And General	$1,067,321	ManagementAndGeneralAmt
Fundraising	$654,821	FundraisingAmt

Office Expenses OfficeExpensesGrp

Field	Value	IRS element (for citing)
Total	$114,874,996	TotalAmt
Program Services	$114,673,825	ProgramServicesAmt
Management And General	-$1,217,604	ManagementAndGeneralAmt
Fundraising	$1,418,775	FundraisingAmt

Information Technology InformationTechnologyGrp

Field	Value	IRS element (for citing)
Total	$37,399,014	TotalAmt
Program Services	$24,379,966	ProgramServicesAmt
Management And General	$12,390,861	ManagementAndGeneralAmt
Fundraising	$628,187	FundraisingAmt

Royalties RoyaltiesGrp

Field	Value	IRS element (for citing)
Total	$68,065,842	TotalAmt
Program Services	$34,871,744	ProgramServicesAmt
Management And General	$33,194,098	ManagementAndGeneralAmt

Occupancy OccupancyGrp

Field	Value	IRS element (for citing)
Total	$107,886,847	TotalAmt
Program Services	$90,902,000	ProgramServicesAmt
Management And General	$16,674,777	ManagementAndGeneralAmt
Fundraising	$310,070	FundraisingAmt

Travel TravelGrp

Field	Value	IRS element (for citing)
Total	$23,922,696	TotalAmt
Program Services	$22,087,179	ProgramServicesAmt
Management And General	$881,797	ManagementAndGeneralAmt
Fundraising	$953,720	FundraisingAmt

Conferences Meetings ConferencesMeetingsGrp

Field	Value	IRS element (for citing)
Total	$27,711,708	TotalAmt
Program Services	$20,379,722	ProgramServicesAmt
Management And General	$2,307,581	ManagementAndGeneralAmt
Fundraising	$5,024,405	FundraisingAmt

Interest InterestGrp

Field	Value	IRS element (for citing)
Total	$85,230,394	TotalAmt
Program Services	$49,987,437	ProgramServicesAmt
Management And General	$35,229,756	ManagementAndGeneralAmt
Fundraising	$13,201	FundraisingAmt

Depreciation Depletion DepreciationDepletionGrp

Field	Value	IRS element (for citing)
Total	$275,878,214	TotalAmt
Program Services	$258,222,008	ProgramServicesAmt
Management And General	$17,656,206	ManagementAndGeneralAmt

Insurance InsuranceGrp

Field	Value	IRS element (for citing)
Total	$4,840,630	TotalAmt
Program Services	$5,659,013	ProgramServicesAmt
Management And General	-$833,488	ManagementAndGeneralAmt
Fundraising	$15,105	FundraisingAmt

Other Expenses OtherExpensesGrp (4 entries)

DescDesc	TotalTotalAmt	Program ServicesProgramServicesAmt	FundraisingFundraisingAmt	Management And GeneralManagementAndGeneralAmt
SUBRECIPIENT PAYMENTS	$223,247,196	$223,247,196
EQUIP RENTAL & MAINTENA	$59,310,078	$59,060,507	$249,571
COST OF GOODS SOLD	$18,969,993	$17,255,301	$274,505	$1,440,187
PRINTING & PUBLICATIONS	$5,209,548	$3,923,886	$773,955	$511,707

All Other Expenses AllOtherExpensesGrp

Field	Value	IRS element (for citing)
Total	-$58,442,793	TotalAmt
Program Services	$54,273,402	ProgramServicesAmt
Management And General	-$114,886,028	ManagementAndGeneralAmt
Fundraising	$2,169,833	FundraisingAmt

Total Functional Expenses TotalFunctionalExpensesGrp

Field	Value	IRS element (for citing)
Total	$3,624,272,862	TotalAmt
Program Services	$3,225,451,300	ProgramServicesAmt
Management And General	$336,835,976	ManagementAndGeneralAmt
Fundraising	$61,985,586	FundraisingAmt

Savings And Temp Cash Invst SavingsAndTempCashInvstGrp

Field	Value	IRS element (for citing)
BOY	$324,297,393	BOYAmt
EOY	$132,747,395	EOYAmt

Pledges And Grants Receivable PledgesAndGrantsReceivableGrp

Field	Value	IRS element (for citing)
BOY	$445,871,185	BOYAmt
EOY	$442,734,661	EOYAmt

Accounts Receivable AccountsReceivableGrp

Field	Value	IRS element (for citing)
BOY	$145,553,638	BOYAmt
EOY	$174,355,011	EOYAmt

Oth Notes Loans Receivable Net OthNotesLoansReceivableNetGrp

Field	Value	IRS element (for citing)
BOY	$21,495,475	BOYAmt
EOY	$18,087,616	EOYAmt

Inventories For Sale Or Use InventoriesForSaleOrUseGrp

Field	Value	IRS element (for citing)
BOY	$19,412,502	BOYAmt
EOY	$24,006,750	EOYAmt

Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp

Field	Value	IRS element (for citing)
BOY	$138,384,778	BOYAmt
EOY	$257,457,684	EOYAmt

Field	Value	IRS element (for citing)
Land Bldg Equip Cost Or Other Bss	$6,745,388,937	LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec	$4,087,440,964	LandBldgEquipAccumDeprecAmt

Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp

Field	Value	IRS element (for citing)
BOY	$2,792,287,888	BOYAmt
EOY	$2,657,947,973	EOYAmt

Investments Pub Traded Sec InvestmentsPubTradedSecGrp

Field	Value	IRS element (for citing)
BOY	$3,558,775,861	BOYAmt
EOY	$3,324,769,216	EOYAmt

Investments Other Securities InvestmentsOtherSecuritiesGrp

Field	Value	IRS element (for citing)
BOY	$12,045,521,709	BOYAmt
EOY	$11,974,123,983	EOYAmt

Other Assets Total OtherAssetsTotalGrp

Field	Value	IRS element (for citing)
BOY	$1,927,211,612	BOYAmt
EOY	$1,864,803,761	EOYAmt

Total Assets TotalAssetsGrp

Field	Value	IRS element (for citing)
BOY	$21,418,812,041	BOYAmt
EOY	$20,871,034,050	EOYAmt

Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp

Field	Value	IRS element (for citing)
BOY	$533,292,574	BOYAmt
EOY	$473,233,871	EOYAmt

Deferred Revenue DeferredRevenueGrp

Field	Value	IRS element (for citing)
BOY	$222,308,013	BOYAmt
EOY	$226,259,379	EOYAmt

Tax Exempt Bond Liabilities TaxExemptBondLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$371,845,000	BOYAmt
EOY	$363,845,000	EOYAmt

Mortg Notes Pybl Scrd Invst Prop MortgNotesPyblScrdInvstPropGrp

Field	Value	IRS element (for citing)
BOY	$3,307,927	BOYAmt
EOY	$2,989,207	EOYAmt

Unsecured Notes Loans Payable UnsecuredNotesLoansPayableGrp

Field	Value	IRS element (for citing)
BOY	$2,290,820,284	BOYAmt
EOY	$2,269,883,991	EOYAmt

Other Liabilities OtherLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$1,447,414,942	BOYAmt
EOY	$1,380,345,766	EOYAmt

Total Liabilities TotalLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$4,868,988,740	BOYAmt
EOY	$4,716,557,214	EOYAmt

Field	Value	IRS element (for citing)
Organization Follows FASB117	Yes (X)	OrganizationFollowsFASB117Ind

No Donor Restriction Net Assets NoDonorRestrictionNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$7,112,788,416	BOYAmt
EOY	$7,087,186,814	EOYAmt

Donor Restriction Net Assets DonorRestrictionNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$9,437,034,885	BOYAmt
EOY	$9,067,290,022	EOYAmt

Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$16,549,823,301	BOYAmt
EOY	$16,154,476,836	EOYAmt

Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$21,418,812,041	BOYAmt
EOY	$20,871,034,050	EOYAmt

Field	Value	IRS element (for citing)
Info In Schedule O Part XI	Yes (X)	InfoInScheduleOPartXIInd
Reconcilation Revenue Expnss	$980,105,940	ReconcilationRevenueExpnssAmt
Net Unrlzd Gains Losses Invst	-$1,646,145,022	NetUnrlzdGainsLossesInvstAmt
Other Changes In Net Assets	$270,692,617	OtherChangesInNetAssetsAmt
Info In Schedule O Part XII	Yes (X)	InfoInScheduleOPartXIIInd
Method Of Accounting Accrual	Yes (X)	MethodOfAccountingAccrualInd
Accountant Compile Or Review	0	AccountantCompileOrReviewInd
FS Audited	Yes (1)	FSAuditedInd

FS Audited Basis FSAuditedBasisGrp

Field	Value	IRS element (for citing)
Consolidated Basis Fincl Stmt	Yes (X)	ConsolidatedBasisFinclStmtInd

Field	Value	IRS element (for citing)
Audit Committee	Yes (1)	AuditCommitteeInd
Federal Grant Audit Required	Yes (1)	FederalGrantAuditRequiredInd
Federal Grant Audit Performed	Yes (1)	FederalGrantAuditPerformedInd

Schedule A IRS990ScheduleA

Field	Value	IRS element (for citing)
School	Yes (X)	SchoolInd

Gifts Grants Contri Rcvd170 GiftsGrantsContriRcvd170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$1,476,290,488	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$1,480,705,479	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$1,566,915,508	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$1,644,602,647	CurrentTaxYearMinus1YearAmt
Current Tax Year	$1,744,843,238	CurrentTaxYearAmt
Total	$7,913,357,360	TotalAmt

Total Calendar Year170 TotalCalendarYear170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$1,476,290,488	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$1,480,705,479	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$1,566,915,508	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$1,644,602,647	CurrentTaxYearMinus1YearAmt
Current Tax Year	$1,744,843,238	CurrentTaxYearAmt
Total	$7,913,357,360	TotalAmt

Field	Value	IRS element (for citing)
Substantial Contributors Tot	$2,644,461,875	SubstantialContributorsTotAmt
Public Support Total170	$5,268,895,485	PublicSupportTotal170Amt

Gross Investment Income170 GrossInvestmentIncome170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$169,049,549	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$203,730,248	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$162,807,744	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$159,171,847	CurrentTaxYearMinus1YearAmt
Current Tax Year	$147,086,200	CurrentTaxYearAmt
Total	$841,845,588	TotalAmt

Other Income170 OtherIncome170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$592,044,767	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$439,296,466	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$318,402,196	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$1,861,829,048	CurrentTaxYearMinus1YearAmt
Current Tax Year	$1,449,609,975	CurrentTaxYearAmt
Total	$4,661,182,452	TotalAmt

Field	Value	IRS element (for citing)
Total Support	$13,416,385,400	TotalSupportAmt
Gross Receipts Rltd Activities	$5,770,978,711	GrossReceiptsRltdActivitiesAmt
Public Support CY170	0.39270	PublicSupportCY170Pct
Public Support PY170	0.43650	PublicSupportPY170Pct
Thirty Thr Pct Suprt Tests CY170	Yes (X)	ThirtyThrPctSuprtTestsCY170Ind

Form990 Schedule A Part VI Form990ScheduleAPartVIGrp

Field	Value	IRS element (for citing)
Form And Line Reference	SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME:	FormAndLineReferenceDesc
Explanation	GAIN/LOSS ON SECURITIES - 2017 AMOUNT: $ 554,086,687. 2018 AMOUNT: $ 400,712,460. 2019 AMOUNT: $ 282,550,326. 2020 AMOUNT: $ 1,825,869,704 2021 AMOUNT: $ 1,407,117,622 OTHER REVENUE - 2017 AMOUNT: $ 37,958,080. 2018 AMOUNT: $ 38,584,006. 2019 AMOUNT: $ 35,851,870. 2020 AMOUNT: $ 35,959,344. 2021 AMOUNT: $ 42,492,353.	ExplanationTxt

Schedule B IRS990ScheduleB

Contributor Information ContributorInformationGrp

Field	Value	IRS element (for citing)
Contributor	RESTRICTED	ContributorNum

Contributor Business Name ContributorBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	RESTRICTED	BusinessNameLine1

Contributor US Address ContributorUSAddress

Field	Value	IRS element (for citing)
Address Line1	RESTRICTED	AddressLine1
Address Line2	RESTRICTED	AddressLine2
City	RESTRICTED	City
State	RESTRICTED	State
ZIP Code	RESTRICTED	ZIPCode

Field	Value	IRS element (for citing)
Total Contributions	RESTRICTED	TotalContributionsAmt

Schedule C IRS990ScheduleC

Field	Value	IRS element (for citing)
Volunteers	0	VolunteersInd
Paid Staff Or Management	Yes (1)	PaidStaffOrManagementInd
Media Advertisements	0	MediaAdvertisementsInd
Mailings Members	0	MailingsMembersInd
Publications Or Broadcast	0	PublicationsOrBroadcastInd
Grants Other Organizations	0	GrantsOtherOrganizationsInd
Direct Contact Legislators	Yes (1)	DirectContactLegislatorsInd
Direct Contact Legislators	$289,412	DirectContactLegislatorsAmt
Rallies Demonstrations	0	RalliesDemonstrationsInd
Other Activities	Yes (1)	OtherActivitiesInd
Other Activities	$26,861	OtherActivitiesAmt
Total Lobbying Expenditures	$316,273	TotalLobbyingExpendituresAmt
Not Described Section501c3	0	NotDescribedSection501c3Ind

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	FORM 990, SCHEDULE C, PART II-B	FormAndLineReferenceDesc
Explanation	DUKE UNIVERSITY EMPLOYS STAFF WHO PERFORM SOME LOBBYING ACTIVITIES AS PART OF THEIR JOB RESPONSIBILITIES. THESE SAME EMPLOYEES HAVE AND SOME SENIOR LEADERS OF THE ORGANIZATION MAY HAVE DIRECT CONTACT WITH LEGISLATORS, THEIR STAFFS, AND GOVERNMENT OFFICIALS. DUKE UNIVERSITY PAYS MEMBERSHIP DUES TO OTHER ORGANIZATIONS. PER THE MEMBERSHIP DUES INVOICES, SOME OF THESE ORGANIZATIONS PROVIDE A DISCLOSURE OF LOBBYING PERCENTAGE OF THE DUES RECEIVED.	ExplanationTxt

Schedule D IRS990ScheduleD

Field	Value	IRS element (for citing)
Protection Natural Habitat	Yes (X)	ProtectionNaturalHabitatInd
Total Easements	1	TotalEasementsCnt
Total Acreage	0.21	TotalAcreageCnt
Historic Structure Easements	0	HistoricStructureEasementsCnt
Historic Strctr Easements Aftr	0	HistoricStrctrEasementsAftrCnt
States Easements Held	1	StatesEasementsHeldCnt
Written Policy Monitoring	Yes (1)	WrittenPolicyMonitoringInd

Art Public Exhibition Amounts ArtPublicExhibitionAmountsGrp

Field	Value	IRS element (for citing)
Revenues Included	$2,266,550	RevenuesIncludedAmt
Assets Included	$53,208,061	AssetsIncludedAmt

Field	Value	IRS element (for citing)
Collection Used Pub Exhibition	Yes (X)	CollectionUsedPubExhibitionInd
Coll Used Scholarly Rsrch	Yes (X)	CollUsedScholarlyRsrchInd
Collection Used Preservation	Yes (X)	CollectionUsedPreservationInd
Coll Used Loan Or Exch Prog	Yes (X)	CollUsedLoanOrExchProgInd
Solicited Assets Sale	Yes (1)	SolicitedAssetsSaleInd

CY Endwmt Fund CYEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$12,650,280,988	BeginningYearBalanceAmt
Contributions	$152,726,663	ContributionsAmt
Investment Earnings Or Losses	-$309,426,343	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$111,275,744	GrantsOrScholarshipsAmt
Other Expenditures	$287,787,237	OtherExpendituresAmt
Administrative Expenses	$18,811,755	AdministrativeExpensesAmt
End Year Balance	$12,075,706,572	EndYearBalanceAmt

CY Minus1 Yr Endwmt Fund CYMinus1YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$8,446,092,302	BeginningYearBalanceAmt
Contributions	$179,916,138	ContributionsAmt
Investment Earnings Or Losses	$4,490,240,275	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$103,342,939	GrantsOrScholarshipsAmt
Other Expenditures	$342,917,950	OtherExpendituresAmt
Administrative Expenses	$19,706,838	AdministrativeExpensesAmt
End Year Balance	$12,650,280,988	EndYearBalanceAmt

CY Minus2 Yr Endwmt Fund CYMinus2YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$8,580,756,409	BeginningYearBalanceAmt
Contributions	$386,986,275	ContributionsAmt
Investment Earnings Or Losses	-$41,907,680	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$93,600,293	GrantsOrScholarshipsAmt
Other Expenditures	$366,342,134	OtherExpendituresAmt
Administrative Expenses	$19,800,275	AdministrativeExpensesAmt
End Year Balance	$8,446,092,302	EndYearBalanceAmt

CY Minus3 Yr Endwmt Fund CYMinus3YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$8,497,566,118	BeginningYearBalanceAmt
Contributions	$177,375,334	ContributionsAmt
Investment Earnings Or Losses	$398,470,450	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$91,566,848	GrantsOrScholarshipsAmt
Other Expenditures	$380,223,513	OtherExpendituresAmt
Administrative Expenses	$20,865,132	AdministrativeExpensesAmt
End Year Balance	$8,580,756,409	EndYearBalanceAmt

CY Minus4 Yr Endwmt Fund CYMinus4YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$7,886,329,071	BeginningYearBalanceAmt
Contributions	$117,860,979	ContributionsAmt
Investment Earnings Or Losses	$908,790,366	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$89,041,660	GrantsOrScholarshipsAmt
Other Expenditures	$305,957,313	OtherExpendituresAmt
Administrative Expenses	$20,415,325	AdministrativeExpensesAmt
End Year Balance	$8,497,566,118	EndYearBalanceAmt

Field	Value	IRS element (for citing)
Board Designated Balance EOY	0.60520	BoardDesignatedBalanceEOYPct
Prmnnt Endowment Balance EOY	0.29510	PrmnntEndowmentBalanceEOYPct
Term Endowment Balance EOY	0.09970	TermEndowmentBalanceEOYPct
Endowments Held Unrelated Org	Yes (1)	EndowmentsHeldUnrelatedOrgInd
Endowments Held Related Org	Yes (1)	EndowmentsHeldRelatedOrgInd
Related Org List Sch R	Yes (1)	RelatedOrgListSchRInd

Land LandGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$33,706,458	OtherCostOrOtherBasisAmt
Book Value	$33,706,458	BookValueAmt

Buildings BuildingsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$4,762,303,219	OtherCostOrOtherBasisAmt
Depreciation	$2,637,476,467	DepreciationAmt
Book Value	$2,124,826,752	BookValueAmt

Leasehold Improvements LeaseholdImprovementsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$337,859,039	OtherCostOrOtherBasisAmt
Depreciation	$229,217,802	DepreciationAmt
Book Value	$108,641,237	BookValueAmt

Equipment EquipmentGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$876,129,890	OtherCostOrOtherBasisAmt
Depreciation	$699,523,223	DepreciationAmt
Book Value	$176,606,667	BookValueAmt

Other Land Buildings OtherLandBuildingsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$735,390,331	OtherCostOrOtherBasisAmt
Depreciation	$521,223,472	DepreciationAmt
Book Value	$214,166,859	BookValueAmt

Field	Value	IRS element (for citing)
Total Book Value Land Buildings	$2,657,947,973	TotalBookValueLandBuildingsAmt

Other Securities OtherSecuritiesGrp (8 entries)

DescDesc	Book ValueBookValueAmt	Method ValuationMethodValuationCd
SHORT TERM INVESTMENTS	-$36,900,609	F
US GOVERNMENT SECURITIES	$1,419,784	F
REAL ASSETS	$1,694,045,998	F
PRIVATE CAPITAL	$5,692,630,354	F
HEDGED STRATEGIES	$2,885,205,246	F
OTHER INVESTMENTS	$26,028,191	F
FIXED INCOME	$1,306,908,699	F
EQUITIES	$404,786,320	F

Field	Value	IRS element (for citing)
Total Book Value Securities	$11,974,123,983	TotalBookValueSecuritiesAmt

Other Assets Org OtherAssetsOrgGrp (3 entries)

DescDesc	Book ValueBookValueAmt
DEPOSITS WITH BOND TRUSTEE	$22
INTEREST IN PERPETUAL TRUST HELD BY OTHERS	$1,202,332,304
OPERATING LEASE RIGHT-OF-USE ASSET	$662,471,435

Field	Value	IRS element (for citing)
Total Book Value Other Assets	$1,864,803,761	TotalBookValueOtherAssetsAmt

Other Liabilities Org OtherLiabilitiesOrgGrp (9 entries)

DescDesc	AmtAmt
ANNUITY AND SPLIT INTEREST OBLIGATIONS	$73,202,284
POSTRETIREMENT HEALTHCARE BENEFIT OBLIGATIONS	$384,525,752
FUNDS HELD FOR OTHERS	$115,668,333
REFUNDABLE FEDERAL STUDENT LOANS	$14,719,289
CONDITIONAL ASSET RETIREMENT	$35,857,852
INTERNATIONAL LOAN RESERVE	$6,165,500
GENERAL INSURANCE IBNR	$5,371,000
OTHER	$36,271,314
OPERATING LEASE LIABILITY	$708,564,442

Field	Value	IRS element (for citing)
Total Liability	$1,380,345,766	TotalLiabilityAmt

Supplemental Information Detail SupplementalInformationDetail (5 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
PART II, LINE 5:	DUKE FOREST, A DEPARTMENT WITHIN DUKE UNIVERSITY, IS COMMITTED TO PROTECTING THE PURPOSE OF THE CONSERVATION EASEMENT. ACCORDINGLY, A WRITTEN MONITORING PROGRAM WAS DEVELOPED TO MAINTAIN AND PROTECT 12 SIGNIFICANT NATURAL HERITAGE AREAS WITHIN NORTH CAROLINA, INCLUDING THE CONSERVATION EASEMENT NOTED ON SCHEDULE D, PART II. THE POLICY INCLUDES DETAILS ABOUT CONDUCTING AN ONSITE INSPECTION, DOCUMENTING ALL FINDINGS ACCORDING TO A SITE-SPECIFIC MONITORING CHECKLIST. A POST-MONITORING REPORT AND OTHER DOCUMENTATION IS COMPLETED AS NECESSARY. DUKE FOREST STAFF (AND OTHER EXPERTS AS NECESSARY) ARE CONSULTED TO DETERMINE IF STEWARDSHIP EFFORTS ARE NECESSARY TO ENSURE THE PURPOSE OF THE CONSERVATION EASEMENT. WHILE NOT IN THE WRITTEN DOCUMENT, THE INITIAL STEP TAKEN BY DUKE FOREST WOULD BE TO CONTACT THE RESPONSIBLE PARTY TO REQUEST REMEDY OF THE INFRACTION. SUBSEQUENT STEPS WOULD INCLUDE, BUT ARE NOT LIMITED TO CONSULTING WITH UNIVERSITY COUNSEL. THE EASEMENT DOCUMENTS DO NOT INCLUDE THE POLICY AS THE EASEMENT DOCUMENTS WERE CREATED BEFORE THE POLICY DOCUMENT.
PART II, LINE 9:	THE CONSERVATION EASEMENT REPORTED ABOVE WAS NOT INCLUDED IN DUKE UNIVERSITY'S STATEMENT OF ACTIVITIES, BALANCE SHEET, NOR FOOTNOTES TO THE FINANCIAL STATEMENTS.
SCHEDULE D, PART III, LINE 4	ART COLLECTION DUKE UNIVERSITY'S COLLECTION OF ART, INCLUDING THOSE PIECES MAINTAINED IN THE NASHER MUSEUM OF ART AT DUKE UNIVERSITY, FOSTERS THE UNDERSTANDING AND APPRECIATION OF THE VISUAL ARTS BY PROVIDING DIRECT EXPERIENCE WITH ORIGINAL WORKS OF ART SUPPORTED BY A RANGE OF EXHIBITIONS, PROGRAMS AND PUBLICATIONS FOR THE UNIVERSITY AND BROADER COMMUNITY. THE MUSEUM DRAWS ON THE INTELLECTUAL RESOURCES OF THE RESEARCH UNIVERSITY AND SERVES AS A LABORATORY OF THE ARTS DEDICATED TO MULTIDISCIPLINARY APPROACHES TO LEARNING.
SCHEDULE D, PART V, LINE 4	USE OF ENDOWMENT FUNDS THE INTENDED USES OF THE ENDOWMENT FUNDS ARE FOR INSTRUCTION, RESEARCH, LIBRARY AND FINANCIAL AID.
SCHEDULE D, PART X	LIABILITY FOR UNCERTAIN TAX POSITIONS UNDER FASB ASC 740 DUKE UNIVERSITY ADOPTED THE REQUIREMENTS OF FASB ASC 740 AND CONSIDERED ITS TAX POSITION. BASED ON THAT ANALYSIS, THE PROVISIONS OF FASB ASC 740 ARE DEEMED IMMATERIAL TO THE UNIVERSITY'S FINANCIAL STATEMENTS, AND THEREFORE, NO FASB ASC 740 SPECIFIC DISCLOSURES ARE MADE IN THE UNIVERSITY'S AUDITED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED JUNE 30, 2022.

Schedule E IRS990ScheduleE

Field	Value	IRS element (for citing)
Nondiscriminatory Policy Stmt	Yes (1)	NondiscriminatoryPolicyStmtInd
Policy Stmt In Brochures Etc	Yes (1)	PolicyStmtInBrochuresEtcInd
Plcy Pblczd Via Broadcast Media	Yes (1)	PlcyPblczdViaBroadcastMediaInd
Maintain Racial Comp Recs	Yes (1)	MaintainRacialCompRecsInd
Maintain Scholarships Recs	Yes (1)	MaintainScholarshipsRecsInd
Maintain Cpy Of Brochures Etc	Yes (1)	MaintainCpyOfBrochuresEtcInd
Maintain Cpy Of All Sol	Yes (1)	MaintainCpyOfAllSolInd
Discriminate Race Stdnts Rghts	0	DiscriminateRaceStdntsRghtsInd
Discriminate Race Admiss Plcy	0	DiscriminateRaceAdmissPlcyInd
Discriminate Race Emplm Fculty	0	DiscriminateRaceEmplmFcultyInd
Discriminate Race Schs	0	DiscriminateRaceSchsInd
Discriminate Race Educ Plcy	0	DiscriminateRaceEducPlcyInd
Discriminate Race Use Of Fclts	0	DiscriminateRaceUseOfFcltsInd
Discriminate Race Athlt Prog	0	DiscriminateRaceAthltProgInd
Discriminate Race Other Acty	0	DiscriminateRaceOtherActyInd
Government Financial Aid Rcvd	Yes (1)	GovernmentFinancialAidRcvdInd
Government Financial Aid Rvkd	0	GovernmentFinancialAidRvkdInd
Compliance With Rev Proc7550	Yes (1)	ComplianceWithRevProc7550Ind

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc

ExplanationExplanationTxt

FORM 990, SCHEDULE E, LINE 3

EQUAL OPPORTUNITY AND NON DISCRIMINATION STATEMENT DUKE UNIVERSITY AND DUKE UNIVERSITY HEALTH SYSTEM ("DUKE") ARE COMMITTED TO ENCOURAGING AND SUSTAINING A LEARNING AND WORK COMMUNITY FREE FROM DISCRIMINATION, HARASSMENT, AND RELATED MISCONDUCT. DUKE IS COMMITTED TO MAINTAINING AN INCLUSIVE COMMUNITY THAT RESPECTS AND VALUES ALL OF ITS MEMBERS, INCLUDING, BUT IS NOT LIMITED TO, FULL AND PART-TIME STUDENTS AND EMPLOYEES, INCLUDING FACULTY MEMBERS, PHYSICIANS, STAFF EMPLOYEES, UNDERGRADUATE STUDENTS, GRADUATE AND PROFESSIONAL STUDENTS, DOCTORAL STUDENTS, POSTDOCTORAL SCHOLARS AND FELLOWS, MEDICAL RESIDENTS, STUDENT EMPLOYEES, AND TEMPORARY AND CONTRACT EMPLOYEES, INCLUDING HOUSE STAFF, AND THIRD PARTIES WHO ARE WITHIN DUKE'S PROGRAMS AND ACTIVITIES, INCLUDING APPLICANTS FOR ADMISSION AND EMPLOYMENT, VISITORS, VISITING SCHOLARS, PATIENTS, EMPLOYEES OF DUKE CONTRACTORS, AND PROGRAM PARTICIPANTS. THE OFFICE FOR INSTITUTIONAL EQUITY (OIE) IS RESPONSIBLE FOR ADMINISTERING THE POLICY ON PROHIBITED DISCRIMINATION, HARASSMENT, AND RELATED MISCONDUCT ("POLICY") AND ITS IMPLEMENTING PROCEDURES. THE VICE PRESIDENT FOR INSTITUTIONAL EQUITY IS DUKE'S DESIGNATED COORDINATOR FOR SECTION 504 OF THE REHABILITATION ACT OF 1973 AND THE AGE DISCRIMINATION ACT OF 1975. THE ASSISTANT VICE PRESIDENT, HARASSMENT AND DISCRIMINATION PREVENTION AND COMPLIANCE IS DUKE'S DESIGNATED COORDINATOR FOR TITLE IX OF THE EDUCATION AMENDMENTS OF 1972. THESE OFFICERS MAY BE CONTACTED AT THE OFFICE FOR INSTITUTIONAL EQUITY, SMITH WAREHOUSE, 114 S. BUCHANAN BLVD., BAY 8, DURHAM, NORTH CAROLINA 27708, (919) 684-8222, OIE-HELP@DUKE.EDU. THIS POLICY PROHIBITS DISCRIMINATION AND HARASSMENT ON THE BASIS OF AGE, COLOR, DISABILITY, GENDER, GENDER EXPRESSION, GENDER IDENTITY, GENETIC INFORMATION, NATIONAL ORIGIN, RACE, RELIGION, SEX (INCLUDING PREGNANCY), SEXUAL ORIENTATION, OR VETERAN STATUS (COLLECTIVELY, "PROTECTED STATUS OR "PROTECTED CHARACTERISTICS"). THIS PROHIBITION INCLUDES DISCRIMINATION AND HARASSMENT BASED ON THE PERCEPTION OF AN INDIVIDUAL'S PROTECTED STATUS, EVEN IF THAT PERCEPTION IS INCORRECT. THE POLICY ALSO PROHIBITS RELATED MISCONDUCT, SUCH AS SEXUAL ASSAULT, RELATIONSHIP VIOLENCE, STALKING, AND RETALIATION. THIS POLICY APPLIES TO ALL OPERATIONS OF DUKE UNIVERSITY AND DUKE UNIVERSITY HEALTH SYSTEM. THE POLICY SHOULD BE READ CONSISTENTLY WITH ALL APPLICABLE FEDERAL, STATE AND LOCAL LAWS ADDRESSING DISCRIMINATION, HARASSMENT, AND RELATED MISCONDUCT. ADDITIONAL INFORMATION, INCLUDING THE COMPLETE TEXT OF THE POLICY ON PROHIBITED DISCRIMINATION, HARASSMENT, AND RELATED MISCONDUCT AND APPROPRIATE COMPLAINT PROCEDURES, MAY BE FOUND BY VISITING THE OFFICE FOR INSTITUTIONAL EQUITY'S WEBSITE AT: HTTPS://OIE.DUKE.EDU/. FOR FURTHER INFORMATION ON NOTICE OF NONDISCRIMINATION, YOU CAN CONTACT THE UNIVERSITY OFFICE NOTED ABOVE,OR VISIT HTTPS://WWW2.ED.GOV/ABOUT/OFFICES/LIST/OCR/INDEX.HTML, FOR THE ADDRESS AND PHONE NUMBER OF THE OFFICE FOR CIVIL RIGHTS, U.S. DEPARTMENT OF EDUCATION, OFFICE THAT SERVES YOUR AREA, OR CALL 1-800-421-3481. DISSEMINATION THE EQUAL EMPLOYMENT OPPORTUNITY POLICY IS DISTRIBUTED TO ALL MEMBERS OF THE DUKE COMMUNITY. POLICY INFORMATION IS PROVIDED TO NEW EMPLOYEES AT ORIENTATION SESSIONS AND TO UNION OFFICIALS REPRESENTING DUKE EMPLOYEES. THE EQUAL EMPLOYMENT OPPORTUNITY STATEMENT IS PUBLISHED IN HUMAN RESOURCE POLICY MANUALS, THE FACULTY HANDBOOK, THE STAFF HANDBOOK, AND IS POSTED ON BULLETIN BOARDS THROUGHOUT DUKE. THE POLICY IS DISCUSSED IN MANAGEMENT TRAINING PROGRAMS AND IS DESCRIBED IN VARIOUS LITERATURE DISTRIBUTED BY DUKE. NONDISCRIMINATION CLAUSES ARE INCLUDED IN ALL UNION AGREEMENTS AND ALL SUCH CONTRACTUAL PROVISIONS ARE REVIEWED TO ENSURE THAT THEY ARE NONDISCRIMINATORY [41 CFR 60-300.44(F) AND (G) & 41 CFR 60-741.44(F) AND (G)]. PURSUANT TO REGULATIONS, ALL DUKE PURCHASE ORDERS, LEASES, AND CONTRACTS INCORPORATE THE FOLLOWING EQUAL OPPORTUNITY CLAUSE SETTING FORTH DUKE'S EXPECTATIONS: THE CONTRACTOR AND SUBCONTRACTOR SHALL ABIDE BY THE REQUIREMENTS OF 1 CFR 60-1.4(A), 60-300.5(A) AND 60-741.5(A). THESE REGULATIONS PROHIBIT DISCRIMINATION AGAINST QUALIFIED INDIVIDUALS BASED ON THEIR STATUS AS PROTECTED VETERANS OR INDIVIDUALS WITH DISABILITIES, AND PROHIBIT DISCRIMINATION AGAINST ALL INDIVIDUALS BASED ON THEIR RACE, COLOR, RELIGION, SEX, SEXUAL ORIENTATION, GENDER IDENTITY OR NATIONAL ORIGIN. MOREOVER, THESE REGULATIONS REQUIRE THAT COVERED PRIME CONTRACTORS AND SUBCONTRACTORS TAKE AFFIRMATIVE ACTION TO EMPLOY AND ADVANCE IN EMPLOYMENT INDIVIDUALS WITHOUT REGARD TO RACE, COLOR, RELIGION, SEX, SEXUAL ORIENTATION, GENDER IDENTITY, GENDER EXPRESSION, NATIONAL ORIGIN, DISABILITY OR VETERAN STATUS. PUBLICATIONS AND OTHER DUKE MATERIALS REPRESENT ALL INDIVIDUALS, REGARDLESS OF DEMOGRAPHIC PROFILE AND INCLUDE SPECIAL CONSIDERATION OF PERSONS THAT CLAIM DISABILITY OR VETERAN STATUS. RECRUITING ADVERTISEMENTS STATE THAT DUKE IS AN EQUAL OPPORTUNITY/AFFIRMATIVE ACTION EMPLOYER. AN EXPANDED STATEMENT TO CONVEY DUKE'S COMMITMENT TO DIVERSITY AND INCLUSION IS INCLUDED IN DOCUMENTS AND POSITION DESCRIPTIONS: DUKE IS AN AFFIRMATIVE ACTION/EQUAL OPPORTUNITY EMPLOYER COMMITTED TO PROVIDING EMPLOYMENT OPPORTUNITY WITHOUT REGARD TO AN INDIVIDUAL'S AGE, COLOR, DISABILITY, GENDER, GENDER EXPRESSION, GENDER IDENTITY, GENETIC INFORMATION, NATIONAL ORIGIN, RACE, RELIGION, SEX, SEXUAL ORIENTATION, OR VETERAN STATUS.

FORM 990, SCHEDULE E, LINE 6

EXPLANATION OF GOVERNMENT FINANCIAL AID IN FUTHERANCE OF ITS EDUCATIONAL MISSIONS, DUKE UNIVERSITY RECEIVES FUNDS IN SUPPORT OF ITS UNDERGRADUATE AND GRADUATE STUDENTS. THESE FUNDS INCLUDE FINANCIAL AID PROGRAMS SUCH AS FEDERAL COLLEGE WORK STUDY, FEDERAL PERKINS FUNDS, FEDERAL STAFFORD LOAN FUNDS, FEDERAL PELL GRANT FUNDS, FEDERAL SEOG FUNDS, MEDICAL PROFESSION LOANS, FEDERAL NURSING LOANS, AND FEDERAL PLUS, ETC. ADDITIONAL STUDENT FINANCIAL AID IS RECEIVED IN THE FORM OF FELLOWSHIP SUPPORT FROM A VARIETY OF FEDERAL AGENCIES, INCLUDING NIH UNDER ITS INDIVIDUAL AND GRADUATE FELLOWSHIP PROGRAMS. IN ADDITION, DUKE UNIVERSITY RECEIVES COOPERATIVE AGREEMENTS FOR BOTH RESEARCH AND EDUCATIONAL PROGRAMS. ALTHOUGH THIS SUPPORT COMES FROM A WIDE VARIETY OF FEDERAL AGENCIES, THE NATIONAL INSTITUTE OF HEALTH, THE NATIONAL SCIENCE FOUNDATION, THE DEPARTMENT OF DEFENSE, AND THE DEPARTMENT OF ENERGY PROVIDE THE MAJORITY OF GRANTS AND COOPERATIVE AGREEMENTS.

Schedule F IRS990ScheduleF

Field	Value	IRS element (for citing)
Grant Records Maintained	0	GrantRecordsMaintainedInd

Account Activities Outside US AccountActivitiesOutsideUSGrp (37 entries)

RegionRegionTxt	EmployeeEmployeeCnt	Type Of Activities ConductedTypeOfActivitiesConductedTxt	Specific Services ProvidedSpecificServicesProvidedTxt	Region Total ExpendituresRegionTotalExpendituresAmt
CENTRAL AMERICA AND THE CARIBBEAN	0	PROGRAM SERVICES	EDUCATION	$10,000
CENTRAL AMERICA AND THE CARIBBEAN	0	PROGRAM SERVICES	RESEARCH	$116,000
CENTRAL AMERICA AND THE CARIBBEAN	3	PROGRAM SERVICES	STUDY ABROAD	$86,000
CENTRAL AMERICA AND THE CARIBBEAN	0	SEMINAR		$22,000
EAST ASIA AND THE PACIFIC	0	GRANTMAKING		$8,935,000
EAST ASIA AND THE PACIFIC	0	PROGRAM SERVICES	EDUCATION	$69,000
EAST ASIA AND THE PACIFIC	0	PROGRAM SERVICES	RESEARCH	$3,039,000
EAST ASIA AND THE PACIFIC	2	PROGRAM SERVICES	STUDY ABROAD	$41,000
EAST ASIA AND THE PACIFIC	0	SEMINAR		$314,000
EUROPE	0	GRANTMAKING		$117,000
EUROPE	0	PROGRAM SERVICES	EDUCATON	$490,000
EUROPE	0	PROGRAM SERVICES	RESEARCH	$6,318,000
EUROPE	34	PROGRAM SERVICES	STUDY ABROAD	$3,245,000
EUROPE	0	SEMINAR		$1,280,000
MIDDLE EAST AND NORTH AFRICA	0	PROGRAM SERVICES	EDUCATION	$29,000
MIDDLE EAST AND NORTH AFRICA	0	PROGRAM SERVICES	RESEARCH	$190,000
MIDDLE EAST AND NORTH AFRICA	0	PROGRAM SERVICES	STUDY ABROAD	$181,000
MIDDLE EAST AND NORTH AFRICA	0	SEMINAR		$75,000
NORTH AMERICA	0	GRANTMAKING		$6,000
NORTH AMERICA	0	PROGRAM SERVICES	EDUCATION	$20,000
NORTH AMERICA	0	PROGRAM SERVICES	RESEARCH	$6,064,000
NORTH AMERICA	0	SEMINAR		$159,000
RUSSIA	0	SEMINAR		$22,000
SOUTH AMERICA	0	GRANTMAKING		$10,000
SOUTH AMERICA	0	PROGRAM SERVICES	EDUCATION	$49,000
SOUTH AMERICA	0	PROGRAM SERVICES	RESEARCH	$392,000
SOUTH AMERICA	6	PROGRAM SERVICES	STUDY ABROAD	$349,000
SOUTH AMERICA	0	SEMINAR		$119,000
SOUTH ASIA	0	GRANTMAKING		$3,000
SOUTH ASIA	0	PROGRAM SERVICES	EDUCATION	$205,000
SOUTH ASIA	0	PROGRAM SERVICES	RESEARCH	$1,038,000
SOUTH ASIA	0	SEMINAR		$44,000
SUB-SAHARAN AFRICA	0	GRANTMAKING		$21,000
SUB-SAHARAN AFRICA	0	PROGRAM SERVICES	EDUCATION	$50,000
SUB-SAHARAN AFRICA	0	PROGRAM SERVICES	RESEARCH	$3,033,000
SUB-SAHARAN AFRICA	10	PROGRAM SERVICES	STUDY ABROAD	$300,000
SUB-SAHARAN AFRICA	0	SEMINAR		$90,000

Field	Value	IRS element (for citing)
Subtotal Offices	0	SubtotalOfficesCnt
Subtotal Employees	5	SubtotalEmployeesCnt
Continuation Total Office	0	ContinuationTotalOfficeCnt
Continuation Total Employee	50	ContinuationTotalEmployeeCnt
Total Office	0	TotalOfficeCnt
Total Employee	55	TotalEmployeeCnt
Subtotal Spent	$12,318,000	SubtotalSpentAmt
Continuation Spent	$24,213,000	ContinuationSpentAmt
Total Spent	$36,531,000	TotalSpentAmt

Grants To Org Outside US GrantsToOrgOutsideUSGrp (3 entries)

RegionRegionTxt	Purpose Of GrantPurposeOfGrantTxt	Cash GrantCashGrantAmt	Manner Of Cash DisbursementMannerOfCashDisbursementTxt	Non Cash AssistanceNonCashAssistanceAmt
EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA,	GENERAL SUPPORT	$8,934,401	WIRE	$0
EUROPE (INCLUDING ICELAND & GREENLAND)	GENERAL SUPPORT	$44,486	WIRE	$0
SUB-SAHARAN AFRICA	GENERAL SUPPORT	$16,780	WIRE	$0

Field	Value	IRS element (for citing)
Total501c3 Org	0	Total501c3OrgCnt
Total Other Org	4	TotalOtherOrgCnt

Foreign Individuals Grants ForeignIndividualsGrantsGrp (9 entries)

Type Of AssistanceTypeOfAssistanceTxt	RegionRegionTxt	RecipientRecipientCnt	Cash GrantCashGrantAmt	Manner Of Cash DisbursementMannerOfCashDisbursementTxt
INTERNATIONAL SOCIETY OF BAYESIAN ANALYSIS AWARD	EAST ASIA AND THE PACIFIC	1	$1,000	WIRE
CASE COMPETITION PRIZE	EUROPE (INCLUDING ICELAND & GREENLAND)	6	$6,500	WIRE
INTERNATIONAL SOCIETY OF BAYESIAN ANALYSIS AWARD	EUROPE (INCLUDING ICELAND & GREENLAND)	8	$8,000	WIRE
MISC PRIZE/AWARDS	EUROPE (INCLUDING ICELAND & GREENLAND)	3	$2,771	WIRE
PUBLIC INTERNATIONAL LAW AWARD	EUROPE (INCLUDING ICELAND & GREENLAND)	1	$55,000	WIRE
INTERNATIONAL SOCIETY OF BAYESIAN ANALYSIS AWARD	NORTH AMERICA	2	$2,000	WIRE
MISC PRIZE/AWARDS	NORTH AMERICA	3	$3,700	WIRE
CASE COMPETITION PRIZE	SOUTH ASIA	2	$3,000	WIRE
MISC PRIZE/AWARDS	SOUTH AMERICA	1	$10,000	WIRE

Field	Value	IRS element (for citing)
Transfer To Foreign Corp	0	TransferToForeignCorpInd
Interest In Foreign Trust	0	InterestInForeignTrustInd
Foreign Corp Ownership	Yes (1)	ForeignCorpOwnershipInd
Passive Foreign Investmest Co	0	PassiveForeignInvestmestCoInd
Foreign Partnership	0	ForeignPartnershipInd
Boycott Countries	Yes (1)	BoycottCountriesInd

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc

ExplanationExplanationTxt

PART III ACCOUNTING METHOD:

SCHEDULE F, PART I, LINE 2:

PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS OUTSIDE THE UNITED STATES DUKE UNIVERSITY PERIODICALLY APPROVES GRANTS AND TRANSFERS GRANT FUNDS TO SEVERAL ORGANIZATIONS OUTSIDE THE UNITED STATES. IN PARTICULAR FOR SUBGRANT RECIPIENTS, A SERIES OF INTERNAL CONTROLS HAVE BEEN ESTABLISHED WHICH INCLUDE DETERMINATION OF WHETHER AN AUDIT WILL BE REQUIRED. DUKE UNIVERSITY HAS ESTABLISHED A DETAILED AND COMPETITIVE APPLICATION PROCESS WHICH ENSURES PROPER PURPOSE AND USE OF THESE GRANT FUNDS PRIOR TO ENGAGEMENT. FOLLOWING THE PROCUREMENT PROCESS, DUKE UNIVERSITY MONITORS SUBSEQUENT BILLING AND PERFORMANCE OF THE GRANT RECIPIENTS. INVOICES MUST BE SUBMITTED ACCORDING TO THE TERMS AND CONDITIONS WHICH MIRROR THE TERMS AND CONDITIONS OF THE ULTIMATE GRANTOR. PRIOR TO PAYMENT, CENTRALIZED DEPARTMENTS REVIEW DOCUMENTATION TO ENSURE THE EXPENSES ARE ALLOWABLE WITHIN THE TERMS OF THE GRANT. ULTIMATELY, THE ORGANIZATIONS AWARDED THESE GRANT FUNDS MUST MONITOR THE APPROPRIATE DISTRIBUTION OF THESE GRANT FUNDS IN THE ORDINARY COURSE OF BUSINESS AND REPORT SUCH INFORMATION TO DUKE UNIVERSITY.

Schedule G IRS990ScheduleG

Field	Value	IRS element (for citing)
Mail Solicitations	Yes (X)	MailSolicitationsInd
Email Solicitations	Yes (X)	EmailSolicitationsInd
Phone Solicitations	Yes (X)	PhoneSolicitationsInd
In Person Solicitations	Yes (X)	InPersonSolicitationsInd
Solicitation Of Non Govt Grants	Yes (X)	SolicitationOfNonGovtGrantsInd
Solicitation Of Govt Grants	Yes (X)	SolicitationOfGovtGrantsInd
Special Fundraising Events	Yes (X)	SpecialFundraisingEventsInd
Agrmt Prof Fundraising Acty	Yes (1)	AgrmtProfFundraisingActyInd

Fundraiser Activity Info FundraiserActivityInfoGrp (10 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	ActivityActivityTxt	Fundraiser Control Of FundsFundraiserControlOfFundsInd	Gross ReceiptsGrossReceiptsAmt	Retained By ContractorRetainedByContractorAmt	Net To OrganizationNetToOrganizationAmt
PALISADES MEDIA GROUP INC
SEE PART IV FOR ADDRESS	SANTA MONICA	CA	90404	FUNDRAISING RELATED MARKETING & ADVERTISING	0	$0	$0	$394,138
TWO BY FOUR LTD
SEE PART IV FOR ADDRESS	CHICAGO	IL	60602	FUNDRAISING RELATED MARKETING & ADVERTISING	0	$0	$0	$204,299
SAVAS LABS INC
SEE PART IV FOR ADDRESS	RALEIGH	NC	27603	FUNDRAISING RELATED WEBSITE DEVELOPMENT	0	$0	$0	$150,000
ORACLE AMERICA INC
SEE PART IV FOR ADDRESS	REDWOOD SHORES	CA	94025	FUNDRAISING RELATED DATABASE DEVELOPMENT	0	$0	$0	$110,779
BNY MELLON NA
SEE PART IV FOR ADDRESS	NEW YORK	NY	10286	FUNDRAISING CONSULTING, STRATEGIC PLANNING, COMMU.	0	$0	$0	$78,488
COMMUNITY COUNSELLING SVC CO
SEE PART IV FOR ADDRESS	NEW YORK	NY	10022	FUNDRAISING CONSULTING, STRATEGIC PLANNING, COMMU.	0	$0	$0	$75,000
GRENZEBACH GLIER & ASSOCIATES
SEE PART IV FOR ADDRESS	CHICAGO	IL	60611	FUNDRAISING CONSULTING, STRATEGIC PLANNING, COMMU.	0	$0	$0	$66,219
STANFORD UNIVERSITY
SEE PART IV FOR ADDRESS	STANFORD	CA	94305	FUNDRAISING CONSULTING, STRATEGIC PLANNING, COMMU.	0	$0	$0	$63,000
NO REGRET PRODUCTIONS LLC
SEE PART IV FOR ADDRESS	DURHAM	NC	27713	FUNDRAISING RELATED GRAPHIC DESIGN & PHOTOGRAPHY	0	$0	$0	$59,050
DANIELS TOURS LLC
SEE PART IV FOR ADDRESS	RALEIGH	NC	27616	FUNDRAISING CONSULTING, STRATEGIC PLANNING, COMMU.	0	$0	$0	$52,425

Field	Value	IRS element (for citing)
Total Net To Organization	$1,253,398	TotalNetToOrganizationAmt
Licensed States	AL	LicensedStatesCd
Licensed States	AK	LicensedStatesCd
Licensed States	AR	LicensedStatesCd
Licensed States	CA	LicensedStatesCd
Licensed States	CO	LicensedStatesCd
Licensed States	CT	LicensedStatesCd
Licensed States	DC	LicensedStatesCd
Licensed States	FL	LicensedStatesCd
Licensed States	GA	LicensedStatesCd
Licensed States	HI	LicensedStatesCd
Licensed States	IL	LicensedStatesCd
Licensed States	KS	LicensedStatesCd
Licensed States	KY	LicensedStatesCd
Licensed States	ME	LicensedStatesCd
Licensed States	MD	LicensedStatesCd
Licensed States	MA	LicensedStatesCd
Licensed States	MI	LicensedStatesCd
Licensed States	MN	LicensedStatesCd
Licensed States	MS	LicensedStatesCd
Licensed States	NH	LicensedStatesCd
Licensed States	NJ	LicensedStatesCd
Licensed States	NM	LicensedStatesCd
Licensed States	NY	LicensedStatesCd
Licensed States	NC	LicensedStatesCd
Licensed States	ND	LicensedStatesCd
Licensed States	OH	LicensedStatesCd
Licensed States	OK	LicensedStatesCd
Licensed States	OR	LicensedStatesCd
Licensed States	PA	LicensedStatesCd
Licensed States	RI	LicensedStatesCd
Licensed States	SC	LicensedStatesCd
Licensed States	TN	LicensedStatesCd
Licensed States	UT	LicensedStatesCd
Licensed States	VA	LicensedStatesCd
Licensed States	WA	LicensedStatesCd
Licensed States	WV	LicensedStatesCd
Licensed States	WI	LicensedStatesCd

Fundraising Event Information FundraisingEventInformationGrp

Field	Value	IRS element (for citing)
Event1	CMN	Event1Nm
Gross Receipts Event1	$2,334,652	GrossReceiptsEvent1Amt
Charitable Contri Event1	$2,284,652	CharitableContriEvent1Amt
Gross Revenue Event1	$50,000	GrossRevenueEvent1Amt
Other Direct Expenses Event1	$383,661	OtherDirectExpensesEvent1Amt
Event2	RADIOTHON	Event2Nm
Gross Receipts Event2	$485,703	GrossReceiptsEvent2Amt
Charitable Contri Event2	$435,565	CharitableContriEvent2Amt
Gross Revenue Event2	$50,138	GrossRevenueEvent2Amt
Other Direct Expenses Event2	$30,872	OtherDirectExpensesEvent2Amt
Other Events Total	6	OtherEventsTotalCnt
Gross Receipts Other Events	$431,990	GrossReceiptsOtherEventsAmt
Charitable Contri Other Events	$375,244	CharitableContriOtherEventsAmt
Gross Revenue Other Events	$56,746	GrossRevenueOtherEventsAmt
Cash Prizes Other Events	$0	CashPrizesOtherEventsAmt
Non Cash Prizes Other Events	$37,874	NonCashPrizesOtherEventsAmt
Rent Fclty Costs Other Events	$5,576	RentFcltyCostsOtherEventsAmt
Food And Beverage Other Events	$15,702	FoodAndBeverageOtherEventsAmt
Entertainment Other Events	$495	EntertainmentOtherEventsAmt
Oth Direct Expnss Other Events	$150,011	OthDirectExpnssOtherEventsAmt
Gross Receipts Total	$3,252,345	GrossReceiptsTotalAmt
Charitable Contributions Tot	$3,095,461	CharitableContributionsTotAmt
Gross Revenue Total Events	$156,884	GrossRevenueTotalEventsAmt
Non Cash Prizes Total Events	$37,874	NonCashPrizesTotalEventsAmt
Rent Fclty Costs Total Events	$5,576	RentFcltyCostsTotalEventsAmt
Food And Beverage Total Events	$15,702	FoodAndBeverageTotalEventsAmt
Entertainment Total Events	$495	EntertainmentTotalEventsAmt
Oth Direct Expnss Total Events	$564,544	OthDirectExpnssTotalEventsAmt
Direct Expense Summary Events	$624,191	DirectExpenseSummaryEventsAmt
Net Income Summary	-$467,307	NetIncomeSummaryAmt

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc

ExplanationExplanationTxt

SCHEDULE G, PART I, LINE 2B, LIST OF TEN HIGHEST PAID FUNDRAISERS:

(I) NAME OF FUNDRAISER: PALISADES MEDIA GROUP INC (I) ADDRESS OF FUNDRAISER: 1601 CLOVERFIELD BLVD, SANTA MONICA, CA 90404 (I) NAME OF FUNDRAISER: TWO BY FOUR LTD (I) ADDRESS OF FUNDRAISER: 10 N DEARBORN ST, CHICAGO, IL 60602 (I) NAME OF FUNDRAISER: SAVAS LABS INC (I) ADDRESS OF FUNDRAISER: 1 GLENWOOD AVE, RALEIGH, NC 27603 (I) NAME OF FUNDRAISER: ORACLE AMERICA INC (I) ADDRESS OF FUNDRAISER: 500 ORACLE PKWY, REDWOOD SHORES, CA 94065 (I) NAME OF FUNDRAISER: BNY MELLON NA (I) ADDRESS OF FUNDRAISER: 1 WALL ST, NEW YORK, NY 10286 (I) NAME OF FUNDRAISER: COMMUNITY COUNSELLING SVC CO LLC (I) ADDRESS OF FUNDRAISER: 527 MADISION AVE, NEW YORK, NY 10022 (I) NAME OF FUNDRAISER: GRENZEBACH GLIER & ASSOCIATES (I) ADDRESS OF FUNDRAISER: 401 N. MICHIGAN AVE, CHICAGO, IL 60611 (I) NAME OF FUNDRAISER: STANFORD UNIVERSITY (I) ADDRESS OF FUNDRAISER: 691 PAMPAS LANE, STANFORD, CA 94305 (I) NAME OF FUNDRAISER: NO REGRET PRODUCTIONS LLC (I) ADDRESS OF FUNDRAISER: 2530 MERIDAN PKWY, DURHAM, NC 27713 (I) NAME OF FUNDRAISER: DANIELS TOURS LLC (I) ADDRESS OF FUNDRAISER: 8311 BRIAR CREEK PKWY, RALEIGH, NC 27616

SCHEDULE G, LINE 2(B), COLUMN (V)

DUKE UNIVERSITY ENTERS INTO AGREEMENTS WITH ENTITIES OR INDIVIDUALS LISTED ON SCHEDULE G, PART I, LINE 2(B), COLUMNS (I-V). THE AGREEMENTS PROVIDE THAT THE PAYMENT FOR REIMBURSEMENT OF SUCH EXPENSES WILL BE ISSUED IN ADDITION TO THE FEE FOR SERVICES RENDERED. THERE ARE NO AGREEMENTS THAT PROVIDE EXCLUSIVELY FOR EXPENSES, BUT NOT FOR PROFESSIONAL FUNDRAISING SERVICES.

Schedule I IRS990ScheduleI

Field	Value	IRS element (for citing)
Grant Records Maintained	Yes (1)	GrantRecordsMaintainedInd

Recipient Table RecipientTable (64 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	Recipient EINRecipientEIN	IRC SectionIRCSectionDesc	Cash GrantCashGrantAmt	Non Cash AssistanceNonCashAssistanceAmt	Valuation Method UsedValuationMethodUsedDesc	Non Cash AssistanceNonCashAssistanceDesc	Purpose Of GrantPurposeOfGrantTxt
ALAMANCE COMMUNITY COLLEGE
PO BOX 800	GRAHAM	NC	27253	581511004	501(C)(3)	$0	$13,500	FMV	3D PRINTER	GENERAL SUPPORT
AMERICAN RED CROSS
25688 NETWORK PLACE	CHICAGO	IL	606731256	530196605	501(C)(3)	$14,071	$0			GENERAL SUPPORT
AMY E KELLY EDUCATION FOUNDATION
1815 CHANDELLAY DRIVE	DURHAM	NC	27705	464263928	501(C)(3)	$10,988	$0			COMMUNITY SUPPORT
BIKE DURHAM
PO BOX 25236	DURHAM	NC	27702	465356944	501(C)(3)	$7,500	$0			COMMUNITY SUPPORT
BOOK HARVEST
2501 UNIVERSITY DR	DURHAM	NC	27707	452610533	501(C)(3)	$15,500	$0			COMMUNITY SUPPORT
CARROLL MINISTRIES INTERNATIONAL
833 BROOKHURST ST	OAKLAND	CA	94608	264726567	501(C)(3)	$10,000	$0			INNOVATION AWARD
CHABAD AT DUKE UG INC
204 N BUCHANAN BLVD	DURHAM	NC	27701	813815268	501(C)(3)	$75,000	$0			COMMUNITY SUPPORT
CHARLES HAMILTON HOUSTON FOUNDATION
PO BOX 25138	DURHAM	NC	27702	474992302	501(C)(3)	$10,000	$0			COMMUNITY SUPPORT
CHI OMEGA FRATERNITY
3395 PLAYERS CLUB PKWY	MEMPHIS	TN	38125	566194343	501(C)(7)	$6,117	$0			GENERAL SUPPORT
CITY OF DURHAM
101 CITY HALL PLAZA	DURHAM	NC	27701	566000225		$255,000	$0			COVID SUSTAINED ENGAGEMENT/COMMUNITY SUPPORT
COALITION FOR SPIRITUAL AND PUBLIC
1701 S 1ST AVE SUITE 407	MAYWOOD	IL	60153	821777262	501(C)(3)	$10,000	$0			COMMUNITY SUPPORT
COMMUNITIES IN PARTNERSHIP
PO BOX 11247	DURHAM	NC	27703	475567396	501(C)(3)	$27,000	$0			COMMUNITY SUPPORT
COMMUNITY EMPOWERMENT FUND
208 N COLUMBIA ST SUITE 100	CHAPEL HILL	NC	275143504	270428981	501(C)(3)	$6,018	$0			COMMUNITY SUPPORT
CUMBERLAND RESIDENTIAL AND EMPLOYMENT SERVICES TRAINING
PO BOX 877	FAYETTEVILLE	NC	28302	561258754	501(C)(3)	$0	$15,400	FMV	OFFICE FURNITURE	GENERAL SUPPORT
DONT EVER GIVE UP INC
14600 WESTON PKWY	CARY	NC	27513	475304184	501(C)(3)	$25,000	$0			COMMUNITY SUPPORT
DURHAM CHILDRENS INITIATIVE
2101 ANGIER AVE 200	DURHAM	NC	27703	320263133	501(C)(3)	$6,000	$0			COMMUNITY SUPPORT
DURHAM LITERACY CENTER
PO BOX 52209	DURHAM	NC	27707	561479534	501(C)(3)	$7,500	$0			COMMUNITY SUPPORT
DURHAM PUBLIC SCHOOLS
1637 E LAWSON STREET	DURHAM	NC	27703	566001021		$45,999	$0			GENERAL SUPPORT
DURHAM PUBLIC SCHOOLS FOUNDATION
411 W CHAPEL HILL ST C2	DURHAM	NC	27701	822803464	501(C)(3)	$25,500	$0			COMMUNITY SUPPORT
DURHAM TECHNICAL COMMUNITY COLLEGE
1637 LAWSON ST	DURHAM	NC	27703	560792513	501(C)(3)	$10,500	$0			COMMUNITY SUPPORT
DURHAMCARES INC
PO BOX 331	DURHAM	NC	27702	262689130	501(C)(3)	$11,500	$0			GENERAL SUPPORT
EL FUTURO INC
2020 E CHAPEL HILL ROAD SUITE 23	DURHAM	NC	27707	800122334	501(C)(3)	$124,185	$0			COVID IMPACT/COMMUNITY SUPPORT
EMILY KRZYZEWSKI FAMILY LIFE CENTER
904 W CHAPEL HILL ST	DURHAM	NC	27701	562230469	501(C)(3)	$258,360	$0			COMMUNITY SUPPORT
EMPOWERED PARENTS IN COMMUNITY
PO BOX 51431	DURHAM	NC	27717	841926159	501(C)(3)	$10,000	$0			GENERAL SUPPORT
FAMILIES MOVING FORWARD
300 N QUEEN ST	DURHAM	NC	27701	561633998	501(C)(3)	$100,000	$0			COVID SUSTAINED SUPPORT
FARMER FOODSHARE INC
902 N MANGUM ST	DURHAM	NC	27701	273717889	501(C)(3)	$8,164	$0			GENERAL SUPPORT
FORWARD CITIES INC
PO BOX 2008	DURHAM	NC	27702	134302280	501(C)(3)	$10,000	$0			SPONSORSHIP
FRIENDS OF LAKEWOOD ELEMENTARY PTA
1505 BLOUNT ST	DURHAM	NC	27707	474144611	501(C)(3)	$6,660	$0			COMMUNITY SUPPORT
GATHER LAB LLC
15 RIPARIAN WAY	SWANNANOA	NC	28778	831254926		$25,000	$0			GENERAL SUPPORT
GRADUATE CHEMISTRY COUNCIL
124 SCIENCE DR BOX 90354	DURHAM	NC	27708	834408726	501(C)(3)	$7,800	$0			GENERAL SUPPORT
HABITAT FOR HUMANITY OF DURHAM INC
215 N CHURCH ST	DURHAM	NC	27701	581674794	501(C)(3)	$55,000	$0			COMMUNITY SUPPORT
HELIUS FOUNDATION
2208 COLLIER DR	DURHAM	NC	27707	474482327	501(C)(3)	$10,000	$0			COMMUNITY SUPPORT
INDUSTRIAL COMMONS
PO BOX 71	MORGANTON	NC	28680	472080338	501(C)(3)	$10,000	$0			INNOVATION AWARD
KEEP DURHAM BEAUTIFUL
2011 FAY ST	DURHAM	NC	27704	020735076	501(C)(3)	$25,000	$0			COMMUNITY SUPPORT
KRAMDEN INSTITUTE
4915 PROSPECTUS DRIVE	DURHAM	NC	27713	743108814	501(C)(3)	$2,000	$231,290	FMV	COMPUTER EQUIPMENT	GENERAL SUPPORT
LEARNING TREE LLC
1359 EDGEMONT AVE	INDIANAPOLIS	IN	46208	465751479		$10,000	$0			INNOVATION AWARD
LEGAL AID OF NORTH CAROLINA INC
319 CHAPANOKE RD STE 104	RALEIGH	NC	27603	311784161	501(C)(3)	$89,852	$0			GENERAL SUPPORT
MICHAEL J FOX FOUNDATION FOR
GRAND CENTRAL STATION PO BOX 4777	NEW YORK	NY	10163	134141945	501(C)(3)	$5,585	$0			GENERAL SUPPORT
MONICA CHIBUOGU NNEJI FOUNDATION
3710 SHANNON ROAD UNIT 52272	DURHAM	NC	27707	851546329	501(C)(3)	$6,500	$0			COMMUNITY SUPPORT
MUSEUM OF DURHAM HISTORY
PO BOX 362	DURHAM	NC	27702	943455685	501(C)(3)	$10,000	$0			COMMUNITY SUPPORT
NATIONAL ARCHIVES FOUNDATION
700 PENNSYLVANIA AVE NW RM G12	WASHINGTON	DC	20408	521792608	501(C)(3)	$22,000	$0			GENERAL SUPPORT
NATIONAL PANHELLENIC CONFERENCE INC
12730 MEETING HOUSE RD STE 200	CARMEL	IN	46032	526057229	501(C)(6)	$17,526	$0			GENERAL SUPPORT
NORTH CAROLINA ARTS IN ACTION INC
PO BOX 51277	DURHAM	NC	27717	203029784	501(C)(3)	$9,500	$0			GENERAL SUPPORT
NORTH CAROLINA CENTRAL UNIVERSITY
1801 FAYETTEVILLE ST	DURHAM	NC	27707	566000730		$10,000	$0			COVID COMMUNITY INITIATIVE EDUCATION
PAULI MURRAY CTR FOR HISTORY &
POP BOX 541	DURHAM	NC	27702	454926223	501(C)(3)	$10,784	$0			COMMUNITY SUPPORT
PORCH CHAPEL HILL-CARRBORO
412 E WINMORE AVE	CHAPEL HILL	NC	27516	272759081	501(C)(3)	$5,712	$0			COMMUNITY SUPPORT
PRINCETON THEOLOGICAL SEMINARY
12 LIBRARY PLACE	PRINCETON	NJ	08540	210635010	501(C)(3)	$10,000	$0			GENERAL SUPPORT
REGENTS OF THE UNIV OF CALIFONIA
9500 GILMAN DRIVE 0521	LA JOLLA	CA	920930967	956006144	501(C)(3)	$10,000	$0			GENERAL SUPPORT
RESEARCH TRIANGLE FOUNDATION OF NC
PO BOX 12255	RTP	NC	27709	560853674	501(C)(4)	$10,000	$0			SPONSORSHIP
SAEF LEGAL AID
5658 S BLACKSTONE AVE 3	CHICAGO	IL	60637	850832245	501(C)(3)	$8,500	$0			LAW TECH LAB DEMO AWARD
SCRIPPS NATIONAL SPELLING BEE
POST OFFICE BOX 711861	CINCINNATI	OH	452711861	261133667		$7,900	$0			SPONSORSHIP
SERVEMINNESOTA
120 SOUTH SIXTH ST SUITE 2260	MINNEAPOLIS	MN	55402	412010058	501(C)(3)	$100,000	$0			GENERAL SUPPORT
STEPUP DURHAM
112 BROADWAY ST SUITE B	DURHAM	NC	27701	474578727	501(C)(3)	$20,900	$0			COMMUNITY SUPPORT
STUDENT U
600 E UMSTEAD ST	DURHAM	NC	27701	273460491	501(C)(3)	$21,000	$0			COMMUNITY SUPPORT
SWINGPALS
PO BOX 2994	DURHAM	NC	27715	274234469	501(C)(3)	$5,627	$0			COMMUNITY SUPPORT
TROSA
1820 JAMES ST	DURHAM	NC	27707	561861158	501(C)(3)	$0	$447,629	FMV	OFFICE/HOME FURNITURE	GENERAL SUPPORT
UNITING NC INC
201 W MAIN ST 100	DURHAM	NC	27701	263275886	501(C)(3)	$10,000	$0			COMMUNITY SUPPORT
UNIVERSITY OF NORTH CAROLINA
113 NEW WEST CB 3267	CHAPEL HILL	NC	275993267	566001393	501(C)(3)	$10,350	$0			SPONSORSHIP
URBAN MINISTRIES OF DURHAM INC
PO BOX 249	DURHAM	NC	27702	581505891	501(C)(3)	$100,700	$5,100	FMV	VEHICLE	COVID SUSTAINED/COMMUNITY SUPPORT
WALLTOWN CHILDRENS THEATRE
1225 BERKLEY ST	DURHAM	NC	27705	562214825	501(C)(3)	$10,000	$0			COMMUNITY SUPPORT
WEST END COMMUNITY FOUNDATION
PO BOX 51398	DURHAM	NC	277171398	561858174	501(C)(3)	$30,000	$0			COMMUNITY SUPPORT
WESTERN NORTH CAROLINA CONFERENCE
13924 PROFESSIONAL CTR DR 200	HUNTERSVILLE	NC	28078	566001441	501(C)(3)	$11,500	$0			GENERAL SUPPORT
WORLD RELIEF DURHAM
801 GILBERT ST 209	DURHAM	NC	27701	236393344	501(C)(3)	$12,500	$0			GENERAL SUPPORT
YMCA OF THE TRIANGLE AREA INC
801 CORPORATE CENTER DR STE 200	RALEIGH	NC	27606	560591307	501(C)(3)	$20,000	$0			COMMUNITY SUPPORT

Field	Value	IRS element (for citing)
Total501c3 Org	58	Total501c3OrgCnt
Total Other Org	6	TotalOtherOrgCnt

Grants Other Asst To Indiv In US GrantsOtherAsstToIndivInUSGrp (27 entries)

Grant TypeGrantTypeTxt	RecipientRecipientCnt	Cash GrantCashGrantAmt
BLACK FOUNDERS PRIZE	5	$57,000
CASE COMPETITION PRIZE	6	$5,000
CIOMPI QUARTET AWARD	8	$2,801
COMMUNITY ENGAGED SCHOLARSHIP	5	$21,000
COVID ASSISTANCE	29	$985
DUKE SYMPHONY ORCHESTRA CONDUCTORS AWARD	3	$299
HEALTH PROFESSION RECREITMENT & EXPOSURE PROGRAM SCHOLARSHIP	8	$9,500
HOLTON PRIZE	9	$5,000
HYMN COMPETITION AWARD	4	$2,100
INTERNATIONAL SOCIETY OF BAYESIAN ANALYSIS	4	$4,000
JO RAE WRIGHT AWARD	13	$14,250
LEGAL DESIGN DERBY AWARD	14	$7,900
MD AWARD	5	$15,000
MISC STUDENT AWARD RESEARCH	132	$235,395
OPPORTUNITY AWARD	4	$1,078
PAUL BRYAN AWARD	3	$900
PAULI MURRAY AWARD	3	$1,500
SCHOLARSHIP AWARD	12	$6,484
SOUTHEASTERN IMMUNOLOGY SYMPOSIUM AWARD	9	$1,650
SUMMER INTERNSHIP AWARD	11	$42,420
INTERNSHIP STIPENDS	831	$2,623,650
GRADUATE SCHOLARSHIPS & STIPENDS	2220	$33,705,242
UNDERGRADUATE SCHOLARSHIPS & STIPENDS	1200	$5,772,720
PRE-DOC SCHOLARSHIPS & STIPENDS	47	$495,881
POST-DOC SCHOLARSHIPS & STIPENDS	31	$360,004
UNDERGRADUATE ATHLETIC SCHOLARSHIPS	553	$29,524,107
GRADUATE ATHLETIC SCHOLARSHIPS	48	$2,926,579

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	SCHEDULE I, PART I, LINE 2:	FormAndLineReferenceDesc
Explanation	ORGANIZATION'S PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS IN U.S. DUKE UNIVERSITY PERIODICALLY APPROVES GRANTS AND TRANSFERS GRANT FUNDS TO NUMEROUS ORGANIZATIONS WITHIN THE UNITED STATES. FOR SUBGRANT RECIPIENTS, A SERIES OF INTERNAL CONTROLS HAVE BEEN ESTABLISHED WHICH INCLUDE DETERMINATION OF WHETHER AN AUDIT WILL BE REQUIRED. DUKE UNIVERSITY HAS ESTABLISHED A DETAILED AND COMPETITIVE APPLICATION PROCESS WHICH ENSURES PROPER PURPOSE AND USE OF THESE GRANT FUNDS PRIOR TO ENGAGEMENT. FOLLOWING THE PROCUREMENT PROCESS, DUKE UNIVERSITY MONITORS SUBSEQUENT BILLING AND PERFORMANCE OF THE GRANT RECIPIENTS. INVOICES MUST BE SUBMITTED ACCORDING TO THE TERMS AND CONDITIONS WHICH MIRROR THE TERMS AND CONDITIONS OF THE ULTIMATE GRANTOR. PRIOR TO PAYMENT, CENTRALIZED DEPARTMENTS REVIEW DOCUMENTATION TO ENSURE THE EXPENSES ARE ALLOWABLE WITHIN THE TERMS OF THE GRANT. ULTIMATELY, THE ORGANIZATIONS AWARDED THESE GRANTS MUST MONITOR THE APPROPRIATE DISTRIBUTION OF THESE GRANT FUNDS IN THE ORDINARY COURSE OF BUSINESS AND REPORT SUCH INFORMATION TO DUKE UNIVERSITY. STUDENTS' INSTITUTIONAL SCHOLARSHIPS AND FINANCIAL AID IS POSTED DIRECTLY TO THEIR BURSAR ACCOUNTS. THEREFORE, SUCH FUNDS ARE DIRECTLY APPLIED TO APPROPRIATE CHARGES WITHIN THE STUDENTS' ACCOUNTS. GRANT/FELLOWSHIP PAYMENTS ARE PROCESSED ACCORDING TO AWARD LETTERS, WHICH ARE REVIEWED AND SUBMITTED TO THE RECIPIENT IN ADVANCE OF ACCEPTING FOR THE APPLICABLE SEMESTER. EACH PAYMENT IS PREPARED ACCORDING TO THE AWARD LETTER BY A DEPARTMENTAL REPRESENTATIVE, WHICH IS THEN REVIEWED AND APPROVED BY A DEPARTMENTAL SUPERVISOR. PRIOR TO ISSUANCE, A FINAL REVIEW AND APPROVAL IS PROCESSED BY THE CENTRAL PAYMENT PROCESSING DEPARTMENT.	ExplanationTxt

Schedule J IRS990ScheduleJ

Field	Value	IRS element (for citing)
First Class Or Charter Travel	Yes (X)	FirstClassOrCharterTravelInd
Travel For Companions	Yes (X)	TravelForCompanionsInd
Housing Allowance Or Residence	Yes (X)	HousingAllowanceOrResidenceInd
Club Dues Or Fees	Yes (X)	ClubDuesOrFeesInd
Personal Services	Yes (X)	PersonalServicesInd
Written Policy Ref T And E Expnss	Yes (1)	WrittenPolicyRefTAndEExpnssInd
Substantiation Required	Yes (1)	SubstantiationRequiredInd
Compensation Committee	Yes (X)	CompensationCommitteeInd
Independent Consultant	Yes (X)	IndependentConsultantInd
Form990 Of Other Organizations	Yes (X)	Form990OfOtherOrganizationsInd
Written Employment Contract	Yes (X)	WrittenEmploymentContractInd
Compensation Survey	Yes (X)	CompensationSurveyInd
Board Or Committee Approval	Yes (X)	BoardOrCommitteeApprovalInd
Severance Payment	0	SeverancePaymentInd
Supplemental Nonqual Rtr Plan	Yes (1)	SupplementalNonqualRtrPlanInd
Equity Based Comp Arrngm	0	EquityBasedCompArrngmInd
Comp Based On Revenue Of Flng Org	0	CompBasedOnRevenueOfFlngOrgInd
Comp Bsd On Rev Related Orgs	0	CompBsdOnRevRelatedOrgsInd
Comp Bsd Net Earns Flng Org	0	CompBsdNetEarnsFlngOrgInd
Comp Bsd Net Earns Rltd Orgs	0	CompBsdNetEarnsRltdOrgsInd
Any Non Fixed Payments	0	AnyNonFixedPaymentsInd
Initial Contract Exception	0	InitialContractExceptionInd

Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (24 entries)

TitleTitleTxt	Base Compensation Filing OrgBaseCompensationFilingOrgAmt	Compensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmt	Bonus Filing OrganizationBonusFilingOrganizationAmount	Bonus Related OrganizationsBonusRelatedOrganizationsAmt	Other Compensation Filing OrgOtherCompensationFilingOrgAmt	Other Compensation Rltd OrgsOtherCompensationRltdOrgsAmt	Deferred Compensation Flng OrgDeferredCompensationFlngOrgAmt	Deferred Comp Rltd OrgsDeferredCompRltdOrgsAmt	Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmt	Nontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmt	Total Compensation Filing OrgTotalCompensationFilingOrgAmt	Total Compensation Rltd OrgsTotalCompensationRltdOrgsAmt	Comp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmt	Comp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt
MICHAEL W KRZYZEWSKI
COACH	$3,470,119	$0	$1,275,000	$0	$1,664,872	$0	$985,599	$0	$33,734	$0	$7,429,324	$0	$1,267,963	$0
DAVID N CUTCLIFFE
COACH	$2,487,706	$0	$400,000	$0	$19,500	$0	$35,296	$0	$82,442	$0	$3,024,944	$0	$0	$0
NEAL F TRIPLETT
CHIEF INVESTMENT OFFICER	$699,107	$0	$2,124,358	$0	$19,500	$0	$35,296	$0	$84,731	$0	$2,962,992	$0	$0	$0
A EUGENE WASHINGTON MD
CHANCELLOR HEALTH AFFAIRS	$1,399,794	$0	$1,259,368	$0	$19,500	$0	$35,296	$0	$18,451	$0	$2,732,409	$0	$0	$0
VINCENT E PRICE
PRESIDENT/TRUSTEE	$1,533,626	$0	$400,000	$0	$19,500	$0	$35,296	$0	$22,679	$0	$2,011,101	$0	$0	$0
TALLMAN TRASK
EXECUTIVE VICE PRESIDENT	$129,115	$0	$1,449,000	$0	$19,500	$0	$0	$0	$6,607	$0	$1,604,222	$0	$0	$0
DANIEL ENNIS
EXECUTIVE VICE PRESIDENT	$1,138,295	$0	$264,969	$0	$19,500	$0	$35,296	$0	$36,868	$0	$1,494,928	$0	$0	$0
KEVIN M WHITE
VP & DIRECTOR OF ATHLETICS	$926,645	$0	$5,000	$0	$419,500	$0	$35,296	$0	$17,964	$0	$1,404,405	$0	$400,000	$0
EVAN L JONES
INVESTMENT MANAGER	$389,217	$0	$783,475	$0	$19,500	$0	$190,746	$0	$20,323	$0	$1,403,261	$0	$0	$0
JUSTIN B NIXON
INVESTMENT MANAGER	$406,816	$0	$768,846	$0	$0	$0	$184,471	$0	$29,749	$0	$1,389,882	$0	$0	$0
RALPH SNYDERMAN
CHANCELLOR EMERITUS & CHIEF OF RHEUM	$1,253,711	$0	$0	$0	$0	$0	$35,296	$0	$20,786	$0	$1,309,793	$0	$0	$0
MARY E KLOTMAN MD
VICE CHAN. FOR HEALTH AFFAIRS & DEAN	$739,376	$0	$444,578	$0	$19,500	$0	$35,296	$0	$17,068	$0	$1,255,818	$0	$0	$0
MARK E CORIGLIANO
INVESTMENT MANAGER	$343,495	$0	$665,693	$0	$19,500	$0	$169,746	$0	$31,668	$0	$1,230,102	$0	$0	$0
SALLY KORNBLUTH
PROVOST	$800,531	$54,375	$145,000	$0	$19,500	$0	$35,296	$0	$14,553	$0	$1,014,880	$54,375	$0	$0
JAMES SCOTT GIBSON
EXEC VICE DEAN OF ADMIN, SOM	$456,796	$0	$279,973	$0	$19,500	$0	$35,296	$0	$26,410	$0	$817,975	$0	$0	$0
JENNIFER FRANCIS
EXECUTIVE VICE PROVOST FIN & ADMIN	$539,683	$0	$199,821	$0	$0	$0	$35,296	$0	$15,189	$0	$789,989	$0	$0	$0
PAMELA J BERNARD
VP & UNIVERSITY COUNSEL	$668,128	$0	$0	$0	$19,500	$0	$35,296	$0	$17,514	$0	$740,438	$0	$0	$0
VALERIE ASHBY
DEAN, COLLEGE OF A & S	$585,153	$0	$0	$0	$0	$0	$35,297	$0	$8,301	$0	$628,751	$0	$0	$0
JOHN J NOONAN
ASSOCIATE VP OF FACILITIES	$406,573	$0	$510	$0	$19,500	$0	$35,296	$0	$28,997	$0	$490,876	$0	$0	$0
MARGARET W EPPS
UNIVERSITY SECRETARY	$348,587	$0	$75,000	$0	$0	$0	$35,296	$0	$18,686	$0	$477,569	$0	$0	$0
VICTORIA NEVOIS
INTERIM TREASURER	$284,746	$0	$90,000	$0	$19,500	$0	$35,296	$0	$17,481	$0	$447,023	$0	$0	$0
NANCY ANDREWS MD
FORMER KEY EMPLOYEE	$364,864	$0	$0	$0	$19,500	$0	$35,296	$0	$22,700	$0	$442,360	$0	$0	$0
RICHARD RIDDELL
FORMER OFFICER	$323,148	$0	$0	$0	$19,500	$0	$35,296	$0	$18,489	$0	$396,433	$0	$0	$0
JAMES S ROBERTS
EXEC VICE-PROVOST FIN & ADMIN	$148,954	$0	$0	$0	$0	$0	$16,816	$0	$6,252	$0	$172,022	$0	$0	$0

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc

ExplanationExplanationTxt

PART I, LINE 1A

CHARTER TRAVEL MICHAEL W. KRZYZEWSKI HAS USED CHARTER TRAVEL SERVICES. TO THE EXTENT SUCH TRAVEL WAS NOT FOR BUSINESS PURPOSES, SUCH AMOUNTS WERE INCLUDED IN TAXABLE INCOME OF THE INDIVIDUAL. VINCENT E. PRICE, A. EUGENE WASHINGTON, MD, MARGARET EPPS AND DANIEL ENNIS USED FIRST CLASS OR CHARTER TRAVEL SERVICES. SUCH TRAVEL WAS FOR BUSINESS PURPOSES AND NOT INCLUDED IN TAXABLE INCOME TO THE INDIVIDUALS. TRAVEL FOR COMPANIONS COMPANIONS HAVE TRAVELED WITH VINCENT E. PRICE AND MICHAEL W. KRZYZEWSKI. TO THE EXTENT IT WAS PERSONAL IN NATURE, SUCH AMOUNTS WERE INCLUDED IN THEIR TAXABLE INCOME. RESIDENCE FOR PERSONAL USE VINCENT E. PRICE AND A. EUGENE WASHINGTON, MD WERE PROVIDED WITH ON CAMPUS LIVING FACILITIES AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE UNIVERSITY. ACCORDINGLY, SUCH LODGING IS NOT INCLUDED IN TAXABLE INCOME. PERSONAL SERVICES THE UNIVERSITY PROVIDES HOUSEKEEPING SERVICES TO MAINTAIN ALL UNIVERSITY FACILITIES, INCLUDING THE FACILITIES USED BY THE UNIVERSITY'S PRESIDENT AND CHANCELLOR. IN ADDITION TO PROVIDING A PERSONAL RESIDENCE THAT IS FOR THE CONVENIENCE OF THE UNIVERSITY, THE FACILITIES ARE USED THROUGHOUT THE YEAR FOR NUMEROUS DUKE RELATED FUNCTIONS. CLUB DUES JAMES SCOTT GIBSON AND DANIEL G. ENNIS WERE PROVIDED WITH CLUB MEMBERSHIPS. TO THE EXTENT THE DUES WERE CONSIDERED PERSONAL, THE AMOUNTS WERE INCLUDED IN TAXABLE INCOME. DUKE POLICY GOVERNS THE NATURE AND TYPE OF ALLOWABLE EXPENDITURES AND PAYMENTS, INCLUDING REQUIREMENTS TO PROVIDE SUPPORTING DOCUMENTATION DETAILING THE TRANSACTION AND BUSINESS PURPOSE. ANY APPROVED EXCEPTIONS TO POLICY ARE DOCUMENTED IN CORRESPONDENCE OR EMPLOYMENT AGREEMENTS.

PART I, LINE 4B

SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN THE FOLLOWING INDIVIDUALS PARTICIPATED IN AND RECEIVED PAYMENTS UNDER A DEFERRED COMPENSATION PLAN DESCRIBED UNDER SECTION 457(F) OF THE INTERNAL REVENUE CODE: KEVIN M WHITE $400,000 AND MICHAEL W. KRZYZEWSKI $1,610,000. SUCH AMOUNTS WERE SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE AS DEFINED UNDER IRC SECTION 457(F).

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (2 entries)

Bond ReferenceBondReferenceCd	Bond Issuer EINBondIssuerEIN	CUSIPCUSIPNum	Bond IssuedBondIssuedDt	Issue PriceIssuePriceAmt	PurposePurposeDesc	DefeasedDefeasedInd	On Behalf Of IssuerOnBehalfOfIssuerInd	Pool FinancingPoolFinancingInd
NC CAPITAL FACILITIES FINANCE AGENCY
A	561592154	65819GLE6	2016-11-03	$380,642,978	SEE PART VI	0	0	0
NC CAPITAL FACILITIES FINANCE AGENCY
B	561592154	99VARIOUS	2018-06-27	$472,535,000	SEE PART VI	0	0	0

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (2 entries)

Bond ReferenceBondReferenceCd	Total ProceedsTotalProceedsAmt	Refunding EscrowRefundingEscrowAmt	Issuance Costs From ProceedsIssuanceCostsFromProceedsAmt	Substantial CompletionSubstantialCompletionYr	Refunding Tax Exempt BondsRefundingTaxExemptBondsInd	Refunding Taxable BondsRefundingTaxableBondsInd	Final Allocation MadeFinalAllocationMadeInd	Adequate Books And Rec MaintAdequateBooksAndRecMaintInd	RetiredRetiredAmt
A	$380,642,978	$378,939,046	$1,703,932	2008	Yes (1)	0	Yes (1)	Yes (1)
B	$33,860,000	$33,860,000		2015	Yes (1)	0	0	Yes (1)	$33,860,000

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (2 entries)

Bond ReferenceBondReferenceCd	Owning Bond Financed PropertyOwningBondFinancedPropertyInd	Any Lease ArrangementsAnyLeaseArrangementsInd	Mgmt Contract Bond Fincd PropMgmtContractBondFincdPropInd	Engage Bond Counsel ContractsEngageBondCounselContractsInd	Any Research AgreementsAnyResearchAgreementsInd	Engage Bond Counsel ResearchEngageBondCounselResearchInd	Private Bus Use By OthersPrivateBusUseByOthersPct	Private Bus Concerning UBIPrivateBusConcerningUBIPct	Total Private Business UseTotalPrivateBusinessUsePct	Bond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestInd	Change In Use Bond Financed PropChangeInUseBondFinancedPropInd	Procs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd
A	0	0	Yes (1)	Yes (1)	Yes (1)	Yes (1)	0.00000	0.00150	0.00150	0	0	Yes (1)
B	0	0	Yes (1)	Yes (1)	Yes (1)	Yes (1)	0.00000	0.00000	0.00000	0	0	Yes (1)

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (2 entries)

Bond ReferenceBondReferenceCd	Form8038 T FiledForm8038TFiledInd	Rebate Not Due YetRebateNotDueYetInd	Exception To RebateExceptionToRebateInd	No Rebate DueNoRebateDueInd	Variable Rate IssueVariableRateIssueInd	Hedge Identified In Bks And RecHedgeIdentifiedInBksAndRecInd	Gross Proceeds Invested In GICGrossProceedsInvestedInGICInd	Gross Proceeds InvestedGrossProceedsInvestedInd	Written Proc To Monitor ReqsWrittenProcToMonitorReqsInd
A	0	0	0	Yes (1)	0	0	0	0	Yes (1)
B	0	0	0	0	0	0	0	0	Yes (1)

Procedures Corrective Action ProceduresCorrectiveActionGrp (2 entries)

Bond ReferenceBondReferenceCd	Procedures Corrective ActionProceduresCorrectiveActionInd
A	Yes (1)
B	Yes (1)

Supplemental Information Detail SupplementalInformationDetail (4 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
FORM 990, SCHEDULE K, PART 1(C)	TAX-EXEMPT BOND BOND ISSUE (B): FORM 8038 LISTS THE CUSIP NUMBERS AS VARIOUS DUE TO THE NATURE OF THE NOTES ISSUED, I.E., COMMERCIAL PAPER. THE ISSUE CLOSED ON 6/27/2018 AND THERE WERE NO CUSIPS OUTSTANDING AS OF 6/30/2022 UNDER THE NEW ISSUE.
FORM 990, SCHEDULE K, PART 1(E)	TAX-EXEMPT BONDS BOND ISSUE (B): REPRESENTS MAXIMUM PRINCIPAL AMOUNT OF NEW MONEY COMMERCIAL PAPER NOTES ($472,535,000) AND FIRST GENERATION CURRENT REFUNDING COMMERCIAL PAPER NOTES ($33,860,000) THAT CAN BE ISSUED PURSUANT TO THIS COMMERCIAL PAPER PROGRAM.
FORM 990, SCHEDULE K, PART 1(F)	DESCRIPTION OF PURPOSE OF TAX-EXEMPT BONDS BOND ISSUE (A): TO (1) REFUND A PORTION OF THE 2006A BONDS ISSUED 11/02/2016, (2) A PORTION OF THE 2006B BONDS ISSUED 01/09/2007. BOND ISSUE (B): COMMERCIAL PAPER PROGRAM, THE PURPOSE OF WHICH ARE TO (1) REFUND COMMERCIAL PAPER NOTES ISSUED UNDER A PRIOR PROGRAM WITH AN ISSUE DATE OF 07/16/2014 AND (2) FINANCE PROJECTS ON THE WEST, EAST AND CENTRAL CAMPUS OF DUKE UNIVERSITY.
FORM 990, SCHEDULE K, PART IV	TAX-EXEMPT BOND LINE 2 BOND ISSUE (A) - 11/01/2021 BOND ISSUE (B): SALES PROCEEDS ALLOCATED UPON ISSUANCE AND NOT INVESTED

Schedule L IRS990ScheduleL

Grnt Asst Bnft Interested Prsn GrntAsstBnftInterestedPrsnGrp

Field	Value	IRS element (for citing)
Person	STUDENT	PersonNm
Relationship With Org	SEE PART V	RelationshipWithOrgTxt
Cash Grant	$4,000	CashGrantAmt
Type Of Assistance	SCHOLARSHIP	TypeOfAssistanceTxt
Assistance Purpose	SEE PART V	AssistancePurposeTxt

Bus Tr Involve Interested Prsn BusTrInvolveInterestedPrsnGrp (6 entries)

Relationship DescriptionRelationshipDescriptionTxt	TransactionTransactionAmt	TransactionTransactionDesc	Sharing Of RevenuesSharingOfRevenuesInd
DEBORAH JAKUBS
SEE PART V	$348,077	SEE PART V	0
BERNARD MATHEY-PREVOT
SEE PART V	$20,000	SEE PART V	0
TREVOR PRICE
SEE PART V	$41,511	SEE PART V	0
DANIEL LEW
SEE PART V	$223,693	SEE PART V	0
LAURA STANLEY PIETROSIMONE
SEE PART V	$110,316	SEE PART V	0
AGILITI HEALTH INC
SEE PART V	$88,386	SEE PART V	0

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc

ExplanationExplanationTxt

SCH L, PART III, GRANTS OR ASSISTANCE BENEFITING INTERESTED PERSONS

(A) NAME OF INTERESTED PERSON: STUDENT(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: STUDENT IS A FAMILY MEMBER OF A DUKE UNIVERSITY KEY EMPLOYEE(C) DESCRIPTION OF TRANSACTION: TUITION ASSISTANCE(D) AMOUNT OF TRANSACTION: $4,000(E) TUITION ASSISTANCE

SCH L, PART IV, BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS:

(A) NAME OF INTERESTED PERSON: DEBORAH JAKUBS(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: DEBORAH JAKUBS IS A FAMILY MEMBER OF A DUKE UNIVERSITY FORMER KEY EMPLOYEE(C) AMOUNT OF TRANSACTION: $348,077(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR SALARY AND BENEFITS(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED PERSON: BERNARD MATHEY-PREVOT(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: BERNARD MATHEY-PREVOT IS A FAMILY MEMBER OF A DUKE UNIVERSITY FORMER KEY EMPLOYEE(C) AMOUNT OF TRANSACTION: $20,000(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR SALARY AND BENEFITS(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED PERSON: TREVOR PRICE(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: TREVOR PRICE IS A FAMILY MEMBER OF A DUKE UNIVERSITY OFFICER(C) AMOUNT OF TRANSACTION: $41,511(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR SALARY AND BENEFITS(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED PERSON:DANIEL LEW(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: DANIEL LEW IS A FAMILY MEMBER OF A DUKE UNIVERSITY OFFICER(C) AMOUNT OF TRANSACTION: $223,693(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR SALARY AND BENEFITS(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED PERSON: LAURA STANLEY PIETROSIMONE(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: LAURA STANLEY PIETROSIMONE IS A FAMILY MEMBER OF A DUKE UNIVERSITY TRUSTEE(C) AMOUNT OF TRANSACTION: $110,316(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR SALARY AND BENEFITS(A) NAME OF INTERESTED PERSON: AGILITI HEALTH INC(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: AGILITI HEALTH INC BOARD MEMBER IS A DUKE UNIVERSITY TRUSTEE(C) AMOUNT OF TRANSACTION: $88,386(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR GOODS AND SERVICES(E) SHARING OF ORGANIZATION REVENUE? = NO

Schedule M IRS990ScheduleM

Works Of Art WorksOfArtGrp

Field	Value	IRS element (for citing)
Non Cash Checkbox	Yes (X)	NonCashCheckboxInd
Contribution	19	ContributionCnt
Noncash Contributions Rpt F990	$2,437,262	NoncashContributionsRptF990Amt
Method Of Determining Revenues	VARIOUS	MethodOfDeterminingRevenuesTxt

Books And Publications BooksAndPublicationsGrp

Field	Value	IRS element (for citing)
Non Cash Checkbox	Yes (X)	NonCashCheckboxInd
Noncash Contributions Rpt F990	$149,046	NoncashContributionsRptF990Amt
Method Of Determining Revenues	VARIOUS	MethodOfDeterminingRevenuesTxt

Securities Publicly Traded SecuritiesPubliclyTradedGrp

Field	Value	IRS element (for citing)
Non Cash Checkbox	Yes (X)	NonCashCheckboxInd
Contribution	1262	ContributionCnt
Noncash Contributions Rpt F990	$41,095,060	NoncashContributionsRptF990Amt
Method Of Determining Revenues	MARKET QUOTE	MethodOfDeterminingRevenuesTxt

Other Non Cash Contri Table OtherNonCashContriTableGrp (3 entries)

Non Cash CheckboxNonCashCheckboxInd	DescDesc	ContributionContributionCnt	Noncash Contributions Rpt F990NoncashContributionsRptF990Amt	Method Of Determining RevenuesMethodOfDeterminingRevenuesTxt
Yes (X)	EVENT TICKETS	3094	$968,560	FMV/FACE VALUE
Yes (X)	EQUIPMENT	1	$106,200	VARIOUS
Yes (X)	MISCELLANEOUS	266	$31,213	VARIOUS

Field	Value	IRS element (for citing)
Form8283 Received	13	Form8283ReceivedCnt
Any Property That Must Be Held	0	AnyPropertyThatMustBeHeldInd
Review Process Unusual NC Gifts	Yes (1)	ReviewProcessUnusualNCGiftsInd
Third Parties Used	Yes (1)	ThirdPartiesUsedInd

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	PART I, LINE 32B:	FormAndLineReferenceDesc
Explanation	USE OF THIRD PARTIES TO SOLICIT, PROCESS, OR SELL NONCASH CONTRIBUTIONS DUKE UNIVERSITY USES INVESTMENT BROKERS TO SELL SECURITIES. DUKE UNIVERSITY MAY OCCASIONALLY USE THIRD PARTIES TO SELL OTHER TYPES OF NON-CASH CONTRIBUTIONS, AS THE NEED ARISES.	ExplanationTxt

Schedule O IRS990ScheduleO

Supplemental Information Detail SupplementalInformationDetail (9 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
FORM 990, PART III, LINE 1	ORGANIZATION'S MISSION "JAMES B. DUKE'S FOUNDING INDENTURE OF DUKE UNIVERSITY DIRECTED THE MEMBERS OF THE UNIVERSITY TO 'PROVIDE REAL LEADERSHIP IN THE EDUCATIONAL WORLD' BY CHOOSING INDIVIDUALS OF 'OUTSTANDING CHARACTER, ABILITY, AND VISION' TO SERVE AS ITS OFFICERS, TRUSTEES AND FACULTY; BY CAREFULLY SELECTING STUDENTS OF 'CHARACTER, DETERMINATION AND APPLICATION; AND BY PURSUING THOSE AREAS OF TEACHING AND SCHOLARSHIP THAT WOULD 'MOST HELP TO DEVELOP OUR RESOURCES, INCREASE OUR WISDOM, AND PROMOTE HUMAN HAPPINESS.' "TO THESE ENDS, THE MISSION OF DUKE UNIVERSITY IS TO PROVIDE A SUPERIOR LIBERAL EDUCATION TO UNDERGRADUATE STUDENTS, ATTENDING NOT ONLY TO THEIR INTELLECTUAL GROWTH BUT ALSO THEIR DEVELOPMENT AS ADULTS COMMITTED TO HIGH ETHICAL STANDARDS AND FULL PARTICIPATION AS LEADERS IN THEIR COMMUNITIES; TO PREPARE FUTURE MEMBERS OF THE LEARNED PROFESSIONS FOR LIVES OF SKILLED AND ETHICAL SERVICE BY PROVIDING EXCELLENT GRADUATE AND PROFESSIONAL EDUCATION; TO ADVANCE THE FRONTIERS OF KNOWLEDGE AND CONTRIBUTE BOLDLY TO THE INTERNATIONAL COMMUNITY OF SCHOLARSHIP; TO PROMOTE AN INTELLECTUAL ENVIRONMENT BUILT ON A COMMITMENT TO FREE AND OPEN INQUIRY; TO HELP THOSE WHO SUFFER, CURE DISEASE, AND PROMOTE HEALTH, THROUGH SOPHISTICATED MEDICAL RESEARCH AND THOUGHTFUL PATIENT CARE; TO PROVIDE WIDE RANGING EDUCATIONAL OPPORTUNITES, ON AND BEYOND OUR CAMPUSES, FOR TRADITIONAL STUDENTS, ACTIVE PROFESSIONALS AND LIFE-LONG LEARNERS USING THE POWER OF INFORMATION TECHNOLOGIES; AND TO PROMOTE A DEEP APPRECIATION FOR THE RANGE OF HUMAN DIFFERENCE AND POTENTIAL, A SENSE OF THE OBLIGATIONS AND REWARDS OF CITIZENSHIP, AND A COMMITMENT TO LEARNING, FREEDOM AND TRUTH. "BY PURSUING THESE OBJECTIVES WITH VISION AND INTEGRITY, DUKE UNIVERSITY SEEKS TO ENGAGE THE MIND, ELEVATE THE SPIRIT, AND STIMULATE THE BEST EFFORT OF ALL WHO ARE ASSOCIATED WITH THE UNIVERSITY; TO CONTRIBUTE IN DIVERSE WAYS TO THE LOCAL COMMUNITY, THE STATE, THE NATION AND THE WORLD; AND TO ATTAIN AND MAINTAIN A PLACE OF REAL LEADERSHIP IN ALL THAT WE DO."
FORM 990, PART VI, SECTION A, LINE 7A	GRADUATES OF DUKE UNIVERSITY HAVE THE RIGHT TO ELECT TWELVE TRUSTEES TO SERVE ON THE BOARD OF TRUSTEES.
FORM 990, PART VI, SECTION B, LINE 11B	DUKE UNIVERSITY'S DRAFT FORM 990 IS DISTRIBUTED TO THE AUDIT & COMPLIANCE COMMITTEE OF THE UNIVERSITY TRUSTEES. AT THE MEETING, THE DUKE UNIVERSITY TAX SENIOR DIRECTOR, THE PERSON RESPONSIBLE FOR THE PREPARATION OF THE UNIVERSITY'S FORM 990, IS AVAILABLE FOR QUESTIONS FROM THE COMMITTEE. NOT ONLY IS THE COMMITTEE OFFERED AN OPPORTUNITY TO ASK QUESTIONS AT THE MEETING, BUT ALSO ANYTIME THEREAFTER BY CONTACTING THE TAX SENIOR DIRECTOR OR DUKE UNIVERSITY'S OFFICE OF COUNSEL, WHO IS ALSO INVOLVED WITH THE REVIEW OF DUKE UNIVERSITY'S FORM 990. SUBSEQUENTLY, A DRAFT FORM 990 IS DISTRIBUTED TO THE FULL BOARD OF TRUSTEES OF THE UNIVERSITY PRIOR TO FILING AND IN ADVANCE OF A MEETING. THERE IS OPPORTUNITY FOR THE TRUSTEES TO ASK QUESTIONS OF THE TAX SENIOR DIRECTOR AND UNIVERSITY COUNSEL AT THE MEETING OR ANYTIME THEREAFTER.
FORM 990, PART VI, SECTION B, LINE 12C	THE PRESIDENT, OFFICERS, AND EMPLOYEES WITH ADMINISTRATIVE RESPONSIBILITIES SHALL EXERCISE THE UTMOST GOOD FAITH IN ALL TRANSACTIONS TOUCHING UPON THEIR DUTIES TO DUKE UNIVERSITY AND ITS PROPERTY. IN THEIR DEALINGS WITH AND ON BEHALF OF THE INSTITUTION, THEY SHALL BE HELD TO A STRICT RULE OF HONEST AND FAIR DEALINGS BETWEEN THEMSELVES AND THE UNIVERSITY. THEY SHALL NOT USE THEIR POSITIONS, OR KNOWLEDGE GAINED THEREFROM, IN SUCH A WAY THAT A MATERIAL CONFLICT WOULD ARISE BETWEEN THE INTEREST OF THE UNIVERSITY AND THAT OF THE INDIVIDUAL. COMPLIANCE IS MONITORED WITH AN ANNUAL SURVEY. IDENTIFIED CONFLICTS ARE ANALYZED AND MANAGED ACCORDINGLY.
FORM 990, PART VI, SECTION B, LINE 15	THE DUKE UNIVERSITY COMPENSATION COMMITTEE, COMPRISED OF MEMBERS OF THE DUKE UNIVERSITY BOARD OF TRUSTEES, REVIEWS AND APPROVES ALL EXECUTIVE COMPENSATION FOR CERTAIN DISQUALIFIED PERSONS AND OTHER KEY EMPLOYEES. DUKE UNIVERSITY HAS ADOPTED A STATEMENT OF COMPENSATION PHILOSOPHY THAT ARTICULATES BROAD OBJECTIVES TO HELP GUIDE THE DUKE UNIVERSITY COMPENSATION COMMITTEE IN ITS MISSION. THE DUKE UNIVERSITY COMPENSATION COMMITTEE ENGAGES THE SERVICES OF AN OUTSIDE EXECUTIVE COMPENSATION CONSULTING FIRM TO ESTABLISH COMPARABILITY DATA OF OTHER UNIVERSITIES OF SIMILAR SIZE AND COMPLEXITY AS DUKE UNIVERSITY, ADVISE REGARDING COMPARATIVE COMPENSATION NORMS, AND ENSURE COMPLIANCE WITH IRS EXECUTIVE COMPENSATION RULES, INCLUDING INTERMEDIATE SANCTIONS, DEFERRED COMPENSATION, AND PRIVATE INUREMENT. THE DUKE UNIVERSITY COMPENSATION COMMITTEE REVIEWS THE MARKET ANALYSIS THEN DETERMINES THE REASONABLENESS AND APPROPRIATENESS OF ALL ASPECTS OF EXECUTIVE COMPENSATION. THE DELIBERATIONS AND CONCLUSIONS OF THE DUKE UNIVERSITY COMPENSATION COMMITTEE ARE KEPT BY THE UNIVERSITY SECRETARY WHO RECORDS THE MINUTES OF THE COMMITTEE MEETING.
FORM 990, PART VI, SECTION C, LINE 18	IN ADDITION TO PROVIDING THE ORGANIZATION'S FORM 990 UPON REQUEST, THE ORGANIZATION'S FORM 990 IS AVAILABLE TO THE PUBLIC ON SEVERAL THIRD PARTY WEBSITES. WHILE THE ORGANIZATION DOES NOT PROVIDE THE FORM 990 DIRECTLY TO THESE THIRD PARTIES, THE FORM 990 IS OBTAINED FROM THE INTERNAL REVENUE SERVICE. THE THIRD PARTIES SUBSEQUENTLY AND INDEPENDENTLY PROVIDE ACCESS TO THE FORM 990 ON THEIR PLATFORM.
FORM 990, PART VI, SECTION C, LINE 19	DUKE UNIVERSITY'S DOCUMENTS (ARTICLES OF INCORPORATION AND ANY SUBSEQUENT AMENDMENTS OR RESTATEMENTS) ARE AVAILABLE TO THE PUBLIC ON THE NORTH CAROLINA SECRETARY OF STATE WEBSITE. DUKE UNIVERSITY MAKES ITS ORGANIZING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC ON ITS WEBSITE. DUKE UNIVERSITY'S CONSOLIDATED AUDITED FINANCIAL STATEMENTS ARE LOCATED AT HTTPS://RESOURCES.FINANCE.DUKE.EDU/RESOURCES/DOCS/FINANCIAL_REPORTS2021-22. PDF (WEBLINK MUST BE INPUT IN ALL LOWER CASE LETTERS).
FORM 990, PART XI, LINE 9:	CHANGES IN PERPETUAL TRUSTS & SPLIT INT AGREEMENTS -48,504,092. TRANSFERS FROM DUHS 125,399,296. NONPERIODIC CHANGES 194,255,913. OTHER CHANGES -458,500.
FORM 990, PART XII, LINE 3B	FEDERAL AWARDS RECEIVED BY THE ORGANIZATION ARE INCLUDED IN THE DUKE UNIVERSITY FY2022 SINGLE AUDIT. ITS AUDIT UNDER THE UNIFORM ADMINISTRATIVE REQUIREMENTS, COST PRINCIPLES, AND AUDIT REQUIREMENTS FOR FEDERAL AWARDS WAS ISSUED BY THE EXTENDED DUE DATE OF MARCH 31, 2023.

Schedule R IRS990ScheduleR

Id Disregarded Entities IdDisregardedEntitiesGrp

Disregarded Entity Name DisregardedEntityName

Field	Value	IRS element (for citing)
Business Name Line1	DUKE UK TRUST LIMITED	BusinessNameLine1Txt

Foreign Address ForeignAddress

Field	Value	IRS element (for citing)
Address Line1	19 NORCOTT ROAD	AddressLine1Txt
City	LONDON	CityNm
Country	UK	CountryCd
Foreign Postal	N167EJ	ForeignPostalCd

Field	Value	IRS element (for citing)
EIN	980555714	EIN
Primary Activities	DEVELOPMENT	PrimaryActivitiesTxt
Legal Domicile Foreign Country	UK	LegalDomicileForeignCountryCd
Total Income	$626,577	TotalIncomeAmt
End Of Year Assets	$56,698	EndOfYearAssetsAmt

Direct Controlling Entity Name DirectControllingEntityName

Field	Value	IRS element (for citing)
Business Name Line1	DUKE UNIVERSITY	BusinessNameLine1Txt

Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp (45 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	Primary ActivitiesPrimaryActivitiesTxt	Legal Domicile StateLegalDomicileStateCd	Exempt Code SectionExemptCodeSectionTxt	Public Charity StatusPublicCharityStatusTxt	Business Name Line1DirectControllingEntityName/BusinessNameLine1Txt	Controlled OrganizationControlledOrganizationInd	EINEIN	Direct Controlling NADirectControllingNACd
AMER ASSOC FOR GIFTED CHILDREN - 56-1686219
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)
ANGIER B DUKE MEMORIAL INC
100 NORTH TRYON STREET	CHARLOTTE	NC	28202	SCHOLARSHIPS	NC	501(C)(3)	12 TYPE III-O	DUKE ENDOWMENT	0	136113895
ASSOCIATED HEALTH SVCS INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	HEALTHCARE	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY HEALTH SYSTEM INC	Yes (1)	561845329
ATLANTIC COAST CONFERENCE
PO DRAWER ACC	GREENSBORO	NC	27417	ATHLETIC	NC	501(C)(3)	12 TYPE 1		0	560599082	N/A
C A CANNON CHAR TRUST NO 3
1525 W WT HARRIS BLVD D1114	CHARLOTTE	NC	28288	SUPPORT	NC	501(C)(3)	12 TYPE III-O		0	581360259	N/A
DAVID H MURDOCK RESEARCH INSTITUTE
150 RESEARCH CAMPUS DR	KANNAPOLIS	NC	28081	RESEARCH	NC	501(C)(3)	12 TYPE 1		0	208730759	N/A
DU SPECIAL VENTURES FUND INC
280 S MANGUM STREET STE 210	DURHAM	NC	27701	INVESTMENTS	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	561465177
DUKE ALUMNI ASSOCIATION INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	561594088
DUKE CORPORATE EDUCATION
310 BLACKWELL ST	DURHAM	NC	27701	EDUCATION	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	421672476
DUKE GIFT PROPERTIES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	571211078
DUKE GLOBAL INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	611588319
DUKE MEDICINE GLOBAL SUPP CORP- 61-1593721
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)
DUKE SCHOLARLY EXHIBITS INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	561701245
DUKE UNIV AFFILIATED PHYSICIANS
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	HEALTHCARE	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY HEALTH SYSTEM INC	Yes (1)	561902501
DUKE UNIV PHILANTHROPIES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	571211099
DUKE UNIV SCH OF MED RESEARCH FDN 56-2247203
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)
DUKE UNIVERSITY HEALTH SYSTEM INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	HEALTHCARE	NC	501(C)(3)	LINE 3	DUKE UNIVERSITY	Yes (1)	562070036
DUMAC INC
280 S MANGUM STREET STE 210	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	900754895
DURHAM ASSET MGMT COMPANY INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	561757238
DURHAM REALTY INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	561917936
GOTHIC CORPORATION
280 S MANGUM STREET STE 210	DURHAM	NC	27701	INVESTMENTS	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	561776668
GOTHIC HSP CORPORATION
280 S MANGUM STREET STE 210	DURHAM	NC	27701	INVESTMENTS	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY HEALTH SYSTEM INC	Yes (1)	271325761
HIGH POINT REALTY ASSOCIATES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	561917939
INNOVATIONS IN HEALTHCARE INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	320358709
KATHRINE R EVERETT CHARITABLE
PO BOX 3001	DURHAM	NC	27715	SUPPORT	NC	501(C)(3)	12 TYPE 1		0	566473809	N/A
NANALINE H DUKE TRUST
100 NORTH TRYON STREET	CHARLOTTE	NC	28202	MED. SUPPORT	NY	501(C)(3)	12 TYPE III-O	DUKE ENDOWMENT	0	237270511
RESEARCH TRIANGLE INSTITUTE
PO BOX 12194	RTP	NC	27709	RESEARCH	NC	501(C)(3)	12 TYPE III-O		0	560686338	N/A
RUTH K BROAD BIOMED RES FDN
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	650045051
SMITHSHAVER LAW SCHOOL SCHOLARSHIP FUND
ONE WEST FOURTH ST STE 1200	WINSTONSALEM	NC	27101	SCHOLARSHIPS	NC	501(C)(3)	12 TYPE 1		0	202749954	N/A
THE CTR FOR DOCUMENTARY STUDIES
1317 PETTIGREW STREET	DURHAM	NC	27705	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	561655039
THE LORD FDN OF NORTH CAROLINA
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	561415423
DUKE INTEGRATED NETWORK INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY HEALTH SYSTEM INC	Yes (1)	463129771
DUKE QUALITY NETWORK INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY HEALTH SYSTEM INC	Yes (1)	461340679
DUKE JANJUN SERVICES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	471150667
DUKE JULDEC SERVICES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	471143245
DUKE ALLMO SERVICES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	471133466
DUKE INVESTMENT EDUCATION INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	475555092
DUKE AFFILIATIONS NETWORK INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY HEALTH SYSTEM INC	Yes (1)	812623775
DUKE UNIV FED CRED UNION
2200 WEST MAIN STREET	DURHAM	NC	27705	BANKING	NC	501(C)(1)			0	561632379	N/A
WATTS COLLEGE OF NURSING INC
324 BLACKWELL STEET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY HEALTH SYSTEM INC	Yes (1)	833076664
DUKE HEALTH INTEGRATED PRACTICE INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	HEALTHCARE	NC	501(C)(3)	LINE 3	DUKE UNIVERSITY	Yes (1)	862109896
DONALD R WATSON FOUNDATION INC
601 SOUTH COLLEGE ROAD	WILMINGTON	NC	28403	SUPPORT	NC	501(C)(3)	12 TYPE 1		0	561861816	N/A
FAMILY HEALTH MINISTRIES INC
PO BOX 16783	CHAPEL HILL	NC	27516	HEALTH CLINICS	NC	501(C)(3)	LINE 10	DUKE UNIVERSITY	Yes (1)	562206165
SUSAN H & WILBUR H MARCY TRUST
PO BOX 1328	WINTER PARK	FL	32790	SUPPORT	NC	501(C)(3)	12 TYPE 1		0	591932547	N/A
LENOX BAKER CHILDREN'S HOSPITAL FOUNDATION INC
1513 TYONEK DRIVE	DURHAM	NC	27703	FINANCIAL SUPPORT	NC	501(C)(3)	LINE 4	DUKE UNIVERSITY HEALTH SYSTEM INC	Yes (1)	561550944

Id Related Org Txbl Partnership IdRelatedOrgTxblPartnershipGrp (31 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	Primary ActivitiesPrimaryActivitiesTxt	Legal Domicile StateLegalDomicileStateCd	Direct Controlling NADirectControllingNACd	Predominant Income TypePredominantIncomeTypeTxt	Disproportionate AllocationsDisproportionateAllocationsInd	General Or Managing PartnerGeneralOrManagingPartnerInd	Address Line1ForeignAddress/AddressLine1Txt	CityForeignAddress/CityNm	CountryForeignAddress/CountryCd	Foreign PostalForeignAddress/ForeignPostalCd	Legal Domicile Foreign CountryLegalDomicileForeignCountryCd	EINEIN
BLACKWELL PARTNERS LLC - SERIES A - 20-8075455
280 S MANGUM ST STE 210	DURHAM	NC	27701	INVESTMENTS	DE	N/A	N/A	0	0
CANYON BLUE INV FD 27-0186996
AVE OF STARS	LA	CA	90067	INVESTMENTS	DE	N/A	N/A	0	0
LYRICAL BLUE RL PT 27-2994514
32 N DEAN ST	ENGLEWOOD	NJ	07631	INVESTMENTS	DE	N/A	N/A	0	0
LYRICAL-BLUE RGNT 45-3626577
32 N DEAN ST	ENGLEWOOD	NJ	07631	INVESTMENTS	DE	N/A	N/A	0	0
SBER LUCKY STRIKE 20-3891303
310 BLACKWELL ST	DURHAM	NC	27701	REAL ESTATE	NC	N/A	N/A	0	0
MANGUM II LLC - 46-5135858
280 S MANGUM STREET STE 210	DURHAM	NC	27701	INVESTMENTS	NC	N/A	N/A	0	0
LS INVESTOR LLC 20-3891381
310 BLACKWELL ST	DURHAM	NC	27701	REAL ESTATE	NC	N/A	N/A	0	0
DILWEG BLUE PF LP 47-1225569
5310 S ALSTON AVE STE 210	DURHAM	NC	27713	INVESTMENTS	DE	N/A	N/A	0	0
LYRICAL BLUE RL PT IV 47-2172270
32 N DEAN ST	ENGLEWOOD	NJ	07631	INVESTMENTS	DE	N/A	N/A	0	0
LYRICAL BLUE CHP PT 35-2503856
32 N DEAN ST	ENGLEWOOD	NJ	07631	INVESTMENTS	DE	N/A	N/A	0	0
BLACKWELL PARTNERS LLC - SERIES C - 81-1264533
280 S MANGUM ST STE 210	DURHAM	NC	27701	INVESTMENTS	DE	N/A	N/A	0	0
GPE HOLDCO LLC - 47-5652832
2000 AVE OF THE STARS 11TH FL	LOS ANGELES	CA	90067	INVESTMENTS	DE	N/A	N/A	0	0
STRATUS CAPITAL PARTNERS C LP
				INVESTMENTS		N/A	N/A	0	0	50 LOTHIAN ROAD FESTIVAL SQUARE	EDINBURGH	UK	EH3 9WJ	UK
ALTOS HYBRID D LLC - 47-3996176
2882 SAND HILL ROAD SUITE 100	MENLO PARK	CA	94025	INVESTMENTS	DE	N/A	N/A	0	0
BLACKWELL PARTNERS LLC - SERIES B - 47-2530719
280 S MANGUM ST STE 210	DURHAM	NC	27701	INVESTMENTS	DE	N/A	N/A	0	0
BLACKWELL PARTNERS LLC - SERIES D - 81-3385353
280 S MANGUM ST STE 210	DURHAM	NC	27701	INVESTMENTS	DE	N/A	N/A	0	0
BLACKWELL PARTNERS LLC - SERIES E - 81-1511048
280 S MANGUM ST STE 210	DURHAM	NC	27701	INVESTMENTS	DE	N/A	N/A	0	0
ALTOS HYBRID 2D LLC - 81-5176567
2882 SAND HILL ROAD SUITE 100	MENLO PARK	CA	94025	INVESTMENTS	DE	N/A	N/A	0	0
LYRICAL-BLUE 100 KINGSHIGHWAY PARTNERS LP
32 N DEAN ST	ENGLEWOOD	NJ	07631	INVESTMENTS	DE	N/A	N/A	0	0						823708328
LYRICAL-BLUE SOTP PARTNERS LP
32 N DEAN ST	ENGLEWOOD	NJ	07631	INVESTMENTS	DE	N/A	N/A	0	0						814468378
WASHINGTON GOTHIC LP
593 WASHINGTON STREET	WELLESLEY	MA	02482	INVESTMENTS	DE	N/A	N/A	0	0						834516893
DUKE TRIANGLE ENDOSCOPY CENTER LLC
1A BURTON HILLS BLVD	NASHVILLE	TN	37215	HEALTHCARE	NC	N/A	N/A	0	0						204257024
DWELLWORKS CO-INVESTMENT LLC
7 TIMES SQUARE STE 4307	NEW YORK	NY	10036	INVESTMENTS	DE	N/A	N/A	0	0						832165945
BEP LEGACY 1C LLC
1001 FANNIN ST STE 800	HOUSTON	TX	77002	INVESTMENTS	DE	N/A	N/A	0	0						273871932
WELLINGTON TRUST CO NA - CTF OPP FIXED INC ALLOC II POR
280 CONGRESS STREET	BOSTON	MA	02210	INVESTMENTS	DE	N/A	N/A	0	0						831264831
ENIAC SPECIAL DELTA LLC
604 MISSION STREET 10TH FL	SAN FRANCISCO	CA	94105	INVESTMENTS	DE	N/A	N/A	0	0						842355221
STRATUS SCP III INVESTORS - GAMMA LP
				INVESTMENTS		N/A	N/A	0	0	50 LOTHIAN ROAD FESTIVAL SQUARE	EDINBURGH	UK	EH39WJ	UK
STRATUS SCP COINVESTMENT II - FIP-M
				INVESTMENTS		N/A	N/A	0	0	RUA FUNCHAL 418 28 ANDAR VILA OLI	SAO PAULO	BR	04551-060	BR
MANGUM LLC
280 S MANGUM STREET STE 210	DURHAM	NC	27701	INVESTMENTS	NC	N/A	N/A	0	0						461275587
CPF HEARTBEAT HEALTH INVES B LLC
980 N MICHIGAN AVE STE 1998	CHICAGO	IL	60611	INVESTMENTS	DE	N/A	N/A	0	0						881256134
CPF TRIAS INVESTMENT LLC
980 N MICHIGAN AVE STE 1998	CHICAGO	IL	60611	INVESTMENTS	DE	N/A	N/A	0	0						874202934

Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp (22 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	EINEIN	Primary ActivitiesPrimaryActivitiesTxt	Legal Domicile StateLegalDomicileStateCd	Direct Controlling NADirectControllingNACd	Entity TypeEntityTypeTxt	Controlled OrganizationControlledOrganizationInd	Address Line1ForeignAddress/AddressLine1Txt	CityForeignAddress/CityNm	Province Or StateForeignAddress/ProvinceOrStateNm	CountryForeignAddress/CountryCd	Foreign PostalForeignAddress/ForeignPostalCd	Legal Domicile Foreign CountryLegalDomicileForeignCountryCd	Business Name Line1DirectControllingEntityName/BusinessNameLine1Txt	Share Of Total IncomeShareOfTotalIncomeAmt	Share Of EOY AssetsShareOfEOYAssetsAmt	OwnershipOwnershipPct
DUKE CE LS INC
310 BLACKWELL STREET	DURHAM	NC	27701	202004016	REAL ESTATE	NC	N/A	C	0
DUKE CORP EDU INDIA PRIVATE
				421672476	CONSULTING		N/A	C	0	ACADEMIC BLOCK NEW CAMPUS	VASTRAPUR	AHMEDABAD	IN	380015	IN
DUKE CORPORATE EDUCATION LIM
				421672476	EDU CONSULT		N/A	C	0	165 FLEET STREET	LONDON		UK	EC4A 2DY	UK
DUKE CORPORATE EDUCATION RSA
				421672476	CONSULTING		N/A	C	0	GROUND FLOOR TWICKEHNHAM BLDG	BRYANSTON	JOHANNESBURG	SF	02021	SF
DUKE GLOBAL CONSULTING (KUNSHAN)
					CONSULTING		N/A	C	0	1666 WEI CHEN NAN RD	KUNSHAN PR	KUNSHAN	CH	215300	CH
DUKE MEDICAL STRATEGIES INC
2200 WEST MAIN STREET STE 920	DURHAM	NC	27705	561993799	HEALTHCARE	NC		C	Yes (1)							DUKE UNIVERSITY	-$3,500	$69,057	1.00000
DUKE MEDICINE ASIA PTE LTD
					MEDICAL RESEARCH		N/A	C	0	5 SHENTON WAY 07-00 UIC BLD	SING		SN	068808	SN
DUKE UNIVERSITY TOWER FUND
PO BOX 185	PITTSBURGH	PA	152300185	566147362	INVESTMENTS	PA	N/A	T	0
DURHAM CASUALTY COMPANY LTD
				980113277	INSURANCE		N/A	C	0	AON HOUSE 30 WOODBOURNE AVE	PEMBROKE		BD	HM 08	BD
GOTHIC INTERNATIONAL LTD
					INVESTMENTS		N/A	C	0	113 S CHURCH STREET QUEENSGATE HOU	GRAND CAYMAN		CJ	KY1-1108	CJ
MARATHON BLUE CAYMAN FUND
					INVESTMENTS		N/A	C	0	89 NEXUS WAY PO BOX 31106	GRAND CAYMAN		CJ	KY1-1205	CJ
GHI HOLDINGS MAURITIUS
					INVESTMENTS		N/A	C	0	9TH FL ORANGE TOWER CYBERCITY	EBENE		MP		MP
GHI ERP LTD
					INVESTMENTS		N/A	C	0	9TH FL ORANGE TOWER CYBERCITY	EBENE		MP		MP
GHI HSP LTD
					INVESTMENTS		N/A	C	0	9TH FL ORANGE TOWER CYBERCITY	EBENE		MP		MP
GHI JBD LTD
					INVESTMENTS		N/A	C	0	9TH FL ORANGE TOWER CYBERCITY	EBENE		MP		MP
GHI LTP LTD
					INVESTMENTS		N/A	C	0	9TH FL ORANGE TOWER CYBERCITY	EBENE		MP		MP
DUKE CE (SEA) PRIVATE LIMITED
					SUPPORT		N/A	C	0	1 RAFFLES PLACE TOWER 2	SINGAPORE		SN	048616	SN
MCP PRIVATE CAPITAL (FEEDER) FUND I LP
					INVESTMENTS		N/A	C	0	6 RUE GABRIEL LIPPMANN	LUXEMBOURG		LU	L-5365	LU
DUKE INDIA SERVICES PRIVATE LIMITED
					MEDICAL RESEARCH		N/A	C	0	302 PRIDE ELITE 10 MUSEUM ROAD	BANGALORE	KARNATAKA	IN	560001	IN
HEALTH SYSTEM MEDICAL STRATEGIES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	562222444	HEALTHCARE	NC		C	Yes (1)							DUHS INC
VITA BELLAVISTA CASA 84 SRL
					REAL ESTATE		N/A	C	0	EDIFICIO BLP CENTRO EMPRESARIAL VI	SAN JOSE	SANTA ANA/BELLEN	CS	KM3	CS
VITA BELLAVISTA CASA DIECINUEVE SRL
					REAL ESTATE		N/A	C	0	EDIFICIO BLP CENTRO EMPRESARIAL VI	SAN JOSE	SANTA ANA/BELLEN	CS	KM3	CS

Field	Value	IRS element (for citing)
Receipt Of Int Annts Rnts Rylts	0	ReceiptOfIntAnntsRntsRyltsInd
Gift Grnt Or Cap Contri To Oth Org	Yes (1)	GiftGrntOrCapContriToOthOrgInd
Gift Grnt Cap Contri From Oth Org	Yes (1)	GiftGrntCapContriFromOthOrgInd
Loans Or Guarantees To Other Org	Yes (1)	LoansOrGuaranteesToOtherOrgInd
Loans Or Guarantees From Oth Org	0	LoansOrGuaranteesFromOthOrgInd
Div Related Organization	0	DivRelatedOrganizationInd
Asset Sale To Other Org	0	AssetSaleToOtherOrgInd
Asset Purchase From Other Org	0	AssetPurchaseFromOtherOrgInd
Asset Exchange	0	AssetExchangeInd
Rental Of Facilities To Oth Org	0	RentalOfFacilitiesToOthOrgInd
Rental Of Fclts From Oth Org	0	RentalOfFcltsFromOthOrgInd
Perform Of Services For Oth Org	Yes (1)	PerformOfServicesForOthOrgInd
Perform Of Services By Other Org	0	PerformOfServicesByOtherOrgInd
Sharing Of Facilities	0	SharingOfFacilitiesInd
Paid Employees Sharing	0	PaidEmployeesSharingInd
Reimbursement Paid To Other Org	0	ReimbursementPaidToOtherOrgInd
Reimbursement Paid By Other Org	0	ReimbursementPaidByOtherOrgInd
Transfer To Other Org	Yes (1)	TransferToOtherOrgInd
Transfer From Other Org	Yes (1)	TransferFromOtherOrgInd

Transactions Related Org TransactionsRelatedOrgGrp (21 entries)

Transaction TypeTransactionTypeTxt	InvolvedInvolvedAmt	Method Of Amount DeterminationMethodOfAmountDeterminationTxt
DUKE ALUMNI ASSOCIATION INC
B	$771,000	FMV
DURHAM ASSET MANAGEMENT COMPANY
B	$962,125	FMV
DURHAM ASSET MANAGEMENT COMPANY
C	$4,363,209	FMV
DUKE GLOBAL INC
B	$2,077,100	FMV
DUKE GLOBAL INC
C	$3,447,177	FMV
DUKE MEDICINE GLOBAL SUPPORT CORPORATION
B	$325,910	FMV
DUKE MEDICINE GLOBAL SUPPORT CORPORATION
C	$69,893	FMV
DUKE UNIVERSITY PHILANTHROPIES INC
C	$2,259,863	FMV
RUTH K BROAD BIOMEDICAL RESEARCH FOUNDATION
C	$406,506	FMV
LORD FOUNDATION INC
C	$303,941	FMV
GOTHIC CORPORATION
R	$1,261,297,184	FMV
GOTHIC CORPORATION
S	$1,833,737,226	FMV
DUKE UNIVERSITY HEALTH SYSTEM INC
S	$137,839,385	FMV
DUMAC INC
R	$14,908,369	FMV
DURHAM REALTY INC
B	$2,088,669	FMV
DURHAM REALTY INC
C	$881,129	FMV
CENTER FOR DOCUMENTARY STUDIES
B	$1,329,051	FMV
DUKE INVESTMENT EDUCATION INC
C	$196,482	FMV
DUKE SCHOLARLY EXHIBITS INC
B	$62,000	FMV
INNOVATIONS IN HEALTHCARE INC
B	$208,713	FMV
WATTS COLLEGE OF NURSING INC
L	$487,142	FMV