PAUL T AND AILI R JEFFRIES FOUNDATION: Form 990PF, tax year 2022
View the entire original 990 at ProPublica ↗
- Organization
- PAUL T AND AILI R JEFFRIES FOUNDATION (EIN 34-1864788)
- Tax period
- 2022-01-01 to 2022-12-31
- Filed
- 2023-05-11
- IRS object ID
- 202311319349102501
- Schema version
- 2022v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2023-05-11T11:00:46-05:00 | ReturnTs |
| Tax Period End | 2022-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 134008324 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PRICEWATERHOUSECOOPERS LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1850 N CENTRAL AVE STE 700 | AddressLine1Txt |
| City | PHOENIX | CityNm |
| State Abbreviation | AZ | StateAbbreviationCd |
| ZIP | 85004 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2022-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 341864788 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PAUL T AND AILI R JEFFRIES FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | PAUL | BusinessNameControlTxt |
| Phone | 3022465400 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2751 CENTERVILLE RD STE 400 | AddressLine1Txt |
| City | WILMINGTON | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 19808 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ARDEN TRUST COMPANY | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 3022465400 | PhoneNum |
| Signature | 2023-05-05 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IRS Responsible Prty Info Curr | false | IRSResponsiblePrtyInfoCurrInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JEFFREY E KUHLIN | PreparerPersonNm |
| PTIN | P00353001 | PTIN |
| Phone | 4123556000 | PhoneNum |
| Preparation | 2023-05-05 | PreparationDt |
| Self Employed | Yes (X) | SelfEmployedInd |
Additional Filer Information AdditionalFilerInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | TrustedCustomerGrp |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2022 | TaxYr |
| Build TS | 2023-04-26 12:10:37Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $2,187,959 | FMVAssetsEOYAmt |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $56,103 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $56,052 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | -$83,796 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $1,288,822 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $0 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $0 | NetSTCapitalGainAdjNetIncmAmt |
| Total Rev And Expnss | -$27,693 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $56,052 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $11,708 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $8,781 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $2,927 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $0 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $0 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $600 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $600 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $24,450 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $24,450 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $6,939 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $1,513 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $0 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $0 | DeprecAndDpltnNetInvstIncmAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Adj Net Incm | $0 | PrintingAndPubAdjNetIncmAmt |
| Other Expenses Rev And Expnss | $487 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $487 | OtherExpensesNetInvstIncmAmt |
| Tot Opr Expenses Rev And Expnss | $44,184 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $35,231 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $3,527 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $126,215 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $126,215 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $170,399 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $35,231 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $129,742 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$198,092 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $20,821 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $502 | CashBOYAmt |
| Cash EOY | $544 | CashEOYAmt |
| Cash EOYFMV | $544 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $76,204 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $76,822 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $76,822 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl EOY | $0 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $0 | AcctRcvblEOYFMVAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| Other Investments BOY | $1,730,625 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $1,531,362 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $2,110,593 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $1,807,331 | TotalAssetsBOYAmt |
| Total Assets EOY | $1,608,728 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $2,187,959 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $1,807,331 | CapitalStockBOYAmt |
| Capital Stock EOY | $1,608,728 | CapitalStockEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $1,807,331 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $1,608,728 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $1,807,331 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $1,608,728 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $1,807,331 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$198,092 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $1,609,239 | SubtotalAmt |
| Other Decreases | $511 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $1,608,728 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (293 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|
| 6. APPLE COMPUTER INC | 2017-08-23 | 2022-01-05 | $1,067 | $156 | $911 | $911 |
| 48. WESTERN DIGITAL CORP | 2019-11-20 | 2022-01-06 | $3,171 | $2,937 | $234 | $234 |
| 47. QUALCOMM INC | 2020-10-06 | 2022-01-10 | $8,273 | $5,038 | $3,235 | $3,235 |
| 90. T-MOBILE US INC | 2020-03-11 | 2022-01-10 | $9,485 | $8,129 | $1,356 | $1,356 |
| 14. CITRIX SYSTEMS INC | 2013-06-26 | 2022-01-13 | $1,346 | $680 | $666 | $666 |
| 3. HOME DEPOT INC | 2006-07-13 | 2022-01-19 | $1,091 | $101 | $990 | $990 |
| 30. MEDTRONIC PLC SHS | 2015-01-28 | 2022-01-19 | $3,249 | $2,253 | $996 | $996 |
| 6. APPLE COMPUTER INC | 2011-01-25 | 2022-01-20 | $1,005 | $73 | $932 | $932 |
| 1. ULTA SALON COSMETCS & FRAGRANCE INC | 2020-08-21 | 2022-01-25 | $353 | $213 | $140 | $140 |
| 20. TOKYO ELECTRON LTD UNSPON ADR | 2020-01-21 | 2022-01-26 | $2,466 | $1,125 | $1,341 | $1,341 |
| 34. SEAGATE TECHNOLOGY HLDNGS PLC ORD SHS | 2011-08-16 | 2022-01-27 | $3,625 | $414 | $3,211 | $3,211 |
| 32. NXP SEMICONDUCTORS N V | 2021-02-10 | 2022-01-27 | $6,106 | $5,981 | $125 | $125 |
| 39. CITRIX SYSTEMS INC | 2013-12-18 | 2022-01-31 | $3,966 | $1,828 | $2,138 | $2,138 |
| 7. NXP SEMICONDUCTORS N V | 2021-02-10 | 2022-01-31 | $1,403 | $1,308 | $95 | $95 |
| 19. NXP SEMICONDUCTORS N V | 2020-12-10 | 2022-01-31 | $3,808 | $2,453 | $1,355 | $1,355 |
| 2. HOME DEPOT INC | 2006-07-13 | 2022-02-08 | $720 | $67 | $653 | $653 |
| 19. KBC GROUP NV | 2016-04-15 | 2022-02-08 | $870 | $515 | $355 | $355 |
| 16. KBC GROUP NV | 2016-04-15 | 2022-02-09 | $740 | $433 | $307 | $307 |
| 12. NESTLE SA | 2021-11-04 | 2022-02-09 | $1,546 | $1,426 | $120 | $120 |
| 1. ULTA SALON COSMETCS & FRAGRANCE INC | 2020-06-23 | 2022-02-09 | $374 | $207 | $167 | $167 |
| 1. HOME DEPOT INC | 2006-07-13 | 2022-02-10 | $358 | $34 | $324 | $324 |
| 5885.29 HARDING LOEVNER INST EMER M-I | 2021-01-21 | 2022-02-11 | $140,011 | $142,564 | -$2,553 | -$2,553 |
| 1. ULTA SALON COSMETCS & FRAGRANCE INC | 2020-06-23 | 2022-02-11 | $368 | $207 | $161 | $161 |
| 1. HOME DEPOT INC | 2006-07-13 | 2022-02-14 | $350 | $34 | $316 | $316 |
| 1. HOME DEPOT INC | 2006-07-13 | 2022-02-16 | $349 | $34 | $315 | $315 |
| 2. HOME DEPOT INC | 2006-07-13 | 2022-02-18 | $694 | $67 | $627 | $627 |
| 9. MEDTRONIC PLC SHS | 2015-01-28 | 2022-02-23 | $930 | $676 | $254 | $254 |
| 2. HOME DEPOT INC | 2006-07-13 | 2022-02-24 | $614 | $67 | $547 | $547 |
| 4. ALCON INC ORD SHS | 2021-11-17 | 2022-02-24 | $294 | $290 | $4 | $4 |
| 14. ALCON INC ORD SHS | 2020-12-29 | 2022-02-24 | $1,029 | $930 | $99 | $99 |
| 2. HOME DEPOT INC | 2006-07-13 | 2022-02-28 | $628 | $67 | $561 | $561 |
| .37 S& P GLOBAL INC | 2018-10-25 | 2022-02-28 | $137 | $65 | $72 | $72 |
| 6. CAPITAL ONE FINANCIAL CORP COM | 2021-05-20 | 2022-03-01 | $854 | $939 | -$85 | -$85 |
| 26. CAPITAL ONE FINANCIAL CORP COM | 2021-01-07 | 2022-03-01 | $3,703 | $2,833 | $870 | $870 |
| 5. BIOMARIN PHARMACEUTICAL INC | 2018-05-04 | 2022-03-02 | $389 | $423 | -$34 | -$34 |
| 69. CAPITAL ONE FINANCIAL CORP COM | 2020-12-09 | 2022-03-02 | $9,749 | $6,544 | $3,205 | $3,205 |
| 13. SEA LTD ADR | 2021-11-17 | 2022-03-04 | $1,276 | $3,302 | -$2,026 | -$2,026 |
| 31.01 CERENCE INC COM | 2018-05-10 | 2022-03-07 | $951 | $518 | $433 | $433 |
| 22. AIRBUS SE | 2019-11-20 | 2022-03-08 | $564 | $817 | -$253 | -$253 |
| 2. BIOMARIN PHARMACEUTICAL INC | 2018-04-30 | 2022-03-09 | $157 | $169 | -$12 | -$12 |
| 38. VERTEX PHARMACEUTICALS INC | 2021-02-22 | 2022-03-09 | $9,060 | $9,043 | $17 | $17 |
| 7. AIRBUS SE | 2019-10-31 | 2022-03-10 | $193 | $251 | -$58 | -$58 |
| 2. ATLASSIAN CORP PLC CL A | 2020-11-05 | 2022-03-10 | $513 | $400 | $113 | $113 |
| 2. BIOMARIN PHARMACEUTICAL INC | 2018-04-30 | 2022-03-11 | $153 | $169 | -$16 | -$16 |
| 49. AIRBUS SE | 2019-10-31 | 2022-03-16 | $1,440 | $1,723 | -$283 | -$283 |
| 8. AMADEUS IT GROUP SA | 2017-04-26 | 2022-03-16 | $482 | $387 | $95 | $95 |
| 3. BIOMARIN PHARMACEUTICAL INC | 2019-05-29 | 2022-03-17 | $242 | $250 | -$8 | -$8 |
| 23. AIRBUS SE | 2019-09-09 | 2022-03-18 | $671 | $804 | -$133 | -$133 |
| 80. FANUC CORP | 2017-05-25 | 2022-03-18 | $1,398 | $1,550 | -$152 | -$152 |
| 2. BIOMARIN PHARMACEUTICAL INC | 2019-05-29 | 2022-03-22 | $164 | $167 | -$3 | -$3 |
| 8. MEDTRONIC PLC SHS | 2015-01-28 | 2022-03-23 | $849 | $601 | $248 | $248 |
| 1. NXP SEMICONDUCTORS N V | 2020-07-30 | 2022-03-24 | $188 | $117 | $71 | $71 |
| 51. MONOTARO CO LTD | 2018-07-25 | 2022-03-25 | $1,165 | $540 | $625 | $625 |
| 2. NXP SEMICONDUCTORS N V | 2020-07-30 | 2022-03-25 | $379 | $234 | $145 | $145 |
| 14. ALCON INC ORD SHS | 2020-12-29 | 2022-03-28 | $1,079 | $920 | $159 | $159 |
| 2. ASMLD HOLDINGS NV | 2009-01-22 | 2022-03-28 | $1,371 | $33 | $1,338 | $1,338 |
| 1. NXP SEMICONDUCTORS N V | 2020-07-30 | 2022-03-28 | $187 | $117 | $70 | $70 |
| 1. NXP SEMICONDUCTORS N V | 2020-07-30 | 2022-03-30 | $190 | $117 | $73 | $73 |
| 7. BIOMARIN PHARMACEUTICAL INC | 2020-09-17 | 2022-03-31 | $543 | $551 | -$8 | -$8 |
| 25. MONOTARO CO LTD | 2018-05-31 | 2022-03-31 | $551 | $254 | $297 | $297 |
| 51. WORLDLINE SA UNSPONSORD ADR | 2020-09-03 | 2022-03-31 | $1,137 | $2,424 | -$1,287 | -$1,287 |
| 1. NXP SEMICONDUCTORS N V | 2020-07-30 | 2022-04-01 | $182 | $117 | $65 | $65 |
| 1. ADOBE SYS INC | 2016-02-08 | 2022-04-06 | $444 | $75 | $369 | $369 |
| 1. PALO ALTO NETWORKS INC | 2017-04-07 | 2022-04-07 | $614 | $112 | $502 | $502 |
| 2. NXP SEMICONDUCTORS N V | 2020-07-30 | 2022-04-07 | $345 | $234 | $111 | $111 |
| 4. NXP SEMICONDUCTORS N V | 2020-07-30 | 2022-04-08 | $670 | $468 | $202 | $202 |
| 23. WORLDLINE SA UNSPONSORD ADR | 2020-09-09 | 2022-04-12 | $441 | $1,037 | -$596 | -$596 |
| 11. TWITTER INC COM | 2019-10-31 | 2022-04-14 | $507 | $324 | $183 | $183 |
| 17. MEDTRONIC PLC SHS | 2015-01-28 | 2022-04-19 | $1,875 | $1,277 | $598 | $598 |
| 1. MONOTARO CO LTD | 2018-05-31 | 2022-04-21 | $19 | $10 | $9 | $9 |
| 2. NETFLIX INC | 2021-11-09 | 2022-04-21 | $435 | $1,316 | -$881 | -$881 |
| 6. NOVO NORDISK A S ADR | 2021-08-05 | 2022-04-21 | $678 | $614 | $64 | $64 |
| 6. NOVO NORDISK A S ADR | 2005-11-04 | 2022-04-21 | $678 | $31 | $647 | $647 |
| 52. ROCHE HLDG LTD SPON ADR | 2022-03-28 | 2022-04-21 | $2,503 | $2,631 | -$128 | -$128 |
| 26. WORLDLINE SA UNSPONSORD ADR | 2020-11-12 | 2022-04-21 | $505 | $1,143 | -$638 | -$638 |
| 95. TWITTER INC COM | 2019-10-31 | 2022-04-26 | $4,766 | $1,660 | $3,106 | $3,106 |
| 1. ULTA SALON COSMETCS & FRAGRANCE INC | 2020-06-23 | 2022-04-27 | $406 | $207 | $199 | $199 |
| 26. WORLDLINE SA UNSPONSORD ADR | 2020-11-12 | 2022-04-27 | $487 | $1,127 | -$640 | -$640 |
| 28. EXPEDIA GROUP INC | 2021-05-20 | 2022-05-04 | $4,064 | $4,720 | -$656 | -$656 |
| 17. EXPEDIA GROUP INC | 2021-02-10 | 2022-05-04 | $2,468 | $2,531 | -$63 | -$63 |
| 4. ALIBABA GROUP HLD ADR | 2021-06-25 | 2022-05-05 | $382 | $874 | -$492 | -$492 |
| 1. ALIBABA GROUP HLD ADR | 2015-11-24 | 2022-05-05 | $96 | $81 | $15 | $15 |
| 2. SALESFORCE.COM INC | 2021-12-02 | 2022-05-05 | $347 | $519 | -$172 | -$172 |
| 1. ULTA SALON COSMETCS & FRAGRANCE INC | 2020-07-21 | 2022-05-05 | $394 | $204 | $190 | $190 |
| 6. ALIBABA GROUP HLD ADR | 2015-11-24 | 2022-05-06 | $543 | $484 | $59 | $59 |
| 8. TAIWAN SEMICONDUCTOR MFG CO | 2021-12-28 | 2022-05-06 | $733 | $979 | -$246 | -$246 |
| 9. TAIWAN SEMICONDUCTOR MFG CO | 2019-04-01 | 2022-05-06 | $825 | $371 | $454 | $454 |
| 4. ATLASSIAN CORP PLC CL A | 2020-11-05 | 2022-05-06 | $806 | $800 | $6 | $6 |
| 6. ELASTIC N V ORD SHS | 2020-02-04 | 2022-05-06 | $391 | $420 | -$29 | -$29 |
| 5. ALIBABA GROUP HLD ADR | 2015-11-24 | 2022-05-11 | $421 | $404 | $17 | $17 |
| 45. TJX COS INC | 2021-05-20 | 2022-05-12 | $2,494 | $3,049 | -$555 | -$555 |
| 160. TJX COS INC | 2021-04-14 | 2022-05-12 | $8,869 | $11,132 | -$2,263 | -$2,263 |
| 9. NOVO NORDISK A S ADR | 2005-11-04 | 2022-05-13 | $953 | $47 | $906 | $906 |
| 12. UNITEDHEALTH GROUP INC | 2021-07-13 | 2022-05-16 | $5,872 | $5,018 | $854 | $854 |
| 2. UNITEDHEALTH GROUP INC | 2009-04-01 | 2022-05-16 | $979 | $41 | $938 | $938 |
| 1. VERTEX PHARMACEUTICALS INC | 2021-02-22 | 2022-05-16 | $252 | $213 | $39 | $39 |
| 2. SALESFORCE.COM INC | 2021-12-02 | 2022-05-17 | $325 | $519 | -$194 | -$194 |
| 26. TAIWAN SEMICONDUCTOR MFG CO | 2019-04-01 | 2022-05-23 | $2,376 | $1,065 | $1,311 | $1,311 |
| 2. TRACTOR SUPPLY CO | 2021-03-01 | 2022-05-23 | $353 | $325 | $28 | $28 |
| 4. ADIDAS AG | 2020-01-09 | 2022-05-25 | $366 | $689 | -$323 | -$323 |
| 2. SALESFORCE.COM INC | 2021-07-28 | 2022-05-25 | $319 | $489 | -$170 | -$170 |
| 34. TAIWAN SEMICONDUCTOR MFG CO | 2019-03-22 | 2022-05-25 | $3,063 | $1,379 | $1,684 | $1,684 |
| 9. ELASTIC N V ORD SHS | 2020-05-07 | 2022-05-25 | $526 | $629 | -$103 | -$103 |
| 12. PENTAIR PLC COM SHRS | 2017-02-13 | 2022-05-27 | $603 | $477 | $126 | $126 |
| 71.01 PENTAIR PLC COM SHRS | 2010-05-19 | 2022-05-27 | $3,569 | $1,518 | $2,051 | $2,051 |
| 4. ULTA SALON COSMETCS & FRAGRANCE INC | 2020-07-21 | 2022-06-03 | $1,619 | $777 | $842 | $842 |
| 63. FANUC CORP | 2016-10-26 | 2022-06-06 | $1,029 | $1,186 | -$157 | -$157 |
| 79. FANUC CORP | 2016-10-26 | 2022-06-09 | $1,288 | $1,487 | -$199 | -$199 |
| 4. VERTEX PHARMACEUTICALS INC | 2021-02-22 | 2022-06-09 | $1,058 | $852 | $206 | $206 |
| 201. WESTERN ASSET TOTAL RETURN ETF | 2019-08-16 | 2022-06-23 | $4,212 | $5,496 | -$1,284 | -$1,284 |
| 400. WESTERN ASSET TOTAL RETURN ETF | 2019-08-16 | 2022-06-23 | $8,382 | $10,937 | -$2,555 | -$2,555 |
| 2000. WESTERN ASSET TOTAL RETURN ETF | 2019-08-16 | 2022-06-23 | $41,909 | $54,323 | -$12,414 | -$12,414 |
| 4800. WESTERN ASSET TOTAL RETURN ETF | 2019-07-29 | 2022-06-23 | $100,582 | $128,976 | -$28,394 | -$28,394 |
| 7876.5 MARTN CURRIE INTL UNCONS EQ IS | 2022-02-11 | 2022-06-23 | $99,554 | $125,005 | -$25,451 | -$25,451 |
| 42. FANUC CORP | 2017-01-18 | 2022-06-24 | $659 | $775 | -$116 | -$116 |
| 11. OCADO GROUP PLC | 2021-02-04 | 2022-06-24 | $235 | $849 | -$614 | -$614 |
| 3. BIOGEN IDEC INC | 2005-05-20 | 2022-06-28 | $618 | $108 | $510 | $510 |
| 7. ADIDAS AG | 2020-06-04 | 2022-06-29 | $623 | $1,071 | -$448 | -$448 |
| 5. OCADO GROUP PLC | 2021-01-14 | 2022-06-29 | $98 | $348 | -$250 | -$250 |
| 3. FACEBOOK INC CL-A | 2013-06-06 | 2022-06-30 | $486 | $69 | $417 | $417 |
| 56. FANUC CORP | 2017-01-18 | 2022-06-30 | $871 | $1,012 | -$141 | -$141 |
| 2. UNITED PARCEL SERVICE CL B | 2018-05-14 | 2022-07-08 | $370 | $233 | $137 | $137 |
| 10. VERTEX PHARMACEUTICALS INC | 2021-02-22 | 2022-07-08 | $2,941 | $2,130 | $811 | $811 |
| 35. TWITTER INC COM | 2017-02-13 | 2022-07-11 | $1,176 | $550 | $626 | $626 |
| 2. UNITED PARCEL SERVICE CL B | 2018-05-14 | 2022-07-12 | $360 | $233 | $127 | $127 |
| 23. KBC GROUP NV | 2016-04-15 | 2022-07-13 | $574 | $623 | -$49 | -$49 |
| 17. UNITY SOFTWARE INC COM | 2022-01-19 | 2022-07-13 | $567 | $1,969 | -$1,402 | -$1,402 |
| 13. 10X GENOMICS INC CL A COM | 2021-11-10 | 2022-07-19 | $472 | $2,175 | -$1,703 | -$1,703 |
| 1. WW GRAINGER INC | 2014-02-05 | 2022-07-21 | $471 | $233 | $238 | $238 |
| 1. ADOBE SYS INC | 2016-02-08 | 2022-07-25 | $393 | $75 | $318 | $318 |
| 7632. DOUBLELINE CORE FIXED INCOME FUND | 2019-01-17 | 2022-07-27 | $74,946 | $81,281 | -$6,335 | -$6,335 |
| 1. ADOBE SYS INC | 2016-02-08 | 2022-07-28 | $402 | $75 | $327 | $327 |
| 63. COMPASS GROUP PLC | 2021-06-01 | 2022-07-28 | $1,498 | $1,434 | $64 | $64 |
| 10. KBC GROUP NV | 2016-04-15 | 2022-07-28 | $251 | $271 | -$20 | -$20 |
| 22. THOMSON REUTERS CORP | 2020-02-25 | 2022-07-28 | $2,452 | $1,714 | $738 | $738 |
| 11. KBC GROUP NV | 2016-04-15 | 2022-08-02 | $282 | $298 | -$16 | -$16 |
| 2. ASMLD HOLDINGS NV | 2009-01-22 | 2022-08-02 | $1,128 | $33 | $1,095 | $1,095 |
| 13. KBC GROUP NV | 2020-05-15 | 2022-08-04 | $338 | $315 | $23 | $23 |
| 1. ADOBE SYS INC | 2016-02-08 | 2022-08-10 | $439 | $75 | $364 | $364 |
| 6. LIBERTY BROADBAND CORP - A | 2009-01-28 | 2022-08-10 | $700 | $10 | $690 | $690 |
| 12. KBC GROUP NV | 2020-05-15 | 2022-08-12 | $325 | $269 | $56 | $56 |
| 2. TEMENOS AG | 2017-01-27 | 2022-08-12 | $174 | $144 | $30 | $30 |
| 6. ICON PLC | 2021-09-16 | 2022-08-12 | $1,450 | $1,607 | -$157 | -$157 |
| 2. FIDELITY NATIONAL INFORMATION SRV | 2019-07-25 | 2022-08-16 | $206 | $265 | -$59 | -$59 |
| 12. KBC GROUP NV | 2020-05-15 | 2022-08-16 | $319 | $269 | $50 | $50 |
| 3. TEMENOS AG | 2017-01-27 | 2022-08-16 | $252 | $216 | $36 | $36 |
| 3. ICON PLC | 2021-09-30 | 2022-08-16 | $736 | $800 | -$64 | -$64 |
| 1. ICON PLC | 2011-01-28 | 2022-08-16 | $245 | $23 | $222 | $222 |
| 1. ADOBE SYS INC | 2016-02-08 | 2022-08-17 | $439 | $75 | $364 | $364 |
| 2. FIDELITY NATIONAL INFORMATION SRV | 2019-07-25 | 2022-08-19 | $200 | $265 | -$65 | -$65 |
| 13. ADIDAS AG | 2020-04-29 | 2022-08-22 | $1,039 | $1,235 | -$196 | -$196 |
| 2. FIDELITY NATIONAL INFORMATION SRV | 2019-09-11 | 2022-08-23 | $193 | $262 | -$69 | -$69 |
| 2. FIDELITY NATIONAL INFORMATION SRV | 2019-09-11 | 2022-08-26 | $189 | $262 | -$73 | -$73 |
| 9. WOLFSPEED INC COM | 2022-02-11 | 2022-08-29 | $1,044 | $871 | $173 | $173 |
| 2. FACEBOOK INC CL-A | 2013-06-06 | 2022-08-30 | $315 | $46 | $269 | $269 |
| 2. FIDELITY NATIONAL INFORMATION SRV | 2020-05-11 | 2022-08-30 | $186 | $258 | -$72 | -$72 |
| 1. FIDELITY NATIONAL INFORMATION SRV | 2020-05-11 | 2022-08-31 | $92 | $129 | -$37 | -$37 |
| 5. OCADO GROUP PLC | 2020-11-05 | 2022-09-01 | $82 | $337 | -$255 | -$255 |
| 4. TEMENOS AG | 2017-01-27 | 2022-09-01 | $304 | $288 | $16 | $16 |
| 2. FIDELITY NATIONAL INFORMATION SRV | 2020-05-11 | 2022-09-06 | $179 | $258 | -$79 | -$79 |
| 2. FIDELITY NATIONAL INFORMATION SRV | 2020-05-11 | 2022-09-07 | $180 | $258 | -$78 | -$78 |
| 11. OCADO GROUP PLC | 2020-09-15 | 2022-09-08 | $189 | $740 | -$551 | -$551 |
| 4. TEMENOS AG | 2017-01-27 | 2022-09-08 | $319 | $282 | $37 | $37 |
| 10. UIPATH INC CL A | 2021-06-10 | 2022-09-08 | $137 | $719 | -$582 | -$582 |
| 2. FIDELITY NATIONAL INFORMATION SRV | 2019-10-21 | 2022-09-09 | $182 | $257 | -$75 | -$75 |
| 6. TEMENOS AG | 2016-12-16 | 2022-09-09 | $502 | $416 | $86 | $86 |
| 11. UIPATH INC CL A | 2021-07-16 | 2022-09-09 | $161 | $733 | -$572 | -$572 |
| 22525.23 WESTERN ASSET CORE PLUS BOND IS | 2022-07-27 | 2022-09-09 | $218,942 | $224,010 | -$5,068 | -$5,068 |
| 9477.67 WESTERN ASSET CORE PLUS BOND IS | 2021-01-21 | 2022-09-09 | $92,122 | $115,000 | -$22,878 | -$22,878 |
| 2. BROADCOM INC | 2019-06-14 | 2022-09-12 | $1,056 | $523 | $533 | $533 |
| 1. FIDELITY NATIONAL INFORMATION SRV | 2019-10-21 | 2022-09-14 | $88 | $129 | -$41 | -$41 |
| 12. UIPATH INC CL A | 2021-12-10 | 2022-09-14 | $169 | $581 | -$412 | -$412 |
| 2. WALT DISNEY CO | 2005-09-26 | 2022-09-19 | $217 | $46 | $171 | $171 |
| 1897.53 WESTERN ASSET INCOME FUND | 2022-07-27 | 2022-09-19 | $9,867 | $10,005 | -$138 | -$138 |
| 24214.42 WESTERN ASSET INCOME FUND | 2021-01-21 | 2022-09-19 | $125,910 | $150,000 | -$24,090 | -$24,090 |
| 4. FIDELITY NATIONAL INFORMATION SRV | 2020-04-06 | 2022-09-20 | $325 | $500 | -$175 | -$175 |
| 18. AMERICAN EXPRESS CO | 2021-05-20 | 2022-09-22 | $2,608 | $2,788 | -$180 | -$180 |
| 102. EXPEDIA GROUP INC | 2021-02-10 | 2022-09-22 | $9,507 | $14,478 | -$4,971 | -$4,971 |
| 3. WALT DISNEY CO | 2005-09-26 | 2022-09-26 | $297 | $69 | $228 | $228 |
| 35. BURBERRY GROUP PLC | 2017-05-25 | 2022-09-29 | $662 | $813 | -$151 | -$151 |
| 21. OCADO GROUP PLC | 2020-10-27 | 2022-09-29 | $218 | $1,374 | -$1,156 | -$1,156 |
| 3. TEMENOS AG | 2016-12-14 | 2022-09-29 | $199 | $206 | -$7 | -$7 |
| 6. TEMENOS AG | 2016-12-14 | 2022-10-04 | $420 | $411 | $9 | $9 |
| 36. SCHLUMBERGER LTD | 2021-06-04 | 2022-10-14 | $1,531 | $1,303 | $228 | $228 |
| 25. TWITTER INC COM | 2017-02-13 | 2022-10-20 | $1,310 | $393 | $917 | $917 |
| 3. BIOGEN IDEC INC | 2005-05-20 | 2022-10-21 | $800 | $108 | $692 | $692 |
| 31. SCHLUMBERGER LTD | 2021-10-22 | 2022-10-21 | $1,530 | $1,055 | $475 | $475 |
| 11. SCHLUMBERGER LTD | 2021-06-04 | 2022-10-21 | $543 | $385 | $158 | $158 |
| 3. THERMO FISHER SCIENTIFIC INC | 2010-08-27 | 2022-10-25 | $1,540 | $129 | $1,411 | $1,411 |
| 15. L OREAL SA | 2018-10-19 | 2022-10-26 | $961 | $663 | $298 | $298 |
| 28. SCHLUMBERGER LTD | 2021-06-01 | 2022-10-26 | $1,480 | $907 | $573 | $573 |
| 2. FACEBOOK INC CL-A | 2013-06-06 | 2022-10-27 | $199 | $46 | $153 | $153 |
| 11. SCHLUMBERGER LTD | 2021-05-13 | 2022-10-28 | $554 | $352 | $202 | $202 |
| 10. AIR PRODUCTS & CHEMICAL INC | 2021-05-20 | 2022-10-31 | $2,504 | $2,991 | -$487 | -$487 |
| 18. ALPHABET INCORPORATION | 2022-10-05 | 2022-10-31 | $1,709 | $1,808 | -$99 | -$99 |
| 22. AMERICAN EXPRESS CO | 2021-05-20 | 2022-10-31 | $3,277 | $3,285 | -$8 | -$8 |
| 10. AMERICAN TOWER CORP | 2021-05-20 | 2022-10-31 | $2,078 | $2,510 | -$432 | -$432 |
| 5. AMGEN INC | 2020-03-13 | 2022-10-31 | $1,346 | $972 | $374 | $374 |
| 6. ANTHEM INC | 2021-10-22 | 2022-10-31 | $3,286 | $2,469 | $817 | $817 |
| 8. APPLE COMPUTER INC | 2011-01-25 | 2022-10-31 | $1,228 | $97 | $1,131 | $1,131 |
| 128. BK AMER CORP COM | 2021-05-20 | 2022-10-31 | $4,636 | $5,356 | -$720 | -$720 |
| 33. BANK OF NEW YORK MELLON CORP/THE | 2021-05-20 | 2022-10-31 | $1,396 | $1,670 | -$274 | -$274 |
| 6. BECTON DICKINSON AND CO | 2022-05-17 | 2022-10-31 | $1,411 | $1,530 | -$119 | -$119 |
| 6. BERKSHIRE HATHAWAY CL-B | 2021-05-20 | 2022-10-31 | $1,778 | $1,722 | $56 | $56 |
| 5. CHARTER COMMUNICATIONS INC | 2021-05-20 | 2022-10-31 | $1,848 | $3,479 | -$1,631 | -$1,631 |
| 21. CHEVRONTEXACO CORP | 2021-05-20 | 2022-10-31 | $3,810 | $2,199 | $1,611 | $1,611 |
| 53. CISCO SYS INC | 2021-08-12 | 2022-10-31 | $2,405 | $2,976 | -$571 | -$571 |
| 46. COMCAST CORP | 2018-04-25 | 2022-10-31 | $1,455 | $1,576 | -$121 | -$121 |
| 51. CONOCOPHILLIPS COM | 2021-07-21 | 2022-10-31 | $6,496 | $2,908 | $3,588 | $3,588 |
| 11. DEERE & CO | 2021-05-20 | 2022-10-31 | $4,382 | $3,901 | $481 | $481 |
| 82. DISH NETWORK CORP CLASS A | 2021-05-20 | 2022-10-31 | $1,236 | $4,182 | -$2,946 | -$2,946 |
| 32. EDISON INTERNATIONAL | 2020-11-10 | 2022-10-31 | $1,916 | $1,968 | -$52 | -$52 |
| 193. HALEON PLC SPON ADS | 2022-07-22 | 2022-10-31 | $1,180 | $1,456 | -$276 | -$276 |
| 7. HOME DEPOT INC | 2006-07-13 | 2022-10-31 | $2,078 | $236 | $1,842 | $1,842 |
| 7. HONEYWELL INTERNATIONAL INC COM | 2012-06-01 | 2022-10-31 | $1,424 | $363 | $1,061 | $1,061 |
| 11. ILLINOIS TOOL WKS INC | 2021-05-20 | 2022-10-31 | $2,351 | $2,550 | -$199 | -$199 |
| 33. INTEL CORP | 2022-01-10 | 2022-10-31 | $936 | $1,804 | -$868 | -$868 |
| 36. JP MORGAN CHASE & CO | 2021-05-20 | 2022-10-31 | $4,548 | $4,920 | -$372 | -$372 |
| 14. JOHNSON & JOHNSON | 2021-05-20 | 2022-10-31 | $2,431 | $2,396 | $35 | $35 |
| 12. MARSH & MCLENNAN COS INC | 2022-10-28 | 2022-10-31 | $1,952 | $1,859 | $93 | $93 |
| 4. MARTIN MARIETTA MATERIALS INC | 2021-05-20 | 2022-10-31 | $1,340 | $1,447 | -$107 | -$107 |
| 21. MERCK & CO INC NEW | 2021-05-20 | 2022-10-31 | $2,121 | $1,596 | $525 | $525 |
| 1. MICROSOFT CORP | 2022-08-17 | 2022-10-31 | $233 | $291 | -$58 | -$58 |
| 4. MICROSOFT CORP | 2021-10-22 | 2022-10-31 | $932 | $1,237 | -$305 | -$305 |
| 11. MOTOROLA SOLUTIONS INC | 2021-05-20 | 2022-10-31 | $2,750 | $2,229 | $521 | $521 |
| 6. NORTHROP GRUMMAN CORP | 2021-05-20 | 2022-10-31 | $3,294 | $2,240 | $1,054 | $1,054 |
| 17. ORACLE CORPORATION | 2021-05-20 | 2022-10-31 | $1,327 | $1,343 | -$16 | -$16 |
| 15. OTIS WORLDWIDE CORP COM | 2021-05-20 | 2022-10-31 | $1,066 | $1,164 | -$98 | -$98 |
| 14. PPG INDS INC COM | 2021-05-20 | 2022-10-31 | $1,605 | $2,488 | -$883 | -$883 |
| 9. PEPSICO INC | 2021-05-20 | 2022-10-31 | $1,632 | $1,329 | $303 | $303 |
| 17. PROGRESSIVE CORP | 2021-05-20 | 2022-10-31 | $2,188 | $1,745 | $443 | $443 |
| 2. RAYTHEON TECHNOLOGIES CORP COM | 2022-02-25 | 2022-10-31 | $190 | $194 | -$4 | -$4 |
| 40. RAYTHEON TECHNOLOGIES CORP COM | 2021-05-20 | 2022-10-31 | $3,795 | $3,231 | $564 | $564 |
| 29. CHARLES SCHWAB CORP/THE | 2021-05-20 | 2022-10-31 | $2,301 | $2,053 | $248 | $248 |
| 31. SEMPRA ENERGY | 2021-05-20 | 2022-10-31 | $4,705 | $4,214 | $491 | $491 |
| 61. TC ENERGY CORP | 2022-05-04 | 2022-10-31 | $2,679 | $3,453 | -$774 | -$774 |
| 10. TRAVELERS COS INC/THE | 2021-05-20 | 2022-10-31 | $1,846 | $1,589 | $257 | $257 |
| 141. TWITTER INC COM | 2017-03-22 | 2022-10-31 | $7,642 | $2,176 | $5,466 | $5,466 |
| 24. US BANCORP | 2021-05-20 | 2022-10-31 | $1,026 | $1,431 | -$405 | -$405 |
| 15. UNITED PARCEL SERVICE CL B | 2018-05-14 | 2022-10-31 | $2,535 | $1,747 | $788 | $788 |
| 6. UNITEDHEALTH GROUP INC | 2009-04-01 | 2022-10-31 | $3,336 | $124 | $3,212 | $3,212 |
| 99. VERTIV HOLDINGS LLC COM | 2021-05-20 | 2022-10-31 | $1,441 | $2,336 | -$895 | -$895 |
| 11. VISA INC | 2022-04-21 | 2022-10-31 | $2,276 | $2,342 | -$66 | -$66 |
| 6. TE CONNECTIVITY LTD | 2021-12-28 | 2022-10-31 | $736 | $977 | -$241 | -$241 |
| 24. TE CONNECTIVITY LTD | 2021-07-21 | 2022-10-31 | $2,944 | $3,221 | -$277 | -$277 |
| 17. SCHLUMBERGER LTD | 2021-05-13 | 2022-11-03 | $878 | $544 | $334 | $334 |
| 3. ATLASSIAN CORPORATION CL A | 2020-11-19 | 2022-11-04 | $365 | $599 | -$234 | -$234 |
| 7. HOYA CORP | 2020-07-28 | 2022-11-04 | $625 | $705 | -$80 | -$80 |
| 37. NIDEC CORP | 2017-10-16 | 2022-11-04 | $493 | $589 | -$96 | -$96 |
| 3. PALO ALTO NETWORKS INC | 2017-04-07 | 2022-11-04 | $430 | $112 | $318 | $318 |
| 1. TRACTOR SUPPLY CO | 2021-03-03 | 2022-11-04 | $206 | $158 | $48 | $48 |
| 1. WORKDAY INC CL A | 2022-03-18 | 2022-11-07 | $134 | $241 | -$107 | -$107 |
| 1. WORKDAY INC CL A | 2021-01-14 | 2022-11-07 | $134 | $231 | -$97 | -$97 |
| 2. TRACTOR SUPPLY CO | 2021-03-03 | 2022-11-09 | $410 | $317 | $93 | $93 |
| 17. WESTERN DIGITAL CORP | 2019-11-20 | 2022-11-09 | $588 | $819 | -$231 | -$231 |
| 1. TRACTOR SUPPLY CO | 2021-02-11 | 2022-11-10 | $211 | $158 | $53 | $53 |
| 2. WALT DISNEY CO | 2005-09-26 | 2022-11-14 | $191 | $46 | $145 | $145 |
| 4. NORTHROP GRUMMAN CORP | 2021-05-20 | 2022-11-14 | $1,937 | $1,493 | $444 | $444 |
| 30. RAYTHEON TECHNOLOGIES CORP COM | 2020-11-24 | 2022-11-14 | $2,813 | $2,228 | $585 | $585 |
| 4. ROCHE HLDG LTD SPON ADR | 2022-03-28 | 2022-11-14 | $166 | $200 | -$34 | -$34 |
| 24. ROCHE HLDG LTD SPON ADR | 2021-08-05 | 2022-11-14 | $995 | $1,050 | -$55 | -$55 |
| 41. SCHLUMBERGER LTD | 2021-05-13 | 2022-11-14 | $2,235 | $1,311 | $924 | $924 |
| 1. UNITEDHEALTH GROUP INC | 2009-04-01 | 2022-11-14 | $519 | $21 | $498 | $498 |
| 3. WALT DISNEY CO | 2005-09-26 | 2022-11-15 | $287 | $69 | $218 | $218 |
| 35. IMMUNOGEN INC | 2013-11-12 | 2022-11-15 | $186 | $492 | -$306 | -$306 |
| 109. IMMUNOGEN INC | 2010-11-08 | 2022-11-15 | $579 | $864 | -$285 | -$285 |
| 27. WESTERN DIGITAL CORP | 2019-11-20 | 2022-11-15 | $1,076 | $1,302 | -$226 | -$226 |
| 38. BURBERRY GROUP PLC | 2019-06-25 | 2022-11-16 | $902 | $876 | $26 | $26 |
| 63. IMMUNOGEN INC | 2010-10-20 | 2022-11-16 | $327 | $496 | -$169 | -$169 |
| 13. SCHLUMBERGER LTD | 2021-05-13 | 2022-11-16 | $695 | $416 | $279 | $279 |
| 12. ATLASSIAN CORPORATION CL A | 2020-11-19 | 2022-11-17 | $1,500 | $2,284 | -$784 | -$784 |
| 17. BURBERRY GROUP PLC | 2019-06-25 | 2022-11-17 | $409 | $389 | $20 | $20 |
| 29. SCHLUMBERGER LTD | 2021-05-13 | 2022-11-17 | $1,516 | $927 | $589 | $589 |
| 1. TRACTOR SUPPLY CO | 2021-02-11 | 2022-11-17 | $214 | $158 | $56 | $56 |
| 1. WALT DISNEY CO | 2005-09-26 | 2022-11-18 | $92 | $23 | $69 | $69 |
| 5. WALT DISNEY CO | 2005-09-26 | 2022-11-21 | $489 | $115 | $374 | $374 |
| 78. NIDEC CORP | 2017-10-16 | 2022-11-21 | $1,198 | $1,242 | -$44 | -$44 |
| 4. WALT DISNEY CO | 2005-09-26 | 2022-11-29 | $379 | $92 | $287 | $287 |
| 16. L OREAL SA | 2018-10-19 | 2022-11-29 | $1,151 | $707 | $444 | $444 |
| 2. L OREAL SA | 2018-10-22 | 2022-11-29 | $144 | $88 | $56 | $56 |
| 80. NIDEC CORP | 2017-10-16 | 2022-11-30 | $1,225 | $1,273 | -$48 | -$48 |
| 12. WESTERN DIGITAL CORP | 2019-11-20 | 2022-12-01 | $432 | $578 | -$146 | -$146 |
| 15. AMAZON.COM INC | 2022-02-15 | 2022-12-02 | $1,415 | $2,342 | -$927 | -$927 |
| 22. BURBERRY GROUP PLC | 2017-06-27 | 2022-12-05 | $569 | $502 | $67 | $67 |
| 4. SALESFORCE.COM INC | 2021-07-28 | 2022-12-08 | $520 | $734 | -$214 | -$214 |
| 8. LINDE PLC | 2021-09-16 | 2022-12-09 | $2,674 | $2,201 | $473 | $473 |
| 1. TRACTOR SUPPLY CO | 2021-02-11 | 2022-12-16 | $211 | $158 | $53 | $53 |
| 2. ASMLD HOLDINGS NV | 2022-11-08 | 2022-12-16 | $1,148 | $971 | $177 | $177 |
| 2. PALO ALTO NETWORKS INC | 2017-04-07 | 2022-12-20 | $298 | $75 | $223 | $223 |
| 2. UNITED PARCEL SERVICE CL B | 2018-05-14 | 2022-12-20 | $350 | $233 | $117 | $117 |
| 1. TRACTOR SUPPLY CO | 2021-02-11 | 2022-12-22 | $211 | $158 | $53 | $53 |
| 1. BROKER 1099 | 2022-01-31 | 2022-12-31 | $447 | $447 | $447 | |
| 1. BROKER 1099 | 2022-01-31 | 2022-12-31 | $166 | $166 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -$83,796 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $289 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $289 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $289 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $3,590 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $3,590 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $3,301 | OverpaymentAmt |
| Applied To ES Tax | $292 | AppliedToESTaxAmt |
| Refund | $3,009 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | OH | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ARDEN TRUST COMPANY | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 3022465400 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2751 CENTERVILLE RD STE 400 | AddressLine1Txt |
| City | WILMINGTON | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 19808 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | Yes (true) | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ARDEN TRUST COMPANY | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2751 CENTERVILLE ROAD STE 400 | AddressLine1Txt |
| City | WILMINGTON | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 19808 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | TRUSTEE | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 1 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $11,708 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $2,288,746 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $116,912 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $2,405,658 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $2,405,658 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $36,085 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $2,369,573 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $118,479 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $118,479 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $289 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $289 | TotalTaxAmt |
| Distributable Before Adj | $118,190 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $118,190 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $118,190 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $129,742 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $129,742 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $118,190 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $126,214 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $0 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $0 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $0 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $0 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $0 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $129,742 | QualifyingDistributionsAmt |
| Applied To Year1 | $126,214 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $3,528 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $114,662 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $0 | ExcessFromYear4Amt |
| Excess From Year3 | $0 | ExcessFromYear3Amt |
| Excess From Year2 | $0 | ExcessFromYear2Amt |
| Excess From Year1 | $0 | ExcessFromYear1Amt |
| Excess From Current Year | $0 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | NONE | ContributingManagerNm |
| Shareholder Manager | NONE | ShareholderManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (3 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| SERVANTS OF RELIEFINCURABLE | |||||||
| CANCER | PARMA | OH | 441344595 | NONE | PC | GENERAL OPERATING | $63,107 |
| ST JOSEPH'S INDIAN SCHOOL | |||||||
| 1301 N MAIN | CHAMBERLAIN | SD | 57325 | NONE | PC | GENERAL OPERATING | $31,554 |
| FATHER FLANAGAN'S BOYS' HOME | |||||||
| 14100 CRAWFORD STREET | BOYS TOWN | NE | 68010 | NONE | PC | GENERAL OPERATING | $31,554 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $126,215 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $56,103 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Income | OtherInvestmentIncomeGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | -$83,796 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | -$27,693 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | -$27,693 | TotalIncomeProducingActyAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Rln Of Acty To Accom Of Exmpt Prps | RlnOfActyToAccomOfExmptPrpsGrp |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | TAX PREPARATION FEE (NON-ALLOC | CategoryTxt |
| Amt | $600 | Amt |
| Disbursements Charitable Prps | $600 | DisbursementsCharitablePrpsAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (2 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| SEE ATTACHED STATEMENT | AT COST | $1,531,362 | |
| SEE ATTACHED STATEMENT | FMV | $2,110,593 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | COST BASIS ADJUSTMENT | Desc |
| Amt | $511 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| OTHER NON-ALLOCABLE EXPENSE - | $200 | $200 | $0 |
| INVESTMENT EXPENSES-DIVIDEND I | $287 | $287 | $0 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | OTHER EXPENSE (NON-DEDUCTIBLE | CategoryTxt |
| Amt | $24,450 | Amt |
| Net Investment Income | $24,450 | NetInvestmentIncomeAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $1,512 | $1,512 | $0 |
| FEDERAL TAX PAYMENT - PRIOR YE | $1,836 | $0 | $0 |
| FEDERAL ESTIMATES - PRINCIPAL | $3,590 | $0 | $0 |
| FOREIGN TAXES ON NONQUALIFIED | $1 | $1 | $0 |
Comments