NORMAN E ALEXANDER FAMILY S FOUNDATION INC: Form 990PF, tax year 2023
View the entire original 990 at ProPublica ↗
- Organization
- NORMAN E ALEXANDER FAMILY S FOUNDATION INC (EIN 26-4413503)
- Tax period
- 2023-01-01 to 2023-12-31
- Filed
- 2024-11-15
- IRS object ID
- 202443209349101049
- Schema version
- 2023v5.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Legal Fees Schedule
- Other Expenses Schedule
- Other Increases Schedule
- Other Professional Fees Schedule
- Substantial Contributors Sch
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2024-11-15T08:52:34-06:00 | ReturnTs |
| Tax Period End | 2023-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 463179237 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CLARFELD FINANCIAL ADVISORS LLC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 520 WHITE PLAINS ROAD 3RD FLOOR | AddressLine1Txt |
| City | TARRYTOWN | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 105915112 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2023-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 264413503 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | NORMAN E ALEXANDER FAMILY S FOUNDATION | BusinessNameLine1Txt |
| Business Name Line2 | INC C/O R MITTENTHAL TCC GROUP | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | NORM | BusinessNameControlTxt |
| Phone | 2129490990 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 333 SEVENTH AVE 9TH FL | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10001 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | SHARON ZOFFNESS | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 2129490990 | PhoneNum |
| Signature | 2024-11-08 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IRS Responsible Prty Info Curr | 0 | IRSResponsiblePrtyInfoCurrInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JOHN M DANISH | PreparerPersonNm |
| PTIN | P00173472 | PTIN |
| Phone | 9148460100 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2023 | TaxYr |
| Build TS | 2024-10-15 13:58:12Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $110,854,359 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $14,376,419 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $264,598 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $264,598 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $2,706,594 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $2,706,594 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $67,445 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $130,716,617 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $67,445 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $17,415,056 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $3,038,637 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $7,462 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Other Prof Fees Rev And Expnss | $261,002 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $246,913 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $97,431 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $42,431 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $2,142 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $368,037 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $289,344 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $6,000,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $6,000,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $6,368,037 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $289,344 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $6,000,000 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $11,047,019 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $2,749,293 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $605,705 | CashBOYAmt |
| Cash EOY | $1,792,241 | CashEOYAmt |
| Cash EOYFMV | $1,792,241 | CashEOYFMVAmt |
| US Government Obligations BOY | $17,500,000 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $29,128,336 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $29,128,336 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $72,685,074 | CorporateStockBOYAmt |
| Corporate Stock EOY | $79,933,782 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $79,933,782 | CorporateStockEOYFMVAmt |
| Total Assets BOY | $90,790,779 | TotalAssetsBOYAmt |
| Total Assets EOY | $110,854,359 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $110,854,359 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $90,790,779 | RetainedEarningBOYAmt |
| Retained Earning EOY | $110,854,359 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $90,790,779 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $110,854,359 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $90,790,779 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $110,854,359 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $90,790,779 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $11,047,019 | ExcessRevenueOverExpensesAmt |
| Other Increases | $9,016,561 | OtherIncreasesAmt |
| Subtotal | $110,854,359 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $110,854,359 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (5 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| CHARLES SCHWAB - 0158 | P | $1,250,000 | $1,229,898 | $20,102 | $20,102 |
| CHARLES SCHWAB - 8018 | P | $88,287,802 | $85,264,286 | $3,023,516 | $3,023,516 |
| TD - 4905 | P | $1,556,775 | $1,553,004 | $3,771 | $3,771 |
| TD - 4905 | P | $39,549,266 | $42,601,984 | -$3,052,718 | -$3,052,718 |
| CAPITAL GAINS DIVIDENDS | P | $72,774 | $72,774 | $72,774 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $67,445 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $38,215 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $38,215 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $38,215 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $44,339 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $15,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $59,339 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $21,124 | OverpaymentAmt |
| Applied To ES Tax | $21,124 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | Yes (1) | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | RICHARD A MITTENTHAL | IndividualWithBooksNm |
| Phone | 2129490990 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 333 SEVENTH AVE 9TH FL | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10001 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| SHARON ZOFFNESS | ||||||||
| 333 SEVENTH AVE 9TH FL | NEW YORK | NY | 10001 | DIRECTOR/PRESIDENT/AS REQ'D | 0.00 | $0 | $0 | $0 |
| RACHEL ZOFFNESS | ||||||||
| 333 SEVENTH AVE 9TH FL | NEW YORK | NY | 10001 | DIRECTOR/VP/TREASURER/AS REQ'D | 0.00 | $0 | $0 | $0 |
| DANIEL BINDERMAN | ||||||||
| 333 SEVENTH AVE 9TH FL | NEW YORK | NY | 10001 | DIRECTOR/VP/TREASURER/AS REQ'D | 0.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $100,271,178 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,461,347 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $101,732,525 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $101,732,525 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,525,988 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $100,206,537 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $5,010,327 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $5,010,327 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $38,215 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $38,215 | TotalTaxAmt |
| Distributable Before Adj | $4,972,112 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $4,972,112 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $4,972,112 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $6,000,000 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $6,000,000 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $4,972,112 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr4 | $28,921 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $832,315 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $199,236 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $1,015,244 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $2,075,716 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $6,000,000 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $4,972,112 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $1,027,888 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $3,103,604 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $3,103,604 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $28,921 | ExcessFromYear4Amt |
| Excess From Year3 | $832,315 | ExcessFromYear3Amt |
| Excess From Year2 | $199,236 | ExcessFromYear2Amt |
| Excess From Year1 | $1,015,244 | ExcessFromYear1Amt |
| Excess From Current Year | $1,027,888 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (34 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| AMERICAN FRIENDS OF LATET HUMANITARIAN | |||||||
| 57 WINGATE STREET SUITE 204 | HAVERHILL | MA | 01832 | NONE | PC | SOCIAL PURPOSES | $200,000 |
| AMERICAN FRIENDS OF MAGEN DAVID ADOM | |||||||
| 20 W 36TH STREET SUITE 1100 | NEW YORK | NY | 100189784 | NONE | PC | SOCIAL PURPOSES | $200,000 |
| AMERICAN JEWISH WORLD SERVICE INC | |||||||
| 45 WEST 36TH STREET | NEW YORK | NY | 10018 | NONE | PC | SOCIAL PURPOSES | $100,000 |
| ANTI-DEFAMATION LEAGUE | |||||||
| 605 THIRD AVENUE | NEW YORK | NY | 101583560 | NONE | PC | SOCIAL PURPOSES | $350,000 |
| CALIFORNIA COASTKEEPER ALLIANCE | |||||||
| 1100 11TH STREET 3RD FLOOR | SACRAMENTO | CA | 95814 | NONE | PC | ENVIRONMENTAL PURPOSES | $50,000 |
| CITY PARKS FOUNDATION | |||||||
| 299 PARK AVE | NEW YORK | NY | 10171 | NONE | PC | ENVIRONMENTAL PURPOSES | $50,000 |
| CLEAN AIR TASK FORCE INC | |||||||
| 114 STATE STREET 6TH FLOOR | BOSTON | MA | 02109 | NONE | PC | ENVIRONMENTAL PURPOSES | $120,000 |
| COALITION FOR RAINFOREST NATIONS | |||||||
| 52 VANDERBILT AVENUE - SUITE 1401 | NEW YORK | NY | 10017 | NONE | PC | ENVIRONMENTAL PURPOSES | $80,000 |
| COMMITTEE TO PROTECT JOURNALISTS | |||||||
| 509 WEST 38TH STREET | NEW YORK | NY | 10108 | NONE | PC | SOCIAL PURPOSES | $15,000 |
| CONGREGATION BETH ABRAHAM | |||||||
| 396 NEW BRIDGE ROAD | BERGENFIELD | NJ | 07621 | NONE | PC | SOCIAL PURPOSES | $25,000 |
| DOROT INC | |||||||
| 171 WEST 85TH STREET | NEW YORK | NY | 10024 | NONE | PC | SOCIAL PURPOSES | $75,000 |
| FRIENDS OF THE ISRAEL DEFENSE FORCES | |||||||
| 60 EAST 42ND STREET | NEW YORK | NY | 101650015 | NONE | PC | SOCIAL PURPOSES | $200,000 |
| HADASSAH | |||||||
| 40 WALL STREET | NEW YORK | NY | 10005 | NONE | PC | SOCIAL PURPOSES | $205,000 |
| HIAS INC | |||||||
| 1300 SPRING STREET SUITE 500 | SILVER SPRING | MD | 20910 | NONE | PC | SOCIAL PURPOSES | $80,000 |
| HUMANE SOCIETY OF WESTCHESTER | |||||||
| 70 PORTMAN ROAD | NEW ROCHELLE | NY | 10801 | NONE | PC | SOCIAL PURPOSES | $75,000 |
| HUNTINGTON BEACH WETLANDS CONSERVANCY | |||||||
| 21900 PACIFIC COAST HWY | HUNTINGTON BEACH | CA | 92646 | NONE | PC | ENVIRONMENTAL PURPOSES | $50,000 |
| ISRAEL EMERGENCY ALLIANCE | |||||||
| PO BOX 341069 | LOS ANGELES | CA | 90034 | NONE | PC | SOCIAL PURPOSES | $155,000 |
| JAZZ FOUNDATION OF AMERICA INC | |||||||
| 247 WEST 37TH STREET NO 201 | NEW YORK | NY | 10018 | NONE | PC | SOCIAL PURPOSES | $75,000 |
| JEWISH ELECTORATE INSTITUTE | |||||||
| 655 15TH ST NW | WASHINGTON | DC | 20005 | NONE | PC | SOCIAL PURPOSES | $150,000 |
| JEWISH THEOLOGICAL SEMINARY OF AMERICA | |||||||
| 3080 BROADWAY | NEW YORK | NY | 10027 | NONE | PC | EDUCATIONAL PURPOSES | $150,000 |
| LONE SOLDIER | |||||||
| 510 BROADHOLLOW ROAD SUITE 300 | MELVILLE | NY | 11747 | NONE | PC | SOCIAL PURPOSES | $100,000 |
| LONG ISLAND CARES INC | |||||||
| 10 DAVIDS DRIVE | HAUPPAUGE | NY | 11788 | NONE | PC | SOCIAL PURPOSES | $35,000 |
| METROPOLITAN NEW YORK COORDINATING COUNCIL | |||||||
| ONE STATE STREET PLAZA 24 FL | NEW YORK | NY | 10004 | NONE | PC | SOCIAL PURPOSES | $350,000 |
| MUSICARES FOUNDATION | |||||||
| 3030 OLYMPIC BOULEVARD | SANTA MONICA | CA | 90404 | NONE | PC | SOCIAL PURPOSES | $75,000 |
| PARENTS FOR PEACE | |||||||
| 1490 UNION AVE | MEMPHIS | TN | 38104 | NONE | PC | SOCIAL PURPOSES | $50,000 |
| PLANNED PARENTHOOD FEDERATION OF AMERICA INC | |||||||
| 123 WILLIAM STREET SUITE 10 FL | NEW YORK | NY | 10038 | NONE | PC | SOCIAL PURPOSES | $250,000 |
| RAINFOREST FOUNDATION INC | |||||||
| 50 COURT ST SUITE 712 | BROOKLYN | NY | 11201 | NONE | PC | ENVIRONMENTAL PURPOSES | $80,000 |
| SIERRA CLUB FOUNDATION | |||||||
| 2101 WEBSTER ST SUITE 1250 | OAKLAND | CA | 94612 | NONE | PC | SOCIAL PURPOSES | $75,000 |
| THE LEUKEMIA & LYMPHOMA SOCIETY INC | |||||||
| 3 INTERNATIONAL DRIVE STE 200 | RYE BROOK | NY | 10573 | NONE | PC | MEDICAL PURPOSES | $200,000 |
| THE NATURE CONSERVANCY | |||||||
| 4245 NORTH FAIRFAX DRIVE SUITE 100 | ARLINGTON | VA | 222031606 | NONE | PC | ENVIRONMENTAL PURPOSES | $100,000 |
| THE ROCKEFELLER UNIVERSITY | |||||||
| 1230 YORK AVE BOX 164 | NEW YORK | NY | 10065 | NONE | PC | EDUCATIONAL PURPOSES | $50,000 |
| UCSF FOUNDATION | |||||||
| 2001 THE EMBARCADERO 3RD FLOOR | SAN FRANCISCO | CA | 94133 | NONE | PC | EDUCATIONAL PURPOSES | $130,000 |
| UJA - FEDERATION OF NEW YORK | |||||||
| 130 EAST 59TH STREET | NEW YORK | NY | 100221302 | NONE | PC | SOCIAL PURPOSES | $2,000,000 |
| WORLD WILDLIFE FUND INC | |||||||
| 1250 24TH ST NW | WASHINGTON | DC | 20037 | NONE | PC | SOCIAL PURPOSES | $100,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $6,000,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $264,598 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $2,706,594 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $67,445 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $3,038,637 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $3,038,637 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
Contributor Business Name ContributorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CLAT UWO NORMAN E ALEXANDER | BusinessNameLine1Txt |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 99 PARK AVENUE 1530 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10016 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $14,376,419 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (19 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 122,042.3140 SHS DOUBLELINE TOTAL RETURN BOND I | $1,078,854 | $1,078,854 |
| 148,653.7110 SHS BAILLIE GIFFORD EMERGING MARKETS EQS I | $2,782,797 | $2,782,797 |
| 151,303.4820 SHS RIVERNORTH DOUBLELINE STRATEGIC INC I | $1,317,853 | $1,317,853 |
| 23,468 SHS VANGUARD REAL ESTATE ETF | $2,073,632 | $2,073,632 |
| 26,800.2501 SHS ISHARES CORE S&P MID-CAP ETF | $7,427,689 | $7,427,689 |
| 28,205 SHS VANGUARD VALUE ETF | $4,216,648 | $4,216,648 |
| 3,497.2740 SHS VANGUARD FTSE ALL WORLD ETF | $196,337 | $196,337 |
| 34,022 SHS VANGUARD S&P 500 ETF | $14,860,810 | $14,860,810 |
| 358,613.0100 SHS GOLDMAN SACHS GQG PTNRS INTL OPPS INSTL | $7,104,124 | $7,104,124 |
| 394,961.1450 SHS PIMCO INCOME INSTL | $4,194,487 | $4,194,487 |
| 44,940.5650 SHS AB LARGE CAP GROWTH ADVISOR | $4,170,035 | $4,170,035 |
| 450,537.2180 SHS JPMORGAN MORTGAGE-BACKED SECURITIES I | $4,581,964 | $4,581,964 |
| 501,725.6350 SHS DOUBLELINE SHILLER ENHANCED CAPE I | $7,159,625 | $7,159,625 |
| 524,783.5580 SHS BLACKROCK STRATEGIC INCOME OPPS INSTL | $4,948,709 | $4,948,709 |
| 55,003.7357 SHS ISHARES CORE MSCI ETF | $2,782,089 | $2,782,089 |
| 56,317.1440 SHS FULLER & THALER BEHAVIOR AL SM-CP EQ INST | $2,342,230 | $2,342,230 |
| 57,063.2260 SHS COHEN & STEERS GLOBAL INFRASTRUCTURE I | $1,237,701 | $1,237,701 |
| 79,530 SHS ISHARES CORE MSCI EAFE ETF | $5,594,936 | $5,594,936 |
| 8,734.1787 SHS VANGUARD SMALL CAP ETF | $1,863,262 | $1,863,262 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $15,909,319 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $15,909,319 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $13,219,017 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $13,219,017 | StateLocalSecEOYFMVAmt |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | SMITH GAMBRELL & RUSSELL | CategoryTxt |
| Legal Fees | $7,462 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| ADMINISTRATIVE FEES | $642 | $0 | $0 |
| FILING FEES | $1,500 | $0 | $0 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| RETURN OF CAPITAL ON REDEMPTIONS OF INVESTMENTS | $120,256 |
| UNREALIZED GAIN ON INVESTMENTS | $8,896,305 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| TCC GROUP (CONSULTING) | $14,089 | $0 | $0 |
| INVESTMENT MANAGEMENT FEES | $246,913 | $246,913 | $0 |
Substantial Contributors Sch SubstantialContributorsSch
Substantial Contributor Detail SubstantialContributorDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | CLAT UWO NORMAN E ALEXANDER | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 99 PARK AVENUE 1530 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10016 | ZIPCd |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FEDERAL EXCISE TAXES | $55,000 | $0 | $0 |
| FOREIGN TAXES PAID | $42,431 | $42,431 | $0 |
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