QUAD FAMILY FOUNDATION: Form 990PF, tax year 2023
View the entire original 990 at ProPublica ↗
- Organization
- QUAD FAMILY FOUNDATION (EIN 46-3835222)
- Tax period
- 2023-01-01 to 2023-12-31
- Filed
- 2024-11-14
- IRS object ID
- 202403199349102465
- Schema version
- 2023v5.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Expenditure Responsibility Stmt
- Expln Of Non Filing With AG Stmt
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Decreases Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2024-11-14T10:40:54-06:00 | ReturnTs |
| Tax Period End | 2023-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 861065772 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DELOITTE TAX LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 50 SOUTH SIXTH STREET | AddressLine1Txt |
| City | MINNEAPOLIS | CityNm |
| State Abbreviation | MN | StateAbbreviationCd |
| ZIP | 55402 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2023-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 463835222 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | QUAD FAMILY FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | QUAD | BusinessNameControlTxt |
| Phone | 5188864358 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | CO AYCO 100 COLISEUM DRIVE | AddressLine1Txt |
| City | COHOES | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 12047 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ALLEN THORPE | PersonNm |
| Person Title | CO-PRESIDENT | PersonTitleTxt |
| Phone | 5188864358 | PhoneNum |
| Signature | 2024-11-12 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IRS Responsible Prty Info Curr | 0 | IRSResponsiblePrtyInfoCurrInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | ANNE FULTON | PreparerPersonNm |
| PTIN | P00941863 | PTIN |
| Phone | 6123974000 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2023 | TaxYr |
| Build TS | 2024-10-15 13:58:12Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $101,451,416 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $10,245,796 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $857,995 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $857,995 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $4,505,071 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $12,945,379 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $5,131,295 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $811 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $860,490 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $15,609,673 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $6,849,780 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $48,969 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $24,485 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $24,485 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $647 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $19,212 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $324 | OtherProfFeesDsbrsChrtblAmt |
| Interest Net Invst Incm | $42,389 | InterestNetInvstIncmAmt |
| Taxes Rev And Expnss | $90,029 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $0 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $139,645 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $86,086 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $24,809 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $6,179,696 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $6,179,696 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $6,319,341 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $86,086 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $6,204,505 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $9,290,332 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $6,763,694 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $4,341,988 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $3,782,186 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $3,782,186 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $10,092,593 | CorporateStockBOYAmt |
| Corporate Stock EOY | $3,552,079 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $29,487,907 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $5,188,400 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $10,191,866 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $10,317,862 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $36,380,903 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $39,116,633 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $57,863,461 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $56,003,884 | TotalAssetsBOYAmt |
| Total Assets EOY | $56,642,764 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $101,451,416 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $0 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $115,000 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $115,000 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $56,003,884 | RetainedEarningBOYAmt |
| Retained Earning EOY | $56,527,764 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $56,003,884 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $56,527,764 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $56,003,884 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $56,642,764 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $56,003,884 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $9,290,332 | ExcessRevenueOverExpensesAmt |
| Other Increases | $364,642 | OtherIncreasesAmt |
| Subtotal | $65,658,858 | SubtotalAmt |
| Other Decreases | $9,131,094 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $56,527,764 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (4 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | P | $265,693 | $277,568 | -$11,875 | -$11,875 |
| PUBLICLY TRADED SECURITIES | P | $12,080,478 | $7,563,532 | $4,516,946 | $4,516,946 |
| PARTNERSHIP K-1 GAIN / (LOSS) | P | $27,016 | $27,016 | ||
| FOREIGN CORP: DISTRIBUTION IN EXCESS OF BASIS | P | $599,208 | $599,208 | $599,208 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $5,131,295 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $94,015 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $94,015 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $94,015 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $56,557 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $110,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $166,557 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $1,517 | EsPenaltyAmt |
| Overpayment | $71,025 | OverpaymentAmt |
| Applied To ES Tax | $71,025 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | 0 | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | CO JOSEPH HASENKOPF | IndividualWithBooksNm |
| Phone | 5188864358 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 100 COLISEUM DRIVE | AddressLine1Txt |
| City | COHOES | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 12047 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | Yes (1) | BusinessHoldingsInd |
| Excess Business Holdings | 0 | ExcessBusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | Yes (1) | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | 0 | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (1) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| MEGHAN MACKAY | ||||||||
| 100 COLISEUM DRIVE | COHOES | NY | 12047 | CO-PRESIDENT, DIRECTOR | 1.00 | $0 | $0 | $0 |
| ALLEN THORPE | ||||||||
| 100 COLISEUM DRIVE | COHOES | NY | 12047 | DIR, SEC, TREAS, CO-PRESIDENT | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $31,664,079 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $3,854,958 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $57,863,461 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $93,382,498 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $93,382,498 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,400,737 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $91,981,761 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $4,599,088 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $4,599,088 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $94,015 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $94,015 | TotalTaxAmt |
| Distributable Before Adj | $4,505,073 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $4,505,073 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $4,505,073 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $6,204,505 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $6,204,505 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $4,505,073 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $1,369,914 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $1,231,524 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $1,103,517 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $180,057 | ExcessDistributionCyovYr2Amt |
| Total Excess Distribution Cyov | $3,885,012 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $6,204,505 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $4,505,073 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $1,699,432 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $5,584,444 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $1,369,914 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $4,214,530 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $1,231,524 | ExcessFromYear4Amt |
| Excess From Year3 | $1,103,517 | ExcessFromYear3Amt |
| Excess From Year2 | $180,057 | ExcessFromYear2Amt |
| Excess From Current Year | $1,699,432 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | MEGHAN MACKAY | ContributingManagerNm |
| Contributing Manager | ALLEN THORPE | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (28 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|
| BROOKLYN BRIDGE PARK CONSERVANCY | |||||||
| 334 FURMAN STREET | BROOKLYN | NY | 11201 | PC | GENERAL AND UNRESTRICTED | $10,000 | |
| COUNCIL ON FOUNDATIONS | |||||||
| 1255 23RD STREET NW NO 200 | WASHINGTON | DC | 20037 | PC | GENERAL AND UNRESTRICTED | $7,500 | |
| EDUCATION REFORM NOW | |||||||
| 399 PARK AVE | NEW YORK | NY | 10043 | PC | GENERAL AND UNRESTRICTED | $50,000 | |
| EDUCATION REFORM NOW | |||||||
| 399 PARK AVE | NEW YORK | NY | 10043 | PC | GENERAL AND UNRESTRICTED | $50,000 | |
| FRIENDS OF FOUNDATION ACADEMY | |||||||
| 363 WEST STATE STREET | TRENTON | NJ | 08618 | PC | GENERAL AND UNRESTRICTED | $25,000 | |
| HARVARD GRADUATE SCHOOL OF EDUCATION | |||||||
| 124 MOUNT AUBURN STREET | CAMBRIDGE | MA | 02138 | PC | GENERAL AND UNRESTRICTED | $180,000 | |
| HARVARD GRADUATE SCHOOL OF EDUCATION | |||||||
| 124 MOUNT AUBURN STREET | CAMBRIDGE | MA | 02138 | PC | GENERAL AND UNRESTRICTED | $200,000 | |
| HARVARD UNIVERSITY - PRESIDENT & FELLOWS | |||||||
| 124 MOUNT AUBURN STREET | CAMBRIDGE | MA | 02138 | PC | GENERAL AND UNRESTRICTED | $20,000 | |
| LEVERAGED FOUNDATION | |||||||
| 100 COLISEUM DR | COHOES | NY | 12047 | POF | GENERAL AND UNRESTRICTED | $500,000 | |
| LEVERAGED FOUNDATION | |||||||
| 100 COLISEUM DR | COHOES | NY | 12047 | POF | GENERAL AND UNRESTRICTED | $250,000 | |
| LEVERAGED FOUNDATION | |||||||
| 100 COLISEUM DR | COHOES | NY | 12047 | POF | GENERAL AND UNRESTRICTED | $500,000 | |
| LEVERAGED FOUNDATION | |||||||
| 100 COLISEUM DR | COHOES | NY | 12047 | POF | GENERAL AND UNRESTRICTED | $500,000 | |
| MOTT HAVEN ACADEMY CHARTER SCHOOL | |||||||
| 170 BROWN PL | BRONX | NY | 10454 | PC | GENERAL AND UNRESTRICTED | $150,000 | |
| QUEENS PUBLIC LIBRARY 2023 GALA | |||||||
| 89-11 MERRICK BOULEVARD | JAMAICA | NY | 11432 | PC | GENERAL AND UNRESTRICTED | $25,000 | |
| STUDENTS FIRST NEW YORK | |||||||
| 228 PARK AVENUE S PMB 24331 | NEW YORK | NY | 10003 | PC | GENERAL AND UNRESTRICTED | $50,000 | |
| THE LELAND STANFORD JUNIOR UNIVERSITY | |||||||
| STANFORD DEVELOPMENT SERVICES PO | STANFORD | CA | 94309 | PC | GENERAL AND UNRESTRICTED | $836,977 | BOX 20466 |
| THE LINSLY SCHOOL (WHEELING WV) 6 | |||||||
| 60 KNOX LANE | WHEELING | WV | 26003 | PC | GENERAL AND UNRESTRICTED | $250,000 | |
| UNIVERSITY OF NORTH CAROLINA CHAPEL HILL | |||||||
| 104 AIRPORT DRIVE CB 1270 | CHAPEL HILL | NC | 27599 | PC | GENERAL AND UNRESTRICTED | $750,000 | |
| YALE UNIVERSITY | |||||||
| PO BOX 2038 | NEW HAVEN | CT | 06521 | PC | GENERAL AND UNRESTRICTED | $10,000 | |
| YEAR UP INC | |||||||
| PO BOX 412812 | BOSTON | MA | 02241 | PC | GENERAL AND UNRESTRICTED | $50,000 | |
| ZETA CHARTER SCHOOLS INC | |||||||
| 652 WEST 187TH STREET | NEW YORK | NY | 10033 | PC | GENERAL AND UNRESTRICTED | $500,000 | |
| ZETA CHARTER SCHOOLS INC | |||||||
| 652 WEST 187TH STREET | NEW YORK | NY | 10033 | PC | GENERAL AND UNRESTRICTED | $375,000 | |
| THE LELAND STANFORD JUNIOR UNIVERSITY - DEAN'S DISCRETIONARY FUND SCHOOL OF | |||||||
| STANFORD DEVELOPMENT SERVICES PO | STANFORD | CA | 94309 | PC | GENERAL AND UNRESTRICTED | $100,029 | BOX 20466 |
| THE LELAND STANFORD JUNIOR UNIVERSITY - CENTER FOR LONGEVITY | |||||||
| STANFORD DEVELOPMENT SERVICES PO | STANFORD | CA | 94309 | PC | GENERAL AND UNRESTRICTED | $50,014 | BOX 20466 |
| THE LELAND STANFORD JUNIOR UNIVERSITY - DEAN'S DISCRETIONARY FUND SCHOOL OF | |||||||
| STANFORD DEVELOPMENT SERVICES PO | STANFORD | CA | 94309 | PC | GENERAL AND UNRESTRICTED | $200,138 | BOX 20466 |
| NYU LANGONE HOSPITALS DBA NYU LANGONE HEALTH - PARENT CORPS | |||||||
| OFFICE OF DEV AND ALUMNI AFFAIRS | NEW YORK | NY | 10016 | PC | GENERAL AND UNRESTRICTED | $400,356 | ONE PARK AVENUE 5TH FLOOR |
| NYU LANGONE HOSPITALS DBA NYU LANGONE HEALTH - TRUSTEE DEAN'S FUND | |||||||
| OFFICE OF DEV AND ALUMNI AFFAIRS | NEW YORK | NY | 10016 | PC | GENERAL AND UNRESTRICTED | $100,029 | ONE PARK AVENUE 5TH FLOOR |
| SCHOOL FOR ETHICS & GLOBAL LEADERSHIP (SEGL) | |||||||
| 1528 18TH ST NW | WASHINGTON | DC | 20036 | PC | GENERAL AND UNRESTRICTED | $39,653 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $6,179,696 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $857,995 | ExclusionAmt |
Other Investment Income OtherInvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $811 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $4,505,071 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $5,363,877 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $5,363,877 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (2 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Noncash ContributionNoncashContributionInd |
|---|---|---|---|---|---|---|
| ALLEN THORPE & MEGHAN MACKAY | ||||||
| 1 | 100 COLISEUM DRIVE | COHOES | NY | 12047 | $809,424 | Yes (X) |
| ALLEN THORPE & MEGHAN MACKAY | ||||||
| 2 | 100 COLISEUM DRIVE | COHOES | NY | 12047 | $9,423,190 | Yes (X) |
Non Cash Property Contribution NonCashPropertyContributionGrp (2 entries)
| ContributorContributorNum | Noncash PropertyNoncashPropertyDesc | Fair Market ValueFairMarketValueAmt | ReceivedReceivedDt |
|---|---|---|---|
| 1 | PUBLICLY TRADED STOCK | $809,424 | 2023-12-26 |
| 2 | PUBLICLY TRADED STOCK | $9,423,190 | 2023-12-26 |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $48,969 | Amt |
| Net Investment Income | $24,485 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $24,485 | DisbursementsCharitablePrpsAmt |
Expenditure Responsibility Stmt ExpenditureResponsibilityStmt
Expenditure Responsibility ExpenditureResponsibilityGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | GrantGrantDt | GrantGrantAmt | Purpose Of GrantPurposeOfGrantTxt | Expended By GranteeExpendedByGranteeAmt | Any Diversion By GranteeAnyDiversionByGranteeTxt | Dates Of Reports By GranteeDatesOfReportsByGranteeTxt | Results Of VerificationResultsOfVerificationTxt |
|---|---|---|---|---|---|---|---|---|---|---|
| LEVERAGED FOUNDATION | ||||||||||
| 100 COLISEUM DRIVE | COHOES | NY | 12047 | 2023-01-13 | $500,000 | TO IMPROVE THE QUALITY OF INSTRUCTION AND BUILD MANAGEMENT CAPACITY IN SCHOOL NETWORKS WITH GREAT POTENTIAL. | $500,000 | NO | 11/08/24 | TO THE KNOWLEDGE OF THE FOUNDATION, AND BASED UPON THE REPORTS FURNISHED BY THE GRANT RECIPIENT, NO PART HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. |
| LEVERAGED FOUNDATION | ||||||||||
| 100 COLISEUM DRIVE | COHOES | NY | 12047 | 2023-06-06 | $250,000 | TO IMPROVE THE QUALITY OF INSTRUCTION AND BUILD MANAGEMENT CAPACITY IN SCHOOL NETWORKS WITH GREAT POTENTIAL. | $250,000 | NO | 11/08/24 | TO THE KNOWLEDGE OF THE FOUNDATION, AND BASED UPON THE REPORTS FURNISHED BY THE GRANT RECIPIENT, NO PART HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. |
| LEVERAGED FOUNDATION | ||||||||||
| 100 COLISEUM DRIVE | COHOES | NY | 12047 | 2023-08-08 | $500,000 | TO IMPROVE THE QUALITY OF INSTRUCTION AND BUILD MANAGEMENT CAPACITY IN SCHOOL NETWORKS WITH GREAT POTENTIAL. | $378,264 | NO | 11/08/24 | TO THE KNOWLEDGE OF THE FOUNDATION, AND BASED UPON THE REPORTS FURNISHED BY THE GRANT RECIPIENT, NO PART HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. |
| LEVERAGED FOUNDATION | ||||||||||
| 100 COLISEUM DRIVE | COHOES | NY | 12047 | 2023-12-18 | $500,000 | TO IMPROVE THE QUALITY OF INSTRUCTION AND BUILD MANAGEMENT CAPACITY IN SCHOOL NETWORKS WITH GREAT POTENTIAL. | $0 | NO | 11/08/24 | TO THE KNOWLEDGE OF THE FOUNDATION, AND BASED UPON THE REPORTS FURNISHED BY THE GRANT RECIPIENT, NO PART HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. |
| LEVERAGED FOUNDATION | ||||||||||
| 100 COLISEUM DRIVE | COHOES | NY | 12047 | 2022-08-30 | $500,000 | TO IMPROVE THE QUALITY OF INSTRUCTION AND BUILD MANAGEMENT CAPACITY IN SCHOOL NETWORKS WITH GREAT POTENTIAL. | $500,000 | NO | 11/08/24 | TO THE KNOWLEDGE OF THE FOUNDATION, AND BASED UPON THE REPORTS FURNISHED BY THE GRANT RECIPIENT, NO PART HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. |
Expln Of Non Filing With AG Stmt ExplnOfNonFilingWithAGStmt
| Field | Value | IRS element (for citing) |
|---|---|---|
| Explanation | THE FOUNDATION HAS NOT FURNISHED A COPY OF THE FORM 990-PF TO THE DELAWARE ATTORNEY GENERAL BECAUSE ALL NON PROFITS IN DELAWARE ARE EXEMPT FROM STATE REPORTING AND REGISTRATION REQUIREMENTS. | ExplanationTxt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (121 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. MUTUAL FUND | $722,400 | $962,160 |
| GS HIGH YIELD FLOATING RATE FUND CLASS P | $1,230,813 | $1,165,345 |
| 3M COMPANY MTN 3.375% 03/01/2029 USD SR LIEN | $49,726 | $49,635 |
| AIR LEASE CORP 3.375% 07/01/2025 USD SR LIEN | $53,227 | $53,245 |
| AIR LEASE CORPORATION MTN 2.3% 02/01/2025 SR LIEN | $48,492 | $47,276 |
| ALPHABET INC. 0.8% 08/15/2027 USD SR LIEN | $55,897 | $55,447 |
| ALTRIA GROUP, INC. 2.35% 05/06/2025 USD SR LIEN | $94,589 | $94,527 |
| AMAZON.COM, INC. 3.15% 08/22/2027 USD SER WI SR LIEN | $66,856 | $62,529 |
| AMERICAN TOWER CORP 3.55% 07/15/2027 USD SR LIEN | $31,859 | $28,787 |
| ANHEUSER-BUSCH INBEV FIN 4.7% 02/01/2036 USD SR LIEN | $39,614 | $44,027 |
| ANHEUSER-BUSCH INBEV WOR 4.0% 04/13/2028 USD SR LIEN | $53,615 | $48,431 |
| AON PLC 3.875% 12/15/2025 USD SR LIEN | $110,700 | $110,677 |
| APPLE INC. 0.7% 02/08/2026 USD SR LIEN | $29,933 | $27,795 |
| APPLIED MATERIALS INC 5.1% 10/01/2035 USD SR LIEN | $42,813 | $45,241 |
| ARCH CAPITAL FINANCE LLC 4.011% 12/15/2026 USD SR LIEN | $110,105 | $108,650 |
| AT&T INC 4.25% 03/01/2027 USD SR LIEN | $37,503 | $34,630 |
| B.A.T. CAPITAL CORPORATION 3.557% 08/15/2027 USD SR LIEN M-W+20.00BP | $103,612 | $99,312 |
| BANK OF AMERICA CORPORATION HYBRID 03/11/2027 USD SER N SR LIEN CPN 03/11/21 | $103,774 | $104,567 |
| BANK OF MONTREAL HYBRID MTN 01/22/2027 USD SR LIEN CPN 01/22/21 0.949% | $51,033 | $51,645 |
| BANK OF NEW YORK MELLON CORPOR HYBRID MTN 07/24/2026 USD SR LIEN CPN 07/26/2 | $144,590 | $144,477 |
| BAXTER INTERNATIONAL INC 1.915% 02/01/2027 USD SR LIEN | $100,681 | $101,720 |
| BERRY GLOBAL INC 1.57% 01/15/2026 USD SR LIEN | $76,030 | $76,199 |
| BIOGEN INC. 4.05% 09/15/2025 USD SR LIEN | $52,111 | $50,181 |
| BOEING COMPANY (THE) 2.196% 02/04/2026 USD SR LIEN | $35,077 | $33,082 |
| BROADCOM CORPORATION 3.875% 01/15/2027 USD SER WI SR LIEN M-W+25.00BP | $36,936 | $34,158 |
| CANADIAN IMPERIAL BANK 1.25% 06/22/2026 USD SR LIEN | $67,709 | $67,834 |
| CANADIAN IMPERIAL BANK OF COMM 3.945% 08/04/2025 USD SR LIEN | $89,570 | $89,564 |
| CAPITAL ONE FINANCIAL CO 4.25% 04/30/2025 USD SR LIEN | $15,317 | $14,775 |
| CAPITAL ONE FINANCIAL CORPORA HYBRID 05/10/2028 USD SR LIEN CPN 05/09/22 4.9 | $74,815 | $74,737 |
| CAPITAL ONE FINANCIAL CORPORAT 3.75% 07/28/2026 USD SUB LIEN | $21,395 | $20,124 |
| CHARLES SCHWAB CORPORATION (TH 0.9% 03/11/2026 USD SR LIEN | $74,909 | $68,776 |
| CIGNA CORPORATION 4.375% 10/15/2028 USD SR LIEN | $40,308 | $37,672 |
| CITIGROUP INC. 4.3% 11/20/2026 USD SUB LIEN | $37,591 | $34,325 |
| CITIGROUP INC. HYBRID 02/24/2028 USD SER VAR SR LIEN CPN 02/18/22 3.07% | $17,449 | $17,915 |
| CITIGROUP INC. HYBRID 06/09/2027 USD SR LIEN CPN 06/09/21 1.462% | $69,781 | $70,494 |
| COCA-COLA CO/THE 2.125% 09/06/2029 USD SR LIEN | $15,395 | $15,381 |
| COCA-COLA COMPANY (THE) 1.45% 06/01/2027 USD SR LIEN | $47,211 | $46,628 |
| COMCAST CORPORATION 4.4% 08/15/2035 USD SR LIEN | $102,143 | $104,366 |
| COSTCO WHOLESALE CORP 1.375% 06/20/2027 USD SR LIEN | $18,438 | $18,159 |
| CROWN CASTLE INTERNATIONAL COR 3.8% 02/15/2028 USD SR LIEN | $15,961 | $14,255 |
| CROWN CASTLE INTL CORP 3.65% 09/01/2027 USD SR LIEN | $83,756 | $83,709 |
| CVS HEALTH CORPORATION 2.875% 06/01/2026 USD SR LIEN | $99,053 | $99,358 |
| DELL INT LLC / EMC CORP 4.9% 10/01/2026 USD SR LIEN | $40,481 | $38,073 |
| DELL INTERNATIONAL L.L.C. 5.25% 02/01/2028 USD SR LIEN EMC CORP | $47,657 | $49,226 |
| DH EUROPE FINANCE II 2.2% 11/15/2024 SER 5YR SR LIEN | $49,003 | $47,721 |
| DIGITAL REALTY TRUST, INC. 4.45% 07/15/2028 USD SR LIEN | $46,536 | $42,984 |
| DISCOVER FINANCIAL SVS 4.1% 02/09/2027 USD SR LIEN | $21,244 | $19,198 |
| DOLLAR GENERAL CORPORATION 4.15% 11/01/2025 USD SR LIEN | $97,554 | $97,380 |
| DOMINION ENERGY INC 4.25% 06/01/2028 USD SR LIEN | $46,301 | $43,143 |
| DOWDUPONT INC. 4.493% 11/15/2025 USD SR LIEN | $110,485 | $110,202 |
| DUKE ENERGY CORP 0.9% 09/15/2025 USD SR LIEN | $66,261 | $66,246 |
| DUKE ENERGY CORPORATION 3.15% 08/15/2027 USD SR LIEN | $36,859 | $33,107 |
| EBAY INC. 1.4% 05/10/2026 USD SR LIEN | $113,515 | $113,915 |
| EMERA US FINANCE LP 3.55% 06/15/2026 USD SER WI SR LIEN | $121,966 | $122,410 |
| EMERSON ELECTRIC CO. 2.0% 12/21/2028 USD SR LIEN | $50,739 | $50,144 |
| ENERGY TRANSFER OPERATNG 2.9% 05/15/2025 USD SR LIEN | $39,970 | $38,766 |
| ESTEE LAUDER COMPANIES INC. (T 2.0% 12/01/2024 SR LIEN | $69,595 | $67,995 |
| FISERV, INC. 4.2% 10/01/2028 USD SR LIEN | $46,065 | $43,028 |
| FOX CORPORATION 4.709% 01/25/2029 USD SER WI SR LIEN | $102,526 | $100,497 |
| GENERAL MOTORS COMPANY 5.4% 10/15/2029 USD SR LIEN | $44,330 | $45,839 |
| GENERAL MOTORS FINANCIAL COMPA 4.35% 01/17/2027 USD SR LIEN | $32,234 | $29,417 |
| GLOBAL PAYMENTS INC 5.3% 08/15/2029 USD SR LIEN | $74,831 | $76,565 |
| HONEYWELL INTERNATIONAL INC 1.1% 03/01/2027 USD SR LIEN | $63,253 | $62,640 |
| HUMANA INC. 3.7% 03/23/2029 USD SR LIEN | $97,966 | $100,980 |
| HUNTINGTON BANCSHARES INCORPOR HYBRID 08/04/2028 USD SR LIEN CPN 08/04/22 4. | $85,779 | $85,364 |
| INTEL CORPORATION 5.125% 02/10/2030 USD SR LIEN | $161,443 | $167,166 |
| INTERCONTINENTAL EXCHANGE, INC 3.75% 12/01/2025 USD SR LIEN | $81,504 | $81,611 |
| INTUIT INC 1.35% 07/15/2027 USD SR LIEN | $59,944 | $54,130 |
| JOHNSON & JOHNSON 3.55% 03/01/2036 USD SR LIEN | $132,757 | $147,350 |
| JPMORGAN CHASE & CO. HYBRID 03/13/2026 USD SR LIEN CPN 03/13/20 2.005% | $65,000 | $62,457 |
| JPMORGAN CHASE & CO. HYBRID 04/22/2027 USD SR LIEN CPN 04/22/21 1.578% | $101,555 | $102,465 |
| KINDER MORGAN INC 4.3% 03/01/2028 USD SR LIEN | $44,525 | $40,466 |
| LABORATORY CORPORATION OF AMER 2.3% 12/01/2024 SR LIEN | $64,850 | $63,211 |
| LOCKHEED MARTIN CORPORATION 3.6% 03/01/2035 USD SR LIEN | $100,971 | $102,869 |
| MCKESSON CORP 0.9% 12/03/2025 USD SR LIEN | $113,955 | $114,064 |
| MICROSOFT CORP 4.2% 11/03/2035 USD SR LIEN | $136,405 | $137,680 |
| MITSUBISHI UFJ FINANCIAL GROUP 3.961% 03/02/2028 USD SR LIEN | $19,756 | $18,520 |
| MORGAN STANLEY HYBRID 05/04/2027 USD SR LIEN CPN 04/22/21 1.593% | $101,361 | $102,318 |
| MORGAN STANLEY HYBRID MTN 07/22/2025 SR LIEN CPN 07/23/19 2.72% | $64,102 | $62,947 |
| MPLX LP 1.75% 03/01/2026 USD SR LIEN | $41,788 | $42,113 |
| MPLX LP 4.875% 12/01/2024 SER WI SR LIEN | $45,266 | $44,741 |
| NEXTERA ENERGY CAPITAL HOLDING 4.9% 02/28/2028 USD SR LIEN | $110,194 | $112,046 |
| NXP B.V. 4.4% 06/01/2027 USD SR LIEN NXP FUNDING LLC / NXP USA INC | $97,615 | $98,755 |
| ORACLE CORPORATION 2.95% 05/15/2025 USD SR LIEN | $35,131 | $33,987 |
| PAYPAL HOLDINGS, INC. 2.4% 10/01/2024 SR LIEN | $49,031 | $47,957 |
| PEPSICO, INC. 2.625% 07/29/2029 USD SR LIEN | $62,267 | $61,789 |
| PHILIP MORRIS INTL INC 0.875% 05/01/2026 USD SR LIEN | $73,129 | $73,315 |
| PIEDMONT NATURAL GAS CO 3.5% 06/01/2029 USD SR LIEN | $27,160 | $28,004 |
| PNC FINANCIAL SERVICES GROUP, 2.6% 07/23/2026 USD SR LIEN | $58,887 | $55,892 |
| PROCTER & GAMBLE COMPANY (THE) 2.8% 03/25/2027 USD SR LIEN | $63,839 | $61,315 |
| PROLOGIS, L.P. 5.125% 01/15/2034 USD SR LIEN | $39,958 | $44,419 |
| PRUDENTIAL FINANCIAL INC MTN 1.5% 03/10/2026 USD SR LIEN | $48,790 | $45,677 |
| REALTY INCOME CORP 2.85% 12/15/2032 USD SR LIEN | $40,020 | $44,251 |
| REALTY INCOME CORP 3.4% 01/15/2028 USD SR LIEN | $57,965 | $52,302 |
| RELX CAPITAL INC. 4.0% 03/18/2029 USD SR LIEN | $110,185 | $113,984 |
| ROYAL BANK OF CANADA MTN 4.65% 01/27/2026 USD SUB LIEN | $98,880 | $99,187 |
| SABINE PASS LIQUEFACTION, LLC 5.0% 03/15/2027 USD SER WI SR LIEN | $97,016 | $98,462 |
| SIMON PROPERTY GROUP INC 1.375% 01/15/2027 USD SR LIEN | $36,777 | $36,492 |
| SIMON PROPERTY GROUP, L.P. 3.3% 01/15/2026 USD SR LIEN | $76,563 | $76,552 |
| SOUTHERN POWER COMPANY 4.15% 12/01/2025 USD SR LIEN | $59,746 | $59,104 |
| SPECTRA ENERGY PARTNERS 3.375% 10/15/2026 USD SR LIEN | $110,659 | $111,714 |
| STATE STREET CORPORATION 2.4% 01/24/2030 USD SR LIEN | $15,350 | $15,194 |
| STATE STREET CORPORATION HYBRID 11/04/2026 USD SR LIEN CPN 11/04/22 5.751% | $143,165 | $143,212 |
| SYNCHRONY FINANCIAL 3.7% 08/04/2026 USD SR LIEN | $36,399 | $32,943 |
| SYNCHRONY FINANCIAL 3.95% 12/01/2027 USD SR LIEN | $41,058 | $41,149 |
| THE BANK OF NOVA SCOTIA 4.5% 12/16/2025 USD SUB LIEN | $163,214 | $160,356 |
| THE WILLIAMS COMPANIES, INC. 4.0% 09/15/2025 USD SR LIEN | $98,065 | $98,169 |
| TORONTO-DOMINION BANK (THE) MTN 1.2% 06/03/2026 USD SR LIEN | $165,465 | $166,234 |
| TRANSCANADA PIPELINES LIMITED 4.25% 05/15/2028 USD SER 10YR SR LIEN | $95,607 | $93,527 |
| TRUIST FINANCIAL CORPORATION HYBRID MTN 03/02/2027 USD SR LIEN CPN 03/02/21 | $68,881 | $68,686 |
| U.S. BANCORP MTN 3.0% 07/30/2029 USD SUB LIEN | $60,232 | $59,700 |
| UNITEDHEALTH GROUP INC 4.625% 07/15/2035 USD SR LIEN | $142,757 | $150,018 |
| US BANCORP HYBRID 02/01/2029 USD SR LIEN CPN 02/01/23 4.653% | $101,746 | $101,464 |
| VERIZON COMMUNICATIONS INC. 2.625% 08/15/2026 USD SR LIEN | $47,848 | $46,689 |
| VISA INC. 3.15% 12/14/2025 USD SR LIEN | $69,336 | $68,313 |
| VISA INC. 4.15% 12/14/2035 USD SR LIEN | $64,047 | $65,750 |
| WALT DISNEY COMPANY (THE) 2.0% 09/01/2029 USD SR LIEN | $47,135 | $47,046 |
| WASTE MANAGEMENT INC 1.15% 03/15/2028 USD SR LIEN | $14,991 | $13,196 |
| WELLS FARGO & COMPANY HYBRID MTN 06/17/2027 USD SR LIEN CPN 06/17/19 3.196% | $98,970 | $99,417 |
| WELLS FARGO & COMPANY MTN 3.75% 01/24/2024 SR LIEN | $63,057 | $62,915 |
| ZIMMER BIOMET HOLDINGS 3.05% 01/15/2026 USD SR LIEN | $87,612 | $87,917 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (11 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ARCH CAPITAL GROUP LTD. CMN | $260,832 | $9,784,256 |
| GROCERY OUTLET HOLDING CORP. CMN | $0 | $3,006,471 |
| ISHARES CORE S&P SMALL-CAP ETF | $95,473 | $954,116 |
| ISHARES GLOBAL CONSUMER STAPLE CMN | $472,256 | $995,361 |
| ISHARES TRUST - ISHARES EXPONENTIAL TECHNOLOGIES ETF | $57,952 | $734,066 |
| ISHARES TRUST - ISHARES SELECT DIVIDEND ETF ETF | $1,308,814 | $3,126,375 |
| SPDR PORTFOLIO S&P 500 ETF CMN | $81,731 | $765,830 |
| SPDR PORTFOLIO S&P 500 VALUE ETF | $77,304 | $705,185 |
| SPDR S&P 500 ETF TRUST | $545,536 | $7,395,824 |
| VANECK VECTORS AGRIBUSINESS ET ETF | $585,525 | $1,018,146 |
| VANGUARD INDEX FUNDS - VANGUAR VANGUARD GROWTH ETF | $66,656 | $1,002,277 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (17 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| BROAD STREET REAL ESTATE CREDIT PARTNER III OFFSHORE LP | AT COST | $867,622 | $1,499,251 |
| DST OPPORTUNITIES ACCESS OFFSHORE LP | AT COST | $153,505 | $153,505 |
| DST OPPORTUNITIES II ACCESS OFFSHORE LP | AT COST | $804,006 | $600,952 |
| GLOBAL PRIVATE OPPORTUNITIES II OFFSHORE SCSP | AT COST | $127,391 | $796,796 |
| GOLDMAN SACHS SOCIAL IMPACT FUND, L.P. | AT COST | $32,702 | $344,765 |
| PRIVATE EQUITY MANAGERS (2013) OFFSHORE LP | AT COST | $316,307 | $659,240 |
| PRIVATE EQUITY MANAGERS (2016) OFFSHORE SCSP | AT COST | $360,738 | $1,273,017 |
| PRIVATE EQUITY PARTNERS IX OFFSHORE LP | AT COST | $0 | $85,266 |
| PROGRESS RESIDENTIAL ACCESS OFFSHORE, L.P. | AT COST | $0 | $675,220 |
| VINTAGE VII OFFSHORE SCSP | AT COST | $349,509 | $1,008,486 |
| CSGF NYC FACILITY FUND | AT COST | $350,000 | $350,000 |
| CSGF SENIOR DEBT FUND | AT COST | $460,000 | $460,000 |
| D1 CAPITAL PARTNERS OFFSHORE LP | AT COST | $7,500,000 | $11,639,484 |
| GALVANIZE INNOVATION & EXPANSION FUND I, L.P. | AT COST | $731,325 | $519,069 |
| H&F INVESTORS IX, LP (10%) | AT COST | $12,649,568 | $21,162,885 |
| H&F INVESTORS X, LP | AT COST | $13,413,960 | $15,635,525 |
| IGNITE - SERIES A | AT COST | $1,000,000 | $1,000,000 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ADJUSTMENT FOR DONATED STOCK | Desc |
| Amt | $9,131,094 | Amt |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| PARTNERSHIP K-1 INCOME / (LOSS) | $0 | $859,679 | $0 |
| ORDINARY GAIN FROM 1099S | $811 | $811 | $811 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | OTHER INCREASE | Desc |
| Amt | $364,642 | Amt |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DUE TO AFFILIATE | Desc |
| BOY Book Value | $0 | BOYBookValueAmt |
| EOY Book Value | $115,000 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FILING FEES | $647 | $324 | $324 |
| INVESTMENT MANAGEMENT FEES | $0 | $18,888 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | FEDERAL EXCISE TAX | CategoryTxt |
| Amt | $90,029 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
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