DR BOB AND JEAN SMITH FOUNDATION: Form 990PF, tax year 2022
View the entire original 990 at ProPublica ↗
- Organization
- DR BOB AND JEAN SMITH FOUNDATION (EIN 51-0137245)
- Tax period
- 2022-10-01 to 2023-09-30
- Filed
- 2024-08-15
- IRS object ID
- 202442289349100904
- Schema version
- 2022v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Depreciation Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Land Etc Schedule2
- Legal Fees Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2024-08-15T19:41:28-05:00 | ReturnTs |
| Tax Period End | 2023-09-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 264739586 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SCHWENN & ASSOCIATES LLC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 106 N DENTON TAP RD STE 210-334 | AddressLine1Txt |
| City | COPPELL | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 750192148 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2022-10-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 510137245 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DR BOB & JEAN SMITH FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | DRBO | BusinessNameControlTxt |
| Phone | 2145213461 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3811 TURTLE CREEK BLVD 750 | AddressLine1Txt |
| City | DALLAS | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 75219 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | SALLY SMITH MASHBURN | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 2145213461 | PhoneNum |
| Signature | 2024-08-15 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IRS Responsible Prty Info Curr | 0 | IRSResponsiblePrtyInfoCurrInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | ROBERT C SCHWENN | PreparerPersonNm |
| PTIN | P01206136 | PTIN |
| Phone | 2146148161 | PhoneNum |
| Self Employed | Yes (X) | SelfEmployedInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2022 | TaxYr |
| Build TS | 2024-08-08 14:25:15Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $19,950,639 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $461,286 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $461,286 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,028,312 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $14,194,023 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,028,312 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $14,173 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $14,173 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $1,503,771 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,503,771 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $239,244 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $147,406 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $88,238 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $65,845 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $65,845 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $145,866 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $135,866 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $10,000 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $98,275 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $98,275 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $3,161 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $0 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $1,687 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $1,381 | DeprecAndDpltnNetInvstIncmAmt |
| Occupancy Rev And Expnss | $110,894 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $110,894 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $0 | OccupancyDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $24,568 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $21,848 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $2,720 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $689,540 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $581,515 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $100,958 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $716,610 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $716,610 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,406,150 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $581,515 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $817,568 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $97,621 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $922,256 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $140,547 | CashBOYAmt |
| Cash EOY | $221,502 | CashEOYAmt |
| Cash EOYFMV | $221,502 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $26,049 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $1,328 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $1,328 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $3,377,014 | CorporateStockBOYAmt |
| Corporate Stock EOY | $3,715,067 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $3,463,071 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $2,254,212 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $885,775 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $815,228 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $11,750,391 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $12,796,292 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $15,446,699 | OtherInvestmentsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $89,389 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $86,578 | LandBldgEquipAccumDeprecAmt |
| Land BOY | $3,863 | LandBOYAmt |
| Land EOY | $2,811 | LandEOYAmt |
| Land EOYFMV | $2,811 | LandEOYFMVAmt |
| Total Assets BOY | $17,552,076 | TotalAssetsBOYAmt |
| Total Assets EOY | $17,622,775 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $19,950,639 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $111,122 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $84,200 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $111,122 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $84,200 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $17,440,954 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $17,538,575 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $17,440,954 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $17,538,575 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $17,552,076 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $17,622,775 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $17,440,954 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $97,621 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $17,538,575 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $17,538,575 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (449 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| CALL IWM JAN 00250.000 ISHARES TR RUSSELL 2000 EXP 01-19-2024 | P | 2023-01-26 | 2023-07-28 | $525 | $140 | $385 | $385 |
| CALL IWM JUN 00250.000 ISHARES TR RUSSELL 2000 EXP 06-30-2023 | P | 2022-08-11 | 2023-01-26 | $1,827 | $63 | $1,764 | $1,764 |
| CALL IWO FEB 00300.000 ISHARES RS 2000 GROWTH EXP 02-17-2023 | P | 2022-08-11 | 2023-01-26 | $1,435 | $115 | $1,320 | $1,320 |
| CALL IWO JAN 00300.000 ISHARES RS 2000 GROWTH EXP 01-19-2024 | P | 2023-01-26 | 2023-07-28 | $1,120 | $445 | $675 | $675 |
| CALL VBR MAR 00190.000 VANGUARD SMALL CAP VALUE EXP 03-17-2023 | P | 2023-01-26 | 2023-07-28 | $2,464 | $336 | $2,128 | $2,128 |
| CALL VBR SEP 00190.000 VANGUARD SMALL CAP VALUE EXP 09-15-2023 | P | 2022-08-11 | 2023-01-26 | $1,984 | $216 | $1,768 | $1,768 |
| CHARLES SCHWAB CORP CLD JR | P | 2020-04-16 | 2022-12-01 | $75,000 | $75,305 | -$305 | -$305 |
| 3M COMPANY | P | 2018-10-29 | 2023-06-23 | $50,120 | $93,437 | -$43,317 | -$43,317 |
| AT&T INC | P | 2017-07-26 | 2023-06-23 | $86,432 | $145,034 | -$58,602 | -$58,602 |
| CALL AMZN SEP 00150.000 AMAZON COM INC COM EXP 09-15-2023 | P | 2022-10-19 | 2023-01-12 | $16,340 | $2,340 | $14,000 | $14,000 |
| CALL BRKB JUN 00330.000 BERKSHIRE HATHAWAYINC EXP 06-16-2023 | P | 2022-08-24 | 2023-03-28 | $4,360 | $1,184 | $3,176 | $3,176 |
| CALL CMCSA JUN 00062.500 COMCAST CORP NEW CL A EXP 06-16-2023 | P | 2022-05-27 | 2023-01-12 | $1,620 | $480 | $1,140 | $1,140 |
| CALL CVX JUN 00170.000 CHEVRON CORP EXP 06-16-2023 | P | 2022-08-31 | 2023-03-28 | $12,128 | $3,464 | $8,664 | $8,664 |
| CALL EFA APR 00073.000 ISHARES MSCI EAFE EXP 04-21-2023 | P | 2023-04-18 | 2023-04-21 | $1,860 | $1,283 | $577 | $577 |
| CALL EFA APR 00073.000 ISHARES MSCI EAFE EXP 04-28-2023 | P | 2023-04-21 | 2023-04-27 | $2,302 | $941 | $1,361 | $1,361 |
| CALL EFA AUG 00072.000 ISHARES MSCI EAFE EXP 08-25-2023 | P | 2023-08-18 | 2023-08-25 | $142 | $155 | -$13 | -$13 |
| CALL EFA AUG 00073.000 ISHARES MSCI EAFE EXP 08-11-2023 | P | 2023-08-03 | 2023-08-11 | $1,506 | $224 | $1,282 | $1,282 |
| CALL EFA AUG 00073.000 ISHARES MSCI EAFE EXP 08-18-2023 | P | 2023-08-11 | 2023-08-18 | $1,713 | $71 | $1,642 | $1,642 |
| CALL EFA AUG 00074.000 ISHARES MSCI EAFE EXP 08-04-2023 | P | 2023-07-28 | 2023-08-03 | $6,438 | $157 | $6,281 | $6,281 |
| CALL EFA JUL 00071.500 ISHARES MSCI EAFE EXP 07-14-2023 | P | 2023-07-06 | 2023-07-14 | $1,212 | $19,311 | -$18,099 | -$18,099 |
| CALL EFA JUL 00072.000 ISHARES MSCI EAFE EXP 07-07-2023 | P | 2023-06-29 | 2023-07-06 | $1,970 | $153 | $1,817 | $1,817 |
| CALL EFA JUL 00073.500 ISHARES MSCI EAFE EXP 07-21-2023 | P | 2023-07-17 | 2023-07-21 | $4,266 | $2,511 | $1,755 | $1,755 |
| CALL EFA JUL 00074.000 ISHARES MSCI EAFE EXP 07-28-2023 | P | 2023-07-21 | 2023-07-28 | $3,136 | $4,764 | -$1,628 | -$1,628 |
| CALL EFA JUN 00071.500 ISHARES MSCI EAFE EXP 06-16-2023 | P | 2023-06-13 | 2023-06-16 | $3,634 | $13,954 | -$10,320 | -$10,320 |
| CALL EFA JUN 00072.500 ISHARES MSCI EAFE EXP 06-30-2023 | P | 2023-06-23 | 2023-06-29 | $1,521 | $195 | $1,326 | $1,326 |
| CALL EFA JUN 00072.500 ISHARES MSCI EAFE EXP 06-02-2023 | P | 2023-05-25 | 2023-06-02 | $621 | $506 | $115 | $115 |
| CALL EFA JUN 00072.500 ISHARES MSCI EAFE EXP 06-23-2023 | P | 2023-06-20 | 2023-06-22 | $2,055 | $294 | $1,761 | $1,761 |
| CALL EFA MAY 00073.000 ISHARES MSCI EAFE EXP 05-26-2023 | P | 2023-05-19 | 2023-05-25 | $2,727 | $119 | $2,608 | $2,608 |
| CALL EFA MAY 00073.000 ISHARES MSCI EAFE EXP 05-05-2023 | P | 2023-04-27 | 2023-05-05 | $2,381 | $883 | $1,498 | $1,498 |
| CALL EFA MAY 00073.000 ISHARES MSCI EAFE EXP 05-12-2023 | P | 2023-05-05 | 2023-05-12 | $2,203 | $200 | $2,003 | $2,003 |
| CALL EFA MAY 00073.000 ISHARES MSCI EAFE EXP 05-19-2023 | P | 2023-05-12 | 2023-05-19 | $1,430 | $1,917 | -$487 | -$487 |
| CALL EFA NOV 00069.500 ISHARES MSCI EAFE EXP 11-17-2023 | P | 2023-09-08 | 2023-09-10 | $2,685 | $1,118 | $1,567 | $1,567 |
| CALL EFA SEP 00071.500 ISHARES MSCI EAFE EXP 09-15-2023 | P | 2023-09-08 | 2023-09-15 | $1,100 | $1,212 | -$112 | -$112 |
| CALL EFA SEP 00071.500 ISHARES MSCI EAFE EXP 09-29-2023 | P | 2023-09-22 | 2023-09-29 | $684 | $89 | $595 | $595 |
| CALL EFA SEP 00072.000 ISHARES MSCI EAFE EXP 09-01-2023 | P | 2023-08-25 | 2023-09-01 | $182 | $258 | -$76 | -$76 |
| CALL EFA SEP 00072.500 ISHARES MSCI EAFE EXP 09-22-2023 | P | 2023-09-15 | 2023-09-22 | $934 | $146 | $788 | $788 |
| CALL EFA SEP 00072.500 ISHARES MSCI EAFE EXP 09-08-2023 | P | 2023-09-01 | 2023-09-08 | $760 | $138 | $622 | $622 |
| CALL GDX AUG 00030.000 VANECK GOLD MINERS ETF EXP 08-25-2023 | P | 2023-08-23 | 2023-08-25 | $226 | $238 | -$12 | -$12 |
| CALL GDX AUG 00031.000 VANECK GOLD MINERS ETF EXP 08-11-2023 | P | 2023-08-03 | 2023-08-11 | $1,368 | $263 | $1,105 | $1,105 |
| CALL GDX AUG 00031.500 VANECK GOLD MINERS ETF EXP 08-04-2023 | P | 2023-08-01 | 2023-08-03 | $3,306 | $342 | $2,964 | $2,964 |
| CALL GDX JUL 00030.000 VANECK GOLD MINERS ETF EXP 07-07-2023 | P | 2023-09-06 | 2023-09-08 | $1,881 | $684 | $1,197 | $1,197 |
| CALL GDX JUL 00030.000 VANECK GOLD MINERS ETF EXP 07-14-2023 | P | 2023-07-06 | 2023-07-18 | $3,078 | $39,213 | -$36,135 | -$36,135 |
| CALL GDX JUL 00032.000 VANECK GOLD MINERS ETF EXP 07-21-2023 | P | 2023-07-17 | 2023-07-21 | $7,216 | $492 | $6,724 | $6,724 |
| CALL GDX JUL 00032.000 VANECK GOLD MINERS ETF EXP 07-28-2023 | P | 2023-07-21 | 2023-07-28 | $4,596 | $248 | $4,348 | $4,348 |
| CALL GDX JUN 00030.500 VANECK GOLD MINERS ETF EXP 06-23-2023 | P | 2023-06-20 | 2023-06-22 | $3,102 | $520 | $2,582 | $2,582 |
| CALL GDX JUN 00030.500 VANECK GOLD MINERS ETF EXP 06-30-2023 | P | 2023-06-23 | 2023-06-29 | $3,567 | $342 | $3,225 | $3,225 |
| CALL GDX SEP 00030.000 VANECK GOLD MINERS ETF EXP 09-15-2023 | P | 2023-09-08 | 2023-09-15 | $855 | $483 | $372 | $372 |
| CALL GDX SEP 00030.000 VANECK GOLD MINERS ETF EXP 09-29-2023 | P | 2023-09-22 | 2023-09-29 | $3,647 | $171 | $3,476 | $3,476 |
| CALL GDX SEP 00030.000 VANECK GOLD MINERS ETF EXP 09-01-2023 | P | 2023-08-25 | 2023-09-01 | $645 | $171 | $474 | $474 |
| CALL GDX SEP 00030.000 VANECK GOLD MINERS ETF EXP 09-08-2023 | P | 2023-06-29 | 2023-07-06 | $1,882 | $183 | $1,699 | $1,699 |
| CALL GDX SEP 00030.500 VANECK GOLD MINERS ETF EXP 09-22-2023 | P | 2023-09-15 | 2023-09-22 | $2,336 | $343 | $1,993 | $1,993 |
| CALL GOOG JAN 00145.000 ALPHABET INC SHS CL C EXP 01-19-2024 | P | 2023-01-12 | 2023-10-20 | $2,680 | $11,880 | -$9,200 | -$9,200 |
| CALL GOOG SEP 00145.000 ALPHABET INC SHS CL C EXP 09-15-2023 | P | 2022-10-19 | 2023-01-12 | $5,920 | $1,080 | $4,840 | $4,840 |
| CALL GS JAN 00380.000 GOLDMAN SACHS GROUP INC EXP 01-19-2024 | P | 2022-10-19 | 2023-03-28 | $4,372 | $2,610 | $1,762 | $1,762 |
| CALL HON JUN 00230.000 HONEYWELL INTL INC DEL EXP 06-16-2023 | P | 2023-08-31 | 2023-03-28 | $2,195 | $65 | $2,130 | $2,130 |
| CALL IBM JAN 00150.000 INTL BUSINESS MACHINES EXP 01-19-2024 | P | 2022-10-19 | 2023-03-28 | $5,130 | $3,000 | $2,130 | $2,130 |
| CALL IBM JUN 00150.000 INTL BUSINESS MACHINES EXP 06-21-2024 | P | 2023-03-28 | 2023-06-23 | $4,700 | $3,500 | $1,200 | $1,200 |
| CALL IWM AUG 00190.000 ISHARES TR RUSSELL 2000 EXP 08-25-2023 | P | 2023-08-18 | 2023-08-25 | $896 | $28 | $868 | $868 |
| CALL IWM AUG 00194.000 ISHARES TR RUSSELL 2000 EXP 08-18-2023 | P | 2023-08-11 | 2023-08-18 | $1,960 | $28 | $1,932 | $1,932 |
| CALL IWM AUG 00195.000 ISHARES TR RUSSELL 2000 EXP 08-04-2023 | P | 2023-07-28 | 2023-08-03 | $7,896 | $1,615 | $6,281 | $6,281 |
| CALL IWM AUG 00195.000 ISHARES TR RUSSELL 2000 EXP 08-11-2023 | P | 2023-08-03 | 2023-08-11 | $4,919 | $56 | $4,863 | $4,863 |
| CALL IWM JUL 00185.000 ISHARES TR RUSSELL 2000 EXP 07-14-2023 | P | 2023-07-06 | 2023-07-14 | $2,420 | $20,976 | -$18,556 | -$18,556 |
| CALL IWM JUL 00185.000 ISHARES TR RUSSELL 2000 EXP 07-07-2023 | P | 2023-06-29 | 2023-07-06 | $7,227 | $339 | $6,888 | $6,888 |
| CALL IWM JUL 00193.000 ISHARES TR RUSSELL 2000 EXP 07-21-2023 | P | 2023-07-17 | 2023-07-21 | $5,995 | $6,457 | -$462 | -$462 |
| CALL IWM JUL 00195.000 ISHARES TR RUSSELL 2000 EXP 07-28-2023 | P | 2023-07-21 | 2023-07-18 | $6,429 | $4,340 | $2,089 | $2,089 |
| CALL IWM JUN 00185.000 ISHARES TR RUSSELL 2000 EXP 06-23-2023 | P | 2023-06-20 | 2023-06-22 | $2,601 | $637 | $1,964 | $1,964 |
| CALL IWM JUN 00185.000 ISHARES TR RUSSELL 2000 EXP 06-30-2023 | P | 2023-06-22 | 2023-06-29 | $2,845 | $4,679 | -$1,834 | -$1,834 |
| CALL IWM SEP 00185.000 ISHARES TR RUSSELL 2000 EXP 09-29-2023 | P | 2023-09-22 | 2023-09-29 | $224 | $28 | $196 | $196 |
| CALL IWM SEP 00190.000 ISHARES TR RUSSELL 2000 EXP 09-01-2023 | P | 2023-08-25 | 2023-09-01 | $420 | $3,022 | -$2,602 | -$2,602 |
| CALL IWM SEP 00190.000 ISHARES TR RUSSELL 2000 EXP 09-22-2023 | P | 2023-09-15 | 2023-09-22 | $280 | $28 | $252 | $252 |
| CALL IWM SEP 00190.000 ISHARES TR RUSSELL 2000 EXP 09-15-2023 | P | 2023-09-08 | 2023-09-15 | $476 | $28 | $448 | $448 |
| CALL IWM SEP 00193.000 ISHARES TR RUSSELL 2000 EXP 09-08-2023 | P | 2023-09-01 | 2023-09-08 | $1,737 | $28 | $1,709 | $1,709 |
| CALL META JUN 00400.000 META PLATFORMS INC EXP 06-16-2023 | P | 2022-05-27 | 2023-03-28 | $290 | $10 | $280 | $280 |
| CALL MSFT SEP 00325.000 MICROSOFT CORP EXP 09-15-2023 | P | 2023-09-02 | 2023-09-15 | $2,905 | $1,350 | $1,555 | $1,555 |
| CALL QQQ APR 00318.000 INVESCO QQQ TR SER 1 EXP 04-28-2023 | P | 2023-04-21 | 2023-04-27 | $2,666 | $1,327 | $1,339 | $1,339 |
| CALL QQQ APR 00318.000 INVESCO QQQ TR SER 1 EXP 04-06-2023 | P | 2023-04-03 | 2023-04-06 | $3,540 | $70 | $3,470 | $3,470 |
| CALL QQQ APR 00318.000 INVESCO QQQ TR SER 1 EXP 04-14-2023 | P | 2023-04-06 | 2023-04-13 | $2,190 | $1,261 | $929 | $929 |
| CALL QQQ APR 00318.000 INVESCO QQQ TR SER 1 EXP 04-21-2023 | P | 2023-04-14 | 2023-04-21 | $3,690 | $306 | $3,384 | $3,384 |
| CALL QQQ FEB 00303.000 INVESCO QQQ TR SER 1 EXP 02-17-2023 | P | 2023-02-10 | 2023-02-17 | $4,507 | $196 | $4,311 | $4,311 |
| CALL QQQ FEB 00303.000 INVESCO QQQ TR SER 1 EXP 02-24-2023 | P | 2023-02-17 | 2023-02-23 | $2,456 | $360 | $2,096 | $2,096 |
| CALL QQQ FEB 00303.000 INVESCO QQQ TR SER 1 EXP 02-10-2023 | P | 2023-02-07 | 2023-02-10 | $3,780 | $548 | $3,232 | $3,232 |
| CALL QQQ JAN 00278.000 INVESCO QQQ TR SER 1 EXP 01-20-2023 | P | 2023-01-13 | 2023-01-20 | $2,925 | $1,503 | $1,422 | $1,422 |
| CALL QQQ JAN 00278.000 INVESCO QQQ TR SER 1 EXP 01-27-2023 | P | 2023-01-20 | 2023-01-27 | $3,708 | $15,520 | -$11,812 | -$11,812 |
| CALL QQQ MAR 00297.000 INVESCO QQQ TR SER 1 EXP 03-03-2023 | P | 2023-03-01 | 2023-03-03 | $770 | $1,110 | -$340 | -$340 |
| CALL QQQ MAR 00300.000 INVESCO QQQ TR SER 1 EXP 03-10-2023 | P | 2023-03-03 | 2023-03-10 | $2,742 | $30 | $2,712 | $2,712 |
| CALL QQQ MAR 00300.000 INVESCO QQQ TR SER 1 EXP 03-03-2023 | P | 2023-02-27 | 2023-03-01 | $980 | $280 | $700 | $700 |
| CALL QQQ MAR 00303.000 INVESCO QQQ TR SER 1 EXP 03-03-2023 | P | 2023-02-23 | 2023-02-27 | $1,710 | $470 | $1,240 | $1,240 |
| CALL QQQ MAR 00306.000 INVESCO QQQ TR SER 1 EXP 03-24-2023 | P | 2023-03-21 | 2023-03-24 | $5,030 | $3,339 | $1,691 | $1,691 |
| CALL QQQ MAR 00310.000 INVESCO QQQ TR SER 1 EXP 03-31-2023 | P | 2023-03-24 | 2023-03-31 | $4,059 | $8,767 | -$4,708 | -$4,708 |
| CALL QQQ MAY 00318.000 INVESCO QQQ TR SER 1 EXP 05-12-2023 | P | 2023-05-05 | 2023-05-12 | $4,031 | $5,589 | -$1,558 | -$1,558 |
| CALL QQQ MAY 00318.000 INVESCO QQQ TR SER 1 EXP 05-05-2023 | P | 2023-04-27 | 2023-05-05 | $4,017 | $1,528 | $2,489 | $2,489 |
| CALL QQQ MAY 00320.000 INVESCO QQQ TR SER 1 EXP 05-19-2023 | P | 2023-05-12 | 2023-05-19 | $5,389 | $16,730 | -$11,341 | -$11,341 |
| CALL SPY APR 00408.000 SPDR S&P 500 ETF TRUST EXP 04-14-2023 | P | 2023-04-06 | 2023-04-14 | $2,471 | $4,203 | -$1,732 | -$1,732 |
| CALL SPY APR 00408.000 SPDR S&P 500 ETF TRUST EXP 04-06-2023 | P | 2023-04-03 | 2023-04-06 | $2,954 | $273 | $2,681 | $2,681 |
| CALL SPY APR 00412.000 SPDR S&P 500 ETF TRUST EXP 04-21-2023 | P | 2023-04-14 | 2023-04-21 | $3,132 | $667 | $2,465 | $2,465 |
| CALL SPY APR 00412.000 SPDR S&P 500 ETF TRUST EXP 04-28-2023 | P | 2023-04-21 | 2023-04-27 | $2,318 | $154 | $2,164 | $2,164 |
| CALL SPY FEB 00408.000 SPDR S&P 500 ETF TRUST EXP 02-10-2023 | P | 2023-02-07 | 2023-02-10 | $2,765 | $735 | $2,030 | $2,030 |
| CALL SPY FEB 00408.000 SPDR S&P 500 ETF TRUST EXP 02-24-2023 | P | 2023-02-17 | 2023-02-22 | $1,890 | $182 | $1,708 | $1,708 |
| CALL SPY FEB 00408.000 SPDR S&P 500 ETF TRUST EXP 02-17-2023 | P | 2023-02-10 | 2023-02-17 | $3,570 | $238 | $3,332 | $3,332 |
| CALL SPY JAN 00396.000 SPDR S&P 500 ETF TRUST EXP 01-20-2023 | P | 2023-01-13 | 2023-01-20 | $2,022 | $18 | $2,004 | $2,004 |
| CALL SPY JAN 00396.000 SPDR S&P 500 ETF TRUST EXP 01-27-2023 | P | 2023-01-20 | 2023-01-27 | $996 | $5,851 | -$4,855 | -$4,855 |
| CALL SPY JUN 00411.000 SPDR S&P 500 ETF TRUST EXP 06-02-2023 | P | 2023-05-25 | 2023-06-02 | $4,000 | $12,357 | -$8,357 | -$8,357 |
| CALL SPY JUN 00425.000 SPDR S&P 500 ETF TRUST EXP 06-09-2023 | P | 2023-06-05 | 2023-06-08 | $5,290 | $3,061 | $2,229 | $2,229 |
| CALL SPY MAR 00397.000 SPDR S&P 500 ETF TRUST EXP 03-17-2023 | P | 2023-03-10 | 2023-03-17 | $1,477 | $280 | $1,197 | $1,197 |
| CALL SPY MAR 00397.000 SPDR S&P 500 ETF TRUST EXP 03-31-2023 | P | 2023-03-24 | 2023-03-31 | $1,792 | $7,060 | -$5,268 | -$5,268 |
| CALL SPY MAR 00397.000 SPDR S&P 500 ETF TRUST EXP 03-24-2023 | P | 2023-03-17 | 2023-03-24 | $2,429 | $147 | $2,282 | $2,282 |
| CALL SPY MAR 00400.000 SPDR S&P 500 ETF TRUST EXP 03-03-2023 | P | 2023-03-01 | 2023-03-03 | $658 | $1,121 | -$463 | -$463 |
| CALL SPY MAR 00404.000 SPDR S&P 500 ETF TRUST EXP 03-03-2023 | P | 2023-02-27 | 2023-03-01 | $875 | $168 | $707 | $707 |
| CALL SPY MAR 00404.000 SPDR S&P 500 ETF TRUST EXP 03-10-2023 | P | 2023-03-03 | 2023-03-10 | $1,903 | $14 | $1,889 | $1,889 |
| CALL SPY MAR 00408.000 SPDR S&P 500 ETF TRUST EXP 03-03-2023 | P | 2023-02-23 | 2023-02-27 | $1,036 | $301 | $735 | $735 |
| CALL SPY MAY 00410.000 SPDR S&P 500 ETF TRUST EXP 05-19-2023 | P | 2023-05-12 | 2023-05-19 | $2,225 | $7,112 | -$4,887 | -$4,887 |
| CALL SPY MAY 00410.000 SPDR S&P 500 ETF TRUST EXP 05-05-2023 | P | 2023-04-27 | 2023-05-05 | $2,233 | $686 | $1,547 | $1,547 |
| CALL SPY MAY 00410.000 SPDR S&P 500 ETF TRUST EXP 05-12-2023 | P | 2023-05-05 | 2023-05-12 | $2,464 | $448 | $2,016 | $2,016 |
| CALL TXN JAN 00200.000 TEXAS INSTRUMENTS EXP 01-19-2024 | P | 2022-10-19 | 2023-07-31 | $4,362 | $2,694 | $1,668 | $1,668 |
| CALL UNH JAN 00580.000 UNITEDHEALTH GROUP INC EXP 01-19-2024 | P | 2023-01-12 | 2023-03-28 | $6,768 | $3,183 | $3,585 | $3,585 |
| CALL UNH JUN 00580.000 UNITEDHEALTH GROUP INC EXP 06-16-2023 | P | 2022-05-27 | 2023-01-12 | $8,781 | $2,022 | $6,759 | $6,759 |
| CALL VZ JAN 00060.000 VERIZON COMMUNICATNS COM EXP 01-19-2024 | P | 2023-01-12 | 2023-06-23 | $380 | $80 | $300 | $300 |
| CALL VZ JUN 00062.500 VERIZON COMMUNICATNS COM EXP 06-16-2023 | P | 2022-05-27 | 2023-01-22 | $1,180 | $120 | $1,060 | $1,060 |
| CALL WMT JUN 00180.000 WALMART INC EXP 06-16-2023 | P | 2022-05-27 | 2023-03-28 | $612 | $30 | $582 | $582 |
| EXXON MOBIL CORP COM | P | 2017-07-26 | 2023-06-23 | $194,256 | $141,237 | $53,019 | $53,019 |
| GE HEALTHCARE TECHNOLOGIES INC SHS | P | 2018-01-05 | 2023-06-23 | $13,223 | $17,090 | -$3,867 | -$3,867 |
| GENERAL ELEC CO REG SHS | P | 2018-01-05 | 2023-06-23 | $51,920 | $57,090 | -$5,170 | -$5,170 |
| INTL BUSINESS MACHINES CORP IBM | P | 2017-11-21 | 2023-06-23 | $129,714 | $137,720 | -$8,006 | -$8,006 |
| INVESCO QQQ TR SER 1(WASH SALE) | P | 2023-01-13 | 2023-05-19 | $1,578,456 | $1,537,341 | $41,115 | $41,115 |
| ISHARES MSCI EAFE(WASH SALE) | P | 2023-04-18 | 2023-07-14 | $1,173,016 | $1,144,150 | $28,866 | $28,866 |
| KRAFT (THE) HEINZ CO SHS | P | 2017-07-26 | 2023-06-23 | $108,270 | $168,228 | -$59,958 | -$59,958 |
| KYNDRYL HOLDINGS INCORP REGISTERED | P | 2017-11-21 | 2023-06-23 | $2,560 | $6,859 | -$4,299 | -$4,299 |
| LUMEN TECHNOLOGIES INC REG SHS | P | 2017-06-07 | 2023-06-23 | $5,431 | $67,453 | -$62,022 | -$62,022 |
| MCDONALDS CORP COM | P | 2019-09-20 | 2023-06-23 | $222,966 | $163,075 | $59,891 | $59,891 |
| RESIDEO TECHNOLOGIES INC REG SHS | P | 2014-09-03 | 2023-06-23 | $2,007 | $2,169 | -$162 | -$162 |
| SPDR S&P 500 ETF TRUST(WASH SALE) | P | 2023-01-13 | 2023-06-16 | $1,962,221 | $1,935,685 | $26,536 | $26,536 |
| TEXAS INSTRUMENTS | P | 2021-05-18 | 2023-06-23 | $107,563 | $108,576 | -$1,013 | -$1,013 |
| VANECK GOLD MINERS ETF MINERS ETF | P | 2023-06-20 | 2023-07-14 | $551,300 | $517,849 | $33,451 | $33,451 |
| VERIZON COMMUNICATNS COM | P | 2019-08-07 | 2023-06-23 | $72,009 | $112,261 | -$40,252 | -$40,252 |
| WABTEC | P | 2019-03-01 | 2023-06-23 | $2,146 | $1,639 | $507 | $507 |
| WARNER BROS DISCOVERY INC SERIES SER -A- CL A | P | 2017-07-26 | 2023-06-23 | $15,599 | $45,410 | -$29,811 | -$29,811 |
| CALL FXI JAN 00044.850 ISHARES CHINA LARGECAP EXP 01-19-2024 | P | 2023-01-26 | 2023-07-28 | $1,612 | $310 | $1,302 | $1,302 |
| CALL VEA SEP 00050.000 VANGUARD FTSE DEVELOPED EXP 09-15-2023 | P | 2023-01-26 | 2023-07-28 | $5,525 | $1,020 | $4,505 | $4,505 |
| CALL VGK JAN 00070.000 VANGUARD MSCI EUROPEAN EXP 01-19-2024 | P | 2023-01-26 | 2023-07-28 | $4,750 | $1,700 | $3,050 | $3,050 |
| CALL VPL SEP 00080.000 VANGUARD MSCI PACIFIC EXP 09-15-2023 | P | 2023-01-26 | 2023-07-28 | $2,120 | $446 | $1,674 | $1,674 |
| CALL VWO JAN 00050.000 VANGUARD FTSE EMERGING EXP 01-19-2024 | P | 2023-01-26 | 2023-07-28 | $4,408 | $878 | $3,530 | $3,530 |
| CITIGROUP INC CLD JR SUBORDNTD SER 0 GLB VAR% PERPETUAL | P | 2019-08-07 | 2023-06-23 | $75,000 | $76,279 | -$1,279 | -$1,279 |
| DISCOVERY COMMUN 4.90% 26 COMPANY GUARNT GLB 04.900% MAR 11 2026 | P | 2019-08-07 | 2023-06-23 | $52,147 | $53,033 | -$886 | -$886 |
| FIFTH THIRD BANCORP JR SUBORDINATED SER J VAR% PERPETUAL | P | 2019-08-07 | 2023-06-23 | $49,853 | $51,830 | -$1,977 | -$1,977 |
| GOLDMAN SACHS GROUP INC JR SUBORDINATED SER P VAR% PERPETUAL | P | 2019-08-07 | 2023-06-23 | $149,221 | $150,123 | -$902 | -$902 |
| JPMORGAN CHASE & CO JR SUBORDNTD SER CC GLB VAR% PERPETUAL | P | 2019-08-07 | 2023-06-23 | $201,942 | $200,988 | $954 | $954 |
| KLA-TENCOR CORP 4.65% 2024 GLB 04.650% NOV 01 2024 | P | 2019-08-07 | 2023-06-23 | $54,232 | $53,938 | $294 | $294 |
| NATIONAL RURAL UTIL COOP SUBORDINATED FLT% APR 30 2043 | P | 2019-08-07 | 2023-06-23 | $37,099 | $39,453 | -$2,354 | -$2,354 |
| NATIONAL RURAL UTIL COOP CLD MLSEC# D21X3 FLT% APR 30 2043 | P | 2019-08-07 | 2023-06-23 | $12,000 | $12,000 | $0 | $0 |
| PNC FINANCIAL SERVIC CLD JR SUBORDINATED SER O VAR% PERPETUAL | P | 2019-08-07 | 2023-06-23 | $75,000 | $78,439 | -$3,439 | -$3,439 |
| PRINCIPAL FINANCIAL CLD COMPANY GUARNT GLB VAR% MAY 15 2055 | P | 2019-08-07 | 2023-06-23 | $50,000 | $50,000 | $0 | $0 |
| QVC INC 4.37%MAR15 23 GLB 04.375% MAR 15 2023 | P | 2019-08-07 | 2023-06-23 | $55,000 | $55,000 | $0 | $0 |
| SOUTHERN CO CLD JR SUBORDNTD SER B GLB VAR% MAR 15 2057 | P | 2019-08-07 | 2023-06-23 | $125,000 | $124,951 | $49 | $49 |
| STATE STREET CORP JR SUBORDNTD SER F GLB VAR% PERPETUAL | P | 2019-08-07 | 2023-06-23 | $20,267 | $21,600 | -$1,333 | -$1,333 |
| VERALTO CORP | P | 2023-09-29 | 2023-09-29 | $25 | $15 | $10 | $10 |
| CULLEN FROST BANKERS | P | 2016-08-08 | 2023-09-22 | $18,649 | $19,825 | -$1,176 | -$1,176 |
| CULLEN FROST BANKERS | P | 2016-10-05 | 2023-09-22 | $27,974 | $22,075 | $5,899 | $5,899 |
| CULLEN FROST BANKERS | P | 2018-11-01 | 2023-09-22 | $27,974 | $21,057 | $6,917 | $6,917 |
| F M C CORP | P | 2016-11-10 | 2023-09-22 | $49,703 | $31,939 | $17,764 | $17,764 |
| F M C CORP | P | 2016-11-14 | 2023-09-22 | $14,201 | $9,386 | $4,815 | $4,815 |
| INTEL CORP | P | 2021-03-24 | 2023-09-22 | $38,268 | $58,783 | -$20,515 | -$20,515 |
| INTEL CORP | P | 2021-10-01 | 2023-09-22 | $31,310 | $57,049 | -$25,739 | -$25,739 |
| XYLEM INC. | P | 2020-05-20 | 2023-09-22 | $74,846 | $49,727 | $25,119 | $25,119 |
| WALMART INC. 2.55% 04/11/2023 CALLABLE | P | 2016-08-16 | 2023-04-11 | $100,000 | $100,000 | $0 | $0 |
| BNSF, LLC 3% 03/15/2023 CALLABLE | P | 2017-03-24 | 2023-03-15 | $100,000 | $100,000 | $0 | $0 |
| ORACLE CORP 2.625% 02/15/2023 CALLABLE | P | 2019-02-14 | 2023-02-15 | $75,000 | $74,535 | $465 | $465 |
| BLACK KNIGHT INC | P | 2020-05-20 | 2023-02-14 | $61,625 | $43,956 | $17,669 | $17,669 |
| BLACK KNIGHT INC | P | 2020-05-20 | 2023-02-14 | $18,488 | $15,851 | $2,637 | $2,637 |
| ZIONS BANCORP NA | P | 2016-11-14 | 2023-03-27 | $56,127 | $42,309 | $13,818 | $13,818 |
| ZIONS BANCORP NA | P | 2016-11-14 | 2023-03-27 | $40,820 | $46,360 | -$5,540 | -$5,540 |
| ZIONS BANCORP NA | P | 2016-11-14 | 2023-03-27 | $15,307 | $14,165 | $1,142 | $1,142 |
| COHEN & STEERS INST REALTY | P | 2019-06-05 | 2023-06-16 | $3,964 | $4,273 | -$309 | -$309 |
| JOHN HANCOCK DISCIPLINED VALUE | P | 2019-06-05 | 2023-06-16 | $2,555 | $2,133 | $422 | $422 |
| MFS NEW DISCOVERY | P | 2019-06-05 | 2023-06-16 | $3,273 | $2,973 | $300 | $300 |
| CARNIVAL CORP PAIRED CTF 1 COM CARNIVL CRP & 1 TR SH BEN INT P&O PRINCESS | P | 2022-06-06 | 2022-10-06 | $135 | $258 | -$123 | -$123 |
| CARNIVAL CORP PAIRED CTF 1 COM CARNIVL CRP & 1 TR SH BEN INT P&O PRINCESS | P | 2019-06-12 | 2022-10-06 | $2,389 | $17,962 | -$15,573 | -$15,573 |
| MARUI GROUP COMPANY LTD ADR NEW | P | 2018-04-23 | 2022-11-02 | $10,247 | $13,061 | -$2,814 | -$2,814 |
| MARUI GROUP COMPANY LTD ADR NEW | P | 2018-04-23 | 2022-11-02 | $1,637 | $1,556 | $81 | $81 |
| MARUI GROUP COMPANY LTD ADR NEW | P | 2018-04-23 | 2022-11-02 | $229 | $198 | $31 | $31 |
| ACCENTURE PLC IRELAND CL A NEW | P | 2018-04-23 | 2022-11-18 | $4,359 | $2,290 | $2,069 | $2,069 |
| AIA GROUP LTD SPON ADR | P | 2018-06-12 | 2022-11-18 | $2,344 | $2,217 | $127 | $127 |
| AKZO NOBEL N V SPON ADR NEW | P | 2018-04-23 | 2022-11-18 | $2,138 | $3,152 | -$1,014 | -$1,014 |
| ALCON INC | P | 2019-05-01 | 2022-11-18 | $2,810 | $2,520 | $290 | $290 |
| ASHTEAD GROUP PLC ADR | P | 2020-01-29 | 2022-11-18 | $3,569 | $2,045 | $1,524 | $1,524 |
| ASSA ABLOY AB ADR | P | 2018-04-23 | 2022-11-18 | $2,565 | $2,386 | $179 | $179 |
| BROOKFIELD ASSET MANAGEMENT INC VOTING SHS CL A | P | 2018-04-23 | 2022-11-18 | $4,217 | $2,394 | $1,823 | $1,823 |
| CAMECO CORP | P | 2018-04-23 | 2022-11-18 | $1,077 | $888 | $189 | $189 |
| CAMECO CORP | P | 2018-04-23 | 2022-11-18 | $1,217 | $535 | $682 | $682 |
| CAMECO CORP | P | 2018-04-23 | 2022-11-18 | $234 | $97 | $137 | $137 |
| COCA-COLA EUROPACIFIC PARTNERS PLC | P | 2018-04-23 | 2022-11-18 | $2,548 | $2,030 | $518 | $518 |
| CREDICORP LTD | P | 2020-11-02 | 2022-11-18 | $3,041 | $2,359 | $682 | $682 |
| DASSAULT SYSTEMES S A SPON ADR | P | 2018-04-23 | 2022-11-18 | $2,975 | $2,089 | $886 | $886 |
| DBS GROUP HLDGS LTD SPON ADR | P | 2018-04-23 | 2022-11-18 | $1,020 | $581 | $439 | $439 |
| DBS GROUP HLDGS LTD SPON ADR | P | 2018-04-23 | 2022-11-18 | $1,836 | $1,610 | $226 | $226 |
| DBS GROUP HLDGS LTD SPON ADR | P | 2018-04-23 | 2022-11-18 | $510 | $307 | $203 | $203 |
| ERSTE GROUP BANK AG SPON ADR REPSTG 1/2 SH | P | 2018-04-23 | 2022-11-18 | $1,860 | $3,075 | -$1,215 | -$1,215 |
| EXPERIAN PLC ADR | P | 2018-04-23 | 2022-11-18 | $2,265 | $1,514 | $751 | $751 |
| FANUC CORP ADR | P | 2020-09-10 | 2022-11-18 | $2,049 | $2,746 | -$697 | -$697 |
| GSK PLC SPONSORED ADR NEW | P | 2021-01-27 | 2022-11-18 | $2,490 | $2,980 | -$490 | -$490 |
| HALEON PLC ADR | P | 2021-01-27 | 2022-11-18 | $1,112 | $1,132 | -$20 | -$20 |
| HALEON PLC ADR | P | 2022-08-15 | 2022-11-18 | $1,437 | $1,344 | $93 | $93 |
| HEINEKEN NV SPONSORED ADR LEVEL 1 | P | 2018-04-23 | 2022-11-18 | $2,550 | $2,962 | -$412 | -$412 |
| ING GROEP N V SPONSORED ADR | P | 2018-04-23 | 2022-11-18 | $3,953 | $4,140 | -$187 | -$187 |
| KDDI CORP ADR | P | 2018-04-23 | 2022-11-18 | $2,383 | $2,206 | $177 | $177 |
| KDDI CORP ADR | P | 2018-04-23 | 2022-11-18 | $43 | $40 | $3 | $3 |
| KUBOTA CORP ADR | P | 2018-04-23 | 2022-11-18 | $2,282 | $2,730 | -$448 | -$448 |
| LVMH MOET HENNESSY LOUIS VUITTON ADR | P | 2018-04-23 | 2022-11-18 | $3,188 | $1,516 | $1,672 | $1,672 |
| MAGNA INTERNATIONAL INC CLASS A | P | 2018-04-23 | 2022-11-18 | $3,200 | $2,741 | $459 | $459 |
| MICHELIN COMPAGNIE GENERALE DES ETABLISSEMENTS ADR | P | 2021-03-24 | 2022-03-23 | $2,389 | $3,277 | -$888 | -$888 |
| MUNICH RE GROUP ADR | P | 2022-05-20 | 2022-11-18 | $3,140 | $2,429 | $711 | $711 |
| NIDEC CORP SPON ADR | P | 2018-04-23 | 2022-11-18 | $2,220 | $2,820 | -$600 | -$600 |
| NOVARTIS AG SPON ADR | P | 2018-04-23 | 2022-11-18 | $1,781 | $1,435 | $346 | $346 |
| NOVARTIS AG SPON ADR | P | 2018-04-23 | 2022-11-18 | $254 | $163 | $91 | $91 |
| NOVARTIS AG SPON ADR | P | 2018-04-23 | 2022-11-18 | $339 | $292 | $47 | $47 |
| OTSUKA HOLDINGS COMPANY LTD ADR | P | 2018-04-23 | 2022-11-18 | $2,313 | $2,891 | -$578 | -$578 |
| PAN PAC INTL HOLDINGS CORP ADR | P | 2018-04-23 | 2022-11-18 | $2,826 | $3,340 | -$514 | -$514 |
| RENTOKIL INITIAL PLC ADR | P | 2020-02-05 | 2022-11-18 | $2,688 | $2,809 | -$121 | -$121 |
| SAFRAN S A SPON ADR | P | 2018-04-23 | 2022-11-18 | $946 | $883 | $63 | $63 |
| SAFRAN S A SPON ADR | P | 2018-04-23 | 2022-11-18 | $1,950 | $1,768 | $182 | $182 |
| SONY GROUP CORP ADR NEW | P | 2018-05-02 | 2022-11-18 | $3,805 | $2,187 | $1,618 | $1,618 |
| SYMRISE AG ADR | P | 2019-02-08 | 2022-11-18 | $3,059 | $2,242 | $817 | $817 |
| TOTALENERGIES SE SPON ADR | P | 2018-04-23 | 2022-11-18 | $3,224 | $3,374 | -$150 | -$150 |
| UNILEVER PLC SPONSORED ADR NEW | P | 2018-04-23 | 2022-11-18 | $2,225 | $2,531 | -$306 | -$306 |
| AKZO NOBEL N V SPON ADR NEW | P | 2023-05-25 | 2023-06-08 | $104 | $104 | $0 | $0 |
| ASHTEAD GROUP PLC ADR | P | 2023-12-15 | 2023-06-08 | $1,080 | $962 | $118 | $118 |
| ASSA ABLOY AB ADR | P | 2022-12-22 | 2023-06-08 | $331 | $299 | $32 | $32 |
| BROOKFIELD CORP LTD | P | 2023-02-23 | 2023-06-08 | $2,498 | $2,707 | -$209 | -$209 |
| BROOKFIELD ASSET MANAGEMENT INC VOTING SHS CL A | P | 2022-06-06 | 2023-06-08 | $26 | $29 | -$3 | -$3 |
| CAMECO CORP | P | 2022-12-15 | 2023-06-08 | $364 | $260 | $104 | $104 |
| DASSAULT SYSTEMES S A SPON ADR | P | 2022-12-22 | 2023-06-08 | $533 | $421 | $112 | $112 |
| ERSTE GROUP BANK AG SPON ADR REPSTG 1/2 SH | P | 2023-05-25 | 2023-06-08 | $205 | $197 | $8 | $8 |
| EXPERIAN PLC ADR | P | 2022-12-22 | 2023-06-08 | $293 | $269 | $24 | $24 |
| FANUC CORP ADR | P | 2022-12-22 | 2023-06-08 | $179 | $155 | $24 | $24 |
| GSK PLC SPONSORED ADR NEW | P | 2022-11-04 | 2023-06-08 | $2,452 | $2,339 | $113 | $113 |
| HALEON PLC ADR | P | 2022-08-15 | 2023-06-08 | $14,769 | $11,353 | $3,416 | $3,416 |
| HEINEKEN NV SPONSORED ADR LEVEL 1 | P | 2023-05-25 | 2023-06-08 | $101 | $107 | -$6 | -$6 |
| ING GROEP N V SPONSORED ADR | P | 2022-12-22 | 2023-06-08 | $314 | $292 | $22 | $22 |
| KDDI CORP ADR | P | 2023-05-25 | 2023-06-08 | $111 | $109 | $2 | $2 |
| KUBOTA CORP ADR | P | 2022-11-04 | 2023-06-08 | $2,369 | $2,339 | $30 | $30 |
| LVMH MOET HENNESSY LOUIS VUITTON ADR | P | 2022-12-15 | 2023-06-08 | $705 | $626 | $79 | $79 |
| MAGNA INTERNATIONAL INC CLASS A | P | 2022-12-22 | 2023-06-08 | $372 | $374 | -$2 | -$2 |
| MICHELIN COMPAGNIE GENERALE DES ETABLISSEMENTS ADR | P | 2023-05-25 | 2023-06-08 | $104 | $102 | $2 | $2 |
| MUNICH RE GROUP ADR | P | 2022-12-22 | 2023-06-08 | $249 | $223 | $26 | $26 |
| NIDEC CORP SPON ADR | P | 2022-12-22 | 2023-06-08 | $169 | $170 | -$1 | -$1 |
| NOVARTIS AG SPON ADR | P | 2023-05-25 | 2023-06-08 | $100 | $98 | $2 | $2 |
| OTSUKA HOLDINGS COMPANY LTD ADR | P | 2023-11-04 | 2023-06-08 | $4,578 | $3,879 | $699 | $699 |
| PAN PAC INTL HOLDINGS CORP ADR | P | 2022-12-22 | 2023-06-08 | $432 | $412 | $20 | $20 |
| RENTOKIL INITIAL PLC ADR | P | 2023-05-25 | 2023-06-08 | $82 | $78 | $4 | $4 |
| SAFRAN S A SPON ADR | P | 2023-05-25 | 2023-06-08 | $146 | $147 | -$1 | -$1 |
| SONY GROUP CORP ADR NEW | P | 2022-12-15 | 2023-06-08 | $388 | $331 | $57 | $57 |
| SYMRISE AG ADR | P | 2022-11-04 | 2023-06-08 | $3,780 | $3,627 | $153 | $153 |
| UNILEVER PLC SPONSORED ADR NEW | P | 2023-05-25 | 2023-06-08 | $201 | $205 | -$4 | -$4 |
| CREDICORP LTD | P | 2022-12-15 | 2023-06-08 | $140 | $133 | $7 | $7 |
| COCA-COLA EUROPACIFIC PARTNERS PLC | P | 2022-12-15 | 2023-06-08 | $317 | $289 | $28 | $28 |
| ALCON INC | P | 2022-12-15 | 2023-06-08 | $395 | $363 | $32 | $32 |
| AIA GROUP LTD SPON ADR | P | 2018-06-12 | 2023-06-08 | $13,368 | $11,923 | $1,445 | $1,445 |
| AKZO NOBEL N V SPON ADR NEW | P | 2018-04-23 | 2023-06-08 | $11,046 | $12,863 | -$1,817 | -$1,817 |
| ASHTEAD GROUP PLC ADR | P | 2020-01-29 | 2023-06-08 | $20,520 | $10,386 | $10,134 | $10,134 |
| ASSA ABLOY AB ADR | P | 2018-04-23 | 2023-06-08 | $12,758 | $10,679 | $2,079 | $2,079 |
| BROOKFIELD CORP LTD | P | 2018-04-23 | 2023-06-08 | $14,040 | $9,303 | $4,737 | $4,737 |
| BROOKFIELD ASSET MANAGEMENT INC VOTING SHS CL A | P | 2018-04-23 | 2023-06-08 | $3,773 | $2,180 | $1,593 | $1,593 |
| CAMECO CORP | P | 2018-04-23 | 2023-06-08 | $16,519 | $5,719 | $10,800 | $10,800 |
| DBS GROUP HLDGS LTD SPON ADR | P | 2022-06-06 | 2023-06-08 | $15,125 | $14,483 | $642 | $642 |
| DASSAULT SYSTEMES S A SPON ADR | P | 2018-04-23 | 2023-06-08 | $16,574 | $9,946 | $6,628 | $6,628 |
| ERSTE GROUP BANK AG SPON ADR REPSTG 1/2 SH | P | 2018-04-23 | 2023-06-08 | $9,359 | $13,287 | -$3,928 | -$3,928 |
| EXPERIAN PLC ADR | P | 2018-04-23 | 2023-06-08 | $11,385 | $7,447 | $3,938 | $3,938 |
| FANUC CORP ADR | P | 2020-09-10 | 2023-06-08 | $12,059 | $13,399 | -$1,340 | -$1,340 |
| GSK PLC SPONSORED ADR NEW | P | 2021-01-27 | 2023-06-08 | $10,189 | $11,566 | -$1,377 | -$1,377 |
| HEINEKEN NV SPONSORED ADR LEVEL 1 | P | 2018-04-23 | 2023-06-08 | $14,048 | $14,682 | -$634 | -$634 |
| ING GROEP N V SPONSORED ADR | P | 2018-11-19 | 2023-06-08 | $20,996 | $13,397 | $7,599 | $7,599 |
| KDDI CORP ADR | P | 2018-04-23 | 2023-06-08 | $13,605 | $11,373 | $2,232 | $2,232 |
| KUBOTA CORP ADR | P | 2018-04-23 | 2023-06-08 | $9,118 | $10,475 | -$1,357 | -$1,357 |
| LVMH MOET HENNESSY LOUIS VUITTON ADR | P | 2018-04-23 | 2023-06-08 | $18,674 | $7,314 | $11,360 | $11,360 |
| MAGNA INTERNATIONAL INC CLASS A | P | 2019-11-21 | 2023-06-08 | $12,865 | $13,057 | -$192 | -$192 |
| MICHELIN COMPAGNIE GENERALE DES ETABLISSEMENTS ADR | P | 2021-03-24 | 2023-06-08 | $12,589 | $15,716 | -$3,127 | -$3,127 |
| MUNICH RE GROUP ADR | P | 2022-05-20 | 2023-06-08 | $17,838 | $11,727 | $6,111 | $6,111 |
| NIDEC CORP SPON ADR | P | 2018-04-23 | 2023-06-08 | $9,081 | $13,461 | -$4,380 | -$4,380 |
| NOVARTIS AG SPON ADR | P | 2020-04-24 | 2023-06-08 | $12,958 | $8,954 | $4,004 | $4,004 |
| OTSUKA HOLDINGS COMPANY LTD ADR | P | 2021-09-07 | 2023-06-08 | $9,003 | $9,372 | -$369 | -$369 |
| PAN PAC INTL HOLDINGS CORP ADR | P | 2020-02-05 | 2023-06-08 | $13,574 | $14,990 | -$1,416 | -$1,416 |
| RENTOKIL INITIAL PLC ADR | P | 2018-04-23 | 2023-06-08 | $16,279 | $13,172 | $3,107 | $3,107 |
| SAFRAN S A SPON ADR | P | 2018-05-02 | 2023-06-08 | $16,934 | $12,800 | $4,134 | $4,134 |
| SONY GROUP CORP ADR NEW | P | 2019-02-08 | 2023-06-08 | $22,905 | $11,075 | $11,830 | $11,830 |
| SYMRISE AG ADR | P | 2018-04-23 | 2023-06-08 | $9,709 | $7,985 | $1,724 | $1,724 |
| TOTALENERGIES SE SPON ADR | P | 2018-04-23 | 2023-06-08 | $15,703 | $14,776 | $927 | $927 |
| UNILEVER PLC SPONSORED ADR NEW | P | 2019-06-06 | 2023-06-08 | $11,286 | $12,495 | -$1,209 | -$1,209 |
| ACCENTURE PLC IRELAND CL A NEW | P | 2018-04-23 | 2023-06-08 | $22,508 | $11,143 | $11,365 | $11,365 |
| CREDICORP LTD | P | 2018-04-23 | 2023-06-08 | $14,823 | $12,501 | $2,322 | $2,322 |
| COCA-COLA EUROPACIFIC PARTNERS PLC | P | 2018-04-23 | 2023-06-08 | $14,688 | $9,641 | $5,047 | $5,047 |
| ALCON INC | P | 2016-11-14 | 2023-06-08 | $16,686 | $12,368 | $4,318 | $4,318 |
| SPDR GOLD TRUST | P | 2021-02-28 | 2023-06-08 | $180 | $180 | $180 | |
| FID ADVS FLT | P | 2022-06-14 | 2023-06-08 | $10,118 | $10,419 | -$301 | -$301 |
| SPDR GOLD TRUST | P | 2021-02-28 | 2023-06-08 | $120 | $120 | $120 | |
| CENTURYTEL INC SUBMITTED FOR TENDER SR NOTE SER Y | P | 2018-04-23 | 2023-06-08 | $6,243 | $6,232 | $11 | $11 |
| CARLISLE COS INC NOTE | P | 2018-04-23 | 2023-06-08 | $2,000 | $2,000 | $0 | $0 |
| AMC NETWORKS INC SR NOTE | P | 2022-09-18 | 2023-06-08 | $8,800 | $10,078 | -$1,278 | -$1,278 |
| AMERICAN TOWER | P | 2022-08-23 | 2023-06-09 | $4,684 | $4,779 | -$95 | -$95 |
| CROWN AMER | P | 2022-08-26 | 2023-06-09 | $2,915 | $2,925 | -$10 | -$10 |
| NEWELL | P | 2022-09-12 | 2023-06-09 | $11,498 | $11,909 | -$411 | -$411 |
| NORDSTROM | P | 2023-03-28 | 2023-06-09 | $1,626 | $1,495 | $131 | $131 |
| OLIN | P | 2022-11-02 | 2023-06-09 | $3,827 | $3,720 | $107 | $107 |
| QVC | P | 2022-06-09 | 2023-06-09 | $11,286 | $15,555 | -$4,269 | -$4,269 |
| SBA COMM | P | 2022-08-03 | 2023-06-09 | $14,413 | $14,435 | -$22 | -$22 |
| SPECTRUM, | P | 2023-01-09 | 2023-06-09 | $9,975 | $9,923 | $52 | $52 |
| TENET | P | 2023-02-07 | 2023-06-09 | $13,372 | $13,118 | $254 | $254 |
| TOTAL SYS | P | 2022-07-13 | 2023-06-09 | $6,836 | $7,014 | -$178 | -$178 |
| TRANSDIGM | P | 2022-06-09 | 2023-06-09 | $9,478 | $9,223 | $255 | $255 |
| VONTIER | P | 2023-04-13 | 2023-06-09 | $6,280 | $6,424 | -$144 | -$144 |
| WESTINGHOUSE | P | 2022-07-14 | 2023-06-09 | $5,774 | $5,765 | $9 | $9 |
| AMC NETWKS | P | 2021-03-10 | 2023-01-09 | $6,818 | $9,060 | -$2,242 | -$2,242 |
| AT&T | P | 2021-03-24 | 2023-06-09 | $14,398 | $16,220 | -$1,822 | -$1,822 |
| AECOM | P | 2021-09-21 | 2023-06-09 | $18,446 | $20,527 | -$2,081 | -$2,081 |
| ALTRIA | P | 2021-06-14 | 2023-06-09 | $12,787 | $13,997 | -$1,210 | -$1,210 |
| ALTRIA | P | 2021-08-18 | 2023-06-09 | $1,951 | $2,253 | -$302 | -$302 |
| AMERICAN TOWER | P | 2017-11-09 | 2023-06-09 | $10,660 | $11,121 | -$461 | -$461 |
| BAT CAP | P | 2021-10-18 | 2023-06-09 | $15,396 | $17,723 | -$2,327 | -$2,327 |
| BALL CORP | P | 2021-01-25 | 2023-06-09 | $11,850 | $12,222 | -$372 | -$372 |
| BLOCK FIN | P | 2021-10-26 | 2023-06-09 | $14,334 | $16,617 | -$2,283 | -$2,283 |
| BOYD GAMING | P | 2021-10-27 | 2023-06-09 | $18,171 | $19,292 | -$1,121 | -$1,121 |
| BROADCOM | P | 2019-05-07 | 2023-06-09 | $1,912 | $1,918 | -$6 | -$6 |
| BROADCOM | P | 2021-01-22 | 2023-06-09 | $12,276 | $14,174 | -$1,898 | -$1,898 |
| CDW LLC | P | 2019-09-13 | 2023-06-09 | $16,629 | $18,029 | -$1,400 | -$1,400 |
| CARLISLE | P | 2018-12-19 | 2023-06-09 | $8,705 | $8,546 | $159 | $159 |
| CARLISLE | P | 2021-05-14 | 2023-06-09 | $6,662 | $7,545 | -$883 | -$883 |
| CROWN AMER | P | 2022-03-17 | 2023-06-09 | $12,506 | $13,444 | -$938 | -$938 |
| DISCOVERY COM | P | 2021-03-05 | 2023-06-09 | $14,839 | $17,457 | -$2,618 | -$2,618 |
| DOLLAR TREE | P | 2020-07-30 | 2023-06-09 | $5,838 | $6,105 | -$267 | -$267 |
| ENCOMPASS | P | 2021-03-03 | 2023-06-09 | $18,604 | $20,335 | -$1,731 | -$1,731 |
| HCA | P | 2021-06-16 | 2023-06-09 | $14,867 | $16,243 | -$1,376 | -$1,376 |
| KRAFT | P | 2021-03-30 | 2023-06-09 | $15,399 | $16,836 | -$1,437 | -$1,437 |
| L BRANDS' | P | 2022-02-09 | 2023-06-09 | $14,376 | $15,628 | -$1,252 | -$1,252 |
| L BRANDS' | P | 2022-03-21 | 2023-06-09 | $4,085 | $4,229 | -$144 | -$144 |
| LAMAR MEDIA | P | 2020-10-30 | 2023-06-09 | $18,200 | $20,093 | -$1,893 | -$1,893 |
| MICROCHIP | P | 2021-07-07 | 2023-06-09 | $14,557 | $15,194 | -$637 | -$637 |
| MOLSON COORS | P | 2020-10-20 | 2023-06-09 | $14,996 | $1,602 | $13,394 | $13,394 |
| MOTOROLA | P | 2022-05-09 | 2023-06-09 | $2,927 | $2,971 | -$44 | -$44 |
| ORACLE | P | 2021-12-21 | 2023-06-09 | $16,724 | $18,882 | -$2,158 | -$2,158 |
| QORVO | P | 2021-04-07 | 2023-06-09 | $16,190 | $18,734 | -$2,544 | -$2,544 |
| SCOTTS MIRACLE | P | 2021-10-19 | 2023-06-09 | $18,051 | $21,657 | -$3,606 | -$3,606 |
| SERVICE CORP | P | 2019-12-12 | 2023-06-09 | $18,038 | $19,368 | -$1,330 | -$1,330 |
| SILGIN HLDG | P | 2020-11-16 | 2023-06-09 | $18,462 | $20,268 | -$1,806 | -$1,806 |
| TEGNA | P | 2021-07-27 | 2023-06-09 | $16,740 | $19,524 | -$2,784 | -$2,784 |
| TELEFLEX | P | 2021-02-25 | 2023-06-09 | $18,022 | $19,355 | -$1,333 | -$1,333 |
| TOTAL SYS | P | 2021-12-02 | 2023-06-09 | $7,813 | $8,186 | -$373 | -$373 |
| TRANSDIGM | P | 2022-04-19 | 2023-06-09 | $9,478 | $9,551 | -$73 | -$73 |
| TREEHOUSE | P | 2022-04-13 | 2023-06-09 | $18,976 | $18,248 | $728 | $728 |
| TRINITY | P | 2022-03-16 | 2023-06-09 | $8,945 | $9,013 | -$68 | -$68 |
| UNITED RENTAL | P | 2020-10-05 | 2023-06-09 | $14,535 | $15,292 | -$757 | -$757 |
| WESTERN DIGITAL | P | 2018-02-16 | 2023-06-09 | $14,340 | $13,733 | $607 | $607 |
| WESTINGHOUSE | P | 2022-01-24 | 2023-06-09 | $8,661 | $9,774 | -$1,113 | -$1,113 |
| WILLIS | P | 2018-04-09 | 2023-06-09 | $5,823 | $5,886 | -$63 | -$63 |
| ALBANY INTL CORP CL A | P | 2020-03-09 | 2022-10-03 | $1,513 | $1,146 | $367 | $367 |
| ARMSTRONG WORLD INDUSTRIES INC NEW | P | 2020-07-16 | 2022-10-03 | $2,966 | $2,915 | $51 | $51 |
| AZENTA INC | P | 2016-06-06 | 2022-10-03 | $2,186 | $1,350 | $836 | $836 |
| BADGER METER INC | P | 2016-06-06 | 2022-10-03 | $1,209 | $488 | $721 | $721 |
| BANK OF HAWAII CORP | P | 2018-02-02 | 2022-10-03 | $3,380 | $3,196 | $184 | $184 |
| CHEESECAKE FACTORY INC | P | 2016-06-06 | 2022-10-03 | $4,884 | $8,263 | -$3,379 | -$3,379 |
| CONSTRUCTION PARTNERS INC CL A | P | 2020-07-22 | 2022-10-03 | $3,120 | $1,954 | $1,166 | $1,166 |
| EVERTEC INC | P | 2020-10-09 | 2022-10-03 | $3,634 | $4,194 | -$560 | -$560 |
| FIRST FINANCIAL BANKSHARES INC | P | 2017-07-17 | 2022-10-03 | $3,375 | $1,730 | $1,645 | $1,645 |
| GRACO INC | P | 2017-07-25 | 2022-11-14 | $8,566 | $3,639 | $4,927 | $4,927 |
| HILLMAN SOLUTIONS CORP | P | 2022-05-06 | 2022-10-03 | $1,730 | $2,679 | -$949 | -$949 |
| HOULIHAN LOKEY INC CL A | P | 2018-03-13 | 2022-10-03 | $4,489 | $2,742 | $1,747 | $1,747 |
| JACK HENRY & ASSOCIATES INC | P | 2016-06-06 | 2022-10-03 | $2,012 | $932 | $1,080 | $1,080 |
| JOHN BEAN TECHNOLOGIES CORP | P | 2020-10-01 | 2022-10-03 | $175 | $182 | -$7 | -$7 |
| LAKELAND FINL CORP | P | 2022-04-29 | 2022-10-03 | $2,716 | $2,693 | $23 | $23 |
| LANDSTAR SYSTEM INC | P | 2016-06-06 | 2022-10-03 | $3,362 | $1,554 | $1,808 | $1,808 |
| LCI INDS | P | 2022-03-22 | 2022-10-03 | $1,019 | $1,228 | -$209 | -$209 |
| LESLIES INC | P | 2020-12-01 | 2022-10-03 | $2,189 | $3,059 | -$870 | -$870 |
| MANHATTAN ASSOCIATES INC | P | 2022-07-28 | 2022-10-03 | $1,478 | $1,526 | -$48 | -$48 |
| NATIONAL BEVERAGE CORP | P | 2019-05-21 | 2022-10-03 | $3,290 | $2,247 | $1,043 | $1,043 |
| R L I CORP | P | 2016-06-06 | 2022-10-03 | $1,748 | $1,135 | $613 | $613 |
| RBC BEARINGS INC | P | 2020-08-06 | 2022-11-25 | $3,599 | $1,293 | $2,306 | $2,306 |
| SCOTTS MIRACLE-GRO CO | P | 2017-03-10 | 2022-10-17 | $2,171 | $4,575 | -$2,404 | -$2,404 |
| SITEONE LANDSCAPE SUPPLY INC | P | 2017-03-10 | 2022-10-03 | $3,378 | $1,232 | $2,146 | $2,146 |
| THOR INDUSTRIES INC | P | 2016-06-06 | 2022-10-03 | $3,190 | $3,258 | -$68 | -$68 |
| UNIFIRST CORP | P | 2019-08-19 | 2022-10-03 | $3,037 | $3,650 | -$613 | -$613 |
| WATSCO INC CL A | P | 2017-04-27 | 2022-10-03 | $5,234 | $2,798 | $2,436 | $2,436 |
| WD 40 CO | P | 2017-05-23 | 2022-10-03 | $2,312 | $1,343 | $969 | $969 |
| TERMINIX GLOBAL SUBMITTED FOR CASH HOLDINGS INC | P | 2020-08-06 | 2022-10-13 | $8,539 | $8,539 | $0 | $0 |
| TERMINIX GLOBAL SUBMITTED FOR CASH HOLDINGS INC | P | 2020-08-06 | 2022-10-13 | $26,861 | $23,388 | $3,473 | $3,473 |
| RENTOKIL INITIAL PLC ADR | P | 2020-06-03 | 2022-10-14 | $5 | $5 | $0 | $0 |
| RENTOKIL INITIAL PLC ADR | P | 2020-06-03 | 2022-10-17 | $3,195 | $2,980 | $215 | $215 |
| RENTOKIL INITIAL PLC ADR | P | 2020-06-03 | 2022-10-17 | $1,017 | $1,859 | -$842 | -$842 |
| GRACO INC | P | 2016-06-06 | 2022-11-14 | $2,368 | $1,226 | $1,142 | $1,142 |
| GRACO INC | P | 2016-06-06 | 2022-11-14 | $6,198 | $2,412 | $3,786 | $3,786 |
| RBC BEARINGS INC | P | 2016-06-06 | 2022-11-14 | $12,597 | $3,880 | $8,717 | $8,717 |
| FULLER | P | 2022-12-15 | 2023-02-23 | $37,090 | $40,002 | -$2,912 | -$2,912 |
| GETTY | P | 2022-12-16 | 2023-02-23 | $34,932 | $33,969 | $963 | $963 |
| HILLMAN | P | 2022-05-06 | 2023-02-23 | $25,722 | $26,055 | -$333 | -$333 |
| LCI INDS | P | 2022-03-22 | 2023-02-23 | $1,366 | $1,473 | -$107 | -$107 |
| LAKELAND | P | 2022-04-29 | 2023-02-23 | $13,050 | $16,699 | -$3,649 | -$3,649 |
| LESLIES | P | 2022-11-25 | 2023-06-08 | $8,450 | $12,318 | -$3,868 | -$3,868 |
| MANHATTAN | P | 2022-07-28 | 2023-06-08 | $25,569 | $19,700 | $5,869 | $5,869 |
| WD 40 | P | 2022-11-23 | 2023-06-08 | $5,571 | $5,111 | $460 | $460 |
| ALBANY INTL | P | 2020-03-09 | 2023-02-23 | $47,339 | $28,609 | $18,730 | $18,730 |
| ARMSTRONG | P | 2020-07-16 | 2023-06-08 | $29,237 | $33,844 | -$4,607 | -$4,607 |
| BADGER | P | 2016-06-06 | 2023-06-08 | $27,962 | $7,619 | $20,343 | $20,343 |
| BANK OF HAWAII | P | 2016-06-06 | 2023-06-08 | $29,353 | $46,297 | -$16,944 | -$16,944 |
| AZENTA | P | 2018-02-02 | 2023-06-08 | $34,389 | $20,394 | $13,995 | $13,995 |
| CHEESECAKE FACTORY | P | 2016-06-06 | 2023-06-08 | $34,865 | $35,432 | -$567 | -$567 |
| CONSTRUCTION PRTNERS | P | 2020-07-22 | 2023-06-08 | $41,149 | $25,945 | $15,204 | $15,204 |
| EVERTEC | P | 2020-10-09 | 2023-06-08 | $43,680 | $48,521 | -$4,841 | -$4,841 |
| FIRST FINL | P | 2017-07-11 | 2023-06-08 | $26,224 | $18,640 | $7,584 | $7,584 |
| GRACO | P | 2017-07-25 | 2023-06-08 | $34,493 | $16,449 | $18,044 | $18,044 |
| JACK HENRY | P | 2016-06-06 | 2023-06-08 | $19,910 | $12,467 | $7,443 | $7,443 |
| HILLMAN | P | 2022-05-06 | 2023-06-08 | $16,983 | $22,549 | -$5,566 | -$5,566 |
| HOULHAN | P | 2018-03-13 | 2023-02-23 | $47,872 | $22,563 | $25,309 | $25,309 |
| JOHN BEAN TECH | P | 2020-10-01 | 2023-06-08 | $28,697 | $22,439 | $6,258 | $6,258 |
| LCI INDS | P | 2022-03-22 | 2023-06-08 | $10,521 | $10,681 | -$160 | -$160 |
| LAKELAND | P | 2022-04-29 | 2023-06-08 | $12,315 | $16,452 | -$4,137 | -$4,137 |
| LANDSTAR | P | 2016-06-06 | 2023-06-08 | $45,798 | $20,174 | $25,624 | $25,624 |
| LATHAM | P | 2022-01-19 | 2023-06-08 | $6,582 | $30,533 | -$23,951 | -$23,951 |
| LESLIES | P | 2020-12-01 | 2023-06-08 | $24,525 | $52,427 | -$27,902 | -$27,902 |
| NATIONAL BEVERAGE CORP | P | 2019-05-21 | 2023-06-08 | $35,887 | $18,215 | $17,672 | $17,672 |
| PRIMERICA | P | 2016-06-06 | 2023-06-08 | $44,255 | $15,497 | $28,758 | $28,758 |
| RLI CORP | P | 2016-06-06 | 2023-06-08 | $42,984 | $21,620 | $21,364 | $21,364 |
| RBC BEARINGS | P | 2016-06-06 | 2023-06-08 | $41,583 | $15,001 | $26,582 | $26,582 |
| SCOTTS MIRACLE GRO | P | 2017-03-10 | 2023-06-08 | $25,463 | $30,630 | -$5,167 | -$5,167 |
| SITEONE LANDSCAPING | P | 2017-02-14 | 2023-06-08 | $39,869 | $14,400 | $25,469 | $25,469 |
| THOR INDUSTRIES | P | 2019-04-17 | 2023-06-08 | $32,215 | $31,580 | $635 | $635 |
| UNIFIRST CORP | P | 2019-08-19 | 2023-06-08 | $37,932 | $38,742 | -$810 | -$810 |
| WD 40 | P | 2017-05-23 | 2023-06-08 | $26,550 | $14,721 | $11,829 | $11,829 |
| WATSCO | P | 2017-04-27 | 2023-06-08 | $66,745 | $27,568 | $39,177 | $39,177 |
| TRINITY CAPITAL INC | P | 2022-04-25 | 2022-11-11 | $32,101 | $51,834 | -$19,733 | -$19,733 |
| PIMCO DYNAMIC INCOME FUND | P | 2016-01-26 | 2022-11-29 | $17,495 | $22,478 | -$4,983 | -$4,983 |
| PIMCO DYNAMIC INCOME FUND | P | 2017-02-06 | 2022-11-29 | $47,002 | $49,625 | -$2,623 | -$2,623 |
| CARDINAL ADVISOR | P | 2015-04-26 | 2023-07-27 | $1,065,393 | $997,464 | $67,929 | $67,929 |
| ALLIANCEBERNSTIEN | P | 2017-11-15 | 2023-08-04 | $98,067 | $43,303 | $54,764 | $54,764 |
| ALPHABET | P | 2020-03-17 | 2023-08-04 | $92,573 | $40,237 | $52,336 | $52,336 |
| AMAZON | P | 2020-03-17 | 2023-08-04 | $77,198 | $59,129 | $18,069 | $18,069 |
| APPLE | P | 2020-03-17 | 2023-08-04 | $119,761 | $38,618 | $81,143 | $81,143 |
| ARES CAPITAL | P | 2014-03-31 | 2023-08-04 | $134,849 | $117,254 | $17,595 | $17,595 |
| BERKSHIRE HATHAWAY | P | 2020-03-17 | 2023-08-04 | $57,170 | $48,231 | $8,939 | $8,939 |
| BLACKSTONE INC | P | 2022-05-06 | 2023-08-04 | $66,741 | $53,714 | $13,027 | $13,027 |
| BLACKSTONE SECD LENDING | P | 2022-11-11 | 2023-08-04 | $46,588 | $39,901 | $6,687 | $6,687 |
| ENTERPRISE PP | P | 2020-03-17 | 2023-08-04 | $86,038 | $23,570 | $62,468 | $62,468 |
| FISERV | P | 2021-06-09 | 2023-08-04 | $39,411 | $35,009 | $4,402 | $4,402 |
| HOME DEPOT | P | 2020-03-17 | 2023-08-04 | $72,368 | $37,825 | $34,543 | $34,543 |
| KIMBELL RTY PARTNERS | P | 2019-05-03 | 2023-08-04 | $93,482 | $70,192 | $23,290 | $23,290 |
| MICROSOFT | P | 2022-05-06 | 2023-08-04 | $78,890 | $63,858 | $15,032 | $15,032 |
| PIMCO DYNAMIC | P | 2022-11-29 | 2023-08-04 | $55,859 | $62,080 | -$6,221 | -$6,221 |
| PLAINS GP | P | 2022-05-25 | 2023-08-04 | $68,286 | $48,042 | $20,244 | $20,244 |
| PROSHARES | P | 2018-07-26 | 2023-08-04 | $242,727 | $163,914 | $78,813 | $78,813 |
| RITHUM | P | 2020-03-23 | 2023-08-04 | $54,745 | $25,221 | $29,524 | $29,524 |
| SPDR GOLD SHARES | P | 2022-01-25 | 2023-08-04 | $52,116 | $50,171 | $1,945 | $1,945 |
| SPDR S&P 500 | P | 2018-11-15 | 2023-08-04 | $290,854 | $177,001 | $113,853 | $113,853 |
| VIRTUS | P | 2020-02-12 | 2023-08-04 | $76,734 | $82,213 | -$5,479 | -$5,479 |
| CARDINAL ADVISOR | P | 2015-04-26 | 2023-07-27 | $100,000 | $78,574 | $21,426 | $21,426 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,028,312 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $12,819 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $12,819 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $12,819 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $8,204 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $8,204 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Tax Due | $4,615 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | TX | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DR BOB & JEAN SMITH FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2145213461 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3811 TURTLE CREEK BLVD SUITE 750 | AddressLine1Txt |
| City | DALLAS | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 75219 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (8 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| SALLY SMITH MASHBURN | ||||||||
| 3811 TURTLE CREEK BLVD SUITE 750 | DALLAS | TX | 75219 | PRESIDENT/CHAIRWOMAN | 40.00 | $205,544 | $0 | $0 |
| SCOTT R SMITH | ||||||||
| 3811 TURTLE CREEK BLVD SUITE 750 | DALLAS | TX | 75219 | DIRECTOR | 1.00 | $5,300 | $0 | $0 |
| MARTY S KELLEY | ||||||||
| 3811 TURTLE CREEK BLVD SUITE 750 | DALLAS | TX | 75219 | DIRECTOR | 1.00 | $5,300 | $0 | $0 |
| ROBERT H WEST | ||||||||
| 3811 TURTLE CREEK BLVD SUITE 750 | DALLAS | TX | 75219 | DIRECTOR | 1.00 | $5,300 | $0 | $0 |
| BILL R WOMBLE | ||||||||
| 3811 TURTLE CREEK BLVD SUITE 750 | DALLAS | TX | 75219 | DIRECTOR | 1.00 | $5,300 | $0 | $0 |
| BROOKS KELLEY | ||||||||
| 3811 TURTLE CREEK BLVD SUITE 750 | DALLAS | TX | 75219 | DIRECTOR | 1.00 | $3,600 | $0 | $0 |
| WHITNEY WALLACE | ||||||||
| 3811 TURTLE CREEK BLVD SUITE 750 | DALLAS | TX | 75219 | DIRECTOR | 1.00 | $5,300 | $0 | $0 |
| CHRISTIANNA KELLEY | ||||||||
| 3811 TURTLE CREEK BLVD SUITE 750 | DALLAS | TX | 75219 | DIRECTOR | 1.00 | $3,600 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| SCHWENN & ASSOCIATES | |||||
| 106 N DENTON TAP RD STE 210-334 | COPPELL | TX | 75019 | ACCOUNTING | $145,866 |
| HOLLAND & KNIGHT | |||||
| PO BOX 936937 | ATLANTA | GA | 311936937 | LEGAL | $65,845 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $16,001,774 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,003,960 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $2,811 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $17,008,545 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $17,008,545 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $255,128 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $16,753,417 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $837,671 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $837,671 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $12,819 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $12,819 | TotalTaxAmt |
| Distributable Before Adj | $824,852 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $824,852 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $824,852 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $817,568 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $817,568 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $824,852 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $221,026 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $817,568 | QualifyingDistributionsAmt |
| Applied To Year1 | $221,026 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $596,542 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $228,310 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | SALLY MASHBURN | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3811 TURTLE CREEK CENTRE SUITE 200 | AddressLine1Txt |
| City | DALLAS | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 75219 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 2145213461 | RecipientPhoneNum |
| Form And Info And Materials | WRITTEN REQUEST WITH FORM 990. | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | APPLICABLE ORGANIZATION CAN APPLY AT ANY TIME. THE REQUEST WILL BE REVIEWED ON A QUARTERLY BASIS. | SubmissionDeadlinesTxt |
| Restrictions On Awards | TYPICALLY MEDICAL AND EDUCATIONAL APPLICANTS ARE PREFERRED. | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (11 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| BUCKNER FOUNDATION | |||||||
| 700 N PEARL ST STE 1200 | DALLAS | TX | 75201 | NONE | PC | UNRESTRICTED GRANT | $20,000 |
| CRYSTAL CHARITY BALL | |||||||
| 3838 OAK LAWN STE L150 | DALLAS | TX | 75219 | NONE | PC | UNRESTRICTED GIFT | $30,290 |
| METROCARE SERVICES | |||||||
| 1345 RIVER BEND DR STE 200 | DALLAS | TX | 75247 | NONE | PC | UNRESTRICTED GRANT | $300,000 |
| PARKLAND FOUNDATION | |||||||
| 1341 W MOCKINGBIRD LN STE 110 | DALLAS | TX | 75247 | NONE | PC | UNRESTRICTED GRANT | $37,500 |
| RETINA FOUNDATION | |||||||
| 9600 N CENTRAL EXPY STE 200 | DALLAS | TX | 75230 | NONE | PC | UNRESTRICTED GRANT | $5,000 |
| SMU LECTURE SERIES | |||||||
| PO BOX 750460 | DALLAS | TX | 75275 | NONE | PC | UNRESTRICTED GRANT | $3,820 |
| UNITED WAY | |||||||
| 1800 N LAMAR | DALLAS | TX | 75202 | NONE | PC | UNRESTRICTED GIFT | $250,000 |
| DEDMAN COLLEGE SMU | |||||||
| PO BOX 750235 | DALLAS | TX | 75275 | NONE | PC | UNRESTRICTED GIFT | $30,000 |
| CHRIST THE KING CATHOLIC CHURCH | |||||||
| 8017 PRESTON RD | DALLAS | TX | 25225 | NONE | PC | UNRESTRICTED GIFT | $25,000 |
| YELLOW ROSE GALA FOUNDATION | |||||||
| PO BOX 192131 | DALLAS | TX | 75219 | NONE | PC | UNRESTRICTED GIFT | $10,000 |
| ST JUDE CHILDREN | |||||||
| 5800 CAMPUS DRIVE | IRVING | TX | 75063 | NONE | PC | UNRESTRICTED GIFT | $5,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $716,610 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $461,286 | ExclusionAmt |
Other Investment Income OtherInvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $14,173 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,028,312 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $1,503,771 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,503,771 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING | CategoryTxt |
| Amt | $145,866 | Amt |
| Net Investment Income | $135,866 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $10,000 | DisbursementsCharitablePrpsAmt |
Depreciation Schedule DepreciationSchedule
Depreciation Property DepreciationPropertyGrp (47 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | Cost Or Other BasisCostOrOtherBasisAmt | Prior Year DepreciationPriorYearDepreciationAmt | Computation MethodComputationMethodTxt | LifeLifeRt | Current Year ExpenseCurrentYearExpenseAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|---|---|---|---|
| SOFA | 1979-06-01 | $2,486 | $2,486 | SL | 7.000000000000 | $0 | $0 |
| SOFA | 1979-06-01 | $1,631 | $1,631 | SL | 7.000000000000 | $0 | $0 |
| SIDE CHAIRS | 1979-06-01 | $2,345 | $2,345 | SL | 7.000000000000 | $0 | $0 |
| PULL UP CHAIRS | 1979-06-01 | $3,562 | $3,562 | SL | 7.000000000000 | $0 | $0 |
| END TABLES | 1979-06-01 | $4,108 | $4,108 | SL | 7.000000000000 | $0 | $0 |
| COFFEE TABLES | 1979-06-01 | $1,580 | $1,580 | SL | 7.000000000000 | $0 | $0 |
| SIDEBOARD | 1979-06-01 | $2,001 | $2,001 | SL | 7.000000000000 | $0 | $0 |
| RUG | 1979-06-01 | $1,531 | $1,531 | SL | 7.000000000000 | $0 | $0 |
| LAMPS | 1979-06-01 | $1,669 | $1,669 | SL | 7.000000000000 | $0 | $0 |
| PLANTERS | 1979-06-01 | $735 | $735 | SL | 7.000000000000 | $0 | $0 |
| ART WORK | 1979-06-01 | $2,248 | $2,248 | SL | 7.000000000000 | $0 | $0 |
| PILLOWS | 1979-06-01 | $446 | $446 | SL | 7.000000000000 | $0 | $0 |
| MISCELLANEOUS | 1979-06-01 | $293 | $293 | SL | 7.000000000000 | $0 | $0 |
| SECRETARY DESK | 1979-06-01 | $4,714 | $4,714 | SL | 7.000000000000 | $0 | $0 |
| CREDENZA | 1979-06-01 | $3,702 | $3,702 | SL | 7.000000000000 | $0 | $0 |
| CRT TABLE | 1979-06-01 | $2,700 | $2,700 | SL | 7.000000000000 | $0 | $0 |
| BOOKCASES | 1979-06-01 | $620 | $620 | SL | 7.000000000000 | $0 | $0 |
| GUEST CHAIRS | 1979-06-01 | $4,235 | $4,235 | SL | 7.000000000000 | $0 | $0 |
| EXECUTIVE CHAIRS | 1979-06-01 | $3,575 | $3,575 | SL | 7.000000000000 | $0 | $0 |
| FILE CABINETS | 1979-06-01 | $1,400 | $1,400 | SL | 7.000000000000 | $0 | $0 |
| FILE CBAINET | 1979-06-01 | $395 | $395 | SL | 7.000000000000 | $0 | $0 |
| ART WORK | 1979-06-01 | $985 | $985 | SL | 7.000000000000 | $0 | $0 |
| FAX MACHINE | 1979-06-01 | $400 | $400 | SL | 7.000000000000 | $0 | $0 |
| SCANNER | 2011-09-11 | $429 | $429 | SL | 5.000000000000 | $0 | $0 |
| DESKTOP | 2013-07-19 | $2,268 | $2,268 | SL | 5.000000000000 | $0 | $0 |
| TELEPHONE | 2014-10-30 | $5,542 | $5,542 | SL | 5.000000000000 | $0 | $0 |
| REFRIGERATOR & DISHWASHER | 2014-11-12 | $2,246 | $2,246 | SL | 7.000000000000 | $0 | $0 |
| RUG RECEPTION | 2014-11-30 | $5,800 | $5,800 | SL | 7.000000000000 | $0 | $0 |
| TELEVISION & MOUNT | 2014-12-31 | $386 | $386 | SL | 7.000000000000 | $0 | $0 |
| FRONT DOOR LOCKS | 2015-01-26 | $660 | $660 | SL | 7.000000000000 | $0 | $0 |
| FURNITURE | 2015-02-18 | $1,525 | $1,525 | SL | 7.000000000000 | $0 | $0 |
| RUG - EXECUTIVE | 2015-03-16 | $6,616 | $6,616 | SL | 7.000000000000 | $0 | $0 |
| TELEPHONE | 2015-03-26 | $165 | $165 | SL | 5.000000000000 | $0 | $0 |
| PLANTS | 2015-03-30 | $874 | $874 | SL | 7.000000000000 | $0 | $0 |
| FURNITURE | 2015-03-31 | $159 | $159 | SL | 7.000000000000 | $0 | $0 |
| PLANTS | 2015-04-10 | $1,000 | $1,000 | SL | 7.000000000000 | $0 | $0 |
| OMNISAFE | 2015-04-17 | $187 | $187 | SL | 7.000000000000 | $0 | $0 |
| CHAIR | 2016-03-03 | $665 | $625 | SL | 7.000000000000 | $40 | $40 |
| DELL TOUCH SCREEN | 2016-05-23 | $272 | $272 | SL | 5.000000000000 | $0 | $0 |
| FURNITURE | 2014-05-14 | $4,505 | $4,505 | SL | 7.000000000000 | $0 | $0 |
| IPAD | 2018-07-16 | $1,551 | $1,292 | SL | 5.000000000000 | $259 | $259 |
| APPLE ACCESSORY | 2018-08-06 | $128 | $108 | SL | 5.000000000000 | $20 | $20 |
| DELL COMPUTER | 2019-10-28 | $1,372 | $800 | SL | 5.000000000000 | $274 | $274 |
| MICROSOFT LAPTOP | 2020-05-20 | $3,506 | $1,636 | SL | 5.000000000000 | $701 | $701 |
| SCANSNAP | 2020-06-18 | $433 | $196 | SL | 5.000000000000 | $87 | $87 |
| TELEPHONE PROCESSING BOARD | 2021-08-31 | $1,104 | $239 | SL | 5.000000000000 | $221 | $0 |
| POWER SUPPLY | 2023-01-20 | $635 | SL | 5.000000000000 | $85 | $0 |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | MERRILL LYNCH 2469 | BondNm |
| EOY Book Value | $885,775 | EOYBookValueAmt |
| EOYFMV | $815,228 | EOYFMVAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | MERRILL LYNCH 2470 | StockNm |
| EOY Book Value | $3,715,067 | EOYBookValueAmt |
| EOYFMV | $3,463,071 | EOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (8 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| BROKERAGE | AT COST | $489,351 | $668,781 |
| LUTHER KING CAPITAL MANAGEMENT | AT COST | $4,929,690 | $7,674,381 |
| MAVERICK CAPITAL | FMV | $477,399 | $425,233 |
| SOLUTIONS | AT COST | $16,189 | $16,189 |
| FROST INVESTMENTS | AT COST | $414,156 | $399,892 |
| MERRILL LYNCH 2467 | AT COST | $425,828 | $395,783 |
| MERRILL LYNCH 2468 | AT COST | $1,382,977 | $1,239,761 |
| TRUE NORTH | AT COST | $4,660,702 | $4,626,679 |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtcGrp (47 entries)
| Category Or ItemCategoryOrItemTxt | Cost Or Other BasisCostOrOtherBasisAmt | Accumulated DepreciationAccumulatedDepreciationAmt | Book ValueBookValueAmt |
|---|---|---|---|
| SOFA | $2,486 | $2,486 | $0 |
| SOFA | $1,631 | $1,631 | $0 |
| SIDE CHAIRS | $2,345 | $2,345 | $0 |
| PULL UP CHAIRS | $3,562 | $3,562 | $0 |
| END TABLES | $4,108 | $4,108 | $0 |
| COFFEE TABLES | $1,580 | $1,580 | $0 |
| SIDEBOARD | $2,001 | $2,001 | $0 |
| RUG | $1,531 | $1,531 | $0 |
| LAMPS | $1,669 | $1,669 | $0 |
| PLANTERS | $735 | $735 | $0 |
| ART WORK | $2,248 | $2,248 | $0 |
| PILLOWS | $446 | $446 | $0 |
| MISCELLANEOUS | $293 | $293 | $0 |
| SECRETARY DESK | $4,714 | $4,714 | $0 |
| CREDENZA | $3,702 | $3,702 | $0 |
| CRT TABLE | $2,700 | $2,700 | $0 |
| BOOKCASES | $620 | $620 | $0 |
| GUEST CHAIRS | $4,235 | $4,235 | $0 |
| EXECUTIVE CHAIRS | $3,575 | $3,575 | $0 |
| FILE CABINETS | $1,400 | $1,400 | $0 |
| FILE CBAINET | $395 | $395 | $0 |
| ART WORK | $985 | $985 | $0 |
| FAX MACHINE | $400 | $400 | $0 |
| SCANNER | $429 | $429 | $0 |
| DESKTOP | $2,268 | $2,268 | $0 |
| TELEPHONE | $5,542 | $5,542 | $0 |
| REFRIGERATOR & DISHWASHER | $2,246 | $2,246 | $0 |
| RUG RECEPTION | $5,800 | $5,800 | $0 |
| TELEVISION & MOUNT | $386 | $386 | $0 |
| FRONT DOOR LOCKS | $660 | $660 | $0 |
| FURNITURE | $1,525 | $1,525 | $0 |
| RUG - EXECUTIVE | $6,616 | $6,616 | $0 |
| TELEPHONE | $165 | $165 | $0 |
| PLANTS | $874 | $874 | $0 |
| FURNITURE | $159 | $159 | $0 |
| PLANTS | $1,000 | $1,000 | $0 |
| OMNISAFE | $187 | $187 | $0 |
| CHAIR | $665 | $665 | $0 |
| DELL TOUCH SCREEN | $272 | $272 | $0 |
| FURNITURE | $4,505 | $4,505 | $0 |
| IPAD | $1,551 | $1,551 | $0 |
| APPLE ACCESSORY | $128 | $128 | $0 |
| DELL COMPUTER | $1,372 | $1,074 | $298 |
| MICROSOFT LAPTOP | $3,506 | $2,337 | $1,169 |
| SCANSNAP | $433 | $283 | $150 |
| TELEPHONE PROCESSING BOARD | $1,104 | $460 | $644 |
| POWER SUPPLY | $635 | $85 | $550 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL | CategoryTxt |
| Legal Fees | $65,845 | LegalFeesAmt |
| Net Investment Income | $65,845 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (11 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| ADR FEES | $935 | $935 | $0 |
| BANK SERVICE CHARGES | $255 | $255 | $0 |
| BOND AMORTIZATION | $10,248 | $10,248 | $0 |
| CONTRIBUTIONS - NON DEDUCTIBLE | $2,710 | $0 | $2,710 |
| DUES AND SUBSCRIPTIONS | $1,006 | $1,006 | $0 |
| INSURANCE | $5,363 | $5,363 | $0 |
| OFFICE SUPPLIES | $850 | $850 | $0 |
| TELEPHONE | $2,762 | $2,762 | $0 |
| ROYALTY PROPERTY EXPENSES | $103 | $103 | $0 |
| SOFTWARE LICENSES | $162 | $162 | $0 |
| POSTAGE | $174 | $164 | $10 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| GAS ROYALTY INCOME | $12,969 | $12,969 | $12,969 |
| ALLIANCE BERNSTIEN ORD INC | $1,204 | $1,204 | $1,204 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | OPTION | Desc |
| BOY Book Value | $111,122 | BOYBookValueAmt |
| EOY Book Value | $84,200 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT | CategoryTxt |
| Amt | $98,275 | Amt |
| Net Investment Income | $98,275 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN | $1,501 | $0 | $0 |
| PROPERTY | $855 | $0 | $0 |
| ROYALTY | $805 | $0 | $0 |
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