PHILIP L VAN EVERY FOUNDATION: Form 990PF, tax year 2023
View the entire original 990 at ProPublica ↗
- Organization
- PHILIP L VAN EVERY FOUNDATION (EIN 56-6039337)
- Tax period
- 2023-01-01 to 2023-12-31
- Filed
- 2024-05-09
- IRS object ID
- 202401309349100920
- Schema version
- 2023v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2024-05-09T09:01:25-05:00 | ReturnTs |
| Tax Period End | 2023-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 920460586 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PWC US TAX LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 4300 E CAMELBACK ROAD STE 475 | AddressLine1Txt |
| City | PHOENIX | CityNm |
| State Abbreviation | AZ | StateAbbreviationCd |
| ZIP | 85018 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2023-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 566039337 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PHILIP L VAN EVERY FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | PHIL | BusinessNameControlTxt |
| Phone | 3022465400 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2751 CENTERVILLE RD STE 400 | AddressLine1Txt |
| City | WILMINGTON | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 19808 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ARDEN TRUST COMPANY | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 3022465400 | PhoneNum |
| Signature | 2024-05-09 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IRS Responsible Prty Info Curr | false | IRSResponsiblePrtyInfoCurrInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JEFFREY E KUHLIN | PreparerPersonNm |
| PTIN | P00353001 | PTIN |
| Phone | 4123556000 | PhoneNum |
| Preparation | 2024-05-09 | PreparationDt |
| Self Employed | Yes (X) | SelfEmployedInd |
Additional Filer Information AdditionalFilerInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | TrustedCustomerGrp |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2023 | TaxYr |
| Build TS | 2023-04-26 12:10:37Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $43,886,807 | FMVAssetsEOYAmt |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $1,080,364 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,069,355 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $6,566,282 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $42,498,609 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $6,566,282 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $0 | NetSTCapitalGainAdjNetIncmAmt |
| Other Income Rev And Expnss | $420 | OtherIncomeRevAndExpnssAmt |
| Total Rev And Expnss | $7,647,066 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $7,635,637 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $284,532 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $213,399 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $71,133 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $0 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $0 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Legal Fees Rev And Expnss | $8,513 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $8,513 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $2,488 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $2,488 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $46,528 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $30,748 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $0 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $0 | DeprecAndDpltnNetInvstIncmAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Adj Net Incm | $0 | PrintingAndPubAdjNetIncmAmt |
| Other Expenses Rev And Expnss | $67,633 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Dsbrs Chrtbl | $67,633 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $409,694 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $244,147 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $149,767 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $2,272,810 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $2,272,810 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $2,682,504 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $244,147 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $2,422,577 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $4,964,562 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $7,391,490 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash EOY | -$4,071 | CashEOYAmt |
| Cash EOYFMV | -$4,071 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $658,167 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $1,528,577 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $1,528,577 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl EOY | $0 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $0 | AcctRcvblEOYFMVAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| Corporate Stock BOY | $34,359,567 | CorporateStockBOYAmt |
| Corporate Bonds BOY | $6 | CorporateBondsBOYAmt |
| Invst Land Cost Or Other Basis | $499,000 | InvstLandCostOrOtherBasisAmt |
| Land Bldg Investments BOY | $499,000 | LandBldgInvestmentsBOYAmt |
| Land Bldg Investments EOY | $499,000 | LandBldgInvestmentsEOYAmt |
| Land Bldg Investments EOYFMV | $584,200 | LandBldgInvestmentsEOYFMVAmt |
| Other Investments EOY | $38,504,412 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $41,778,101 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $35,516,740 | TotalAssetsBOYAmt |
| Total Assets EOY | $40,527,918 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $43,886,807 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $35,516,740 | CapitalStockBOYAmt |
| Capital Stock EOY | $40,527,918 | CapitalStockEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $35,516,740 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $40,527,918 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $35,516,740 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $40,527,918 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $35,516,740 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $4,964,562 | ExcessRevenueOverExpensesAmt |
| Other Increases | $46,616 | OtherIncreasesAmt |
| Subtotal | $40,527,918 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $40,527,918 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (524 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| 5500. VANGUARD FTSE DEVELOPED MARKETS ETF | 2020-12-11 | 2023-01-17 | $248,264 | $254,760 | -$6,496 | -$6,496 | |
| .19 UNIFORM MBS POOL #313063 7% 11/01/2025 | 2010-11-19 | 2023-01-31 | |||||
| .2 UNIFORM MBS POOL #313063 7% 11/01/2025 | 2010-11-19 | 2023-02-28 | |||||
| .038 COLUMBIA EMERGING MARKETS Y | 2020-12-17 | 2023-03-16 | $1 | -$1 | -$1 | ||
| .996 NEUBERGER BERMAN HIGH INCOME BOND FUND | 2013-01-24 | 2023-03-16 | $7 | $10 | -$3 | -$3 | |
| .2 UNIFORM MBS POOL #313063 7% 11/01/2025 | 2010-11-19 | 2023-03-31 | |||||
| 28386.05 COLUMBIA EMERGING MARKETS Y | 2022-05-25 | 2023-05-17 | $333,820 | $350,000 | -$16,180 | -$16,180 | |
| 139362.95 COLUMBIA EMERGING MARKETS Y | 2021-12-16 | 2023-05-17 | $1,638,908 | $1,450,718 | $188,190 | $188,190 | |
| 24795. ISHARES CORE S& P 500 ETF | 2016-05-25 | 2023-05-17 | $10,337,869 | $5,264,250 | $5,073,619 | $5,073,619 | |
| 500. ISHARES CORE U.S. AGGREGATE BOND ETF | 2022-08-15 | 2023-05-17 | $49,374 | $51,660 | -$2,286 | -$2,286 | |
| 49248. ISHARES CORE U.S. AGGREGATE BOND ETF | 2021-06-10 | 2023-05-17 | $4,863,152 | $5,503,728 | -$640,576 | -$640,576 | |
| 23863. ISHARES CORE S& P MID-CAP ETF | 2019-01-10 | 2023-05-17 | $5,846,307 | $4,133,539 | $1,712,768 | $1,712,768 | |
| 600. I SHARES RUSSELL 2000 INDEX FUND | 2022-05-25 | 2023-05-17 | $105,526 | $106,524 | -$998 | -$998 | |
| 22056. I SHARES RUSSELL 2000 INDEX FUND | 2021-12-16 | 2023-05-17 | $3,879,153 | $3,338,281 | $540,872 | $540,872 | |
| 5468.64 NEUBERGER BERMAN HIGH INCOME BOND FUND | 2023-04-28 | 2023-05-17 | $39,757 | $40,150 | -$393 | -$393 | |
| 169733.91 NEUBERGER BERMAN HIGH INCOME BOND FUND | 2022-03-31 | 2023-05-17 | $1,233,965 | $1,464,364 | -$230,399 | -$230,399 | |
| 148456. VANGUARD FTSE DEVELOPED MARKETS ETF | 2020-12-11 | 2023-05-17 | $6,855,222 | $6,365,978 | $489,244 | $489,244 | |
| 1200. VANGUARD INTERMEDIATE | 2022-08-15 | 2023-05-17 | $94,979 | $99,210 | -$4,231 | -$4,231 | |
| 24262. VANGUARD INTERMEDIATE | 2021-06-10 | 2023-05-17 | $1,920,322 | $2,178,398 | -$258,076 | -$258,076 | |
| 11527. VANGUARD REAL ESTATE ETF | 2018-01-16 | 2023-05-17 | $930,790 | $891,992 | $38,798 | $38,798 | |
| 300. ISHARES LEHMAN 7-10 YR TREAS BD FD | 2022-08-15 | 2023-05-23 | $29,199 | $31,223 | -$2,024 | -$2,024 | |
| 6791. ISHARES LEHMAN 7-10 YR TREAS BD FD | 2021-06-10 | 2023-05-23 | $660,963 | $737,895 | -$76,932 | -$76,932 | |
| 500. ISHARES MBS ETF | 2022-08-15 | 2023-05-23 | $46,591 | $49,760 | -$3,169 | -$3,169 | |
| 12214. ISHARES MBS ETF | 2021-06-10 | 2023-05-23 | $1,138,128 | $1,314,007 | -$175,879 | -$175,879 | |
| 300. ISHARES 3-7 YEAR TREASURY BOND ETF | 2022-08-15 | 2023-05-23 | $35,004 | $36,015 | -$1,011 | -$1,011 | |
| 5634. ISHARES 3-7 YEAR TREASURY BOND ETF | 2021-06-10 | 2023-05-23 | $657,370 | $705,232 | -$47,862 | -$47,862 | |
| 28. AT&T INC | 2023-05-24 | 2023-05-30 | $701 | $703 | -$2 | -$2 | |
| 35. AT&T INC | 2023-05-24 | 2023-05-31 | $876 | $879 | -$3 | -$3 | |
| 40. AT&T INC | 2023-05-24 | 2023-06-01 | $1,005 | $1,004 | $1 | $1 | |
| 37. AT&T INC | 2023-05-24 | 2023-06-02 | $931 | $929 | $2 | $2 | |
| 3. AT&T INC | 2023-05-24 | 2023-06-05 | $75 | $75 | |||
| 11. AT&T INC | 2023-05-24 | 2023-06-06 | $276 | $276 | |||
| 10. AT&T INC | 2023-05-24 | 2023-06-07 | $250 | $251 | -$1 | -$1 | |
| 3. AT&T INC | 2023-05-24 | 2023-06-08 | $75 | $75 | |||
| 2000. SYSTEM ENERGY RESOURCES INC BOND 6% 04/1 | 2023-05-24 | 2023-06-12 | $1,985 | $2,032 | -$47 | -$47 | |
| 1000. SYSTEM ENERGY RESOURCES INC BOND 6% 04/1 | 2023-05-24 | 2023-06-14 | $989 | $1,016 | -$27 | -$27 | |
| 1000. SYSTEM ENERGY RESOURCES INC BOND 6% 04/1 | 2023-05-24 | 2023-06-16 | $991 | $1,016 | -$25 | -$25 | |
| 1000. SYSTEM ENERGY RESOURCES INC BOND 6% 04/1 | 2023-05-24 | 2023-06-20 | $988 | $1,016 | -$28 | -$28 | |
| 95. MORGAN STANLEY | 2023-05-24 | 2023-06-21 | $2,476 | $2,397 | $79 | $79 | |
| 1000. SYSTEM ENERGY RESOURCES INC BOND 6% 04/1 | 2023-05-24 | 2023-06-21 | $987 | $1,016 | -$29 | -$29 | |
| 1000. SYSTEM ENERGY RESOURCES INC BOND 6% 04/1 | 2023-05-24 | 2023-06-23 | $989 | $1,016 | -$27 | -$27 | |
| 1000. SYSTEM ENERGY RESOURCES INC BOND 6% 04/1 | 2023-05-24 | 2023-06-26 | $986 | $1,016 | -$30 | -$30 | |
| 72. MORGAN STANLEY | 2023-05-24 | 2023-06-27 | $1,869 | $1,817 | $52 | $52 | |
| 1000. SYSTEM ENERGY RESOURCES INC BOND 6% 04/1 | 2023-05-24 | 2023-06-28 | $986 | $1,016 | -$30 | -$30 | |
| 1948. ISHARES LEMAN 20+ YR TSY BD FD | 2023-06-29 | 2023-06-29 | $197,911 | $200,683 | -$2,772 | -$2,772 | |
| 4. MORGAN STANLEY | 2023-05-24 | 2023-06-30 | $102 | $101 | $1 | $1 | |
| 1000. SYSTEM ENERGY RESOURCES INC BOND 6% 04/1 | 2023-05-24 | 2023-06-30 | $986 | $1,016 | -$30 | -$30 | |
| 1000. SYSTEM ENERGY RESOURCES INC BOND 6% 04/1 | 2023-05-24 | 2023-07-10 | $986 | $1,016 | -$30 | -$30 | |
| 1000. SYSTEM ENERGY RESOURCES INC BOND 6% 04/1 | 2023-05-24 | 2023-07-11 | $986 | $1,016 | -$30 | -$30 | |
| 1000. SYSTEM ENERGY RESOURCES INC BOND 6% 04/1 | 2023-05-24 | 2023-07-12 | $989 | $1,016 | -$27 | -$27 | |
| .2 UNIFORM MBS POOL #313063 7% 11/01/2025 | 2020-11-19 | 2023-07-13 | |||||
| 1000. SYSTEM ENERGY RESOURCES INC BOND 6% 04/1 | 2023-05-24 | 2023-07-14 | $989 | $1,016 | -$27 | -$27 | |
| 1000. SYSTEM ENERGY RESOURCES INC BOND 6% 04/1 | 2023-05-24 | 2023-07-17 | $988 | $1,016 | -$28 | -$28 | |
| 21. AT&T INC | 2023-05-24 | 2023-07-18 | $494 | $527 | -$33 | -$33 | |
| 1000. SYSTEM ENERGY RESOURCES INC BOND 6% 04/1 | 2023-05-24 | 2023-07-18 | $987 | $1,016 | -$29 | -$29 | |
| 74985. UBS SELECT PRIME INSTITUTIONAL FUND | 2023-05-19 | 2023-07-18 | $75,000 | $74,993 | $7 | $7 | |
| 16. AT&T INC | 2023-05-24 | 2023-07-19 | $387 | $402 | -$15 | -$15 | |
| 1000. SYSTEM ENERGY RESOURCES INC BOND 6% 04/1 | 2023-05-24 | 2023-07-19 | $989 | $1,016 | -$27 | -$27 | |
| 1000. SYSTEM ENERGY RESOURCES INC BOND 6% 04/1 | 2023-05-24 | 2023-07-20 | $984 | $1,016 | -$32 | -$32 | |
| 2. AT&T INC | 2023-05-24 | 2023-07-21 | $47 | $50 | -$3 | -$3 | |
| 1000. SYSTEM ENERGY RESOURCES INC BOND 6% 04/1 | 2023-05-24 | 2023-07-21 | $983 | $1,016 | -$33 | -$33 | |
| 23. AT&T INC | 2023-05-24 | 2023-07-24 | $540 | $577 | -$37 | -$37 | |
| 1000. SYSTEM ENERGY RESOURCES INC BOND 6% 04/1 | 2023-05-24 | 2023-07-24 | $984 | $1,016 | -$32 | -$32 | |
| 32. AT&T INC | 2023-05-24 | 2023-07-26 | $753 | $803 | -$50 | -$50 | |
| .2 UNIFORM MBS POOL #313063 7% 11/01/2025 | 2020-11-19 | 2023-07-26 | |||||
| 17. AT&T INC | 2023-05-24 | 2023-07-27 | $398 | $427 | -$29 | -$29 | |
| 1000. SYSTEM ENERGY RESOURCES INC BOND 6% 04/1 | 2023-05-24 | 2023-07-31 | $982 | $1,015 | -$33 | -$33 | |
| 21. AT&T INC | 2023-05-24 | 2023-08-01 | $483 | $527 | -$44 | -$44 | |
| 1000. SYSTEM ENERGY RESOURCES INC BOND 6% 04/1 | 2023-05-24 | 2023-08-01 | $978 | $1,015 | -$37 | -$37 | |
| 1000. SYSTEM ENERGY RESOURCES INC BOND 6% 04/1 | 2023-05-24 | 2023-08-02 | $978 | $1,015 | -$37 | -$37 | |
| 1000. SYSTEM ENERGY RESOURCES INC BOND 6% 04/1 | 2023-05-24 | 2023-08-03 | $977 | $1,015 | -$38 | -$38 | |
| 1000. SYSTEM ENERGY RESOURCES INC BOND 6% 04/1 | 2023-05-24 | 2023-08-04 | $983 | $1,015 | -$32 | -$32 | |
| 5. AT&T INC | 2023-05-24 | 2023-08-07 | $115 | $126 | -$11 | -$11 | |
| 1000. SYSTEM ENERGY RESOURCES INC BOND 6% 04/1 | 2023-05-24 | 2023-08-07 | $981 | $1,015 | -$34 | -$34 | |
| 4. AT&T INC | 2023-05-24 | 2023-08-08 | $91 | $100 | -$9 | -$9 | |
| 1000. SYSTEM ENERGY RESOURCES INC BOND 6% 04/1 | 2023-05-24 | 2023-08-08 | $983 | $1,015 | -$32 | -$32 | |
| 1000. SYSTEM ENERGY RESOURCES INC BOND 6% 04/1 | 2023-05-24 | 2023-08-09 | $984 | $1,015 | -$31 | -$31 | |
| 1000. SYSTEM ENERGY RESOURCES INC BOND 6% 04/1 | 2023-05-24 | 2023-08-10 | $985 | $1,015 | -$30 | -$30 | |
| 18. NUVEEN PFD & CONV INCM FD | 2023-05-24 | 2023-08-11 | $118 | $112 | $6 | $6 | |
| 2764. NUVEEN PFD & CONV INCM FD | 2023-05-24 | 2023-08-11 | $17,966 | $17,206 | $760 | $760 | |
| 3. NUVEEN PFD & CONV INCM FD | 2023-05-24 | 2023-08-11 | $20 | $19 | $1 | $1 | |
| 15000. GOLDMAN SACHS GROUP INC 7.5% 12/31/2049 | 2023-08-14 | 2023-08-15 | $15,083 | $15,000 | $83 | $83 | |
| 6000. GENERAL MTRS FINL CO INC DTD 10/12/2022 | 2023-05-24 | 2023-08-16 | $5,995 | $6,038 | -$43 | -$43 | |
| 11000. GENERAL MTRS FINL CO INC DTD 10/12/2022 | 2023-05-24 | 2023-08-16 | $11,001 | $11,070 | -$69 | -$69 | |
| 3000. CITIGROUP INC BOND PERPETUAL 7.375% 12/3 | 2023-07-26 | 2023-08-17 | $3,019 | $3,038 | -$19 | -$19 | |
| 5000. CITIGROUP INC BOND PERPETUAL 7.375% 12/3 | 2023-07-26 | 2023-08-17 | $5,025 | $4,967 | $58 | $58 | |
| 4000. GENERAL MTRS FINL CO INC DTD 10/12/2022 | 2023-05-24 | 2023-08-17 | $3,990 | $4,025 | -$35 | -$35 | |
| 1000. GENERAL MTRS FINL CO INC DTD 10/12/2022 | 2023-05-24 | 2023-08-18 | $999 | $1,006 | -$7 | -$7 | |
| 1000. SYSTEM ENERGY RESOURCES INC BOND 6% 04/1 | 2023-05-24 | 2023-08-18 | $975 | $1,015 | -$40 | -$40 | |
| 3000. CITIGROUP INC BOND PERPETUAL 7.375% 12/3 | 2023-05-24 | 2023-08-21 | $3,015 | $2,966 | $49 | $49 | |
| 1000. GENERAL MTRS FINL CO INC DTD 10/12/2022 | 2023-05-24 | 2023-08-21 | $998 | $1,006 | -$8 | -$8 | |
| 1000. GENERAL MTRS FINL CO INC DTD 10/12/2022 | 2023-05-24 | 2023-08-22 | $997 | $1,006 | -$9 | -$9 | |
| 1000. GENERAL MTRS FINL CO INC DTD 10/12/2022 | 2023-05-24 | 2023-08-23 | $999 | $1,006 | -$7 | -$7 | |
| 5000. CITIGROUP INC BOND PERPETUAL 7.375% 12/3 | 2023-05-24 | 2023-08-28 | $5,013 | $4,943 | $70 | $70 | |
| .24 UNIFORM MBS POOL #313063 7% 11/01/2025 | 2020-11-19 | 2023-08-28 | |||||
| 2000. GENERAL MTRS FINL CO INC DTD 10/12/2022 | 2023-05-24 | 2023-08-28 | $1,997 | $2,013 | -$16 | -$16 | |
| 1000. SYSTEM ENERGY RESOURCES INC BOND 6% 04/1 | 2023-05-24 | 2023-08-28 | $973 | $1,015 | -$42 | -$42 | |
| 19996. UBS SELECT PRIME INSTITUTIONAL FUND | 2023-07-31 | 2023-08-28 | $20,000 | $19,998 | $2 | $2 | |
| 3000. CITIGROUP INC BOND PERPETUAL 7.375% 12/3 | 2023-05-24 | 2023-08-29 | $3,011 | $2,966 | $45 | $45 | |
| 2000. GENERAL MTRS FINL CO INC DTD 10/12/2022 | 2023-05-24 | 2023-08-29 | $1,997 | $2,013 | -$16 | -$16 | |
| 2000. GENERAL MTRS FINL CO INC DTD 10/12/2022 | 2023-05-24 | 2023-08-30 | $2,001 | $2,012 | -$11 | -$11 | |
| 2000. GENERAL MTRS FINL CO INC DTD 10/12/2022 | 2023-05-24 | 2023-08-31 | $2,001 | $2,012 | -$11 | -$11 | |
| 2000. GENERAL MTRS FINL CO INC DTD 10/12/2022 | 2023-05-24 | 2023-09-01 | $2,001 | $2,012 | -$11 | -$11 | |
| 1000. SYSTEM ENERGY RESOURCES INC BOND 6% 04/1 | 2023-05-24 | 2023-09-01 | $981 | $1,015 | -$34 | -$34 | |
| 1000. GENERAL MTRS FINL CO INC DTD 10/12/2022 | 2023-05-24 | 2023-09-05 | $1,000 | $1,006 | -$6 | -$6 | |
| 1000. ENERGY TRANSFER PARTNERS LP DTD 11/01/20 | 2023-05-24 | 2023-09-06 | $823 | $731 | $92 | $92 | |
| 1000. GENERAL MTRS FINL CO INC DTD 10/12/2022 | 2023-05-24 | 2023-09-06 | $998 | $1,006 | -$8 | -$8 | |
| 1000. GENERAL MTRS FINL CO INC DTD 10/12/2022 | 2023-05-24 | 2023-09-07 | $998 | $1,006 | -$8 | -$8 | |
| 5. BLACKROCK LTD DURATION INC TR | 2023-05-24 | 2023-09-08 | $66 | $63 | $3 | $3 | |
| 1000. GENERAL MTRS FINL CO INC DTD 10/12/2022 | 2023-05-24 | 2023-09-08 | $998 | $1,006 | -$8 | -$8 | |
| 5000. CITIGROUP INC BOND PERPETUAL 7.375% 12/3 | 2023-05-24 | 2023-09-14 | $5,000 | $4,943 | $57 | $57 | |
| 9000. CITIGROUP INC BOND PERPETUAL 7.375% 12/3 | 2023-05-24 | 2023-09-14 | $9,011 | $8,897 | $114 | $114 | |
| .21 UNIFORM MBS POOL #313063 7% 11/01/2025 | 2020-11-19 | 2023-09-26 | |||||
| 40. BLACKROCK PFD & EQUITY ADVANTAGE | 2023-05-24 | 2023-09-27 | $388 | $406 | -$18 | -$18 | |
| 82. BLACKROCK PFD & EQUITY ADVANTAGE | 2023-05-24 | 2023-09-28 | $785 | $832 | -$47 | -$47 | |
| 4000. CITIGROUP INC BOND PERPETUAL 7.375% 12/3 | 2023-05-24 | 2023-09-28 | $3,895 | $3,954 | -$59 | -$59 | |
| 4000. CITIGROUP INC BOND PERPETUAL 7.625% 12/3 | 2023-09-14 | 2023-09-28 | $3,900 | $4,000 | -$100 | -$100 | |
| 5000. ENBRIDGE INC SER 2023-B NOTE 8.5% 01/15 | 2023-09-18 | 2023-09-28 | $4,913 | $5,000 | -$87 | -$87 | |
| 27. ENTERGY LOUISIANA LLC | 2023-06-06 | 2023-09-28 | $592 | $626 | -$34 | -$34 | |
| 4000. CITIGROUP INC BOND PERPETUAL 7.375% 12/3 | 2023-05-24 | 2023-09-29 | $3,880 | $3,954 | -$74 | -$74 | |
| 22. ENTERGY ARKANSAS INC | 2023-06-05 | 2023-09-29 | $483 | $506 | -$23 | -$23 | |
| 32. ENTERGY LOUISIANA LLC | 2023-06-06 | 2023-09-29 | $713 | $742 | -$29 | -$29 | |
| 5. STIFEL FINANCIAL CORP | 2023-07-06 | 2023-09-29 | $108 | $112 | -$4 | -$4 | |
| 3000. CITIGROUP INC BOND PERPETUAL 7.375% 12/3 | 2023-05-24 | 2023-10-02 | $2,895 | $2,966 | -$71 | -$71 | |
| 3000. CITIGROUP INC BOND PERPETUAL 7.625% 12/3 | 2023-09-14 | 2023-10-02 | $2,906 | $3,000 | -$94 | -$94 | |
| 1000. CITIGROUP INC BOND PERPETUAL 7.375% 12/3 | 2023-05-24 | 2023-10-03 | $954 | $989 | -$35 | -$35 | |
| 3000. CITIGROUP INC BOND PERPETUAL 7.625% 12/3 | 2023-09-14 | 2023-10-03 | $2,876 | $3,000 | -$124 | -$124 | |
| 3. ENTERGY ARKANSAS INC | 2023-06-05 | 2023-10-03 | $63 | $69 | -$6 | -$6 | |
| 4. ENTERGY LOUISIANA LLC | 2023-06-06 | 2023-10-03 | $86 | $93 | -$7 | -$7 | |
| 83. BLACKROCK PFD & EQUITY ADVANTAGE | 2023-05-24 | 2023-10-04 | $791 | $842 | -$51 | -$51 | |
| 2000. CITIGROUP INC BOND PERPETUAL 7.375% 12/3 | 2023-05-24 | 2023-10-04 | $1,910 | $1,977 | -$67 | -$67 | |
| 2000. CITIGROUP INC BOND PERPETUAL 7.375% 12/3 | 2023-05-24 | 2023-10-04 | $1,915 | $1,977 | -$62 | -$62 | |
| 8. ENTERGY ARKANSAS INC | 2023-06-05 | 2023-10-04 | $167 | $184 | -$17 | -$17 | |
| 27. ENTERGY LOUISIANA LLC | 2023-06-06 | 2023-10-04 | $577 | $626 | -$49 | -$49 | |
| 118. BLACKROCK PFD & EQUITY ADVANTAGE | 2023-05-24 | 2023-10-05 | $1,129 | $1,197 | -$68 | -$68 | |
| 2000. CITIGROUP INC BOND PERPETUAL 7.375% 12/3 | 2023-05-24 | 2023-10-05 | $1,910 | $1,977 | -$67 | -$67 | |
| 1. ENTERGY ARKANSAS INC | 2023-06-05 | 2023-10-05 | $21 | $23 | -$2 | -$2 | |
| 2. ENTERGY LOUISIANA LLC | 2023-06-06 | 2023-10-05 | $42 | $46 | -$4 | -$4 | |
| 121. BLACKROCK PFD & EQUITY ADVANTAGE | 2023-05-24 | 2023-10-06 | $1,151 | $1,228 | -$77 | -$77 | |
| 9. BLACKROCK PFD & EQUITY ADVANTAGE | 2023-05-24 | 2023-10-09 | $86 | $91 | -$5 | -$5 | |
| 7. ENTERGY ARKANSAS INC | 2023-06-05 | 2023-10-09 | $142 | $161 | -$19 | -$19 | |
| 21. ENTERGY LOUISIANA LLC | 2023-06-06 | 2023-10-09 | $438 | $487 | -$49 | -$49 | |
| 2000. CITIGROUP INC BOND PERPETUAL 7.375% 12/3 | 2023-05-24 | 2023-10-10 | $1,908 | $1,977 | -$69 | -$69 | |
| 3. ENTERGY ARKANSAS INC | 2023-06-05 | 2023-10-10 | $61 | $69 | -$8 | -$8 | |
| 1. ENTERGY ARKANSAS INC | 2023-06-05 | 2023-10-17 | $20 | $23 | -$3 | -$3 | |
| 11. ENTERGY LOUISIANA LLC | 2023-06-06 | 2023-10-17 | $224 | $255 | -$31 | -$31 | |
| 2. ENTERGY LOUISIANA LLC | 2023-06-06 | 2023-10-19 | $40 | $46 | -$6 | -$6 | |
| 2000. VIACOM INC DTD 03/15/2013 4.375% 03/15/2 | 2023-09-21 | 2023-10-19 | $1,198 | $1,328 | -$130 | -$130 | |
| 107. BLACKROCK MUNIHOLDINGS FUND INC | 2023-05-31 | 2023-10-20 | $1,081 | $1,218 | -$137 | -$137 | |
| 104. BLACKROCK MUNIVEST FD INC | 2023-05-30 | 2023-10-20 | $620 | $690 | -$70 | -$70 | |
| 52. BLACKROCK MUNIVEST FD INC | 2023-05-30 | 2023-10-20 | $310 | $345 | -$35 | -$35 | |
| 52. BLACKROCK MUNIVEST FD INC | 2023-05-30 | 2023-10-20 | $310 | $345 | -$35 | -$35 | |
| 104. BLACKROCK MUNIVEST FD INC | 2023-05-31 | 2023-10-20 | $620 | $690 | -$70 | -$70 | |
| 521. BLACKROCK MUNIVEST FD INC | 2023-08-31 | 2023-10-20 | $3,105 | $3,432 | -$327 | -$327 | |
| 103. EATON VANCE MUNICIPAL BOND FUND | 2023-05-31 | 2023-10-20 | $902 | $1,015 | -$113 | -$113 | |
| 3. ENTERGY LOUISIANA LLC | 2023-06-06 | 2023-10-20 | $60 | $70 | -$10 | -$10 | |
| 113. INVESCO VK TR INV GRADE MUN | 2023-05-31 | 2023-10-20 | $935 | $1,075 | -$140 | -$140 | |
| 73. INVESCO VK TR INV GRADE MUN | 2023-05-24 | 2023-10-20 | $602 | $691 | -$89 | -$89 | |
| 89. INVESCO MUNICIPAL OPPORTUNITY TRUST | 2023-05-31 | 2023-10-20 | $711 | $825 | -$114 | -$114 | |
| 27. NUVEEN INSD TAX FREE ADV MUN FD | 2023-05-31 | 2023-10-20 | $251 | $288 | -$37 | -$37 | |
| 28. NUVEEN QUALITY MUNICIPAL INCOME FUND | 2023-05-31 | 2023-10-20 | $270 | $310 | -$40 | -$40 | |
| 53. BLACKROCK MUNIVEST FD INC | 2023-05-24 | 2023-10-23 | $314 | $349 | -$35 | -$35 | |
| 45. INVESCO MUNICIPAL OPPORTUNITY TRUST | 2023-05-25 | 2023-10-23 | $357 | $412 | -$55 | -$55 | |
| 110. NUVEEN QUALITY MUNICIPAL INCOME FUND | 2023-05-30 | 2023-10-23 | $1,054 | $1,208 | -$154 | -$154 | |
| 2. ENTERGY ARKANSAS INC | 2023-06-05 | 2023-10-24 | $40 | $46 | -$6 | -$6 | |
| 5. ENTERGY LOUISIANA LLC | 2023-06-06 | 2023-10-24 | $102 | $116 | -$14 | -$14 | |
| 2000. VIACOM INC DTD 03/15/2013 4.375% 03/15/2 | 2023-09-21 | 2023-10-24 | $1,214 | $1,328 | -$114 | -$114 | |
| 3. ENTERGY LOUISIANA LLC | 2023-06-06 | 2023-10-26 | $60 | $70 | -$10 | -$10 | |
| .2 UNIFORM MBS POOL #313063 7% 11/01/2025 | 2020-11-19 | 2023-10-26 | |||||
| 2000. VIACOM INC DTD 03/15/2013 4.375% 03/15/2 | 2023-09-29 | 2023-10-26 | $1,196 | $1,311 | -$115 | -$115 | |
| 1. STIFEL FINANCIAL CORP | 2023-07-06 | 2023-11-01 | $19 | $22 | -$3 | -$3 | |
| 2000. VIACOM INC DTD 03/15/2013 4.375% 03/15/2 | 2023-09-29 | 2023-11-01 | $1,222 | $1,311 | -$89 | -$89 | |
| 3. ENTERGY ARKANSAS INC | 2023-06-05 | 2023-11-02 | $64 | $69 | -$5 | -$5 | |
| 5. ENTERGY LOUISIANA LLC | 2023-06-06 | 2023-11-02 | $107 | $116 | -$9 | -$9 | |
| 3. STIFEL FINANCIAL CORP | 2023-07-06 | 2023-11-02 | $59 | $67 | -$8 | -$8 | |
| 3000. VIACOM INC DTD 03/15/2013 4.375% 03/15/2 | 2023-09-26 | 2023-11-02 | $1,867 | $1,964 | -$97 | -$97 | |
| 4000. VIACOM INC DTD 03/15/2013 4.375% 03/15/2 | 2023-09-28 | 2023-11-03 | $2,550 | $2,579 | -$29 | -$29 | |
| 17. ENTERGY ARKANSAS INC | 2023-06-05 | 2023-11-06 | $362 | $391 | -$29 | -$29 | |
| 7. ENTERGY LOUISIANA LLC | 2023-06-06 | 2023-11-06 | $151 | $162 | -$11 | -$11 | |
| 4. STIFEL FINANCIAL CORP | 2023-07-06 | 2023-11-06 | $86 | $90 | -$4 | -$4 | |
| 4000. VIACOM INC DTD 03/15/2013 4.375% 03/15/2 | 2023-10-03 | 2023-11-06 | $2,510 | $2,515 | -$5 | -$5 | |
| 1. ENTERGY ARKANSAS INC | 2023-06-05 | 2023-11-07 | $21 | $23 | -$2 | -$2 | |
| 8. ENTERGY LOUISIANA LLC | 2023-06-06 | 2023-11-07 | $172 | $185 | -$13 | -$13 | |
| 42. FIRST TR HIGH INCOME L/S FD | 2023-06-26 | 2023-11-07 | $461 | $462 | -$1 | -$1 | |
| 3. STIFEL FINANCIAL CORP | 2023-07-06 | 2023-11-07 | $64 | $67 | -$3 | -$3 | |
| 86. WELLS FARGO ADVANTAGE INCOME COM | 2023-05-24 | 2023-11-07 | $523 | $532 | -$9 | -$9 | |
| 17. FIRST TR HIGH INCOME L/S FD | 2023-05-24 | 2023-11-08 | $187 | $187 | |||
| 57. WELLS FARGO ADVANTAGE INCOME COM | 2023-05-24 | 2023-11-08 | $347 | $353 | -$6 | -$6 | |
| 179. WESTERN ASSET HIGH INCM OPPTY FD | 2023-06-01 | 2023-11-08 | $661 | $680 | -$19 | -$19 | |
| 42. FIRST TR HIGH INCOME L/S FD | 2023-05-24 | 2023-11-09 | $460 | $461 | -$1 | -$1 | |
| 57. WELLS FARGO ADVANTAGE INCOME COM | 2023-05-24 | 2023-11-09 | $347 | $353 | -$6 | -$6 | |
| 70. FIRST TR HIGH INCOME L/S FD | 2023-05-24 | 2023-11-10 | $761 | $769 | -$8 | -$8 | |
| 457. WELLS FARGO ADVANTAGE INCOME COM | 2023-05-24 | 2023-11-10 | $2,751 | $2,827 | -$76 | -$76 | |
| 179. WESTERN ASSET HIGH INCM OPPTY FD | 2023-06-01 | 2023-11-10 | $659 | $680 | -$21 | -$21 | |
| 171. WELLS FARGO ADVANTAGE INCOME COM | 2023-05-24 | 2023-11-13 | $1,015 | $1,058 | -$43 | -$43 | |
| 22. BLACKROCK LTD DURATION INC TR | 2023-05-24 | 2023-11-14 | $285 | $276 | $9 | $9 | |
| 33. BLACKROCK CORPORATE HIGH YIELD FUND INC | 2023-05-24 | 2023-11-14 | $290 | $279 | $11 | $11 | |
| 5. FIRST TR HIGH INCOME L/S FD | 2023-05-24 | 2023-11-14 | $55 | $55 | |||
| 23. WELLS FARGO ADVANTAGE INCOME COM | 2023-05-24 | 2023-11-14 | $139 | $142 | -$3 | -$3 | |
| 70. WELLS FARGO ADVANTAGE INCOME COM | 2023-05-24 | 2023-11-14 | $422 | $433 | -$11 | -$11 | |
| 3. WESTERN ASSET HIGH YIELD DEFINED OPPORTU | 2023-05-24 | 2023-11-14 | $34 | $34 | |||
| 8. ENTERGY ARKANSAS INC | 2023-06-05 | 2023-11-20 | $172 | $184 | -$12 | -$12 | |
| 7. ENTERGY LOUISIANA LLC | 2023-06-06 | 2023-11-20 | $151 | $162 | -$11 | -$11 | |
| 1. STIFEL FINANCIAL CORP | 2023-07-06 | 2023-11-20 | $21 | $22 | -$1 | -$1 | |
| 2. ENTERGY ARKANSAS INC | 2023-06-05 | 2023-11-21 | $43 | $46 | -$3 | -$3 | |
| 3. ENTERGY LOUISIANA LLC | 2023-06-06 | 2023-11-21 | $65 | $70 | -$5 | -$5 | |
| 3000. CITIGROUP INC BOND PERPETUAL 7.625% 12/3 | 2023-09-14 | 2023-11-22 | $2,981 | $3,000 | -$19 | -$19 | |
| 9000. CITIGROUP INC BOND PERPETUAL 7.625% 12/3 | 2023-09-14 | 2023-11-22 | $8,937 | $9,000 | -$63 | -$63 | |
| 6. ENTERGY ARKANSAS INC | 2023-06-05 | 2023-11-27 | $127 | $138 | -$11 | -$11 | |
| 10. ENTERGY LOUISIANA LLC | 2023-06-06 | 2023-11-27 | $213 | $232 | -$19 | -$19 | |
| 3. STIFEL FINANCIAL CORP | 2023-07-06 | 2023-11-27 | $61 | $67 | -$6 | -$6 | |
| 3000. CITIGROUP INC BOND PERPETUAL 7.625% 12/3 | 2023-09-14 | 2023-11-28 | $2,979 | $3,000 | -$21 | -$21 | |
| .2 UNIFORM MBS POOL #313063 7% 11/01/2025 | 2020-11-19 | 2023-11-28 | |||||
| 2000. CITIGROUP INC BOND PERPETUAL 7.625% 12/3 | 2023-09-14 | 2023-11-29 | $1,993 | $2,000 | -$7 | -$7 | |
| 3000. CITIGROUP INC BOND PERPETUAL 7.625% 12/3 | 2023-09-14 | 2023-11-29 | $2,985 | $3,000 | -$15 | -$15 | |
| 63. BLACKROCK LTD DURATION INC TR | 2023-05-24 | 2023-11-30 | $827 | $791 | $36 | $36 | |
| 7. ENTERGY ARKANSAS INC | 2023-06-05 | 2023-11-30 | $149 | $161 | -$12 | -$12 | |
| 11. ENTERGY LOUISIANA LLC | 2023-06-06 | 2023-11-30 | $236 | $255 | -$19 | -$19 | |
| 8. STIFEL FINANCIAL CORP | 2023-07-06 | 2023-11-30 | $166 | $179 | -$13 | -$13 | |
| 96. BLACKROCK LTD DURATION INC TR | 2023-05-24 | 2023-12-01 | $1,260 | $1,206 | $54 | $54 | |
| 39. ENTERGY ARKANSAS INC | 2023-06-05 | 2023-12-01 | $834 | $896 | -$62 | -$62 | |
| 13. ENTERGY LOUISIANA LLC | 2023-06-06 | 2023-12-01 | $281 | $301 | -$20 | -$20 | |
| 18. STIFEL FINANCIAL CORP | 2023-07-06 | 2023-12-01 | $375 | $403 | -$28 | -$28 | |
| 97. ENTERGY ARKANSAS INC | 2023-06-05 | 2023-12-05 | $2,081 | $2,224 | -$143 | -$143 | |
| 1. STIFEL FINANCIAL CORP | 2023-06-27 | 2023-12-05 | $21 | $22 | -$1 | -$1 | |
| 91. BLACKROCK LTD DURATION INC TR | 2023-05-24 | 2023-12-06 | $1,196 | $1,143 | $53 | $53 | |
| 4614. ISHARES CORE U.S. AGGREGATE BOND ETF | 2023-05-17 | 2023-12-07 | $450,023 | $455,679 | -$5,656 | -$5,656 | |
| 6925. VANGUARD INTERMEDIATE | 2023-12-06 | 2023-12-07 | $549,985 | $548,151 | $1,834 | $1,834 | |
| 6. BLACKROCK LTD DURATION INC TR | 2023-05-24 | 2023-12-12 | $79 | $75 | $4 | $4 | |
| 2. ENTERGY LOUISIANA LLC | 2023-05-24 | 2023-12-12 | $43 | $46 | -$3 | -$3 | |
| 1. STIFEL FINANCIAL CORP | 2023-06-27 | 2023-12-12 | $21 | $22 | -$1 | -$1 | |
| 10. ENTERGY LOUISIANA LLC | 2023-05-24 | 2023-12-13 | $216 | $232 | -$16 | -$16 | |
| 13. STIFEL FINANCIAL CORP | 2023-06-27 | 2023-12-13 | $268 | $289 | -$21 | -$21 | |
| 9. ENTERGY LOUISIANA LLC | 2023-05-24 | 2023-12-14 | $198 | $209 | -$11 | -$11 | |
| 4. STIFEL FINANCIAL CORP | 2023-06-21 | 2023-12-14 | $84 | $89 | -$5 | -$5 | |
| 7. ENTERGY LOUISIANA LLC | 2023-05-24 | 2023-12-15 | $153 | $162 | -$9 | -$9 | |
| 3. STIFEL FINANCIAL CORP | 2023-06-21 | 2023-12-15 | $62 | $67 | -$5 | -$5 | |
| 9. ALLSTATE CORP | 2023-09-21 | 2023-12-18 | $248 | $240 | $8 | $8 | |
| 6. ENTERGY LOUISIANA LLC | 2023-05-24 | 2023-12-18 | $130 | $139 | -$9 | -$9 | |
| 2. STIFEL FINANCIAL CORP | 2023-06-21 | 2023-12-18 | $41 | $44 | -$3 | -$3 | |
| 76. AGNC INVT CORP COM 6.125 DP RP SR F | 2023-05-24 | 2023-12-19 | $1,672 | $1,545 | $127 | $127 | |
| 12. ALLSTATE CORP | 2023-09-21 | 2023-12-19 | $330 | $320 | $10 | $10 | |
| 11. ENTERGY LOUISIANA LLC | 2023-05-24 | 2023-12-19 | $237 | $255 | -$18 | -$18 | |
| 2. STIFEL FINANCIAL CORP | 2023-06-21 | 2023-12-19 | $41 | $44 | -$3 | -$3 | |
| 13. AGNC INVT CORP COM 6.125 DP RP SR F | 2023-05-24 | 2023-12-20 | $285 | $264 | $21 | $21 | |
| 21. ALLSTATE CORP | 2023-09-21 | 2023-12-20 | $579 | $561 | $18 | $18 | |
| 4. ENTERGY LOUISIANA LLC | 2023-05-24 | 2023-12-20 | $86 | $93 | -$7 | -$7 | |
| 3. STIFEL FINANCIAL CORP | 2023-05-24 | 2023-12-20 | $62 | $64 | -$2 | -$2 | |
| 14. ENTERGY LOUISIANA LLC | 2023-05-24 | 2023-12-21 | $303 | $324 | -$21 | -$21 | |
| 6. STIFEL FINANCIAL CORP | 2023-05-24 | 2023-12-21 | $125 | $128 | -$3 | -$3 | |
| 12. AGNC INVT CORP COM 6.125 DP RP SR F | 2023-05-24 | 2023-12-22 | $266 | $244 | $22 | $22 | |
| 23. ALLSTATE CORP | 2023-09-21 | 2023-12-22 | $634 | $614 | $20 | $20 | |
| 8. ENTERGY LOUISIANA LLC | 2023-05-24 | 2023-12-22 | $173 | $185 | -$12 | -$12 | |
| 3. STIFEL FINANCIAL CORP | 2023-05-24 | 2023-12-22 | $62 | $64 | -$2 | -$2 | |
| 13. ALLSTATE CORP | 2023-09-21 | 2023-12-26 | $360 | $347 | $13 | $13 | |
| 5. ENTERGY LOUISIANA LLC | 2023-05-24 | 2023-12-26 | $108 | $116 | -$8 | -$8 | |
| 5. STIFEL FINANCIAL CORP | 2023-05-24 | 2023-12-26 | $104 | $107 | -$3 | -$3 | |
| 7. AGNC INVT CORP COM 6.125 DP RP SR F | 2023-05-24 | 2023-12-27 | $156 | $142 | $14 | $14 | |
| .2 UNIFORM MBS POOL #313063 7% 11/01/2025 | 2020-11-19 | 2023-12-27 | |||||
| 3. AGNC INVT CORP COM 6.125 DP RP SR F | 2023-05-24 | 2023-12-28 | $65 | $61 | $4 | $4 | |
| 3. ENTERGY LOUISIANA LLC | 2023-05-24 | 2023-12-28 | $64 | $70 | -$6 | -$6 | |
| 4. STIFEL FINANCIAL CORP | 2023-05-24 | 2023-12-28 | $82 | $85 | -$3 | -$3 | |
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P | |||||
| CAPITAL GAIN DIVIDENDS | $1 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $6,566,282 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $102,742 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $102,742 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $102,742 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $11,200 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $11,200 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Tax Due | $91,542 | TaxDueAmt |
| Applied To ES Tax | $0 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NC | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ARDEN TRUST COMPANY | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 3022465400 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2751 CENTERVILLE RD STE 400 | AddressLine1Txt |
| City | WILMINGTON | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 19808 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | Yes (true) | BusinessHoldingsInd |
| Excess Business Holdings | false | ExcessBusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (8 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt |
|---|---|---|---|---|---|---|
| BANK OF AMERICA | ||||||
| PO BOX 653067 | DALLAS | TX | 752653067 | TRUSTEE | 1 | $39,938 |
| DAVID SINGER | ||||||
| 310 ARLINGTON AVE 331 | CHARLOTTE | NC | 28203 | DIRECTOR | 15 | $10,000 |
| CRYSTAL THOMANN | ||||||
| 310 ARLINGTON AVE 331 | CHARLOTTE | NC | 28203 | EXECUTIVE DIRECTOR | 30 | $31,200 |
| THOMAS W GLENN | ||||||
| 310 ARLINGTON AVE 331 | CHARLOTTE | NC | 28203 | SECRETARY | 15 | $10,000 |
| QUINCY F WHITE | ||||||
| 310 ARLINGTON AVE 331 | CHARLOTTE | NC | 28203 | CHAIRMAN | 15 | $20,000 |
| MARY LANCE SISK MCGINN | ||||||
| 310 ARLINGTON AVE 331 | CHARLOTTE | NC | 28203 | VICE-CHAIRMAN | 15 | $10,000 |
| E GRAHAM MCGOOGAN | ||||||
| 310 ARLINGTON AVE 331 | CHARLOTTE | NC | 28203 | TREASURER | 15 | $10,000 |
| ARDEN TRUST COMPENY | ||||||
| 2751 CENTERVILLE DRIVE SUITE 400 | WILMINGTON | DE | 19808 | TRUSTEE | 1 | $153,394 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $40,813,824 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $690,255 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $41,504,079 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $41,504,079 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $622,561 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $40,881,518 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $2,044,076 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $2,044,076 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $102,742 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $102,742 | TotalTaxAmt |
| Distributable Before Adj | $1,941,334 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,941,334 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,941,334 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $2,422,577 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $2,422,577 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,941,334 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $1,897,678 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $0 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $0 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $0 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $0 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $0 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $2,422,577 | QualifyingDistributionsAmt |
| Applied To Year1 | $1,897,678 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $524,899 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $1,416,435 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $0 | ExcessFromYear4Amt |
| Excess From Year3 | $0 | ExcessFromYear3Amt |
| Excess From Year2 | $0 | ExcessFromYear2Amt |
| Excess From Year1 | $0 | ExcessFromYear1Amt |
| Excess From Current Year | $0 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | NONE | ContributingManagerNm |
| Shareholder Manager | NONE | ShareholderManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (47 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Business Name Line2RecipientBusinessName/BusinessNameLine2Txt |
|---|---|---|---|---|---|---|---|---|
| VECINOS | ||||||||
| 3971 LITTLE SAVANNAH RD | CULLOWHEE | NC | 28723 | NONE | PC | GENERAL OPERATING | $50,000 | |
| LAKE NORMAN COMMUNITY HEALTH CLINIC INC | ||||||||
| PO BOX 2398 | HUNTERSVILLE | NC | 28070 | NONE | PC | GENERAL OPERATING | $20,000 | |
| ALLEGRO FOUNDATION | ||||||||
| 4119 ARDMORE ROAD | CHARLOTTE | NC | 28209 | NONE | PC | UNRESTRICTED GENERAL | $10,000 | |
| BARRIER ISLANDS FREE MEDICAL CLINIC | ||||||||
| 3226 MAYBANK HWY BLDG C | JOHNS ISLAND | SC | 29455 | NONE | PC | UNRESTRICTED GENERAL | $30,000 | |
| THE SALVATION ARMY | ||||||||
| 615 SLATERS LN | ALEXANDRIA | VA | 22314 | NONE | PC | GENERAL OPERATING | $150,000 | |
| ISABELLA SANTOS FOUNDATION | ||||||||
| 9935D REA ROAD UNIT 275 | CHARLOTTE | NC | 282776710 | NONE | PC | GENERAL OPERATING | $5,000 | |
| DILWORTH SOUP KITCHEN INC | ||||||||
| 1200 EAST BLVD | CHARLOTTE | NC | 282035708 | NONE | PC | GENERAL OPERATING | $7,500 | |
| GOOD FELLOWS CLUB INC | ||||||||
| 700 PARKWOOD AVENUE | CHARLOTTE | NC | 28205 | NONE | PC | GENERAL OPERATING | $10,000 | |
| PASTORS PANTRY TARGETING SENIOR HUNGER | ||||||||
| PO BOX 2051 | LEXINGTON | NC | 272932051 | NONE | PC | GENERAL OPERATING | $10,000 | |
| CHARLOTTE PREPARATORY SCHOOL INC | ||||||||
| 212 BOYCE ROAD | CHARLOTTE | NC | 28211 | NONE | PC | GENERAL OPERATING | $150,000 | |
| WTVI FOUNDATION INC | ||||||||
| 3242 COMMONWEALTH AVE | CHARLOTTE | NC | 28205 | NONE | PC | GENERAL OPERATING | $10,000 | |
| CHARLOTTE MECKLENBURG LIBRARY | ||||||||
| 300 EAST SEVENTH STREET | CHARLOTTE | NC | 28202 | NONE | PC | UNRESTRICTED GENERAL | $50,000 | |
| HOPEWAY FOUNDATION | ||||||||
| 6801 FAIRVIEW ROAD STE D | CHARLOTTE | NC | 28210 | NONE | PC | UNRESTRICTED GENERAL | $150,000 | |
| CENTRAL NC COUNCIL BSA | ||||||||
| PO BOX 250 | ALBEMARLE | NC | 280020250 | NONE | PC | UNRESTRICTED GENERAL | $75,000 | |
| THOMPSON CHILD & FAMILY FOCUS | ||||||||
| 6800 ST PETERS LANE | MATTHEWS | NC | 28105 | NONE | PC | UNRESTRICTED GENERAL | $20,000 | |
| CROSSNORE COMMUNITIES FOR CHILDREN | ||||||||
| PO BOX 249 | CROSSNORE | NC | 28616 | NONE | PC | UNRESTRICTED GENERAL | $200,000 | |
| CHARLOTTE RESCUE MISSION | ||||||||
| PO BOX 33000 | CHARLOTTE | NC | 282333000 | NONE | PC | UNRESTRICTED GENERAL | $25,000 | |
| FLORENCE CRITTENTON SERVICES INC | ||||||||
| PO BOX 36392 | CHARLOTTE | NC | 282086622 | NONE | PC | UNRESTRICTED GENERAL | $50,000 | |
| CARE RING | ||||||||
| 601 E 5TH ST SUITE 140 | CHARLOTTE | NC | 28202 | NONE | PC | UNRESTRICTED GENERAL | $20,000 | |
| NORTH CAROLINA ZOOLOGICAL SOCIETY NC | ||||||||
| 4403 ZOO PARKWAY | ASHEBORO | NC | 27205 | NONE | PC | UNRESTRICTED GENERAL | $125,000 | |
| KINDER-MOURN INC | ||||||||
| 1320 HARDING PLACE | CHARLOTTE | NC | 282042922 | NONE | PC | UNRESTRICTED GENERAL | $20,000 | |
| THE SHEPHERD'S CENTER | ||||||||
| 3115 PROVIDENCE ROAD | CHARLOTTE | NC | 28211 | NONE | PC | UNRESTRICTED GENERAL | $15,000 | |
| HELPMATE | ||||||||
| 35 WOODFIN ST | ASHEVILLE | NC | 28801 | NONE | PC | GENERAL OPERATING | $50,000 | |
| CRISIS ASSISTANCE MINISTRY | ||||||||
| 500-A SPRATT STREET STE A | CHARLOTTE | NC | 28206 | NONE | PC | UNRESTRICTED GENERAL | $25,000 | |
| MAKE A WISH CENTRAL AND WESTERN | ||||||||
| 6324 FAIRVIEW RD 500 | CHARLOTTE | NC | 28210 | NONE | PC | UNRESTRICTED GENERAL | $36,000 | NORTH CAROLINA |
| HOSPITALITY HOUSE | ||||||||
| 1400 SCOTT AVENUE | CHARLOTTE | NC | 28203 | NONE | PC | UNRESTRICTED GENERAL | $20,000 | |
| HOMEWARD BOUND WNC | ||||||||
| 201 TUNNEL RD | ASHEVILLE | NC | 28805 | NONE | PC | GENERAL OPERATING | $75,000 | |
| GREATER MATTHEWS HABITAT FOR HUMANITY | ||||||||
| PO BOX 2008 | MATTHEWS | NC | 28106 | NONE | PC | GENERAL OPERATING | $20,000 | |
| UNITED CHRISTIAN MINISITRIES | ||||||||
| 191 SKYLAND DR | SYLVA | NC | 28779 | NONE | PC | GENERAL OPERATING | $5,000 | |
| LEVINE MUSEUM OF THE NEW SOUTH | ||||||||
| 401 S TRYON ST | CHARLOTTE | NC | 28202 | NONE | PC | GENERAL OPERATING | $50,000 | |
| ROOF ABOVE | ||||||||
| PO BOX 31335 | CHARLOTTE | NC | 28231 | NONE | PC | UNRESTRICTED GENERAL | $50,000 | |
| ADA JENKINS CENTER | ||||||||
| P O BOX 1842 | DAVIDSON | NC | 28036 | NONE | PC | UNRESTRICTED GENERAL | $25,000 | |
| PARDEE MEMORIAL HOSPITAL FOUNDATION INC | ||||||||
| 561 FLEMING ST | HENDERSONVILLE | NC | 28739 | NONE | PC | GENERAL OPERATING | $31,810 | |
| HENDERSON COUNTY FREE MEDICAL CLINIC INC | ||||||||
| 841 CASE STREET | HENDERSONVLLE | NC | 28792 | NONE | PC | GENERAL OPERATING | $15,000 | |
| HART SQUARE FOUNDATION INC | ||||||||
| 5055 HOPE RD | VALE | NC | 281685744 | NONE | PC | GENERAL OPERATING | $25,000 | |
| CHARLOTTE COMMUNITY HEALTH CLINIC | ||||||||
| 8401 MEDICAL PLAZA DRIVE | CHARLOTTE | NC | 28262 | NONE | PC | UNRESTRICTED GENERAL | $25,000 | |
| OPERA CAROLINA | ||||||||
| 1600 ELIZABETH AVENUE | CHARLOTTE | NC | 282042511 | NONE | PC | UNRESTRICTED GENERAL | $25,000 | ELIZABETH RODDEY DOWD OPERA CENTER |
| HELPING HANDS OF GEORGETOWN | ||||||||
| 1813 HIGHMARKET STREET | GEORGETOWN | SC | 294402613 | NONE | PC | UNRESTRICTED GENERAL | $20,000 | |
| HOUSE OF HOPE INC | ||||||||
| 1020 W DARLINGTON STREET | FLORENCE | SC | 29501 | NONE | PC | UNRESTRICTED GENERAL | $10,000 | |
| FRIENDS OF COASTAL SOUTH CAROLINA | ||||||||
| PO BOX 1131 | MT PLEASANT | SC | 29465 | NONE | PC | UNRESTRICTED GENERAL | $300,000 | |
| HOPE HAVEN INC | ||||||||
| 3815 N TRYON STREET | CHARLOTTE | NC | 28206 | NONE | PC | UNRESTRICTED GENERAL | $25,000 | |
| MATTHEWS HELP CENTER | ||||||||
| 119 N AMES STREET | MATTHEWS | NC | 28105 | NONE | PC | UNRESTRICTED GENERAL | $20,000 | |
| SUPPORTIVE HOUSING COMMUNITIES | ||||||||
| 601 E 5TH STREET SUITE 255 | CHARLOTTE | NC | 28202 | NONE | PC | UNRESTRICTED GENERAL | $20,000 | |
| YWCA | ||||||||
| 1020 19TH ST NW | WASHINGTON | DC | 20036 | NONE | PC | GENERAL OPERATING | $88,000 | |
| BEE MIGHTY | ||||||||
| 338 S SHARON AMITY ROAD 515 | CHARLOTTE | NC | 282112806 | NONE | PC | UNRESTRICTED GENERAL | $12,000 | |
| HELPING HANDS OF HAYWOOD | ||||||||
| 566 S HAYWOOD ST | WAYNESVILLE | NC | 28786 | NONE | PC | GENERAL OPERATING | $20,000 | |
| HABITAT FOR HUMANITY | ||||||||
| 4900 MENAUL BLVD NE | ALBUQUERQUE | NM | 871103042 | NONE | PC | GENERAL OPERATING | $77,500 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $2,272,810 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,080,364 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Income | OtherInvestmentIncomeGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $6,566,282 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | FEDERAL TAX REFUND | Desc |
| Exclusion | 1 | ExclusionCd |
| Exclusion | $420 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $7,647,066 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $7,647,066 | TotalIncomeProducingActyAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Rln Of Acty To Accom Of Exmpt Prps | RlnOfActyToAccomOfExmptPrpsGrp |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | TAX PREPARATION FEE (NON-ALLOC | CategoryTxt |
| Amt | $2,488 | Amt |
| Disbursements Charitable Prps | $2,488 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | 31374FWY1 FNMA P313063 07% | BondNm |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | SEE ATTACHED | StockNm |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (91 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 00123Q872 AGNC INVT CORP COM 6 | AT COST | $64,186 | $68,718 |
| 02005NBM1 ALLY FIN INC DTD 04/ | AT COST | $22,112 | $23,982 |
| 02005NBN9 ALLY FIN INC DTD 06/ | AT COST | $52,731 | $54,969 |
| 025537AP6 AMERICAN ELECTRIC PO | AT COST | $8,467 | $10,003 |
| 025816CH0 AMERICAN EXPRESS CO | AT COST | $22,411 | $23,147 |
| 03027XBK5 AMERICAN TOWER CORP | AT COST | $5,988 | $7,361 |
| 035710847 ANNALY CAPITAL MANAG | AT COST | $50,145 | $52,321 |
| 03939AAA5 ARCH CAP GROUP LTD D | AT COST | $10,459 | $12,263 |
| 04686JAD3 ATHENE HOLDING LTD D | AT COST | $19,403 | $22,621 |
| 05565QDV7 BP CAPITAL MARKETS P | AT COST | $135,302 | $140,674 |
| 060505EH3 BANK OF AMERICA CORP | AT COST | $1,990 | $1,984 |
| 06051GJG5 BANK OF AMERICA CORP | AT COST | $73,477 | $74,320 |
| 064058AH3 BANK OF NEW YORK MEL | AT COST | $18,488 | $18,961 |
| 084659BC4 BERKSHIRE HATHAWAY E | AT COST | $6,142 | $7,464 |
| 09062XAG8 BIOGEN INC DTD 04/30 | AT COST | $18,167 | $21,151 |
| 09249W101 BLACKROCK LTD DURATI | AT COST | $3,843 | $4,278 |
| 09253N104 BLACKROCK MUNIHOLDIN | AT COST | $18,028 | $18,985 |
| 09253R105 BLACKROCK MUNIVEST F | AT COST | $14,726 | $15,835 |
| 09254E103 BLACKROCK MUNIYIELD | AT COST | $36,266 | $39,623 |
| 09255P107 BLACKROCK CORPORATE | AT COST | $19,976 | $22,066 |
| 097023CQ6 BOEING CO DTD 07/31/ | AT COST | $25,831 | $30,393 |
| 10373QBS8 BP CAP MARKETS AMERI | AT COST | $7,118 | $8,453 |
| 11271LAK8 BROOKFIELD FIN INC 6 | AT COST | $52,051 | $55,417 |
| 161175BZ6 CHARTER COMMUNICATIO | AT COST | $14,994 | $17,014 |
| 172967MG3 CITIGROUP INC DTD 09 | AT COST | $43,589 | $45,714 |
| 172967MU2 CITIGROUP INC DTD 12 | AT COST | $28,083 | $30,453 |
| 174610AU9 CITIZENS FINL GROUP | AT COST | $34,660 | $36,973 |
| 26441CBM6 DUKE ENERGY CORP NEW | AT COST | $17,559 | $19,967 |
| 27827X101 EATON VANCE MUNICIPA | AT COST | $32,548 | $33,875 |
| 281020AS6 EDISON INTERNATIONAL | AT COST | $93,121 | $100,255 |
| 29250NBK0 ENBRIDGE INC MTN CDS | AT COST | $17,532 | $17,918 |
| 29250NBT1 ENBRIDGE INC SER 20 | AT COST | $12,000 | $12,765 |
| 29273RBA6 ENERGY TRANSFER PART | AT COST | $23,392 | $26,705 |
| 29364W108 ENTERGY LOUISIANA LL | AT COST | $12,628 | $11,587 |
| 31374FWY1 UNIFORM MBS POOL #31 | AT COST | $2 | $4 |
| 33738E109 FIRST TR HIGH INCOME | AT COST | $2,152 | $2,370 |
| 38141GYC2 GOLDMAN SACHS GROUP | AT COST | $8,055 | $9,220 |
| 46131J103 INVESCO VAN KAMPEN M | AT COST | $23,546 | $24,454 |
| 46131M106 INVESCO VK TR INV GR | AT COST | $24,440 | $25,595 |
| 46132C107 INVESCO MUNICIPAL OP | AT COST | $40,882 | $43,024 |
| 464287226 ISHARES CORE U.S. AG | AT COST | $3,507,935 | $3,528,040 |
| 464287507 ISHARES CORE S& P MI | AT COST | $3,474,346 | $3,925,830 |
| 464287663 ISHARES CORE S& P U. | AT COST | $10,199,927 | $11,634,926 |
| 464287671 ISHARES CORE S& P U. | AT COST | $3,892,569 | $4,464,433 |
| 464287804 ISHARES CORE S& P SM | AT COST | $1,942,037 | $2,243,373 |
| 46431W507 ISHARES SHORT MATURI | AT COST | $144,943 | $147,417 |
| 46432F842 ISHARES CORE MSCI EA | AT COST | $6,032,179 | $6,191,292 |
| 46434G103 ISHARES CORE MSCI EM | AT COST | $2,007,749 | $2,087,690 |
| 46434V100 ISHARES 0-5 YEAR INV | AT COST | $18,951 | $19,532 |
| 46434V407 ISHARES 0-5 YEAR HIG | AT COST | $254,536 | $254,967 |
| 46641Q837 JPMORGAN ULTRA-SHORT | AT COST | $106,410 | $106,387 |
| 46647PAH9 JPMORGAN CHASE & CO. | AT COST | $138,997 | $140,423 |
| 49456BAS0 KINDER MORGAN INC DT | AT COST | $13,551 | $15,472 |
| 50249AAJ2 LYB INTERNATIONAL FI | AT COST | $20,125 | $23,352 |
| 534187885 LINCOLN NATIONAL COR | AT COST | $36,472 | $37,824 |
| 534187BR9 LINCOLN NATIONAL COR | AT COST | $65,390 | $70,983 |
| 55616XAJ6 MACYS RETAIL HLDGS L | AT COST | $14,787 | $18,251 |
| 595112BU6 MICRON TECHNOLOGY IN | AT COST | $19,448 | $23,293 |
| 61747YEF8 MORGAN STANLEY DTD 0 | AT COST | $18,937 | $20,657 |
| 63111XAB7 NASDAQ INC NOTE CALL | AT COST | $17,184 | $19,808 |
| 65339KBL3 NEXTERA ENERGY CAP H | AT COST | $22,667 | $22,775 |
| 670657105 NUVEEN INSD TAX FREE | AT COST | $66,797 | $69,652 |
| 67066V101 NUVEEN QUALITY MUNIC | AT COST | $84,417 | $88,394 |
| 68389XBW4 ORACLE CORP DTD 04/0 | AT COST | $21,310 | $24,015 |
| 68389XBY0 ORACLE CORP DTD 04/0 | AT COST | $13,921 | $16,025 |
| 694308JJ7 PACIFIC GAS & ELECTR | AT COST | $14,761 | $17,321 |
| 72201R833 PIMCO SHRT MATURITY | AT COST | $28,501 | $28,440 |
| 75513ECP4 RAYTHEON TECHNOLOGIE | AT COST | $15,815 | $18,707 |
| 7591EPAR1 REGIONS FINANCIAL CO | AT COST | $38,964 | $39,813 |
| 759351885 REINSURANCE GROUP OF | AT COST | $26,721 | $27,254 |
| 808513BD6 CHARLES SCHWAB CORP | AT COST | $110,907 | $113,454 |
| 816851BK4 SEMPRA ENERGY DTD 06 | AT COST | $143,863 | $147,744 |
| 828807DH7 SIMON PROPERTY GROUP | AT COST | $17,235 | $20,302 |
| 855244BA6 STARBUCKS CORP DTD 0 | AT COST | $14,228 | $17,147 |
| 860630607 STIFEL FINANCIAL COR | AT COST | $5,021 | $4,850 |
| 88339WAA4 WILLIAMS COS INC DTD | AT COST | $17,625 | $20,515 |
| 88579YAW1 3M CO SER F MTN 3.1 | AT COST | $18,390 | $21,227 |
| 90262Y505 UBS SELECT PRIME INS | AT COST | $158,128 | $158,143 |
| 912796Z28 UNITED STATES TREAS | AT COST | $231,629 | $236,232 |
| 912797FH5 U S TREAS BILLS ZERO | AT COST | $430,224 | $433,527 |
| 912797GC5 U S TREAS BILLS ZERO | AT COST | $117,290 | $120,342 |
| 912797HT7 UNITED STATES TREAS | AT COST | $305,761 | $307,130 |
| 91913YBD1 VALERO ENERGY CORP N | AT COST | $8,747 | $10,202 |
| 92206C870 VANGUARD INTERMEDIAT | AT COST | $3,439,803 | $3,534,298 |
| 92343VFU3 VERIZON COMMUNICATIO | AT COST | $15,958 | $19,083 |
| 92838X706 PFD @ 5.625% CUM A | AT COST | $23,360 | $23,328 |
| 949746RG8 WELLS FARGO COMPANY | AT COST | $19,778 | $19,775 |
| 94987B105 WELLS FARGO ADVANTAG | AT COST | $7,355 | $7,674 |
| 95000U2H5 WELLS FARGO & CO SR | AT COST | $9,720 | $9,729 |
| 95766K109 WESTERN ASSET HIGH I | AT COST | $20,455 | $21,307 |
| 95768B107 WESTERN ASSET HIGH Y | AT COST | $12,098 | $12,864 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp (3 entries)
| CategoryCategoryTxt | Legal FeesLegalFeesAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|
| LEGAL FEES - PRINCIPAL (ALLOCA | $2,937 | $2,937 |
| LEGAL FEES - INCOME (ALLOCABLE | $788 | $788 |
| NON-ALLOCABLE LEGAL FEES | $4,788 | $4,788 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| OTHER NON-ALLOCABLE EXPENSE - | $62,711 | $0 | $62,711 |
| OTHER NON-ALLOCABLE EXPENSE - | $580 | $0 | $580 |
| OTHER EXPENSE (NON-DEDUCTIBLE | $4,342 | $0 | $4,342 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | FEDERAL TAX REFUND | Desc |
| Revenue And Expenses Per Books | $420 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (3 entries)
| DescDesc | AmtAmt |
|---|---|
| COST BASIS ADJUSTMENT | $20,930 |
| PRIOR PERIOD ADJUSTMENT | $17,004 |
| INCOME ADJUSTMENT | $8,682 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (5 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $15,700 | $15,700 | $0 |
| REAL ESTATE TAX ON NON-RENTAL | $3,900 | $3,900 | $0 |
| FEDERAL TAX PAYMENT - PRIOR YE | $4,580 | $0 | $0 |
| FEDERAL ESTIMATES - PRINCIPAL | $11,200 | $0 | $0 |
| FOREIGN TAXES ON NONQUALIFIED | $11,148 | $11,148 | $0 |
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