PHILIP L VAN EVERY FOUNDATION: Form 990PF, tax year 2025
View the entire original 990 at ProPublica ↗
- Organization
- PHILIP L VAN EVERY FOUNDATION (EIN 56-6039337)
- Tax period
- 2025-01-01 to 2025-12-31
- Filed
- 2026-05-14
- IRS object ID
- 202641349349102364
- Schema version
- 2025v4.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2026-05-14T11:01:19-05:00 | ReturnTs |
| Tax Period End | 2025-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 135565207 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | KPMG LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1 FINANCIAL PLZ STE 2300 | AddressLine1Txt |
| City | PROVIDENCE | CityNm |
| State Abbreviation | RI | StateAbbreviationCd |
| ZIP | 02903 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2025-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 566039337 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PHILIP L VAN EVERY FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | PHIL | BusinessNameControlTxt |
| Phone | 6142491948 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2711 CENTERVILLE ROAD STE 200 | AddressLine1Txt |
| City | WILMINGTON | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 19808 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ARDEN TRUST COMPANY | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 6142491948 | PhoneNum |
| Signature | 2026-05-04 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | LYLE J MOHLER | PreparerPersonNm |
| PTIN | P01340349 | PTIN |
| Phone | 6892065200 | PhoneNum |
| Preparation | 2026-05-04 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2025 | TaxYr |
| Build TS | 2025-03-06 01:10:19Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $50,190,043 | FMVAssetsEOYAmt |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $1,334,230 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,331,267 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $420,578 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $8,258,863 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $420,578 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $0 | NetSTCapitalGainAdjNetIncmAmt |
| Other Income Rev And Expnss | $20,666 | OtherIncomeRevAndExpnssAmt |
| Total Rev And Expnss | $1,775,474 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,751,845 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $174,950 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $131,213 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $43,737 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $0 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $0 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $1,500 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $1,500 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $162,634 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $162,634 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $70,770 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $21,372 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $0 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $0 | DeprecAndDpltnNetInvstIncmAmt |
| Trav Conf Meeting Rev And Expnss | $2,996 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $2,996 | TravConfMeetingDsbrsChrtblAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Adj Net Incm | $0 | PrintingAndPubAdjNetIncmAmt |
| Other Expenses Rev And Expnss | $127,871 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Dsbrs Chrtbl | $127,338 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $540,721 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $315,219 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $175,571 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,849,877 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,849,877 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $2,390,598 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $315,219 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $2,025,448 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$615,124 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,436,626 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $13,722 | CashBOYAmt |
| Cash EOY | $2,281 | CashEOYAmt |
| Cash EOYFMV | $2,281 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $2,112,608 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $1,720,374 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $1,720,374 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl EOY | $0 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $0 | AcctRcvblEOYFMVAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| Invst Land Cost Or Other Basis | $499,000 | InvstLandCostOrOtherBasisAmt |
| Land Bldg Investments BOY | $499,000 | LandBldgInvestmentsBOYAmt |
| Land Bldg Investments EOY | $499,000 | LandBldgInvestmentsEOYAmt |
| Land Bldg Investments EOYFMV | $584,200 | LandBldgInvestmentsEOYFMVAmt |
| Other Investments BOY | $37,610,975 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $37,403,527 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $47,883,188 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $40,236,305 | TotalAssetsBOYAmt |
| Total Assets EOY | $39,625,182 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $50,190,043 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $40,236,305 | CapitalStockBOYAmt |
| Capital Stock EOY | $39,625,182 | CapitalStockEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $40,236,305 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $39,625,182 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $40,236,305 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $39,625,182 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $40,236,305 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$615,124 | ExcessRevenueOverExpensesAmt |
| Other Increases | $6,663 | OtherIncreasesAmt |
| Subtotal | $39,627,844 | SubtotalAmt |
| Other Decreases | $2,662 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $39,625,182 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (243 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|
| 115000. UNITED STATES TREAS BILLS ZERO CPN 01/0 | 2024-07-26 | 2025-01-09 | $112,187 | $112,187 | ||
| 174000. UNITED STATES TREAS BILLS ZERO CPN 01/0 | 2024-07-10 | 2025-01-09 | $169,744 | $169,744 | ||
| 115000. SCHWAB CHARLES CORP DTD 04/30/2020 5.375 | 2023-08-03 | 2025-01-10 | $114,368 | $110,907 | $3,461 | $3,461 |
| 2000. ENERGY TRANSFER LP NOTE 8% 05/15/2024 | 2024-11-21 | 2025-01-13 | $2,083 | $2,114 | -$31 | -$31 |
| 2000. LINCOLN NATIONAL CORP IND PERP SUB GLBL | 2024-05-20 | 2025-01-13 | $2,160 | $2,168 | -$8 | -$8 |
| 5000. ENERGY TRANSFER LP NOTE 8% 05/15/2024 | 2024-11-21 | 2025-01-15 | $5,206 | $5,259 | -$53 | -$53 |
| 14000. ENERGY TRANSFER LP NOTE 8% 05/15/2024 | 2024-01-10 | 2025-01-15 | $14,578 | $14,000 | $578 | $578 |
| 2000. LINCOLN NATIONAL CORP IND PERP SUB GLBL | 2024-02-29 | 2025-01-15 | $2,165 | $2,163 | $2 | $2 |
| 3000. SEMPRA ENERGY DTD 06/19/2020 4.875% | 2024-10-03 | 2025-01-16 | $2,959 | $2,979 | -$20 | -$20 |
| 20000. SEMPRA ENERGY DTD 06/19/2020 4.875% | 2023-05-26 | 2025-01-16 | $19,725 | $19,060 | $665 | $665 |
| .15 7% 11/01/2025 | 2020-11-19 | 2025-01-28 | ||||
| 61000. UNITED STATES TREAS ZERO CPN 03/11/2025 | 2025-01-16 | 2025-02-04 | $60,756 | $60,602 | $154 | $154 |
| 25000. UNITED STATES TREAS ZERO CPN 03/11/2025 | 2024-11-06 | 2025-02-05 | $24,903 | $24,636 | $267 | $267 |
| 9000. UNITED STATES TREAS ZERO CPN 03/11/2025 | 2024-11-06 | 2025-02-06 | $8,966 | $8,869 | $97 | $97 |
| 3000. ENERGY TRANSFER LP NOTE 8% 05/15/2024 | 2024-01-10 | 2025-02-07 | $3,180 | $3,000 | $180 | $180 |
| 7000. ENERGY TRANSFER LP NOTE 8% 05/15/2024 | 2024-05-02 | 2025-02-10 | $7,420 | $7,000 | $420 | $420 |
| 6000. ENERGY TRANSFER LP NOTE 8% 05/15/2024 | 2024-01-11 | 2025-02-10 | $6,360 | $6,000 | $360 | $360 |
| 172000. WELLS FARGO & CO DTD 02/11/2020 2.164% | 2024-12-03 | 2025-02-11 | $172,000 | $167,293 | $4,707 | $4,707 |
| 263. ISHARES IBOXX $ INVST GRADE CRP BOND (MK | 2025-02-12 | 2025-02-13 | $28,230 | $28,137 | $93 | $93 |
| 7. ISHARES 0-5 YEAR HIGH YIELD CORP BD | 2025-02-11 | 2025-02-14 | $302 | $301 | $1 | $1 |
| 78. ISHARES IBOXX $ INVST GRADE CRP BOND (MK | 2025-02-19 | 2025-02-20 | $8,414 | $8,395 | $19 | $19 |
| . CLASS ACTION SETTLEMENT | 2025-02-21 | $131 | $131 | $131 | ||
| 706. FLEXSHARES HY VAL-SCRD BD | 2025-02-04 | 2025-02-25 | $29,002 | $28,953 | $49 | $49 |
| 8000. UNITED STATES TREAS ZERO CPN 03/11/2025 | 2025-02-14 | 2025-02-25 | $7,988 | $7,980 | $8 | $8 |
| 4000. EDISON INTERNATIONAL SER A PFD @ 5.375% | 2023-05-24 | 2025-02-26 | $3,850 | $3,514 | $336 | $336 |
| .16 7% 11/01/2025 | 2020-11-19 | 2025-02-26 | ||||
| 6. ISHARES 0-5 YEAR HIGH YIELD CORP BD | 2025-02-11 | 2025-02-26 | $259 | $258 | $1 | $1 |
| 217000. UNITED STATES TREAS BILLS ZERO CPN 02/2 | 2024-08-26 | 2025-02-27 | $211,865 | $211,865 | ||
| 55. ISHARES IBOXX $ INVST GRADE CRP BOND (MK | 2025-03-04 | 2025-03-05 | $6,016 | $6,002 | $14 | $14 |
| 16000. UNITED STATES TREAS ZERO CPN 03/11/2025 | 2025-02-14 | 2025-03-06 | $15,992 | $15,959 | $33 | $33 |
| 131000. UNITED STATES TREAS BILLS ZERO CPN 04/1 | 2025-01-13 | 2025-03-10 | $130,432 | $129,601 | $831 | $831 |
| 203000. UNITED STATES TREAS ZERO CPN 03/11/2025 | 2025-02-13 | 2025-03-11 | $200,595 | $200,595 | ||
| 266. ISHARES IBOXX $ INVST GRADE CRP BOND (MK | 2025-03-07 | 2025-03-19 | $29,001 | $28,909 | $92 | $92 |
| 35. ISHARES 0-5 YEAR HIGH YIELD CORP BD | 2025-03-03 | 2025-03-19 | $1,495 | $1,504 | -$9 | -$9 |
| 405. NUVEEN AMT-FREE MUNICIPAL INCOME FD (CLO | 2024-10-31 | 2025-03-21 | $4,560 | $4,654 | -$94 | -$94 |
| 188. NUVEEN QUALITY MUNI INCOME FUND | 2024-10-31 | 2025-03-24 | $2,189 | $2,240 | -$51 | -$51 |
| 17. NUVEEN QUALITY MUNI INCOME FUND | 2024-07-16 | 2025-03-25 | $198 | $200 | -$2 | -$2 |
| .17 7% 11/01/2025 | 2020-11-19 | 2025-03-26 | ||||
| 20. NUVEEN AMT-FREE MUNICIPAL INCOME FD (CLO | 2024-07-16 | 2025-03-27 | $222 | $228 | -$6 | -$6 |
| 183. NUVEEN QUALITY MUNI INCOME FUND | 2024-07-16 | 2025-03-27 | $2,081 | $2,149 | -$68 | -$68 |
| 102. NUVEEN AMT-FREE MUNICIPAL INCOME FD (CLO | 2024-07-16 | 2025-03-28 | $1,134 | $1,161 | -$27 | -$27 |
| 84. NUVEEN QUALITY MUNI INCOME FUND | 2024-07-18 | 2025-03-28 | $956 | $983 | -$27 | -$27 |
| 211. SPDR BARCLAYS LONG CORPTERM BOND ETF (MK | 2025-03-26 | 2025-03-31 | $4,754 | $4,749 | $5 | $5 |
| 207. SPDR BARCLAYS LONG CORPTERM BOND ETF (MK | 2025-03-27 | 2025-03-31 | $4,666 | $4,623 | $43 | $43 |
| 47. NUVEEN AMT-FREE MUNICIPAL INCOME FD (CLO | 2024-07-16 | 2025-04-01 | $528 | $535 | -$7 | -$7 |
| 131. NUVEEN QUALITY MUNI INCOME FUND | 2024-07-18 | 2025-04-01 | $1,515 | $1,532 | -$17 | -$17 |
| 16000. EDISON INTERNATIONAL SER A PFD @ 5.375% | 2023-05-24 | 2025-04-02 | $15,280 | $14,056 | $1,224 | $1,224 |
| 56. ISHARES 0-5 YEAR HIGH YIELD CORP BD | 2025-03-05 | 2025-04-02 | $2,373 | $2,401 | -$28 | -$28 |
| 35. ISHARES 0-5 YEAR HIGH YIELD CORP BD | 2025-03-06 | 2025-04-02 | $1,480 | $1,500 | -$20 | -$20 |
| 151. NUVEEN AMT-FREE MUNICIPAL INCOME FD (CLO | 2024-12-17 | 2025-04-02 | $1,689 | $1,717 | -$28 | -$28 |
| 47. NUVEEN QUALITY MUNI INCOME FUND | 2024-07-17 | 2025-04-02 | $542 | $549 | -$7 | -$7 |
| 229. NUVEEN AMT-FREE MUNICIPAL INCOME FD (CLO | 2024-12-18 | 2025-04-03 | $2,566 | $2,589 | -$23 | -$23 |
| 208. NUVEEN QUALITY MUNI INCOME FUND | 2024-07-30 | 2025-04-03 | $2,395 | $2,425 | -$30 | -$30 |
| 1. NUVEEN AMT-FREE MUNICIPAL INCOME FD (CLO | 2024-07-17 | 2025-04-04 | $11 | $11 | ||
| 128. NUVEEN QUALITY MUNI INCOME FUND | 2024-07-25 | 2025-04-04 | $1,468 | $1,489 | -$21 | -$21 |
| 2. NUVEEN QUALITY MUNI INCOME FUND | 2024-07-25 | 2025-04-04 | $23 | $23 | ||
| 21. ISHARES 0-5 YEAR HIGH YIELD CORP BD | 2025-03-06 | 2025-04-07 | $866 | $900 | -$34 | -$34 |
| 21. ISHARES 0-5 YEAR HIGH YIELD CORP BD | 2025-03-06 | 2025-04-07 | $865 | $900 | -$35 | -$35 |
| 41000. CITIGROUP DTD 04/08/2020 3.106% 04/08/2 | 2024-12-11 | 2025-04-08 | $41,000 | $40,779 | $221 | $221 |
| 11. NUVEEN AMT-FREE MUNICIPAL INCOME FD (CLO | 2024-07-17 | 2025-04-08 | $118 | $124 | -$6 | -$6 |
| 2. NUVEEN QUALITY MUNI INCOME FUND | 2024-07-25 | 2025-04-08 | $22 | $23 | -$1 | -$1 |
| 33000. UNITED STATES TREAS BILLS ZERO CPN 06/2 | 2025-03-17 | 2025-04-09 | $32,724 | $32,645 | $79 | $79 |
| 127000. UNITED STATES TREAS BILLS ZERO CPN 04/2 | 2025-02-27 | 2025-04-09 | $126,715 | $126,163 | $552 | $552 |
| 20000. U S TREASURY SER BOND 4.15% 08/15/2053 | 2024-03-06 | 2025-04-09 | $17,601 | $19,441 | -$1,840 | -$1,840 |
| 23000. U S TREASURY SER BOND 4.15% 08/15/2053 | 2024-01-22 | 2025-04-09 | $20,258 | $22,315 | -$2,057 | -$2,057 |
| 24000. U S TREASURY SER BOND 4.15% 08/15/2053 | 2024-01-22 | 2025-04-09 | $21,026 | $23,286 | -$2,260 | -$2,260 |
| 34000. U S TREASURY SER BOND 4.15% 08/15/2053 | 2024-01-22 | 2025-04-09 | $30,127 | $32,988 | -$2,861 | -$2,861 |
| 34000. U S TREASURY SER BOND 4.15% 08/15/2053 | 2024-01-22 | 2025-04-09 | $30,152 | $32,988 | -$2,836 | -$2,836 |
| 86. ISHARES SHORT MATURITY BOND (MKT) | 2025-02-05 | 2025-04-10 | $4,343 | $4,366 | -$23 | -$23 |
| 1711. VANGUARD ULTRA-SHORT BOND ETF | 2025-03-25 | 2025-04-11 | $84,642 | $85,106 | -$464 | -$464 |
| 76. FIRST TRUST ENHANCED SHORT MATURITY ETF | 2024-09-05 | 2025-04-14 | $4,544 | $4,550 | -$6 | -$6 |
| 416. FIRST TRUST ENHANCED SHORT MATURITY ETF | 2024-03-15 | 2025-04-14 | $24,872 | $24,863 | $9 | $9 |
| 45. ISHARES SHORT MATURITY BOND (MKT) | 2025-02-05 | 2025-04-14 | $2,270 | $2,261 | $9 | $9 |
| 686. ISHARES SHORT MATURITY BOND (MKT) | 2024-02-02 | 2025-04-14 | $34,608 | $34,146 | $462 | $462 |
| 4000. ALLY FIN INC NOTE CALL DTD 06/02/2021 4. | 2025-03-11 | 2025-04-15 | $3,280 | $3,462 | -$182 | -$182 |
| 14000. ALLY FIN INC NOTE CALL DTD 06/02/2021 4. | 2023-05-24 | 2025-04-15 | $11,480 | $9,114 | $2,366 | $2,366 |
| 1019. ISHARES ISHARES NATIONAL AMT-FREE MUNI B | 2025-04-09 | 2025-04-15 | $105,143 | $103,388 | $1,755 | $1,755 |
| 1382. ISHARES ISAHRES PFD & INCOME SEC ETF | 2025-04-09 | 2025-04-15 | $40,635 | $40,141 | $494 | $494 |
| 32. ISHARES 0-5 YEAR HIGH YIELD CORP BD | 2025-03-06 | 2025-04-15 | $1,332 | $1,371 | -$39 | -$39 |
| 1337. ISHARES 0-5 YEAR HIGH YIELD CORP BD | 2025-04-09 | 2025-04-15 | $55,647 | $55,393 | $254 | $254 |
| 513. ISHARES 0-5 YEAR HIGH YIELD CORP BD | 2025-04-09 | 2025-04-15 | $21,335 | $20,900 | $435 | $435 |
| 1373. ISHARES 0-5 YEAR HIGH YIELD CORP BD | 2025-04-09 | 2025-04-15 | $57,097 | $55,907 | $1,190 | $1,190 |
| 62. SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND | 2025-04-09 | 2025-04-15 | $5,781 | $5,636 | $145 | $145 |
| 616. SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND | 2025-04-09 | 2025-04-15 | $57,404 | $55,994 | $1,410 | $1,410 |
| 279000. UNITED STATES TREAS BILLS ZERO CPN 04/1 | 2025-04-08 | 2025-04-17 | $276,866 | $276,866 | ||
| .11 7% 11/01/2025 | 2020-11-19 | 2025-04-28 | ||||
| 86000. UNITED STATES TREAS BILLS ZERO CPN 04/2 | 2025-02-27 | 2025-04-29 | $85,433 | $85,433 | ||
| 2000. CITIGROUP INC DTD 12/10/2020 4% | 2023-05-24 | 2025-04-30 | $1,956 | $1,702 | $254 | $254 |
| 8000. CITIGROUP INC DTD 12/10/2020 4% | 2023-05-24 | 2025-04-30 | $7,830 | $6,808 | $1,022 | $1,022 |
| 5000. EDISON INTERNATIONAL SER A PFD @ 5.375% | 2023-05-24 | 2025-04-30 | $4,688 | $4,393 | $295 | $295 |
| 85. LINCOLN NATIONAL CORP IND PFD @ 9% | 2024-12-12 | 2025-04-30 | $2,265 | $2,408 | -$143 | -$143 |
| 49. LINCOLN NATIONAL CORP IND PFD @ 9% | 2024-01-26 | 2025-04-30 | $1,306 | $1,359 | -$53 | -$53 |
| 1. REINSURANCE GROUP OF AMERICA PFD @ 7.12 | 2024-03-01 | 2025-04-30 | $26 | $26 | ||
| 42. REINSURANCE GROUP OF AMERICA PFD @ 7.12 | 2024-03-01 | 2025-04-30 | $1,077 | $1,075 | $2 | $2 |
| 3000. CITIGROUP INC DTD 12/10/2020 4% | 2023-05-24 | 2025-05-01 | $2,940 | $2,553 | $387 | $387 |
| 19000. CITIGROUP INC DTD 12/10/2020 4% | 2023-05-24 | 2025-05-05 | $18,639 | $16,169 | $2,470 | $2,470 |
| 1000. CITIGROUP INC DTD 12/10/2020 4% | 2023-05-24 | 2025-05-06 | $981 | $851 | $130 | $130 |
| 1000. EDISON INTERNATIONAL SER A PFD @ 5.375% | 2023-05-24 | 2025-05-07 | $941 | $879 | $62 | $62 |
| 7000. EDISON INTERNATIONAL SER A PFD @ 5.375% | 2023-05-24 | 2025-05-08 | $6,563 | $6,150 | $413 | $413 |
| 17. NUVEEN AMT-FREE MUNICIPAL INCOME FD (CLO | 2024-07-18 | 2025-05-08 | $187 | $191 | -$4 | -$4 |
| 977. ISHARES CORE S&P MID-CAP (MKT) | 2025-03-21 | 2025-05-12 | $59,332 | $59,115 | $217 | $217 |
| 2313. ISHARES CORE S&P MID-CAP (MKT) | 2024-03-27 | 2025-05-12 | $140,465 | $118,610 | $21,855 | $21,855 |
| 3038. ISHARES CORE MSCI EAFE (MKT) | 2024-12-20 | 2025-05-12 | $243,156 | $216,519 | $26,637 | $26,637 |
| 1962. ISHARES CORE MSCI EAFE (MKT) | 2023-12-27 | 2025-05-12 | $157,035 | $136,687 | $20,348 | $20,348 |
| 1312. ISHARES CORE MSCI EMERGING MARKET (MKT) | 2024-12-20 | 2025-05-12 | $74,319 | $69,413 | $4,906 | $4,906 |
| 475. ISHARES CORE MSCI EMERGING MARKET (MKT) | 2023-12-27 | 2025-05-12 | $26,907 | $23,808 | $3,099 | $3,099 |
| 1000. EDISON INTERNATIONAL SER A PFD @ 5.375% | 2023-05-24 | 2025-05-13 | $949 | $879 | $70 | $70 |
| 5000. EDISON INTERNATIONAL SER A PFD @ 5.375% | 2023-05-24 | 2025-05-13 | $4,738 | $4,393 | $345 | $345 |
| 3000. BANK OF NEW YORK MELLON CORP DTD 05/19/2 | 2023-05-24 | 2025-05-15 | $3,004 | $2,928 | $76 | $76 |
| 6000. EDISON INTERNATIONAL SER A PFD @ 5.375% | 2023-05-24 | 2025-05-21 | $5,700 | $5,271 | $429 | $429 |
| 6000. EDISON INTERNATIONAL SER A PFD @ 5.375% | 2023-05-24 | 2025-05-27 | $5,700 | $5,271 | $429 | $429 |
| 26000. UNITED STATES TREAS BILLS ZERO CPN 06/2 | 2025-05-16 | 2025-05-27 | $25,918 | $25,889 | $29 | $29 |
| .11 7% 11/01/2025 | 2020-11-19 | 2025-05-28 | ||||
| 31000. UNITED STATES TREAS BILLS ZERO CPN 06/2 | 2025-05-15 | 2025-05-28 | $30,906 | $30,835 | $71 | $71 |
| 2000. EDISON INTERNATIONAL SER A PFD @ 5.375% | 2023-05-24 | 2025-05-30 | $1,900 | $1,757 | $143 | $143 |
| 3000. EDISON INTERNATIONAL SER A PFD @ 5.375% | 2023-05-24 | 2025-06-02 | $2,850 | $2,636 | $214 | $214 |
| 2000. EDISON INTERNATIONAL SER A PFD @ 5.375% | 2023-05-24 | 2025-06-06 | $1,893 | $1,757 | $136 | $136 |
| 58. NUVEEN AMT-FREE MUNICIPAL INCOME FD (CLO | 2024-07-18 | 2025-06-06 | $625 | $649 | -$24 | -$24 |
| 2000. EDISON INTERNATIONAL SER A PFD @ 5.375% | 2023-05-24 | 2025-06-09 | $1,893 | $1,757 | $136 | $136 |
| 2000. EDISON INTERNATIONAL SER A PFD @ 5.375% | 2023-05-24 | 2025-06-10 | $1,878 | $1,757 | $121 | $121 |
| 33000. REGIONS FINANCIAL CORP 5% 08/01/2024 | 2023-09-14 | 2025-06-15 | $33,000 | $31,301 | $1,699 | $1,699 |
| 17000. EDISON INTERNATIONAL SER A PFD @ 5.375% | 2023-05-24 | 2025-06-17 | $15,428 | $14,935 | $493 | $493 |
| 209000. UNITED STATES TREAS BILLS ZERO CPN 06/2 | 2025-04-22 | 2025-06-20 | $207,295 | $207,295 | ||
| 330000. UNITED STATES TREAS BILLS ZERO CPN 06/2 | 2025-06-18 | 2025-06-24 | $328,105 | $328,105 | ||
| 218000. UNITED STATES TREAS ZERO CPN 07/17/2025 | 2025-04-22 | 2025-06-25 | $217,482 | $215,753 | $1,729 | $1,729 |
| .1 7% 11/01/2025 | 2020-11-19 | 2025-06-26 | ||||
| 29000. UNITED STATES TREAS BILLS ZERO CPN 08/2 | 2025-06-26 | 2025-07-02 | $28,813 | $28,802 | $11 | $11 |
| 1000. EDISON INTERNATIONAL SER A PFD @ 5.375% | 2023-05-24 | 2025-07-07 | $935 | $879 | $56 | $56 |
| 87000. UNITED STATES TREAS BILLS ZERO CPN 09/1 | 2025-06-25 | 2025-07-08 | $86,578 | $86,438 | $140 | $140 |
| 2000. ARCH CAP GROUP LTD DTD 06/30/2020 3.635% | 2024-10-04 | 2025-07-10 | $1,452 | $1,536 | -$84 | -$84 |
| 314. FIRST TRUST ENHANCED SHORT MATURITY ETF | 2024-03-15 | 2025-07-11 | $18,803 | $18,766 | $37 | $37 |
| 363. FIRST TRUST ENHANCED SHORT MATURITY ETF | 2024-03-14 | 2025-07-14 | $21,738 | $21,693 | $45 | $45 |
| 11. NUVEEN AMT-FREE MUNICIPAL INCOME FD (CLO | 2024-07-18 | 2025-07-14 | $121 | $123 | -$2 | -$2 |
| 3000. EDISON INTERNATIONAL SER A PFD @ 5.375% | 2023-05-24 | 2025-07-15 | $2,794 | $2,636 | $158 | $158 |
| 6000. EDISON INTERNATIONAL SER A PFD @ 5.375% | 2023-05-24 | 2025-07-28 | $5,595 | $5,271 | $324 | $324 |
| .07 7% 11/01/2025 | 2020-11-19 | 2025-07-28 | ||||
| 5000. EDISON INTERNATIONAL SER A PFD @ 5.375% | 2023-05-24 | 2025-07-30 | $4,665 | $4,393 | $272 | $272 |
| 1000. EDISON INTERNATIONAL SER A PFD @ 5.375% | 2023-05-24 | 2025-07-31 | $952 | $879 | $73 | $73 |
| 1000. EDISON INTERNATIONAL SER A PFD @ 5.375% | 2023-05-24 | 2025-07-31 | $954 | $879 | $75 | $75 |
| 10000. EDISON INTERNATIONAL SER A PFD @ 5.375% | 2023-05-24 | 2025-07-31 | $9,500 | $8,785 | $715 | $715 |
| 51000. UNITED STATES TREAS BILLS ZERO CPN 08/2 | 2025-07-16 | 2025-08-04 | $50,873 | $50,701 | $172 | $172 |
| 32000. UNITED STATES TREAS BILLS ZERO CPN 08/2 | 2025-06-26 | 2025-08-05 | $31,924 | $31,781 | $143 | $143 |
| 194. FIRST TRUST ENHANCED SHORT MATURITY ETF | 2024-03-14 | 2025-08-06 | $11,622 | $11,593 | $29 | $29 |
| 134. FIRST TRUST ENHANCED SHORT MATURITY ETF | 2024-03-13 | 2025-08-06 | $8,027 | $8,007 | $20 | $20 |
| 218000. UNITED STATES TREAS BILLS ZERO CPN 08/0 | 2025-06-24 | 2025-08-07 | $216,876 | $216,876 | ||
| 196. FIRST TRUST ENHANCED SHORT MATURITY ETF | 2024-03-13 | 2025-08-11 | $11,745 | $11,711 | $34 | $34 |
| 177. FIRST TRUST ENHANCED SHORT MATURITY ETF | 2024-03-13 | 2025-08-11 | $10,607 | $10,576 | $31 | $31 |
| 148. ISHARES CORE RUSSELL U.S. GROWTH ETF | 2025-06-20 | 2025-08-11 | $23,172 | $20,499 | $2,673 | $2,673 |
| 2407. ISHARES CORE RUSSELL U.S. GROWTH ETF | 2023-05-17 | 2025-08-11 | $376,864 | $218,289 | $158,575 | $158,575 |
| 15. FIRST TRUST ENHANCED SHORT MATURITY ETF | 2024-03-13 | 2025-08-12 | $899 | $896 | $3 | $3 |
| 43. NUVEEN AMT-FREE MUNICIPAL INCOME FD (CLO | 2024-07-18 | 2025-08-14 | $472 | $478 | -$6 | -$6 |
| 345000. UNITED STATES TREAS BILLS ZERO CPN 09/1 | 2025-06-25 | 2025-08-19 | $341,164 | $341,164 | ||
| .06 7% 11/01/2025 | 2020-11-19 | 2025-08-26 | ||||
| 309000. UNITED STATES TREAS BILLS ZERO CPN 08/2 | 2025-08-20 | 2025-08-26 | $307,945 | $307,945 | ||
| 1000. BP CAPITAL MARKETS PLC DTD 06/22/2020 4. | 2025-08-12 | 2025-08-27 | $991 | $989 | $2 | $2 |
| 5000. BP CAPITAL MARKETS PLC DTD 06/22/2020 4. | 2023-12-18 | 2025-08-27 | $4,955 | $4,663 | $292 | $292 |
| 240. NUVEEN AMT-FREE MUNICIPAL INCOME FD (CLO | 2024-07-22 | 2025-09-05 | $2,645 | $2,646 | -$1 | -$1 |
| 35000. UNITED STATES TREAS BILLS ZERO CPN 12/3 | 2025-09-02 | 2025-09-16 | $34,610 | $34,537 | $73 | $73 |
| 23000. UNITED STATES TREAS BILLS ZERO CPN 12/3 | 2025-08-27 | 2025-09-17 | $22,747 | $22,694 | $53 | $53 |
| 3000. SOUTHERN CO SER 2025B NOTE 6.375% 03/15/ | 2025-02-25 | 2025-09-18 | $3,218 | $3,011 | $207 | $207 |
| 40000. UNITED STATES TREAS BILLS ZERO CPN 12/2 | 2025-08-20 | 2025-09-18 | $39,590 | $39,465 | $125 | $125 |
| 16000. BANK OF NEW YORK MELLON CORP DTD 05/19/2 | 2023-10-24 | 2025-09-22 | $16,000 | $15,560 | $440 | $440 |
| 15000. SEMPRA ENERGY DTD 06/19/2020 4.875% | 2023-05-26 | 2025-09-22 | $15,000 | $14,295 | $705 | $705 |
| 44000. UNITED STATES TREAS BILLS ZERO CPN 12/2 | 2025-08-20 | 2025-09-22 | $43,572 | $43,411 | $161 | $161 |
| 13000. UNITED STATES TREAS BILLS ZERO CPN 12/3 | 2025-09-18 | 2025-09-23 | $12,865 | $12,842 | $23 | $23 |
| 45000. UNITED STATES TREAS BILLS ZERO CPN 12/2 | 2025-08-20 | 2025-09-24 | $44,571 | $44,398 | $173 | $173 |
| .03 7% 11/01/2025 | 2020-11-19 | 2025-09-26 | ||||
| 3. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2025-10-07 | $75 | $61 | $14 | $14 |
| 1. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2025-10-08 | $25 | $20 | $5 | $5 |
| 2. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2025-10-08 | $50 | $41 | $9 | $9 |
| 3. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2025-10-09 | $75 | $61 | $14 | $14 |
| 6. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2025-10-10 | $149 | $122 | $27 | $27 |
| 501. ISHARES ISAHRES PFD & INCOME SEC ETF | 2025-09-03 | 2025-10-10 | $15,615 | $15,723 | -$108 | -$108 |
| 167. ISHARES ISAHRES PFD & INCOME SEC ETF | 2025-07-10 | 2025-10-10 | $5,237 | $5,238 | -$1 | -$1 |
| 4. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2025-10-13 | $100 | $81 | $19 | $19 |
| 116000. SEMPRA ENERGY DTD 06/19/2020 4.875% | 2023-05-31 | 2025-10-15 | $116,000 | $110,508 | $5,492 | $5,492 |
| 124. ISHARES ISAHRES PFD & INCOME SEC ETF | 2025-07-10 | 2025-10-16 | $3,890 | $3,885 | $5 | $5 |
| 11. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2025-10-17 | $274 | $224 | $50 | $50 |
| 22. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2025-10-21 | $548 | $447 | $101 | $101 |
| 3000. ALLY FIN INC NOTE CALL DTD 06/02/2021 4. | 2023-05-24 | 2025-10-22 | $2,775 | $1,953 | $822 | $822 |
| 91000. BANK OF AMERICA CORP SER N MTN DTD 10/21/2020 1.197% 10/24/2026 | 2024-10-31 | 2025-10-24 | $91,000 | $87,806 | $3,194 | $3,194 |
| 13000. BANK OF AMERICA CORP SER N MTN DTD 10/21/2020 1.197% 10/24/2026 | 2024-09-16 | 2025-10-24 | $13,000 | $12,531 | $469 | $469 |
| .02 7% 11/01/2025 | 2020-11-19 | 2025-10-28 | ||||
| 1565. ISHARES CORE MSCI EAFE (MKT) | 2025-06-20 | 2025-11-03 | $137,978 | $126,156 | $11,822 | $11,822 |
| 2675. ISHARES CORE MSCI EAFE (MKT) | 2023-05-17 | 2025-11-03 | $235,841 | $183,332 | $52,509 | $52,509 |
| 499. ISHARES CORE MSCI EMERGING MARKET (MKT) | 2025-06-20 | 2025-11-03 | $34,306 | $28,917 | $5,389 | $5,389 |
| 5000. ISHARES CORE MSCI EMERGING MARKET (MKT) | 2023-12-27 | 2025-11-03 | $343,752 | $244,080 | $99,672 | $99,672 |
| 192. ISHARES ISAHRES PFD & INCOME SEC ETF | 2025-10-24 | 2025-11-18 | $5,881 | $6,061 | -$180 | -$180 |
| 21. ISHARES ISAHRES PFD & INCOME SEC ETF | 2025-07-10 | 2025-11-18 | $643 | $658 | -$15 | -$15 |
| 142. ISHARES ISAHRES PFD & INCOME SEC ETF | 2025-07-11 | 2025-11-18 | $4,350 | $4,445 | -$95 | -$95 |
| 52.99492 ISHARES 0-5 YEAR HIGH YIELD CORP BD | 2025-09-22 | 2025-11-18 | $2,260 | $2,299 | -$39 | -$39 |
| 75.00508 ISHARES 0-5 YEAR HIGH YIELD CORP BD | 2025-09-22 | 2025-11-18 | $3,199 | $3,254 | -$55 | -$55 |
| 84. ISHARES 0-5 YEAR HIGH YIELD CORP BD | 2025-09-22 | 2025-11-18 | $3,581 | $3,645 | -$64 | -$64 |
| 73. ISHARES 0-5 YEAR HIGH YIELD CORP BD | 2025-09-22 | 2025-11-18 | $3,112 | $3,166 | -$54 | -$54 |
| 73. ISHARES 0-5 YEAR HIGH YIELD CORP BD | 2025-09-22 | 2025-11-18 | $3,111 | $3,166 | -$55 | -$55 |
| 73. ISHARES 0-5 YEAR HIGH YIELD CORP BD | 2025-09-22 | 2025-11-18 | $3,111 | $3,166 | -$55 | -$55 |
| 270.9935 ISHARES 0-5 YEAR HIGH YIELD CORP BD | 2025-09-22 | 2025-11-18 | $11,547 | $11,752 | -$205 | -$205 |
| 93.0065 ISHARES 0-5 YEAR HIGH YIELD CORP BD | 2025-09-22 | 2025-11-18 | $3,963 | $4,033 | -$70 | -$70 |
| 34. ISHARES ISAHRES PFD & INCOME SEC ETF | 2025-07-11 | 2025-11-19 | $1,040 | $1,063 | -$23 | -$23 |
| 3. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2025-11-20 | $75 | $61 | $14 | $14 |
| 67. ISHARES ISAHRES PFD & INCOME SEC ETF | 2025-07-11 | 2025-11-20 | $2,051 | $2,094 | -$43 | -$43 |
| 154. ISHARES 0-5 YEAR HIGH YIELD CORP BD | 2025-09-22 | 2025-11-20 | $6,590 | $6,678 | -$88 | -$88 |
| 6000. VERIZON COMMUNICATIONS INC NOTE CALL MAKE WHOLE 6% 11/30/2065 | 2025-11-12 | 2025-11-24 | $6,023 | $6,056 | -$33 | -$33 |
| 10000. VERIZON COMMUNICATIONS INC NOTE CALL MAKE WHOLE 6% 11/30/2065 | 2025-11-12 | 2025-11-24 | $10,029 | $10,025 | $4 | $4 |
| 7. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2025-11-25 | $174 | $142 | $32 | $32 |
| 344000. UNITED STATES TREAS BILLS ZERO CPN 12/3 | 2025-11-21 | 2025-11-25 | $342,750 | $340,226 | $2,524 | $2,524 |
| 7. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2025-11-26 | $174 | $142 | $32 | $32 |
| 2000. UNITED STATES TREAS BILLS ZERO CPN 12/3 | 2025-08-27 | 2025-11-26 | $1,993 | $1,973 | $20 | $20 |
| 9. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2025-12-01 | $224 | $183 | $41 | $41 |
| 18. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2025-12-02 | $448 | $366 | $82 | $82 |
| 9. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2025-12-03 | $224 | $183 | $41 | $41 |
| 1000. UNITED STATES TREAS BILLS ZERO CPN 12/2 | 2025-08-20 | 2025-12-03 | $998 | $987 | $11 | $11 |
| 176000. UNITED STATES TREAS BILLS ZERO CPN 12/2 | 2025-08-20 | 2025-12-03 | $175,656 | $173,644 | $2,012 | $2,012 |
| 2000. ORACLE CORP DTD 04/01/2020 3.85% 04/01/2 | 2025-04-09 | 2025-12-04 | $1,280 | $1,276 | $4 | $4 |
| 30000. ORACLE CORP DTD 04/01/2020 3.85% 04/01/2 | 2024-10-04 | 2025-12-04 | $19,201 | $20,339 | -$1,138 | -$1,138 |
| 6. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2025-12-05 | $149 | $122 | $27 | $27 |
| 2. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2025-12-05 | $50 | $41 | $9 | $9 |
| 45. NUVEEN QUALITY MUNI INCOME FUND | 2024-12-17 | 2025-12-05 | $548 | $512 | $36 | $36 |
| 69. NUVEEN QUALITY MUNI INCOME FUND | 2024-07-25 | 2025-12-05 | $840 | $785 | $55 | $55 |
| 7. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2025-12-08 | $174 | $142 | $32 | $32 |
| 21. NUVEEN QUALITY MUNI INCOME FUND | 2024-07-19 | 2025-12-08 | $255 | $239 | $16 | $16 |
| 15. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2025-12-09 | $374 | $305 | $69 | $69 |
| 36. NUVEEN QUALITY MUNI INCOME FUND | 2024-12-31 | 2025-12-09 | $437 | $408 | $29 | $29 |
| 39. NUVEEN QUALITY MUNI INCOME FUND | 2024-07-19 | 2025-12-09 | $473 | $443 | $30 | $30 |
| 7000. UNITED STATES TREAS BILLS ZERO CPN 03/3 | 2025-11-26 | 2025-12-09 | $6,922 | $6,913 | $9 | $9 |
| 59. NUVEEN QUALITY MUNI INCOME FUND | 2024-12-31 | 2025-12-11 | $716 | $669 | $47 | $47 |
| 9000. ORACLE CORP DTD 04/01/2020 3.85% 04/01/2 | 2023-10-23 | 2025-12-12 | $5,516 | $5,535 | -$19 | -$19 |
| 20000. UNITED STATES TREAS BILLS ZERO CPN 03/3 | 2025-11-26 | 2025-12-12 | $19,792 | $19,753 | $39 | $39 |
| 18. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2025-12-15 | $450 | $366 | $84 | $84 |
| 29000. UNITED STATES TREAS BILLS ZERO CPN 03/3 | 2025-11-26 | 2025-12-15 | $28,701 | $28,641 | $60 | $60 |
| 3081. ISHARES ISAHRES PFD & INCOME SEC ETF | 2025-08-01 | 2025-12-16 | $95,649 | $95,510 | $139 | $139 |
| 3000. UNITED STATES TREAS BILLS ZERO CPN 03/3 | 2025-11-26 | 2025-12-16 | $2,969 | $2,963 | $6 | $6 |
| 16. ISHARES ISAHRES PFD & INCOME SEC ETF | 2025-07-11 | 2025-12-17 | $497 | $500 | -$3 | -$3 |
| 6. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2025-12-18 | $151 | $122 | $29 | $29 |
| 89. NUVEEN QUALITY MUNI INCOME FUND | 2024-12-31 | 2025-12-18 | $1,073 | $1,005 | $68 | $68 |
| 33000. U S TREASURY SER BOND 4.15% 08/15/2053 | 2025-08-21 | 2025-12-18 | $29,525 | $29,417 | $108 | $108 |
| 410200. U S TREASURY SER BOND 4.15% 08/15/2053 | 2024-06-06 | 2025-12-18 | $367,001 | $392,974 | -$25,973 | -$25,973 |
| 26. NUVEEN QUALITY MUNI INCOME FUND | 2024-12-27 | 2025-12-19 | $313 | $290 | $23 | $23 |
| 7. NUVEEN QUALITY MUNI INCOME FUND | 2023-05-24 | 2025-12-19 | $84 | $74 | $10 | $10 |
| 13. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2025-12-22 | $326 | $264 | $62 | $62 |
| 12. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2025-12-29 | $301 | $244 | $57 | $57 |
| 10. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2025-12-30 | $251 | $203 | $48 | $48 |
| 61. NUVEEN QUALITY MUNI INCOME FUND | 2023-05-24 | 2025-12-30 | $736 | $645 | $91 | $91 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $420,578 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $19,969 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $19,969 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $19,969 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $16,148 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $16,148 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $101 | EsPenaltyAmt |
| Tax Due | $3,922 | TaxDueAmt |
| Applied To ES Tax | $0 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NC | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ARDEN TRUST COMPANY | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 6142491948 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2751 CENTERVILLE RD STE 200 | AddressLine1Txt |
| City | WILMINGTON | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 19808 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | Yes (true) | BusinessHoldingsInd |
| Excess Business Holdings | false | ExcessBusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (8 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt |
|---|---|---|---|---|---|---|
| CRYSTAL THOMANN | ||||||
| 310 ARLINGTON AVE 331 | CHARLOTTE | NC | 28203 | EXECUTIVE DIRECTOR | 30 | $32,682 |
| THOMAS W GLENN | ||||||
| 310 ARLINGTON AVE 331 | CHARLOTTE | NC | 28203 | SECRETARY | 15 | $10,570 |
| QUINCY F WHITE | ||||||
| 310 ARLINGTON AVE 331 | CHARLOTTE | NC | 28203 | CHAIRMAN | 15 | $21,140 |
| MARY LANCE SISK MCGINN | ||||||
| 310 ARLINGTON AVE 331 | CHARLOTTE | NC | 28203 | VICE-CHAIRMAN | 15 | $10,570 |
| ARDEN TRUST COMPANY | ||||||
| 2751 CENTERVILLE DRIVE SUITE 200 | WILMINGTON | DE | 19808 | TRUSTEE | 1 | $68,278 |
| EDWARD G MCGOOGAN JR | ||||||
| 1700 MARYLAND AVE | CHARLOTTE | NC | 28209 | TREASURER | 15 | $10,570 |
| DIANA H MAY | ||||||
| 8539 DICKSBILL DR | CHARLOTTE | NC | 28277 | DIRECTOR | 15 | $10,570 |
| JANICE BEATTY-HENDLEY | ||||||
| 1016 FAIRWAY DRIVE | KANNAPOLIS | NC | 28081 | DIRECTOR | 15 | $10,570 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ARDEN TRUST COMPANY | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2711 CENTERVILLE ROAD STE 200 | AddressLine1Txt |
| City | WILMINGTON | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 19808 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT ADVISOR | ServiceTypeTxt |
| Compensation | $162,634 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $45,596,667 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,950,203 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $584,200 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $48,131,070 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $48,131,070 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $721,966 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $47,409,104 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $2,370,455 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $2,370,455 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $19,969 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $19,969 | TotalTaxAmt |
| Distributable Before Adj | $2,350,486 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $2,350,486 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $2,350,486 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $2,025,448 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $2,025,448 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $2,350,486 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $1,789,611 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $0 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $0 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $0 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $0 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $0 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $2,025,448 | QualifyingDistributionsAmt |
| Applied To Year1 | $1,789,611 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $235,837 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $2,114,649 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $0 | ExcessFromYear4Amt |
| Excess From Year3 | $0 | ExcessFromYear3Amt |
| Excess From Year2 | $0 | ExcessFromYear2Amt |
| Excess From Year1 | $0 | ExcessFromYear1Amt |
| Excess From Current Year | $0 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | NONE | ContributingManagerNm |
| Shareholder Manager | NONE | ShareholderManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (51 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusCd | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Business Name Line2RecipientBusinessName/BusinessNameLine2Txt |
|---|---|---|---|---|---|---|---|---|
| ALLEGRO FOUNDATION | ||||||||
| 4119 ARDMORE ROAD | CHARLOTTE | NC | 28209 | NONE | PC | UNRESTRICTED GENERAL | $10,000 | |
| LIFE Skills Foundation | ||||||||
| PO BOX 51129 | DURHAM | NC | 27717 | NONE | PC | UNRESTRICTED GENERAL | $25,000 | |
| BARRIER ISLANDS FREE MEDICAL CLINIC | ||||||||
| 3226 MAYBANK HWY BLDG C | JOHNS ISLAND | SC | 29455 | NONE | PC | UNRESTRICTED GENERAL | $30,000 | |
| DILWORTH SOUP KITCHEN & FOOD PANTRY | ||||||||
| 1200 EAST BLVD | CHARLOTTE | NC | 28203 | NONE | PC | SUPPORT | $7,500 | ATTN MR THOMAS M FEDELL |
| The Singer Family Charity Fund - DAFGivi | ||||||||
| 9800 SCHWAB WAY | LONE TREE | CO | 80124 | NONE | PC | UNRESTRICTED GENERAL | $25,000 | |
| CHARLOTTE PREPARATORY SCHOOL | ||||||||
| 212 BOYCE RD | CHARLOTTE | NC | 28211 | NONE | PC | SUPPORT | $25,000 | ATTN MRS HEIDI M KELLEY |
| Haywood Street Congregation | ||||||||
| PO BOX 2982 | ASHEVILLE | NC | 28802 | NONE | PC | UNRESTRICTED GENERAL | $100,000 | |
| CHARLOTTE MECKLENBURG LIBRARY | ||||||||
| 300 EAST SEVENTH STREET | CHARLOTTE | NC | 28202 | NONE | PC | UNRESTRICTED GENERAL | $100,000 | |
| HOPEWAY FOUNDATION | ||||||||
| 6801 FAIRVIEW ROAD STE D | CHARLOTTE | NC | 28210 | NONE | PC | UNRESTRICTED GENERAL | $100,000 | |
| Carteret Community College Fdn | ||||||||
| 3505 ARENDELL STREET | MOREHEAD CITY | NC | 28557 | NONE | PC | UNRESTRICTED GENERAL | $50,000 | |
| United Way of Greater Charlotte | ||||||||
| 501 E 5TH STREET SUITE 350 | CHARLOTTE | NC | 28202 | NONE | PC | UNRESTRICTED GENERAL | $30,000 | |
| Metrolina Assn for the Blind | ||||||||
| 704 LOUISE AVE | CHARLOTTE | NC | 28204 | NONE | PC | UNRESTRICTED GENERAL | $30,000 | |
| YWCA Central Carolinas | ||||||||
| 3420 PARK RD | CHARLOTTE | NC | 28209 | NONE | PC | UNRESTRICTED GENERAL | $25,000 | |
| Fletcher Hospital Inc | ||||||||
| 100 HOSPITAL DRIVE | HENDERSONVILLE | NC | 28792 | NONE | PC | UNRESTRICTED GENERAL | $25,000 | |
| CROSSNORE COMMUNITIES FOR CHILDREN | ||||||||
| PO BOX 249 | CROSSNORE | NC | 28616 | NONE | PC | UNRESTRICTED GENERAL | $200,000 | |
| Boys & Girls Club of Cabarrus County | ||||||||
| 247 SPRING ST NW | CONCORD | NC | 28026 | NONE | PC | UNRESTRICTED GENERAL | $25,000 | |
| CARE RING | ||||||||
| 601 E 5TH ST SUITE 140 | CHARLOTTE | NC | 28202 | NONE | PC | UNRESTRICTED GENERAL | $25,000 | |
| Parkway Playhouse | ||||||||
| 202 GREEN MOUNTAIN DRIVE | BURNSVILLE | NC | 28714 | NONE | PC | UNRESTRICTED GENERAL | $10,000 | |
| SPECIAL OLYMPICS OF NORTH CAROLINA | ||||||||
| 2200 GATEWAY CENTRE BLVD | MORRISVILLE | NC | 27560 | NONE | PC | SUPPORT | $15,000 | |
| KINDER-MOURN INC | ||||||||
| 1320 HARDING PLACE | CHARLOTTE | NC | 282042922 | NONE | PC | UNRESTRICTED GENERAL | $20,000 | |
| THE SHEPHERD'S CENTER | ||||||||
| 3115 PROVIDENCE ROAD | CHARLOTTE | NC | 28211 | NONE | PC | UNRESTRICTED GENERAL | $15,000 | |
| Second Harvest Food Bank | ||||||||
| 500 NB SPRATT STREET STE B | CHARLOTTE | NC | 28206 | NONE | PC | UNRESTRICTED GENERAL | $25,000 | |
| HABITAT FOR HUMANITY | ||||||||
| PO BOX 220287 | CHARLOTTE | NC | 28222 | NONE | PC | GENERAL SUPPORT | $50,000 | OF THE CHARLOTTE REGION |
| LOAVES AND FISHESFRIENDSHIP TRAYS | ||||||||
| 901 CARRIER DR | CHARLOTTE | NC | 28216 | NONE | PC | SUPPORT | $20,000 | ATTN MRS BETH PARKS |
| MAKE A WISH CENTRAL AND WESTERN | ||||||||
| 6324 FAIRVIEW RD 500 | CHARLOTTE | NC | 28210 | NONE | PC | UNRESTRICTED GENERAL | $36,000 | NORTH CAROLINA |
| Historic Rosedale Foundation | ||||||||
| PO BOX 790004 | CHARLOTTE | NC | 28206 | NONE | PC | UNRESTRICTED GENERAL | $17,650 | |
| OUTREACH MISSION INC | ||||||||
| 705 CHATHAM STREET | SANFORD | NC | 27330 | NONE | PC | SUPPORT | $50,000 | |
| GREATER MATTHEWS HABITAT FOR HUMANITY | ||||||||
| PO BOX 2008 | MATTHEWS | NC | 28106 | NONE | PC | GENERAL OPERATING | $20,000 | |
| Chatham Outreach Alliance | ||||||||
| PO BOX 1326 | PITTSBORO | NC | 27312 | NONE | PC | UNRESTRICTED GENERAL | $20,000 | |
| Murphy Medical Center Inc dba Erlanger W | ||||||||
| 3990 E US HWY 64 ALT | MURPHY | NC | 28906 | NONE | PC | UNRESTRICTED GENERAL | $25,000 | |
| Dress for Success Charlotte | ||||||||
| 500 CLANTON RD SUITE A | CHARLOTTE | NC | 28217 | NONE | PC | UNRESTRICTED GENERAL | $10,000 | |
| CHARLOTTE SYMPHONY ORCHESTRA SOCIETY | ||||||||
| 128 S TRYON ST STE 350 | CHARLOTTE | NC | 28202 | NONE | PC | SUPPORT | $25,000 | ATTN MS MANDY VOLLRATH |
| GOOD FELLOWS CLUB | ||||||||
| 700 PARKWOOD AVE | CHARLOTTE | NC | 28205 | NONE | PC | SUPPORT | $10,000 | ATTN MRS MARGARET |
| Meals on Wheels of Greenville | ||||||||
| 15 OREGON STREET | GREENVILLE | SC | 29605 | NONE | PC | UNRESTRICTED GENERAL | $25,000 | |
| Make-a-Wish Foundation of SC | ||||||||
| 225 S PLEASANTBURG DR SUITE C17 | GREENVILLE | SC | 29607 | NONE | PC | UNRESTRICTED GENERAL | $15,000 | |
| Second Helpings | ||||||||
| 11 MARINA SIDE DRIVE SUITE A | HILTON HEAD ISLAND | SC | 29928 | NONE | PC | UNRESTRICTED GENERAL | $10,000 | |
| FRIENDS OF COASTAL SOUTH CAROLINA | ||||||||
| PO BOX 1131 | MT PLEASANT | SC | 29465 | NONE | PC | UNRESTRICTED GENERAL | $110,000 | |
| HOPE HAVEN INC | ||||||||
| 3815 N TRYON STREET | CHARLOTTE | NC | 28206 | NONE | PC | UNRESTRICTED GENERAL | $25,000 | |
| Presbyterian Hospital Foundation | ||||||||
| 2085 FRONTIS PLAZA BLVD | WINSTONSALEM | NC | 27103 | NONE | PC | UNRESTRICTED GENERAL | $51,990 | |
| MAYLAND COMMUNITY COLLEGE FDN | ||||||||
| 200 MAYLAND DR | SPRUCE PINE | NC | 28777 | NONE | PC | SUPPORT | $9,237 | ATTN MRS KELLY SMITH |
| Habitat for Humanity of Catawba Valley | ||||||||
| 102 3RD AVE NE | HICKORY | NC | 28601 | NONE | PC | UNRESTRICTED GENERAL | $15,000 | |
| Scotland Memorial Foundation | ||||||||
| 500 LAUCHWOOD DRIVE | LAURINBURG | NC | 28352 | NONE | PC | UNRESTRICTED GENERAL | $25,000 | |
| Onslow Memorial Hospital Foundation | ||||||||
| 241 NEW RIVER DRIVE | JACKSONVILLE | NC | 28540 | NONE | SO-DP | UNRESTRICTED GENERAL | $20,000 | |
| Catawba Lands Conservancy & Carolina Thr | ||||||||
| 2400 PARK RD STE 1 | CHARLOTTE | NC | 28203 | NONE | PC | UNRESTRICTED GENERAL | $100,000 | |
| NC School for the Deaf at Morganton Fdn | ||||||||
| PO BOX 1397 | MORGANTON | NC | 28680 | NONE | PC | UNRESTRICTED GENERAL | $45,000 | |
| SUPPORTIVE HOUSING COMMUNITIES | ||||||||
| 601 E 5TH STREET SUITE 255 | CHARLOTTE | NC | 28202 | NONE | PC | UNRESTRICTED GENERAL | $25,000 | |
| The Open Door House | ||||||||
| 6129 CREEKVIEW CT | HARRISBURG | NC | 28075 | NONE | PC | UNRESTRICTED GENERAL | $25,000 | |
| BEE MIGHTY | ||||||||
| 338 S SHARON AMITY ROAD 515 | CHARLOTTE | NC | 282112806 | NONE | PC | UNRESTRICTED GENERAL | $15,000 | |
| Project Outpour | ||||||||
| 1800 CAMDEN RD SUITE 107-143 | CHARLOTTE | NC | 28203 | NONE | PC | UNRESTRICTED GENERAL | $25,000 | |
| Foster Village Charlotte | ||||||||
| 4915 MONROE RD | CHARLOTTE | NC | 28205 | NONE | PC | UNRESTRICTED GENERAL | $7,500 | |
| CHARMECK FAMILY JUSTICE CENTER INC | ||||||||
| 601 E 5TH ST STE 400 | CHARLOTTE | NC | 28202 | NONE | PC | SUPPORT | $100,000 | THE UMBRELLA CENTER |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,849,877 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,334,230 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Income | OtherInvestmentIncomeGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $420,578 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | FEDERAL TAX REFUND | Desc |
| Exclusion | 1 | ExclusionCd |
| Exclusion | $20,666 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $1,775,474 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,775,474 | TotalIncomeProducingActyAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Rln Of Acty To Accom Of Exmpt Prps | RlnOfActyToAccomOfExmptPrpsGrp |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | TAX PREPARATION FEE (NON-ALLOC | CategoryTxt |
| Amt | $1,500 | Amt |
| Disbursements Charitable Prps | $1,500 | DisbursementsCharitablePrpsAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (92 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 00123Q872 AGNC INVT CORP COM 6 | |||
| 02005NBM1 ALLY FIN INC DTD 04/ | |||
| 02005NBN9 ALLY FIN INC DTD 06/ | |||
| 025537AP6 AMERICAN ELECTRIC PO | |||
| 025816CH0 AMERICAN EXPRESS CO | |||
| 03027XBK5 AMERICAN TOWER CORP | |||
| 035710847 ANNALY CAPITAL MANAG | |||
| 03939AAA5 ARCH CAP GROUP LTD D | |||
| 04686JAD3 ATHENE HOLDING LTD D | |||
| 05565QDV7 BP CAPITAL MARKETS P | |||
| 060505EH3 BANK OF AMERICA CORP | |||
| 06051GJG5 BANK OF AMERICA CORP | |||
| 064058AH3 BANK OF NEW YORK MEL | |||
| 084659BC4 BERKSHIRE HATHAWAY E | |||
| 09062XAG8 BIOGEN INC DTD 04/30 | |||
| 09249W101 BLACKROCK LTD DURATI | |||
| 09253N104 BLACKROCK MUNIHOLDIN | |||
| 09253R105 BLACKROCK MUNIVEST F | |||
| 09254E103 BLACKROCK MUNIYIELD | |||
| 09255P107 BLACKROCK CORPORATE | |||
| 097023CQ6 BOEING CO DTD 07/31/ | |||
| 10373QBS8 BP CAP MARKETS AMERI | |||
| 11271LAK8 BROOKFIELD FIN INC 6 | |||
| 161175BZ6 CHARTER COMMUNICATIO | |||
| 172967MG3 CITIGROUP INC DTD 09 | |||
| 172967MU2 CITIGROUP INC DTD 12 | |||
| 174610AU9 CITIZENS FINL GROUP | |||
| 26441CBM6 DUKE ENERGY CORP NEW | |||
| 27827X101 EATON VANCE MUNICIPA | |||
| 281020AS6 EDISON INTERNATIONAL | |||
| 29250NBK0 ENBRIDGE INC MTN CDS | |||
| 29250NBT1 ENBRIDGE INC SER 20 | |||
| 29273RBA6 ENERGY TRANSFER PART | |||
| 29364W108 ENTERGY LOUISIANA LL | |||
| 31374FWY1 UNIFORM MBS POOL #31 | |||
| 33738E109 FIRST TR HIGH INCOME | |||
| 38141GYC2 GOLDMAN SACHS GROUP | |||
| 46131J103 INVESCO VAN KAMPEN M | |||
| 46131M106 INVESCO VK TR INV GR | |||
| 46132C107 INVESCO MUNICIPAL OP | |||
| 464287226 ISHARES CORE U.S. AG | |||
| 464287507 ISHARES CORE S& P MI | |||
| 464287663 ISHARES CORE S& P U. | |||
| 464287671 ISHARES CORE S& P U. | |||
| 464287804 ISHARES CORE S& P SM | |||
| 46431W507 ISHARES SHORT MATURI | |||
| 46432F842 ISHARES CORE MSCI EA | |||
| 46434G103 ISHARES CORE MSCI EM | |||
| 46434V100 ISHARES 0-5 YEAR INV | |||
| 46434V407 ISHARES 0-5 YEAR HIG | |||
| 46641Q837 JPMORGAN ULTRA-SHORT | |||
| 46647PAH9 JPMORGAN CHASE & CO. | |||
| 49456BAS0 KINDER MORGAN INC DT | |||
| 50249AAJ2 LYB INTERNATIONAL FI | |||
| 534187885 LINCOLN NATIONAL COR | |||
| 534187BR9 LINCOLN NATIONAL COR | |||
| 55616XAJ6 MACYS RETAIL HLDGS L | |||
| 595112BU6 MICRON TECHNOLOGY IN | |||
| 61747YEF8 MORGAN STANLEY DTD 0 | |||
| 63111XAB7 NASDAQ INC NOTE CALL | |||
| 65339KBL3 NEXTERA ENERGY CAP H | |||
| 670657105 NUVEEN INSD TAX FREE | |||
| 67066V101 NUVEEN QUALITY MUNIC | |||
| 68389XBW4 ORACLE CORP DTD 04/0 | |||
| 68389XBY0 ORACLE CORP DTD 04/0 | |||
| 694308JJ7 PACIFIC GAS & ELECTR | |||
| 72201R833 PIMCO SHRT MATURITY | |||
| 75513ECP4 RAYTHEON TECHNOLOGIE | |||
| 7591EPAR1 REGIONS FINANCIAL CO | |||
| 759351885 REINSURANCE GROUP OF | |||
| 808513BD6 CHARLES SCHWAB CORP | |||
| 816851BK4 SEMPRA ENERGY DTD 06 | |||
| 828807DH7 SIMON PROPERTY GROUP | |||
| 855244BA6 STARBUCKS CORP DTD 0 | |||
| 860630607 STIFEL FINANCIAL COR | |||
| 88339WAA4 WILLIAMS COS INC DTD | |||
| 88579YAW1 3M CO SER F MTN 3.1 | |||
| 90262Y505 UBS SELECT PRIME INS | |||
| 912796Z28 UNITED STATES TREAS | |||
| 912797FH5 U S TREAS BILLS ZERO | |||
| 912797GC5 U S TREAS BILLS ZERO | |||
| 912797HT7 UNITED STATES TREAS | |||
| 91913YBD1 VALERO ENERGY CORP N | |||
| 92206C870 VANGUARD INTERMEDIAT | |||
| 92343VFU3 VERIZON COMMUNICATIO | |||
| 92838X706 PFD @ 5.625% CUM A | |||
| 949746RG8 WELLS FARGO COMPANY | |||
| 94987B105 WELLS FARGO ADVANTAG | |||
| 95000U2H5 WELLS FARGO & CO SR | |||
| 95766K109 WESTERN ASSET HIGH I | |||
| 95768B107 WESTERN ASSET HIGH Y | |||
| SEE ATTACHED STATEMENT | AT COST | $37,403,527 | $47,883,188 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail (3 entries)
| DescDesc | AmtAmt |
|---|---|
| MUTUAL FUND TIMING | $328 |
| WASH SALES ADJUSTMENT | $441 |
| TREASURY BILLS INCOME ADDED | $1,893 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (7 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| REIMBURSEMENT FOR CELL PHONE | $600 | $0 | $600 |
| INSURANCE | $9,012 | $0 | $9,012 |
| OFFICE EXPENSES | $30,924 | $0 | $30,914 |
| REAL ESTATE EXPENSES | $5,892 | $0 | $5,892 |
| FOUNDANT TECHNOLOGY -GRANT MAK | $16,632 | $0 | $16,632 |
| KIM BRATTAIN MEDIA | $26,813 | $0 | $26,813 |
| LANCE EXHIBIT EXPENSES | $37,998 | $0 | $37,475 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | FEDERAL TAX REFUND | Desc |
| Revenue And Expenses Per Books | $20,666 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (3 entries)
| DescDesc | AmtAmt |
|---|---|
| RETURN OF CAPITAL | $2,233 |
| PURCHASE ACCRUED INTEREST | $1,471 |
| ACCRUED INTEREST POSTED IN ERROR | $2,959 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMNT MNGMNT FEES (NON-DED | CategoryTxt |
| Amt | $162,634 | Amt |
| Net Investment Income | $162,634 | NetInvestmentIncomeAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (5 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| REAL ESTATE TAX ON NON-RENTAL | $4,090 | $0 | $0 |
| FEDERAL TAX PAYMENT - PRIOR YE | $35,000 | $0 | $0 |
| FEDERAL ESTIMATES - PRINCIPAL | $10,308 | $0 | $0 |
| FOREIGN TAXES ON QUALIFIED FOR | $16,288 | $16,288 | $0 |
| FOREIGN TAXES ON NONQUALIFIED | $5,084 | $5,084 | $0 |
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