CARAMOOR CENTER FOR MUSIC & THE ARTS INC: Form 990, tax year 2010

View the entire original 990 at ProPublica ↗

Organization: CARAMOOR CENTER FOR MUSIC & THE ARTS INC (EIN 13-5643627)
Tax period: 2010-01-01 to 2010-12-31
Filed: 2011-11-11
IRS object ID: 201133159349303558
Schema version: 2010v3.4
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990
Schedule A
Schedule B
Schedule D
Schedule G
Schedule J
Schedule M
Schedule O

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2011-11-11T14:46:40-06:00	Timestamp
Tax Period End Date	2010-12-31	TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	O'CONNOR DAVIES MUNNS & DOBBINS LLP	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	500 MAMARONECK AVENUE	AddressLine1
City	HARRISON	City
State	NY	State
ZIP Code	105281633	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990	ReturnType
Tax Period Begin Date	2010-01-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	135643627	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	CARAMOOR CENTER FOR MUSIC & THE ARTS INC	BusinessNameLine1

Field	Value	IRS element (for citing)
Name Control	CARA	NameControl
Phone	9142328425	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	PO BOX 816	AddressLine1
City	KATONAH	City
State	NY	State
ZIP Code	10536	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	MICHAEL BARRETT	Name
Title	CHIEF EXECUTIVE OFFICER	Title
Phone	9142328425	Phone
Date Signed	2011-11-08	DateSigned
Authorize Third Party	1	AuthorizeThirdParty

Preparer Preparer

Field	Value	IRS element (for citing)
Name	GARRETT HIGGINS	Name
Phone	9143818900	Phone
Date Prepared	2011-11-08	DatePrepared

Field	Value	IRS element (for citing)
Tax Year	2010	TaxYear
Build TS	2016-03-07 17:11:31Z	BuildTS

Form 990 IRS990

Field	Value	IRS element (for citing)
Name Of Principal Officer Person	MICHAEL BARRETT	NameOfPrincipalOfficerPerson

Address Principal Officer US AddressPrincipalOfficerUS

Field	Value	IRS element (for citing)
Address Line1	PO BOX 816	AddressLine1
City	KATONAH	City
State	NY	State
ZIP Code	10536	ZIPCode

Field	Value	IRS element (for citing)
Gross Receipts	7175275	GrossReceipts
Group Return For Affiliates	0	GroupReturnForAffiliates
Organization501c3	X	Organization501c3
Web Site	WWW.CARAMOOR.ORG	WebSite
Type Of Organization Corporation	X	TypeOfOrganizationCorporation
Year Formation	1945	YearFormation
State Legal Domicile	NY	StateLegalDomicile
Activity Or Mission Description	SINCE 1946, CARAMOOR HAS PRESENTED MUSIC TO AUDIENCE MEMBERS FROM THROUGHOUT THE NEW YORK AND CONNECTICUT REGION. IN 2010, MORE THAN 32,000 PEOPLE VISITED OUR CAMPUS. AS A PERFORMING ARTS CENTER, CARAMOOR WORKS TO FULFILL ITS MISSION BY PRESENTING INNOVATIVE AND DIVERSE MUSICAL PERFORMANCES; MENTORING YOUNG PROFESSIONAL MUSICIANS; AND ENGAGING CHILDREN THROUGH INTERACTIVE, EDUCATIONAL EXPERIENCES. WITH ITS DEDICATED STAFF, TALENTED VISITING ARTISTS, AND 90-ACRE CAMPUS OF GARDENS AND HISTORIC ARCHITECTURE, CARAMOOR IS UNIQUELY PLACED TO DELIVER THESE CULTURAL ENRICHMENT OPPORTUNITIES TO CONCERT-GOERS, YOUNG MUSICIANS, AND SCHOOLCHILDREN.	ActivityOrMissionDescription
Nbr Voting Members Governing Body	31	NbrVotingMembersGoverningBody
Nbr Independent Voting Members	31	NbrIndependentVotingMembers
Total Nbr Employees	114	TotalNbrEmployees
Total Nbr Volunteers	180	TotalNbrVolunteers
Total Gross UBI	117054	TotalGrossUBI
Net Unrelated Business Txbl Income	-790	NetUnrelatedBusinessTxblIncome
Contributions Grants Prior Year	3824132	ContributionsGrantsPriorYear
Contributions Grants Current Year	2842451	ContributionsGrantsCurrentYear
Program Service Revenue Prior Year	1023835	ProgramServiceRevenuePriorYear
Program Service Revenue CY	1083476	ProgramServiceRevenueCY
Investment Income Prior Year	158548	InvestmentIncomePriorYear
Investment Income Current Year	265508	InvestmentIncomeCurrentYear
Other Revenue Prior Year	106908	OtherRevenuePriorYear
Other Revenue Current Year	4794	OtherRevenueCurrentYear
Total Revenue Prior Year	5113423	TotalRevenuePriorYear
Total Revenue Current Year	4196229	TotalRevenueCurrentYear
Grants And Similar Amnts Prior Year	0	GrantsAndSimilarAmntsPriorYear
Grants And Similar Amnts CY	0	GrantsAndSimilarAmntsCY
Benefits Paid To Members Prior Year	0	BenefitsPaidToMembersPriorYear
Benefits Paid To Members CY	0	BenefitsPaidToMembersCY
Salaries Etc Prior Year	2007776	SalariesEtcPriorYear
Salaries Etc Current Year	2006004	SalariesEtcCurrentYear
Total Prof Fundrsng Exp Prior Year	30000	TotalProfFundrsngExpPriorYear
Total Prof Fundrsng Exp CY	0	TotalProfFundrsngExpCY
Total Fundrsng Exp Current Year	654454	TotalFundrsngExpCurrentYear
Other Expense Prior Year	2999683	OtherExpensePriorYear
Other Expenses Current Year	3356533	OtherExpensesCurrentYear
Total Expenses Prior Year	5037459	TotalExpensesPriorYear
Total Expenses Current Year	5362537	TotalExpensesCurrentYear
Revenues Less Expenses Prior Year	75964	RevenuesLessExpensesPriorYear
Revenues Less Expenses CY	-1166308	RevenuesLessExpensesCY
Total Assets BOY	12940109	TotalAssetsBOY
Total Assets EOY	12332150	TotalAssetsEOY
Total Liabilities BOY	125649	TotalLiabilitiesBOY
Total Liabilities EOY	91963	TotalLiabilitiesEOY
Net Assets Or Fund Balances BOY	12814460	NetAssetsOrFundBalancesBOY
Net Assets Or Fund Balances EOY	12240187	NetAssetsOrFundBalancesEOY
Info In Schedule O Part III	X	InfoInScheduleOPartIII
Mission Description	CARAMOOR CENTER FOR MUSIC AND THE ARTS - A UNIQUE WESTCHESTER COUNTY SETTING OF ITALIANATE ARCHITECTURE AND GARDENS ENRICHES THE LIVES OF ITS AUDIENCES THROUGH INNOVATIVE AND DIVERSE MUSICAL PERFORMANCES OF THE HIGHEST QUALITY, MENTORS YOUNG PROFESSIONAL MUSICIANS, AND ENGAGES YOUNG CHILDREN THROUGH INTERACTIVE, EDUCATIONAL EXPERIENCES THAT DEEPEN THEIR RELATIONSHIP TO AND UNDERSTANDING OF MUSIC.	MissionDescription
Significant New Program Services	0	SignificantNewProgramServices
Significant Change	0	SignificantChange
Expense	2696322	Expense
Revenue	982859	Revenue
Description	MUSICAL PERFORMANCES - SEE SCHEDULE OIN 2010 CARAMOOR PRESENTED A TOTAL OF 59 SYMPHONIC AND CHAMBER PERFORMANCES THROUGHOUT THE YEAR TO 27,590 AUDIENCE MEMBERS IN VENUES THROUGHOUT OUR CAMPUS, INCLUDING THE 1,700-SEAT VENETIAN THEATER, THE 500-SEAT SPANISH COURTYARD, THE 200-SEAT MUSIC ROOM OF THE HISTORIC ROSEN HOUSE, THE SUNKEN GARDEN, TAPESTRY HEDGE, PICNIC LAWN, AND FRIENDS' FIELD. WHILE MAINTAINING OUR COMMITMENT TO THE CORE CLASSICAL REPERTOIRE, WE ALSO PRESENTED A WIDE ARRAY OF OTHER GENRES, INCLUDING JAZZ, LATIN AMERICAN MUSIC, AMERICAN ROOTS MUSIC, AND FAMILY CONCERTS.THE 65TH ANNUAL INTERNATIONAL MUSIC FESTIVAL, WHICH RAN FROM JUNE 26 TO AUGUST 8 AND INCLUDED 44 CONCERTS, WAS THE HIGHLIGHT OF OUR MUSICAL OFFERINGS. PIANIST MITSUKO UCHIDA OPENED THE FESTIVAL WITH THE ORCHESTRA OF ST. LUKE'S, IN RESIDENCE AT CARAMOOR SINCE 1979, UNDER THE BATON OF CARAMOOR'S MICHAEL BARRETT. ADDITIONAL PERFORMANCES INCLUDED EXTREME CHAMBER MUSIC FROM ETHEL, 2 FOOT YARD, AND CHRISTOPHER O'RILEY; VIOLINIST MIDORI IN RECITAL; VLADIMIR FELTSMAN AND THE ORCHESTRA OF ST. LUKE'S CELEBRATING THE 200TH ANNIVERSARY OF SCHUMANN; AND THE CARAMOOR VIRTUOSI PERFORMING WORKS BY SCHUBERT, SHOSTAKOVICH, AND BEETHOVEN; AMONG OTHERS. WE ALSO PRESENTED TWO OPERAS, BELLINI'S NORMA AND DONIZETTI'S MARIA DI ROHAN, TO GREAT CRITICAL AND POPULAR ACCLAIM.WE STRENGTHENED OUR COMMITMENT TO SERVING FAMILIES WITH CHILDREN WITH DANCING AT DUSK, A SERIES OF INFORMAL CONCERTS WITH DANCE INSTRUCTION, PRESENTED OUTSIDE ON FRIENDS' FIELD. THE 5-CONCERT SERIES, ORGANIZED BY KATIE KRESEK, THE HEAD TEACHING ARTIST FOR THE CHAMBER MUSIC SOCIETY OF LINCOLN CENTER, EXPLORED MUSIC FROM ENGLAND, AFRICA, THE MIDDLE EAST, AND BEYOND, AND ENCOURAGED INTERACTION, MOVEMENT, AND FUN. OUR SECOND ANNUAL INDEPENDENCE DAY CELEBRATION, WITH A POPS CONCERT PERFORMED BY THE ORCHESTRA OF ST. LUKE'S AND A FIREWORKS DISPLAY, ALSO EMPHASIZED ACCESSIBILITY AND COMMUNITY INVOLVEMENT.THE SUMMER FESTIVAL CLOSED WITH THE 16TH ANNUAL WEEKEND OF JAZZ, PRODUCED BY JIM LUCE. CHICK COREA HEADLINED WITH HIS FREEDOM BAND AND ADDITIONAL ARTISTS INCLUDED THE MULGREW MILLER TRIO, ROSWELL RUDD'S TROMBONE TRIBE, CLARICE ASSAD, SPOKEN HAND PERCUSSION ORCHESTRA, THE ELIO VILLAFRANCA QUINTET, AND THE CHUCHITO VALDE'S BIG BAND.WE PRESENTED OUR SECOND ANNUAL FALL FESTIVAL IN 2010, WHICH RAN FROM SEPTEMBER 24 TO OCTOBER 3 AND INCLUDED 5 PERFORMANCES ATTENDED BY 4,815 AUDIENCE MEMBERS. ARTISTS INCLUDED THE BILL FRISSELL TRIO, BROADWAY VOCALIST PATTI LUPONE, CELLIST YO-YO MA PERFORMING WITH "THE KNIGHTS" IN BOTH A FAMILY CONCERT AND A MORE TRADITIONAL PERFORMANCE, AND A SHOWCASE OF MOZART FEATURING YOUNG ARTISTS PARTICIPATING IN CARAMOOR'S MENTORING PROGRAMS.WE ALSO PRESENTED 10 CHAMBER MUSIC PERFORMANCES TO 1,060 AUDIENCE MEMBERS IN THE SPRING AND FALL IN THE MUSIC ROOM. THE SPRING SEASON INCLUDED PERFORMANCES BY THE VOCAL RISING STARS; THE JASPER STRING QUARTET, THE 2009-11 ERNST STIEFEL STRING QUARTET-IN-RESIDENCE; THE ST. LAWRENCE STRING QUARTET; AND THE CARAMOOR VIRTUOSI. THE FALL SEASON INCLUDED THE GREAT ARTISTS SERIES, WITH THE KUSS QUARTET, CARAMOOR VIRTUOSI, AND ORCHESTRA OF ST. LUKE'S PERFORMING CHAMBER PIECES BY WOLFGANG AMADEUS MOZART. IN THE FALL WE ALSO PRESENTED YOUNG ARTISTS PARTICIPATING IN TWO OF OUR MENTORING PROGRAMS, THE RISING STARS AND THE JASPER STRING QUARTET.	Description

Activity2 Activity2

Field	Value	IRS element (for citing)
Expense	799559	Expense
Revenue	4732	Revenue
Description	ROSEN HOUSE, GARDENS AND ESTATE - SEE SCHEDULE OROSEN HOUSE: THE ROSEN HOUSE IS A MEDITERRANEAN REVIVAL VILLA AT THE CENTER OF THE CARAMOOR CAMPUS. BUILT IN THE 1930S, IT IS AN INCOMPARABLE CONCERT VENUE, A UNIQUE CLASSROOM FOR VISITING SCHOOLCHILDREN, AND A HAVEN FOR THE CREATIVE GROWTH OF YOUNG MUSICIANS. IT HOUSES A COLLECTION OF OVER 1,000 DECORATIVE OBJECTS AMASSED BY WALTER TOWER ROSEN, CARAMOOR'S FOUNDER, IN THE FIRST DECADES OF THE 20TH CENTURY. IT IS MOST NOTABLE FOR THE EXTENSIVE EUROPEAN ARCHITECTURAL ELEMENTS WHICH ARE INTEGRATED INTO ITS STRUCTURAL FABRIC. ONLY A HANDFUL OF BUILDINGS REMAINING IN THE UNITED STATES INCORPORATE EUROPEAN PERIOD ROOMS TO SUCH A LARGE EXTENT, AND, OF THEM, CARAMOOR IS ALMOST UNPARALLELED FOR THE GREAT QUANTITY, FINE QUALITY, VARIETY, AND RARITY OF ITS DECORATIVE ELEMENTS.AT THE BEGINNING OF 2010, THE CARAMOOR STAFF AND TWO HISTORIC HOME CONSULTANTS EMBARKED ON A COMPREHENSIVE PLANNING PROJECT TO RESTRUCTURE THE PROGRAMS AND USAGE OF THE ROSEN HOUSE. THE PRIMARY GOAL OF THIS PROJECT WAS TO CREATE A SEAMLESS HARMONY BETWEEN THE PUBLIC PRESENTATION OF THE ROSEN HOUSE AND THE MUSIC-BASED MISSION OF CARAMOOR. DURING THIS RE-EVALUATION PERIOD IN 2010, TOURS AND AN ANNUAL SPECIAL EXHIBITION WERE SUSPENDED, BUT THE ROSEN HOUSE REMAINED OPEN AND AVAILABLE TO THE PUBLIC FOR 138 DAYS THROUGH CONCERTS IN THE MUSIC ROOM AND SPANISH COURTYARD, ARTS-IN-EDUCATION PROGRAMS, AND YOUNG ARTIST TRAINING PROGRAMS.IN ADDITION, IN MAY 2010 THE HISTORIC PRESERVATION FIRM OF JOHN MILNER ASSOCIATES COMPLETED A PRESERVATION PLAN FOR FOUR STUCCO BUILDINGS ON CARAMOOR'S CAMPUS, FOCUSING ON THE ROSEN HOUSE, WHICH FEATURES THE WORST DETERIORATION AND HAS THE MOST PRESSING PRESERVATION NEEDS. THE PROPOSED PROJECT TO REPAIR AND STRENGTHEN THIS HISTORIC STRUCTURE WILL INCLUDE ROOF RESTORATION, THE REPLACEMENT OF THE SUBTERRANEAN DRAINAGE SYSTEM, AND STUCCO REPAIR.WHILE PUBLIC TOURS AND THE ANNUAL SPECIAL EXHIBITION WERE SUSPENDED IN 2010, THE ROSEN HOUSE COLLECTION REMAINED AVAILABLE TO THE PUBLIC THROUGH CARAMOOR'S MUSIC PRESENTATIONS, YOUNG ARTIST MENTORING PROGRAMS, AND ARTS-IN-EDUCATION PROGRAMS. IN ADDITION, THE ARCHIVAL MATERIALS ARE A GREAT SOURCE OF HUMANITIES RESEARCH IN A NUMBER OF FIELDS. ONE EXAMPLE IS THE DOCUMENTATION RELATING TO THE ROSENS' PATRONAGE OF LEON THEREMIN AND CHAMPIONING OF HIS EARLY ELECTRONIC MUSIC INSTRUMENT. THIS MATERIAL HAS BEEN A SOURCE OF STUDY FOR THEREMIN RESEARCHERS, INCLUDING ROBERT MOOG, WHO BEGAN BUILDING THEREMINS IN THE 1950S AS A HIGH SCHOOL STUDENT AND LATER WENT ON TO DESIGN THE MOOG SYNTHESIZER AND ALBERT GLINSKY, THEREMIN'S BIOGRAPHER AND THE AUTHOR OF THEREMIN: ETHER MUSIC AND ESPIONAGE.IN 2010, STAFF, CONSULTANTS, AND VOLUNTEERS RESEARCHED A WEALTH OF ARCHIVAL MATERIAL IN THE ROSEN HOUSE IN ORDER TO DEVELOP NEW PUBLIC PROGRAMS AND BETTER UNDERSTAND THE ROSENS, THEIR CONTRIBUTIONS TO THE ARTS, AND THE HISTORY OF CARAMOOR AS A PERFORMING ARTS CENTER.THE ROSEN HOUSE COLLECTION DEMONSTRATES A TREMENDOUS BREADTH OF ART OBJECTS, FURNITURE, AND ARCHIVAL MATERIAL. THE ART AND FURNITURE ENCOMPASS OVER 1,000 CATALOGED OBJECTS, INCLUDING EUROPEAN FURNITURE FROM THE 16TH-19TH CENTURIES; EUROPEAN MEDIEVAL AND RENAISSANCE PAINTINGS, SCULPTURE, TEXTILES, AND DECORATIVE OBJECTS; AND ASIAN STATUARY. THERE ARE ALSO APPROXIMATELY 100 LIGHT FIXTURES AND DECORATIVE ELEMENTS BY EDWARD F. CALDWELL AND COMPANY DATING FROM THE 1930S. OTHER CATEGORIES INCLUDE PHOTOGRAPHS, TEXTILES, EARLY 20TH-CENTURY COSTUMES, AND MUSICAL INSTRUMENTS. IN ADDITION, THERE IS A WEALTH OF EPHEMERAL MATERIAL RELATING TO THE ROSENS, THE DEVELOPMENT OF THE CARAMOOR CAMPUS, AND THE ESTABLISHMENT OF THE INTERNATIONAL MUSIC FESTIVAL.OBJECTS FROM THE COLLECTION DISPLAYED IN THE MUSIC ROOM OF THE ROSEN HOUSE - INCLUDING A WOODEN 16TH-CENTURY ITALIAN CEILING, FRENCH AND SWISS 16TH-CENTURY STAINED GLASS, RENAISSANCE TAPESTRIES, AND 17TH-CENTURY FURNITURE - CREATE AN EXQUISITE SETTING FOR CHAMBER MUSIC PERFORMANCES. THE COLLECTION ALSO PROVIDES PRIMARY MATERIAL FOR CARAMOOR'S ARTS-IN-EDUCATION PROGRAMS. IN PROGRAMS SUCH AS A DAY IN THE RENAISSANCE, CHINESE ARTS & CULTURE, AND WHAT'S IN A HOUSE? STUDENTS PARTICIPATE IN GUIDED TOURS AND ARE ENCOURAGED TO USE THE COLLECTION AS INSPIRATION FOR THEIR OWN WRITING, DRAWING, AND MUSIC-MAKING.GARDENS AND ESTATE:THE 90-ACRE CARAMOOR CAMPUS, WHICH WAS LISTED ON THE NATIONAL REGISTER OF HISTORIC PLACES AT THE STATEWIDE LEVEL IN 2001 AND ELEVATED TO NATIONAL SIGNIFICANCE IN 2011, IS COMPRISED OF FOUR PRIMARY BUILDINGS - TODAY KNOWN AS THE ROSEN HOUSE, THE ADMINISTRATION BUILDING, THE GIFFORD RESIDENCE, AND THE DIANE MOSS EDUCATION CENTER - AS WELL AS ANCILLARY BUILDINGS AND LANDSCAPE FEATURES, GARDENS, LAWNS, AND WOODLAND AREAS. A CENTRAL FOCUS OF THE CAMPUS IS THE VENETIAN THEATER, A TENTED, 1,700-SEAT VENUE.45 ACRES OF THE CAMPUS IS DEER-FENCED AND OPEN TO THE VISITING PUBLIC, INCLUDING THE SUNKEN GARDEN, ESTABLISHED IN 1912; A MEDITERRANEAN REVIVAL PAVILION; AN ALLEE OF CEDAR TREES; AND A NUMBER OF GARDENS DESIGNED IN THE 1930S BY LANDSCAPE ARCHITECT AND KATONAH RESIDENT ROBERT LUDLOW FOWLER, JR. THE CARAMOOR ESTATE PROVIDES AN INCOMPARABLE SETTING FOR OUR CULTURAL PROGRAMS BY SERVING AS A STAGE FOR MUSIC PERFORMANCES AND CONTEXTUALIZING THE CONCERTS THAT OCCUR HERE; PROVIDING A LEARNING LABORATORY FOR ARTS-IN-EDUCATION AND EMERGING ARTIST PROGRAMS; AND PROVIDING AN IDYLLIC HAVEN FOR OVER 30,000 VISITORS ANNUALLY.	Description

Activity3 Activity3

Field	Value	IRS element (for citing)
Expense	695041	Expense
Revenue	99884	Revenue
Description	EDUCATION - SEE SCHEDULE OEDUCATION IS CENTRAL TO CARAMOOR'S MISSION AND WOVEN INTO OUR OVERALL PROGRAMMING. THROUGH OUR FOUR MENTORING PROGRAMS, WE IDENTIFY, NURTURE, AND PROMOTE THE NEXT GENERATION OF VOCAL AND INSTRUMENTAL ARTISTS. THROUGH OUR ARTS-IN-EDUCATION PROGRAMS, WE PROVIDE ENRICHMENT OPPORTUNITIES TO THOUSANDS OF SCHOOLCHILDREN FROM WESTCHESTER COUNTY AND NEW YORK CITY.IN 2010, 40 YOUNG ARTISTS PARTICIPATED IN OUR MENTORING PROGRAMS, WHICH INCLUDED PERFORMANCE AND REHEARSAL OPPORTUNITIES, MASTER CLASSES AND COACHING SESSIONS WITH ESTABLISHED ARTISTS, COLLABORATIONS WITH YOUNG COMPOSERS ON NEW WORKS, AND THE OPPORTUNITY TO LEAD ARTS-IN-EDUCATION PROGRAMS FOR SCHOOL-AGED CHILDREN.RISING STARS: EIGHT YOUNG RISING STARS PARTNERED WITH THREE ESTABLISHED MUSICIAN MENTORS IN A WEEK-LONG RESIDENCY PROGRAM OF COACHING AND REHEARSALS DIRECTED BY PAMELA FRANK. THE PROGRAM CULMINATED IN TWO CHAMBER MUSIC PERFORMANCES IN OCTOBER WHICH WERE ATTENDED BY 271 AUDIENCE MEMBERS.VOCAL RISING STARS: FOUR YOUNG SINGERS PARTICIPATED IN THE WEEK-LONG VOCAL RISING STARS PROGRAM UNDER THE GUIDANCE OF THE NEW YORK FESTIVAL OF SONG WITH MICHAEL BARRETT AND STEVEN BLIER. THE PROGRAM CULMINATED IN TWO PERFORMANCES; THE FIRST AT CARAMOOR BEFORE AN AUDIENCE OF 129 AND THE SECOND AT MERKIN CONCERT HALL IN NEW YORK CITY, WHICH HAS AN AUDIENCE CAPACITY OF 450.ERNST STIEFEL QUARTET-IN-RESIDENCE: THE JASPER STRING QUARTET WAS ENGAGED IN CARAMOOR'S MUSIC PROGRAMMING AND EDUCATIONAL ACTIVITIES THROUGHOUT THE YEAR. THEY PERFORMED IN THE FALL, SPRING, AND SUMMER, FOR A TOTAL OF 461 AUDIENCE MEMBERS. IN ADDITION, THEY ALSO REACHED 1,048 AREA SCHOOLCHILDREN THROUGH THE STUDENT STRINGS ARTS-IN-EDUCATION PROGRAM.BEL CANTO YOUNG ARTISTS: LED BY WILL CRUTCHFIELD, CARAMOOR'S DIRECTOR OF OPERA, TWENTY-FOUR YOUNG OPERA SINGERS TOOK PART IN THIS RIGOROUS SIX-WEEK PROGRAM, WHICH INCLUDES DAILY TRAINING, PARTICIPATION IN FULL-SCALE REHEARSALS, FILLING SOLO ROLES, SINGING IN THE CHORUS, AND PERFORMING IN BEL CANTO RECITALS. THEY REACHED 4,217 AUDIENCE MEMBERS THROUGH THEIR PERFORMANCES.THROUGH ITS ARTS-IN-EDUCATION PROGRAMS, CARAMOOR ALSO SERVED 5,110 SCHOOLCHILDREN IN 2010, WITH AN EMPHASIS ON REACHING OUT TO SCHOOLS FROM UNDERSERVED COMMUNITIES IN THE REGION, SUCH AS YONKERS MIDDLE SCHOOL AND PS 134 IN THE BRONX. IN 2010, 40% OF PARTICIPANTS RECEIVED FUNDING SUPPORT FROM CARAMOOR THROUGH FEE WAIVERS AND TRANSPORTATION UNDERWRITING. PROGRAMS INCLUDE:* A DAY IN THE RENAISSANCE: A DAY OF LEARNING PERIOD SONGS AND DANCES; ATTENDING A PERFORMANCE BY A COMMEDIA DELL'ARTE GROUP; EXPLORING CARAMOOR'S COLLECTION OF RENAISSANCE ART; AND OBSERVING THE ART OF FALCONRY.* WHAT'S IN A HOUSE?: A TWO-DAY EXPLORATION OF ARCHITECTURE, ART, MUSIC, AND HORTICULTURE. STUDENTS BUILD THEIR OWN ARCHITECTURAL STRUCTURES; COMPOSE THEIR OWN MUSIC WITH THE GUIDANCE OF PROFESSIONAL MUSICIANS; EXPLORE THE HISTORIC ROSEN HOUSE; AND ENGAGE IN A WORKSHOP EXAMINING THE HISTORICAL USE OF HERBS.* CHINESE ARTS AND CULTURE: AN IN-DEPTH INTRODUCTION TO CHINESE CULTURE EXPLORES CARAMOOR'S COLLECTION OF ASIAN ART INCLUDING SILK WALLPAPERS AND JADE SCULPTURE; AN EAST/WEST MUSIC WORKSHOP; HANDS-ON ART OF BRUSH PAINTING; AND A CHINESE TEA CEREMONY.* STUDENT STRINGS: AN IN-SCHOOL "CONCERT AND CONVERSATION" WITH OUR ANNUAL STRING QUARTET-IN-RESIDENCE; A CLINIC RUN BY THE QUARTET; AND AN INVITATION FOR THE STUDENTS TO ATTEND A PERFORMANCE BY THE QUARTET AT CARAMOOR.* DESIGN A DAY: SPECIFICALLY TAILORED PROGRAMS WITH GRADE-APPROPRIATE SUBJECT MATTER AND CURRICULUM REQUIREMENTS.	Description

Field	Value	IRS element (for citing)
Total Program Service Expense	4190922	TotalProgramServiceExpense
Described In501 C3	1	DescribedIn501C3
Schedule B Required	1	ScheduleBRequired
Political Activities	0	PoliticalActivities
Lobbying Activities	0	LobbyingActivities
Donor Advised Funds	0	DonorAdvisedFunds
Conservation Easements	0	ConservationEasements
Collections Of Art	1	CollectionsOfArt
Credit Counseling	0	CreditCounseling
Term Or Permanent Endowments	1	TermOrPermanentEndowments
Report Land Bldg Equip	1	ReportLandBldgEquip
Report Invest Oth Securities	1	ReportInvestOthSecurities
Report Prog Rel Invest	0	ReportProgRelInvest
Report Other Assets	1	ReportOtherAssets
Report Other Liabilities	0	ReportOtherLiabilities
Report Fin48 Footnote	1	ReportFin48Footnote
Independent Audit Financial Stmt	1	IndependentAuditFinancialStmt
Consolidated Audit Financial Stmt	0	ConsolidatedAuditFinancialStmt
School	0	School
Foreign Office	0	ForeignOffice
Foreign Activities	0	ForeignActivities
More Than5000 K To Organizations	0	MoreThan5000KToOrganizations
More Than5000 K To Individuals	0	MoreThan5000KToIndividuals
Professional Fundraising	0	ProfessionalFundraising
Fundraising Activities	1	FundraisingActivities
Gaming	0	Gaming
Hospital	0	Hospital
Grants To Organizations	0	GrantsToOrganizations
Grants To Individuals	0	GrantsToIndividuals
Schedule J Required	1	ScheduleJRequired
Tax Exempt Bonds	0	TaxExemptBonds
Excess Benefit Transaction	0	ExcessBenefitTransaction
Prior Excess Benefit Transaction	0	PriorExcessBenefitTransaction
Loan To Officer Or DQP	0	LoanToOfficerOrDQP
Grant To Related Person	0	GrantToRelatedPerson
Bsnss Rltnshp With Organization	0	BsnssRltnshpWithOrganization
Bsnss Rltnshp Thru Family Member	0	BsnssRltnshpThruFamilyMember
Officer Entity With Bsnss Rltnshp	0	OfficerEntityWithBsnssRltnshp
Deductible Non Cash Contributions	1	DeductibleNonCashContributions
Deductible Contributions Of Art	0	DeductibleContributionsOfArt
Terminated	0	Terminated
Partial Liquidation	0	PartialLiquidation
Disregarded Entity	0	DisregardedEntity
Related Entity	0	RelatedEntity
Related Org Controlled Entity	0	RelatedOrgControlledEntity
Transaction Related Entity	0	TransactionRelatedEntity
Transfers To Exempt Non Chrtbl Org	0	TransfersToExemptNonChrtblOrg
Activities Conducted Partnership	0	ActivitiesConductedPartnership
Schedule O Required	1	ScheduleORequired
Number Forms Transmitted With1096	154	NumberFormsTransmittedWith1096
Number W2 G Included	0	NumberW2GIncluded
Compliance With Backup Witholding	1	ComplianceWithBackupWitholding
Number Of Employees	114	NumberOfEmployees
Employment Tax Returns Filed	1	EmploymentTaxReturnsFiled
Unrelated Business Income	1	UnrelatedBusinessIncome
Form990-T Filed	1	Form990-TFiled
Foreign Financial Account	0	ForeignFinancialAccount
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTrans
Taxable Party Notification	0	TaxablePartyNotification
Non Deductible Contributions	0	NonDeductibleContributions
Quid Pro Quo Contributions	1	QuidProQuoContributions
Quid Pro Quo Disclosure	1	QuidProQuoDisclosure
Form8282 Property Disposed Of	0	Form8282PropertyDisposedOf
Funds To Pay Premiums	0	FundsToPayPremiums
Premiums Paid	0	PremiumsPaid
Indoor Tanning Services	0	IndoorTanningServices
Info In Schedule O Part VI	X	InfoInScheduleOPartVI
Nbr Voting Governing Body Members	31	NbrVotingGoverningBodyMembers
Number Independent Voting Members	31	NumberIndependentVotingMembers
Family Or Business Relationship	1	FamilyOrBusinessRelationship
Delegation Of Management Duties	0	DelegationOfManagementDuties
Changes To Organizing Docs	0	ChangesToOrganizingDocs
Material Diversion Or Misuse	0	MaterialDiversionOrMisuse
Members Or Stockholders	0	MembersOrStockholders
Election Of Board Members	0	ElectionOfBoardMembers
Decisions Subject To Approval	0	DecisionsSubjectToApproval
Minutes Of Governing Body	1	MinutesOfGoverningBody
Minutes Of Committees	1	MinutesOfCommittees
Officer Mailing Address	0	OfficerMailingAddress
Local Chapters	0	LocalChapters
Form990 Provided To Governing Body	1	Form990ProvidedToGoverningBody
Conflict Of Interest Policy	1	ConflictOfInterestPolicy
Annual Disclosure Covered Persons	1	AnnualDisclosureCoveredPersons
Regular Monitoring Enforcement	1	RegularMonitoringEnforcement
Whistleblower Policy	1	WhistleblowerPolicy
Document Retention Policy	1	DocumentRetentionPolicy
Compensation Process CEO	1	CompensationProcessCEO
Compensation Process Other	1	CompensationProcessOther
Investment In Joint Venture	0	InvestmentInJointVenture
States Where Copy Of Return Is Filed	NY	StatesWhereCopyOfReturnIsFiled
Other Website	X	OtherWebsite
Upon Request	X	UponRequest

The Books Are In Care Of TheBooksAreInCareOf

Name Business NameBusiness

Field	Value	IRS element (for citing)
Business Name Line1	TAMMY BELANGER CONTROLLER	BusinessNameLine1

Field	Value	IRS element (for citing)
Telephone Number	9142328425	TelephoneNumber

Address US AddressUS

Field	Value	IRS element (for citing)
Address Line1	CARAMOOR CENTER PO BOX 816	AddressLine1
City	KATONAH	City
State	NY	State
ZIP Code	10536	ZIPCode

Form990 Part VII Section A Form990PartVIISectionA (35 entries)

TitleTitle	Average Hours Per WeekAverageHoursPerWeek	Individual Trustee Or DirectorIndividualTrusteeOrDirector	OfficerOfficer	Reportable Comp From OrganizationReportableCompFromOrganization	Reportable Comp From Related OrgsReportableCompFromRelatedOrgs	Other CompensationOtherCompensation	Highest Compensated EmployeeHighestCompensatedEmployee
JUDY EVNIN
CHAIRMAN	4.00	X	X	0	0	0
JONATHAN M CLARK
TRUSTEE	2.00	X		0	0	0
DAVID C OXMAN
TRUSTEE	2.00	X		0	0	0
ELAINE SCHROEDER
TREASURER	2.00	X	X	0	0	0
EILEEN CAULFIELD SCHWAB
SECRETARY	2.00	X	X	0	0	0
BARRY J ALPERIN
TRUSTEE	1.00	X		0	0	0
JAMES A ATTWOOD JR
VICE CHAIRMAN	2.00	X	X	0	0	0
GAIL A BINDERMAN
TRUSTEE	1.00	X		0	0	0
PATRICIA F CAREY
TRUSTEE	1.00	X		0	0	0
LAWRENCE ELOW
TRUSTEE	1.00	X		0	0	0
PATRICIA FALKENBERG
TRUSTEE	1.00	X		0	0	0
ANTHONY BARZILAY FREUND
TRUSTEE	1.00	X		0	0	0
SUSAN W FREUND
TRUSTEE	1.00	X		0	0	0
EFFIE B FRIBOURG
TRUSTEE	1.00	X		0	0	0
MICHAEL E GELLERT
TRUSTEE	1.00	X		0	0	0
E ROBERT GOODKIND
TRUSTEE	1.00	X		0	0	0
HELENE GRIMAUD
TRUSTEE	1.00	X		0	0	0
AYODELE HART
TRUSTEE	1.00	X		0	0	0
PAMELA S HERVEY TRUSTEE
TERM ENDED IN OCT. 2010	1.00	X		0	0	0
SANDRA S JOYS
TRUSTEE	1.00	X		0	0	0
PETER KEND
TRUSTEE	1.00	X		0	0	0
MRS DONALD M KENDALL SR
TRUSTEE	1.00	X		0	0	0
PETER NAGER
VICE CHAIRMAN	2.00	X	X	0	0	0
NANCY OFFIT
TRUSTEE	1.00	X		0	0	0
RICHARD H O'LEARY
TRUSTEE	1.00	X		0	0	0
MAX L PETSCHEK
TRUSTEE	1.00	X		0	0	0
ZITA ROSENTHAL
TRUSTEE	1.00	X		0	0	0
MRS ANDREW SAUL
TRUSTEE	1.00	X		0	0	0
WILLIAM KELLY SIMPSON
TRUSTEE	1.00	X		0	0	0
LEONARD TOW
TRUSTEE	1.00	X		0	0	0
ANGELA HAINES
TRUSTEE	1.00	X		0	0	0
MARY ANN HAWLEY
TRUSTEE	1.00	X		0	0	0
MICHAEL BARRETT
CHIEF EXEC/GEN DIRECTOR	40.00		X	181716	0	20725
PAUL H ROSENBLUM
MANAGING DIRECTOR	40.00		X	148079	0	19495
GARY HIMES
DIRECTOR OF DEVELOPMENT	40.00			150000	0	89	X

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	479795	TotalReportableCompFromOrg
Total Reportable Comp Frm Rltd Orgs	0	TotalReportableCompFrmRltdOrgs
Total Other Compensation	40309	TotalOtherCompensation
Number Individuals GT100 K	3	NumberIndividualsGT100K
Formers Listed	0	FormersListed
Total Comp GT150 K	1	TotalCompGT150K
Compensation From Other Sources	0	CompensationFromOtherSources

Contractor Compensation ContractorCompensation (3 entries)

Address Line1AddressOfContractor/AddressUS/AddressLine1	CityAddressOfContractor/AddressUS/City	StateAddressOfContractor/AddressUS/State	ZIP CodeAddressOfContractor/AddressUS/ZIPCode	Description Of ServicesDescriptionOfServices	CompensationCompensation
ORCHESTRA OF ST LUKES
330 WEST 42ND STREET	NEW YORK	NY	10036	RESIDENT ORCHESTRA	467400
LAWRENCE WEINER ASSOCIATES
225 MT HOPE BLVD	HASTINGSONHUDSON	NY	10706	ADVERTISING MEDIA	191268
OPUS 3 ARTISTS LLC
470 PARK AVENUE	NEW YORK	NY	10016	PERFORMING ARTS	148000

Field	Value	IRS element (for citing)
Number Of Contractors GT100 K	3	NumberOfContractorsGT100K
Fundraising Events	867843	FundraisingEvents
Government Grants	79912	GovernmentGrants
All Other Contributions	1894696	AllOtherContributions
Noncash Contributions	470257	NoncashContributions
Total Contributions	2842451	TotalContributions

Program Service Revenue ProgramServiceRevenue

Field	Value	IRS element (for citing)
Description	TICKET SALES	Description
Business Code	711190	BusinessCode
Total Revenue Column	1083476	TotalRevenueColumn
Related Or Exempt Function Income	1083476	RelatedOrExemptFunctionIncome

Field	Value	IRS element (for citing)
Total Program Service Revenue	1083476	TotalProgramServiceRevenue

Investment Income InvestmentIncome

Field	Value	IRS element (for citing)
Total Revenue Column	183707	TotalRevenueColumn
Unrelated Business Revenue	2721	UnrelatedBusinessRevenue
Exclusion	$180,986	ExclusionAmount

Gross Rents GrossRents

Field	Value	IRS element (for citing)
Real	123730	Real

Less Rental Expenses LessRentalExpenses

Field	Value	IRS element (for citing)
Real	7876	Real

Rental Income Or Loss RentalIncomeOrLoss

Field	Value	IRS element (for citing)
Real	115854	Real

Net Rental Income Or Loss NetRentalIncomeOrLoss

Field	Value	IRS element (for citing)
Total Revenue Column	115854	TotalRevenueColumn
Exclusion	$115,854	ExclusionAmount

Gross Amount Sales Assets GrossAmountSalesAssets

Field	Value	IRS element (for citing)
Securities	2702479	Securities

Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses

Field	Value	IRS element (for citing)
Securities	2620678	Securities

Gain Or Loss GainOrLoss

Field	Value	IRS element (for citing)
Securities	81801	Securities

Net Gain Or Loss Investments NetGainOrLossInvestments

Field	Value	IRS element (for citing)
Total Revenue Column	81801	TotalRevenueColumn
Unrelated Business Revenue	4708	UnrelatedBusinessRevenue
Exclusion	$77,093	ExclusionAmount

Field	Value	IRS element (for citing)
Gross Income Fundraising Events	117976	GrossIncomeFundraisingEvents
Cntrbtns Rprtd Fundraising Events	867843	CntrbtnsRprtdFundraisingEvents
Fundraising Direct Expenses	342660	FundraisingDirectExpenses

Net Income From Fundraising Events NetIncomeFromFundraisingEvents

Field	Value	IRS element (for citing)
Total Revenue Column	-224684	TotalRevenueColumn
Exclusion	-$224,684	ExclusionAmount

Field	Value	IRS element (for citing)
Gross Sales Of Inventory	11831	GrossSalesOfInventory
Cost Of Goods Sold	7832	CostOfGoodsSold

Net Income Or Loss NetIncomeOrLoss

Field	Value	IRS element (for citing)
Total Revenue Column	3999	TotalRevenueColumn
Related Or Exempt Function Income	3999	RelatedOrExemptFunctionIncome

Other Revenue Misc OtherRevenueMisc

Field	Value	IRS element (for citing)
Description	ADVERTISING	Description
Business Code	511190	BusinessCode
Total Revenue Column	109625	TotalRevenueColumn
Unrelated Business Revenue	109625	UnrelatedBusinessRevenue

Field	Value	IRS element (for citing)
Total Other Revenue	109625	TotalOtherRevenue

Total Revenue TotalRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	4196229	TotalRevenueColumn
Related Or Exempt Function Income	1087475	RelatedOrExemptFunctionIncome
Unrelated Business Revenue	117054	UnrelatedBusinessRevenue
Exclusion	$149,249	ExclusionAmount

Comp Current Officers Directors CompCurrentOfficersDirectors

Field	Value	IRS element (for citing)
Total	370013	Total
Program Services	218521	ProgramServices
Management And General	100883	ManagementAndGeneral
Fundraising	50609	Fundraising

Other Salaries And Wages OtherSalariesAndWages

Field	Value	IRS element (for citing)
Total	1292919	Total
Program Services	754118	ProgramServices
Management And General	182500	ManagementAndGeneral
Fundraising	356301	Fundraising

Pension Plan Contributions PensionPlanContributions

Field	Value	IRS element (for citing)
Total	24681	Total
Program Services	15548	ProgramServices
Management And General	6168	ManagementAndGeneral
Fundraising	2965	Fundraising

Other Employee Benefits OtherEmployeeBenefits

Field	Value	IRS element (for citing)
Total	191982	Total
Program Services	120282	ProgramServices
Management And General	49063	ManagementAndGeneral
Fundraising	22637	Fundraising

Payroll Taxes PayrollTaxes

Field	Value	IRS element (for citing)
Total	126409	Total
Program Services	78587	ProgramServices
Management And General	20267	ManagementAndGeneral
Fundraising	27555	Fundraising

Fees For Services Legal FeesForServicesLegal

Field	Value	IRS element (for citing)
Total	1964	Total
Fundraising	1964	Fundraising

Fees For Services Accounting FeesForServicesAccounting

Field	Value	IRS element (for citing)
Total	39525	Total
Management And General	39525	ManagementAndGeneral

Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees

Field	Value	IRS element (for citing)
Total	25983	Total
Management And General	25983	ManagementAndGeneral

Fees For Services Other FeesForServicesOther

Field	Value	IRS element (for citing)
Total	6316	Total
Management And General	6316	ManagementAndGeneral

Advertising Advertising

Field	Value	IRS element (for citing)
Total	255670	Total
Program Services	247295	ProgramServices
Management And General	950	ManagementAndGeneral
Fundraising	7425	Fundraising

Office Expenses OfficeExpenses

Field	Value	IRS element (for citing)
Total	169822	Total
Program Services	111610	ProgramServices
Management And General	19347	ManagementAndGeneral
Fundraising	38865	Fundraising

Information Technology InformationTechnology

Field	Value	IRS element (for citing)
Total	61390	Total
Program Services	34369	ProgramServices
Management And General	11687	ManagementAndGeneral
Fundraising	15334	Fundraising

Occupancy Occupancy

Field	Value	IRS element (for citing)
Total	111202	Total
Program Services	96805	ProgramServices
Management And General	4799	ManagementAndGeneral
Fundraising	9598	Fundraising

Travel Travel

Field	Value	IRS element (for citing)
Total	74432	Total
Program Services	72894	ProgramServices
Management And General	1017	ManagementAndGeneral
Fundraising	521	Fundraising

Conferences Meetings ConferencesMeetings

Field	Value	IRS element (for citing)
Total	5393	Total
Program Services	3570	ProgramServices
Management And General	806	ManagementAndGeneral
Fundraising	1017	Fundraising

Depreciation Depletion DepreciationDepletion

Field	Value	IRS element (for citing)
Total	217417	Total
Program Services	194259	ProgramServices
Management And General	11579	ManagementAndGeneral
Fundraising	11579	Fundraising

Insurance Insurance

Field	Value	IRS element (for citing)
Total	105984	Total
Program Services	92394	ProgramServices
Management And General	10089	ManagementAndGeneral
Fundraising	3501	Fundraising

Other Expenses OtherExpenses (5 entries)

DescriptionDescription	TotalTotal	Program ServicesProgramServices	Management And GeneralManagementAndGeneral	FundraisingFundraising
FEES: ARTIST/TECH, ETC	1599479	1557974	125	41380
EQUIP RNTL RPR & MAINT	270380	240681	21647	8052
BROCHURES & PROGRAMS	137999	124302	200	13497
PRODUCTION	78824	73586		5238
FOOD AND BEVERAGES	58475	41324	2498	14653

All Other Expenses AllOtherExpenses

Field	Value	IRS element (for citing)
Total	136278	Total
Program Services	112803	ProgramServices
Management And General	1712	ManagementAndGeneral
Fundraising	21763	Fundraising

Total Functional Expenses TotalFunctionalExpenses

Field	Value	IRS element (for citing)
Total	5362537	Total
Program Services	4190922	ProgramServices
Management And General	517161	ManagementAndGeneral
Fundraising	654454	Fundraising

Cash Non Interest Bearing CashNonInterestBearing

Field	Value	IRS element (for citing)
BOY	330636	BOY
EOY	257236	EOY

Savings And Temp Cash Investments SavingsAndTempCashInvestments

Field	Value	IRS element (for citing)
BOY	162069	BOY
EOY	108231	EOY

Pledges And Grants Receivable PledgesAndGrantsReceivable

Field	Value	IRS element (for citing)
BOY	412519	BOY
EOY	415500	EOY

Accounts Receivable AccountsReceivable

Field	Value	IRS element (for citing)
BOY	14007	BOY
EOY	10157	EOY

Inventories For Sale Or Use InventoriesForSaleOrUse

Field	Value	IRS element (for citing)
BOY	7918	BOY
EOY	7988	EOY

Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges

Field	Value	IRS element (for citing)
BOY	33266	BOY
EOY	40860	EOY

Field	Value	IRS element (for citing)
Land Buildings Equipment Basis	8022630	LandBuildingsEquipmentBasis
Land Bldg Equipment Accum Deprec	5376482	LandBldgEquipmentAccumDeprec

Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet

Field	Value	IRS element (for citing)
BOY	2776283	BOY
EOY	2646148	EOY

Investments Pub Traded Securities InvestmentsPubTradedSecurities

Field	Value	IRS element (for citing)
BOY	5458450	BOY
EOY	4318597	EOY

Investments Other Securities InvestmentsOtherSecurities

Field	Value	IRS element (for citing)
BOY	3058766	BOY
EOY	3841238	EOY

Other Assets Total OtherAssetsTotal

Field	Value	IRS element (for citing)
BOY	686195	BOY
EOY	686195	EOY

Total Assets TotalAssets

Field	Value	IRS element (for citing)
BOY	12940109	BOY
EOY	12332150	EOY

Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses

Field	Value	IRS element (for citing)
BOY	77576	BOY
EOY	59268	EOY

Deferred Revenue DeferredRevenue

Field	Value	IRS element (for citing)
BOY	12782	BOY
EOY	32695	EOY

Other Liabilities OtherLiabilities

Field	Value	IRS element (for citing)
BOY	35291	BOY
EOY	0	EOY

Total Liabilities TotalLiabilities

Field	Value	IRS element (for citing)
BOY	125649	BOY
EOY	91963	EOY

Field	Value	IRS element (for citing)
Follow SFAS117	X	FollowSFAS117

Unrestricted Net Assets UnrestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	5597481	BOY
EOY	4970528	EOY

Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	2894878	BOY
EOY	2890303	EOY

Permanently Restricted Net Assets PermanentlyRestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	4322101	BOY
EOY	4379356	EOY

Total Net Assets Fund Balances TotalNetAssetsFundBalances

Field	Value	IRS element (for citing)
BOY	12814460	BOY
EOY	12240187	EOY

Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances

Field	Value	IRS element (for citing)
BOY	12940109	BOY
EOY	12332150	EOY

Field	Value	IRS element (for citing)
Info In Schedule O Part XI	X	InfoInScheduleOPartXI
Reconcilation Revenue Expenses	-1166308	ReconcilationRevenueExpenses
Reconcilation Other Changes	592035	ReconcilationOtherChanges
Info In Schedule O Part XII	X	InfoInScheduleOPartXII
Method Of Accounting Accrual	X	MethodOfAccountingAccrual
Accountant Compile Or Review	0	AccountantCompileOrReview
FS Audited	1	FSAudited
Audit Committee	1	AuditCommittee
Financial Statement Separate	X	FinancialStatementSeparate
Federal Grant Audit Required	0	FederalGrantAuditRequired

Schedule A IRS990ScheduleA

Field	Value	IRS element (for citing)
Publicly Supported Org170b1 Avi	X	PubliclySupportedOrg170b1Avi

Gifts Grants Contrib Received170 GiftsGrantsContribReceived170

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	3407075	CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years	3479383	CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years	3073855	CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year	3824132	CurrentTaxYearMinus1Year
Current Tax Year	2842451	CurrentTaxYear
Total	16626896	Total

Total170 Total170

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	3407075	CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years	3479383	CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years	3073855	CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year	3824132	CurrentTaxYearMinus1Year
Current Tax Year	2842451	CurrentTaxYear
Total	16626896	Total

Field	Value	IRS element (for citing)
Amounts Subst Contributors Total	3335776	AmountsSubstContributorsTotal
Public Support Total170	13291120	PublicSupportTotal170

Gross Investment Income170 GrossInvestmentIncome170

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	527681	CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years	699465	CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years	458025	CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year	309576	CurrentTaxYearMinus1Year
Current Tax Year	304716	CurrentTaxYear
Total	2299463	Total

Net UBI NetUBI

Field	Value	IRS element (for citing)
Current Tax Year Minus2 Years	156350	CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year	100078	CurrentTaxYearMinus1Year
Current Tax Year	117054	CurrentTaxYear
Total	373482	Total

Other Income170 OtherIncome170

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	36593	CurrentTaxYearMinus4Years
Total	36593	Total

Field	Value	IRS element (for citing)
Total Support	19336434	TotalSupport
Gross Receipts From Admissions Etc	7624951	GrossReceiptsFromAdmissionsEtc
Public Support Pertcentage170	0.68740	PublicSupportPertcentage170
Public Support Pertcent Prior Year	0.70400	PublicSupportPertcentPriorYear
Thirty Three Percnt Tests CY170	X	ThirtyThreePercntTestsCY170

Schedule B IRS990ScheduleB

Contributor Info ContributorInfo

Field	Value	IRS element (for citing)
Contributor Number	RESTRICTED	ContributorNumber

Contributor Name Business ContributorNameBusiness

Field	Value	IRS element (for citing)
Business Name Line1	RESTRICTED	BusinessNameLine1

Contributor Address US ContributorAddressUS

Field	Value	IRS element (for citing)
Address Line1	RESTRICTED	AddressLine1
Address Line2	RESTRICTED	AddressLine2
City	RESTRICTED	City
State	RESTRICTED	State
ZIP Code	RESTRICTED	ZIPCode

Field	Value	IRS element (for citing)
Aggregate Contributions	RESTRICTED	AggregateContributions

Schedule D IRS990ScheduleD

Art Public Exhibition Amts ArtPublicExhibitionAmts

Field	Value	IRS element (for citing)
Assets In Part X	686195	AssetsInPartX

Field	Value	IRS element (for citing)
Collect Used For Public Exhibition	X	CollectUsedForPublicExhibition
Solicited Assets For Sale	0	SolicitedAssetsForSale

Current Year CurrentYear

Field	Value	IRS element (for citing)
Beginning Of Year Balance	7794486	BeginningOfYearBalance
Contributions	67555	Contributions
Investment Earnings Or Losses	830553	InvestmentEarningsOrLosses
Other Expenditures	661098	OtherExpenditures
End Of Year Balance	8031496	EndOfYearBalance

Current Year Minus1 Year CurrentYearMinus1Year

Field	Value	IRS element (for citing)
Beginning Of Year Balance	6989867	BeginningOfYearBalance
Contributions	90125	Contributions
Investment Earnings Or Losses	1136141	InvestmentEarningsOrLosses
Other Expenditures	421647	OtherExpenditures
End Of Year Balance	7794486	EndOfYearBalance

Current Year Minus2 Years CurrentYearMinus2Years

Field	Value	IRS element (for citing)
Beginning Of Year Balance	9475689	BeginningOfYearBalance
Contributions	62663	Contributions
Investment Earnings Or Losses	-1862260	InvestmentEarningsOrLosses
Other Expenditures	686225	OtherExpenditures
End Of Year Balance	6989867	EndOfYearBalance

Field	Value	IRS element (for citing)
Board Designated EOY Balance	0.21500	BoardDesignatedEOYBalance
Permanent Endowment EOY Balance	0.54000	PermanentEndowmentEOYBalance
Term Endowment EOY Balance	0.24500	TermEndowmentEOYBalance
Endowments Held By Unrelated Orgs	0	EndowmentsHeldByUnrelatedOrgs
Endowments Held By Related Orgs	0	EndowmentsHeldByRelatedOrgs

Land Land

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	58531	OtherCostOrOtherBasis
Book Value	58531	BookValue

Buildings Buildings

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	4715386	OtherCostOrOtherBasis
Depreciation	2765842	Depreciation
Book Value	1949544	BookValue

Equipment Equipment

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	1848059	OtherCostOrOtherBasis
Depreciation	1396527	Depreciation
Book Value	451532	BookValue

Other Land Buildings OtherLandBuildings

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	1400654	OtherCostOrOtherBasis
Depreciation	1214113	Depreciation
Book Value	186541	BookValue

Field	Value	IRS element (for citing)
Total Of Book Value Land Buildings	2646148	TotalOfBookValueLandBuildings

Other Securities OtherSecurities

Field	Value	IRS element (for citing)
Description	ALTERNATIVE INVESTMENTS	Description
Book Value	3841238	BookValue
Method Of Valuation	F	MethodOfValuation

Field	Value	IRS element (for citing)
Total Of Book Value Securities	3841238	TotalOfBookValueSecurities

Other Assets OtherAssets

Field	Value	IRS element (for citing)
Description	ARTS COLLECTION	Description
Book Value	686195	BookValue

Field	Value	IRS element (for citing)
Total Book Value Other Assets	686195	TotalBookValueOtherAssets
Total Revenue	4196229	TotalRevenue
Total Expenses	5362537	TotalExpenses
Excess Or Deficit For Year	-1166308	ExcessOrDeficitForYear
Net Unrealized GL On Investments	592035	NetUnrealizedGLOnInvestments
Total Adjustments	592035	TotalAdjustments
Excess Or Deficit Per FS	-574273	ExcessOrDeficitPerFS
Tot Revenue Etc Audited Fincl Stmt	4696683	TotRevenueEtcAuditedFinclStmt
Net Unrealized Gains Investments	592035	NetUnrealizedGainsInvestments
Donated Srvc And Use Of Facilities	50600	DonatedSrvcAndUseOfFacilities
Other Revenues	15708	OtherRevenues
Revenue Not Rptd F990	658343	RevenueNotRptdF990
Revenue Subtotal	4038340	RevenueSubtotal
Investment Expenses Not Included	25983	InvestmentExpensesNotIncluded
Other Revenues Not Included	131906	OtherRevenuesNotIncluded
Revenue Not Rptd On Fin Stmt	157889	RevenueNotRptdOnFinStmt
Total Revenue Per Form990	4196229	TotalRevenuePerForm990
Tot Expenses Etc Audited Fincl Stmt	5270956	TotExpensesEtcAuditedFinclStmt
Donated Services Use Of Facilities	50600	DonatedServicesUseOfFacilities
Other Expenses Included	15708	OtherExpensesIncluded
Expenses Not Rptd F990	66308	ExpensesNotRptdF990
Expenses Subtotal	5204648	ExpensesSubtotal
Investment Expenses Not Included2	25983	InvestmentExpensesNotIncluded2
Other Expenses Not Included	131906	OtherExpensesNotIncluded
Expenses Not Rptd On Fin Stmt	157889	ExpensesNotRptdOnFinStmt
Total Expenses Per Form990	5362537	TotalExpensesPerForm990

Form990 Schedule D Part XIV Form990ScheduleDPartXIV (7 entries)

IdentifierIdentifier	Return ReferenceReturnReference	ExplanationExplanation
DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS:	PART V, LINE 4:	CARAMOOR MAINTAINS VARIOUS DONOR-RESTRICTED ENDOWMENT FUNDS AND BOARD DESIGNATED QUASI-ENDOWMENT FUNDS WHOSE PURPOSE IS TO PROVIDE LONG TERM SUPPORT FOR ITS CHARITABLE PROGRAMS.
DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48:	PART X:	CARAMOOR RECOGNIZES THE EFFECT OF TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT OF BEING SUSTAINED. MANAGEMENT HAS DETERMINED THAT CARAMOOR HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION. CARAMOOR IS NO LONGER SUBJECT TO AUDITS BY THE APPLICABLE TAXING JURISDICTIONS FOR PERIODS PRIOR TO DECEMBER 31, 2007.
PART XII, LINE 2D - OTHER ADJUSTMENTS:		COST OF GOODS SOLD - PART VIII, LINE 10B - $7,832. RENTAL EXPENSES INCLUDED ON PART VIII, LINE 6B - $7,876.
PART XII, LINE 4B - OTHER ADJUSTMENTS:		EXPENSES NOT DIRECTLY ALLOCABLE TO SPECIAL EVENTS - $131,906
PART XIII, LINE 2D - OTHER ADJUSTMENTS:		COST OF GOODS SOLD - PART VIII, LINE 10B - $7,832. RENTAL EXPENSES INCLUDED ON PART VIII, LINE 6B - $7,876.
PART XIII, LINE 4B - OTHER ADJUSTMENTS:		EXPENSES NOT DIRECTLY ALLOCABLE TO SPECIAL EVENTS - $131,906
		SCHEDULE D, PART III, LINE 4: WHILE PUBLIC TOURS AND THE ANNUAL SPECIAL EXHIBITION WERE TEMPORARILY SUSPENDED IN 2010, THE ROSEN HOUSE COLLECTION REMAINED AVAILABLE TO THE PUBLIC THROUGH CARAMOOR'S MUSIC PRESENTATIONS, YOUNG ARTIST MENTORING PROGRAMS, AND ARTS-IN-EDUCATION PROGRAMS. IN ADDITION, THE ARCHIVAL MATERIALS ARE A GREAT SOURCE OF HUMANITIES RESEARCH IN A NUMBER OF FIELDS. ONE EXAMPLE IS THE DOCUMENTATION RELATING TO THE ROSENS' PATRONAGE OF LEON THEREMIN AND CHAMPIONING OF HIS EARLY ELECTRONIC MUSIC INSTRUMENT. THIS MATERIAL HAS BEEN A SOURCE OF STUDY FOR THEREMIN RESEARCHERS, INCLUDING ROBERT MOOG, WHO BEGAN BUILDING THEREMINS IN THE 1950S AS A HIGH SCHOOL STUDENT AND LATER WENT ON TO DESIGN THE MOOG SYNTHESIZER AND ALBERT GLINSKY, THEREMIN'S BIOGRAPHER AND THE AUTHOR OF THEREMIN: ETHER MUSIC AND ESPIONAGE. IN 2010, STAFF, CONSULTANTS, AND VOLUNTEERS RESEARCHED A WEALTH OF ARCHIVAL MATERIAL IN THE ROSEN HOUSE IN ORDER TO UPDATE THE PRESENTATION OF THE ROSEN HOUSE AND BETTER UNDERSTAND THE ROSENS, THEIR CONTRIBUTIONS TO THE ARTS, AND THE HISTORY OF CARAMOOR AS A PERFORMING ARTS CENTER. THE ROSEN HOUSE COLLECTION DEMONSTRATES A TREMENDOUS BREADTH OF ART OBJECTS, FURNITURE, AND ARCHIVAL MATERIAL. THE ART AND FURNITURE ENCOMPASS OVER 1,000 CATALOGED OBJECTS, INCLUDING EUROPEAN FURNITURE FROM THE 16TH-19TH CENTURIES; EUROPEAN MEDIEVAL AND RENAISSANCE PAINTINGS, SCULPTURE, TEXTILES, AND DECORATIVE OBJECTS; AND ASIAN STATUARY. THERE ARE ALSO APPROXIMATELY 100 LIGHT FIXTURES AND DECORATIVE ELEMENTS BY EDWARD F. CALDWELL AND COMPANY DATING FROM THE 1930S. OTHER CATEGORIES INCLUDE PHOTOGRAPHS, TEXTILES, EARLY 20TH-CENTURY COSTUMES, AND MUSICAL INSTRUMENTS. IN ADDITION, THERE IS A WEALTH OF EPHEMERAL MATERIAL RELATING TO THE ROSENS, THE DEVELOPMENT OF THE CARAMOOR CAMPUS, AND THE ESTABLISHMENT OF THE INTERNATIONAL MUSIC FESTIVAL. OBJECTS FROM THE COLLECTION DISPLAYED IN THE MUSIC ROOM OF THE ROSEN HOUSE - INCLUDING A WOODEN 16TH-CENTURY ITALIAN CEILING, FRENCH AND SWISS 16TH-CENTURY STAINED GLASS, RENAISSANCE TAPESTRIES, AND 17TH-CENTURY FURNITURE - CREATE AN EXQUISITE SETTING FOR CHAMBER MUSIC PERFORMANCES. THE COLLECTION ALSO PROVIDES PRIMARY MATERIAL FOR CARAMOOR'S ARTS-IN-EDUCATION PROGRAMS. IN PROGRAMS SUCH AS A DAY IN THE RENAISSANCE, CHINESE ARTS & CULTURE, AND WHAT'S IN A HOUSE?, STUDENTS PARTICIPATE IN GUIDED TOURS AND ARE ENCOURAGED TO USE THE COLLECTION AS INSPIRATION FOR THEIR OWN WRITING, DRAWING, AND MUSIC-MAKING.

Schedule G IRS990ScheduleG

Events Information EventsInformation

Field	Value	IRS element (for citing)
Name Of Event1	JUNE GALA	NameOfEvent1
Gross Receipts Event1	654938	GrossReceiptsEvent1
Charitable Contributions Event1	573213	CharitableContributionsEvent1
Gross Revenue Event1	81725	GrossRevenueEvent1
Food And Beverage Event1	73074	FoodAndBeverageEvent1
Other Direct Expenses Event1	130808	OtherDirectExpensesEvent1
Name Of Event2	WINE DINNER	NameOfEvent2
Gross Receipts Event2	172117	GrossReceiptsEvent2
Charitable Contributions Event2	164117	CharitableContributionsEvent2
Gross Revenue Event2	8000	GrossRevenueEvent2
Food And Beverage Event2	7265	FoodAndBeverageEvent2
Other Direct Expenses Event2	60075	OtherDirectExpensesEvent2
Total Number Of Other Events	3	TotalNumberOfOtherEvents
Gross Receipts Other Events	158764	GrossReceiptsOtherEvents
Charitable Contrib Other Events	130513	CharitableContribOtherEvents
Gross Revenue Other Events	28251	GrossRevenueOtherEvents
Food And Beverage Other Events	4994	FoodAndBeverageOtherEvents
Other Direct Expenses Other Events	66444	OtherDirectExpensesOtherEvents
Gross Receipts Total	985819	GrossReceiptsTotal
Charitable Contributions Total	867843	CharitableContributionsTotal
Gross Revenue Total Events	117976	GrossRevenueTotalEvents
Food And Beverage Total Events	85333	FoodAndBeverageTotalEvents
Other Direct Expenses Total Events	257327	OtherDirectExpensesTotalEvents
Direct Expense Summary Events	342660	DirectExpenseSummaryEvents
Net Income Summary	-224684	NetIncomeSummary

Schedule J IRS990ScheduleJ

Field	Value	IRS element (for citing)
Compensation Committee	X	CompensationCommittee
Form990 Of Other Organizations	X	Form990OfOtherOrganizations
Written Employment Contract	X	WrittenEmploymentContract
Compensation Survey	X	CompensationSurvey
Board Or Committee Approval	X	BoardOrCommitteeApproval
Severance Payment	0	SeverancePayment
Supplemental Nonqual Retire Plan	0	SupplementalNonqualRetirePlan
Equity Based Comp Arrangement	0	EquityBasedCompArrangement
Comp Based On Revenue Of Filing Org	0	CompBasedOnRevenueOfFilingOrg
Comp Based On Revenue Related Orgs	0	CompBasedOnRevenueRelatedOrgs
Comp Based Net Earnings Filing Org	0	CompBasedNetEarningsFilingOrg
Comp Based Net Earnings Relate Orgs	0	CompBasedNetEarningsRelateOrgs
Any Non Fixed Payments	0	AnyNonFixedPayments
Initial Contract Exception	0	InitialContractException

Form990 Schedule J Part II Form990ScheduleJPartII (3 entries)

Base Compensation Filing OrgBaseCompensationFilingOrg	Comp Based On Related OrgsCompBasedOnRelatedOrgs	Bonus Filing OrgBonusFilingOrg	Bonus Related OrgsBonusRelatedOrgs	Other Compensation Filing OrgOtherCompensationFilingOrg	Other Compensation Related OrgsOtherCompensationRelatedOrgs	Deferred Comp Filing OrgDeferredCompFilingOrg	Deferred Comp Related OrgsDeferredCompRelatedOrgs	Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg	Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs	Total Compensation Filing OrgTotalCompensationFilingOrg	Total Compensation Related OrgsTotalCompensationRelatedOrgs	Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg	Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs
MICHAEL BARRETT
181716	0	0	0	0	0	5850	0	14875	0	202441	0	0	0
PAUL H ROSENBLUM
148079	0	0	0	0	0	4620	0	14875	0	167574	0	0	0
GARY HIMES
150000	0	0	0	0	0	0	0	89	0	150089	0	0	0

Schedule M IRS990ScheduleM

Securities Publicly Traded SecuritiesPubliclyTraded

Field	Value	IRS element (for citing)
Non Cash Checkbox	X	NonCashCheckbox
Number Of Contributions	10	NumberOfContributions
Noncash Contribs Rptd F990	353342	NoncashContribsRptdF990
Method Of Determining Revenues	FMV@DATE OF DONATION	MethodOfDeterminingRevenues

Other Non Cash Contributions Table OtherNonCashContributionsTable (4 entries)

Non Cash CheckboxNonCashCheckbox	DescriptionDescription	Number Of ContributionsNumberOfContributions	Noncash Contribs Rptd F990NoncashContribsRptdF990	Method Of Determining RevenuesMethodOfDeterminingRevenues
X	FLWRS, BEV.& WINE	5	6630	FMV@DATE OF DONATION
X	WINE	10	58785	FMV@DATE OF DONATION
X	FURNITURE	2	18300	FMV@DATE OF DONATION
X	GIFT CERTIFICATES	2	33200	FMV@DATE OF DONATION

Field	Value	IRS element (for citing)
Any Property That Must Be Held	0	AnyPropertyThatMustBeHeld
Review Process Unusual NC Gifts	1	ReviewProcessUnusualNCGifts
Third Parties Used	0	ThirdPartiesUsed

Schedule O IRS990ScheduleO

General Explanation GeneralExplanation (8 entries)

IdentifierIdentifier	ExplanationExplanation	Return ReferenceReturnReference
FORM 990, PART VI, SECTION A, LINE 2	SUSAN FREUND AND ANTHONY FREUND ARE TRUSTEES OF CARAMOOR AND HAVE A FAMILY RELATIONSHIP.
FORM 990, PART VI, SECTION B, LINE 11	THE PREPARED FORM 990 IS REVIEWED BY SENIOR MANAGEMENT, THE MEMBERS OF THE AUDIT COMMITTEE, AND PROVIDED TO THE BOARD OF TRUSTEES PRIOR TO FILING. MANAGEMENT DISTRIBUTES THE PREPARED FORM 990 TO THE MEMBERS OF THE AUDIT COMMITTEE. MANAGEMENT AND THE AUDIT COMMITTEE MEMBERS REVIEW THE RETURN AND SUBMIT TO THE CONTROLLER COMMENTS, QUESTIONS, AND CORRECTIONS. THE CONTROLLER FORWARDS THE COMMENTS, QUESTIONS, AND CORRECTIONS TO THE INDEPENDENT AUDITORS. MANAGEMENT SCHEDULES A MEETING WITH THE INDEPENDENT AUDITORS AND AUDIT COMMITTEE TO DISCUSS ANY ISSUES RAISED. IF NECESSARY, THE INDEPENDENT AUDITORS UPDATE THE FORM 990 AND SUBMIT IT BACK TO THE CONTROLLER. THE CONTROLLER CONFIRMS THAT ALL CHANGES WERE MADE. THE FINAL DRAFT IS POSTED TO AN FTP SITE FOR BOARD MEMBERS TO REVIEW. IF NO FURTHER CHANGES ARE NOTED, THE FORM 990 IS FILED.
	A CONFLICT OF INTEREST DISCLOSURE STATEMENT SHALL BE FURNISHED ANNUALLY BY EACH TRUSTEE AND EACH COVERED EMPLOYEE DISCLOSING ANY ANTICIPATED OR POSSIBLE CONFLICT SITUATIONS. COVERED EMPLOYEES SHALL BE SENIOR EMPLOYEES AND OTHER EMPLOYEES WHO HAVE A DECISION MAKING ROLE IN HIRING OR CONTRACTING. EACH NEW TRUSTEE SHALL BE ADVISED OF THE POLICY AND FURNISHED A DISCLOSURE STATEMENT UPON UNDERTAKING THE DUTIES OF SUCH OFFICE. WHEN ANY CONFLICT OF INTEREST MAY BE INVOLVED IN A TRANSACTION REQUIRING ACTION BY THE BOARD OF TRUSTEES OR COMMITTEE OF THE BOARD, THE INTERESTED PERSON SHALL CALL IT TO THE ATTENTION OF THE BOARD OF TRUSTEES OR SUCH COMMITTEE AND THE TRUSTEE CONCERNED SHALL NOT VOTE ON THE MATTER. MOREOVER, THE PERSON HAVING A CONFLICT SHALL RETIRE FROM THE ROOM IN WHICH THE BOARD OR COMMITTEE IS MEETING AND MAY NOT PARTICIPATE IN THE FINAL DELIBERATION OR DECISIONS REGARDING THE MATTER UNDER CONSIDERATION. HOWEVER, THAT PERSON MAY PROVIDE THE BOARD COMMITTEE WITH ANY AND ALL RELEVANT INFORMATION BEFORE RETIRING. THE MINUTES OF THE MEETING OF THE BOARD OR COMMITTEE SHALL REFLECT THAT THE CONFLICT OF INTEREST WAS DISCLOSED AND THAT THE INTERESTED PERSON WAS NOT PRESENT DURING THE FINAL DISCUSSION OR VOTE AND DID NOT VOTE. WHEN THERE IS A DOUBT AS TO WHETHER A CONFLICT OF INTEREST EXISTS, THE MATTER SHALL BE RESOLVED BY THE BOARD OF TRUSTEES EXCLUDING THE PERSON WHOSE SITUATION WILL BE DISCUSSED. WHEN ANY CONFLICT OF INTEREST MAY BE INVOLVED IN A MATTER INVOLVING AN EMPLOYEE, SUCH EMPLOYEE SHALL NOTIFY THE BOARD OF TRUSTEES AND THE CHIEF EXECUTIVE OFFICER OF CARAMOOR. NOTWITHSTANDING THE FOREGOING, THE BOARD OF TRUSTEES MAY WAIVE ANY DISCLOSED CONFLICT IF IT DETERMINES SUCH WAIVER TO BE IN THE BEST INTERESTS OF CARAMOOR.	FORM 990, PART VI, SECTION B, LINE 12C
	CARAMOOR HAS A FORMAL COMPENSATION COMMITTEE WHICH REVIEWS ANNUALLY SALARIES, BONUSES (IF ANY), AND BENEFITS FOR ALL CARAMOOR EMPLOYEES. THE COMMITTEE PAYS SPECIAL ATTENTION TO THE POSITIONS OF CEO, MANAGING DIRECTOR, DIRECTOR OF DEVELOPMENT AND CONTROLLER. ANNUAL REVIEWS OF EMPLOYEES ARE PROVIDED TO THE COMMITTEE BY THE CEO. ANNUAL REVIEWS INCLUDE SELF-ASSESSMENT BY THE EMPLOYEE, THE EMPLOYEE'S SUPERVISOR, AND RECOMMENDATIONS FROM THE CEO. THE CEO ALSO RECEIVES A REVIEW FROM THE COMPENSATION COMMITTEE. TRUSTEES THAT SIT ON THE COMPENSATION COMMITTEE HAVE ALL SIGNED "CONFLICT OF INTEREST" DECLARATIONS, AND DO SO ANNUALLY. THE COMMITTEE REVIEWS SALARIES AND COMPENSATION FOR CERTAIN SIMILAR SIZED ARTS ORGANIZATIONS IN THE NEW YORK AREA, AND NATIONALLY, AND USES THIS INFORMATION IN THEIR DECISION MAKING. MINUTES OF THE COMMITTEE'S DELIBERATIONS AND DECISIONS ARE FORWARDED TO THE CONTROLLER TO BE CARRIED OUT AND FILED. THE LAST MEETING OF THE COMPENSATION COMMITTEE TOOK PLACE ON DECEMBER 2, 2010.	FORM 990, PART VI, SECTION B, LINE 15
	CARAMOOR'S GOVERNING DOCUMENTS ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST AND ARE AVAILABLE FOR INSPECTION AT THE FINANCE OFFICE. CARAMOOR'S CONFLICT OF INTEREST POLICY IS MADE AVAILABLE TO THE PUBLIC UPON REQUEST AND IS AVAILABLE FOR INSPECTION AT THE FINANCE OFFICE. CARAMOOR'S FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST AND ARE AVAILABLE FOR INSPECTION AT THE FINANCE OFFICE. THE ORGANIZATION MAKES ITS FORM 990 AVAILABLE FOR PUBLIC INSPECTION AS REQUIRED UNDER SECTION 6104 OF THE INTERNAL REVENUE CODE BY POSTING IT ON GUIDESTAR.ORG AND OTHER SIMILAR TYPES OF WEBSITES.	FORM 990, PART VI, SECTION C, LINE 19
CHANGES IN NET ASSETS OR FUND BALANCES:	NET UNREALIZED GAINS ON INVESTMENTS: 592,035.	FORM 990, PART XI, LINE 5:
COMMITTEE OVERSIGHT OF THE AUDIT OF THE FINANCIAL STATEMENTS:	THE ORGANIZATION HAS A COMMITTE THAT ASSUMES RESPONSIBILITY FOR THE OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THIS PROCESS DID NOT CHANGE FROM THE PRIOR YEAR.	FORM 990, PART XI, LINE 2C:
USE OF VOLUNTEER SERVICE TO ACHIEVE EXEMPT ACTIVITIES:	THROUGH THEIR GENEROUS COMMITMENT OF TIME, ENTHUSIASM, AND EXPERTISE, CARAMOOR BENEFITS FROM THE CONTRIBUTIONS OF VOLUNTEERS THROUGHOUT THE YEAR. IN 2010 OVER 200 PEOPLE VOLUNTEERED PART-TIME AT CARAMOOR IN A VARIETY OF CAPACITIES. THIS NUMBER WAS DETERMINED BY THE SCOPE OF CARAMOOR'S PRESENTING ACTIVITIES AND EDUCATIONAL PROGRAMS, IN ADDITION TO THE AVAILABILITY OF THE VOLUNTEERS THEMSELVES. THE MAJORITY OF VOLUNTEERS ACT AS USHERS AT CARAMOOR'S YEAR-ROUND MUSIC PRESENTATIONS. THEY SERVE AS AN IMPORTANT PART OF THE PUBLIC FACE OF CARAMOOR, ACTING AS GREETERS, ASSISTING AUDIENCE MEMBERS TO THEIR SEATS, AND HELPING WITH THE VISITING PUBLIC'S SAFETY AND COMFORT. * 25-40 USHERS WORK AT EACH CONCERT IN THE VENETIAN THEATER * 16-20 USHERS WORK AT EACH CONCERT IN THE SPANISH COURTYARD * 10 USHERS WORK AT EACH CONCERT IN THE MUSIC ROOM * 10 USHERS WORK AT EACH DANCING AT DUSK CONCERT ON FRIENDS' FIELD * 10 USHERS WORK AT EACH CONCERT IN THE SUNKEN GARDEN VOLUNTEERS ALSO PLAY A MAJOR ROLE IN CARAMOOR'S ARTS-IN-EDUCATION PROGRAMS. THEY GIVE TOURS OF THE COLLECTION, LEAD VARIOUS ELEMENTS OF EACH PROGRAM, AND HELP CHILDREN AND TEACHERS THROUGH THE CAMPUS. IN 2010, WITH DOCENT-LED TOURS OF THE ROSEN HOUSE FOR THE PUBLIC ON HOLD, VOLUNTEERS INSTEAD DEDICATED THEIR TIME TO CATALOGING ARCHIVAL MATERIAL IN THE ROSEN HOUSE COLLECTION. THEY ALSO PERFORMED CLERICAL DUTIES FOR THE ADMINISTRATIVE STAFF THROUGHOUT THE YEAR.	FORM 990, PART I, LINE 6: