ANNE S RICHARDSON FUND T5874: Form 990PF, tax year 2010
View the entire original 990 at ProPublica ↗
- Organization
- ANNE S RICHARDSON FUND T5874 (EIN 13-6192516)
- Tax period
- 2010-08-01 to 2011-07-31
- Filed
- 2011-12-12
- IRS object ID
- 201113469349100061
- Schema version
- 2010v3.4
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Other Increases Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2011-12-12T16:52:40-06:00 | Timestamp |
| Tax Period End Date | 2011-07-31 | TaxPeriodEndDate |
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2010-08-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 136192516 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ANNE S RICHARDSON FUND P60833004 | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | RICH | NameControl |
| Phone | 4149771210 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | JPMORGAN CHASE BANK PO BOX 3038 | AddressLine1 |
| City | MILWAUKEE | City |
| State | WI | State |
| ZIP Code | 53201 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | JACK L UDOVICH | Name |
| Title | TRUSTEE | Title |
| Phone | 4149771210 | Phone |
| Date Signed | 2011-12-08 | DateSigned |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2010 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 12175770 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 129 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 129 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 209068 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 209127 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 690489 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 7807250 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 690802 | CapitalGainNetIncmNetInvstIncm |
| Total Revenue And Expenses | 899686 | TotalRevenueAndExpenses |
| Total Net Investment Income | 900058 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 103943 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 93549 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 10394 | CompOfcrDirTrstDsbrsChrtblPrps |
| Taxes Rev And Expnss | 19771 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 3291 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 0 | TaxesDsbrsChrtblPrps |
| Other Expenses Net Invst Incm | 372 | OtherExpensesNetInvstIncm |
| Tot Opr Expenses Rev And Expnss | 123714 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 97212 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 10394 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 555000 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 555000 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 678714 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 97212 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 565394 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 220972 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 802846 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 14443 | CashBOY |
| Cash EOY | 4868 | CashEOY |
| Cash EOYFMV | 4868 | CashEOYFMV |
| Savings And Temp Cash Invst BOY | 542185 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 276267 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 276267 | SavingsAndTempCashInvstEOYFMV |
| Investments Corp Stock BOY | 6849797 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 7704866 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 9083184 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 3054036 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 2697545 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 2811451 | InvestmentsCorpBondsEOYFMV |
| Total Assets BOY | 10460461 | TotalAssetsBOY |
| Total Assets EOY | 10683546 | TotalAssetsEOY |
| Total Assets EOYFMV | 12175770 | TotalAssetsEOYFMV |
| Total Liabilities BOY | 0 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 10460461 | CapitalStockBOY |
| Capital Stock EOY | 10683546 | CapitalStockEOY |
| Paid In Or Capital Surplus BOY | 0 | PaidInOrCapitalSurplusBOY |
| Paid In Or Capital Surplus EOY | 0 | PaidInOrCapitalSurplusEOY |
| Retained Earnings BOY | 0 | RetainedEarningsBOY |
| Retained Earnings EOY | 0 | RetainedEarningsEOY |
| Total Net Assets BOY | 10460461 | TotalNetAssetsBOY |
| Total Net Assets EOY | 10683546 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 10460461 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 10683546 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 10460461 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 220972 | ExcessOfRevenueOverExpenses |
| Other Increases | 2113 | OtherIncreases |
| Subtotal | 10683546 | Subtotal |
| Other Decreases | 0 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 10683546 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (6 entries)
| Description Of AssetDescriptionOfAsset | How AcquiredHowAcquired | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | P | 7756502 | 7116761 | 639741 | 639741 |
| POWERSHARES DB - SCH K-1 | P | 42 | 42 | ||
| POWERSHARES DB - SCH K-1 | P | 56 | 56 | ||
| POWERSHARES DB - SCH K-1 SEC 1256 | P | -1065 | -1065 | ||
| POWERSHARES DB - SALE ADJUSTMENT | P | 1280 | 1280 | ||
| CAPITAL GAINS DIVIDENDS | P | 50748 | 50748 | 50748 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 690802 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 545488 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 11250643 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.048485 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 647344 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 10228817 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.063286 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 726905 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 13914009 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.052243 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 551862 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 14245522 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.038739 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 511525 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 13299157 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.038463 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.241216 | TotalDistributionRatio |
| Average Distribution Ratio | 0.048243 | AverageDistributionRatio |
| Net Noncharitable Assets | 12225084 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 589775 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 8028 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 597803 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 565394 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 16057 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 16057 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 16057 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 18989 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 18989 | TotalCreditsAndPayments |
| Overpayment | 2932 | Overpayment |
| Amount Credited To Next Year | 2932 | AmountCreditedToNextYear |
| Amount To Be Refunded | 0 | AmountToBeRefunded |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 0 | UnrelatedBusIncomeOver1000 |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 1 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | CT | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 0 | PrivateOperatingFoundation |
| New Substantial Contributors | 0 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | WWW.FOUNDATIONCENTER.ORG/GRANTMAKER/RICHARDSON | WebsiteAddress |
| Books In Care Of Person Name | JPMORGAN CHASE BANKNA | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 2126481494 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 245 PARK AVE | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10167 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | 0 | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 1 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Acts Fail To Qualify As Exceptions | 0 | ActsFailToQualifyAsExceptions |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person Name | JPMORGAN CHASE BANKNA | PersonName |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 3038 | AddressLine1 |
| City | MILWAUKEE | City |
| State | WI | State |
| ZIP Code | 53201 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | TRUSTEE | Title |
| Avg Hours Per Wk Devoted To Position | 2.00 | AvgHoursPerWkDevotedToPosition |
| Compensation | 103943 | Compensation |
| Contri To Empl Benefit Plans Etc | 0 | ContriToEmplBenefitPlansEtc |
| Expense Account Other Allowances | 0 | ExpenseAccountOtherAllowances |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 12071264 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 339989 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 12411253 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 12411253 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 186169 | CashDeemedCharitable |
| Net Noncharitable Assets | 12225084 | NetNoncharitableAssets |
| Minimum Investment Return | 611254 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 611254 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 16057 | TaxBasedOnInvestmentIncome |
| Total Tax | 16057 | TotalTax |
| Distributable Amount Before Adj | 595197 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 595197 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 595197 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 565394 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 565394 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 0 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 565394 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 595197 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 550405 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Total Excess Distri Carryover | 0 | TotalExcessDistriCarryover |
| Qualifying Distributions | 565394 | QualifyingDistributions |
| Applied To Year1 | 550405 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 14989 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 0 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 0 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 580208 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 0 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 0 | ExcessDistriCyovToNextYear |
Supplementary Information SupplementaryInformation
Appication Submission Info AppicationSubmissionInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Name | CASEY BURGESS- JP MORGAN CHASE BANK | RecipientName |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 270 PARK AVENUE FL 14 | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10017 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone Number | 2124640308 | RecipientPhoneNumber |
| Form And Info And Materials | WWW.FOUNDATIONCENTER.ORG/GRANTMAKER/RICHARDSON | FormAndInfoAndMaterials |
| Submission Deadlines | NONE | SubmissionDeadlines |
| Restrictions On Awards | FUNDING INTEREST: TWENTY-FOUR ORGANIZATIONS RECOMMENDED BY MISS RICHARDSON, ORGANIZATIONS THAT ASSIST LOWER INCOME PEOPLE OR ARE OF GENERAL INTEREST TO THE COMMUNITY IN RIDGEFIELD, CT, AND FAIRFIELD, CT PROGRAMS SUPPORTING THE INDEPENDENCE OF WOMEN, THE GAY AND LESBIAN COMMUNITY, ENCOURAGE YOUTH DEVELOPEMENT, OR PROMOTE ENVIRONMENTAL CONSERVATION. | RestrictionsOnAwards |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (24 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| A BETTER CHANCE IN RIDGEFIELD INC | |||||||
| PO BOX 1044 | RIDGEFIELD | CT | 06877 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $10,000 |
| AGING IN AMERICA INC | |||||||
| 1500 PELHAM PARKWAY | BRONX | NY | 10461 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $15,000 |
| CONNECTICUT COLLEGE | |||||||
| 270 MONHEGAN AVENUE | NEW LONDON | CT | 06320 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $15,000 |
| FIRST CONGREGATIONAL CHURCH OF RIDGEFIELD | |||||||
| 103 MAIN STREET | RIDGEFIELD | CT | 06877 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $5,000 |
| GARDEN & CONSERVATION TRUST | |||||||
| 15 ASCOT WAY | RIDGEFIELD | CT | 06877 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $15,000 |
| HARTFORD GAY & LESBIAN HEALTH COLLECTIVE INC | |||||||
| PO BOX 2094 | HARTFORD | CT | 06145 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $45,000 |
| MEALS ON WHEELS INC | |||||||
| 25 GILBERT STREET | RIDGEFIELD | CT | 06877 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $10,000 |
| MEMORIAL SLOAN KETTERING CANCER CENTER | |||||||
| 1275 YORK AVENUE | NEW YORK | NY | 10021 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $15,000 |
| NEW YORK- PRESBYTERIAN HOSPITAL | |||||||
| 525 EAST 68TH STREET | NEW YORK | NY | 10065 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $15,000 |
| NORWALK HOSPITAL FOUNDATION | |||||||
| 34 MAPLE STREET | NORWALK | CT | 06850 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $15,000 |
| PRO BONO PARTNERSHIP INC | |||||||
| 237 MAMARONECK AVENUE S 300 | WHITE PLAINS | NY | 10605 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $40,000 |
| PTA CT CONGRESS RIDGEFIELD PTA DBA RIDGEFIELD HIGH SCHOOL PTSA | |||||||
| 700 N SALEM RD | RIDGEFIELD | CT | 06877 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $65,000 |
| RIDGEFIELD BOYS CLUB | |||||||
| 41 GOVERNOR STREET | RIDGEFIELD | CT | 06877 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $15,000 |
| RIDGEFIELD CHORALE | |||||||
| PO BOX 686 | RIDGEFIELD | CT | 06877 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $5,000 |
| RIDGEFIELD PLAYHOUSE FOR MOVIES AND THE PERFORMING ARTS INC | |||||||
| PO BOX 655 | RIDGEFIELD | CT | 06877 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $20,000 |
| RIDGEFIELD SYMPHONY ORCHESTRA INC | |||||||
| 90 EAST RIDGE ROAD | RIDGEFIELD | CT | 06877 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $25,000 |
| SAINT STEPHENS CHURCH | |||||||
| 351 MAIN STREET | RIDGEFIELD | CT | 06877 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $15,000 |
| THE RIDGEFIELD GUILD OF ARTISTS | |||||||
| PO BOX 552 | RIDGEFIELD | CT | 06877 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $5,000 |
| TRUE COLORS INC | |||||||
| 576 FARMINGTON AVE | HARTFORD | CT | 06105 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $20,000 |
| VISITING NURSE ASSOCIATION OF RIDGEFIELD INC | |||||||
| 90 EAST RIDGE ROAD | RIDGEFIELD | CT | 06877 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $25,000 |
| YALE UNIVERSITY | |||||||
| PO BOX 2038 | NEW HAVEN | CT | 06521 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $15,000 |
| CONNECTICUT FUND FOR THE ENVIRONMENT | |||||||
| 142 TEMPLE ST | NEW HAVEN | CT | 06510 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $40,000 |
| MILL RIVER COLLABORATIVE | |||||||
| 888 WASHINGTON BLVD | STAMFORD | CT | 06904 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $75,000 |
| MERCY LEARNING CENTER OF BRIDGEPORT | |||||||
| 637 PARK AVENUE | BRIDGEPORT | CT | 06604 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $30,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 555000 | TotGrantOrContriPaidDuringYear |
| Tot Grant Or Contri Approved Future | 0 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $129 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $209,068 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $690,489 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $0 | UnrelatedBusinessIncomeAmount |
| Exclusion | $899,686 | ExclusionAmount |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 899686 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (8 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| EATON VANCE MUT FDS TR FLT RT CL I - 56190.77 SHS | 497707 | 506279 |
| JPM HIGH YIELD FD - SEL FUND 3580 8.26% - 56708.24 SHS | 434857 | 465008 |
| JPM SHORT DURATION BOND FD - SEL FUND 3133 1.12% - 63901.76 SHS | 702065 | 704197 |
| JPM TOTAL RETURN FD - SEL FUND 3218 2.42% - 12025.04 SHS | 113757 | 126744 |
| DREYFUS/LAUREL FDS TR PRM EMRGN MK I - 16202.47 SHS | 234333 | 247088 |
| JPM STR INC OPP FD FUND 3844 2.64% - 15928.88 SHS | 161360 | 188439 |
| JPM INTL CURRENCY INCOME FD 1.14% - 32499.35 SHS | 363358 | 382517 |
| JPM TR I INFL MANAGED BD - SEL 2.19% - 17850.54 SHS | 190108 | 191179 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (136 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| ABBOTT LABORATORIES - 51 SHS | 1877 | 2155 |
| ADOBE SYSTEMS INC - 45 SHS | 1557 | 1247 |
| AMAZON COM INC - 23 SHS | 2837 | 5118 |
| AMERICAN EXPRESS CO - 25 SHS | 1059 | 1251 |
| APACHE CORP - 20 SHS | 1288 | 2474 |
| APPLE INC. - 29 SHS | 3255 | 11324 |
| BB & T CORP - 40 SHS | 633 | 1027 |
| BAKER HUGHES INC - 25 SHS | 1228 | 1935 |
| BECTON DICKINSON & CO - 13 SHS | 1092 | 1087 |
| CVS CAREMARK CORPORATION - 85 SHS | 2257 | 3090 |
| CAMPBELL SOUP COMPANY - 51 SHS | 1831 | 1686 |
| CARDINAL HEALTH INC - 60 SHS | 1656 | 2626 |
| CELGENE CORPORATION - 39 SHS | 1691 | 2313 |
| CISCO SYSTEMS INC - 130 SHS | 1862 | 2395 |
| COLGATE PALMOLIVE CO - 29 SHS | 2368 | 2447 |
| DELAWARE EMERGING MARKETS FUND - 7704.42 SHS | 123810 | 120343 |
| WALT DISNEY CO - 85 SHS | 1506 | 3283 |
| E I DU PONT DE NEMOURS & CO - 115 SHS | 4455 | 5913 |
| E M C CORP MASS - 75 SHS | 1541 | 1956 |
| EMERSON ELECTRIC CO - 29 SHS | 2052 | 1865 |
| FIFTH THIRD BANCORP - 75 SHS | 1094 | 949 |
| FREEPORT-MCMORAN COPPER & GOLD INC CL B - 78 SHS | 1177 | 4131 |
| GENERAL MILLS INC - 50 SHS | 1651 | 1867 |
| HUMANA INC - 23 SHS | 1684 | 1715 |
| JOHNSON & JOHNSON - 60 SHS | 3774 | 3887 |
| JOHNSON CONTROLS INC - 130 SHS | 2024 | 4803 |
| KELLOGG CO - 15 SHS | 729 | 837 |
| LAM RESEARCH CORP - 26 SHS | 1343 | 1063 |
| LENNAR CORP - 45 SHS | 766 | 796 |
| LOWES COMPANIES INC - 75 SHS | 1791 | 1619 |
| MICROSOFT CORP - 300 SHS | 5470 | 8220 |
| MORGAN STANLEY - 40 SHS | 710 | 890 |
| NIKE INC B - 25 SHS | 1508 | 2254 |
| NORFOLK SOUTHERN CORP - 95 SHS | 3754 | 7192 |
| NOVELLUS SYSTEMS INC - 19 SHS | 648 | 590 |
| OCCIDENTAL PETROLEUM CORP - 49 SHS | 2129 | 4811 |
| ORACLE CORP - 135 SHS | 3147 | 4128 |
| PACCAR INC - 70 SHS | 1800 | 2997 |
| PEPSICO INC - 45 SHS | 2432 | 2882 |
| PFIZER INC - 270 SHS | 3123 | 4639 |
| PROCTER & GAMBLE CO - 70 SHS | 2426 | 4304 |
| QUALCOMM INC - 59 SHS | 1952 | 3232 |
| T ROWE PRICE INTERNATIONAL FUNDS INC NEW ASIA FUND - 13518.31 SHS | 205884 | 270637 |
| SPDR S&P 500 ETF TRUST - 3006 SHS | 342990 | 388766 |
| ST JUDE MEDICAL INC - 25 SHS | 1238 | 1163 |
| SCHLUMBERGER LTD - 65 SHS | 5437 | 5874 |
| SPRINT NEXTEL CORP - 320 SHS | 1350 | 1354 |
| STAPLES INC - 75 SHS | 1166 | 1205 |
| STATE STREET CORP - 30 SHS | 1292 | 1244 |
| UNITED TECHNOLOGIES CORP - 65 SHS | 3535 | 5385 |
| WILLIAMS COMPANIES INC - 69 SHS | 2111 | 2187 |
| XILINX CORP - 75 SHS | 1751 | 1926 |
| COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A - 25 SHS | 1205 | 1747 |
| SEMPRA ENERGY - 20 SHS | 1048 | 1014 |
| WELLS FARGO & CO - 185 SHS | 3035 | 5169 |
| THORNBURG VALUE FUND FD CL I - 10199.25 SHS | 318726 | 361665 |
| BANK OF AMERICA CORP - 226 SHS | 1294 | 2194 |
| CONSTELLATION ENERGY GROUP INC - 25 SHS | 833 | 971 |
| GOLDMAN SACHS GROUP INC - 25 SHS | 1852 | 3374 |
| DEVON ENERGY CORP - 13 SHS | 820 | 1023 |
| EOG RESOURCES INC - 18 SHS | 1104 | 1836 |
| HONEYWELL INTERNATIONAL INC - 60 SHS | 2090 | 2655 |
| TARGET CORP - 30 SHS | 1419 | 1545 |
| UNITEDHEALTH GROUP INC - 30 SHS | 1127 | 1489 |
| VERIZON COMMUNICATIONS INC - 115 SHS | 3147 | 4058 |
| COACH INC - 30 SHS | 1053 | 1937 |
| FLUOR CORP - 24 SHS | 1745 | 1525 |
| GLOBAL PAYMENTS INC - 20 SHS | 977 | 948 |
| US BANCORP DEL - 70 SHS | 1063 | 1824 |
| DODGE & COX INTERNATIONAL STOCK - 16000.87 SHS | 350099 | 572191 |
| ISHARES RUSSELL MIDCAP INDEX FUND - 2611 SHS | 155730 | 274547 |
| 3M CO - 26 SHS | 2296 | 2266 |
| YUM BRANDS INC - 75 SHS | 2566 | 3962 |
| CENTERPOINT ENERGY INC - 122 SHS | 2033 | 2389 |
| COMCAST CORP CL A - 50 SHS | 846 | 1201 |
| FMI FDS INC LARGE CAP FD - 24735.97 SHS | 286958 | 399981 |
| CARNIVAL CORPORATION - 50 SHS | 1873 | 1665 |
| ASTON OPTIMUM MID CAP FUND I - 3835.92 SHS | 126739 | 121407 |
| JPM US REAL ESTATE FD - SEL FUND 3037 - 7322.28 SHS | 85671 | 125138 |
| JPM INTREPID AMERICA FD - SEL FUND 1206 - 11228.62 SHS | 227941 | 269262 |
| JPM MARKET EXPANSION INDEX FD - SEL FUND 3708 - 32589.4 SHS | 285954 | 364024 |
| JPM ASIA 3 FD - SEL FUND 1134 - 8030.77 SHS | 172822 | 308301 |
| MANAGERS AMG FUNDS-TIMESSQUARE MID CAP GROWTH FUND - 19844.38 SHS | 229401 | 281393 |
| VANGUARD MSCI EMERGING MARKETS ETF - 5300 SHS | 234383 | 256096 |
| JPM US LRGE CAP CORE PLUS FD - SEL FUND 1002 - 18198.86 SHS | 291691 | 381448 |
| AT&T INC - 92 SHS | 3212 | 2692 |
| CBS CORP CLASS B W/I - 80 SHS | 2261 | 2190 |
| EDGEWOOD GROWTH FUND - 21532.14 SHS | 247620 | 259678 |
| JPM TR I GROWTH ADVANTAGE FD - SEL FUND 1567 - 55320.47 SHS | 455654 | 509502 |
| CAMERON INTERNATIONAL CORPORATION - 26 SHS | 1431 | 1454 |
| HARTFORD CAPITAL APPRECIATION FUND - 11732.98 SHS | 346381 | 390591 |
| MANNING & NAPIER FUND INC WORLD OPPORTUNITIES SERIES FUND - 71022.95 SHS | 636181 | 630684 |
| IVY GLOBAL NATURAL RESOURCE-I - 5300.66 SHS | 126739 | 123558 |
| CME GROUP INC CLASS A COMMON STOCK - 5 SHS | 1380 | 1446 |
| INVESCO LTD - 45 SHS | 880 | 998 |
| ACE LTD NEW - 30 SHS | 1396 | 2009 |
| TYCO INTERNATIONAL LTD - 55 SHS | 2167 | 2436 |
| TIME WARNER INC NEW - 190 SHS | 4262 | 6680 |
| MERCK AND CO INC - 160 SHS | 4598 | 5461 |
| BARC BREN DJ-UBS COMDTY 12/12/11 BUFFER 15%, ,120000 SHS | 118200 | 145140 |
| GS SPX MKT PLS NOTE 08/04/11 (85 CONT BARRIER-2.53%PMT- UNCAP) - 113000 SHS | 111587 | 136864 |
| MS SPX CONT BUFF EQ NT 09/01/11 (80% CONT BARRIER 10.75%COUP 100000 SHS | 98750 | 118055 |
| HIGHBRIDGE DYNAMIC COMM STRG FD -SEL - 2887.71 SHS | 65002 | 60064 |
| GS SPX CONT BUFF EQ NT 11/21/11 (20% CONT BARRIER 17.16%COUP) 120000 SHS | 118500 | 141716 |
| NEXTERA ENERGY INC - 20 SHS | 1016 | 1105 |
| DB BREN SPX 08/29/11 (10%BUFFER-2XLEV-7.2%CAP- 14.40%MAXRTN) 120000 SHS | 118800 | 136188 |
| HSBC GOLD CPN NOTE 10/21/11 5%CPN, 60000 SHS | 59400 | 68472 |
| DB BREN SPX 1/6/12 10%BUFFER-2XLEV-5.32%CAP- 200000 SHS | 198000 | 208500 |
| DB BREN ASIA BASKET 01/06/12 10%BUFFER-2XLEV-7.15%CAP- 125000 SHS | 123750 | 132025 |
| BARC BREN ASIA BASKET 2/15/12 (12.74%MAXRTRN)125000 SHS | 123750 | 126338 |
| BARC BREN EAFE 2/23/12 10%BUFFER-2XLEV-7.81%CAP- 15.62%MAXRTRN 125000 SH | 123750 | 123738 |
| DB REN SPX 2/29/12 2XLEV-8.5%CAP-17%MAXPYMT 150000 SHS | 148500 | 147615 |
| CS BREN EAFE 3/14/12 10%BUFFER-2XLEV-7.306%CAP- 14.612%MAXRTRN 125000 SHS | 123750 | 120375 |
| TE CONNECTIVITY LTD - 25 SHS | 861 | 861 |
| COLUMBIA FDS SER TR II MASS ASIA PC JP R5 - 8830.33 SHS | 101284 | 127510 |
| COVIDIEN PLC NEW - 43 SHS | 1806 | 2184 |
| JOHN HANCOCK II-EMG MKTS-I - 16110.87 SHS | 190108 | 190269 |
| CS BREN EAFE 05/02/12 10%BUFFER-2 XLEV- 8.1%CAP 16.2%MAXRTRN 125000 SHS | 123750 | 121625 |
| CITIGROUP INC NEW - 99 SHS | 3988 | 3796 |
| BARC CONT BUFF EQ SPX 06/13/12 80% CONT BARRIER- 2.74% 200000 SHS | 198000 | 194940 |
| CS BREN EAFE 07/25/12 10%BUFFER-2 XLEV- 8.75%CAP 17.5%MAXRTRN 125000 SHS | 123750 | 121000 |
| HOLLYFRONTIER CORPORATION - 13 SHS | 930 | 980 |
| BROADCOM CORP CL A - 54 SHS | 1959 | 2002 |
| JUNIPER NETWORKS INC - 93 SHS | 1938 | 2175 |
| EXXON MOBIL CORP - 75 SHS | 2666 | 5984 |
| METLIFE INC - 70 SHS | 2331 | 2885 |
| DENDREON CORP - 35 SHS | 1232 | 1292 |
| MONSANTO CO - 0 SHS | 1038 | 1029 |
| PRUDENTIAL FINANCIAL INC - 40 SHS | 896 | 2347 |
| CONOCOPHILLIPS - 55 SHS | 2618 | 3959 |
| BIOGEN IDEC INC - 15 SHS | 900 | 1528 |
| VERIFONE SYSTEMS, INC. - 15 SHS | 782 | 591 |
| BAIDU INC SPONS ADR - 15 SHS | 1381 | 2356 |
| TD AMERITRADE HOLDING CORPORATION - 45 SHS | 705 | 826 |
| MASTERCARD INC - CLASS A - 7 SHS | 1261 | 2123 |
| GENERAL MOTORS CO - 73 SHS | 2483 | 2021 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases OtherIncreases
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | RETURN OF CAPITAL ADJUSTMENT | Description |
| Amount | $2,113 | Amount |
Taxes Schedule TaxesSchedule
Taxes Taxes (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| ESTIMATED EXCISE TAX- CURRENT YEAR | $16,480 | 0 | 0 |
| FOREIGN INCOME TAX WITHHELD | $3,291 | 3291 | 0 |