2011-12-12T16:52:40-06:00 2011-07-31 990PF 2010-08-01 136192516 ANNE S RICHARDSON FUND P60833004 RICH 4149771210 JPMORGAN CHASE BANK PO BOX 3038 MILWAUKEE WI 53201 JACK L UDOVICH 4149771210 2011-12-08 2010 2016-02-24 21:20:13Z X 12175770 X X 129 129 209068 209127 690489 7807250 690802 899686 900058 103943 93549 10394 19771 3291 0 372 123714 97212 10394 555000 555000 678714 97212 565394 220972 802846 14443 4868 4868 542185 276267 276267 6849797 7704866 9083184 3054036 2697545 2811451 10460461 10683546 12175770 0 0 X 10460461 10683546 0 0 0 0 10460461 10683546 10460461 10683546 10460461 220972 2113 10683546 0 10683546 PUBLICLY TRADED SECURITIES P 7756502 7116761 639741 639741 POWERSHARES DB - SCH K-1 P 42 42 POWERSHARES DB - SCH K-1 P 56 56 POWERSHARES DB - SCH K-1 SEC 1256 P -1065 -1065 POWERSHARES DB - SALE ADJUSTMENT P 1280 1280 CAPITAL GAINS DIVIDENDS P 50748 50748 50748 690802 0 545488 11250643 0.048485 647344 10228817 0.063286 726905 13914009 0.052243 551862 14245522 0.038739 511525 13299157 0.038463 0.241216 0.048243 12225084 589775 8028 597803 565394 16057 0 16057 0 16057 18989 18989 2932 2932 0 0 0 0 0 0 0 0 0 0 0 1 1 CT 1 0 0 0 0 1 WWW.FOUNDATIONCENTER.ORG/GRANTMAKER/RICHARDSON JPMORGAN CHASE BANKNA 2126481494 245 PARK AVE NEW YORK NY 10167 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 JPMORGAN CHASE BANKNA PO BOX 3038 MILWAUKEE WI 53201 2.00 103943 0 0 NONE 0 NONE 0 0 12071264 339989 0 12411253 0 0 12411253 186169 12225084 611254 611254 16057 16057 595197 0 595197 0 595197 565394 0 565394 0 565394 595197 550405 0 0 565394 550405 0 0 14989 0 0 0 0 0 0 0 0 580208 0 0 0 CASEY BURGESS- JP MORGAN CHASE BANK 270 PARK AVENUE FL 14 NEW YORK NY 10017 2124640308 WWW.FOUNDATIONCENTER.ORG/GRANTMAKER/RICHARDSON NONE FUNDING INTEREST: TWENTY-FOUR ORGANIZATIONS RECOMMENDED BY MISS RICHARDSON, ORGANIZATIONS THAT ASSIST LOWER INCOME PEOPLE OR ARE OF GENERAL INTEREST TO THE COMMUNITY IN RIDGEFIELD, CT, AND FAIRFIELD, CT PROGRAMS SUPPORTING THE INDEPENDENCE OF WOMEN, THE GAY AND LESBIAN COMMUNITY, ENCOURAGE YOUTH DEVELOPEMENT, OR PROMOTE ENVIRONMENTAL CONSERVATION. A BETTER CHANCE IN RIDGEFIELD INC PO BOX 1044 RIDGEFIELD CT 06877 NONE PUBLIC CHARITY PROGRAM SUPPORT 10000 AGING IN AMERICA INC 1500 PELHAM PARKWAY BRONX NY 10461 NONE PUBLIC CHARITY PROGRAM SUPPORT 15000 CONNECTICUT COLLEGE 270 MONHEGAN AVENUE NEW LONDON CT 06320 NONE PUBLIC CHARITY PROGRAM SUPPORT 15000 FIRST CONGREGATIONAL CHURCH OF RIDGEFIELD 103 MAIN STREET RIDGEFIELD CT 06877 NONE PUBLIC CHARITY PROGRAM SUPPORT 5000 GARDEN & CONSERVATION TRUST 15 ASCOT WAY RIDGEFIELD CT 06877 NONE PUBLIC CHARITY PROGRAM SUPPORT 15000 HARTFORD GAY & LESBIAN HEALTH COLLECTIVE INC PO BOX 2094 HARTFORD CT 06145 NONE PUBLIC CHARITY PROGRAM SUPPORT 45000 MEALS ON WHEELS INC 25 GILBERT STREET RIDGEFIELD CT 06877 NONE PUBLIC CHARITY PROGRAM SUPPORT 10000 MEMORIAL SLOAN KETTERING CANCER CENTER 1275 YORK AVENUE NEW YORK NY 10021 NONE PUBLIC CHARITY PROGRAM SUPPORT 15000 NEW YORK- PRESBYTERIAN HOSPITAL 525 EAST 68TH STREET NEW YORK NY 10065 NONE PUBLIC CHARITY PROGRAM SUPPORT 15000 NORWALK HOSPITAL FOUNDATION 34 MAPLE STREET NORWALK CT 06850 NONE PUBLIC CHARITY PROGRAM SUPPORT 15000 PRO BONO PARTNERSHIP INC 237 MAMARONECK AVENUE S 300 WHITE PLAINS NY 10605 NONE PUBLIC CHARITY PROGRAM SUPPORT 40000 PTA CT CONGRESS RIDGEFIELD PTA DBA RIDGEFIELD HIGH SCHOOL PTSA 700 N SALEM RD RIDGEFIELD CT 06877 NONE PUBLIC CHARITY PROGRAM SUPPORT 65000 RIDGEFIELD BOYS CLUB 41 GOVERNOR STREET RIDGEFIELD CT 06877 NONE PUBLIC CHARITY PROGRAM SUPPORT 15000 RIDGEFIELD CHORALE PO BOX 686 RIDGEFIELD CT 06877 NONE PUBLIC CHARITY PROGRAM SUPPORT 5000 RIDGEFIELD PLAYHOUSE FOR MOVIES AND THE PERFORMING ARTS INC PO BOX 655 RIDGEFIELD CT 06877 NONE PUBLIC CHARITY PROGRAM SUPPORT 20000 RIDGEFIELD SYMPHONY ORCHESTRA INC 90 EAST RIDGE ROAD RIDGEFIELD CT 06877 NONE PUBLIC CHARITY PROGRAM SUPPORT 25000 SAINT STEPHENS CHURCH 351 MAIN STREET RIDGEFIELD CT 06877 NONE PUBLIC CHARITY PROGRAM SUPPORT 15000 THE RIDGEFIELD GUILD OF ARTISTS PO BOX 552 RIDGEFIELD CT 06877 NONE PUBLIC CHARITY PROGRAM SUPPORT 5000 TRUE COLORS INC 576 FARMINGTON AVE HARTFORD CT 06105 NONE PUBLIC CHARITY PROGRAM SUPPORT 20000 VISITING NURSE ASSOCIATION OF RIDGEFIELD INC 90 EAST RIDGE ROAD RIDGEFIELD CT 06877 NONE PUBLIC CHARITY PROGRAM SUPPORT 25000 YALE UNIVERSITY PO BOX 2038 NEW HAVEN CT 06521 NONE PUBLIC CHARITY PROGRAM SUPPORT 15000 CONNECTICUT FUND FOR THE ENVIRONMENT 142 TEMPLE ST NEW HAVEN CT 06510 NONE PUBLIC CHARITY PROGRAM SUPPORT 40000 MILL RIVER COLLABORATIVE 888 WASHINGTON BLVD STAMFORD CT 06904 NONE PUBLIC CHARITY PROGRAM SUPPORT 75000 MERCY LEARNING CENTER OF BRIDGEPORT 637 PARK AVENUE BRIDGEPORT CT 06604 NONE PUBLIC CHARITY PROGRAM SUPPORT 30000 555000 0 14 129 14 209068 18 690489 0 899686 0 899686 0 0 0 0 0 0 0 0 0 0 EATON VANCE MUT FDS TR FLT RT CL I - 56190.77 SHS 497707 506279 JPM HIGH YIELD FD - SEL FUND 3580 8.26% - 56708.24 SHS 434857 465008 JPM SHORT DURATION BOND FD - SEL FUND 3133 1.12% - 63901.76 SHS 702065 704197 JPM TOTAL RETURN FD - SEL FUND 3218 2.42% - 12025.04 SHS 113757 126744 DREYFUS/LAUREL FDS TR PRM EMRGN MK I - 16202.47 SHS 234333 247088 JPM STR INC OPP FD FUND 3844 2.64% - 15928.88 SHS 161360 188439 JPM INTL CURRENCY INCOME FD 1.14% - 32499.35 SHS 363358 382517 JPM TR I INFL MANAGED BD - SEL 2.19% - 17850.54 SHS 190108 191179 ABBOTT LABORATORIES - 51 SHS 1877 2155 ADOBE SYSTEMS INC - 45 SHS 1557 1247 AMAZON COM INC - 23 SHS 2837 5118 AMERICAN EXPRESS CO - 25 SHS 1059 1251 APACHE CORP - 20 SHS 1288 2474 APPLE INC. - 29 SHS 3255 11324 BB & T CORP - 40 SHS 633 1027 BAKER HUGHES INC - 25 SHS 1228 1935 BECTON DICKINSON & CO - 13 SHS 1092 1087 CVS CAREMARK CORPORATION - 85 SHS 2257 3090 CAMPBELL SOUP COMPANY - 51 SHS 1831 1686 CARDINAL HEALTH INC - 60 SHS 1656 2626 CELGENE CORPORATION - 39 SHS 1691 2313 CISCO SYSTEMS INC - 130 SHS 1862 2395 COLGATE PALMOLIVE CO - 29 SHS 2368 2447 DELAWARE EMERGING MARKETS FUND - 7704.42 SHS 123810 120343 WALT DISNEY CO - 85 SHS 1506 3283 E I DU PONT DE NEMOURS & CO - 115 SHS 4455 5913 E M C CORP MASS - 75 SHS 1541 1956 EMERSON ELECTRIC CO - 29 SHS 2052 1865 FIFTH THIRD BANCORP - 75 SHS 1094 949 FREEPORT-MCMORAN COPPER & GOLD INC CL B - 78 SHS 1177 4131 GENERAL MILLS INC - 50 SHS 1651 1867 HUMANA INC - 23 SHS 1684 1715 JOHNSON & JOHNSON - 60 SHS 3774 3887 JOHNSON CONTROLS INC - 130 SHS 2024 4803 KELLOGG CO - 15 SHS 729 837 LAM RESEARCH CORP - 26 SHS 1343 1063 LENNAR CORP - 45 SHS 766 796 LOWES COMPANIES INC - 75 SHS 1791 1619 MICROSOFT CORP - 300 SHS 5470 8220 MORGAN STANLEY - 40 SHS 710 890 NIKE INC B - 25 SHS 1508 2254 NORFOLK SOUTHERN CORP - 95 SHS 3754 7192 NOVELLUS SYSTEMS INC - 19 SHS 648 590 OCCIDENTAL PETROLEUM CORP - 49 SHS 2129 4811 ORACLE CORP - 135 SHS 3147 4128 PACCAR INC - 70 SHS 1800 2997 PEPSICO INC - 45 SHS 2432 2882 PFIZER INC - 270 SHS 3123 4639 PROCTER & GAMBLE CO - 70 SHS 2426 4304 QUALCOMM INC - 59 SHS 1952 3232 T ROWE PRICE INTERNATIONAL FUNDS INC NEW ASIA FUND - 13518.31 SHS 205884 270637 SPDR S&P 500 ETF TRUST - 3006 SHS 342990 388766 ST JUDE MEDICAL INC - 25 SHS 1238 1163 SCHLUMBERGER LTD - 65 SHS 5437 5874 SPRINT NEXTEL CORP - 320 SHS 1350 1354 STAPLES INC - 75 SHS 1166 1205 STATE STREET CORP - 30 SHS 1292 1244 UNITED TECHNOLOGIES CORP - 65 SHS 3535 5385 WILLIAMS COMPANIES INC - 69 SHS 2111 2187 XILINX CORP - 75 SHS 1751 1926 COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A - 25 SHS 1205 1747 SEMPRA ENERGY - 20 SHS 1048 1014 WELLS FARGO & CO - 185 SHS 3035 5169 THORNBURG VALUE FUND FD CL I - 10199.25 SHS 318726 361665 BANK OF AMERICA CORP - 226 SHS 1294 2194 CONSTELLATION ENERGY GROUP INC - 25 SHS 833 971 GOLDMAN SACHS GROUP INC - 25 SHS 1852 3374 DEVON ENERGY CORP - 13 SHS 820 1023 EOG RESOURCES INC - 18 SHS 1104 1836 HONEYWELL INTERNATIONAL INC - 60 SHS 2090 2655 TARGET CORP - 30 SHS 1419 1545 UNITEDHEALTH GROUP INC - 30 SHS 1127 1489 VERIZON COMMUNICATIONS INC - 115 SHS 3147 4058 COACH INC - 30 SHS 1053 1937 FLUOR CORP - 24 SHS 1745 1525 GLOBAL PAYMENTS INC - 20 SHS 977 948 US BANCORP DEL - 70 SHS 1063 1824 DODGE & COX INTERNATIONAL STOCK - 16000.87 SHS 350099 572191 ISHARES RUSSELL MIDCAP INDEX FUND - 2611 SHS 155730 274547 3M CO - 26 SHS 2296 2266 YUM BRANDS INC - 75 SHS 2566 3962 CENTERPOINT ENERGY INC - 122 SHS 2033 2389 COMCAST CORP CL A - 50 SHS 846 1201 FMI FDS INC LARGE CAP FD - 24735.97 SHS 286958 399981 CARNIVAL CORPORATION - 50 SHS 1873 1665 ASTON OPTIMUM MID CAP FUND I - 3835.92 SHS 126739 121407 JPM US REAL ESTATE FD - SEL FUND 3037 - 7322.28 SHS 85671 125138 JPM INTREPID AMERICA FD - SEL FUND 1206 - 11228.62 SHS 227941 269262 JPM MARKET EXPANSION INDEX FD - SEL FUND 3708 - 32589.4 SHS 285954 364024 JPM ASIA 3 FD - SEL FUND 1134 - 8030.77 SHS 172822 308301 MANAGERS AMG FUNDS-TIMESSQUARE MID CAP GROWTH FUND - 19844.38 SHS 229401 281393 VANGUARD MSCI EMERGING MARKETS ETF - 5300 SHS 234383 256096 JPM US LRGE CAP CORE PLUS FD - SEL FUND 1002 - 18198.86 SHS 291691 381448 AT&T INC - 92 SHS 3212 2692 CBS CORP CLASS B W/I - 80 SHS 2261 2190 EDGEWOOD GROWTH FUND - 21532.14 SHS 247620 259678 JPM TR I GROWTH ADVANTAGE FD - SEL FUND 1567 - 55320.47 SHS 455654 509502 CAMERON INTERNATIONAL CORPORATION - 26 SHS 1431 1454 HARTFORD CAPITAL APPRECIATION FUND - 11732.98 SHS 346381 390591 MANNING & NAPIER FUND INC WORLD OPPORTUNITIES SERIES FUND - 71022.95 SHS 636181 630684 IVY GLOBAL NATURAL RESOURCE-I - 5300.66 SHS 126739 123558 CME GROUP INC CLASS A COMMON STOCK - 5 SHS 1380 1446 INVESCO LTD - 45 SHS 880 998 ACE LTD NEW - 30 SHS 1396 2009 TYCO INTERNATIONAL LTD - 55 SHS 2167 2436 TIME WARNER INC NEW - 190 SHS 4262 6680 MERCK AND CO INC - 160 SHS 4598 5461 BARC BREN DJ-UBS COMDTY 12/12/11 BUFFER 15%, ,120000 SHS 118200 145140 GS SPX MKT PLS NOTE 08/04/11 (85 CONT BARRIER-2.53%PMT- UNCAP) - 113000 SHS 111587 136864 MS SPX CONT BUFF EQ NT 09/01/11 (80% CONT BARRIER 10.75%COUP 100000 SHS 98750 118055 HIGHBRIDGE DYNAMIC COMM STRG FD -SEL - 2887.71 SHS 65002 60064 GS SPX CONT BUFF EQ NT 11/21/11 (20% CONT BARRIER 17.16%COUP) 120000 SHS 118500 141716 NEXTERA ENERGY INC - 20 SHS 1016 1105 DB BREN SPX 08/29/11 (10%BUFFER-2XLEV-7.2%CAP- 14.40%MAXRTN) 120000 SHS 118800 136188 HSBC GOLD CPN NOTE 10/21/11 5%CPN, 60000 SHS 59400 68472 DB BREN SPX 1/6/12 10%BUFFER-2XLEV-5.32%CAP- 200000 SHS 198000 208500 DB BREN ASIA BASKET 01/06/12 10%BUFFER-2XLEV-7.15%CAP- 125000 SHS 123750 132025 BARC BREN ASIA BASKET 2/15/12 (12.74%MAXRTRN)125000 SHS 123750 126338 BARC BREN EAFE 2/23/12 10%BUFFER-2XLEV-7.81%CAP- 15.62%MAXRTRN 125000 SH 123750 123738 DB REN SPX 2/29/12 2XLEV-8.5%CAP-17%MAXPYMT 150000 SHS 148500 147615 CS BREN EAFE 3/14/12 10%BUFFER-2XLEV-7.306%CAP- 14.612%MAXRTRN 125000 SHS 123750 120375 TE CONNECTIVITY LTD - 25 SHS 861 861 COLUMBIA FDS SER TR II MASS ASIA PC JP R5 - 8830.33 SHS 101284 127510 COVIDIEN PLC NEW - 43 SHS 1806 2184 JOHN HANCOCK II-EMG MKTS-I - 16110.87 SHS 190108 190269 CS BREN EAFE 05/02/12 10%BUFFER-2 XLEV- 8.1%CAP 16.2%MAXRTRN 125000 SHS 123750 121625 CITIGROUP INC NEW - 99 SHS 3988 3796 BARC CONT BUFF EQ SPX 06/13/12 80% CONT BARRIER- 2.74% 200000 SHS 198000 194940 CS BREN EAFE 07/25/12 10%BUFFER-2 XLEV- 8.75%CAP 17.5%MAXRTRN 125000 SHS 123750 121000 HOLLYFRONTIER CORPORATION - 13 SHS 930 980 BROADCOM CORP CL A - 54 SHS 1959 2002 JUNIPER NETWORKS INC - 93 SHS 1938 2175 EXXON MOBIL CORP - 75 SHS 2666 5984 METLIFE INC - 70 SHS 2331 2885 DENDREON CORP - 35 SHS 1232 1292 MONSANTO CO - 0 SHS 1038 1029 PRUDENTIAL FINANCIAL INC - 40 SHS 896 2347 CONOCOPHILLIPS - 55 SHS 2618 3959 BIOGEN IDEC INC - 15 SHS 900 1528 VERIFONE SYSTEMS, INC. - 15 SHS 782 591 BAIDU INC SPONS ADR - 15 SHS 1381 2356 TD AMERITRADE HOLDING CORPORATION - 45 SHS 705 826 MASTERCARD INC - CLASS A - 7 SHS 1261 2123 GENERAL MOTORS CO - 73 SHS 2483 2021 RETURN OF CAPITAL ADJUSTMENT 2113 ESTIMATED EXCISE TAX- CURRENT YEAR 16480 0 0 FOREIGN INCOME TAX WITHHELD 3291 3291 0