GEORGE R KENDALL FOUNDATION: Form 990PF, tax year 2009
View the entire original 990 at ProPublica ↗
- Organization
- GEORGE R KENDALL FOUNDATION (EIN 36-6403376)
- Tax period
- 2009-12-01 to 2010-11-30
- Filed
- 2011-03-18
- IRS object ID
- 201110779349100106
- Schema version
- 2009v1.7
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- All Oth Prog Rltd Investments Sch
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2011-03-18T09:38:51-05:00 | Timestamp |
| Tax Period End Date | 2010-11-30 | TaxPeriodEndDate |
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2009-12-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 366403376 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GEORGE R KENDALL FOUNDATION | BusinessNameLine1 |
| Business Name Line2 | R64203004301 261001550001 | BusinessNameLine2 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | KEND | NameControl |
| Phone | 4149771210 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O JPMORGAN CHASE BANKNAPOBOX 3038 | AddressLine1 |
| City | MILWAUKEE | City |
| State | WI | State |
| ZIP Code | 53201 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | JACK L UDOVICH | Name |
| Title | AUTH OFFICER | Title |
| Phone | 4149771210 | Phone |
| Date Signed | 2011-04-08 | DateSigned |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2009 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 14391094 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 987 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 987 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 368095 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 368095 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | -15548 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 5479994 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 0 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | 2515 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | 105 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 356049 | TotalRevenueAndExpenses |
| Total Net Investment Income | 369187 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 212702 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 159527 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 53175 | CompOfcrDirTrstDsbrsChrtblPrps |
| Accounting Fees Rev And Expnss | 985 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 0 | AccountingFeesNetInvstIncm |
| Accounting Fees Dsbrs Chrtbl Prps | 985 | AccountingFeesDsbrsChrtblPrps |
| Taxes Rev And Expnss | 6425 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 1825 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 0 | TaxesDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 15 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 0 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 15 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 220127 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 161352 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 54175 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 727570 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 727570 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 947697 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 161352 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 781745 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -591648 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 207835 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 84882 | CashBOY |
| Cash EOY | 268038 | CashEOY |
| Cash EOYFMV | 268038 | CashEOYFMV |
| Savings And Temp Cash Invst BOY | 1560311 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 661738 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 661738 | SavingsAndTempCashInvstEOYFMV |
| Investments Corp Stock BOY | 5032295 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 6699757 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 7374812 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 6040976 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 5684581 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 6086506 | InvestmentsCorpBondsEOYFMV |
| Investments Other BOY | 1188975 | InvestmentsOtherBOY |
| Total Assets BOY | 13907439 | TotalAssetsBOY |
| Total Assets EOY | 13314114 | TotalAssetsEOY |
| Total Assets EOYFMV | 14391094 | TotalAssetsEOYFMV |
| Total Liabilities BOY | 0 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 13907439 | CapitalStockBOY |
| Capital Stock EOY | 13314114 | CapitalStockEOY |
| Paid In Or Capital Surplus BOY | 0 | PaidInOrCapitalSurplusBOY |
| Paid In Or Capital Surplus EOY | 0 | PaidInOrCapitalSurplusEOY |
| Retained Earnings BOY | 0 | RetainedEarningsBOY |
| Retained Earnings EOY | 0 | RetainedEarningsEOY |
| Total Net Assets BOY | 13907439 | TotalNetAssetsBOY |
| Total Net Assets EOY | 13314114 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 13907439 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 13314114 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 13907439 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -591648 | ExcessOfRevenueOverExpenses |
| Other Increases | 3911 | OtherIncreases |
| Subtotal | 13319702 | Subtotal |
| Other Decreases | 5588 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 13314114 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (2 entries)
| Description Of AssetDescriptionOfAsset | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses | How AcquiredHowAcquired |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | 5479871 | 5495542 | -15671 | -15671 | |
| Capital Gains Dividends | 123 | 123 | 123 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -15548 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 788529 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 13383211 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.058919 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 854994 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 16020203 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.053370 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 815348 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 17783249 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.045849 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 797816 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 16857903 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.047326 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 845817 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 16630226 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.050860 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.256324 | TotalDistributionRatio |
| Average Distribution Ratio | 0.051265 | AverageDistributionRatio |
| Net Noncharitable Assets | 14187671 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 727331 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 2078 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 729409 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 781745 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 2078 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 2078 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 2078 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 8400 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 8400 | TotalCreditsAndPayments |
| Overpayment | 6322 | Overpayment |
| Amount Credited To Next Year | 3000 | AmountCreditedToNextYear |
| Amount To Be Refunded | 3322 | AmountToBeRefunded |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 0 | UnrelatedBusIncomeOver1000 |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 1 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | IL | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 0 | PrivateOperatingFoundation |
| New Substantial Contributors | 0 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
| Books In Care Of Person Name | JPMORGAN CHASE BANK NA | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 8472666023 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 513 CENTRAL AVENUE | AddressLine1 |
| City | HIGHLAND PARK | City |
| State | IL | State |
| ZIP Code | 600352624 | ZIPCode |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 1 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Acts Fail To Qualify As Exceptions | 0 | ActsFailToQualifyAsExceptions |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (4 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|
| JPMORGAN CHASE BANK NA | ||||||||
| PO BOX 3038 | MILWAUKEE | WI | 53201 | CO-TRUSTEE | 2.00 | 106463 | 0 | 0 |
| GEORGE P KENDALL JR | ||||||||
| PO BOX 3038 | MILWAUKEE | WI | 53201 | CO-TRUSTEE | 2.00 | 35413 | 0 | 0 |
| THOMAS C KENDALL | ||||||||
| PO BOX 3038 | MILWAUKEE | WI | 53201 | CO-TRUSTEE | 2.00 | 35413 | 0 | 0 |
| HELEN R KENDALL | ||||||||
| PO BOX 3038 | MILWAUKEE | WI | 53201 | CO-TRUSTEE | 2.00 | 35413 | 0 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Summary Of Direct Charitable Acty SummaryOfDirectCharitableActy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1 |
| Expenses1 | 0 | Expenses1 |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1 |
| Amount1 | 0 | Amount1 |
| All Oth Prog Rltd Investments Total | 0 | AllOthProgRltdInvestmentsTotal |
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 13350185 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 1053542 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 14403727 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 14403727 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 216056 | CashDeemedCharitable |
| Net Noncharitable Assets | 14187671 | NetNoncharitableAssets |
| Minimum Investment Return | 709384 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 709384 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 2078 | TaxBasedOnInvestmentIncome |
| Total Tax | 2078 | TotalTax |
| Distributable Amount Before Adj | 707306 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 707306 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 707306 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 781745 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 781745 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 2078 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 779667 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 707306 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 618771 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Total Excess Distri Carryover | 0 | TotalExcessDistriCarryover |
| Qualifying Distributions | 781745 | QualifyingDistributions |
| Applied To Year1 | 618771 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 162974 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 0 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 0 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 544332 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 0 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 0 | ExcessDistriCyovToNextYear |
Supplementary Information SupplementaryInformation
Appication Submission Info AppicationSubmissionInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Name | JPMORGAN CHASE BANK NA | RecipientName |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 513 CENTRAL AVENUE | AddressLine1 |
| City | HIGHLAND PARK | City |
| State | IL | State |
| ZIP Code | 600352624 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone Number | 8472666023 | RecipientPhoneNumber |
| Form And Info And Materials | LETTER ACCOMPANIED BY ORGANIZATIONS REPORT AND EXEMPTION LETTER | FormAndInfoAndMaterials |
| Submission Deadlines | MARCH 1ST OF EACH YEAR | SubmissionDeadlines |
| Restrictions On Awards | TERMS OF THE TRUST AGREEMENT | RestrictionsOnAwards |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (14 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| BEREA COLLEGE | |||||||
| CPO 2216 | BEREA | KY | 40404 | NONE | PUBLIC | PROGRAM SUPPORT | $70,000 |
| CHRIST THE KING JESUIT COL PREP SCHOOL | |||||||
| 5088 W JACKSON BLVD | CHICAGO | IL | 60644 | NONE | PUBLIC | PROGRAM SUPPORT | $45,000 |
| CRISTO REY WORK STUDY PROGRAM | |||||||
| 1852 W 22ND PLACE | CHICAGO | IL | 60608 | NONE | PUBLIC | PROGRAM SUPPORT | $59,800 |
| FAMILY FOCUS INC | |||||||
| 310 S PEORIA ST SUITE 301 | CHICAGO | IL | 60607 | NONE | PUBLIC | PROGRAM SUPPORT | $18,000 |
| FAMILY MATTERS INC | |||||||
| 7731 N MARSHFIELD AVENUE | CHICAGO | IL | 60626 | NONE | PUBLIC | PROGRAM SUPPORT | $38,650 |
| HARDING UNIVERSITY | |||||||
| BOX 12256 | SEARCY | AR | 72149 | NONE | PUBLIC | PROGRAM SUPPORT | $117,000 |
| MUKILTEO FAMILY BRANCH YMCA | |||||||
| 1060 47TH PLACE WEST | MUKILTEO | WA | 98275 | NONE | PUBLIC | PROGRAM SUPPORT | $39,000 |
| PROVIDENCE HOSPICE & HOME CARE OF SNOHOMISH COUNTY | |||||||
| 273L WETMORE AVENUE - SUITE 500 | EVERETT | WA | 98201 | NONE | PUBLIC | PROGRAM SUPPORT | $40,000 |
| ROSELAND TRAINING CENTER | |||||||
| 235 EAST 136TH PLACE | CHICAGO | IL | 606271816 | NONE | PUBLIC | PROGRAM SUPPORT | $18,000 |
| SALVATION ARMY EVANSTON | |||||||
| 1403 SHERMAN AVE PO BOX 171 | EVANSTON | IL | 60201 | NONE | PUBLIC | PROGRAM SUPPORT | $27,000 |
| SALVATION ARMY METROPOLITAN DIVISION | |||||||
| 5040 N PULASKI ROAD | CHICAGO | IL | 606302788 | NONE | PUBLIC | PROGRAM SUPPORT | $27,000 |
| ST MARY'S UNIVERSITY OF MINNESOTA | |||||||
| 700 TERRACE HGTS | WINONA | MN | 559871399 | NONE | PUBLIC | PROGRAM SUPPORT | $132,120 |
| UNITED NEGRO COLLEGE FUND | |||||||
| 55 E MONROE STE 1880 | CHICAGO | IL | 60603 | NONE | PUBLIC | PROGRAM SUPPORT | $81,000 |
| WINONA VOLUNTEER SERVICES INC | |||||||
| 416 E SECOND ST | WINONA | MN | 559873903 | NONE | PUBLIC | PROGRAM SUPPORT | $15,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 727570 | TotGrantOrContriPaidDuringYear |
| Tot Grant Or Contri Approved Future | 0 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $987 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $368,095 | ExclusionAmount |
Other Investment Income Part VII OtherInvestmentIncomePartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $105 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | -$15,548 | ExclusionAmount |
Other Revenue Described OtherRevenueDescribed
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | REFUND - EXCISE TAX | Description |
| Exclusion Code | 01 | ExclusionCode |
| Exclusion | $2,410 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $0 | UnrelatedBusinessIncomeAmount |
| Exclusion | $356,049 | ExclusionAmount |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 356049 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | TAX PREPARATION FEE | Category |
| Amount | $985 | Amount |
| Net Investment Income | 0 | NetInvestmentIncome |
| Disbursements Charitable Prps | 985 | DisbursementsCharitablePrps |
All Oth Prog Rltd Investments Sch AllOthProgRltdInvestmentsSch
All Oth Prog Rltd Investments AllOthProgRltdInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | N/A | Description |
| Amount | $0 | Amount |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (149 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| GOLDMAN SACHS TRUST HIGH YIELD FUND INSTITUTIONAL SHS - 70721.358 SHS | 500000 | 507779 |
| ISHARES BARCLAYS TIPS BOND FUND - 4000 SHS | 388457 | 437920 |
| EATON VANCE MUT FDS TR FLT RT CL I - 34562.212 SHS | 300000 | 307604 |
| JPMORGAN HIGH YIELD BOND FUND SELECT CLASS FUND 3580 6.82% - 40920.79 SHS | 306011 | 330231 |
| DREYFUS/LAUREL FDS TR PRM EMRGN MK I - 10683.761 SHS | 150000 | 152778 |
| JPMORGAN STRATEGIC INCOME OPPORTUNITIES FUND 3844 2.81% - 24597.496 SHS | 275000 | 288775 |
| JPMORGAN INTERNATIONAL CURRENCY INCOME FUND 1.07% - 26682.68 SHS | 290000 | 293509 |
| NATIONSBANK CORP SUB NOTES 7 3/4% AUG 15 2015 DTD 9/5/95 - 35000 SHS | 39924 | 39242 |
| AMERICAN EXPRESS NOTES 4 7/8% JUL 15 2013 DTD 7/24/2003 - 15000 SHS | 14837 | 16139 |
| DAIMLERCHRYSLER NA HOLDINGS NOTES 6 1/2% NOV 15 2013 - 10000 SHS | 11116 | 11425 |
| MORGAN STANLEY NOTES 4 3/4% APR 1 2014 DTD 3/30/2004 - 35000 SHS | 35150 | 36364 |
| U S A NOTES 4.75% MAY 15 2014 DTD 5/15/2004 - 135000 SHS | 139333 | 152846 |
| U S A NOTES 4 1/4% AUG 15 2014 DTD 8/15/2004 - 30000 SHS | 28609 | 33563 |
| KIMBERLY-CLARK CORPORATION 4 7/8% AUG 15 2015 DTD 8/11/2005 - 5000 SHS | 5026 | 5675 |
| CITIGROUP INC SENIOR NOTES 5.3% JAN 7 2016 DTD 12/8/2005 - 35000 SHS | 33015 | 37253 |
| CISCO SYSTEMS NOTES 5 1/2% FEB 22 2016 DTD 2/22/2006 - 10000 SHS | 9986 | 11676 |
| COMCAST CORP 6 1/2% JAN 15 2017 DTD 7/14/2006 - 15000 SHS | 16202 | 17752 |
| BHP BILLITON FINANCE USA 5 1/4% DEC 15 2015 DTD 12/12/2005 - 15000 SHS | 14657 | 16984 |
| FNMA REMIC TRUST 6% NOV 25 2034 DTD 4/1/2005 - 35000 SHS | 36040 | 39814 |
| OHIO POWER COMPANY 4.85% JAN 15 2014 DTD 7/11/2003 - 15000 SHS | 14855 | 16161 |
| NORFOLK SOUTHERN CORP NOTES 7.70% MAY 15 2017 DTD 5/19/97 - 5000 SHS | 5582 | 6241 |
| FREDDIE MAC SER 3204 CL C 5.5% APR 15 2029 DTD 8/01/2006 - 4016.78 SHS | 4075 | 4093 |
| U S A TREASURY NOTES 4 1/2% APR 30 2012 DTD 4/30/2007 - 35000 SHS | 38259 | 37043 |
| BANK OF AMERICA CRDT CRD TRUST SER 2007-A8 CL A8 5.59% NOV 17 2014-25000 SHS | 25004 | 26811 |
| MERRILL LYNCH & CO MEDIUM TERM NOTE 6.05% AUG 15 2012- 10000 SHS | 9802 | 10614 |
| SUNTRUST BANKS SR NOTES 6% SEP 11 2017 DTD 09/10/2007 - 10000 SHS | 9999 | 10689 |
| GENERAL ELEC CAP CORP MEDIUM TERM NOTES 5 5/8% SEP 15 2017- 35000 SHS | 33929 | 38550 |
| DIAGEO CAPITAL PLC NOTES 5 3/4% OCT 23 2017 DTD 10/26/2007 - 15000 SHS | 15469 | 17501 |
| ORACLE CORP 5 3/4% APR 15 2018 DTD 04/09/2008 - 15000 SHS | 14993 | 17449 |
| JOHN DEERE CAPITAL CORP MEDIUM TERM NOTE 5.35% APR 03 2018- 10000 SHS | 9969 | 11344 |
| ALLSTATE LF GLB FN TRST MEDIUM TERM NOTES 5 3/8% APR 30 2013- 10000 SHS | 9869 | 10957 |
| GLAXOSMITHKLINE CAP INC 5.65% MAY 15 2018 DTD 05/13/2008 - 10000 SHS | 9969 | 11744 |
| TRAVELERS COS INC SR NOTES 5.8% MAY 15 2018 DTD 05/13/2008 - 10000 SHS | 9754 | 11370 |
| U S A BOND STRIPPED PRIN PMT ZERO CPN MAY 15 2017 DTD 05/16/87 - 120000 SHS | 94150 | 105216 |
| KEYCORP MEDIUM TERM NOTES 6 1/2% MAY 14 2013 DTD 05/14/2008 - 10000 SHS | 10993 | 10930 |
| EATON CORP NOTES 5.6% MAY 15 2018 DTD 05/20/2008 - 10000 SHS | 10663 | 11424 |
| RIO TINTO FIN USA LTD NOTES 6 1/2% JUL 15 2018 DTD 06/27/2008 - 5000 SHS | 5892 | 5953 |
| E.I. DU PONT DE NEMOURS SR NOTES 6% JUL 15 2018 DTD 07/28/2008 - 10000 SHS | 10264 | 11807 |
| FHLMC REMIC SER 2594 CL OL 5% APR 15 2018 DTD 04/01/2003 - 40000 SHS | 39513 | 44035 |
| FNMA REMIC TRUST SER 2004-101 CL HB 5% JAN 25 2020- 50000 SHS | 48813 | 54706 |
| FANNIE MAE SER 2004-45 CL ZL 6% OCT 15 2032 DTD 05/01/2004 - 29218.01 SHS | 29776 | 33262 |
| NATIONAL CITY CORP 4.9% JAN 15 2015 DTD 01/12/2005 - 10000 SHS | 8879 | 10922 |
| PEPSICO INC 7.9% NOV 01 2018 DTD 10/24/2008 - 10000 SHS | 11547 | 13228 |
| NATIONAL RURAL UTIL CORP 10 3/8% NOV 01 2018 DTD 10/30/2008 - 10000 SHS | 13380 | 14082 |
| BP CAPITAL MARKETS PLC 5 1/4% NOV 07 2013 DTD 11/07/2008 - 10000 SHS | 10864 | 10872 |
| SEMPRA ENERGY 9.8% FEB 15 2019 DTD 11/20/2008 - 5000 SHS | 5327 | 6935 |
| U S A BONDS 7 1/4% MAY 15 2016 DTD 5/15/86 - 155000 SHS | 182805 | 200967 |
| ARROW ELECTRONICS INC 6 7/8% JUN 01 2018 DTD 06/03/1998 - 5000 SHS | 5408 | 5621 |
| POTAST CORP SASKATCHEWAN INC NOTES 7 3/4% MAY 31 2011- 10000 SHS | 10735 | 10347 |
| DUKE CAPITAL CORP NOTES 6 1/4% FEB 15 2013 DTD 2/15/2002 - 10000 SHS | 10710 | 10904 |
| UNION PACIFIC CORP NOTES 6 1/2% APR 15 2012 DTD 4/18/2002 - 3000 SHS | 3106 | 3208 |
| HOUSEHOLD FINANCE CORP NOTES 7% MAY 15 2012 DTD 5/22/2002 - 20000 SHS | 17800 | 21497 |
| SBC COMMUNICATIONS INC NOTES 5 7/8% AUG 15 2012 DTD 8/19/2002 - 15000 SHS | 17182 | 16253 |
| VERIZON GLOBAL FUNDING CORP NOTES 7 3/8% SEP 1 2012 - 15000 SHS | 16369 | 16674 |
| WELLPOINT HEALTH NETWORK NOTES 6 3/8% JAN 15 2012 DTD 1/16/2002 - 10000 SHS | 10255 | 10550 |
| WELLS FARGO COMPANY NOTES 5% NOV 15 2014 DTD 11/6/2002 - 30000 SHS | 28382 | 32574 |
| U S A BONDS 3 7/8% FEB 15 2013 DTD 2/15/2003 - 60000 SHS | 57462 | 64486 |
| GOLDMAN SACHS GROUP INC NOTES 5 1/4% APR 1 2013 DTD 3/31/2003 - 30000 SHS | 30418 | 32232 |
| FANNIE MAE SER 2002-12 CL PG 6% MAR 25 2017 DTD 2/1/2002 - 25840.15 SHS | 26179 | 27993 |
| DEUTSCHE TELEKOM INT FIN NOTES 5 1/4% JUL 22 2013 DTD 7/22/2003 - 10000 SHS | 9540 | 10938 |
| FANNIE MAE SER G92-66 CL KA 6% DEC 25 2022 DTD 12/01/1992 - 30653.99 SHS | 31231 | 34871 |
| AMERPRISE FINANCIAL INC 5.65% NOV 15 2015 DTD 11/23/2005 - 5000 SHS | 5733 | 5641 |
| ACE INA HOLDINGS 5.8% MAR 15 2018 DTD 02/14/2008 - 5000 SHS | 4600 | 5643 |
| PROGRESS ENERGY CAROLINA 5.3% JAN 15 2019 DTD 01/15/2009 - 5000 SHS | 4995 | 5728 |
| TRANS - CANADA PIPELINES 7 1/8% JAN 15 2019 DTD 01/09/2009 - 15000 SHS | 15521 | 18818 |
| AMGEN INC SR NOTES 5.7% FEB 01 2019 DTD 01/16/2009 - 10000 SHS | 10073 | 11736 |
| FANNIE MAE SER 1998-37 CL VZ 6% JUN 17 2028 DTD 06/01/1998 - 28603.69 SHS | 29176 | 32033 |
| CONOCOPHILLIPS NOTES 5 3/4% FEB 01 2019 DTD 02/03/2009 - 10000 SHS | 9890 | 11811 |
| NOVARTIS SECS INVEST LTD 5 1/8% FEB 10 2019 DTD 02/10/2009 - 10000 SHS | 10082 | 11403 |
| CATERPILLAR FINACIAL SE MEDIUM TERM NOTE 7.15% FEB 15 2019- 10000 SHS | 11776 | 12724 |
| PACCAR INC NOTES 6 7/8% FEB 15 2014 DTD 02/13/2009 - 10000 SHS | 10330 | 11609 |
| MIDAMERICAN ENERGY CO 5.3% MAR 15 2018 DTD 03/25/2008 - 10000 SHS | 9972 | 11288 |
| WYETH 5.45% APR 01 2017 DTD 03/27/2007 - 10000 SHS | 10125 | 11512 |
| ATOMS ENERGY CORP 8 1/2% MAR 15 2019 DTD 03/26/2009 - 5000 SHS | 4991 | 6452 |
| HOSPIRA INC NOTES 6.4% MAY 15 2015 DTD 05/08/2009 - 5000 SHS | 4990 | 5791 |
| HRPT PROPERTIES TRUST 5 3/4% FEB 15 2014 DTD 10/30/2003 - 10000 SHS | 9658 | 10589 |
| BURLINGTN NORTH SANTA FE 5 3/4% MAR 15 2018 DTD 03/14/2008 - 10000 SHS | 9883 | 11490 |
| ERP OPERATING LP 5 3/4% JUN 15 2017 DTD 06/04/2007 - 5000 SHS | 4958 | 5588 |
| JEFFRIES GROUP INC 8 1/2% JUL 15 2019 DTD 06/30/2009 - 10000 SHS | 10864 | 11647 |
| FHLMC SER 2405 CL 2405-PE 6.00% DUE 01/15/2017 - 31166.84 SHS | 31659 | 33571 |
| PUBLIC SERVICE EL & GAS MEDIUM TERM NOTE 5 3/8% SEP 01 2013- 5000 SHS | 5504 | 5554 |
| VIACOM INC NOTES 4 3/8% SEP 15 2014 DTD 08/26/2009 - 5000 SHS | 4965 | 5354 |
| FANNIE MAE SER 2003-24 CL MZ 5.5% APR 25 2033 DTD 03/01/2003 - 38075.798 SHS | 36436 | 42501 |
| FHLMC REMIC SER 2977 CL JT 5% MAY 15 2020 DTD 05/01/2005 - 50000 SHS | 52500 | 55406 |
| FHLMC CTFS GROUP NBR E9-5498 5.50% DUE 10/01/2017 - 8597.34 SHS | 8909 | 9331 |
| FHLMC PARTN 5.00% DUE 01/01/2036 - 33882.9 SHS | 33330 | 35950 |
| FHLMC PARTN -1343 5.00% DUE 04/01/2018 - 19295.48 SHS | 19947 | 20624 |
| FHLMC PARTN 5.00% DUE 05/01/2019 - 21866.86 SHS | 21635 | 23453 |
| FHLMC MTG SER 1591 CL 1591-PK 6.350% DUE 10/15/2023 - 12713.82 SHS | 13109 | 14007 |
| FHLMC MTG 1628 CL 1628-KZ 6.25% DUE 12/15/2023 - 34520.94 SHS | 34985 | 39618 |
| FNMA REMIC REMIC TR 1992-G61 CL Z 7.00% DUE 10/25/2022 - 31045.61 SHS | 32365 | 35109 |
| FNMA GTD REMIC REMIC TR 1993-122 CL-M 6.500% DUE 07/25/2023 - 33357.21 SHS | 34441 | 37285 |
| FNMA GTD REMIC REMIC TR 1993-240 CL-PD 6.250% DUE 12/25/2013 - 22030.76 SHS | 24089 | 23265 |
| FNMA GTD REMIC TR REMIC TR 2001-17 CL-PD 6.00% DUE 05/25/2031 - 56514.6 SHS | 56797 | 63275 |
| FNMA GTD MTG 6.00% DUE NOV 01 2017 - 8271.65 SHS | 8685 | 9059 |
| FNMA GTD P 6.50% DUE 04/01/2029 - 9355.79 SHS | 9340 | 10573 |
| FNMA GTD MTG 6.500% DUE 09/01/2032 - 7443.31 SHS | 7770 | 8412 |
| FNMA GTD MTG 5.50% DUE 04/01/2033 - 14013.48 SHS | 14329 | 15173 |
| FNMA GTD REMIC TR REMIC TR 2002-55 CL-QE 5.50% DUE 09/25/2017 - 19224.37 SHS | 18984 | 21084 |
| FNMA GTD REMIC REMIC TR 2003-28 CL 28-TC 5.50% DUE 04/25/2023 - 60000 SHS | 58268 | 67575 |
| FNMA GTD REMIC TR REMIC TR 2003-32 CL-NG 5.00% DUE 05/25/2018 - 60000 SHS | 58106 | 66340 |
| FHLMC GTD SER 2624 CL QH 5.00% DUE 06/15/2033 - 25000 SHS | 23258 | 27441 |
| FNMA GTD REMIC TR REMIC TR 2003-92 CL-PE 4.50% DUE 09/25/2018 - 25000 SHS | 24891 | 27343 |
| FHLMC SER 2687 CL 2687-JG 75.00% DUE 11/15/2022 - 30000 SHS | 28744 | 32503 |
| FHLMC SER 2695 CL DB 4.00% DUE 09/15/2015 - 551.2 SHS | 535 | 551 |
| FNMA GTD REMIC REMIC TR 2006-22 CL CE 4.50% DUE 08/25/2023 - 25000 SHS | 26117 | 26493 |
| FHLMC GTD SER 2867 CL LG 5.50% DUE 05/15/2033 - 25000 SHS | 24703 | 27169 |
| FHLMC SER 2930 CL MD 5.00% DUE 07/15/2032 - 43775.99 SHS | 42463 | 45272 |
| FHLMC SER 3113 CL LQ 5.00% DUE 03/15/2019 - 20536.81 SHS | 20344 | 21085 |
| FHLMC SER 3195 CL PD 6.50% DUE 07/15/2036 - 25000 SHS | 26188 | 28540 |
| FNMA GTD MTG 4.50% DUE 01/01/2019 - 23350.64 SHS | 23814 | 24891 |
| FNMA GTD MTG P 5.00% DUE 10/01/2019 - 18514.03 SHS | 18555 | 19946 |
| FNMA GTD MTG 5.50% DUE 01/01/2020 - 29379.89 SHS | 29230 | 32250 |
| FNMA GTD MTG 6.50% DUE 04/01/2025 - 24274.64 SHS | 25010 | 26803 |
| GNMA GTD PASS THRU CTF POOL NBR 569569 6.00% DUE 01/15/2032 - 13212.16 SHS | 13807 | 14718 |
| GNMA GTD PASS THRU CTF POOL NBR 571312 6.00% DUE 11/15/2016 - 9122.59 SHS | 9373 | 9974 |
| GNMA GTD PASS THRU CTF POOL NBR 610234 6.00% DUE 06/15/2018 - 28449.85 SHS | 29303 | 31158 |
| GNMA GTD PASS THRU CTF POOL NBR 401174 8.50% DUE 10/15/2024 - 39432.62 SHS | 41946 | 47015 |
| GNMA GTD PASS THRU CTF POOL NBR 501436X 6.50% DUE 03/15/2029 - 21321.99 SHS | 21305 | 24500 |
| GNMA GTD PASS THRU CTF POOL NBR 321919 8.00% DUE 09/15/2022 - 3517.28 SHS | 3733 | 3556 |
| GNMA REMIC SECS REMIC TR 2003-3 CL VA 5.50% DUE 03/16/2013 - 19437.39 SHS | 19286 | 19746 |
| HSBC AUTOMOTIVE TR USA SER 2006- A4 5.34% DUE 09/17/2013 - 32969.46 SHS | 32145 | 33266 |
| LB UBS COML MTG TR 2002-C4 MTG P-5 4.853% DUE 09/15/2031 - 25000 SHS | 24298 | 26243 |
| MEDTRONIC INC SR NT DTD 09/15/2005 4.75% DUE 09/15/2015 - 5000 SHS | 4726 | 5634 |
| TEXTRON INC NT DTD 12/04/2007 5.60% DUE 12/01/2017 - 10000 SHS | 10471 | 10688 |
| U S A NOTES 3 3/8% NOV 15 2019 DTD 11/16/2009 - 85000 SHS | 88819 | 90286 |
| WESTPAC BANKING CORP NOTES 4 7/8% NOV 19 2019 DTD 11/19/2009 - 14000 SHS | 13990 | 14996 |
| BLACKROCK INC 5% DEC 10 2019 DTD 12/10/2009 - 10000 SHS | 9949 | 10718 |
| BANK OF NOVA SCOTIA 3.4% JAN 22 2015 DTD 01/22/2010 - 4000 SHS | 3995 | 4237 |
| CBS CORP 5 3/4% APR 15 2020 DTD 04/05/2010 - 2000 SHS | 1998 | 2165 |
| TOYOTA MOTOR CREDIT CORP MEDIUM TERM NOTES 3.2% JUN 17 2015- 5000 SHS | 5009 | 5318 |
| SHELL INTERNATIONAL FIN 3.1% JUN 28 2015 DTD 06/28/2010 - 6000 SHS | 5996 | 6289 |
| CNA FINANCIAL CORP 5 7/8% AUG 15 2020 DTD 08/10/2010 - 2000 SHS | 1994 | 2027 |
| AON CORP SR NOTES 3 1/2% SEP 30 2015 DTD 09/10/2010 - 2000 SHS | 1990 | 2029 |
| TOTAL CAPITAL SA 2.3% MAR 15 2016 DTD 09/15/2010 - 10000 SHS | 10108 | 10110 |
| CREDIT SUISSE FB USA INC NOTES 6 1/8% NOV 15 2011 DTD 11/6/2001 - 15000 SHS | 15438 | 15768 |
| FANNIE MAE 5 3/8% JUL 15 2016 DTD 6/15/2006 - 35000 SHS | 35430 | 41388 |
| CAPITAL ONE FINANCIAL CO SUB NOTES 6.15% SEP 1 2016- 15000 SHS | 14999 | 16473 |
| INTUIT INC 5 3/4% MAR 15 2017 DTD 3/12/2007 - 10000 SHS | 11342 | 11165 |
| HEWLETT-PACKARD CO NOTES 5 1/2% MAR 01 2018 DTD 03/03/2008 - 10000 SHS | 9851 | 11604 |
| U S A NOTES 3 3/4% NOV 15 2018 DTD 11/17/2008 - 205000 SHS | 209949 | 226172 |
| DOW CHEMICAL COMPANY 5.7% MAY 15 2018 DTD 05/06/2008 - 10000 SHS | 11039 | 10959 |
| U S A TREASURY NOTES 2% NOV 30 2013 DTD 12/01/2008 - 310000 SHS | 314113 | 321746 |
| SIMON PROPERTY GROUP LP SR NOTES 10.35% APR 01 2019- 15000 SHS | 20917 | 20960 |
| DELL INC 5.65% APR 15 2018 DTD 10/15/2008 - 10000 SHS | 10446 | 11219 |
| AFLAC INC SR NOTES 8 1/2% MAY 15 2019 DTD 05/21/2009 - 5000 SHS | 6384 | 6295 |
| U S A NOTES 3 1/4% MAY 31 2016 DTD 06/01/2009 - 5000 SHS | 5032 | 5428 |
| VODAFONE GROUP PLC 4.15% JUN 10 2014 DTD 06/10/2009 - 15000 SHS | 14990 | 16005 |
| BUNGE LIMITED FINANCE CO 8 1/2% JUN 15 2019 DTD 06/09/2009 - 10000 SHS | 10254 | 11959 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (115 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| ABBOTT LABORATORIES - 450 SHS | 21184 | 20930 |
| ALEXION PHARMACEUTICALS INC - 100 SHS | 5464 | 7645 |
| AMAZON COM INC - 100 SHS | 12367 | 17540 |
| AMERICAN EXPRESS CO - 100 SHS | 4228 | 4322 |
| APACHE CORP - 195 SHS | 17779 | 20990 |
| APPLE INC. - 130 SHS | 25235 | 40450 |
| BB & T CORP - 175 SHS | 4858 | 4060 |
| BAKER HUGHES INC - 125 SHS | 6296 | 6520 |
| CVS/CAREMARK CORPORATION - 425 SHS | 14168 | 13175 |
| CAMPBELL SOUP COMPANY - 200 SHS | 7203 | 6780 |
| CARDINAL HEALTH INC - 300 SHS | 9122 | 10674 |
| CELGENE CORPORATION - 225 SHS | 12686 | 13361 |
| CISCO SYSTEMS INC - 1350 SHS | 15141 | 25866 |
| COLGATE PALMOLIVE CO - 95 SHS | 7486 | 7272 |
| WALT DISNEY CO - 375 SHS | 9840 | 13691 |
| DOW CHEMICAL CO - 400 SHS | 11521 | 12472 |
| E I DU PONT DE NEMOURS & CO - 525 SHS | 19871 | 24670 |
| E M C CORP MASS - 300 SHS | 6121 | 6447 |
| FREEPORT-MCMORAN COPPER & GOLD INC CL B - 210 SHS | 12662 | 21277 |
| GENERAL ELECTRIC CO - 450 SHS | 6886 | 7124 |
| GENERAL MILLS INC - 150 SHS | 4418 | 5300 |
| HEWLETT-PACKARD CO - 225 SHS | 9918 | 9434 |
| INTERNATIONAL BUSINESS MACHINES CORP - 130 SHS | 8717 | 18390 |
| JOHNSON CONTROLS INC - 625 SHS | 16838 | 22775 |
| KELLOGG CO - 75 SHS | 3661 | 3692 |
| LENNAR CORP - 100 SHS | 1549 | 1519 |
| LOWES COMPANIES INC - 275 SHS | 6340 | 6243 |
| MICROSOFT CORP - 1460 SHS | 24735 | 36877 |
| MORGAN STANLEY - 275 SHS | 8203 | 6727 |
| NATIONAL-OILWELL VARCO INC - 70 SHS | 4396 | 4290 |
| NIKE INC B - 100 SHS | 5591 | 8613 |
| NORFOLK SOUTHERN CORP - 450 SHS | 21019 | 27077 |
| NOVELLUS SYSTEMS INC - 300 SHS | 7576 | 9045 |
| OCCIDENTAL PETROLEUM CORP - 255 SHS | 19676 | 22483 |
| ORACLE CORP - 500 SHS | 10924 | 13523 |
| PACCAR INC - 325 SHS | 11919 | 17505 |
| PARKER-HANNIFIN CORP - 35 SHS | 1719 | 2808 |
| PEPSICO INC - 200 SHS | 11382 | 12926 |
| PFIZER INC - 1550 SHS | 26610 | 25265 |
| PROCTER & GAMBLE CO - 450 SHS | 24103 | 27482 |
| PUBLIC SERVICE ENTERPRISE GROUP - 150 SHS | 4918 | 4625 |
| QUALCOMM INC - 450 SHS | 19808 | 21069 |
| T ROWE PRICE INTERNATIONAL FUNDS INC NEW ASIA FUND - 32087.172 SHS | 490750 | 602276 |
| SPDR S&P 500 ETF TRUST - 3000 SHS | 318234 | 355479 |
| SANDISK CORP - 100 SHS | 4368 | 4460 |
| SOUTHERN CO - 250 SHS | 8009 | 9430 |
| SPRINT NEXTEL CORP - 1500 SHS | 6191 | 5670 |
| STAPLES INC - 550 SHS | 12330 | 12106 |
| STATE STREET CORP - 100 SHS | 3976 | 4320 |
| SYSCO CORP - 125 SHS | 3107 | 3628 |
| UNITED TECHNOLOGIES CORP - 250 SHS | 11745 | 18818 |
| COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A - 175 SHS | 8974 | 11372 |
| CITIGROUP INC - 3550 SHS | 14871 | 14910 |
| WELLS FARGO & CO - 700 SHS | 12192 | 19047 |
| THORNBURG VALUE FUND FD CL I - 8944.032 SHS | 280000 | 283168 |
| JPM REALTY INCOME FUND INSTITUTIONAL FUND 1372 - 15282.818 SHS | 143200 | 137851 |
| BANK OF AMERICA CORP - 1300 SHS | 21922 | 14235 |
| GOLDMAN SACHS GROUP INC - 110 SHS | 17904 | 17175 |
| DEVON ENERGY CORP - 175 SHS | 12207 | 12350 |
| EOG RESOURCES INC - 175 SHS | 15622 | 15566 |
| HONEYWELL INTERNATIONAL INC - 275 SHS | 11597 | 13670 |
| VERIZON COMMUNICATIONS INC - 550 SHS | 15937 | 17606 |
| COACH INC - 200 SHS | 7730 | 11308 |
| AETNA INC - 250 SHS | 7376 | 7405 |
| US BANCORP DEL - 325 SHS | 7243 | 7729 |
| DODGE & COX INTERNATIONAL STOCK - 10365.473 SHS | 493189 | 347658 |
| ISHARES RUSSELL MIDCAP INDEX FUND - 6500 SHS | 411751 | 620945 |
| ADVANCED AUTO PARTS INC - 125 SHS | 5415 | 8249 |
| 3M CO - 75 SHS | 6473 | 6299 |
| YUM BRANDS INC - 350 SHS | 12175 | 17528 |
| COMCAST CORP CL A - 275 SHS | 4670 | 5510 |
| CARNIVAL CORPORATION - 200 SHS | 7190 | 8262 |
| ARBITRAGE FUNDS - I CL I - 21845.919 SHS | 286400 | 286182 |
| GOOGLE INC CL A - 15 SHS | 6669 | 8336 |
| WELLPOINT INC - 50 SHS | 2471 | 2787 |
| JPMORGAN US REAL ESTATE FUND SELECT SHARE CLASS FUND 3037 - 11570.248 SHS | 140000 | 173207 |
| JPMORGAN ASIA 3 FUND SELECT SHARE CLASS FUND 1134 - 13487.165 SHS | 482830 | 493900 |
| VANGUARD EMERGING MARKET ETF - 3000 SHS | 144060 | 136620 |
| AT&T INC - 225 SHS | 5800 | 6253 |
| STARWOOD HOTELS & RESORTS - 100 SHS | 2718 | 5684 |
| JPM TR I GROWTH ADV FD SEL SH CL FD 1567 - 20151.262 SHS | 135618 | 167054 |
| POWERSHARES DB COMMODITY INDEX TRACKING FUND - 5800 SHS | 145057 | 145406 |
| HARTFORD CAPITAL APPRECIATION FUND - 9307.955 SHS | 280000 | 302415 |
| MANNING & NAPIER FUND INC WORLD OPPORTUNITIES SERIES FUND - 39331.895 SHS | 313230 | 323702 |
| CME GROUP INC CLASS A COMMON STOCK - 25 SHS | 7215 | 7202 |
| EATON VANCE MUT FDS TR GLOBAL MACRO - I - 41011.977 SHS | 425000 | 423244 |
| INVESCO LTD - 225 SHS | 4348 | 4892 |
| JPM TR I US LARGE CAP VALUE PLUS SEL SH CL FD 1513 - 13260.522 SHS | 141092 | 161513 |
| PHILIP MORRIS INTERNATIONAL - 175 SHS | 8194 | 9956 |
| SPDR GOLD TRUST - 1500 SHS | 138520 | 203130 |
| ACE LTD NEW - 100 SHS | 5093 | 5852 |
| HARTFORD MID CAP FD I - 7470.946 SHS | 135000 | 154350 |
| TYCO INTERNATIONAL LTD - 225 SHS | 8424 | 8525 |
| TIME WARNER INC NEW - 800 SHS | 22121 | 23592 |
| COVIDIEN PLC - 125 SHS | 4918 | 5259 |
| MS SPX OPT ENTRY REN 12/30/10 SPX:1042.73 - 150000 SHS | 148350 | 171113 |
| HSBC SPX MKT PLS NOTE 04/14/11: 1071.49 - 150000 SHS | 148500 | 165210 |
| MERCK AND CO INC - 625 SHS | 20420 | 21544 |
| BARC ASIA BREN 12/01/10 -ASIA:11/13/09:100.00 - 150000 SHS | 148500 | 177210 |
| HSBC SPX BREN 12/22/10 INITIAL LEVEL-SPX:12/04/09: 1105.98 - 150000 SHS | 148500 | 165135 |
| BERKSHIRE HATHAWAY INC DEL CL B - 110 SHS | 7900 | 8765 |
| GS CONT BUFF EQ NOTE SPX 08/25/11: 1109.17 - 125000 SHS | 123438 | 134655 |
| HIGHBRIDGE DYNAMIC COMMODITIES STRATEGY FUND - SE - 7833.698 SHS | 143200 | 139910 |
| NEXTERA ENERGY INC - 125 SHS | 6308 | 6328 |
| JUNIPER NETWORKS INC - 325 SHS | 8149 | 11057 |
| EXXON MOBIL CORP - 550 SHS | 25538 | 38258 |
| METLIFE INC - 225 SHS | 9442 | 8584 |
| MARVELL TECHNOLOGY GROUP LTD - 300 SHS | 6078 | 5784 |
| PRUDENTIAL FINANCIAL INC - 175 SHS | 8579 | 8869 |
| CONOCOPHILLIPS - 250 SHS | 12016 | 15043 |
| BIOGEN IDEC INC - 100 SHS | 5984 | 6397 |
| BAIDU INC SPONS ADR - 60 SHS | 5531 | 6303 |
| TD AMERITRADE HOLDING CORPORATION - 350 SHS | 6082 | 5856 |
| MASTERCARD INC - CLASS A - 25 SHS | 5091 | 5926 |
| GENERAL MOTORS CO - 200 SHS | 6887 | 6840 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases OtherDecreases
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | ROUNDING ADJUSTMENT | Description |
| Amount | $5,588 | Amount |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | ILLINOIS ATTORNEY GENERAL FEE | Description |
| Revenue And Expenses Per Books | 15 | RevenueAndExpensesPerBooks |
| Net Investment Income | 0 | NetInvestmentIncome |
| Disbursements Charitable Prps | 15 | DisbursementsCharitablePrps |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome (2 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Adjusted Net IncomeAdjustedNetIncome |
|---|---|---|---|
| GM TENDER OFFIER & WYETH CONSENT | 105 | 105 | 105 |
| REFUND - EXCISE TAX | 2410 | 2410 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases OtherIncreases (2 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| CARRYING VALUE/BASIS ADJUSTMENT | $3,563 |
| RETURN OF CAPITAL ADJUSTMENT | $348 |
Taxes Schedule TaxesSchedule
Taxes Taxes (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| ESTIMATED EXCISE TAX - CURRENT YEAR | $4,600 | 0 | 0 |
| FOREIGN TAXES WITHHELD | $1,825 | 1825 | 0 |
Comments