2011-03-18T09:38:51-05:00
2010-11-30
990PF
2009-12-01
366403376
GEORGE R KENDALL FOUNDATION
R64203004301 261001550001
KEND
4149771210
C/O JPMORGAN CHASE BANKNAPOBOX 3038
MILWAUKEE
WI
53201
JACK L UDOVICH
AUTH OFFICER
4149771210
2011-04-08
2009
2016-02-24 21:20:13Z
X
14391094
X
X
987
987
368095
368095
-15548
5479994
0
2515
105
356049
369187
212702
159527
53175
985
0
985
6425
1825
0
15
0
15
220127
161352
54175
727570
727570
947697
161352
781745
-591648
207835
84882
268038
268038
1560311
661738
661738
5032295
6699757
7374812
6040976
5684581
6086506
1188975
13907439
13314114
14391094
0
0
X
13907439
13314114
0
0
0
0
13907439
13314114
13907439
13314114
13907439
-591648
3911
13319702
5588
13314114
PUBLICLY TRADED SECURITIES
5479871
5495542
-15671
-15671
Capital Gains Dividends
P
123
123
123
-15548
0
788529
13383211
0.058919
854994
16020203
0.053370
815348
17783249
0.045849
797816
16857903
0.047326
845817
16630226
0.050860
0.256324
0.051265
14187671
727331
2078
729409
781745
X
2078
0
2078
0
2078
8400
8400
6322
3000
3322
0
0
0
0
0
0
0
0
0
0
1
1
IL
1
0
0
0
0
1
N/A
JPMORGAN CHASE BANK NA
8472666023
513 CENTRAL AVENUE
HIGHLAND PARK
IL
600352624
0
0
0
1
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
JPMORGAN CHASE BANK NA
PO BOX 3038
MILWAUKEE
WI
53201
CO-TRUSTEE
2.00
106463
0
0
GEORGE P KENDALL JR
PO BOX 3038
MILWAUKEE
WI
53201
CO-TRUSTEE
2.00
35413
0
0
THOMAS C KENDALL
PO BOX 3038
MILWAUKEE
WI
53201
CO-TRUSTEE
2.00
35413
0
0
HELEN R KENDALL
PO BOX 3038
MILWAUKEE
WI
53201
CO-TRUSTEE
2.00
35413
0
0
NONE
0
NONE
0
N/A
0
N/A
0
0
0
13350185
1053542
0
14403727
0
0
14403727
216056
14187671
709384
709384
2078
2078
707306
0
707306
0
707306
781745
0
781745
2078
779667
707306
618771
0
0
781745
618771
0
0
162974
0
0
0
0
0
0
0
0
544332
0
0
0
JPMORGAN CHASE BANK NA
513 CENTRAL AVENUE
HIGHLAND PARK
IL
600352624
8472666023
LETTER ACCOMPANIED BY ORGANIZATIONS REPORT AND EXEMPTION LETTER
MARCH 1ST OF EACH YEAR
TERMS OF THE TRUST AGREEMENT
BEREA COLLEGE
CPO 2216
BEREA
KY
40404
NONE
PUBLIC
PROGRAM SUPPORT
70000
CHRIST THE KING JESUIT COL PREP SCHOOL
5088 W JACKSON BLVD
CHICAGO
IL
60644
NONE
PUBLIC
PROGRAM SUPPORT
45000
CRISTO REY WORK STUDY PROGRAM
1852 W 22ND PLACE
CHICAGO
IL
60608
NONE
PUBLIC
PROGRAM SUPPORT
59800
FAMILY FOCUS INC
310 S PEORIA ST SUITE 301
CHICAGO
IL
60607
NONE
PUBLIC
PROGRAM SUPPORT
18000
FAMILY MATTERS INC
7731 N MARSHFIELD AVENUE
CHICAGO
IL
60626
NONE
PUBLIC
PROGRAM SUPPORT
38650
HARDING UNIVERSITY
BOX 12256
SEARCY
AR
72149
NONE
PUBLIC
PROGRAM SUPPORT
117000
MUKILTEO FAMILY BRANCH YMCA
1060 47TH PLACE WEST
MUKILTEO
WA
98275
NONE
PUBLIC
PROGRAM SUPPORT
39000
PROVIDENCE HOSPICE & HOME CARE OF SNOHOMISH COUNTY
273L WETMORE AVENUE - SUITE 500
EVERETT
WA
98201
NONE
PUBLIC
PROGRAM SUPPORT
40000
ROSELAND TRAINING CENTER
235 EAST 136TH PLACE
CHICAGO
IL
606271816
NONE
PUBLIC
PROGRAM SUPPORT
18000
SALVATION ARMY EVANSTON
1403 SHERMAN AVE PO BOX 171
EVANSTON
IL
60201
NONE
PUBLIC
PROGRAM SUPPORT
27000
SALVATION ARMY METROPOLITAN DIVISION
5040 N PULASKI ROAD
CHICAGO
IL
606302788
NONE
PUBLIC
PROGRAM SUPPORT
27000
ST MARY'S UNIVERSITY OF MINNESOTA
700 TERRACE HGTS
WINONA
MN
559871399
NONE
PUBLIC
PROGRAM SUPPORT
132120
UNITED NEGRO COLLEGE FUND
55 E MONROE STE 1880
CHICAGO
IL
60603
NONE
PUBLIC
PROGRAM SUPPORT
81000
WINONA VOLUNTEER SERVICES INC
416 E SECOND ST
WINONA
MN
559873903
NONE
PUBLIC
PROGRAM SUPPORT
15000
727570
0
14
987
14
368095
14
105
18
-15548
REFUND - EXCISE TAX
01
2410
0
356049
0
356049
0
0
0
0
0
0
0
0
0
0
TAX PREPARATION FEE
985
0
985
N/A
0
GOLDMAN SACHS TRUST HIGH YIELD FUND INSTITUTIONAL SHS - 70721.358 SHS
500000
507779
ISHARES BARCLAYS TIPS BOND FUND - 4000 SHS
388457
437920
EATON VANCE MUT FDS TR FLT RT CL I - 34562.212 SHS
300000
307604
JPMORGAN HIGH YIELD BOND FUND SELECT CLASS FUND 3580 6.82% - 40920.79 SHS
306011
330231
DREYFUS/LAUREL FDS TR PRM EMRGN MK I - 10683.761 SHS
150000
152778
JPMORGAN STRATEGIC INCOME OPPORTUNITIES FUND 3844 2.81% - 24597.496 SHS
275000
288775
JPMORGAN INTERNATIONAL CURRENCY INCOME FUND 1.07% - 26682.68 SHS
290000
293509
NATIONSBANK CORP SUB NOTES 7 3/4% AUG 15 2015 DTD 9/5/95 - 35000 SHS
39924
39242
AMERICAN EXPRESS NOTES 4 7/8% JUL 15 2013 DTD 7/24/2003 - 15000 SHS
14837
16139
DAIMLERCHRYSLER NA HOLDINGS NOTES 6 1/2% NOV 15 2013 - 10000 SHS
11116
11425
MORGAN STANLEY NOTES 4 3/4% APR 1 2014 DTD 3/30/2004 - 35000 SHS
35150
36364
U S A NOTES 4.75% MAY 15 2014 DTD 5/15/2004 - 135000 SHS
139333
152846
U S A NOTES 4 1/4% AUG 15 2014 DTD 8/15/2004 - 30000 SHS
28609
33563
KIMBERLY-CLARK CORPORATION 4 7/8% AUG 15 2015 DTD 8/11/2005 - 5000 SHS
5026
5675
CITIGROUP INC SENIOR NOTES 5.3% JAN 7 2016 DTD 12/8/2005 - 35000 SHS
33015
37253
CISCO SYSTEMS NOTES 5 1/2% FEB 22 2016 DTD 2/22/2006 - 10000 SHS
9986
11676
COMCAST CORP 6 1/2% JAN 15 2017 DTD 7/14/2006 - 15000 SHS
16202
17752
BHP BILLITON FINANCE USA 5 1/4% DEC 15 2015 DTD 12/12/2005 - 15000 SHS
14657
16984
FNMA REMIC TRUST 6% NOV 25 2034 DTD 4/1/2005 - 35000 SHS
36040
39814
OHIO POWER COMPANY 4.85% JAN 15 2014 DTD 7/11/2003 - 15000 SHS
14855
16161
NORFOLK SOUTHERN CORP NOTES 7.70% MAY 15 2017 DTD 5/19/97 - 5000 SHS
5582
6241
FREDDIE MAC SER 3204 CL C 5.5% APR 15 2029 DTD 8/01/2006 - 4016.78 SHS
4075
4093
U S A TREASURY NOTES 4 1/2% APR 30 2012 DTD 4/30/2007 - 35000 SHS
38259
37043
BANK OF AMERICA CRDT CRD TRUST SER 2007-A8 CL A8 5.59% NOV 17 2014-25000 SHS
25004
26811
MERRILL LYNCH & CO MEDIUM TERM NOTE 6.05% AUG 15 2012- 10000 SHS
9802
10614
SUNTRUST BANKS SR NOTES 6% SEP 11 2017 DTD 09/10/2007 - 10000 SHS
9999
10689
GENERAL ELEC CAP CORP MEDIUM TERM NOTES 5 5/8% SEP 15 2017- 35000 SHS
33929
38550
DIAGEO CAPITAL PLC NOTES 5 3/4% OCT 23 2017 DTD 10/26/2007 - 15000 SHS
15469
17501
ORACLE CORP 5 3/4% APR 15 2018 DTD 04/09/2008 - 15000 SHS
14993
17449
JOHN DEERE CAPITAL CORP MEDIUM TERM NOTE 5.35% APR 03 2018- 10000 SHS
9969
11344
ALLSTATE LF GLB FN TRST MEDIUM TERM NOTES 5 3/8% APR 30 2013- 10000 SHS
9869
10957
GLAXOSMITHKLINE CAP INC 5.65% MAY 15 2018 DTD 05/13/2008 - 10000 SHS
9969
11744
TRAVELERS COS INC SR NOTES 5.8% MAY 15 2018 DTD 05/13/2008 - 10000 SHS
9754
11370
U S A BOND STRIPPED PRIN PMT ZERO CPN MAY 15 2017 DTD 05/16/87 - 120000 SHS
94150
105216
KEYCORP MEDIUM TERM NOTES 6 1/2% MAY 14 2013 DTD 05/14/2008 - 10000 SHS
10993
10930
EATON CORP NOTES 5.6% MAY 15 2018 DTD 05/20/2008 - 10000 SHS
10663
11424
RIO TINTO FIN USA LTD NOTES 6 1/2% JUL 15 2018 DTD 06/27/2008 - 5000 SHS
5892
5953
E.I. DU PONT DE NEMOURS SR NOTES 6% JUL 15 2018 DTD 07/28/2008 - 10000 SHS
10264
11807
FHLMC REMIC SER 2594 CL OL 5% APR 15 2018 DTD 04/01/2003 - 40000 SHS
39513
44035
FNMA REMIC TRUST SER 2004-101 CL HB 5% JAN 25 2020- 50000 SHS
48813
54706
FANNIE MAE SER 2004-45 CL ZL 6% OCT 15 2032 DTD 05/01/2004 - 29218.01 SHS
29776
33262
NATIONAL CITY CORP 4.9% JAN 15 2015 DTD 01/12/2005 - 10000 SHS
8879
10922
PEPSICO INC 7.9% NOV 01 2018 DTD 10/24/2008 - 10000 SHS
11547
13228
NATIONAL RURAL UTIL CORP 10 3/8% NOV 01 2018 DTD 10/30/2008 - 10000 SHS
13380
14082
BP CAPITAL MARKETS PLC 5 1/4% NOV 07 2013 DTD 11/07/2008 - 10000 SHS
10864
10872
SEMPRA ENERGY 9.8% FEB 15 2019 DTD 11/20/2008 - 5000 SHS
5327
6935
U S A BONDS 7 1/4% MAY 15 2016 DTD 5/15/86 - 155000 SHS
182805
200967
ARROW ELECTRONICS INC 6 7/8% JUN 01 2018 DTD 06/03/1998 - 5000 SHS
5408
5621
POTAST CORP SASKATCHEWAN INC NOTES 7 3/4% MAY 31 2011- 10000 SHS
10735
10347
DUKE CAPITAL CORP NOTES 6 1/4% FEB 15 2013 DTD 2/15/2002 - 10000 SHS
10710
10904
UNION PACIFIC CORP NOTES 6 1/2% APR 15 2012 DTD 4/18/2002 - 3000 SHS
3106
3208
HOUSEHOLD FINANCE CORP NOTES 7% MAY 15 2012 DTD 5/22/2002 - 20000 SHS
17800
21497
SBC COMMUNICATIONS INC NOTES 5 7/8% AUG 15 2012 DTD 8/19/2002 - 15000 SHS
17182
16253
VERIZON GLOBAL FUNDING CORP NOTES 7 3/8% SEP 1 2012 - 15000 SHS
16369
16674
WELLPOINT HEALTH NETWORK NOTES 6 3/8% JAN 15 2012 DTD 1/16/2002 - 10000 SHS
10255
10550
WELLS FARGO COMPANY NOTES 5% NOV 15 2014 DTD 11/6/2002 - 30000 SHS
28382
32574
U S A BONDS 3 7/8% FEB 15 2013 DTD 2/15/2003 - 60000 SHS
57462
64486
GOLDMAN SACHS GROUP INC NOTES 5 1/4% APR 1 2013 DTD 3/31/2003 - 30000 SHS
30418
32232
FANNIE MAE SER 2002-12 CL PG 6% MAR 25 2017 DTD 2/1/2002 - 25840.15 SHS
26179
27993
DEUTSCHE TELEKOM INT FIN NOTES 5 1/4% JUL 22 2013 DTD 7/22/2003 - 10000 SHS
9540
10938
FANNIE MAE SER G92-66 CL KA 6% DEC 25 2022 DTD 12/01/1992 - 30653.99 SHS
31231
34871
AMERPRISE FINANCIAL INC 5.65% NOV 15 2015 DTD 11/23/2005 - 5000 SHS
5733
5641
ACE INA HOLDINGS 5.8% MAR 15 2018 DTD 02/14/2008 - 5000 SHS
4600
5643
PROGRESS ENERGY CAROLINA 5.3% JAN 15 2019 DTD 01/15/2009 - 5000 SHS
4995
5728
TRANS - CANADA PIPELINES 7 1/8% JAN 15 2019 DTD 01/09/2009 - 15000 SHS
15521
18818
AMGEN INC SR NOTES 5.7% FEB 01 2019 DTD 01/16/2009 - 10000 SHS
10073
11736
FANNIE MAE SER 1998-37 CL VZ 6% JUN 17 2028 DTD 06/01/1998 - 28603.69 SHS
29176
32033
CONOCOPHILLIPS NOTES 5 3/4% FEB 01 2019 DTD 02/03/2009 - 10000 SHS
9890
11811
NOVARTIS SECS INVEST LTD 5 1/8% FEB 10 2019 DTD 02/10/2009 - 10000 SHS
10082
11403
CATERPILLAR FINACIAL SE MEDIUM TERM NOTE 7.15% FEB 15 2019- 10000 SHS
11776
12724
PACCAR INC NOTES 6 7/8% FEB 15 2014 DTD 02/13/2009 - 10000 SHS
10330
11609
MIDAMERICAN ENERGY CO 5.3% MAR 15 2018 DTD 03/25/2008 - 10000 SHS
9972
11288
WYETH 5.45% APR 01 2017 DTD 03/27/2007 - 10000 SHS
10125
11512
ATOMS ENERGY CORP 8 1/2% MAR 15 2019 DTD 03/26/2009 - 5000 SHS
4991
6452
HOSPIRA INC NOTES 6.4% MAY 15 2015 DTD 05/08/2009 - 5000 SHS
4990
5791
HRPT PROPERTIES TRUST 5 3/4% FEB 15 2014 DTD 10/30/2003 - 10000 SHS
9658
10589
BURLINGTN NORTH SANTA FE 5 3/4% MAR 15 2018 DTD 03/14/2008 - 10000 SHS
9883
11490
ERP OPERATING LP 5 3/4% JUN 15 2017 DTD 06/04/2007 - 5000 SHS
4958
5588
JEFFRIES GROUP INC 8 1/2% JUL 15 2019 DTD 06/30/2009 - 10000 SHS
10864
11647
FHLMC SER 2405 CL 2405-PE 6.00% DUE 01/15/2017 - 31166.84 SHS
31659
33571
PUBLIC SERVICE EL & GAS MEDIUM TERM NOTE 5 3/8% SEP 01 2013- 5000 SHS
5504
5554
VIACOM INC NOTES 4 3/8% SEP 15 2014 DTD 08/26/2009 - 5000 SHS
4965
5354
FANNIE MAE SER 2003-24 CL MZ 5.5% APR 25 2033 DTD 03/01/2003 - 38075.798 SHS
36436
42501
FHLMC REMIC SER 2977 CL JT 5% MAY 15 2020 DTD 05/01/2005 - 50000 SHS
52500
55406
FHLMC CTFS GROUP NBR E9-5498 5.50% DUE 10/01/2017 - 8597.34 SHS
8909
9331
FHLMC PARTN 5.00% DUE 01/01/2036 - 33882.9 SHS
33330
35950
FHLMC PARTN -1343 5.00% DUE 04/01/2018 - 19295.48 SHS
19947
20624
FHLMC PARTN 5.00% DUE 05/01/2019 - 21866.86 SHS
21635
23453
FHLMC MTG SER 1591 CL 1591-PK 6.350% DUE 10/15/2023 - 12713.82 SHS
13109
14007
FHLMC MTG 1628 CL 1628-KZ 6.25% DUE 12/15/2023 - 34520.94 SHS
34985
39618
FNMA REMIC REMIC TR 1992-G61 CL Z 7.00% DUE 10/25/2022 - 31045.61 SHS
32365
35109
FNMA GTD REMIC REMIC TR 1993-122 CL-M 6.500% DUE 07/25/2023 - 33357.21 SHS
34441
37285
FNMA GTD REMIC REMIC TR 1993-240 CL-PD 6.250% DUE 12/25/2013 - 22030.76 SHS
24089
23265
FNMA GTD REMIC TR REMIC TR 2001-17 CL-PD 6.00% DUE 05/25/2031 - 56514.6 SHS
56797
63275
FNMA GTD MTG 6.00% DUE NOV 01 2017 - 8271.65 SHS
8685
9059
FNMA GTD P 6.50% DUE 04/01/2029 - 9355.79 SHS
9340
10573
FNMA GTD MTG 6.500% DUE 09/01/2032 - 7443.31 SHS
7770
8412
FNMA GTD MTG 5.50% DUE 04/01/2033 - 14013.48 SHS
14329
15173
FNMA GTD REMIC TR REMIC TR 2002-55 CL-QE 5.50% DUE 09/25/2017 - 19224.37 SHS
18984
21084
FNMA GTD REMIC REMIC TR 2003-28 CL 28-TC 5.50% DUE 04/25/2023 - 60000 SHS
58268
67575
FNMA GTD REMIC TR REMIC TR 2003-32 CL-NG 5.00% DUE 05/25/2018 - 60000 SHS
58106
66340
FHLMC GTD SER 2624 CL QH 5.00% DUE 06/15/2033 - 25000 SHS
23258
27441
FNMA GTD REMIC TR REMIC TR 2003-92 CL-PE 4.50% DUE 09/25/2018 - 25000 SHS
24891
27343
FHLMC SER 2687 CL 2687-JG 75.00% DUE 11/15/2022 - 30000 SHS
28744
32503
FHLMC SER 2695 CL DB 4.00% DUE 09/15/2015 - 551.2 SHS
535
551
FNMA GTD REMIC REMIC TR 2006-22 CL CE 4.50% DUE 08/25/2023 - 25000 SHS
26117
26493
FHLMC GTD SER 2867 CL LG 5.50% DUE 05/15/2033 - 25000 SHS
24703
27169
FHLMC SER 2930 CL MD 5.00% DUE 07/15/2032 - 43775.99 SHS
42463
45272
FHLMC SER 3113 CL LQ 5.00% DUE 03/15/2019 - 20536.81 SHS
20344
21085
FHLMC SER 3195 CL PD 6.50% DUE 07/15/2036 - 25000 SHS
26188
28540
FNMA GTD MTG 4.50% DUE 01/01/2019 - 23350.64 SHS
23814
24891
FNMA GTD MTG P 5.00% DUE 10/01/2019 - 18514.03 SHS
18555
19946
FNMA GTD MTG 5.50% DUE 01/01/2020 - 29379.89 SHS
29230
32250
FNMA GTD MTG 6.50% DUE 04/01/2025 - 24274.64 SHS
25010
26803
GNMA GTD PASS THRU CTF POOL NBR 569569 6.00% DUE 01/15/2032 - 13212.16 SHS
13807
14718
GNMA GTD PASS THRU CTF POOL NBR 571312 6.00% DUE 11/15/2016 - 9122.59 SHS
9373
9974
GNMA GTD PASS THRU CTF POOL NBR 610234 6.00% DUE 06/15/2018 - 28449.85 SHS
29303
31158
GNMA GTD PASS THRU CTF POOL NBR 401174 8.50% DUE 10/15/2024 - 39432.62 SHS
41946
47015
GNMA GTD PASS THRU CTF POOL NBR 501436X 6.50% DUE 03/15/2029 - 21321.99 SHS
21305
24500
GNMA GTD PASS THRU CTF POOL NBR 321919 8.00% DUE 09/15/2022 - 3517.28 SHS
3733
3556
GNMA REMIC SECS REMIC TR 2003-3 CL VA 5.50% DUE 03/16/2013 - 19437.39 SHS
19286
19746
HSBC AUTOMOTIVE TR USA SER 2006- A4 5.34% DUE 09/17/2013 - 32969.46 SHS
32145
33266
LB UBS COML MTG TR 2002-C4 MTG P-5 4.853% DUE 09/15/2031 - 25000 SHS
24298
26243
MEDTRONIC INC SR NT DTD 09/15/2005 4.75% DUE 09/15/2015 - 5000 SHS
4726
5634
TEXTRON INC NT DTD 12/04/2007 5.60% DUE 12/01/2017 - 10000 SHS
10471
10688
U S A NOTES 3 3/8% NOV 15 2019 DTD 11/16/2009 - 85000 SHS
88819
90286
WESTPAC BANKING CORP NOTES 4 7/8% NOV 19 2019 DTD 11/19/2009 - 14000 SHS
13990
14996
BLACKROCK INC 5% DEC 10 2019 DTD 12/10/2009 - 10000 SHS
9949
10718
BANK OF NOVA SCOTIA 3.4% JAN 22 2015 DTD 01/22/2010 - 4000 SHS
3995
4237
CBS CORP 5 3/4% APR 15 2020 DTD 04/05/2010 - 2000 SHS
1998
2165
TOYOTA MOTOR CREDIT CORP MEDIUM TERM NOTES 3.2% JUN 17 2015- 5000 SHS
5009
5318
SHELL INTERNATIONAL FIN 3.1% JUN 28 2015 DTD 06/28/2010 - 6000 SHS
5996
6289
CNA FINANCIAL CORP 5 7/8% AUG 15 2020 DTD 08/10/2010 - 2000 SHS
1994
2027
AON CORP SR NOTES 3 1/2% SEP 30 2015 DTD 09/10/2010 - 2000 SHS
1990
2029
TOTAL CAPITAL SA 2.3% MAR 15 2016 DTD 09/15/2010 - 10000 SHS
10108
10110
CREDIT SUISSE FB USA INC NOTES 6 1/8% NOV 15 2011 DTD 11/6/2001 - 15000 SHS
15438
15768
FANNIE MAE 5 3/8% JUL 15 2016 DTD 6/15/2006 - 35000 SHS
35430
41388
CAPITAL ONE FINANCIAL CO SUB NOTES 6.15% SEP 1 2016- 15000 SHS
14999
16473
INTUIT INC 5 3/4% MAR 15 2017 DTD 3/12/2007 - 10000 SHS
11342
11165
HEWLETT-PACKARD CO NOTES 5 1/2% MAR 01 2018 DTD 03/03/2008 - 10000 SHS
9851
11604
U S A NOTES 3 3/4% NOV 15 2018 DTD 11/17/2008 - 205000 SHS
209949
226172
DOW CHEMICAL COMPANY 5.7% MAY 15 2018 DTD 05/06/2008 - 10000 SHS
11039
10959
U S A TREASURY NOTES 2% NOV 30 2013 DTD 12/01/2008 - 310000 SHS
314113
321746
SIMON PROPERTY GROUP LP SR NOTES 10.35% APR 01 2019- 15000 SHS
20917
20960
DELL INC 5.65% APR 15 2018 DTD 10/15/2008 - 10000 SHS
10446
11219
AFLAC INC SR NOTES 8 1/2% MAY 15 2019 DTD 05/21/2009 - 5000 SHS
6384
6295
U S A NOTES 3 1/4% MAY 31 2016 DTD 06/01/2009 - 5000 SHS
5032
5428
VODAFONE GROUP PLC 4.15% JUN 10 2014 DTD 06/10/2009 - 15000 SHS
14990
16005
BUNGE LIMITED FINANCE CO 8 1/2% JUN 15 2019 DTD 06/09/2009 - 10000 SHS
10254
11959
ABBOTT LABORATORIES - 450 SHS
21184
20930
ALEXION PHARMACEUTICALS INC - 100 SHS
5464
7645
AMAZON COM INC - 100 SHS
12367
17540
AMERICAN EXPRESS CO - 100 SHS
4228
4322
APACHE CORP - 195 SHS
17779
20990
APPLE INC. - 130 SHS
25235
40450
BB & T CORP - 175 SHS
4858
4060
BAKER HUGHES INC - 125 SHS
6296
6520
CVS/CAREMARK CORPORATION - 425 SHS
14168
13175
CAMPBELL SOUP COMPANY - 200 SHS
7203
6780
CARDINAL HEALTH INC - 300 SHS
9122
10674
CELGENE CORPORATION - 225 SHS
12686
13361
CISCO SYSTEMS INC - 1350 SHS
15141
25866
COLGATE PALMOLIVE CO - 95 SHS
7486
7272
WALT DISNEY CO - 375 SHS
9840
13691
DOW CHEMICAL CO - 400 SHS
11521
12472
E I DU PONT DE NEMOURS & CO - 525 SHS
19871
24670
E M C CORP MASS - 300 SHS
6121
6447
FREEPORT-MCMORAN COPPER & GOLD INC CL B - 210 SHS
12662
21277
GENERAL ELECTRIC CO - 450 SHS
6886
7124
GENERAL MILLS INC - 150 SHS
4418
5300
HEWLETT-PACKARD CO - 225 SHS
9918
9434
INTERNATIONAL BUSINESS MACHINES CORP - 130 SHS
8717
18390
JOHNSON CONTROLS INC - 625 SHS
16838
22775
KELLOGG CO - 75 SHS
3661
3692
LENNAR CORP - 100 SHS
1549
1519
LOWES COMPANIES INC - 275 SHS
6340
6243
MICROSOFT CORP - 1460 SHS
24735
36877
MORGAN STANLEY - 275 SHS
8203
6727
NATIONAL-OILWELL VARCO INC - 70 SHS
4396
4290
NIKE INC B - 100 SHS
5591
8613
NORFOLK SOUTHERN CORP - 450 SHS
21019
27077
NOVELLUS SYSTEMS INC - 300 SHS
7576
9045
OCCIDENTAL PETROLEUM CORP - 255 SHS
19676
22483
ORACLE CORP - 500 SHS
10924
13523
PACCAR INC - 325 SHS
11919
17505
PARKER-HANNIFIN CORP - 35 SHS
1719
2808
PEPSICO INC - 200 SHS
11382
12926
PFIZER INC - 1550 SHS
26610
25265
PROCTER & GAMBLE CO - 450 SHS
24103
27482
PUBLIC SERVICE ENTERPRISE GROUP - 150 SHS
4918
4625
QUALCOMM INC - 450 SHS
19808
21069
T ROWE PRICE INTERNATIONAL FUNDS INC NEW ASIA FUND - 32087.172 SHS
490750
602276
SPDR S&P 500 ETF TRUST - 3000 SHS
318234
355479
SANDISK CORP - 100 SHS
4368
4460
SOUTHERN CO - 250 SHS
8009
9430
SPRINT NEXTEL CORP - 1500 SHS
6191
5670
STAPLES INC - 550 SHS
12330
12106
STATE STREET CORP - 100 SHS
3976
4320
SYSCO CORP - 125 SHS
3107
3628
UNITED TECHNOLOGIES CORP - 250 SHS
11745
18818
COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A - 175 SHS
8974
11372
CITIGROUP INC - 3550 SHS
14871
14910
WELLS FARGO & CO - 700 SHS
12192
19047
THORNBURG VALUE FUND FD CL I - 8944.032 SHS
280000
283168
JPM REALTY INCOME FUND INSTITUTIONAL FUND 1372 - 15282.818 SHS
143200
137851
BANK OF AMERICA CORP - 1300 SHS
21922
14235
GOLDMAN SACHS GROUP INC - 110 SHS
17904
17175
DEVON ENERGY CORP - 175 SHS
12207
12350
EOG RESOURCES INC - 175 SHS
15622
15566
HONEYWELL INTERNATIONAL INC - 275 SHS
11597
13670
VERIZON COMMUNICATIONS INC - 550 SHS
15937
17606
COACH INC - 200 SHS
7730
11308
AETNA INC - 250 SHS
7376
7405
US BANCORP DEL - 325 SHS
7243
7729
DODGE & COX INTERNATIONAL STOCK - 10365.473 SHS
493189
347658
ISHARES RUSSELL MIDCAP INDEX FUND - 6500 SHS
411751
620945
ADVANCED AUTO PARTS INC - 125 SHS
5415
8249
3M CO - 75 SHS
6473
6299
YUM BRANDS INC - 350 SHS
12175
17528
COMCAST CORP CL A - 275 SHS
4670
5510
CARNIVAL CORPORATION - 200 SHS
7190
8262
ARBITRAGE FUNDS - I CL I - 21845.919 SHS
286400
286182
GOOGLE INC CL A - 15 SHS
6669
8336
WELLPOINT INC - 50 SHS
2471
2787
JPMORGAN US REAL ESTATE FUND SELECT SHARE CLASS FUND 3037 - 11570.248 SHS
140000
173207
JPMORGAN ASIA 3 FUND SELECT SHARE CLASS FUND 1134 - 13487.165 SHS
482830
493900
VANGUARD EMERGING MARKET ETF - 3000 SHS
144060
136620
AT&T INC - 225 SHS
5800
6253
STARWOOD HOTELS & RESORTS - 100 SHS
2718
5684
JPM TR I GROWTH ADV FD SEL SH CL FD 1567 - 20151.262 SHS
135618
167054
POWERSHARES DB COMMODITY INDEX TRACKING FUND - 5800 SHS
145057
145406
HARTFORD CAPITAL APPRECIATION FUND - 9307.955 SHS
280000
302415
MANNING & NAPIER FUND INC WORLD OPPORTUNITIES SERIES FUND - 39331.895 SHS
313230
323702
CME GROUP INC CLASS A COMMON STOCK - 25 SHS
7215
7202
EATON VANCE MUT FDS TR GLOBAL MACRO - I - 41011.977 SHS
425000
423244
INVESCO LTD - 225 SHS
4348
4892
JPM TR I US LARGE CAP VALUE PLUS SEL SH CL FD 1513 - 13260.522 SHS
141092
161513
PHILIP MORRIS INTERNATIONAL - 175 SHS
8194
9956
SPDR GOLD TRUST - 1500 SHS
138520
203130
ACE LTD NEW - 100 SHS
5093
5852
HARTFORD MID CAP FD I - 7470.946 SHS
135000
154350
TYCO INTERNATIONAL LTD - 225 SHS
8424
8525
TIME WARNER INC NEW - 800 SHS
22121
23592
COVIDIEN PLC - 125 SHS
4918
5259
MS SPX OPT ENTRY REN 12/30/10 SPX:1042.73 - 150000 SHS
148350
171113
HSBC SPX MKT PLS NOTE 04/14/11: 1071.49 - 150000 SHS
148500
165210
MERCK AND CO INC - 625 SHS
20420
21544
BARC ASIA BREN 12/01/10 -ASIA:11/13/09:100.00 - 150000 SHS
148500
177210
HSBC SPX BREN 12/22/10 INITIAL LEVEL-SPX:12/04/09: 1105.98 - 150000 SHS
148500
165135
BERKSHIRE HATHAWAY INC DEL CL B - 110 SHS
7900
8765
GS CONT BUFF EQ NOTE SPX 08/25/11: 1109.17 - 125000 SHS
123438
134655
HIGHBRIDGE DYNAMIC COMMODITIES STRATEGY FUND - SE - 7833.698 SHS
143200
139910
NEXTERA ENERGY INC - 125 SHS
6308
6328
JUNIPER NETWORKS INC - 325 SHS
8149
11057
EXXON MOBIL CORP - 550 SHS
25538
38258
METLIFE INC - 225 SHS
9442
8584
MARVELL TECHNOLOGY GROUP LTD - 300 SHS
6078
5784
PRUDENTIAL FINANCIAL INC - 175 SHS
8579
8869
CONOCOPHILLIPS - 250 SHS
12016
15043
BIOGEN IDEC INC - 100 SHS
5984
6397
BAIDU INC SPONS ADR - 60 SHS
5531
6303
TD AMERITRADE HOLDING CORPORATION - 350 SHS
6082
5856
MASTERCARD INC - CLASS A - 25 SHS
5091
5926
GENERAL MOTORS CO - 200 SHS
6887
6840
ROUNDING ADJUSTMENT
5588
ILLINOIS ATTORNEY GENERAL FEE
15
0
15
GM TENDER OFFIER & WYETH CONSENT
105
105
105
REFUND - EXCISE TAX
2410
2410
CARRYING VALUE/BASIS ADJUSTMENT
3563
RETURN OF CAPITAL ADJUSTMENT
348
ESTIMATED EXCISE TAX - CURRENT YEAR
4600
0
0
FOREIGN TAXES WITHHELD
1825
1825
0