OPPENHEIMER & HAAS FDN 1228831: Form 990PF, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- OPPENHEIMER & HAAS FDN 1228831 (EIN 13-6013101)
- Tax period
- 2011-01-01 to 2011-12-31
- Filed
- 2012-05-07
- IRS object ID
- 201241289349100549
- Schema version
- 2011v1.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- All Oth Prog Rltd Investments Sch
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-05-07T17:23:40-05:00 | Timestamp |
| Tax Period End Date | 2011-12-31 | TaxPeriodEndDate |
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2011-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 136013101 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | OPPENHEIMER & HAAS FDN P61291004 | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | OPPE | NameControl |
| Phone | 4149771210 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | JPMORGAN CHASE BANK PO BOX 3038 | AddressLine1 |
| City | MILWAUKEE | City |
| State | WI | State |
| ZIP Code | 53201 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | JACK L UDOVICH | Name |
| Title | AUTHORIZED OFFICER | Title |
| Phone | 4149771210 | Phone |
| Date Signed | 2012-05-09 | DateSigned |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 15392003 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 271 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 271 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 338713 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 338693 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 921240 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 8565243 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 921240 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | 1117 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | 1117 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 1261341 | TotalRevenueAndExpenses |
| Total Net Investment Income | 1261321 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 161242 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 80621 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 80621 | CompOfcrDirTrstDsbrsChrtblPrps |
| Taxes Rev And Expnss | 49573 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 5686 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 0 | TaxesDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 754 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 4 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 750 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 211569 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 86311 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 81371 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 690000 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 690000 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 901569 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 86311 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 771371 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | 359772 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 1175010 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 134640 | CashBOY |
| Cash EOY | 83922 | CashEOY |
| Cash EOYFMV | 83922 | CashEOYFMV |
| Savings And Temp Cash Invst BOY | 152528 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 855433 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 855433 | SavingsAndTempCashInvstEOYFMV |
| Investments Govt Oblig BOY | 0 | InvestmentsGovtObligBOY |
| Investments Govt Oblig EOY | 101355 | InvestmentsGovtObligEOY |
| Investments Govt Oblig EOYFMV | 102633 | InvestmentsGovtObligEOYFMV |
| Investments Corp Stock BOY | 9658893 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 9530579 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 10044824 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 4556429 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 4292317 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 4305191 | InvestmentsCorpBondsEOYFMV |
| Total Assets BOY | 14502490 | TotalAssetsBOY |
| Total Assets EOY | 14863606 | TotalAssetsEOY |
| Total Assets EOYFMV | 15392003 | TotalAssetsEOYFMV |
| Total Liabilities BOY | 0 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 14502490 | CapitalStockBOY |
| Capital Stock EOY | 14863606 | CapitalStockEOY |
| Paid In Or Capital Surplus BOY | 0 | PaidInOrCapitalSurplusBOY |
| Paid In Or Capital Surplus EOY | 0 | PaidInOrCapitalSurplusEOY |
| Retained Earnings BOY | 0 | RetainedEarningsBOY |
| Retained Earnings EOY | 0 | RetainedEarningsEOY |
| Total Net Assets BOY | 14502490 | TotalNetAssetsBOY |
| Total Net Assets EOY | 14863606 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 14502490 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 14863606 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 14502490 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | 359772 | ExcessOfRevenueOverExpenses |
| Other Increases | 1344 | OtherIncreases |
| Subtotal | 14863606 | Subtotal |
| Other Decreases | 0 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 14863606 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (2 entries)
| Description Of AssetDescriptionOfAsset | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses | How AcquiredHowAcquired |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | 8444594 | 7644003 | 800591 | 800591 | |
| CAPITAL GAINS DIVIDENDS | 120649 | 120649 | 120649 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 921240 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 723119 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 15707508 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.046037 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 831071 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 14269640 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.058241 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 1017414 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 17079466 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.059569 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 906026 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 20221716 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.044805 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 912548 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 19114975 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.047740 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.256392 | TotalDistributionRatio |
| Average Distribution Ratio | 0.051278 | AverageDistributionRatio |
| Net Noncharitable Assets | 16412173 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 841583 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 11750 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 853333 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 771371 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 23500 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 23500 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 23500 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 23000 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 23000 | TotalCreditsAndPayments |
| Form2220 Attached | X | Form2220Attached |
| Penalty For Underpayment | 1 | PenaltyForUnderpayment |
| Tax Due | 501 | TaxDue |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 0 | UnrelatedBusIncomeOver1000 |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 1 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | NY | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 0 | PrivateOperatingFoundation |
| New Substantial Contributors | 0 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | N/A | WebsiteAddress |
| Books In Care Of Person Name | JPMORGAN CHASE BANK NA | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 2126481472 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 270 PARK AVENUE | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10017 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | 0 | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 1 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Acts Fail To Qualify As Exceptions | 0 | ActsFailToQualifyAsExceptions |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person Name | JPMORGAN CHASE BANK NA | PersonName |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 3038 | AddressLine1 |
| City | MILWAUKEE | City |
| State | WI | State |
| ZIP Code | 53201 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | TRUSTEE | Title |
| Avg Hours Per Wk Devoted To Position | 2.00 | AvgHoursPerWkDevotedToPosition |
| Compensation | 161242 | Compensation |
| Contri To Empl Benefit Plans Etc | 0 | ContriToEmplBenefitPlansEtc |
| Expense Account Other Allowances | 0 | ExpenseAccountOtherAllowances |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Summary Of Direct Charitable Acty SummaryOfDirectCharitableActy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1 |
| Expenses1 | 0 | Expenses1 |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1 |
| Amount1 | 0 | Amount1 |
| All Oth Prog Rltd Investments Total | 0 | AllOthProgRltdInvestmentsTotal |
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 16065667 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 596438 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 16662105 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 16662105 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 249932 | CashDeemedCharitable |
| Net Noncharitable Assets | 16412173 | NetNoncharitableAssets |
| Minimum Investment Return | 820609 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 820609 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 23500 | TaxBasedOnInvestmentIncome |
| Total Tax | 23500 | TotalTax |
| Distributable Amount Before Adj | 797109 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 797109 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 797109 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 771371 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 771371 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 0 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 771371 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 797109 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 686744 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Total Excess Distri Carryover | 0 | TotalExcessDistriCarryover |
| Qualifying Distributions | 771371 | QualifyingDistributions |
| Applied To Year1 | 686744 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 84627 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 0 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 0 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 712482 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 0 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 0 | ExcessDistriCyovToNextYear |
Supplementary Information SupplementaryInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contributes To Preselected | X | OnlyContributesToPreselected |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (16 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| 92ND STREET YOUNG MEN'S & YOUNG WOMEN'S HEBREW ASSOC | |||||||
| 1895 LEXINGTON AVENUE | NEW YORK | NY | 10128 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $25,000 |
| ARTHRITIS FOUNDATION NEW YORK CHAPTER | |||||||
| 122 EAST 42ND STREET 18TH FLOOR | NEW YORK | NY | 101681898 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $10,000 |
| CANCER CARE INC | |||||||
| 275 SEVENTH AVENUE | NEW YORK | NY | 10001 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $110,000 |
| CHAI LIFELINE | |||||||
| 151 W 30TH STREET | NEW YORK | NY | 10001 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $25,000 |
| JBI INTERNATIONAL | |||||||
| 110 EAST 30TH STREET | NEW YORK | NY | 10016 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $25,000 |
| JEWISH BOARD OF FAMILY AND CHILDREN'S SVCS INC | |||||||
| 135 WEST 50TH STREET- 6TH FLOOR | NEW YORK | NY | 10020 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $80,000 |
| JEWISH CHILD CARE ASSOCIATION OF NEW YORK | |||||||
| 120 WALL STREET | NEW YORK | NY | 10005 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $30,000 |
| MAIMONIDES MEDICAL CENTER | |||||||
| 4802 TENTH AVENUE | BROOKLYN | NY | 11219 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $25,000 |
| MAKE-A-WISH FOUNDATION OF METRO NY INC | |||||||
| 152 WEST 57 STREET 35TH FLOOR | LAKE SUCCESS | NY | 10019 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $20,000 |
| MOUNT SINAI SCHOOL OF MEDICINE | |||||||
| FIFTH AVENUE AT 100TH STREET | NEW YORK | NY | 100296574 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $100,000 |
| ORT AMERICA INC | |||||||
| 75 MAIDEN LANE 10TH FLOOR | NEW YORK | NY | 10038 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $30,000 |
| PROJECT LEAD | |||||||
| 123-19 HILLSIDE AVENUE | RICHMOND HILL | NY | 11418 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $10,000 |
| THE EDUCATIONAL ALLIANCE | |||||||
| 197 EAST BROADWAY | NEW YORK | NY | 10002 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $30,000 |
| THE LEXINGTON SCHOOLCENTER FOR THE DEAF | |||||||
| 30TH AVENUE 75TH STREET | JACKSON HEIGHTS | NY | 11370 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $35,000 |
| UJA-FEDERATION OF JEWISH PHILANTROPIES OF NY | |||||||
| 130 EAST 59TH STREET | NEW YORK | NY | 10022 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $125,000 |
| YESHIVAH EDUCATION FOR SPECIAL STUDENTS | |||||||
| 147-37 70TH ST | KEW GARDENS HILLS | NY | 113671719 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $10,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 690000 | TotGrantOrContriPaidDuringYear |
| Tot Grant Or Contri Approved Future | 0 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $271 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $338,713 | ExclusionAmount |
Other Investment Income Part VII OtherInvestmentIncomePartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $1,117 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $921,240 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $0 | UnrelatedBusinessIncomeAmount |
| Exclusion | $1,261,341 | ExclusionAmount |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 1261341 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
All Oth Prog Rltd Investments Sch AllOthProgRltdInvestmentsSch
All Oth Prog Rltd Investments AllOthProgRltdInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | N/A | Description |
| Amount | $0 | Amount |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (11 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| VANGUARD FI SECS F INTR TRM CP PT FUND 71 - 16520.502 SHS | 143894 | 165040 |
| EATON VANCE MUT FDS TR FLT RT CL I - 84085.276 SHS | 721286 | 740791 |
| JPM HIGH YIELD FD - SEL FUND 3580 6.04% - 82052.622 SHS | 621959 | 625241 |
| JPM SHORT DURATION BOND FD - SEL FUND 3133 0.86% - 93879.477 SHS | 1021757 | 1027980 |
| DREYFUS/LAUREL FDS TR PRM EMRGN MK I - 23410.857 SHS | 334311 | 308087 |
| JPM STR INC OPP FD FUND 3844 3.23% - 29477.656 SHS | 326723 | 333982 |
| JPM INTL CURRENCY INCOME FD 1.21% - 28959.243 SHS | 315366 | 313629 |
| JPM TR I INFL MANAGED BD - SEL 2.19% - 24094.346 SHS | 256605 | 252509 |
| JPMORGAN TR I FLOAT RATE INC 4.24% 4.24% - 32764.305 SHS | 312899 | 315520 |
| BARC 93% PPN CURR BSKT 9/13/13 LNKD 3 CURR BSKTS 50% 35% & 15% WT- 115000 SH | 114034 | 107928 |
| GS 95% PP CMIT BSKT 11/18/13 LNKD CNY,MXN,IDR, TRY /USD 215% UPSIDE LEV- 125 | 123483 | 114484 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (122 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| ABBOTT LABORATORIES - 340 SHS | 15845 | 19118 |
| ALLERGAN INC - 120 SHS | 10095 | 10529 |
| AMAZON COM INC - 205 SHS | 27110 | 35486 |
| ANADARKO PETROLEUM CORP - 250 SHS | 18418 | 19083 |
| APPLE INC. - 245 SHS | 36180 | 99225 |
| AUTOZONE INC - 40 SHS | 11494 | 12999 |
| BAKER HUGHES INC - 180 SHS | 10508 | 8755 |
| CVS CAREMARK CORPORATION - 280 SHS | 7117 | 11418 |
| CAMPBELL SOUP COMPANY - 400 SHS | 14330 | 13296 |
| CAPITAL ONE FINANCIAL CORP - 327 SHS | 14854 | 13829 |
| CARDINAL HEALTH INC - 530 SHS | 15119 | 21523 |
| CELGENE CORPORATION - 300 SHS | 14366 | 20280 |
| CISCO SYSTEMS INC - 1759 SHS | 26255 | 31803 |
| CITRIX SYSTEMS INC - 120 SHS | 6933 | 7286 |
| COCA-COLA CO - 230 SHS | 15609 | 16093 |
| COLGATE PALMOLIVE CO - 159 SHS | 12492 | 14690 |
| DARDEN RESTAURANTS INC - 160 SHS | 6784 | 7293 |
| DELAWARE EMERGING MARKETS FUND - 11776.136 SHS | 189243 | 146848 |
| E I DU PONT DE NEMOURS & CO - 787 SHS | 29744 | 36029 |
| E M C CORP MASS - 600 SHS | 12287 | 12924 |
| EMERSON ELECTRIC CO - 308 SHS | 16495 | 14350 |
| FREEPORT-MCMORAN COPPER & GOLD INC CL B - 315 SHS | 7643 | 11589 |
| GENERAL ELECTRIC CO - 910 SHS | 14802 | 16298 |
| GENERAL MILLS INC - 400 SHS | 12209 | 16164 |
| HOME DEPOT INC - 300 SHS | 10135 | 12612 |
| HUMANA INC - 295 SHS | 23025 | 25845 |
| JOHNSON & JOHNSON - 475 SHS | 29870 | 31151 |
| JOHNSON CONTROLS INC - 1150 SHS | 22766 | 35949 |
| LAM RESEARCH CORP - 120 SHS | 5264 | 4442 |
| THE ESTEE LAUDER COMPANIES INC CL A - 100 SHS | 10138 | 11232 |
| LENNAR CORP - 495 SHS | 7345 | 9727 |
| LOWES COMPANIES INC - 1247 SHS | 26983 | 31649 |
| MICROS SYSTEMS INC - 100 SHS | 4767 | 4658 |
| MICROSOFT CORP - 2559 SHS | 58073 | 66432 |
| NIKE INC B - 200 SHS | 12174 | 19274 |
| NORFOLK SOUTHERN CORP - 610 SHS | 24116 | 44445 |
| OCCIDENTAL PETROLEUM CORP - 499 SHS | 27421 | 46756 |
| ORACLE CORP - 1100 SHS | 25449 | 28215 |
| PACCAR INC - 525 SHS | 15897 | 19672 |
| PFIZER INC - 1934 SHS | 26783 | 41852 |
| PIONEER NATURAL RESOURCES CO - 75 SHS | 5581 | 6711 |
| PROCTER & GAMBLE CO - 575 SHS | 17273 | 38358 |
| QUALCOMM INC - 540 SHS | 18943 | 29538 |
| SPDR S&P 500 ETF TRUST - 1378 SHS | 165470 | 172939 |
| SCHLUMBERGER LTD - 537 SHS | 44602 | 36682 |
| SOUTHWESTERN ENERGY CO - 146 SHS | 5761 | 4663 |
| UNITED TECHNOLOGIES CORP - 570 SHS | 15310 | 41661 |
| VERTEX PHARMACEUTICALS INC - 240 SHS | 6711 | 7970 |
| WILLIAMS COMPANIES INC - 630 SHS | 19049 | 20803 |
| XILINX CORP - 565 SHS | 16947 | 18114 |
| COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A - 333 SHS | 17537 | 21415 |
| WELLS FARGO & CO - 1748 SHS | 41684 | 48175 |
| BANK OF AMERICA CORP - 1851 SHS | 28886 | 10292 |
| GOLDMAN SACHS GROUP INC - 215 SHS | 19529 | 19442 |
| DEVON ENERGY CORP - 105 SHS | 6899 | 6510 |
| EOG RESOURCES INC - 100 SHS | 6135 | 9851 |
| HONEYWELL INTERNATIONAL INC - 404 SHS | 16682 | 21957 |
| DOMINION RESOURCES INC VA - 230 SHS | 11591 | 12208 |
| TARGET CORP - 300 SHS | 14214 | 15366 |
| UNITEDHEALTH GROUP INC - 370 SHS | 14764 | 18752 |
| ISHARES S&P MIDCAP 400 INDEX FUND - 4000 SHS | 275433 | 350440 |
| VERIZON COMMUNICATIONS INC - 694 SHS | 3287 | 27843 |
| GLOBAL PAYMENTS INC - 200 SHS | 9619 | 9476 |
| US BANCORP DEL - 600 SHS | 12395 | 16230 |
| DODGE & COX INTERNATIONAL STOCK - 13115.039 SHS | 337876 | 383484 |
| YUM BRANDS INC - 600 SHS | 20617 | 35406 |
| ARTISAN INTL VALUE FUND - INV - 7178.238 SHS | 176800 | 180102 |
| CENTERPOINT ENERGY INC - 1124 SHS | 19304 | 22581 |
| COMCAST CORP CL A - 650 SHS | 11674 | 15412 |
| CARNIVAL CORPORATION - 465 SHS | 15436 | 15178 |
| JPM US REAL ESTATE FD - SEL FUND 3037 - 10106.275 SHS | 118951 | 163621 |
| JPM MARKET EXPANSION INDEX FD - SEL FUND 3708 - 45246.926 SHS | 430037 | 437538 |
| JPM MID CAP GROWTH - SEL FUND 3120 - 20557.99 SHS | 300000 | 402525 |
| JPM ASIA 3 FD - SEL FUND 1134 - 14011.408 SHS | 347040 | 402968 |
| VANGUARD MSCI EMERGING MARKETS ETF - 4000 SHS | 176843 | 152840 |
| JPM US LRGE CAP CORE PLUS FD - SEL FUND 1002 - 36652.994 SHS | 698664 | 723530 |
| AT&T INC - 753 SHS | 26225 | 22771 |
| CBS CORP CLASS B W/I - 780 SHS | 21108 | 21169 |
| EDGEWOOD GROWTH FUND - 35924.124 SHS | 396557 | 419594 |
| JPM TR I GROWTH ADVANTAGE FD - SEL FUND 1567 - 37725.87 SHS | 337647 | 327838 |
| CAMERON INTERNATIONAL CORPORATION - 155 SHS | 8178 | 7624 |
| HARTFORD CAPITAL APPRECIATION FUND - 10364.882 SHS | 264712 | 298612 |
| MANNING & NAPIER FUND INC WORLD OPPORTUNITIES SERIES FUND - 67069.796 SHS | 601616 | 444673 |
| IVY GLOBAL NATURAL RESOURCE-I - 7432.125 SHS | 172425 | 129022 |
| INVESCO LTD - 730 SHS | 14340 | 14666 |
| ISHARES S&P GLOBAL INFRASTR - 4000 SHS | 109620 | 132808 |
| NETAPP INC - 160 SHS | 5702 | 5803 |
| ACE LTD NEW - 260 SHS | 13044 | 18231 |
| TYCO INTERNATIONAL LTD - 400 SHS | 15662 | 18684 |
| TIME WARNER INC NEW - 1360 SHS | 32779 | 49150 |
| MERCK AND CO INC - 1421 SHS | 46401 | 53572 |
| NEXTERA ENERGY INC - 240 SHS | 13770 | 14611 |
| MATTHEWS PACIFIC TIGER INSTL FUND - 20954.509 SHS | 355685 | 425796 |
| DB BREN SPX 1/6/12 10%BUFFER-2XLEV-5.32%CAP- 250000 SHS | 247500 | 256775 |
| DB BREN ASIA BSKT 1/6/12 10%BUFFER-2XLEV-7.15%CAP- 165000 SHS | 163350 | 151619 |
| CS BREN EAFE 2/29/12 10%BUFFER-2XLEV-7.653%CAP- 175000 SHS | 173250 | 151725 |
| HSBC REN SPX 3/21/12 2XLEV-8.6%CAP-17.2%MAXPYMT- 250000 SHS | 247500 | 236575 |
| DB BREN EAFE 3/28/12 10%BUFFER-2XLEV-7.85%CAP- 15.7%MAXRTRN- 175000 SHS | 173250 | 153720 |
| COVIDIEN PLC NEW - 401 SHS | 17319 | 18049 |
| SG CONT BUFF EQ SPX 4/18/12 80% CONTIN BARRIER- 3%CPN- 250000 SHS | 247500 | 241975 |
| JOHN HANCOCK II-EMG MKTS-I - 16249.885 SHS | 191749 | 147224 |
| CS BREN EAFE 5/2/12 10%BUFFER-2 XLEV- 8.1%CAP- 175000 SHS | 173250 | 148925 |
| CITIGROUP INC NEW - 690 SHS | 24656 | 18154 |
| DB REN SPX 5/23/12 2 XLEV- 8.55%CAP- 250000 SHS | 247500 | 236650 |
| BARC BREN EAFE 6/27/12 10%BUFFER-2 XLEV- 7.9%CAP- 175000 SHS | 173250 | 153090 |
| HSBC CONT BUFF EQ SPX 12/19/12 80% CONTIN BAR- 17.5%CPN- 200000 SHS | 198000 | 204780 |
| BROADCOM CORP CL A - 195 SHS | 6482 | 5725 |
| JUNIPER NETWORKS INC - 950 SHS | 19530 | 19390 |
| EXXON MOBIL CORP - 590 SHS | 4898 | 50008 |
| METLIFE INC - 755 SHS | 26696 | 23541 |
| MONSANTO CO - 123 SHS | 8550 | 8619 |
| KRAFT FOODS INC CLASS A - 744 SHS | 25689 | 27796 |
| PRUDENTIAL FINANCIAL INC - 349 SHS | 12536 | 17492 |
| CONOCOPHILLIPS - 425 SHS | 20689 | 30970 |
| BIOGEN IDEC INC - 200 SHS | 10876 | 22010 |
| BAIDU INC SPONS ADR - 70 SHS | 6443 | 8153 |
| INTERCONTINENTAL EXCHANGE INC - 49 SHS | 5469 | 5907 |
| TD AMERITRADE HOLDING CORPORATION - 497 SHS | 7687 | 7778 |
| MASTERCARD INC - CLASS A - 35 SHS | 6331 | 13049 |
| GENERAL MOTORS CO - 580 SHS | 19626 | 11757 |
| HSBC BREN SPX 11/2/12 10%BUFFER-2 XLEV- 8.85%CAP- 150000 SHS | 148500 | 152880 |
| GS BREN EEM 11/7/12 10%BUFFER-2 XLEV- 12.5%CAP- 165000 SHS | 163350 | 164464 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Securities EOY Book Value | 101355 | USGovtSecuritiesEOYBookValue |
| US Govt Securities EOYFMV | 102633 | USGovtSecuritiesEOYFMV |
| State Local Securities EOY Book Val | 0 | StateLocalSecuritiesEOYBookVal |
| State Local Securities EOYFMV | 0 | StateLocalSecuritiesEOYFMV |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (2 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| NY ATTORNEY GENERAL FILING FEE | 750 | 0 | 750 |
| ADR FEE | 4 | 4 | 0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | OID INCOME | Description |
| Revenue And Expenses Per Books | 1117 | RevenueAndExpensesPerBooks |
| Net Investment Income | 1117 | NetInvestmentIncome |
| Adjusted Net Income | 1117 | AdjustedNetIncome |
Other Increases Schedule OtherIncreasesSchedule
Other Increases OtherIncreases
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | RETURN OF CAPITAL ADJUSTMENT | Description |
| Amount | $1,344 | Amount |
Taxes Schedule TaxesSchedule
Taxes Taxes (3 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| FOREIGN TAXES WITHHELD | $5,686 | 5686 | 0 |
| ESTIMATED EXCISE TAXES | $23,000 | 0 | 0 |
| EXCISE TAXES-PRIOR YEAR | $20,887 | 0 | 0 |
Comments