2012-05-07T17:23:40-05:00 2011-12-31 990PF 2011-01-01 136013101 OPPENHEIMER & HAAS FDN P61291004 OPPE 4149771210 JPMORGAN CHASE BANK PO BOX 3038 MILWAUKEE WI 53201 JACK L UDOVICH 4149771210 2012-05-09 2011 2016-02-24 21:20:13Z X 15392003 X X 271 271 338713 338693 921240 8565243 921240 1117 1117 1261341 1261321 161242 80621 80621 49573 5686 0 754 4 750 211569 86311 81371 690000 690000 901569 86311 771371 359772 1175010 134640 83922 83922 152528 855433 855433 0 101355 102633 9658893 9530579 10044824 4556429 4292317 4305191 14502490 14863606 15392003 0 0 X 14502490 14863606 0 0 0 0 14502490 14863606 14502490 14863606 14502490 359772 1344 14863606 0 14863606 PUBLICLY TRADED SECURITIES 8444594 7644003 800591 800591 CAPITAL GAINS DIVIDENDS P 120649 120649 120649 921240 0 723119 15707508 0.046037 831071 14269640 0.058241 1017414 17079466 0.059569 906026 20221716 0.044805 912548 19114975 0.047740 0.256392 0.051278 16412173 841583 11750 853333 771371 23500 0 23500 0 23500 23000 23000 X 1 501 0 0 0 0 0 0 0 0 0 0 1 1 NY 1 0 0 0 0 1 N/A JPMORGAN CHASE BANK NA 2126481472 270 PARK AVENUE NEW YORK NY 10017 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 JPMORGAN CHASE BANK NA PO BOX 3038 MILWAUKEE WI 53201 2.00 161242 0 0 NONE 0 NONE 0 N/A 0 N/A 0 0 0 16065667 596438 0 16662105 0 0 16662105 249932 16412173 820609 820609 23500 23500 797109 0 797109 0 797109 771371 0 771371 0 771371 797109 686744 0 0 771371 686744 0 0 84627 0 0 0 0 0 0 0 0 712482 0 0 0 X 92ND STREET YOUNG MEN'S & YOUNG WOMEN'S HEBREW ASSOC 1895 LEXINGTON AVENUE NEW YORK NY 10128 NONE PUBLIC CHARITY PROGRAM SUPPORT 25000 ARTHRITIS FOUNDATION NEW YORK CHAPTER 122 EAST 42ND STREET 18TH FLOOR NEW YORK NY 101681898 NONE PUBLIC CHARITY PROGRAM SUPPORT 10000 CANCER CARE INC 275 SEVENTH AVENUE NEW YORK NY 10001 NONE PUBLIC CHARITY PROGRAM SUPPORT 110000 CHAI LIFELINE 151 W 30TH STREET NEW YORK NY 10001 NONE PUBLIC CHARITY PROGRAM SUPPORT 25000 JBI INTERNATIONAL 110 EAST 30TH STREET NEW YORK NY 10016 NONE PUBLIC CHARITY PROGRAM SUPPORT 25000 JEWISH BOARD OF FAMILY AND CHILDREN'S SVCS INC 135 WEST 50TH STREET- 6TH FLOOR NEW YORK NY 10020 NONE PUBLIC CHARITY PROGRAM SUPPORT 80000 JEWISH CHILD CARE ASSOCIATION OF NEW YORK 120 WALL STREET NEW YORK NY 10005 NONE PUBLIC CHARITY PROGRAM SUPPORT 30000 MAIMONIDES MEDICAL CENTER 4802 TENTH AVENUE BROOKLYN NY 11219 NONE PUBLIC CHARITY PROGRAM SUPPORT 25000 MAKE-A-WISH FOUNDATION OF METRO NY INC 152 WEST 57 STREET 35TH FLOOR LAKE SUCCESS NY 10019 NONE PUBLIC CHARITY PROGRAM SUPPORT 20000 MOUNT SINAI SCHOOL OF MEDICINE FIFTH AVENUE AT 100TH STREET NEW YORK NY 100296574 NONE PUBLIC CHARITY PROGRAM SUPPORT 100000 ORT AMERICA INC 75 MAIDEN LANE 10TH FLOOR NEW YORK NY 10038 NONE PUBLIC CHARITY PROGRAM SUPPORT 30000 PROJECT LEAD 123-19 HILLSIDE AVENUE RICHMOND HILL NY 11418 NONE PUBLIC CHARITY PROGRAM SUPPORT 10000 THE EDUCATIONAL ALLIANCE 197 EAST BROADWAY NEW YORK NY 10002 NONE PUBLIC CHARITY PROGRAM SUPPORT 30000 THE LEXINGTON SCHOOLCENTER FOR THE DEAF 30TH AVENUE 75TH STREET JACKSON HEIGHTS NY 11370 NONE PUBLIC CHARITY PROGRAM SUPPORT 35000 UJA-FEDERATION OF JEWISH PHILANTROPIES OF NY 130 EAST 59TH STREET NEW YORK NY 10022 NONE PUBLIC CHARITY PROGRAM SUPPORT 125000 YESHIVAH EDUCATION FOR SPECIAL STUDENTS 147-37 70TH ST KEW GARDENS HILLS NY 113671719 NONE PUBLIC CHARITY PROGRAM SUPPORT 10000 690000 0 14 271 14 338713 14 1117 18 921240 0 1261341 0 1261341 0 0 0 0 0 0 0 0 0 0 N/A 0 VANGUARD FI SECS F INTR TRM CP PT FUND 71 - 16520.502 SHS 143894 165040 EATON VANCE MUT FDS TR FLT RT CL I - 84085.276 SHS 721286 740791 JPM HIGH YIELD FD - SEL FUND 3580 6.04% - 82052.622 SHS 621959 625241 JPM SHORT DURATION BOND FD - SEL FUND 3133 0.86% - 93879.477 SHS 1021757 1027980 DREYFUS/LAUREL FDS TR PRM EMRGN MK I - 23410.857 SHS 334311 308087 JPM STR INC OPP FD FUND 3844 3.23% - 29477.656 SHS 326723 333982 JPM INTL CURRENCY INCOME FD 1.21% - 28959.243 SHS 315366 313629 JPM TR I INFL MANAGED BD - SEL 2.19% - 24094.346 SHS 256605 252509 JPMORGAN TR I FLOAT RATE INC 4.24% 4.24% - 32764.305 SHS 312899 315520 BARC 93% PPN CURR BSKT 9/13/13 LNKD 3 CURR BSKTS 50% 35% & 15% WT- 115000 SH 114034 107928 GS 95% PP CMIT BSKT 11/18/13 LNKD CNY,MXN,IDR, TRY /USD 215% UPSIDE LEV- 125 123483 114484 ABBOTT LABORATORIES - 340 SHS 15845 19118 ALLERGAN INC - 120 SHS 10095 10529 AMAZON COM INC - 205 SHS 27110 35486 ANADARKO PETROLEUM CORP - 250 SHS 18418 19083 APPLE INC. - 245 SHS 36180 99225 AUTOZONE INC - 40 SHS 11494 12999 BAKER HUGHES INC - 180 SHS 10508 8755 CVS CAREMARK CORPORATION - 280 SHS 7117 11418 CAMPBELL SOUP COMPANY - 400 SHS 14330 13296 CAPITAL ONE FINANCIAL CORP - 327 SHS 14854 13829 CARDINAL HEALTH INC - 530 SHS 15119 21523 CELGENE CORPORATION - 300 SHS 14366 20280 CISCO SYSTEMS INC - 1759 SHS 26255 31803 CITRIX SYSTEMS INC - 120 SHS 6933 7286 COCA-COLA CO - 230 SHS 15609 16093 COLGATE PALMOLIVE CO - 159 SHS 12492 14690 DARDEN RESTAURANTS INC - 160 SHS 6784 7293 DELAWARE EMERGING MARKETS FUND - 11776.136 SHS 189243 146848 E I DU PONT DE NEMOURS & CO - 787 SHS 29744 36029 E M C CORP MASS - 600 SHS 12287 12924 EMERSON ELECTRIC CO - 308 SHS 16495 14350 FREEPORT-MCMORAN COPPER & GOLD INC CL B - 315 SHS 7643 11589 GENERAL ELECTRIC CO - 910 SHS 14802 16298 GENERAL MILLS INC - 400 SHS 12209 16164 HOME DEPOT INC - 300 SHS 10135 12612 HUMANA INC - 295 SHS 23025 25845 JOHNSON & JOHNSON - 475 SHS 29870 31151 JOHNSON CONTROLS INC - 1150 SHS 22766 35949 LAM RESEARCH CORP - 120 SHS 5264 4442 THE ESTEE LAUDER COMPANIES INC CL A - 100 SHS 10138 11232 LENNAR CORP - 495 SHS 7345 9727 LOWES COMPANIES INC - 1247 SHS 26983 31649 MICROS SYSTEMS INC - 100 SHS 4767 4658 MICROSOFT CORP - 2559 SHS 58073 66432 NIKE INC B - 200 SHS 12174 19274 NORFOLK SOUTHERN CORP - 610 SHS 24116 44445 OCCIDENTAL PETROLEUM CORP - 499 SHS 27421 46756 ORACLE CORP - 1100 SHS 25449 28215 PACCAR INC - 525 SHS 15897 19672 PFIZER INC - 1934 SHS 26783 41852 PIONEER NATURAL RESOURCES CO - 75 SHS 5581 6711 PROCTER & GAMBLE CO - 575 SHS 17273 38358 QUALCOMM INC - 540 SHS 18943 29538 SPDR S&P 500 ETF TRUST - 1378 SHS 165470 172939 SCHLUMBERGER LTD - 537 SHS 44602 36682 SOUTHWESTERN ENERGY CO - 146 SHS 5761 4663 UNITED TECHNOLOGIES CORP - 570 SHS 15310 41661 VERTEX PHARMACEUTICALS INC - 240 SHS 6711 7970 WILLIAMS COMPANIES INC - 630 SHS 19049 20803 XILINX CORP - 565 SHS 16947 18114 COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A - 333 SHS 17537 21415 WELLS FARGO & CO - 1748 SHS 41684 48175 BANK OF AMERICA CORP - 1851 SHS 28886 10292 GOLDMAN SACHS GROUP INC - 215 SHS 19529 19442 DEVON ENERGY CORP - 105 SHS 6899 6510 EOG RESOURCES INC - 100 SHS 6135 9851 HONEYWELL INTERNATIONAL INC - 404 SHS 16682 21957 DOMINION RESOURCES INC VA - 230 SHS 11591 12208 TARGET CORP - 300 SHS 14214 15366 UNITEDHEALTH GROUP INC - 370 SHS 14764 18752 ISHARES S&P MIDCAP 400 INDEX FUND - 4000 SHS 275433 350440 VERIZON COMMUNICATIONS INC - 694 SHS 3287 27843 GLOBAL PAYMENTS INC - 200 SHS 9619 9476 US BANCORP DEL - 600 SHS 12395 16230 DODGE & COX INTERNATIONAL STOCK - 13115.039 SHS 337876 383484 YUM BRANDS INC - 600 SHS 20617 35406 ARTISAN INTL VALUE FUND - INV - 7178.238 SHS 176800 180102 CENTERPOINT ENERGY INC - 1124 SHS 19304 22581 COMCAST CORP CL A - 650 SHS 11674 15412 CARNIVAL CORPORATION - 465 SHS 15436 15178 JPM US REAL ESTATE FD - SEL FUND 3037 - 10106.275 SHS 118951 163621 JPM MARKET EXPANSION INDEX FD - SEL FUND 3708 - 45246.926 SHS 430037 437538 JPM MID CAP GROWTH - SEL FUND 3120 - 20557.99 SHS 300000 402525 JPM ASIA 3 FD - SEL FUND 1134 - 14011.408 SHS 347040 402968 VANGUARD MSCI EMERGING MARKETS ETF - 4000 SHS 176843 152840 JPM US LRGE CAP CORE PLUS FD - SEL FUND 1002 - 36652.994 SHS 698664 723530 AT&T INC - 753 SHS 26225 22771 CBS CORP CLASS B W/I - 780 SHS 21108 21169 EDGEWOOD GROWTH FUND - 35924.124 SHS 396557 419594 JPM TR I GROWTH ADVANTAGE FD - SEL FUND 1567 - 37725.87 SHS 337647 327838 CAMERON INTERNATIONAL CORPORATION - 155 SHS 8178 7624 HARTFORD CAPITAL APPRECIATION FUND - 10364.882 SHS 264712 298612 MANNING & NAPIER FUND INC WORLD OPPORTUNITIES SERIES FUND - 67069.796 SHS 601616 444673 IVY GLOBAL NATURAL RESOURCE-I - 7432.125 SHS 172425 129022 INVESCO LTD - 730 SHS 14340 14666 ISHARES S&P GLOBAL INFRASTR - 4000 SHS 109620 132808 NETAPP INC - 160 SHS 5702 5803 ACE LTD NEW - 260 SHS 13044 18231 TYCO INTERNATIONAL LTD - 400 SHS 15662 18684 TIME WARNER INC NEW - 1360 SHS 32779 49150 MERCK AND CO INC - 1421 SHS 46401 53572 NEXTERA ENERGY INC - 240 SHS 13770 14611 MATTHEWS PACIFIC TIGER INSTL FUND - 20954.509 SHS 355685 425796 DB BREN SPX 1/6/12 10%BUFFER-2XLEV-5.32%CAP- 250000 SHS 247500 256775 DB BREN ASIA BSKT 1/6/12 10%BUFFER-2XLEV-7.15%CAP- 165000 SHS 163350 151619 CS BREN EAFE 2/29/12 10%BUFFER-2XLEV-7.653%CAP- 175000 SHS 173250 151725 HSBC REN SPX 3/21/12 2XLEV-8.6%CAP-17.2%MAXPYMT- 250000 SHS 247500 236575 DB BREN EAFE 3/28/12 10%BUFFER-2XLEV-7.85%CAP- 15.7%MAXRTRN- 175000 SHS 173250 153720 COVIDIEN PLC NEW - 401 SHS 17319 18049 SG CONT BUFF EQ SPX 4/18/12 80% CONTIN BARRIER- 3%CPN- 250000 SHS 247500 241975 JOHN HANCOCK II-EMG MKTS-I - 16249.885 SHS 191749 147224 CS BREN EAFE 5/2/12 10%BUFFER-2 XLEV- 8.1%CAP- 175000 SHS 173250 148925 CITIGROUP INC NEW - 690 SHS 24656 18154 DB REN SPX 5/23/12 2 XLEV- 8.55%CAP- 250000 SHS 247500 236650 BARC BREN EAFE 6/27/12 10%BUFFER-2 XLEV- 7.9%CAP- 175000 SHS 173250 153090 HSBC CONT BUFF EQ SPX 12/19/12 80% CONTIN BAR- 17.5%CPN- 200000 SHS 198000 204780 BROADCOM CORP CL A - 195 SHS 6482 5725 JUNIPER NETWORKS INC - 950 SHS 19530 19390 EXXON MOBIL CORP - 590 SHS 4898 50008 METLIFE INC - 755 SHS 26696 23541 MONSANTO CO - 123 SHS 8550 8619 KRAFT FOODS INC CLASS A - 744 SHS 25689 27796 PRUDENTIAL FINANCIAL INC - 349 SHS 12536 17492 CONOCOPHILLIPS - 425 SHS 20689 30970 BIOGEN IDEC INC - 200 SHS 10876 22010 BAIDU INC SPONS ADR - 70 SHS 6443 8153 INTERCONTINENTAL EXCHANGE INC - 49 SHS 5469 5907 TD AMERITRADE HOLDING CORPORATION - 497 SHS 7687 7778 MASTERCARD INC - CLASS A - 35 SHS 6331 13049 GENERAL MOTORS CO - 580 SHS 19626 11757 HSBC BREN SPX 11/2/12 10%BUFFER-2 XLEV- 8.85%CAP- 150000 SHS 148500 152880 GS BREN EEM 11/7/12 10%BUFFER-2 XLEV- 12.5%CAP- 165000 SHS 163350 164464 101355 102633 0 0 NY ATTORNEY GENERAL FILING FEE 750 0 750 ADR FEE 4 4 0 OID INCOME 1117 1117 1117 RETURN OF CAPITAL ADJUSTMENT 1344 FOREIGN TAXES WITHHELD 5686 5686 0 ESTIMATED EXCISE TAXES 23000 0 0 EXCISE TAXES-PRIOR YEAR 20887 0 0