PICKET FAMILY FOUNDATION INC: Form 990PF, tax year 2011

View the entire original 990 at ProPublica ↗

Organization: PICKET FAMILY FOUNDATION INC (EIN 26-3870611)
Tax period: 2011-01-01 to 2011-12-31
Filed: 2012-05-31
IRS object ID: 201221529349100512
Schema version: 2011v1.2
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Schedule B
Investments Corp Stock Schedule
Investments Other Schedule2
Other Decreases Schedule
Other Expenses Schedule
Substantial Contributors Sch
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2012-05-31T15:54:24-05:00	Timestamp
Tax Period End Date	2011-12-31	TaxPeriodEndDate

Preparer Firm PreparerFirm

Field	Value	IRS element (for citing)
EIN	111558868	EIN

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	MARGOLIN WINER & EVENS LLP	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	400 GARDEN CITY PLAZA	AddressLine1
City	GARDEN CITY	City
State	NY	State
ZIP Code	115303323	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnType
Tax Period Begin Date	2011-01-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	263870611	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	PICKET FAMILY FOUNDATION INC	BusinessNameLine1
Business Name Line2	C/O GOTHAM ORGANIZATION INC	BusinessNameLine2

Field	Value	IRS element (for citing)
Name Control	PICK	NameControl
Phone	2125990520	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	1010 AVENUE OF THE AMERICAS	AddressLine1
City	NEW YORK	City
State	NY	State
ZIP Code	10018	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	JOEL PICKET	Name
Title	PRESIDENT	Title
Phone	2125990520	Phone
Date Signed	2012-05-31	DateSigned
Authorize Third Party	1	AuthorizeThirdParty

Preparer Preparer

Field	Value	IRS element (for citing)
Name	MICHAEL MCVETTY	Name
PTIN	P00846030	PTIN
Phone	5167472000	Phone

Field	Value	IRS element (for citing)
Tax Year	2011	TaxYear
Build TS	2016-02-24 21:20:13Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Exempt PF	X	ExemptPF
FMV Assets EOY	2240438	FMVAssetsEOY
Method Of Accounting Cash	X	MethodOfAccountingCash

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Contri Received Rev And Expnss	1000000	ContriReceivedRevAndExpnss
Interest On Savings Rev And Expnss	3288	InterestOnSavingsRevAndExpnss
Interest On Savings Net Invst Incm	3288	InterestOnSavingsNetInvstIncm
Dividends Rev And Expnss	79957	DividendsRevAndExpnss
Dividends Net Invst Incm	79957	DividendsNetInvstIncm
Net Gain Sale Assets Rev And Expnss	-165799	NetGainSaleAssetsRevAndExpnss
Gross Sales Price	2088251	GrossSalesPrice
Capital Gain Net Incm Net Invst Incm	0	CapitalGainNetIncmNetInvstIncm
Total Revenue And Expenses	917446	TotalRevenueAndExpenses
Total Net Investment Income	83245	TotalNetInvestmentIncome
Comp Ofcr Dir Trst Rev And Expnss	0	CompOfcrDirTrstRevAndExpnss
Comp Ofcr Dir Trst Net Invst Incm	0	CompOfcrDirTrstNetInvstIncm
Comp Ofcr Dir Trst Dsbrs Chrtbl Prps	0	CompOfcrDirTrstDsbrsChrtblPrps
Taxes Rev And Expnss	1362	TaxesRevAndExpnss
Taxes Net Invst Incm	0	TaxesNetInvstIncm
Taxes Dsbrs Chrtbl Prps	0	TaxesDsbrsChrtblPrps
Other Expenses Rev And Expnss	10091	OtherExpensesRevAndExpnss
Other Expenses Net Invst Incm	9962	OtherExpensesNetInvstIncm
Other Expenses Dsbrs Chrtbl Prps	129	OtherExpensesDsbrsChrtblPrps
Tot Opr Expenses Rev And Expnss	11453	TotOprExpensesRevAndExpnss
Tot Opr Expenses Net Invst Incm	9962	TotOprExpensesNetInvstIncm
Tot Opr Expenses Dsbrs Chrtbl Prps	129	TotOprExpensesDsbrsChrtblPrps
Contri Gifts Paid Rev And Expnss	590940	ContriGiftsPaidRevAndExpnss
Contri Gifts Paid Dsbrs Chrtbl Prps	590940	ContriGiftsPaidDsbrsChrtblPrps
Total Expenses Rev And Expnss	602393	TotalExpensesRevAndExpnss
Total Expenses Net Invst Incm	9962	TotalExpensesNetInvstIncm
Total Expenses Dsbrs Chrtbl Prps	591069	TotalExpensesDsbrsChrtblPrps
Excess Of Revenue Over Expenses	315053	ExcessOfRevenueOverExpenses
Net Investment Income	73283	NetInvestmentIncome

Balance Sheets BalanceSheets

Field	Value	IRS element (for citing)
Savings And Temp Cash Invst BOY	1966285	SavingsAndTempCashInvstBOY
Savings And Temp Cash Invst EOY	248669	SavingsAndTempCashInvstEOY
Savings And Temp Cash Invst EOYFMV	248669	SavingsAndTempCashInvstEOYFMV
Investments Corp Stock BOY	0	InvestmentsCorpStockBOY
Investments Corp Stock EOY	404384	InvestmentsCorpStockEOY
Investments Corp Stock EOYFMV	412751	InvestmentsCorpStockEOYFMV
Investments Other BOY	0	InvestmentsOtherBOY
Investments Other EOY	1624386	InvestmentsOtherEOY
Investments Other EOYFMV	1579018	InvestmentsOtherEOYFMV
Total Assets BOY	1966285	TotalAssetsBOY
Total Assets EOY	2277439	TotalAssetsEOY
Total Assets EOYFMV	2240438	TotalAssetsEOYFMV
Total Liabilities BOY	0	TotalLiabilitiesBOY
Total Liabilities EOY	0	TotalLiabilitiesEOY
Org That Do Not Follow SFAS117	X	OrgThatDoNotFollowSFAS117
Capital Stock BOY	0	CapitalStockBOY
Capital Stock EOY	0	CapitalStockEOY
Paid In Or Capital Surplus BOY	0	PaidInOrCapitalSurplusBOY
Paid In Or Capital Surplus EOY	0	PaidInOrCapitalSurplusEOY
Retained Earnings BOY	1966285	RetainedEarningsBOY
Retained Earnings EOY	2277439	RetainedEarningsEOY
Total Net Assets BOY	1966285	TotalNetAssetsBOY
Total Net Assets EOY	2277439	TotalNetAssetsEOY
Total Liabilities Net Assets BOY	1966285	TotalLiabilitiesNetAssetsBOY
Total Liabilities Net Assets EOY	2277439	TotalLiabilitiesNetAssetsEOY

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Field	Value	IRS element (for citing)
Total Net Assets Fund Balances BOY	1966285	TotalNetAssetsFundBalancesBOY
Excess Of Revenue Over Expenses	315053	ExcessOfRevenueOverExpenses
Other Increases	0	OtherIncreases
Subtotal	2281338	Subtotal
Other Decreases	3899	OtherDecreases
Total Net Assets Fund Balances EOY	2277439	TotalNetAssetsFundBalancesEOY

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (328 entries)

Description Of AssetDescriptionOfAsset	How AcquiredHowAcquired	Date AcquiredDateAcquired	Date SoldDateSold	Gross Sales PriceGrossSalesPrice	Cost Or Other BasisCostOrOtherBasis	Gain Or LossGainOrLoss	Gains Minus Excess Or LossesGainsMinusExcessOrLosses
METLIFE INC COM 69	P	2011-02-08	2011-03-03	3075	3331	-256	-256
QUEST DIAGNOSTICS INC 57	P	2011-02-08	2011-03-03	3192	3333	-141	-141
WALMART STORES INC 59	P	2011-02-08	2011-03-03	3057	3318	-261	-261
ARTIO GLOBAL HIGH INC 2380	P	2011-02-08	2011-03-11	24919	24990	-71	-71
ARTIO GLOBAL HIGH INC 1	P	2011-02-28	2011-03-11	10	11	-1	-1
ARTIO GLOBAL HIGH INC 12	P	2011-02-28	2011-03-11	126	126	0	0
ARTIO GLOBAL HIGH INC 1	P	2011-02-28	2011-03-11	10	10	0	0
ARTIO GLOBAL HIGH INC 0.463	P	2011-02-28	2011-03-18	5	5	0	0
ARTIO GLOBAL HIGH INC 4770	P	2011-02-28	2011-03-11	49942	49990	-48	-48
GAP INC DELAWARE 163	P	2011-02-08	2011-04-01	3704	3347	357	357
GAP INC DELAWARE 342	P	2011-03-22	2011-04-01	7772	7478	294	294
VANGUARD MSCI EMERGING 316	P	2011-02-08	2011-05-13	14952	14790	162	162
VANGUARD MSCI EMERGING 663	P	2011-02-24	2011-05-13	31370	30059	1311	1311
VANGUARD MSCI EMERGING 225	P	2011-04-21	2011-05-13	10646	11355	-709	-709
MARKET VECTORS ETF TR 129	P	2011-02-08	2011-05-17	7024	7383	-359	-359
MARKET VECTORS ETF TR 243	P	2011-02-28	2011-05-17	13232	14484	-1252	-1252
MARKET VECTORS ETF TR 114	P	2011-04-21	2011-05-17	6207	7119	-912	-912
ALPS ALERIAN MLP ETF 1428	P	2011-02-24	2011-05-17	22031	23383	-1352	-1352
CORNING INC 147	P	2011-02-08	2011-06-03	2808	3329	-521	-521
CORNING INC 384	P	2011-03-22	2011-06-03	7335	7996	-661	-661
CORNING INC 222	P	2011-05-04	2011-06-03	4240	4498	-258	-258
EMERSON ELEC CO 54	P	2011-02-08	2011-06-01	2926	3293	-367	-367
EMERSON ELEC CO 135	P	2011-03-22	2011-06-01	7315	7792	-477	-477
EMERSON ELEC CO 88	P	2011-05-20	2011-06-01	4768	4756	12	12
GENUINE PARTS CO 208	P	2011-03-03	2011-06-10	10396	11199	-803	-803
GENUINE PARTS CO 68	P	2011-05-20	2011-06-10	3399	3699	-300	-300
HEWLETT PACKARD CO DEL 70	P	2011-02-08	2011-06-01	2602	3347	-745	-745
HEWLETT PACKARD CO DEL 192	P	2011-03-22	2011-06-01	7137	7983	-846	-846
HEWLETT PACKARD CO DEL 122	P	2011-05-04	2011-06-01	4535	4960	-425	-425
LINCOLN NTL CORP IND NPV 365	P	2011-03-03	2011-06-01	10494	11285	-791	-791
LINCOLN NTL CORP IND NPV 132	P	2011-05-04	2011-06-01	3795	3985	-190	-190
NEXTERA ENERGY INC SHS 60	P	2011-02-08	2011-06-03	3286	3322	-36	-36
NEXTERA ENERGY INC SHS 143	P	2011-03-22	2011-06-03	7832	7676	156	156
NEXTERA ENERGY INC SHS 78	P	2011-05-04	2011-06-03	4272	4481	-209	-209
PRUDENTIAL FINANCIAL INC 52	P	2011-02-08	2011-06-10	3074	3316	-242	-242
PRUDENTIAL FINANCIAL INC 126	P	2011-03-22	2011-06-10	7449	7759	-310	-310
PRUDENTIAL FINANCIAL INC 64	P	2011-05-04	2011-06-10	3784	3987	-203	-203
HENDERSON GLBL TECH I 1050	P	2011-03-03	2011-06-10	21336	22281	-945	-945
HENDERSON GLBL TECH I 0.924	P	2011-05-11	2011-06-10	19	20	-1	-1
HENDERSON GLBL TECH I 229	P	2011-05-11	2011-06-10	4653	4992	-339	-339
HARTFORD FLOATING RATE I 1387	P	2011-02-08	2011-06-15	12330	12497	-167	-167
HARTFORD FLOATING RATE I 1	P	2011-02-24	2011-06-15	9	9	0	0
HARTFORD FLOATING RATE I 2780	P	2011-02-24	2011-06-15	24714	24992	-278	-278
HARTFORD FLOATING RATE I 4	P	2011-02-28	2011-06-15	36	36	0	0
HARTFORD FLOATING RATE I 1	P	2011-03-31	2011-06-15	9	9	0	0
HARTFORD FLOATING RATE I 17	P	2011-03-31	2011-06-15	151	152	-1	-1
HARTFORD FLOATING RATE I 1559	P	2011-04-28	2011-06-15	13860	14000	-140	-140
HARTFORD FLOATING RATE I 16	P	2011-04-29	2011-06-15	142	144	-2	-2
HARTFORD FLOATING RATE I 1	P	2011-05-31	2011-06-15	9	9	0	0
HARTFORD FLOATING RATE I 0.449	P	2011-05-31	2011-06-15	4	4	0	0
HARTFORD FLOATING RATE I 22	P	2011-05-31	2011-06-15	196	197	-1	-1
NEUBERGER EQTY INC INST 0.306	P	2011-04-27	2011-06-24	3	4	-1	-1
NEUBERGER BERMAN EQUITY 1746	P	2011-04-27	2011-06-16	19643	20323	-680	-680
CENTURYLINK INC SHS 359	P	2011-06-03	2011-07-18	13469	14878	-1409	-1409
NEUBERGER EQTY INC INST 0.003	P	2011-06-24	2011-07-22			0	0
EMERSON ELEC CO 272	P	2011-07-22	2011-08-02	13090	14982	-1892	-1892
FEDERATED INVESTRS B 125	P	2011-02-08	2011-08-11	2125	3336	-1211	-1211
FEDERATED INVESTRS B 292	P	2011-03-22	2011-08-11	4963	7685	-2722	-2722
FEDERATED INVESTRS B 175	P	2011-05-04	2011-08-11	2975	4491	-1516	-1516
VANGUARD FTSE ALL WORLD 30	P	2011-02-08	2011-08-08	1252	1477	-225	-225
ILLINOIS TOOK WORKS INC 60	P	2011-02-08	2011-08-15	2699	3325	-626	-626
ILLINOIS TOOK WORKS INC 140	P	2011-03-22	2011-08-15	6297	7697	-1400	-1400
ILLINOIS TOOK WORKS INC 62	P	2011-05-20	2011-08-15	2789	3556	-767	-767
JABIL CIRCUIT INC 762	P	2011-07-21	2011-08-15	12470	15032	-2562	-2562
MARATHON OIL CORP 72	P	2011-02-08	2011-08-03	2039	1984	55	55
MARATHON OIL CORP 143	P	2011-03-22	2011-08-03	4051	4361	-310	-310
MARATHON OIL CORP 77	P	2011-05-04	2011-08-03	2181	2359	-178	-178
MARATHON PETROLEUM CORP 36	P	2011-02-08	2011-08-03	1542	1342	200	200
MARATHON PETROLEUM CORP 71	P	2011-03-22	2011-08-03	3042	2930	112	112
MARATHON PETROLEUM CORP 39	P	2011-05-04	2011-08-03	1671	1616	55	55
FIRST EAG GLOBAL CL I 310	P	2011-02-08	2011-08-08	13789	14772	-983	-983
FIRST EAG GLOBAL CL I 2	P	2011-03-29	2011-08-08	89	95	-6	-6
FAIRHOLME FUND 313	P	2011-02-08	2011-08-08	7994	11406	-3412	-3412
PTNM DIVR INCOME TR CL Y 4458	P	2011-02-08	2011-08-19	33792	36244	-2452	-2452
PTNM DIVR INCOME TR CL Y 1884	P	2011-02-08	2011-08-19	14281	15355	-1074	-1074
NUVEEN TRDWD VAL OPPS I 356	P	2011-02-08	2011-08-08	11492	12848	-1356	-1356
PIMCO DEVELOPING LOCAL 1170	P	2011-02-08	2011-08-04	12753	12496	257	257
PIMCO DEVELOPING LOCAL 1	P	2011-02-28	2011-08-04	11	11	0	0
PIMCO DEVELOPING LOCAL 1	P	2011-02-28	2011-08-04	11	11	0	0
PIMCO DEVELOPING LOCAL 2151	P	2011-02-28	2011-08-04	23446	22994	452	452
PIMCO DEVELOPING LOCAL 4	P	2011-03-31	2011-08-04	44	44	0	0
PIMCO DEVELOPING LOCAL 1	P	2011-04-21	2011-08-04	11	11	0	0
PIMCO DEVELOPING LOCAL 1346	P	2011-04-21	2011-08-04	14671	14994	-323	-323
PIMCO DEVELOPING LOCAL 781	P	2011-04-27	2011-08-04	8513	8771	-258	-258
PIMCO DEVELOPING LOCAL 1	P	2011-04-29	2011-08-04	11	11	0	0
PIMCO DEVELOPING LOCAL 4	P	2011-04-29	2011-08-04	44	45	-1	-1
PIMCO DEVELOPING LOCAL 6	P	2011-05-31	2011-08-04	65	66	-1	-1
PIMCO DEVELOPING LOCAL 1	P	2011-06-30	2011-08-04	11	11	0	0
PIMCO DEVELOPING LOCAL 6	P	2011-06-30	2011-08-04	65	66	-1	-1
PIMCO DEVELOPING LOCAL 0.218	P	2011-07-29	2011-08-19	2	2	0	0
PIMCO DEVELOPING LOCAL 8	P	2011-07-29	2011-08-04	87	89	-2	-2
JP MORGAN STRATEGIC 2066	P	2011-02-08	2011-08-11	23759	24792	-1033	-1033
JP MORGAN STRATEGIC 2258	P	2011-02-08	2011-08-11	25967	27119	-1152	-1152
ANNALY CAP MGMT INC 549	P	2011-04-27	2011-09-02	9482	9767	-285	-285
BERKSHIRE HATHAWAYINC 131	P	2011-02-08	2011-09-21	8847	11066	-2219	-2219
BERKSHIRE HATHAWAYINC 253	P	2011-02-28	2011-09-21	17086	21915	-4829	-4829
BERKSHIRE HATHAWAYINC 183	P	2011-05-11	2011-09-21	12359	14742	-2383	-2383
FORD MOTOR CO 1277	P	2011-08-15	2011-09-09	12837	14343	-1506	-1506
ISHARES IBOXX $ 243	P	2011-06-24	2011-09-07	27603	27094	509	509
VANGUARD FTSE ALL WORLD 498	P	2011-02-08	2011-09-21	19979	24520	-4541	-4541
VANGUARD FTSE ALL WORLD 538	P	2011-02-24	2011-09-21	21584	26058	-4474	-4474
VANGUARD FTSE ALL WORLD 538	P	2011-02-24	2011-09-26	20820	26058	-5238	-5238
VANGUARD FTSE ALL WORLD 522	P	2011-05-11	2011-09-26	20201	26156	-5955	-5955
ALPS ALERIAN MLP ETF 244	P	2011-02-08	2011-09-02	3758	4200	-442	-442
INVESCO MORTGAGE CAPITAL 51	P	2011-04-28	2011-09-02	834	1150	-316	-316
INVESCO MORTGAGE CAPITAL 399	P	2011-04-29	2011-09-02	6525	9056	-2531	-2531
INVESCO MORTGAGE CAPITAL 502	P	2011-07-01	2011-09-02	8210	10809	-2599	-2599
INVESCO MORTGAGE CAPITAL 150	P	2011-07-05	2011-09-02	2453	3255	-802	-802
LINCOLN NTL CORP IND NPV 670	P	2011-08-11	2011-09-09	12200	14293	-2093	-2093
TCW EMERG MKT INCOME I 2273	P	2011-07-01	2011-09-22	18707	20207	-1500	-1500
JPMORGAN HBR DYN CL SEL 742	P	2011-02-08	2011-09-26	13712	14788	-1076	-1076
JPMORGAN HBR DYN CL SEL 1	P	2011-02-24	2011-09-26	18	20	-2	-2
JPMORGAN HBR DYN CL SEL 580	P	2011-02-24	2011-09-26	10718	11838	-1120	-1120
JPMORGAN HBR DYN CL SEL 889	P	2011-02-24	2011-09-28	16420	18144	-1724	-1724
JPMORGAN HBR DYN CL SEL 1	P	2011-04-21	2011-09-28	18	21	-3	-3
JPMORGAN HBR DYN CL SEL 0.161	P	2011-04-21	2011-09-28	3	4	-1	-1
JPMORGAN HBR DYN CL SEL 594	P	2011-04-21	2011-09-28	10971	12985	-2014	-2014
FAIRHOLME FUND 296	P	2011-02-08	2011-09-22	6974	10786	-3812	-3812
FAIRHOLME FUND 1294	P	2011-03-29	2011-09-22	30487	44979	-14492	-14492
FAIRHOLME FUND 1	P	2011-04-21	2011-09-22	24	35	-11	-11
FAIRHOLME FUND 0.61	P	2011-04-21	2011-09-22	14	21	-7	-7
FAIRHOLME FUND 723	P	2011-04-21	2011-09-22	17034	24972	-7938	-7938
PTNM DIVR INCOME TR CL Y 93	P	2011-02-08	2011-09-07	703	787	-84	-84
PTNM DIVR INCOME TR CL Y 3581	P	2011-02-24	2011-09-07	27072	29185	-2113	-2113
PTNM DIVR INCOME TR CL Y 2644	P	2011-02-24	2011-09-22	19592	21549	-1957	-1957
PTNM DIVR INCOME TR CL Y 856	P	2011-02-24	2011-09-28	6292	6976	-684	-684
PTNM DIVR INCOME TR CL Y 29	P	2011-02-25	2011-09-28	213	237	-24	-24
PTNM DIVR INCOME TR CL Y 68	P	2011-02-27	2011-09-28	500	558	-58	-58
PTNM DIVR INCOME TR CL Y 1	P	2011-03-09	2011-09-28	7	8	-1	-1
PTNM DIVR INCOME TR CL Y 45	P	2011-03-09	2011-09-28	331	366	-35	-35
PTNM DIVR INCOME TR CL Y 1	P	2011-03-21	2011-09-28	7	8	-1	-1
PTNM DIVR INCOME TR CL Y 87	P	2011-03-21	2011-09-28	639	704	-65	-65
PTNM DIVR INCOME TR CL Y 1	P	2011-04-20	2011-09-28	7	8	-1	-1
PTNM DIVR INCOME TR CL Y 87	P	2011-04-20	2011-09-28	639	711	-72	-72
PTNM DIVR INCOME TR CL Y 4872	P	2011-04-28	2011-09-28	35809	39999	-4190	-4190
PTNM DIVR INCOME TR CL Y 119	P	2011-05-20	2011-09-28	875	970	-95	-95
PTNM DIVR INCOME TR CL Y 1	P	2011-06-20	2011-09-28	7	8	-1	-1
PTNM DIVR INCOME TR CL Y 91	P	2011-06-20	2011-09-28	669	729	-60	-60
PTNM DIVR INCOME TR CL Y 0.645	P	2011-09-20	2011-09-28	5	5	0	0
MATHWS ASIA DIVIDND FD 847	P	2011-02-08	2011-09-28	10537	12214	-1677	-1677
PIMC EMRG MRK CRNC FD P 0.987	P	2011-08-31	2011-09-22	10	11	-1	-1
JP MORGAN STRATEGIC CXL 2258	P	2011-02-28	2011-08-11	25967	27119	-1152	-1152
JP MORGAN STRATEGIC 2250	P	2011-02-28	2011-09-28	25875	27023	-1148	-1148
IVA WORLDWIDE 688	P	2011-02-08	2011-09-22	10898	11840	-942	-942
TMPLTN GLBL BD FB ADV CL 2681	P	2011-02-08	2011-09-22	33673	36408	-2735	-2735
TMPLTN GLBL BD FB ADV CL 43	P	2011-02-08	2011-09-28	547	614	-67	-67
TMPLTN GLBL BD FB ADV CL 10	P	2011-02-17	2011-09-22	126	135	-9	-9
TMPLTN GLBL BD FB ADV CL 1	P	2011-02-17	2011-09-28	13	15	-2	-2
TMPLTN GLBL BD FB ADV CL 1027	P	2011-02-28	2011-09-22	12899	13916	-1017	-1017
TMPLTN GLBL BD FB ADV CL 3642	P	2011-02-28	2011-09-28	46290	49349	-3059	-3059
AIR PRODUCTS&CHEM 116	P	2011-04-01	2011-10-03	8641	10533	-1892	-1892
AIR PRODUCTS&CHEM 49	P	2011-05-20	2011-10-03	3650	4479	-829	-829
ANNALY CAP MGMT INC 23	P	2011-04-27	2011-10-04	351	409	-58	-58
ANNALY CAP MGMT INC 820	P	2011-07-01	2011-10-04	12517	14946	-2429	-2429
BAXTER INTERNTL INC 68	P	2011-02-08	2011-10-03	3664	3327	337	337
BAXTER INTERNTL INC 141	P	2011-03-22	2011-10-03	7598	7457	141	141
BAXTER INTERNTL INC 45	P	2011-05-20	2011-10-03	2425	2686	-261	-261
CHIMERA INVESTMENT CORP 2067	P	2011-07-29	2011-10-04	5220	6403	-1183	-1183
DARDEN RESTAURANTS INC 68	P	2011-02-08	2011-10-03	2849	3305	-456	-456
DARDEN RESTAURANTS INC 165	P	2011-03-22	2011-10-03	6913	7772	-859	-859
DARDEN RESTAURANTS INC 58	P	2011-05-20	2011-10-03	2430	2977	-547	-547
GENL DYNAMICS CORP COM 43	P	2011-02-08	2011-10-03	2410	3310	-900	-900
GENL DYNAMICS CORP COM 101	P	2011-03-22	2011-10-03	5660	7689	-2029	-2029
GENL DYNAMICS CORP COM 61	P	2011-05-20	2011-10-03	3419	4466	-1047	-1047
SPDR GOLD TRUST 111	P	2011-02-08	2011-10-24	17844	14778	3066	3066
SPDR GOLD TRUST 55	P	2011-02-28	2011-10-24	8842	7587	1255	1255
WSTN DIGITAL CORP DEL 422	P	2011-07-21	2011-09-28	11503	15044	-3541	-3541
TCW EMERG MKT INCOME I 3280	P	2011-07-01	2011-09-30	25912	29159	-3247	-3247
TCW EMERG MKT INCOME I 1	P	2011-07-01	2011-09-30	8	10	-2	-2
TCW EMERG MKT INCOME I 42	P	2011-07-01	2011-09-30	332	394	-62	-62
TCW EMERG MKT INCOME I 2219	P	2011-07-21	2011-09-30	17530	19838	-2308	-2308
TCW EMERG MKT INCOME I 1	P	2011-07-29	2011-09-30	8	9	-1	-1
TCW EMERG MKT INCOME I 45	P	2011-07-29	2011-09-30	356	404	-48	-48
TCW EMERG MKT INCOME I 0.545	P	2011-08-31	2011-09-30	4	5	-1	-1
PIMCO UNCONSTRAINED 2198	P	2011-02-08	2011-10-14	23848	24552	-704	-704
PIMCO UNCONSTRAINED 29	P	2011-02-08	2011-10-21	315	324	-9	-9
PIMCO UNCONSTRAINED 1	P	2011-02-08	2011-10-21	11	11	0	0
PIMCO UNCONSTRAINED 10	P	2011-02-08	2011-10-21	109	113	-4	-4
PIMCO UNCONSTRAINED 2	P	2011-02-28	2011-10-21	22	22	0	0
PIMCO UNCONSTRAINED 2533	P	2011-02-28	2011-10-21	27508	28268	-760	-760
JP MORGAN STRATEGIC 17	P	2011-02-08	2011-10-04	190	210	-20	-20
JP MORGAN STRATEGIC 1905	P	2011-02-28	2011-10-04	21241	22879	-1638	-1638
JP MORGAN STRATEGIC 1	P	2011-03-01	2011-10-04	11	12	-1	-1
JP MORGAN STRATEGIC 3	P	2011-03-01	2011-10-07	34	37	-3	-3
JP MORGAN STRATEGIC 7	P	2011-03-21	2011-10-04	78	85	-7	-7
JP MORGAN STRATEGIC 1	P	2011-03-21	2011-10-07	11	12	-1	-1
JP MORGAN STRATEGIC 13	P	2011-04-01	2011-10-04	145	156	-11	-11
JP MORGAN STRATEGIC 1	P	2011-04-28	2011-10-07	11	12	-1	-1
JP MORGAN STRATEGIC 2076	P	2011-04-28	2011-10-04	23147	24995	-1848	-1848
JP MORGAN STRATEGIC 16	P	2011-05-02	2011-10-04	178	192	-14	-14
JP MORGAN STRATEGIC 16	P	2011-06-01	2011-10-04	178	192	-14	-14
JP MORGAN STRATEGIC 15	P	2011-07-01	2011-10-04	167	179	-12	-12
JP MORGAN STRATEGIC 1	P	2011-07-01	2011-10-07	11	12	-1	-1
JP MORGAN STRATEGIC 0.076	P	2011-10-03	2011-10-04	1	1	0	0
JP MORGAN STRATEGIC 0.522	P	2011-10-03	2011-10-04	6	6	0	0
JP MORGAN STRATEGIC 0.924	P	2011-10-03	2011-10-07	10	11	-1	-1
L SAYLES BOND FD I CL 865	P	2011-02-08	2011-10-04	11868	12491	-623	-623
L SAYLES BOND FD I CL 1	P	2011-02-22	2011-10-04	14	14	0	0
L SAYLES BOND FD I CL 3	P	2011-02-22	2011-10-04	41	43	-2	-2
L SAYLES BOND FD I CL 1	P	2011-02-28	2011-10-04	14	15	-1	-1
L SAYLES BOND FD I CL 1579	P	2011-02-28	2011-10-04	21664	22990	-1326	-1326
L SAYLES BOND FD I CL 11	P	2011-03-22	2011-10-04	151	159	-8	-8
L SAYLES BOND FD I CL 10	P	2011-04-26	2011-10-04	137	149	-12	-12
L SAYLES BOND FD I CL 1004	P	2011-04-28	2011-10-04	13775	15000	-1225	-1225
L SAYLES BOND FD I CL 15	P	2011-05-24	2011-10-04	206	223	-17	-17
L SAYLES BOND FD I CL 1	P	2011-06-21	2011-10-04	14	15	-1	-1
L SAYLES BOND FD I CL 14	P	2011-06-21	2011-10-04	192	206	-14	-14
L SAYLES BOND FD I CL 1	P	2011-07-26	2011-10-04	14	15	-1	-1
L SAYLES BOND FD I CL 14	P	2011-07-26	2011-10-04	192	209	-17	-17
L SAYLES BOND FD I CL 16	P	2011-08-23	2011-10-04	220	231	-11	-11
L SAYLES BOND FD I CL 1	P	2011-09-20	2011-10-04	14	15	-1	-1
L SAYLES BOND FD I CL 0.217	P	2011-09-20	2011-10-04	3	3	0	0
L SAYLES BOND FD I CL 14	P	2011-09-20	2011-10-04	192	200	-8	-8
TMPLTN GLBL BD FD ADV CL 866	P	2011-02-28	2011-10-04	10851	11734	-883	-883
TMPLTN GLBL BD FD ADV CL 32	P	2011-03-17	2011-10-04	401	428	-27	-27
TMPLTN GLBL BD FD ADV CL 1	P	2011-04-19	2011-10-04	13	13	0	0
TMPLTN GLBL BD FD ADV CL 31	P	2011-04-19	2011-10-04	388	429	-41	-41
TMPLTN GLBL BD FD ADV CL 2516	P	2011-04-21	2011-10-04	31525	34998	-3473	-3473
TMPLTN GLBL BD FD ADV CL 1	P	2011-05-18	2011-10-04	13	14	-1	-1
TMPLTN GLBL BD FD ADV CL 41	P	2011-05-18	2011-10-04	514	564	-50	-50
TMPLTN GLBL BD FD ADV CL 1	P	2011-06-17	2011-10-04	13	14	-1	-1
TMPLTN GLBL BD FD ADV CL 41	P	2011-06-17	2011-10-04	514	565	-51	-51
TMPLTN GLBL BD FD ADV CL 1	P	2011-07-19	2011-10-04	13	14	-1	-1
TMPLTN GLBL BD FD ADV CL 41	P	2011-07-19	2011-10-04	514	567	-53	-53
TMPLTN GLBL BD FD ADV CL 42	P	2011-08-17	2011-10-04	526	575	-49	-49
TMPLTN GLBL BD FD ADV CL 0.557	P	2011-09-19	2011-10-04	7	7	0	0
PEPSICO INC 52	P	2011-02-08	2011-11-01	3237	3326	-89	-89
PEPSICO INC 120	P	2011-03-22	2011-11-01	7469	7677	-208	-208
PEPSICO INC 42	P	2011-05-20	2011-11-01	2614	3002	-388	-388
PIMCO UNCONSTRAINED CXL 2198	P	2011-02-08	2011-10-14	23848	24552	-704	-704
PIMCO UNCONSTRAINED CXL 2191	P	2011-02-08	2011-10-14	23772	24473	-701	-701
ABBOTT LABS 53	P	2011-02-08	2011-12-02	2898	2411	487	487
AUTOMATIC DATA PROC 33	P	2011-02-08	2011-12-02	1716	1632	84	84
CENTURYLINK INC SHS 67	P	2011-08-19	2011-12-02	2425	2278	147	147
CHEVRON CORP 20	P	2011-02-08	2011-12-02	2063	1957	106	106
COCA COLA COM 32	P	2011-02-08	2011-12-02	2159	2001	158	158
EATON CORP 38	P	2011-11-01	2011-12-02	1711	1681	30	30
EMERSON ELEC CO 56	P	2011-10-14	2011-12-02	2930	2640	290	290
FORD MOTOR CO 1140	P	2011-12-09	2011-12-21	11968	12605	-637	-637
ISHARES IBOXX $ 94	P	2011-06-24	2011-12-02	10420	10481	-61	-61
ISHARES BARCLAYS AGGRGT 221	P	2011-06-24	2011-12-02	24049	23815	234	234
VANGUARD INFORMATION 66	P	2011-10-21	2011-12-02	4192	4087	105	105
MARKET VECTORS ETF TR 131	P	2011-09-22	2011-12-02	7958	7924	34	34
WISDOMTREE EQUITY INCOME 277	P	2011-09-26	2011-12-02	11598	10648	950	950
WISDOMTREE EMERGING MRKY 3	P	2011-02-08	2011-12-02	158	175	-17	-17
GAP INC DELAWARE 99	P	2011-10-12	2011-12-02	1873	1779	94	94
GENERAL MILLS 61	P	2011-02-08	2011-12-02	2436	2171	265	265
HONEYWELL INTL INC DEL 56	P	2011-10-14	2011-12-02	3053	2741	312	312
HESS CORP 37	P	2011-09-09	2011-12-02	2237	2138	99	99
HESS CORP 213	P	2011-09-09	2011-12-21	11835	12310	-475	-475
KIMBERELY CLARK 43	P	2011-02-08	2011-12-02	3085	2801	284	284
MARATHON PETROLEUM CORP 370	P	2011-12-09	2011-12-21	11932	12772	-840	-840
MCDONALDS CORP COM 44	P	2011-02-08	2011-12-02	4245	3338	907	907
MCDONALDS CORP COM 7	P	2011-03-22	2011-12-02	675	518	157	157
MICROSOFT CORP 99	P	2011-08-02	2011-12-02	2533	2704	-171	-171
PROCTER & GAMBLE CO 35	P	2011-07-22	2011-12-02	2260	2248	12	12
SPDR GOLD TRUST 65	P	2011-02-28	2011-12-02	11089	8966	2123	2123
SPDR GOLD TRUST 91	P	2011-02-28	2011-12-14	13879	12552	1327	1327
SPDR GOLD TRUST 119	P	2011-04-21	2011-12-14	18150	17443	707	707
VALERO ENERGY CORP NEW 556	P	2011-12-05	2011-12-21	11588	12701	-1113	-1113
WAL-MART STORES INC 72	P	2011-08-15	2011-12-02	4246	3559	687	687
FIRST EAGLE 0.273	P	2011-03-29	2011-11-30	13	13	0	0
FIRST EAGLE 104	P	2011-03-29	2011-11-30	4878	4960	-82	-82
FIRST EAGLE 0.659	P	2011-05-11	2011-11-30	31	32	-1	-1
DOUBLELINE TOT RTRN BD 3394	P	2011-02-08	2011-11-30	37572	36995	577	577
DOUBLELINE TOT RTRN BD 1	P	2011-02-24	2011-11-30	11	11	0	0
DOUBLELINE TOT RTRN BD 218	P	2011-02-24	2011-11-30	2413	2405	8	8
DOUBLELINE TOTAL RETURN 0.182	P	2011-02-24	2011-11-30	2	2	0	0
DOUBLELINE TOT RTRN BD 55	P	2011-02-24	2011-12-02	609	607	2	2
DOUBLELINE TOT RTRN BD 0.011	P	2011-02-24	2011-12-02			0	0
DOUBLELINE TOT RTRN BD 0.187	P	2011-11-30	2011-11-30	2	2	0	0
DOUBLELINE CR FXD IN I 1663	P	2011-10-04	2011-11-30	18127	18210	-83	-83
DOUBLELINE CR FXD IN I 0.862	P	2011-11-30	2011-11-30	9	9	0	0
NUVEEN TRDWD VAL OPPS I 138	P	2011-02-08	2011-11-30	4750	4980	-230	-230
NUVEEN TRDWD VAL OPPS I 31	P	2011-04-04	2011-11-30	1067	1121	-54	-54
NUVEEN TRDWD VAL OPPS I 0.529	P	2011-04-28	2011-11-30	18	20	-2	-2
MATHWS ASIA DIVIDEND FD 593	P	2011-02-08	2011-11-30	7501	8551	-1050	-1050
MATHWS ASIA DIVIDEND FD 11	P	2011-03-24	2011-11-30	139	154	-15	-15
MATHWS ASIA DIVIDEND FD 1	P	2011-03-29	2011-11-30	13	14	-1	-1
MATHWS ASIA DIVIDEND FD 86	P	2011-03-29	2011-11-30	1088	1202	-114	-114
MATHWS ASIA DIVIDEND FD 1	P	2011-02-08	2011-11-30	13	15	-2	-2
MATHWS ASIA DIVIDEND FD 60	P	2011-02-08	2011-11-30	759	867	-108	-108
MATHWS ASIA DIVIDEND INV 1	P	2011-02-16	2011-12-21	12	15	-3	-3
MATHWS ASIA DIVIDEND INV 12	P	2011-02-16	2011-12-21	148	171	-23	-23
MATHWS ASIA DIVIDEND INV 1	P	2011-02-16	2011-12-21	12	14	-2	-2
MATHWS ASIA DIVIDEND INV 24	P	2011-02-16	2011-12-21	297	341	-44	-44
MATTHEWS ASIA DIVIDEND 0.171	P	2011-03-29	2011-11-30	2	2	0	0
MATHWS ASIA DIVIDEND INV 3131	P	2011-03-29	2011-12-21	38699	43771	-5072	-5072
MATHWS ASIA DIVIDEND INV 1	P	2011-04-21	2011-12-21	12	14	-2	-2
MATHWS ASIA DIVIDEND INV 1593	P	2011-04-21	2011-12-21	19689	22987	-3298	-3298
MATHWS ASIA DIVIDEND INV 1	P	2011-06-23	2011-12-21	12	14	-2	-2
MATHWS ASIA DIVIDEND INV 51	P	2011-06-23	2011-12-21	630	710	-80	-80
MATHWS ASIA DIVIDND FD 0.343	P	2011-09-22	2011-11-30	4	4	0	0
MATHWS ASIA DIVIDEND INV 0.065	P	2011-12-08	2011-12-21	1	1	0	0
IVY ASSET STRATEGY FD I 417	P	2011-09-22	2011-11-30	9987	9324	663	663
IVY ASSET STRATEGY FD I 0.537	P	2011-10-14	2011-11-30	13	12	1	1
PIMCO TOTAL RETURN FUND 927	P	2011-10-21	2011-11-30	9993	9956	37	37
PIMCO TOTAL RETURN FUND 0.644	P	2011-11-30	2011-11-30	7	7	0	0
NEUBERGER BERMAN EQUITY 539	P	2011-09-02	2011-11-30	5994	5945	49	49
NEUBERGER BERMAN EQUITY 0.206	P	2011-09-02	2011-11-30	2	2	0	0
NEUBERGER BERMAN EQUITY 0.362	P	2011-09-26	2011-11-30	4	4	0	0
PIMPCO UNCONSTRAINED 1947	P	2011-02-28	2011-11-30	21242	21729	-487	-487
PIMPCO UNCONSTRAINED 1	P	2011-03-31	2011-11-30	11	11	0	0
PIMPCO UNCONSTRAINED 11	P	2011-03-31	2011-11-30	120	123	-3	-3
PIMPCO UNCONSTRAINED 2	P	2011-02-25	2011-11-30	22	23	-1	-1
PIMPCO UNCONSTRAINED 5	P	2011-02-25	2011-11-30	55	56	-1	-1
PIMPCO UNCONSTRAINED 2238	P	2011-04-21	2011-11-30	24417	24998	-581	-581
PIMPCO UNCONSTRAINED 12	P	2011-04-29	2011-11-30	131	134	-3	-3
PIMPCO UNCONSTRAINED 1	P	2011-05-31	2011-11-30	11	11	0	0
PIMPCO UNCONSTRAINED 17	P	2011-05-31	2011-11-30	185	189	-4	-4
PIMPCO UNCONSTRAINED 15	P	2011-06-03	2011-11-30	164	167	-3	-3
PIMPCO UNCONSTRAINED 12	P	2011-07-29	2011-11-30	131	133	-2	-2
PIMPCO UNCONSTRAINED 1	P	2011-08-31	2011-11-30	11	11	0	0
PIMPCO UNCONSTRAINED 9	P	2011-08-31	2011-11-30	98	99	-1	-1
PIMPCO UNCONSTRAINED 0.367	P	2011-11-30	2011-11-30	4	4	0	0
PIMPCO UNCONSTRAINED 0.574	P	2011-11-30	2011-11-30	6	6	0	0
PIMPCO UNCONSTRAINED 0.633	P	2011-11-30	2011-12-02	7	7	0	0
PIMCO GLOBAL MULTI 0.755	P	2011-02-08	2011-11-30	9	9	0	0
PIMCO GLOBAL MULTI 580	P	2011-02-08	2011-11-30	6676	6803	-127	-127
PIMCO GLOBAL MULTI 0.055	P	2011-09-15	2011-11-30	1	1	0	0
IVA WORLDWIDE 350	P	2011-02-08	2011-11-30	5810	6024	-214	-214
IVA WORLDWIDE 1	P	2011-03-29	2011-11-30	17	17	0	0
IVA WORLDWIDE 0.41	P	2011-04-28	2011-11-30	7	7	0	0
UAM FPA CRESCENT PORT 317	P	2011-02-08	2011-11-30	8651	8714	-63	-63
UAM FPA CRESCENT PORT 41	P	2011-02-08	2011-12-02	900	1119	-219	-219
UAM FPA CRESCENT PORT 0.823	P	2011-02-08	2011-12-02	22	23	-1	-1
UAM FPA CRESCENT PORT 0.418	P	2011-07-07	2011-11-30	11	12	-1	-1
ADJUSTMENT FOR WASH SALES	P	2011-03-01	2011-12-31	3899		3899	3899

Field	Value	IRS element (for citing)
Capital Gain Net Income	-165799	CapitalGainNetIncome

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

Field	Value	IRS element (for citing)
Liable For4942 Tax	0	LiableFor4942Tax
Qualifying Distributions Year1	487472	QualifyingDistributionsYear1
Noncharitable Assets Year1	1945427	NoncharitableAssetsYear1
Distribution Ratio Year1	0.250573	DistributionRatioYear1
Qualifying Distributions Year2	375658	QualifyingDistributionsYear2
Noncharitable Assets Year2	746317	NoncharitableAssetsYear2
Distribution Ratio Year2	0.503349	DistributionRatioYear2
Qualifying Distributions Year3	220750	QualifyingDistributionsYear3
Noncharitable Assets Year3	79108	NoncharitableAssetsYear3
Distribution Ratio Year3	2.790489	DistributionRatioYear3
Total Distribution Ratio	3.544411	TotalDistributionRatio
Average Distribution Ratio	1.181470	AverageDistributionRatio
Net Noncharitable Assets	2450836	NetNoncharitableAssets
Adjusted Noncharitable Assets	2895589	AdjustedNoncharitableAssets
One Percent Net Investment Income	733	OnePercentNetInvestmentIncome
Adj Nonchrtbl Assets And One	2896322	AdjNonchrtblAssetsAndOnePct
Qualifying Distributions	591069	QualifyingDistributions

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Field	Value	IRS element (for citing)
Investment Income Excise Tax	1466	InvestmentIncomeExciseTax
Tax Under Section511	0	TaxUnderSection511
Subtotal	1466	Subtotal
Subtitle A Tax	0	SubtitleATax
Tax Based On Investment Income	1466	TaxBasedOnInvestmentIncome
Est Tax Payments And Overpayment	680	EstTaxPaymentsAndOverpayment
Tax Paid With Extension	1120	TaxPaidWithExtension
Total Credits And Payments	1800	TotalCreditsAndPayments
Overpayment	334	Overpayment
Amount Credited To Next Year	334	AmountCreditedToNextYear
Amount To Be Refunded	0	AmountToBeRefunded

Statements Regarding Activities StatementsRegardingActivities

Field	Value	IRS element (for citing)
Legislative Political Activities	0	LegislativePoliticalActivities
More Than100 Spent	0	MoreThan100Spent
Form1120 POL Filed	0	Form1120POLFiled
Sect4955 Tax On Organization	0	Sect4955TaxOnOrganization
Sect4955 Tax On Managers	0	Sect4955TaxOnManagers
Reimbursement Of Tax	0	ReimbursementOfTax
Activities Not Prev Reported	0	ActivitiesNotPrevReported
Changes To Articles Or Bylaws	0	ChangesToArticlesOrBylaws
Unrelated Bus Income Over1000	0	UnrelatedBusIncomeOver1000
Termination Etc	0	TerminationEtc
Requirements Of Sect508e	1	RequirementsOfSect508e
At Least5000 In Assets	1	AtLeast5000InAssets
States Filed With	DE	StatesFiledWith
Form990 PF Filed With AG	1	Form990PFFiledWithAG
Private Operating Foundation	0	PrivateOperatingFoundation
New Substantial Contributors	1	NewSubstantialContributors
Interest In Controlled Entity	0	InterestInControlledEntity
Applicable Insurance Contract	0	ApplicableInsuranceContract
Comply With Public Inspection Rqr	1	ComplyWithPublicInspectionRqr
Website Address	N/A	WebsiteAddress

Books In Care Of Business Name BooksInCareOfBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	DAVID PICKET CO GOTHAM ORGINC	BusinessNameLine1

Field	Value	IRS element (for citing)
Books In Care Of Phone Number	2125990520	BooksInCareOfPhoneNumber

Books In Care Of US Address BooksInCareOfUSAddress

Field	Value	IRS element (for citing)
Address Line1	1010 AVENUE OF THE AMERICAS	AddressLine1
City	NEW YORK	City
State	NY	State
ZIP Code	10018	ZIPCode

Field	Value	IRS element (for citing)
Foreign Bank	0	ForeignBank

Statements Regarding Acty4720 StatementsRegardingActy4720

Field	Value	IRS element (for citing)
Sale Or Exchange With Dsqfly Person	0	SaleOrExchangeWithDsqflyPerson
Borrow Or Lend With Dsqfly Person	0	BorrowOrLendWithDsqflyPerson
Furnished Goods With Dsqfly Person	0	FurnishedGoodsWithDsqflyPerson
Pay Compensation To Dsqfly Person	0	PayCompensationToDsqflyPerson
Transfer Assets To Dsqfly Person	0	TransferAssetsToDsqflyPerson
Payment To Government Offical	0	PaymentToGovernmentOffical
Uncorrected Prior Acts	0	UncorrectedPriorActs
Undistributed Income Prior Years	0	UndistributedIncomePriorYears
Business Holdings	0	BusinessHoldings
Jeopardy Investments	0	JeopardyInvestments
Uncorrected Jeopardy Investments	0	UncorrectedJeopardyInvestments
Influence Legislation	0	InfluenceLegislation
Influence Election	0	InfluenceElection
Grants To Individuals	0	GrantsToIndividuals
Grants To Organizations	0	GrantsToOrganizations
Noncharitable Purpose	0	NoncharitablePurpose
Rcv Funds To Pay Prsnl Bnft Contract	0	RcvFundsToPayPrsnlBnftContract
Pay Premiums Prsnl Bnft Contract	0	PayPremiumsPrsnlBnftContract
Prohibited Tax Shelter Transactn	0	ProhibitedTaxShelterTransactn

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (6 entries)

Address Line1USAddress/AddressLine1	Address Line2USAddress/AddressLine2	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	TitleTitle	Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition	CompensationCompensation	Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc	Expense Account Other AllowancesExpenseAccountOtherAllowances
JOEL I PICKET
C/O GOTHAM ORGANIZATION 1010 AVENUE	OF THE AMERICAS	NEW YORK	NY	10018	DIRECTOR & PRESIDENT	0.00	0	0	0
DAVID L PICKET
C/O GOTHAM ORGANIZATION 1010 AVENUE	OF THE AMERICAS	NEW YORK	NY	10018	DIRECTOR & TRASURER	0.00	0	0	0
ALLISON D FEHRENBAKER
C/O GOTHAM ORGANIZATION 1010 AVENUE	OF THE AMERICAS	NEW YORK	NY	10018	DIRECTOR & SECRETARY	0.00	0	0	0
JOAN R PICKET
C/O GOTHAM ORGANIZATION 1010 AVENUE	OF THE AMERICAS	NEW YORK	NY	10018	DIRECTOR & VICE PRES.	0.00	0	0	0
RONA J PICKET
C/O GOTHAM ORGANIZATION 1010 AVENUE	OF THE AMERICAS	NEW YORK	NY	10018	DIRECTOR	0.00	0	0	0
LAWRENCE G FEHRENBAKER
C/O GOTHAM ORGANIZATION 1010 AVENUE	OF THE AMERICAS	NEW YORK	NY	10018	DIRECTOR	0.00	0	0	0

Field	Value	IRS element (for citing)
Comp Of Highest Paid Empl NONE	NONE	CompOfHighestPaidEmplNONE
Tot Number Of Oth Empl Paid Over50k	0	TotNumberOfOthEmplPaidOver50k
Comp Of Hghst Paid Cntrct NONE	NONE	CompOfHghstPaidCntrctNONE
Tot Number Of Cntrct Paid Over50k	0	TotNumberOfCntrctPaidOver50k

Sum Of Program Related Investments SumOfProgramRelatedInvestments

Field	Value	IRS element (for citing)
Total	0	Total

Minimum Investment Return MinimumInvestmentReturn

Field	Value	IRS element (for citing)
Avg Monthly FMV Of Securities	1794339	AvgMonthlyFMVOfSecurities
Avg Monthly Cash Balances	693819	AvgMonthlyCashBalances
FMV All Other Noncharitable Assets	0	FMVAllOtherNoncharitableAssets
Total FMV Of Unused Assets	2488158	TotalFMVOfUnusedAssets
Reduction Claimed	0	ReductionClaimed
Acquisition Indebtedness	0	AcquisitionIndebtedness
Adj Total FMV Of Unused Assets	2488158	AdjTotalFMVOfUnusedAssets
Cash Deemed Charitable	37322	CashDeemedCharitable
Net Noncharitable Assets	2450836	NetNoncharitableAssets
Minimum Investment Return	122542	MinimumInvestmentReturn

Distributable DistributableAmount

Field	Value	IRS element (for citing)
Minimum Investment Return	122542	MinimumInvestmentReturn
Tax Based On Investment Income	1466	TaxBasedOnInvestmentIncome
Total Tax	1466	TotalTax
Distributable Amount Before Adj	121076	DistributableAmountBeforeAdj
Recoveries Qlfy Distributions	0	RecoveriesQlfyDistributions
Distributable Amount Before Ded	121076	DistributableAmountBeforeDed
Deduction Fr Distributable	$0	DeductionFrDistributableAmount
Distributable Amount As Adjusted	121076	DistributableAmountAsAdjusted

Qualifying Distributions QualifyingDistributions

Field	Value	IRS element (for citing)
Expenses And Contributions	591069	ExpensesAndContributions
Program Related Investments Total	0	ProgramRelatedInvestmentsTotal
Qualifying Distributions	591069	QualifyingDistributions
One Pct Sect4940e Org Net Invst Incm	0	OnePctSect4940eOrgNetInvstIncm
Adj Qualifying Distributions	591069	AdjQualifyingDistributions

Undistributed Income UndistributedIncome

Field	Value	IRS element (for citing)
Distributable Amount As Adjusted	121076	DistributableAmountAsAdjusted
Undistributed Income Prior Year	0	UndistributedIncomePriorYear
Total For Prior Years	0	TotalForPriorYears
Excess Distri Carryover Year3	219303	ExcessDistriCarryoverYear3
Excess Distri Carryover Year2	338641	ExcessDistriCarryoverYear2
Excess Distri Carryover Year1	390875	ExcessDistriCarryoverYear1
Total Excess Distri Carryover	948819	TotalExcessDistriCarryover
Qualifying Distributions	591069	QualifyingDistributions
Applied To Year1	0	AppliedToYear1
Applied To Prior Years	0	AppliedToPriorYears
Treated As Distri From Corpus	0	TreatedAsDistriFromCorpus
Applied To Current Year	121076	AppliedToCurrentYear
Remaining Distri From Corpus	469993	RemainingDistriFromCorpus
Excess Distri Cyov App CY Corpus	0	ExcessDistriCyovAppCYCorpus
Excess Distri Cyov Applied CY	0	ExcessDistriCyovAppliedCY
Total Corpus	1418812	TotalCorpus
Prior Year Undistributed Income	0	PriorYearUndistributedIncome
Prior Year Deficiency Or Tax	0	PriorYearDeficiencyOrTax
Taxable Amount1	0	TaxableAmount1
Taxable Amount2	0	TaxableAmount2
Undistributed Income CY	0	UndistributedIncomeCY
Distri From Corpus170b1 E Or4942g3	0	DistriFromCorpus170b1EOr4942g3
Excess Distri Cyov From Year5	0	ExcessDistriCyovFromYear5
Excess Distri Cyov To Next Year	1418812	ExcessDistriCyovToNextYear
Excess From Year3	219303	ExcessFromYear3
Excess From Year2	338641	ExcessFromYear2
Excess From Year1	390875	ExcessFromYear1
Excess From Current Year	469993	ExcessFromCurrentYear

Supplementary Information SupplementaryInformation

Field	Value	IRS element (for citing)
Only Contributes To Preselected	X	OnlyContributesToPreselected

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (25 entries)

Address Line1RecipientUSAddress/AddressLine1	CityRecipientUSAddress/City	StateRecipientUSAddress/State	ZIP CodeRecipientUSAddress/ZIPCode	Recipient RelationshipRecipientRelationship	Recipient Foundation StatusRecipientFoundationStatus	Purpose Of Grant Or ContributionPurposeOfGrantOrContribution	AmountAmount
ALBERT EINSTEIN COLLEGE OF MEDECINE
1300 MORRIS PARK AVENUE	BRONX	NY	10461	NONE	PUBLIC CHARITY	UNRESTRICTED	$9,000
BETH ISRAEL MEDICAL CENTER
555 WEST 57TH STREET	NEW YORK	NY	10019	NONE	PUBLIC CHARITY	UNRESTRICTED	$106,950
CORNELL UNIVERSITY
130 E SENECA STREET SUITE 400	ITHACA	NY	14850	NONE	PUBLIC CHARITY	UNRESTRICTED	$65,000
FORDHAM UNIVERSITY
441 EAST FORDHAM ROAD	BRONX	NY	10458	NONE	PUBLIC CHARITY	UNRESTRICTED	$100,000
NEW YORK PHILHARMONIC
10 LINCOLN CENTER PLAZA	NEW YORK	NY	10023	NONE	PUBLIC CHARITY	UNRESTRICTED	$73,000
PARK AVENUE ARMORY
643 PARK AVENUE	NEW YORK	NY	100656122	NONE	PUBLIC CHARITY	UNRESTRICTED	$25,000
ST LUKES & ROOSEVELT HOSPITAL
1111 AMSTERDAM AVENUE	NEW YORK	NY	10025	NONE	PUBLIC CHARITY	UNRESTRICTED	$28,000
UJA FEDERATION OF NEW YORK
130 EAST 59TH STREET	NEW YORK	NY	10022	NONE	PUBLIC CHARITY	UNRESTRICTED	$105,000
CRISTO REY NEW YORK HIGH SCHOOL
112 EAST 106TH STREET	NEW YORK	NY	10029	NONE	PUBLIC CHARITY	UNRESTRICTED	$1,000
JCC IN MANHATTAN
334 AMSTERDAM AVENUE	NEW YORK	NY	10023	NONE	PUBLIC CHARITY	UNRESTRICTED	$1,000
ALZHEIMERS ASSOCIATION
360 LEXINGTON AVENUE	NEW YORK	NY	10017	NONE	PUBLIC CHARITY	UNRESTRICTED	$9,470
STUDENT ADVOCACY
3 WEST MAIN STREET SUITE 212	ELMSFORD	NY	10523	NONE	PUBLIC CHARITY	UNRESTRICTED	$500
SUNRISE DAY CAMP
15 NEIL COURT	OCEANSIDE	NY	11572	NONE	PUBLIC CHARITY	UNRESTRICTED	$3,960
TENEMENT MUSEUM
103 ORCHARD STREET	NEW YORK	NY	10002	NONE	PUBLIC CHARITY	UNRESTRICTED	$1,000
HINENI
232 W END AVE	NEW YORK	NY	10023	NONE	PUBLIC CHARITY	UNRESTRICTED	$2,500
NEW YORKERS FOR PARKS
55 BROAD STREET 23RD FLOOR	NEW YORK	NY	10004	NONE	PUBLIC CHARITY	UNRESTRICTED	$1,000
CAREER TRANSITIONS FOR DANCERS
165 W 46TH STREET SUITE 701	NEW YORK	NY	10036	NONE	PUBLIC CHARITY	UNRESTRICTED	$4,000
MET COUNCIL
80 MAIDEN LANE 21ST FLOOR	NEW YORK	NY	10038	NONE	PUBLIC CHARITY	UNRESTRICTED	$4,000
CIVIC BUILDERS
304 HUDSON STREET 3RD FLOOR	NEW YORK	NY	10013	NONE	PUBLIC CHARITY	UNRESTRICTED	$10,000
YOUNG AUDIENCES INC
171 MADISON AVENUE SUITE 200	NEW YORK	NY	10016	NONE	PUBLIC CHARITY	UNRESTRICTED	$1,000
RICHARD TUCKER FOUNDATION
1790 BROADWAY SUITE 715	NEW YORK	NY	10019	NONE	PUBLIC CHARITY	UNRESTRICTED	$13,500
NYPWCMC
1300 YORK AVENUE	NEW YORK	NY	100656122	NONE	PUBLIC CHARITY	UNRESTRICTED	$3,560
CHILDRENS RIGHTS
330 7TH AVE 4	NEW YORK	NY	10001	NONE	PUBLIC CHARITY	UNRESTRICTED	$5,000
FACING HISTORY AND OURSELVES
14 EAST 4TH STREET SUITE 3003	NEW YORK	NY	10012	NONE	PUBLIC CHARITY	UNRESTRICTED	$7,500
IRISH AMERICAN HISTORICAL SOCIETY
991 5TH AVENUE	NEW YORK	NY	10028	NONE	PUBLIC CHARITY	UNRESTRICTED	$10,000

Field	Value	IRS element (for citing)
Tot Grant Or Contri Paid During Year	590940	TotGrantOrContriPaidDuringYear
Tot Grant Or Contri Approved Future	0	TotGrantOrContriApprovedFuture

Analysis Income Producing Acty AnalysisIncomeProducingActy

Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$3,288	ExclusionAmount

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$79,957	ExclusionAmount

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

Field	Value	IRS element (for citing)
Exclusion Code	18	ExclusionCode
Exclusion	-$165,799	ExclusionAmount

Subtotals Part XVIA SubtotalsPartXVIA

Field	Value	IRS element (for citing)
Unrelated Business Income	$0	UnrelatedBusinessIncomeAmount
Exclusion	-$82,554	ExclusionAmount
Related Or Exempt Function Income	0	RelatedOrExemptFunctionIncome

Field	Value	IRS element (for citing)
Total Part XVIA	-82554	TotalPartXVIA

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Noncharitable EO	0	TrnsfrOfCashToNoncharitableEO
Trnsfr Oth Assets Noncharitable EO	0	TrnsfrOthAssetsNoncharitableEO
Sales Or Exchanges Of Assets	0	SalesOrExchangesOfAssets
Purchase Assets Noncharitable EO	0	PurchaseAssetsNoncharitableEO
Rental Of Facilities Etc	0	RentalOfFacilitiesEtc
Reimbursement Arrangements	0	ReimbursementArrangements
Loans Or Loan Guarantees	0	LoansOrLoanGuarantees
Performance Of Services Etc	0	PerformanceOfServicesEtc
Sharing Of Facilities Etc	0	SharingOfFacilitiesEtc
Relationships Noncharitable E Os	0	RelationshipsNoncharitableEOs

Schedule B IRS990ScheduleB

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	X	Organization501c3ExemptPF
General Rule	X	GeneralRule

Contributor Info ContributorInfo

Field	Value	IRS element (for citing)
Contributor Number	1	ContributorNumber
Contributor Name Individual	GOTHAM ORGANIZATION INC	ContributorNameIndividual

Contributor Address US ContributorAddressUS

Field	Value	IRS element (for citing)
Address Line1	1010 AVENUE OF THE AMERICAS	AddressLine1
City	NEW YORK	City
State	NY	State
ZIP Code	10018	ZIPCode

Field	Value	IRS element (for citing)
Aggregate Contributions	1000000	AggregateContributions
Person Contribution Type	X	PersonContributionType

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corp Stock InvestmentsCorpStock (22 entries)

Name Of StockNameOfStock	EOY Book ValueEOYBookValue	EOYFMVEOYFMV
ABBOTT LABS	17464	19287
AUTOMATIC DATA PROC	18267	19120
CENTURYLINK INC SHS	11897	13020
CHEVRON CORP	18639	19046
COCA COLA COM	17840	18892
DEERE CO	13940	11757
EATON CORP	19068	18936
EMERSON ELEC CO	18802	18683
EXXON MOBIL CORP COM	18811	19241
GAP INC DELAWARE	18651	19069
GENERAL MILLS	18099	19074
HONEYWELL INTL INC DEL	17673	18968
JOHNSON AND JOHNSON COM	17804	19018
KIMBERLY CLARK	17574	18978
MCDONALDS CORP COM	15668	18962
MEDTRONIC INC COM	19646	19546
MICROSOFT CORP	26969	25960
PAYCHEX INC	20351	19511
PROCTER & GAMBLE CO	18451	19012
UNITED TECHS CORP COM	20354	18711
WAL-MART STORES INC	16604	18884
WALGREEN CO	21812	19076

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOther (20 entries)

Category Or ItemCategoryOrItem	Listed At Cost Or FMVListedAtCostOrFMV	Book ValueBookValue	EOYFMVEOYFMV
ALPS ALERIAN MLP ETF 3,877 2/8/11	AT COST	64352	64436
ARTIO GLOBAL HIGH INCOME 10,288 10/14/11	AT COST	96907	95685
DOUBLELINE TOTAL RETURN 15,231 2/24/11	AT COST	168161	168007
DOUBLELINE CORE FIXED 15,358 10/4/11	AT COST	167953	168331
FIRST EAGLE 828 3/29/11	AT COST	39857	37497
ISHARES IBOXX $ 1,143 6/24/11	AT COST	129315	130028
ISHARES BARCLAYS AGGRGT 1,935 6/24/11	AT COST	211577	213334
IVA WORLDWIDE 3,996 2/22/11	AT COST	68935	61390
IVY ASSET STRATEGY 2,590 9/22/11	AT COST	60079	58152
MARKET VECTORS ETF TR 956 9/22/11	AT COST	52659	49167
NEUBERGER BERMAN EQUIETY 3,468 9/2/11	AT COST	38034	38401
NUVEEN TRADEWINDS VALUE 1,964 2/24/11	AT COST	71781	59786
PIMCO TOTAL RETURN FUND 7,787 10/21/11	AT COST	83646	84652
PIMCO GLOBAL MULTI 5,764 2/8/11	AT COST	70477	61912
UAM FPA CRESCENT PORT 2,368 2/8/11	AT COST	67284	63439
VANGUARD INFORMATION 604 10/21/11	AT COST	37774	37067
VANGUARD MSCI EMERGING 931 10/27/11	AT COST	40229	35574
WISDOMTREE EQUITY INCOME 1,519 9/26/11	AT COST	58390	65195
WISDOMTREE EMERGING MRKT 1,213 2/8/11	AT COST	70810	62191
SPDR GOLD TRUST	AT COST	26166	24774

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases OtherDecreases

Field	Value	IRS element (for citing)
Description	ADJUSTMENT FOR DISALLOWED LOSSES ON WASH SALES	Description
Amount	$3,899	Amount

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses (3 entries)

DescriptionDescription	Revenue And Expenses Per BooksRevenueAndExpensesPerBooks	Net Investment IncomeNetInvestmentIncome	Disbursements Charitable PrpsDisbursementsCharitablePrps
NYS FILING FEE	250	125	125
INVESTMENT FEES	9832	9832	0
MISCELLANEOUS	9	5	4

Substantial Contributors Sch SubstantialContributorsSch

Substantial Contributor SubstantialContributor

Field	Value	IRS element (for citing)
Person Name	GOTHAM ORGANIZATION INC	PersonName

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	1010 AVENUE OF THE AMERICAS	AddressLine1
City	NEW YORK	City
State	NE	State
ZIP Code	10018	ZIPCode

Taxes Schedule TaxesSchedule

Taxes Taxes

Field	Value	IRS element (for citing)
Category	FEDERAL EXCISE TAX	Category
Amount	$1,362	Amount
Net Investment Income	0	NetInvestmentIncome
Disbursements Charitable Prps	0	DisbursementsCharitablePrps

PICKET FAMILY FOUNDATION INC: Form 990PF, tax year 2011

Return header ReturnHeader

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Preparer Firm US Address PreparerFirmUSAddress

Filer Filer

Name Name

US Address USAddress

Officer Officer

Preparer Preparer

Form 990-PF IRS990PF

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Balance Sheets BalanceSheets

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (328 entries)

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Statements Regarding Activities StatementsRegardingActivities

Books In Care Of Business Name BooksInCareOfBusinessName

Books In Care Of US Address BooksInCareOfUSAddress

Statements Regarding Acty4720 StatementsRegardingActy4720

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (6 entries)

Sum Of Program Related Investments SumOfProgramRelatedInvestments

Minimum Investment Return MinimumInvestmentReturn

Distributable DistributableAmount

Qualifying Distributions QualifyingDistributions

Undistributed Income UndistributedIncome

Supplementary Information SupplementaryInformation

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (25 entries)

Analysis Income Producing Acty AnalysisIncomeProducingActy

Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

Subtotals Part XVIA SubtotalsPartXVIA

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Schedule B IRS990ScheduleB

Contributor Info ContributorInfo

Contributor Address US ContributorAddressUS

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corp Stock InvestmentsCorpStock (22 entries)

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOther (20 entries)

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases OtherDecreases

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses (3 entries)

Substantial Contributors Sch SubstantialContributorsSch

Substantial Contributor SubstantialContributor

US Address USAddress

Taxes Schedule TaxesSchedule

Taxes Taxes

Comments