2012-05-31T15:54:24-05:00 2011-12-31 111558868 MARGOLIN WINER & EVENS LLP 400 GARDEN CITY PLAZA GARDEN CITY NY 115303323 990PF 2011-01-01 263870611 PICKET FAMILY FOUNDATION INC C/O GOTHAM ORGANIZATION INC PICK 2125990520 1010 AVENUE OF THE AMERICAS NEW YORK NY 10018 JOEL PICKET 2125990520 2012-05-31 1 MICHAEL MCVETTY P00846030 5167472000 2011 2016-02-24 21:20:13Z X 2240438 X 1000000 3288 3288 79957 79957 -165799 2088251 0 917446 83245 0 0 0 1362 0 0 10091 9962 129 11453 9962 129 590940 590940 602393 9962 591069 315053 73283 1966285 248669 248669 0 404384 412751 0 1624386 1579018 1966285 2277439 2240438 0 0 X 0 0 0 0 1966285 2277439 1966285 2277439 1966285 2277439 1966285 315053 0 2281338 3899 2277439 METLIFE INC COM 69 P 2011-02-08 2011-03-03 3075 3331 -256 -256 QUEST DIAGNOSTICS INC 57 P 2011-02-08 2011-03-03 3192 3333 -141 -141 WALMART STORES INC 59 P 2011-02-08 2011-03-03 3057 3318 -261 -261 ARTIO GLOBAL HIGH INC 2380 P 2011-02-08 2011-03-11 24919 24990 -71 -71 ARTIO GLOBAL HIGH INC 1 P 2011-02-28 2011-03-11 10 11 -1 -1 ARTIO GLOBAL HIGH INC 12 P 2011-02-28 2011-03-11 126 126 0 0 ARTIO GLOBAL HIGH INC 1 P 2011-02-28 2011-03-11 10 10 0 0 ARTIO GLOBAL HIGH INC 0.463 P 2011-02-28 2011-03-18 5 5 0 0 ARTIO GLOBAL HIGH INC 4770 P 2011-02-28 2011-03-11 49942 49990 -48 -48 GAP INC DELAWARE 163 P 2011-02-08 2011-04-01 3704 3347 357 357 GAP INC DELAWARE 342 P 2011-03-22 2011-04-01 7772 7478 294 294 VANGUARD MSCI EMERGING 316 P 2011-02-08 2011-05-13 14952 14790 162 162 VANGUARD MSCI EMERGING 663 P 2011-02-24 2011-05-13 31370 30059 1311 1311 VANGUARD MSCI EMERGING 225 P 2011-04-21 2011-05-13 10646 11355 -709 -709 MARKET VECTORS ETF TR 129 P 2011-02-08 2011-05-17 7024 7383 -359 -359 MARKET VECTORS ETF TR 243 P 2011-02-28 2011-05-17 13232 14484 -1252 -1252 MARKET VECTORS ETF TR 114 P 2011-04-21 2011-05-17 6207 7119 -912 -912 ALPS ALERIAN MLP ETF 1428 P 2011-02-24 2011-05-17 22031 23383 -1352 -1352 CORNING INC 147 P 2011-02-08 2011-06-03 2808 3329 -521 -521 CORNING INC 384 P 2011-03-22 2011-06-03 7335 7996 -661 -661 CORNING INC 222 P 2011-05-04 2011-06-03 4240 4498 -258 -258 EMERSON ELEC CO 54 P 2011-02-08 2011-06-01 2926 3293 -367 -367 EMERSON ELEC CO 135 P 2011-03-22 2011-06-01 7315 7792 -477 -477 EMERSON ELEC CO 88 P 2011-05-20 2011-06-01 4768 4756 12 12 GENUINE PARTS CO 208 P 2011-03-03 2011-06-10 10396 11199 -803 -803 GENUINE PARTS CO 68 P 2011-05-20 2011-06-10 3399 3699 -300 -300 HEWLETT PACKARD CO DEL 70 P 2011-02-08 2011-06-01 2602 3347 -745 -745 HEWLETT PACKARD CO DEL 192 P 2011-03-22 2011-06-01 7137 7983 -846 -846 HEWLETT PACKARD CO DEL 122 P 2011-05-04 2011-06-01 4535 4960 -425 -425 LINCOLN NTL CORP IND NPV 365 P 2011-03-03 2011-06-01 10494 11285 -791 -791 LINCOLN NTL CORP IND NPV 132 P 2011-05-04 2011-06-01 3795 3985 -190 -190 NEXTERA ENERGY INC SHS 60 P 2011-02-08 2011-06-03 3286 3322 -36 -36 NEXTERA ENERGY INC SHS 143 P 2011-03-22 2011-06-03 7832 7676 156 156 NEXTERA ENERGY INC SHS 78 P 2011-05-04 2011-06-03 4272 4481 -209 -209 PRUDENTIAL FINANCIAL INC 52 P 2011-02-08 2011-06-10 3074 3316 -242 -242 PRUDENTIAL FINANCIAL INC 126 P 2011-03-22 2011-06-10 7449 7759 -310 -310 PRUDENTIAL FINANCIAL INC 64 P 2011-05-04 2011-06-10 3784 3987 -203 -203 HENDERSON GLBL TECH I 1050 P 2011-03-03 2011-06-10 21336 22281 -945 -945 HENDERSON GLBL TECH I 0.924 P 2011-05-11 2011-06-10 19 20 -1 -1 HENDERSON GLBL TECH I 229 P 2011-05-11 2011-06-10 4653 4992 -339 -339 HARTFORD FLOATING RATE I 1387 P 2011-02-08 2011-06-15 12330 12497 -167 -167 HARTFORD FLOATING RATE I 1 P 2011-02-24 2011-06-15 9 9 0 0 HARTFORD FLOATING RATE I 2780 P 2011-02-24 2011-06-15 24714 24992 -278 -278 HARTFORD FLOATING RATE I 4 P 2011-02-28 2011-06-15 36 36 0 0 HARTFORD FLOATING RATE I 1 P 2011-03-31 2011-06-15 9 9 0 0 HARTFORD FLOATING RATE I 17 P 2011-03-31 2011-06-15 151 152 -1 -1 HARTFORD FLOATING RATE I 1559 P 2011-04-28 2011-06-15 13860 14000 -140 -140 HARTFORD FLOATING RATE I 16 P 2011-04-29 2011-06-15 142 144 -2 -2 HARTFORD FLOATING RATE I 1 P 2011-05-31 2011-06-15 9 9 0 0 HARTFORD FLOATING RATE I 0.449 P 2011-05-31 2011-06-15 4 4 0 0 HARTFORD FLOATING RATE I 22 P 2011-05-31 2011-06-15 196 197 -1 -1 NEUBERGER EQTY INC INST 0.306 P 2011-04-27 2011-06-24 3 4 -1 -1 NEUBERGER BERMAN EQUITY 1746 P 2011-04-27 2011-06-16 19643 20323 -680 -680 CENTURYLINK INC SHS 359 P 2011-06-03 2011-07-18 13469 14878 -1409 -1409 NEUBERGER EQTY INC INST 0.003 P 2011-06-24 2011-07-22 0 0 EMERSON ELEC CO 272 P 2011-07-22 2011-08-02 13090 14982 -1892 -1892 FEDERATED INVESTRS B 125 P 2011-02-08 2011-08-11 2125 3336 -1211 -1211 FEDERATED INVESTRS B 292 P 2011-03-22 2011-08-11 4963 7685 -2722 -2722 FEDERATED INVESTRS B 175 P 2011-05-04 2011-08-11 2975 4491 -1516 -1516 VANGUARD FTSE ALL WORLD 30 P 2011-02-08 2011-08-08 1252 1477 -225 -225 ILLINOIS TOOK WORKS INC 60 P 2011-02-08 2011-08-15 2699 3325 -626 -626 ILLINOIS TOOK WORKS INC 140 P 2011-03-22 2011-08-15 6297 7697 -1400 -1400 ILLINOIS TOOK WORKS INC 62 P 2011-05-20 2011-08-15 2789 3556 -767 -767 JABIL CIRCUIT INC 762 P 2011-07-21 2011-08-15 12470 15032 -2562 -2562 MARATHON OIL CORP 72 P 2011-02-08 2011-08-03 2039 1984 55 55 MARATHON OIL CORP 143 P 2011-03-22 2011-08-03 4051 4361 -310 -310 MARATHON OIL CORP 77 P 2011-05-04 2011-08-03 2181 2359 -178 -178 MARATHON PETROLEUM CORP 36 P 2011-02-08 2011-08-03 1542 1342 200 200 MARATHON PETROLEUM CORP 71 P 2011-03-22 2011-08-03 3042 2930 112 112 MARATHON PETROLEUM CORP 39 P 2011-05-04 2011-08-03 1671 1616 55 55 FIRST EAG GLOBAL CL I 310 P 2011-02-08 2011-08-08 13789 14772 -983 -983 FIRST EAG GLOBAL CL I 2 P 2011-03-29 2011-08-08 89 95 -6 -6 FAIRHOLME FUND 313 P 2011-02-08 2011-08-08 7994 11406 -3412 -3412 PTNM DIVR INCOME TR CL Y 4458 P 2011-02-08 2011-08-19 33792 36244 -2452 -2452 PTNM DIVR INCOME TR CL Y 1884 P 2011-02-08 2011-08-19 14281 15355 -1074 -1074 NUVEEN TRDWD VAL OPPS I 356 P 2011-02-08 2011-08-08 11492 12848 -1356 -1356 PIMCO DEVELOPING LOCAL 1170 P 2011-02-08 2011-08-04 12753 12496 257 257 PIMCO DEVELOPING LOCAL 1 P 2011-02-28 2011-08-04 11 11 0 0 PIMCO DEVELOPING LOCAL 1 P 2011-02-28 2011-08-04 11 11 0 0 PIMCO DEVELOPING LOCAL 2151 P 2011-02-28 2011-08-04 23446 22994 452 452 PIMCO DEVELOPING LOCAL 4 P 2011-03-31 2011-08-04 44 44 0 0 PIMCO DEVELOPING LOCAL 1 P 2011-04-21 2011-08-04 11 11 0 0 PIMCO DEVELOPING LOCAL 1346 P 2011-04-21 2011-08-04 14671 14994 -323 -323 PIMCO DEVELOPING LOCAL 781 P 2011-04-27 2011-08-04 8513 8771 -258 -258 PIMCO DEVELOPING LOCAL 1 P 2011-04-29 2011-08-04 11 11 0 0 PIMCO DEVELOPING LOCAL 4 P 2011-04-29 2011-08-04 44 45 -1 -1 PIMCO DEVELOPING LOCAL 6 P 2011-05-31 2011-08-04 65 66 -1 -1 PIMCO DEVELOPING LOCAL 1 P 2011-06-30 2011-08-04 11 11 0 0 PIMCO DEVELOPING LOCAL 6 P 2011-06-30 2011-08-04 65 66 -1 -1 PIMCO DEVELOPING LOCAL 0.218 P 2011-07-29 2011-08-19 2 2 0 0 PIMCO DEVELOPING LOCAL 8 P 2011-07-29 2011-08-04 87 89 -2 -2 JP MORGAN STRATEGIC 2066 P 2011-02-08 2011-08-11 23759 24792 -1033 -1033 JP MORGAN STRATEGIC 2258 P 2011-02-08 2011-08-11 25967 27119 -1152 -1152 ANNALY CAP MGMT INC 549 P 2011-04-27 2011-09-02 9482 9767 -285 -285 BERKSHIRE HATHAWAYINC 131 P 2011-02-08 2011-09-21 8847 11066 -2219 -2219 BERKSHIRE HATHAWAYINC 253 P 2011-02-28 2011-09-21 17086 21915 -4829 -4829 BERKSHIRE HATHAWAYINC 183 P 2011-05-11 2011-09-21 12359 14742 -2383 -2383 FORD MOTOR CO 1277 P 2011-08-15 2011-09-09 12837 14343 -1506 -1506 ISHARES IBOXX $ 243 P 2011-06-24 2011-09-07 27603 27094 509 509 VANGUARD FTSE ALL WORLD 498 P 2011-02-08 2011-09-21 19979 24520 -4541 -4541 VANGUARD FTSE ALL WORLD 538 P 2011-02-24 2011-09-21 21584 26058 -4474 -4474 VANGUARD FTSE ALL WORLD 538 P 2011-02-24 2011-09-26 20820 26058 -5238 -5238 VANGUARD FTSE ALL WORLD 522 P 2011-05-11 2011-09-26 20201 26156 -5955 -5955 ALPS ALERIAN MLP ETF 244 P 2011-02-08 2011-09-02 3758 4200 -442 -442 INVESCO MORTGAGE CAPITAL 51 P 2011-04-28 2011-09-02 834 1150 -316 -316 INVESCO MORTGAGE CAPITAL 399 P 2011-04-29 2011-09-02 6525 9056 -2531 -2531 INVESCO MORTGAGE CAPITAL 502 P 2011-07-01 2011-09-02 8210 10809 -2599 -2599 INVESCO MORTGAGE CAPITAL 150 P 2011-07-05 2011-09-02 2453 3255 -802 -802 LINCOLN NTL CORP IND NPV 670 P 2011-08-11 2011-09-09 12200 14293 -2093 -2093 TCW EMERG MKT INCOME I 2273 P 2011-07-01 2011-09-22 18707 20207 -1500 -1500 JPMORGAN HBR DYN CL SEL 742 P 2011-02-08 2011-09-26 13712 14788 -1076 -1076 JPMORGAN HBR DYN CL SEL 1 P 2011-02-24 2011-09-26 18 20 -2 -2 JPMORGAN HBR DYN CL SEL 580 P 2011-02-24 2011-09-26 10718 11838 -1120 -1120 JPMORGAN HBR DYN CL SEL 889 P 2011-02-24 2011-09-28 16420 18144 -1724 -1724 JPMORGAN HBR DYN CL SEL 1 P 2011-04-21 2011-09-28 18 21 -3 -3 JPMORGAN HBR DYN CL SEL 0.161 P 2011-04-21 2011-09-28 3 4 -1 -1 JPMORGAN HBR DYN CL SEL 594 P 2011-04-21 2011-09-28 10971 12985 -2014 -2014 FAIRHOLME FUND 296 P 2011-02-08 2011-09-22 6974 10786 -3812 -3812 FAIRHOLME FUND 1294 P 2011-03-29 2011-09-22 30487 44979 -14492 -14492 FAIRHOLME FUND 1 P 2011-04-21 2011-09-22 24 35 -11 -11 FAIRHOLME FUND 0.61 P 2011-04-21 2011-09-22 14 21 -7 -7 FAIRHOLME FUND 723 P 2011-04-21 2011-09-22 17034 24972 -7938 -7938 PTNM DIVR INCOME TR CL Y 93 P 2011-02-08 2011-09-07 703 787 -84 -84 PTNM DIVR INCOME TR CL Y 3581 P 2011-02-24 2011-09-07 27072 29185 -2113 -2113 PTNM DIVR INCOME TR CL Y 2644 P 2011-02-24 2011-09-22 19592 21549 -1957 -1957 PTNM DIVR INCOME TR CL Y 856 P 2011-02-24 2011-09-28 6292 6976 -684 -684 PTNM DIVR INCOME TR CL Y 29 P 2011-02-25 2011-09-28 213 237 -24 -24 PTNM DIVR INCOME TR CL Y 68 P 2011-02-27 2011-09-28 500 558 -58 -58 PTNM DIVR INCOME TR CL Y 1 P 2011-03-09 2011-09-28 7 8 -1 -1 PTNM DIVR INCOME TR CL Y 45 P 2011-03-09 2011-09-28 331 366 -35 -35 PTNM DIVR INCOME TR CL Y 1 P 2011-03-21 2011-09-28 7 8 -1 -1 PTNM DIVR INCOME TR CL Y 87 P 2011-03-21 2011-09-28 639 704 -65 -65 PTNM DIVR INCOME TR CL Y 1 P 2011-04-20 2011-09-28 7 8 -1 -1 PTNM DIVR INCOME TR CL Y 87 P 2011-04-20 2011-09-28 639 711 -72 -72 PTNM DIVR INCOME TR CL Y 4872 P 2011-04-28 2011-09-28 35809 39999 -4190 -4190 PTNM DIVR INCOME TR CL Y 119 P 2011-05-20 2011-09-28 875 970 -95 -95 PTNM DIVR INCOME TR CL Y 1 P 2011-06-20 2011-09-28 7 8 -1 -1 PTNM DIVR INCOME TR CL Y 91 P 2011-06-20 2011-09-28 669 729 -60 -60 PTNM DIVR INCOME TR CL Y 0.645 P 2011-09-20 2011-09-28 5 5 0 0 MATHWS ASIA DIVIDND FD 847 P 2011-02-08 2011-09-28 10537 12214 -1677 -1677 PIMC EMRG MRK CRNC FD P 0.987 P 2011-08-31 2011-09-22 10 11 -1 -1 JP MORGAN STRATEGIC CXL 2258 P 2011-02-28 2011-08-11 25967 27119 -1152 -1152 JP MORGAN STRATEGIC 2250 P 2011-02-28 2011-09-28 25875 27023 -1148 -1148 IVA WORLDWIDE 688 P 2011-02-08 2011-09-22 10898 11840 -942 -942 TMPLTN GLBL BD FB ADV CL 2681 P 2011-02-08 2011-09-22 33673 36408 -2735 -2735 TMPLTN GLBL BD FB ADV CL 43 P 2011-02-08 2011-09-28 547 614 -67 -67 TMPLTN GLBL BD FB ADV CL 10 P 2011-02-17 2011-09-22 126 135 -9 -9 TMPLTN GLBL BD FB ADV CL 1 P 2011-02-17 2011-09-28 13 15 -2 -2 TMPLTN GLBL BD FB ADV CL 1027 P 2011-02-28 2011-09-22 12899 13916 -1017 -1017 TMPLTN GLBL BD FB ADV CL 3642 P 2011-02-28 2011-09-28 46290 49349 -3059 -3059 AIR PRODUCTS&CHEM 116 P 2011-04-01 2011-10-03 8641 10533 -1892 -1892 AIR PRODUCTS&CHEM 49 P 2011-05-20 2011-10-03 3650 4479 -829 -829 ANNALY CAP MGMT INC 23 P 2011-04-27 2011-10-04 351 409 -58 -58 ANNALY CAP MGMT INC 820 P 2011-07-01 2011-10-04 12517 14946 -2429 -2429 BAXTER INTERNTL INC 68 P 2011-02-08 2011-10-03 3664 3327 337 337 BAXTER INTERNTL INC 141 P 2011-03-22 2011-10-03 7598 7457 141 141 BAXTER INTERNTL INC 45 P 2011-05-20 2011-10-03 2425 2686 -261 -261 CHIMERA INVESTMENT CORP 2067 P 2011-07-29 2011-10-04 5220 6403 -1183 -1183 DARDEN RESTAURANTS INC 68 P 2011-02-08 2011-10-03 2849 3305 -456 -456 DARDEN RESTAURANTS INC 165 P 2011-03-22 2011-10-03 6913 7772 -859 -859 DARDEN RESTAURANTS INC 58 P 2011-05-20 2011-10-03 2430 2977 -547 -547 GENL DYNAMICS CORP COM 43 P 2011-02-08 2011-10-03 2410 3310 -900 -900 GENL DYNAMICS CORP COM 101 P 2011-03-22 2011-10-03 5660 7689 -2029 -2029 GENL DYNAMICS CORP COM 61 P 2011-05-20 2011-10-03 3419 4466 -1047 -1047 SPDR GOLD TRUST 111 P 2011-02-08 2011-10-24 17844 14778 3066 3066 SPDR GOLD TRUST 55 P 2011-02-28 2011-10-24 8842 7587 1255 1255 WSTN DIGITAL CORP DEL 422 P 2011-07-21 2011-09-28 11503 15044 -3541 -3541 TCW EMERG MKT INCOME I 3280 P 2011-07-01 2011-09-30 25912 29159 -3247 -3247 TCW EMERG MKT INCOME I 1 P 2011-07-01 2011-09-30 8 10 -2 -2 TCW EMERG MKT INCOME I 42 P 2011-07-01 2011-09-30 332 394 -62 -62 TCW EMERG MKT INCOME I 2219 P 2011-07-21 2011-09-30 17530 19838 -2308 -2308 TCW EMERG MKT INCOME I 1 P 2011-07-29 2011-09-30 8 9 -1 -1 TCW EMERG MKT INCOME I 45 P 2011-07-29 2011-09-30 356 404 -48 -48 TCW EMERG MKT INCOME I 0.545 P 2011-08-31 2011-09-30 4 5 -1 -1 PIMCO UNCONSTRAINED 2198 P 2011-02-08 2011-10-14 23848 24552 -704 -704 PIMCO UNCONSTRAINED 29 P 2011-02-08 2011-10-21 315 324 -9 -9 PIMCO UNCONSTRAINED 1 P 2011-02-08 2011-10-21 11 11 0 0 PIMCO UNCONSTRAINED 10 P 2011-02-08 2011-10-21 109 113 -4 -4 PIMCO UNCONSTRAINED 2 P 2011-02-28 2011-10-21 22 22 0 0 PIMCO UNCONSTRAINED 2533 P 2011-02-28 2011-10-21 27508 28268 -760 -760 JP MORGAN STRATEGIC 17 P 2011-02-08 2011-10-04 190 210 -20 -20 JP MORGAN STRATEGIC 1905 P 2011-02-28 2011-10-04 21241 22879 -1638 -1638 JP MORGAN STRATEGIC 1 P 2011-03-01 2011-10-04 11 12 -1 -1 JP MORGAN STRATEGIC 3 P 2011-03-01 2011-10-07 34 37 -3 -3 JP MORGAN STRATEGIC 7 P 2011-03-21 2011-10-04 78 85 -7 -7 JP MORGAN STRATEGIC 1 P 2011-03-21 2011-10-07 11 12 -1 -1 JP MORGAN STRATEGIC 13 P 2011-04-01 2011-10-04 145 156 -11 -11 JP MORGAN STRATEGIC 1 P 2011-04-28 2011-10-07 11 12 -1 -1 JP MORGAN STRATEGIC 2076 P 2011-04-28 2011-10-04 23147 24995 -1848 -1848 JP MORGAN STRATEGIC 16 P 2011-05-02 2011-10-04 178 192 -14 -14 JP MORGAN STRATEGIC 16 P 2011-06-01 2011-10-04 178 192 -14 -14 JP MORGAN STRATEGIC 15 P 2011-07-01 2011-10-04 167 179 -12 -12 JP MORGAN STRATEGIC 1 P 2011-07-01 2011-10-07 11 12 -1 -1 JP MORGAN STRATEGIC 0.076 P 2011-10-03 2011-10-04 1 1 0 0 JP MORGAN STRATEGIC 0.522 P 2011-10-03 2011-10-04 6 6 0 0 JP MORGAN STRATEGIC 0.924 P 2011-10-03 2011-10-07 10 11 -1 -1 L SAYLES BOND FD I CL 865 P 2011-02-08 2011-10-04 11868 12491 -623 -623 L SAYLES BOND FD I CL 1 P 2011-02-22 2011-10-04 14 14 0 0 L SAYLES BOND FD I CL 3 P 2011-02-22 2011-10-04 41 43 -2 -2 L SAYLES BOND FD I CL 1 P 2011-02-28 2011-10-04 14 15 -1 -1 L SAYLES BOND FD I CL 1579 P 2011-02-28 2011-10-04 21664 22990 -1326 -1326 L SAYLES BOND FD I CL 11 P 2011-03-22 2011-10-04 151 159 -8 -8 L SAYLES BOND FD I CL 10 P 2011-04-26 2011-10-04 137 149 -12 -12 L SAYLES BOND FD I CL 1004 P 2011-04-28 2011-10-04 13775 15000 -1225 -1225 L SAYLES BOND FD I CL 15 P 2011-05-24 2011-10-04 206 223 -17 -17 L SAYLES BOND FD I CL 1 P 2011-06-21 2011-10-04 14 15 -1 -1 L SAYLES BOND FD I CL 14 P 2011-06-21 2011-10-04 192 206 -14 -14 L SAYLES BOND FD I CL 1 P 2011-07-26 2011-10-04 14 15 -1 -1 L SAYLES BOND FD I CL 14 P 2011-07-26 2011-10-04 192 209 -17 -17 L SAYLES BOND FD I CL 16 P 2011-08-23 2011-10-04 220 231 -11 -11 L SAYLES BOND FD I CL 1 P 2011-09-20 2011-10-04 14 15 -1 -1 L SAYLES BOND FD I CL 0.217 P 2011-09-20 2011-10-04 3 3 0 0 L SAYLES BOND FD I CL 14 P 2011-09-20 2011-10-04 192 200 -8 -8 TMPLTN GLBL BD FD ADV CL 866 P 2011-02-28 2011-10-04 10851 11734 -883 -883 TMPLTN GLBL BD FD ADV CL 32 P 2011-03-17 2011-10-04 401 428 -27 -27 TMPLTN GLBL BD FD ADV CL 1 P 2011-04-19 2011-10-04 13 13 0 0 TMPLTN GLBL BD FD ADV CL 31 P 2011-04-19 2011-10-04 388 429 -41 -41 TMPLTN GLBL BD FD ADV CL 2516 P 2011-04-21 2011-10-04 31525 34998 -3473 -3473 TMPLTN GLBL BD FD ADV CL 1 P 2011-05-18 2011-10-04 13 14 -1 -1 TMPLTN GLBL BD FD ADV CL 41 P 2011-05-18 2011-10-04 514 564 -50 -50 TMPLTN GLBL BD FD ADV CL 1 P 2011-06-17 2011-10-04 13 14 -1 -1 TMPLTN GLBL BD FD ADV CL 41 P 2011-06-17 2011-10-04 514 565 -51 -51 TMPLTN GLBL BD FD ADV CL 1 P 2011-07-19 2011-10-04 13 14 -1 -1 TMPLTN GLBL BD FD ADV CL 41 P 2011-07-19 2011-10-04 514 567 -53 -53 TMPLTN GLBL BD FD ADV CL 42 P 2011-08-17 2011-10-04 526 575 -49 -49 TMPLTN GLBL BD FD ADV CL 0.557 P 2011-09-19 2011-10-04 7 7 0 0 PEPSICO INC 52 P 2011-02-08 2011-11-01 3237 3326 -89 -89 PEPSICO INC 120 P 2011-03-22 2011-11-01 7469 7677 -208 -208 PEPSICO INC 42 P 2011-05-20 2011-11-01 2614 3002 -388 -388 PIMCO UNCONSTRAINED CXL 2198 P 2011-02-08 2011-10-14 23848 24552 -704 -704 PIMCO UNCONSTRAINED CXL 2191 P 2011-02-08 2011-10-14 23772 24473 -701 -701 ABBOTT LABS 53 P 2011-02-08 2011-12-02 2898 2411 487 487 AUTOMATIC DATA PROC 33 P 2011-02-08 2011-12-02 1716 1632 84 84 CENTURYLINK INC SHS 67 P 2011-08-19 2011-12-02 2425 2278 147 147 CHEVRON CORP 20 P 2011-02-08 2011-12-02 2063 1957 106 106 COCA COLA COM 32 P 2011-02-08 2011-12-02 2159 2001 158 158 EATON CORP 38 P 2011-11-01 2011-12-02 1711 1681 30 30 EMERSON ELEC CO 56 P 2011-10-14 2011-12-02 2930 2640 290 290 FORD MOTOR CO 1140 P 2011-12-09 2011-12-21 11968 12605 -637 -637 ISHARES IBOXX $ 94 P 2011-06-24 2011-12-02 10420 10481 -61 -61 ISHARES BARCLAYS AGGRGT 221 P 2011-06-24 2011-12-02 24049 23815 234 234 VANGUARD INFORMATION 66 P 2011-10-21 2011-12-02 4192 4087 105 105 MARKET VECTORS ETF TR 131 P 2011-09-22 2011-12-02 7958 7924 34 34 WISDOMTREE EQUITY INCOME 277 P 2011-09-26 2011-12-02 11598 10648 950 950 WISDOMTREE EMERGING MRKY 3 P 2011-02-08 2011-12-02 158 175 -17 -17 GAP INC DELAWARE 99 P 2011-10-12 2011-12-02 1873 1779 94 94 GENERAL MILLS 61 P 2011-02-08 2011-12-02 2436 2171 265 265 HONEYWELL INTL INC DEL 56 P 2011-10-14 2011-12-02 3053 2741 312 312 HESS CORP 37 P 2011-09-09 2011-12-02 2237 2138 99 99 HESS CORP 213 P 2011-09-09 2011-12-21 11835 12310 -475 -475 KIMBERELY CLARK 43 P 2011-02-08 2011-12-02 3085 2801 284 284 MARATHON PETROLEUM CORP 370 P 2011-12-09 2011-12-21 11932 12772 -840 -840 MCDONALDS CORP COM 44 P 2011-02-08 2011-12-02 4245 3338 907 907 MCDONALDS CORP COM 7 P 2011-03-22 2011-12-02 675 518 157 157 MICROSOFT CORP 99 P 2011-08-02 2011-12-02 2533 2704 -171 -171 PROCTER & GAMBLE CO 35 P 2011-07-22 2011-12-02 2260 2248 12 12 SPDR GOLD TRUST 65 P 2011-02-28 2011-12-02 11089 8966 2123 2123 SPDR GOLD TRUST 91 P 2011-02-28 2011-12-14 13879 12552 1327 1327 SPDR GOLD TRUST 119 P 2011-04-21 2011-12-14 18150 17443 707 707 VALERO ENERGY CORP NEW 556 P 2011-12-05 2011-12-21 11588 12701 -1113 -1113 WAL-MART STORES INC 72 P 2011-08-15 2011-12-02 4246 3559 687 687 FIRST EAGLE 0.273 P 2011-03-29 2011-11-30 13 13 0 0 FIRST EAGLE 104 P 2011-03-29 2011-11-30 4878 4960 -82 -82 FIRST EAGLE 0.659 P 2011-05-11 2011-11-30 31 32 -1 -1 DOUBLELINE TOT RTRN BD 3394 P 2011-02-08 2011-11-30 37572 36995 577 577 DOUBLELINE TOT RTRN BD 1 P 2011-02-24 2011-11-30 11 11 0 0 DOUBLELINE TOT RTRN BD 218 P 2011-02-24 2011-11-30 2413 2405 8 8 DOUBLELINE TOTAL RETURN 0.182 P 2011-02-24 2011-11-30 2 2 0 0 DOUBLELINE TOT RTRN BD 55 P 2011-02-24 2011-12-02 609 607 2 2 DOUBLELINE TOT RTRN BD 0.011 P 2011-02-24 2011-12-02 0 0 DOUBLELINE TOT RTRN BD 0.187 P 2011-11-30 2011-11-30 2 2 0 0 DOUBLELINE CR FXD IN I 1663 P 2011-10-04 2011-11-30 18127 18210 -83 -83 DOUBLELINE CR FXD IN I 0.862 P 2011-11-30 2011-11-30 9 9 0 0 NUVEEN TRDWD VAL OPPS I 138 P 2011-02-08 2011-11-30 4750 4980 -230 -230 NUVEEN TRDWD VAL OPPS I 31 P 2011-04-04 2011-11-30 1067 1121 -54 -54 NUVEEN TRDWD VAL OPPS I 0.529 P 2011-04-28 2011-11-30 18 20 -2 -2 MATHWS ASIA DIVIDEND FD 593 P 2011-02-08 2011-11-30 7501 8551 -1050 -1050 MATHWS ASIA DIVIDEND FD 11 P 2011-03-24 2011-11-30 139 154 -15 -15 MATHWS ASIA DIVIDEND FD 1 P 2011-03-29 2011-11-30 13 14 -1 -1 MATHWS ASIA DIVIDEND FD 86 P 2011-03-29 2011-11-30 1088 1202 -114 -114 MATHWS ASIA DIVIDEND FD 1 P 2011-02-08 2011-11-30 13 15 -2 -2 MATHWS ASIA DIVIDEND FD 60 P 2011-02-08 2011-11-30 759 867 -108 -108 MATHWS ASIA DIVIDEND INV 1 P 2011-02-16 2011-12-21 12 15 -3 -3 MATHWS ASIA DIVIDEND INV 12 P 2011-02-16 2011-12-21 148 171 -23 -23 MATHWS ASIA DIVIDEND INV 1 P 2011-02-16 2011-12-21 12 14 -2 -2 MATHWS ASIA DIVIDEND INV 24 P 2011-02-16 2011-12-21 297 341 -44 -44 MATTHEWS ASIA DIVIDEND 0.171 P 2011-03-29 2011-11-30 2 2 0 0 MATHWS ASIA DIVIDEND INV 3131 P 2011-03-29 2011-12-21 38699 43771 -5072 -5072 MATHWS ASIA DIVIDEND INV 1 P 2011-04-21 2011-12-21 12 14 -2 -2 MATHWS ASIA DIVIDEND INV 1593 P 2011-04-21 2011-12-21 19689 22987 -3298 -3298 MATHWS ASIA DIVIDEND INV 1 P 2011-06-23 2011-12-21 12 14 -2 -2 MATHWS ASIA DIVIDEND INV 51 P 2011-06-23 2011-12-21 630 710 -80 -80 MATHWS ASIA DIVIDND FD 0.343 P 2011-09-22 2011-11-30 4 4 0 0 MATHWS ASIA DIVIDEND INV 0.065 P 2011-12-08 2011-12-21 1 1 0 0 IVY ASSET STRATEGY FD I 417 P 2011-09-22 2011-11-30 9987 9324 663 663 IVY ASSET STRATEGY FD I 0.537 P 2011-10-14 2011-11-30 13 12 1 1 PIMCO TOTAL RETURN FUND 927 P 2011-10-21 2011-11-30 9993 9956 37 37 PIMCO TOTAL RETURN FUND 0.644 P 2011-11-30 2011-11-30 7 7 0 0 NEUBERGER BERMAN EQUITY 539 P 2011-09-02 2011-11-30 5994 5945 49 49 NEUBERGER BERMAN EQUITY 0.206 P 2011-09-02 2011-11-30 2 2 0 0 NEUBERGER BERMAN EQUITY 0.362 P 2011-09-26 2011-11-30 4 4 0 0 PIMPCO UNCONSTRAINED 1947 P 2011-02-28 2011-11-30 21242 21729 -487 -487 PIMPCO UNCONSTRAINED 1 P 2011-03-31 2011-11-30 11 11 0 0 PIMPCO UNCONSTRAINED 11 P 2011-03-31 2011-11-30 120 123 -3 -3 PIMPCO UNCONSTRAINED 2 P 2011-02-25 2011-11-30 22 23 -1 -1 PIMPCO UNCONSTRAINED 5 P 2011-02-25 2011-11-30 55 56 -1 -1 PIMPCO UNCONSTRAINED 2238 P 2011-04-21 2011-11-30 24417 24998 -581 -581 PIMPCO UNCONSTRAINED 12 P 2011-04-29 2011-11-30 131 134 -3 -3 PIMPCO UNCONSTRAINED 1 P 2011-05-31 2011-11-30 11 11 0 0 PIMPCO UNCONSTRAINED 17 P 2011-05-31 2011-11-30 185 189 -4 -4 PIMPCO UNCONSTRAINED 15 P 2011-06-03 2011-11-30 164 167 -3 -3 PIMPCO UNCONSTRAINED 12 P 2011-07-29 2011-11-30 131 133 -2 -2 PIMPCO UNCONSTRAINED 1 P 2011-08-31 2011-11-30 11 11 0 0 PIMPCO UNCONSTRAINED 9 P 2011-08-31 2011-11-30 98 99 -1 -1 PIMPCO UNCONSTRAINED 0.367 P 2011-11-30 2011-11-30 4 4 0 0 PIMPCO UNCONSTRAINED 0.574 P 2011-11-30 2011-11-30 6 6 0 0 PIMPCO UNCONSTRAINED 0.633 P 2011-11-30 2011-12-02 7 7 0 0 PIMCO GLOBAL MULTI 0.755 P 2011-02-08 2011-11-30 9 9 0 0 PIMCO GLOBAL MULTI 580 P 2011-02-08 2011-11-30 6676 6803 -127 -127 PIMCO GLOBAL MULTI 0.055 P 2011-09-15 2011-11-30 1 1 0 0 IVA WORLDWIDE 350 P 2011-02-08 2011-11-30 5810 6024 -214 -214 IVA WORLDWIDE 1 P 2011-03-29 2011-11-30 17 17 0 0 IVA WORLDWIDE 0.41 P 2011-04-28 2011-11-30 7 7 0 0 UAM FPA CRESCENT PORT 317 P 2011-02-08 2011-11-30 8651 8714 -63 -63 UAM FPA CRESCENT PORT 41 P 2011-02-08 2011-12-02 900 1119 -219 -219 UAM FPA CRESCENT PORT 0.823 P 2011-02-08 2011-12-02 22 23 -1 -1 UAM FPA CRESCENT PORT 0.418 P 2011-07-07 2011-11-30 11 12 -1 -1 ADJUSTMENT FOR WASH SALES P 2011-03-01 2011-12-31 3899 3899 3899 -165799 0 487472 1945427 0.250573 375658 746317 0.503349 220750 79108 2.790489 3.544411 1.181470 2450836 2895589 733 2896322 591069 1466 0 1466 0 1466 680 1120 1800 334 334 0 0 0 0 0 0 0 0 0 0 0 1 1 DE 1 0 1 0 0 1 N/A DAVID PICKET CO GOTHAM ORGINC 2125990520 1010 AVENUE OF THE AMERICAS NEW YORK NY 10018 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 JOEL I PICKET C/O GOTHAM ORGANIZATION 1010 AVENUE OF THE AMERICAS NEW YORK NY 10018 0.00 0 0 0 DAVID L PICKET C/O GOTHAM ORGANIZATION 1010 AVENUE OF THE AMERICAS NEW YORK NY 10018 0.00 0 0 0 ALLISON D FEHRENBAKER C/O GOTHAM ORGANIZATION 1010 AVENUE OF THE AMERICAS NEW YORK NY 10018 0.00 0 0 0 JOAN R PICKET C/O GOTHAM ORGANIZATION 1010 AVENUE OF THE AMERICAS NEW YORK NY 10018 0.00 0 0 0 RONA J PICKET C/O GOTHAM ORGANIZATION 1010 AVENUE OF THE AMERICAS NEW YORK NY 10018 0.00 0 0 0 LAWRENCE G FEHRENBAKER C/O GOTHAM ORGANIZATION 1010 AVENUE OF THE AMERICAS NEW YORK NY 10018 0.00 0 0 0 NONE 0 NONE 0 0 1794339 693819 0 2488158 0 0 2488158 37322 2450836 122542 122542 1466 1466 121076 0 121076 0 121076 591069 0 591069 0 591069 121076 0 0 219303 338641 390875 948819 591069 0 0 0 121076 469993 0 0 1418812 0 0 0 0 0 0 0 1418812 219303 338641 390875 469993 X ALBERT EINSTEIN COLLEGE OF MEDECINE 1300 MORRIS PARK AVENUE BRONX NY 10461 NONE PUBLIC CHARITY UNRESTRICTED 9000 BETH ISRAEL MEDICAL CENTER 555 WEST 57TH STREET NEW YORK NY 10019 NONE PUBLIC CHARITY UNRESTRICTED 106950 CORNELL UNIVERSITY 130 E SENECA STREET SUITE 400 ITHACA NY 14850 NONE PUBLIC CHARITY UNRESTRICTED 65000 FORDHAM UNIVERSITY 441 EAST FORDHAM ROAD BRONX NY 10458 NONE PUBLIC CHARITY UNRESTRICTED 100000 NEW YORK PHILHARMONIC 10 LINCOLN CENTER PLAZA NEW YORK NY 10023 NONE PUBLIC CHARITY UNRESTRICTED 73000 PARK AVENUE ARMORY 643 PARK AVENUE NEW YORK NY 100656122 NONE PUBLIC CHARITY UNRESTRICTED 25000 ST LUKES & ROOSEVELT HOSPITAL 1111 AMSTERDAM AVENUE NEW YORK NY 10025 NONE PUBLIC CHARITY UNRESTRICTED 28000 UJA FEDERATION OF NEW YORK 130 EAST 59TH STREET NEW YORK NY 10022 NONE PUBLIC CHARITY UNRESTRICTED 105000 CRISTO REY NEW YORK HIGH SCHOOL 112 EAST 106TH STREET NEW YORK NY 10029 NONE PUBLIC CHARITY UNRESTRICTED 1000 JCC IN MANHATTAN 334 AMSTERDAM AVENUE NEW YORK NY 10023 NONE PUBLIC CHARITY UNRESTRICTED 1000 ALZHEIMERS ASSOCIATION 360 LEXINGTON AVENUE NEW YORK NY 10017 NONE PUBLIC CHARITY UNRESTRICTED 9470 STUDENT ADVOCACY 3 WEST MAIN STREET SUITE 212 ELMSFORD NY 10523 NONE PUBLIC CHARITY UNRESTRICTED 500 SUNRISE DAY CAMP 15 NEIL COURT OCEANSIDE NY 11572 NONE PUBLIC CHARITY UNRESTRICTED 3960 TENEMENT MUSEUM 103 ORCHARD STREET NEW YORK NY 10002 NONE PUBLIC CHARITY UNRESTRICTED 1000 HINENI 232 W END AVE NEW YORK NY 10023 NONE PUBLIC CHARITY UNRESTRICTED 2500 NEW YORKERS FOR PARKS 55 BROAD STREET 23RD FLOOR NEW YORK NY 10004 NONE PUBLIC CHARITY UNRESTRICTED 1000 CAREER TRANSITIONS FOR DANCERS 165 W 46TH STREET SUITE 701 NEW YORK NY 10036 NONE PUBLIC CHARITY UNRESTRICTED 4000 MET COUNCIL 80 MAIDEN LANE 21ST FLOOR NEW YORK NY 10038 NONE PUBLIC CHARITY UNRESTRICTED 4000 CIVIC BUILDERS 304 HUDSON STREET 3RD FLOOR NEW YORK NY 10013 NONE PUBLIC CHARITY UNRESTRICTED 10000 YOUNG AUDIENCES INC 171 MADISON AVENUE SUITE 200 NEW YORK NY 10016 NONE PUBLIC CHARITY UNRESTRICTED 1000 RICHARD TUCKER FOUNDATION 1790 BROADWAY SUITE 715 NEW YORK NY 10019 NONE PUBLIC CHARITY UNRESTRICTED 13500 NYPWCMC 1300 YORK AVENUE NEW YORK NY 100656122 NONE PUBLIC CHARITY UNRESTRICTED 3560 CHILDRENS RIGHTS 330 7TH AVE 4 NEW YORK NY 10001 NONE PUBLIC CHARITY UNRESTRICTED 5000 FACING HISTORY AND OURSELVES 14 EAST 4TH STREET SUITE 3003 NEW YORK NY 10012 NONE PUBLIC CHARITY UNRESTRICTED 7500 IRISH AMERICAN HISTORICAL SOCIETY 991 5TH AVENUE NEW YORK NY 10028 NONE PUBLIC CHARITY UNRESTRICTED 10000 590940 0 14 3288 14 79957 18 -165799 0 -82554 0 -82554 0 0 0 0 0 0 0 0 0 0 X X 1 GOTHAM ORGANIZATION INC 1010 AVENUE OF THE AMERICAS NEW YORK NY 10018 1000000 X ABBOTT LABS 17464 19287 AUTOMATIC DATA PROC 18267 19120 CENTURYLINK INC SHS 11897 13020 CHEVRON CORP 18639 19046 COCA COLA COM 17840 18892 DEERE CO 13940 11757 EATON CORP 19068 18936 EMERSON ELEC CO 18802 18683 EXXON MOBIL CORP COM 18811 19241 GAP INC DELAWARE 18651 19069 GENERAL MILLS 18099 19074 HONEYWELL INTL INC DEL 17673 18968 JOHNSON AND JOHNSON COM 17804 19018 KIMBERLY CLARK 17574 18978 MCDONALDS CORP COM 15668 18962 MEDTRONIC INC COM 19646 19546 MICROSOFT CORP 26969 25960 PAYCHEX INC 20351 19511 PROCTER & GAMBLE CO 18451 19012 UNITED TECHS CORP COM 20354 18711 WAL-MART STORES INC 16604 18884 WALGREEN CO 21812 19076 ALPS ALERIAN MLP ETF 3,877 2/8/11 AT COST 64352 64436 ARTIO GLOBAL HIGH INCOME 10,288 10/14/11 AT COST 96907 95685 DOUBLELINE TOTAL RETURN 15,231 2/24/11 AT COST 168161 168007 DOUBLELINE CORE FIXED 15,358 10/4/11 AT COST 167953 168331 FIRST EAGLE 828 3/29/11 AT COST 39857 37497 ISHARES IBOXX $ 1,143 6/24/11 AT COST 129315 130028 ISHARES BARCLAYS AGGRGT 1,935 6/24/11 AT COST 211577 213334 IVA WORLDWIDE 3,996 2/22/11 AT COST 68935 61390 IVY ASSET STRATEGY 2,590 9/22/11 AT COST 60079 58152 MARKET VECTORS ETF TR 956 9/22/11 AT COST 52659 49167 NEUBERGER BERMAN EQUIETY 3,468 9/2/11 AT COST 38034 38401 NUVEEN TRADEWINDS VALUE 1,964 2/24/11 AT COST 71781 59786 PIMCO TOTAL RETURN FUND 7,787 10/21/11 AT COST 83646 84652 PIMCO GLOBAL MULTI 5,764 2/8/11 AT COST 70477 61912 UAM FPA CRESCENT PORT 2,368 2/8/11 AT COST 67284 63439 VANGUARD INFORMATION 604 10/21/11 AT COST 37774 37067 VANGUARD MSCI EMERGING 931 10/27/11 AT COST 40229 35574 WISDOMTREE EQUITY INCOME 1,519 9/26/11 AT COST 58390 65195 WISDOMTREE EMERGING MRKT 1,213 2/8/11 AT COST 70810 62191 SPDR GOLD TRUST AT COST 26166 24774 ADJUSTMENT FOR DISALLOWED LOSSES ON WASH SALES 3899 NYS FILING FEE 250 125 125 INVESTMENT FEES 9832 9832 0 MISCELLANEOUS 9 5 4 GOTHAM ORGANIZATION INC 1010 AVENUE OF THE AMERICAS NEW YORK NE 10018 FEDERAL EXCISE TAX 1362 0 0