NATIONAL STEM CELL FOUNDATION INC: Form 990, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- NATIONAL STEM CELL FOUNDATION INC (EIN 83-0392250)
- Tax period
- 2011-01-01 to 2011-12-31
- Filed
- 2012-11-13
- IRS object ID
- 201213189349302786
- Schema version
- 2011v1.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-11-13T13:05:23-06:00 | Timestamp |
| Tax Period End Date | 2011-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 271235638 | EIN |
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MOUNTJOY CHILTON MEDLEY LLP | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 462 S FOURTH ST SUITE 2000 | AddressLine1 |
| City | LOUISVILLE | City |
| State | KY | State |
| ZIP Code | 402023445 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2011-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 830392250 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | NATIONAL FOUNDATION TO SUPPORT CELL | BusinessNameLine1 |
| Business Name Line2 | TRANSPLANT RESEARCH INC | BusinessNameLine2 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | NATI | NameControl |
| Phone | 5023798544 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 333 E MAIN ST NO 400 | AddressLine1 |
| City | LOUISVILLE | City |
| State | KY | State |
| ZIP Code | 40202 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | DR PAULA GRISANTI | Name |
| Title | CHAIRMAN | Title |
| Phone | 5023798544 | Phone |
| Date Signed | 2012-11-07 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | REBECCA L PHILLIPS CPA | Name |
| PTIN | P00024055 | PTIN |
| Phone | 5027491900 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Principal Officer Person | DR PAULA GRISANTI | NameOfPrincipalOfficerPerson |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 333 E MAIN ST NO 400 | AddressLine1 |
| City | LOUISVILLE | City |
| State | KY | State |
| ZIP Code | 40202 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 1865458 | GrossReceipts |
| Group Return For Affiliates | 0 | GroupReturnForAffiliates |
| Organization501c3 | X | Organization501c3 |
| Web Site | WWW.NFCTR.ORG | WebSite |
| Type Of Organization Corporation | X | TypeOfOrganizationCorporation |
| Year Formation | 2003 | YearFormation |
| State Legal Domicile | DC | StateLegalDomicile |
| Activity Or Mission Description | TO FUND, PROMOTE AND SUPPORT COLLABORATION BETWEEN RESEARCHERS IN THE FIELD OF ADULT STEM CELL TRANSPLANTATION, FUND PATIENTS PARTICIPATING IN THE RESULTING EARLY STAGE CLINICAL TRIALS, IMPROVE THE LIVES OF PEOPLE WORLDWIDE SUFFERING FROM DISEASES AND CONDITIONS THAT MAY BENEFIT FROM ADULT STEM CELL RESEARCH, AND MAKE CURATIVE THERAPIES ACCESSIBLE TO ALL. | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 5 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 5 | NbrIndependentVotingMembers |
| Total Nbr Employees | 4 | TotalNbrEmployees |
| Total Nbr Volunteers | 10 | TotalNbrVolunteers |
| Total Gross UBI | 0 | TotalGrossUBI |
| Net Unrelated Business Txbl Income | 0 | NetUnrelatedBusinessTxblIncome |
| Contributions Grants Prior Year | 1540484 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 1864817 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 0 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 0 | ProgramServiceRevenueCY |
| Investment Income Prior Year | 568 | InvestmentIncomePriorYear |
| Investment Income Current Year | 641 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | 0 | OtherRevenuePriorYear |
| Other Revenue Current Year | 0 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 1541052 | TotalRevenuePriorYear |
| Total Revenue Current Year | 1865458 | TotalRevenueCurrentYear |
| Grants And Similar Amnts Prior Year | 1548687 | GrantsAndSimilarAmntsPriorYear |
| Grants And Similar Amnts CY | 448547 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members Prior Year | 0 | BenefitsPaidToMembersPriorYear |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 49727 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 110993 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp Prior Year | 0 | TotalProfFundrsngExpPriorYear |
| Total Prof Fundrsng Exp CY | 0 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 73767 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 431548 | OtherExpensePriorYear |
| Other Expenses Current Year | 297157 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 2029962 | TotalExpensesPriorYear |
| Total Expenses Current Year | 856697 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | -488910 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | 1008761 | RevenuesLessExpensesCY |
| Total Assets BOY | 3198911 | TotalAssetsBOY |
| Total Assets EOY | 2407776 | TotalAssetsEOY |
| Total Liabilities BOY | 2974380 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 1224484 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | 224531 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | 1183292 | NetAssetsOrFundBalancesEOY |
| Info In Schedule O Part III | X | InfoInScheduleOPartIII |
| Mission Description | TO FUND, PROMOTE AND SUPPORT COLLABORATION BETWEEN RESEARCHERS IN THE FIELD OF ADULT STEM CELL TRANSPLANTATION, FUND PATIENTS PARTICIPATING IN THE RESULTING EARLY STAGE CLINICAL TRIALS, IMPROVE THE LIVES OF PEOPLE WORLDWIDE SUFFERING FROM DISEASES AND CONDITIONS THAT MAY BENEFIT FROM ADULT STEM CELL RESEARCH, AND MAKE CURATIVE THERAPIES ACCESSIBLE TO ALL. | MissionDescription |
| Significant New Program Services | 0 | SignificantNewProgramServices |
| Significant Change | 0 | SignificantChange |
| Expense | 730257 | Expense |
| Grants | 448547 | Grants |
| Description | THE NATIONAL FOUNDATION TO SUPPORT CELL TRANSPLANT RESEARCH, INC. FUNDED RESEARCH AND CLINICAL TRIAL COLLABORATIONS IN THE FIELD OF ADULT STEM CELL TRANSPLANTATION, FUNDED PATIENTS PARTICIPATING IN THE RESULTING EARLY STAGE CLINICAL TRIALS AND WORKED TO MAKE CURATIVE THERAPIES ACCESSIBLE TO ALL. | Description |
| Total Program Service Expense | 730257 | TotalProgramServiceExpense |
| Described In501 C3 | 1 | DescribedIn501C3 |
| Schedule B Required | 1 | ScheduleBRequired |
| Political Activities | 0 | PoliticalActivities |
| Lobbying Activities | 0 | LobbyingActivities |
| Subject To Proxy Tax | 0 | SubjectToProxyTax |
| Donor Advised Funds | 0 | DonorAdvisedFunds |
| Conservation Easements | 0 | ConservationEasements |
| Collections Of Art | 0 | CollectionsOfArt |
| Credit Counseling | 0 | CreditCounseling |
| Term Or Permanent Endowments | 0 | TermOrPermanentEndowments |
| Report Land Bldg Equip | 1 | ReportLandBldgEquip |
| Report Invest Oth Securities | 0 | ReportInvestOthSecurities |
| Report Prog Rel Invest | 0 | ReportProgRelInvest |
| Report Other Assets | 1 | ReportOtherAssets |
| Report Other Liabilities | 0 | ReportOtherLiabilities |
| Report Fin48 Footnote | 1 | ReportFin48Footnote |
| Independent Audit Financial Stmt | 1 | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | 0 | ConsolidatedAuditFinancialStmt |
| School | 0 | School |
| Foreign Office | 0 | ForeignOffice |
| Foreign Activities | 0 | ForeignActivities |
| More Than5000 K To Organizations | 0 | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | 0 | MoreThan5000KToIndividuals |
| Professional Fundraising | 0 | ProfessionalFundraising |
| Fundraising Activities | 0 | FundraisingActivities |
| Gaming | 0 | Gaming |
| Hospital | 0 | Hospital |
| Grants To Organizations | 1 | GrantsToOrganizations |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Schedule J Required | 0 | ScheduleJRequired |
| Tax Exempt Bonds | 0 | TaxExemptBonds |
| Excess Benefit Transaction | 0 | ExcessBenefitTransaction |
| Prior Excess Benefit Transaction | 0 | PriorExcessBenefitTransaction |
| Loan To Officer Or DQP | 0 | LoanToOfficerOrDQP |
| Grant To Related Person | 0 | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | 0 | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | 0 | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | 0 | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | 0 | DeductibleNonCashContributions |
| Deductible Contributions Of Art | 0 | DeductibleContributionsOfArt |
| Terminated | 0 | Terminated |
| Partial Liquidation | 0 | PartialLiquidation |
| Disregarded Entity | 0 | DisregardedEntity |
| Related Entity | 0 | RelatedEntity |
| Related Org Controlled Entity | 0 | RelatedOrgControlledEntity |
| Transaction Related Entity | 0 | TransactionRelatedEntity |
| Transfers To Exempt Non Chrtbl Org | 0 | TransfersToExemptNonChrtblOrg |
| Activities Conducted Partnership | 0 | ActivitiesConductedPartnership |
| Schedule O Required | 1 | ScheduleORequired |
| Number Forms Transmitted With1096 | 11 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Compliance With Backup Witholding | 1 | ComplianceWithBackupWitholding |
| Number Of Employees | 4 | NumberOfEmployees |
| Employment Tax Returns Filed | 1 | EmploymentTaxReturnsFiled |
| Unrelated Business Income | 0 | UnrelatedBusinessIncome |
| Foreign Financial Account | 0 | ForeignFinancialAccount |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTrans |
| Taxable Party Notification | 0 | TaxablePartyNotification |
| Non Deductible Contributions | 0 | NonDeductibleContributions |
| Quid Pro Quo Contributions | 0 | QuidProQuoContributions |
| Form8282 Property Disposed Of | 0 | Form8282PropertyDisposedOf |
| Funds To Pay Premiums | 0 | FundsToPayPremiums |
| Premiums Paid | 0 | PremiumsPaid |
| Indoor Tanning Services | 0 | IndoorTanningServices |
| Info In Schedule O Part VI | X | InfoInScheduleOPartVI |
| Nbr Voting Governing Body Members | 5 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 5 | NumberIndependentVotingMembers |
| Family Or Business Relationship | 1 | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | 1 | DelegationOfManagementDuties |
| Changes To Organizing Docs | 0 | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | 0 | MaterialDiversionOrMisuse |
| Members Or Stockholders | 0 | MembersOrStockholders |
| Election Of Board Members | 0 | ElectionOfBoardMembers |
| Decisions Subject To Approval | 0 | DecisionsSubjectToApproval |
| Minutes Of Governing Body | 1 | MinutesOfGoverningBody |
| Minutes Of Committees | 1 | MinutesOfCommittees |
| Officer Mailing Address | 0 | OfficerMailingAddress |
| Local Chapters | 0 | LocalChapters |
| Form990 Provided To Governing Body | 1 | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | 1 | ConflictOfInterestPolicy |
| Annual Disclosure Covered Persons | 1 | AnnualDisclosureCoveredPersons |
| Regular Monitoring Enforcement | 1 | RegularMonitoringEnforcement |
| Whistleblower Policy | 1 | WhistleblowerPolicy |
| Document Retention Policy | 1 | DocumentRetentionPolicy |
| Compensation Process CEO | 1 | CompensationProcessCEO |
| Compensation Process Other | 1 | CompensationProcessOther |
| Investment In Joint Venture | 0 | InvestmentInJointVenture |
| States Where Copy Of Return Is Filed | KY | StatesWhereCopyOfReturnIsFiled |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
Name Business NameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PAULA GRISANTI DMD | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Telephone Number | 5023798544 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 333 E MAIN STREET SUITE 400 | AddressLine1 |
| City | LOUISVILLE | City |
| State | KY | State |
| ZIP Code | 40202 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| No Listed Persons Compensated | X | NoListedPersonsCompensated |
Form990 Part VII Section A Form990PartVIISectionA (5 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Individual Trustee Or DirectorIndividualTrusteeOrDirector | OfficerOfficer | Reportable Comp From OrganizationReportableCompFromOrganization | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation |
|---|---|---|---|---|---|---|
| PAULA GRISANTI | ||||||
| CHAIRMAN | 40.00 | X | X | 0 | 0 | 0 |
| C DENNIS RIGGS | ||||||
| SECRETARY/TREASURER | 1.00 | X | X | 0 | 0 | 0 |
| MICHAEL GRISANTI | ||||||
| DIRECTOR | 2.00 | X | 0 | 0 | 0 | |
| BRUCE S WOLFF | ||||||
| DIRECTOR | 5.00 | X | 0 | 0 | 0 | |
| JOHN M CRANOR III | ||||||
| DIRECTOR | 1.00 | X | 0 | 0 | 0 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 0 | TotalReportableCompFromOrg |
| Total Reportable Comp Frm Rltd Orgs | 0 | TotalReportableCompFrmRltdOrgs |
| Total Other Compensation | 0 | TotalOtherCompensation |
| Number Individuals GT100 K | 0 | NumberIndividualsGT100K |
| Formers Listed | 0 | FormersListed |
| Total Comp GT150 K | 0 | TotalCompGT150K |
| Compensation From Other Sources | 0 | CompensationFromOtherSources |
| Number Of Contractors GT100 K | 0 | NumberOfContractorsGT100K |
| Government Grants | 22021 | GovernmentGrants |
| All Other Contributions | 1842796 | AllOtherContributions |
| Total Contributions | 1864817 | TotalContributions |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 641 | TotalRevenueColumn |
| Exclusion | $641 | ExclusionAmount |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 1865458 | TotalRevenueColumn |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 0 | UnrelatedBusinessRevenue |
| Exclusion | $641 | ExclusionAmount |
Grants To Domestic Orgs GrantsToDomesticOrgs
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 448547 | Total |
| Program Services | 448547 | ProgramServices |
Other Salaries And Wages OtherSalariesAndWages
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 98132 | Total |
| Program Services | 40688 | ProgramServices |
| Management And General | 5717 | ManagementAndGeneral |
| Fundraising | 51727 | Fundraising |
Other Employee Benefits OtherEmployeeBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 5149 | Total |
| Program Services | 525 | ProgramServices |
| Management And General | 74 | ManagementAndGeneral |
| Fundraising | 4550 | Fundraising |
Payroll Taxes PayrollTaxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 7712 | Total |
| Program Services | 3197 | ProgramServices |
| Management And General | 450 | ManagementAndGeneral |
| Fundraising | 4065 | Fundraising |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 3941 | Total |
| Program Services | 2982 | ProgramServices |
| Management And General | 959 | ManagementAndGeneral |
Fees For Services Accounting FeesForServicesAccounting
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 36088 | Total |
| Management And General | 36088 | ManagementAndGeneral |
Fees For Services Other FeesForServicesOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 7722 | Total |
| Program Services | 1235 | ProgramServices |
| Management And General | 2993 | ManagementAndGeneral |
| Fundraising | 3494 | Fundraising |
Advertising Advertising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 66517 | Total |
| Program Services | 64501 | ProgramServices |
| Fundraising | 2016 | Fundraising |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 12506 | Total |
| Program Services | 8056 | ProgramServices |
| Management And General | 2148 | ManagementAndGeneral |
| Fundraising | 2302 | Fundraising |
Information Technology InformationTechnology
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 674 | Total |
| Program Services | 674 | ProgramServices |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 12042 | Total |
| Program Services | 7230 | ProgramServices |
| Management And General | 1604 | ManagementAndGeneral |
| Fundraising | 3208 | Fundraising |
Travel Travel
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 3223 | Total |
| Program Services | 2256 | ProgramServices |
| Management And General | 322 | ManagementAndGeneral |
| Fundraising | 645 | Fundraising |
Conferences Meetings ConferencesMeetings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 451 | Total |
| Program Services | 451 | ProgramServices |
Interest Interest
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 9945 | Total |
| Program Services | 9945 | ProgramServices |
Depreciation Depletion DepreciationDepletion
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 61925 | Total |
| Program Services | 61058 | ProgramServices |
| Management And General | 867 | ManagementAndGeneral |
Insurance Insurance
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 34458 | Total |
| Program Services | 32126 | ProgramServices |
| Management And General | 572 | ManagementAndGeneral |
| Fundraising | 1760 | Fundraising |
Other Expenses OtherExpenses (2 entries)
| DescriptionDescription | TotalTotal | Program ServicesProgramServices | Management And GeneralManagementAndGeneral |
|---|---|---|---|
| INTELLECTUAL PROPERTY C | 46786 | 46786 | |
| MISCELLANEOUS EXPENSE | 879 | 879 |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 856697 | Total |
| Program Services | 730257 | ProgramServices |
| Management And General | 52673 | ManagementAndGeneral |
| Fundraising | 73767 | Fundraising |
Savings And Temp Cash Investments SavingsAndTempCashInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 415078 | BOY |
| EOY | 889084 | EOY |
Pledges And Grants Receivable PledgesAndGrantsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1716979 | BOY |
| EOY | 501348 | EOY |
Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 3252 | BOY |
| EOY | 7415 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Buildings Equipment Basis | 12400 | LandBuildingsEquipmentBasis |
| Land Bldg Equipment Accum Deprec | 3268 | LandBldgEquipmentAccumDeprec |
Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1535 | BOY |
| EOY | 9132 | EOY |
Intangible Assets IntangibleAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 180626 | BOY |
| EOY | 119568 | EOY |
Other Assets Total OtherAssetsTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 881441 | BOY |
| EOY | 881229 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 3198911 | BOY |
| EOY | 2407776 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1468490 | BOY |
| EOY | 67870 | EOY |
Grants Payable GrantsPayable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1257278 | BOY |
| EOY | 908002 | EOY |
Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 185000 | BOY |
| EOY | 185000 | EOY |
Unsecured Notes Loans Payable UnsecuredNotesLoansPayable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 63612 | BOY |
| EOY | 63612 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 2974380 | BOY |
| EOY | 1224484 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Follow SFAS117 | X | FollowSFAS117 |
Unrestricted Net Assets UnrestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 41824 | BOY |
| EOY | 1032195 | EOY |
Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 182707 | BOY |
| EOY | 151097 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 224531 | BOY |
| EOY | 1183292 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 3198911 | BOY |
| EOY | 2407776 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | X | InfoInScheduleOPartXI |
| Reconcilation Revenue Expenses | 1008761 | ReconcilationRevenueExpenses |
| Reconcilation Other Changes | -50000 | ReconcilationOtherChanges |
| Info In Schedule O Part XII | X | InfoInScheduleOPartXII |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | 0 | AccountantCompileOrReview |
| FS Audited | 1 | FSAudited |
| Audit Committee | 1 | AuditCommittee |
| Financial Statement Separate | X | FinancialStatementSeparate |
| Federal Grant Audit Required | 0 | FederalGrantAuditRequired |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Publicly Supported Org170b1 Avi | X | PubliclySupportedOrg170b1Avi |
Gifts Grants Contrib Received170 GiftsGrantsContribReceived170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 157171 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 84885 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 235221 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 1540484 | CurrentTaxYearMinus1Year |
| Current Tax Year | 464817 | CurrentTaxYear |
| Total | 2482578 | Total |
Total170 Total170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 157171 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 84885 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 235221 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 1540484 | CurrentTaxYearMinus1Year |
| Current Tax Year | 464817 | CurrentTaxYear |
| Total | 2482578 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Amounts Subst Contributors Total | 342182 | AmountsSubstContributorsTotal |
| Public Support Total170 | 2140396 | PublicSupportTotal170 |
Gross Investment Income170 GrossInvestmentIncome170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 2587 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 11544 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 1966 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 568 | CurrentTaxYearMinus1Year |
| Current Tax Year | 641 | CurrentTaxYear |
| Total | 17306 | Total |
Other Income170 OtherIncome170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 410 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus2 Years | 25 | CurrentTaxYearMinus2Years |
| Total | 435 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Support | 2500319 | TotalSupport |
| Public Support Pertcentage170 | 0.85600 | PublicSupportPertcentage170 |
| Public Support Pertcent Prior Year | 0.93310 | PublicSupportPertcentPriorYear |
| Thirty Three Percnt Tests CY170 | X | ThirtyThreePercntTestsCY170 |
| General Explanation | SCHEDULE A, PART IV, LIST OF UNUSUAL GRANTS: ACCRUED ROYALTY FEES DATE: 04/21/11 AMOUNT: 1400000. CHANGE IN DISCOUNTED PLEDGE DATE: 12/31/09 AMOUNT: 56017. | GeneralExplanation |
Schedule B IRS990ScheduleB
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | RESTRICTED | ContributorNumber |
Contributor Name Business ContributorNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | RESTRICTED | AggregateContributions |
Schedule D IRS990ScheduleD
Equipment Equipment
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 12400 | OtherCostOrOtherBasis |
| Depreciation | 3268 | Depreciation |
| Book Value | 9132 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Land Buildings | 9132 | TotalOfBookValueLandBuildings |
Other Assets OtherAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | DEFERRED RESEARCH AND DEVELOPMENT | Description |
| Book Value | 881229 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Book Value Other Assets | 881229 | TotalBookValueOtherAssets |
| Total Revenue | 1865458 | TotalRevenue |
| Total Expenses | 856697 | TotalExpenses |
| Excess Or Deficit For Year | 1008761 | ExcessOrDeficitForYear |
| Other | -$50,000 | OtherAmount |
| Total Adjustments | -50000 | TotalAdjustments |
| Excess Or Deficit Per FS | 958761 | ExcessOrDeficitPerFS |
| Tot Revenue Etc Audited Fincl Stmt | 1977794 | TotRevenueEtcAuditedFinclStmt |
| Donated Srvc And Use Of Facilities | 162336 | DonatedSrvcAndUseOfFacilities |
| Revenue Not Rptd F990 | 162336 | RevenueNotRptdF990 |
| Revenue Subtotal | 1815458 | RevenueSubtotal |
| Other Revenues Not Included | 50000 | OtherRevenuesNotIncluded |
| Revenue Not Rptd On Fin Stmt | 50000 | RevenueNotRptdOnFinStmt |
| Total Revenue Per Form990 | 1865458 | TotalRevenuePerForm990 |
| Tot Expenses Etc Audited Fincl Stmt | 1019033 | TotExpensesEtcAuditedFinclStmt |
| Donated Services Use Of Facilities | 162336 | DonatedServicesUseOfFacilities |
| Expenses Not Rptd F990 | 162336 | ExpensesNotRptdF990 |
| Expenses Subtotal | 856697 | ExpensesSubtotal |
| Expenses Not Rptd On Fin Stmt | 0 | ExpensesNotRptdOnFinStmt |
| Total Expenses Per Form990 | 856697 | TotalExpensesPerForm990 |
Form990 Schedule D Part XIV Form990ScheduleDPartXIV (3 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: | PART X: | THE FOUNDATION HAS RECEIVED A DETERMINATION LETTER FROM THE INTERNAL REVENUE SERVICE INDICATING THAT IT IS EXEMPT FROM INCOME TAXES UNDER SECTION 501(C)(3) OF INTERNAL REVENUE CODE AND IS CLASSIFIED AS AN ORGANIZATION THAT IS NOT A PRIVATE FOUNDATION. ACCORDINGLY, NO PROVISION FOR INCOME TAXES IS INCLUDED IN THE FINANCIAL STATEMENTS. THE FOUNDATION RECOGNIZES UNCERTAIN INCOME TAX POSITIONS USING THE MORE-LIKELY-THAN-NOT APPROACH AS DEFINED IN THE ACCOUNTING STANDARDS CODIFICATION. NO LIABILITY FOR UNCERTAIN TAX POSITIONS HAS BEEN RECORDED IN THE ACCOMPANYING FINANCIAL STATEMENTS. THE FOUNDATIONS 2008 - 2011 TAX YEARS REMAIN OPEN AND SUBJECT TO EXAMINATION. |
| PART XI, LINE 8 - OTHER ADJUSTMENTS: | RETURNED GRANT -50,000. | |
| PART XII, LINE 4B - OTHER ADJUSTMENTS: | RETURNED GRANT 50,000. |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Records Maintained | 1 | RecordsMaintained |
Recipient Table RecipientTable (2 entries)
| Address Line1AddressUS/AddressLine1 | Address Line2AddressUS/AddressLine2 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EIN Of RecipientEINOfRecipient | IRC SectionIRCSection | Amount Of Cash GrantAmountOfCashGrant | Amount Of Non Cash AssistanceAmountOfNonCashAssistance | Method Of ValuationMethodOfValuation | Description Of Non Cash AssistanceDescriptionOfNonCashAssistance | Purpose Of GrantPurposeOfGrant |
|---|---|---|---|---|---|---|---|---|---|---|---|
| UNIVERSITY OF LOUISVILLE RESEARCH FOUNDATION | |||||||||||
| CONTROLLERS OFFICE UNIVERSITY OF | LOUISVILLE | LOUISVILLE | KY | 40292 | 611029626 | 501(C)(3) | 406248 | 5297 | COST | CRITICAL REAGENTS | RESEARCH AND ADVANCEMENT OF CLINICAL TRIALS ASSOCIATED WITH ADULT STEM CELL THERAPIES. |
| NORTHWESTERN UNIVERSITY | |||||||||||
| 633 CLARK STREET | EVANSTON | IL | 60208 | 362167817 | 501(C)(3) | 37002 | RESEARCH AND ADVANCEMENT OF CLINICAL TRIALS ASSOCIATED WITH ADULT STEM CELL THERAPIES. | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Nbr Of501 C3 And Govt Grants | 2 | TotalNbrOf501C3AndGovtGrants |
Form990 Schedule I Part IV Form990ScheduleIPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | PROCEDURE FOR MONITORING GRANTS IN THE U.S.: | Identifier |
| Return Reference | PART I, LINE 2: | ReturnReference |
| Explanation | SCHEDULE I, PART I, LINE 2: THE ORGANIZATION MEETS REGULARLY WITH REPRESENTATIVES FROM THE GRANT RECIPIENT(S) AND RECEIVES UPDATES AND REPORTS REGARDING EXPENDITURE OF THE FUNDS. | Explanation |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation (9 entries)
| Return ReferenceReturnReference | ExplanationExplanation | IdentifierIdentifier |
|---|---|---|
| FORM 990, PART VI, SECTION A, LINE 2 | PAULA GRISANTI, CHAIRMAN OF THE BOARD, AND MICHAEL GRISANTI, DIRECTOR, HAVE A FAMILY RELATIONSHIP. | |
| FORM 990, PART VI, SECTION A, LINE 3 | THE ORGANIZATION HAS CONTRACTED ITS FINANCIAL MANAGEMENT OVERSIGHT TO AN OUTSIDE CHIEF FINANCIAL OFFICER AND ITS DAY TO DAY FINANCIAL DUTIES TO A CONTROLLER. | |
| FORM 990, PART VI, SECTION B, LINE 11 | FORM 990 WAS PREPARED BY OUTSIDE ACCOUNTING FIRM AND REVIEWED IN DETAIL BY CONTRACT CFO, CONTRACT CONTROLLER AND BOARD CHAIR. A COPY WAS THEN SENT TO EACH BOARD MEMBER FOR THEIR REVIEW BEFORE THE FORM 990 WAS FILED. | |
| FORM 990, PART VI, SECTION B, LINE 12C | EVERY PROPOSED TRANSACTION IS REVIEWED TO DETERMINE WHETHER A POSSIBLE CONFLICT COULD EXIST. TO DATE NO POTENTIAL CONFLICTS HAVE BEEN IDENTIFIED. | |
| FORM 990, PART VI, SECTION B, LINE 15 | POLICY HAS BEEN ADOPTED; HOWEVER CURRENTLY THE CHAIR AND OTHER OFFICERS SERVE WITHOUT COMPENSATION. CONTRACTED CFO AND CONTRACTED CONTROLLER ARE PAID ON AN HOURLY BASIS. | |
| FORM 990, PART VI, SECTION C, LINE 19 | THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. | |
| FORM 990, PART XI, LINE 5: | RETURNED GRANT -50,000. TOTAL TO FORM 990, PART XI, LINE 5: -50,000. | CHANGES IN NET ASSETS OR FUND BALANCES: |
| FORM 990, PART XII, LINE 2C: | THE PROCESS HAS NOT CHANGED FROM PRIOR YEAR. THE ORGANIZATIONS BOARD OF DIRECTORS CONTINUE TO SELECT THE INDEPENDENT ACCOUNTANT. THE COMMITTEE CONTINUES TO MEET WITH THE INDEPENDENT AUDITOR AT THE CONCLUSION OF THE ANNUAL AUDIT. | |
| FORM 990, PART XI, LINE 5 AND SCHEDULE D, PART XI, LINE 8 | IN 2009 AND 2010, THE FOUNDATION WAS AWARDED GRANTS TO PROVIDE A SPECIFIC TREATMENT TO A DEFINED PATIENT CLASS. AS PART OF THE GRANT AGREEMENT, THE FUNDS WERE TO BE USED PRIOR TO AUGUST 31, 2010 AND 2011, RESPECTIVELY. CERTAIN PROTOCOLS, OUT OF THE CONTROL OF THE FOUNDATION, WERE NOT APPROVED WITHIN THE TIME FRAME ALLOWED IN THE GRANT AGREEMENTS, THUS THE FUNDS WERE UNABLE TO BE USED AND THE GRANTS EXPIRED. THE DONOR HAS INDICATED THAT THE FOUNDATION COULD BE ELIGIBLE FOR FUTURE FUNDING ONCE THE PROTOCOL ISSUES THAT PREVENTED THE FUNDS BEING USED ARE RESOLVED. | DESCRIPTION OF RETURNED GRANT |
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