OBERKOTTER FOUNDATION: Form 990PF, tax year 2010

View the entire original 990 at ProPublica ↗

Organization: OBERKOTTER FOUNDATION (EIN 23-2686151)
Tax period: 2010-12-01 to 2011-11-30
Filed: 2012-10-12
IRS object ID: 201212869349100111
Schema version: 2010v3.7
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Schedule B
Accounting Fees Schedule
Compensation Explanation
Depreciation Schedule
Employee Compensation Expln
Investments Corp Stock Schedule
Land Etc Schedule2
Legal Fees Schedule
Other Decreases Schedule
Other Expenses Schedule
Other Income Schedule2
Other Increases Schedule
Other Liabilities Schedule
Other Professional Fees Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2012-10-12T15:08:33-05:00	Timestamp
Tax Period End Date	2011-11-30	TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	GRANT THORNTON LLP	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	2001 MARKET STREET SUITE 3100	AddressLine1
City	PHILADELPHIA	City
State	PA	State
ZIP Code	19103	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnType
Tax Period Begin Date	2010-12-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	232686151	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	OBERKOTTER FOUNDATION	BusinessNameLine1

Field	Value	IRS element (for citing)
Name Control	OBER	NameControl
Phone	2157512601	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	1600 MARKET STREET	AddressLine1
Address Line2	c/o B ROSENFIELD EX DIRECTOR	AddressLine2
City	PHILADELPHIA	City
State	PA	State
ZIP Code	191037286	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	BRUCE ROSENFIELD	Name
Title	CO-TRUSTEE & EXECUTIVE DIRECTOR	Title
Date Signed	2012-09-04	DateSigned

Preparer Preparer

Field	Value	IRS element (for citing)
Phone	2155614200	Phone

Field	Value	IRS element (for citing)
Tax Year	2010	TaxYear
Build TS	2016-02-24 21:20:13Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Exempt PF	X	ExemptPF
FMV Assets EOY	126691645	FMVAssetsEOY
Method Of Accounting Cash	X	MethodOfAccountingCash

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Contri Received Rev And Expnss	4544146	ContriReceivedRevAndExpnss
Dividends Rev And Expnss	3253628	DividendsRevAndExpnss
Dividends Net Invst Incm	3253628	DividendsNetInvstIncm
Net Gain Sale Assets Rev And Expnss	18845174	NetGainSaleAssetsRevAndExpnss
Gross Sales Price	55653333	GrossSalesPrice
Capital Gain Net Incm Net Invst Incm	18405677	CapitalGainNetIncmNetInvstIncm
Other Income Rev And Expnss	225697	OtherIncomeRevAndExpnss
Other Income Net Invst Incm	94189	OtherIncomeNetInvstIncm
Total Revenue And Expenses	26868645	TotalRevenueAndExpenses
Total Net Investment Income	21753494	TotalNetInvestmentIncome
Comp Ofcr Dir Trst Rev And Expnss	537876	CompOfcrDirTrstRevAndExpnss
Comp Ofcr Dir Trst Net Invst Incm	53788	CompOfcrDirTrstNetInvstIncm
Comp Ofcr Dir Trst Dsbrs Chrtbl Prps	484088	CompOfcrDirTrstDsbrsChrtblPrps
Oth Empl Slrs Wgs Rev And Expnss	171467	OthEmplSlrsWgsRevAndExpnss
Oth Empl Slrs Wgs Dsbrs Chrtbl Prps	171467	OthEmplSlrsWgsDsbrsChrtblPrps
Legal Fees Rev And Expnss	22073	LegalFeesRevAndExpnss
Legal Fees Net Invst Incm	11037	LegalFeesNetInvstIncm
Legal Fees Adj Net Incm	0	LegalFeesAdjNetIncm
Legal Fees Dsbrs Chrtbl Prps	11036	LegalFeesDsbrsChrtblPrps
Accounting Fees Rev And Expnss	667	AccountingFeesRevAndExpnss
Accounting Fees Net Invst Incm	0	AccountingFeesNetInvstIncm
Accounting Fees Adj Net Incm	0	AccountingFeesAdjNetIncm
Accounting Fees Dsbrs Chrtbl Prps	667	AccountingFeesDsbrsChrtblPrps
Other Prof Fees Rev And Expnss	1404647	OtherProfFeesRevAndExpnss
Other Prof Fees Net Invst Incm	355494	OtherProfFeesNetInvstIncm
Other Prof Fees Dsbrs Chrtbl Prps	1049153	OtherProfFeesDsbrsChrtblPrps
Taxes Rev And Expnss	341872	TaxesRevAndExpnss
Taxes Net Invst Incm	18011	TaxesNetInvstIncm
Taxes Dsbrs Chrtbl Prps	13861	TaxesDsbrsChrtblPrps
Occupancy Rev And Expnss	21703	OccupancyRevAndExpnss
Occupancy Dsbrs Chrtbl Prps	21703	OccupancyDsbrsChrtblPrps
Trav Conf Meeting Rev And Expnss	247450	TravConfMeetingRevAndExpnss
Trav Conf Meeting Dsbrs Chrtbl Prps	247450	TravConfMeetingDsbrsChrtblPrps
Printing And Pub Rev And Expnss	224216	PrintingAndPubRevAndExpnss
Printing And Pub Dsbrs Chrtbl Prps	224216	PrintingAndPubDsbrsChrtblPrps
Other Expenses Rev And Expnss	75719	OtherExpensesRevAndExpnss
Other Expenses Net Invst Incm	18952	OtherExpensesNetInvstIncm
Other Expenses Dsbrs Chrtbl Prps	56767	OtherExpensesDsbrsChrtblPrps
Tot Opr Expenses Rev And Expnss	3047690	TotOprExpensesRevAndExpnss
Tot Opr Expenses Net Invst Incm	457282	TotOprExpensesNetInvstIncm
Tot Opr Expenses Adj Net Incm	0	TotOprExpensesAdjNetIncm
Tot Opr Expenses Dsbrs Chrtbl Prps	2280408	TotOprExpensesDsbrsChrtblPrps
Contri Gifts Paid Rev And Expnss	16982290	ContriGiftsPaidRevAndExpnss
Contri Gifts Paid Dsbrs Chrtbl Prps	16946159	ContriGiftsPaidDsbrsChrtblPrps
Total Expenses Rev And Expnss	20029980	TotalExpensesRevAndExpnss
Total Expenses Net Invst Incm	457282	TotalExpensesNetInvstIncm
Total Expenses Adj Net Incm	0	TotalExpensesAdjNetIncm
Total Expenses Dsbrs Chrtbl Prps	19226567	TotalExpensesDsbrsChrtblPrps
Excess Of Revenue Over Expenses	6838665	ExcessOfRevenueOverExpenses
Net Investment Income	21296212	NetInvestmentIncome

Balance Sheets BalanceSheets

Field	Value	IRS element (for citing)
Cash BOY	1	CashBOY
Savings And Temp Cash Invst BOY	6675139	SavingsAndTempCashInvstBOY
Savings And Temp Cash Invst EOY	7914912	SavingsAndTempCashInvstEOY
Savings And Temp Cash Invst EOYFMV	7914912	SavingsAndTempCashInvstEOYFMV
Investments Corp Stock BOY	68406951	InvestmentsCorpStockBOY
Investments Corp Stock EOY	72262517	InvestmentsCorpStockEOY
Investments Corp Stock EOYFMV	118776733	InvestmentsCorpStockEOYFMV
Investments Corp Bonds BOY	1408593	InvestmentsCorpBondsBOY
Investments Corp Bonds EOY	0	InvestmentsCorpBondsEOY
Total Assets BOY	76490684	TotalAssetsBOY
Total Assets EOY	80177429	TotalAssetsEOY
Total Assets EOYFMV	126691645	TotalAssetsEOYFMV
Other Liabilities BOY	358808	OtherLiabilitiesBOY
Other Liabilities EOY	3038921	OtherLiabilitiesEOY
Total Liabilities BOY	358808	TotalLiabilitiesBOY
Total Liabilities EOY	3038921	TotalLiabilitiesEOY
Org That Do Not Follow SFAS117	X	OrgThatDoNotFollowSFAS117
Capital Stock BOY	76131876	CapitalStockBOY
Capital Stock EOY	77138508	CapitalStockEOY
Total Net Assets BOY	76131876	TotalNetAssetsBOY
Total Net Assets EOY	77138508	TotalNetAssetsEOY
Total Liabilities Net Assets BOY	76490684	TotalLiabilitiesNetAssetsBOY
Total Liabilities Net Assets EOY	80177429	TotalLiabilitiesNetAssetsEOY

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Field	Value	IRS element (for citing)
Total Net Assets Fund Balances BOY	76131876	TotalNetAssetsFundBalancesBOY
Excess Of Revenue Over Expenses	6838665	ExcessOfRevenueOverExpenses
Other Increases	235033	OtherIncreases
Subtotal	83205574	Subtotal
Other Decreases	6067066	OtherDecreases
Total Net Assets Fund Balances EOY	77138508	TotalNetAssetsFundBalancesEOY

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (19 entries)

Description Of AssetDescriptionOfAsset	How AcquiredHowAcquired	Gain Or LossGainOrLoss
GS TACS ENHANCED DIVIDEND, LLC	P	60467
GS TACS ENHANCED DIVIDEND, LLC	P	1063354
GS REAL ESTATE MEZZANINE PARTNERS LP	P	-6476
TRILOGY: NON-US EQUITY OFFSHORE LP	P	10288
TRILOGY: NON-US EQUITY OFFSHORE LP	P	80501
SPRUCEGROVE: NON-US EQUITY OFFSHORE LP	P	-5509
SPRUCEGROVE: NON-US EQUITY OFFSHORE LP	P	-28136
LRG CAP VAL MNGRS: P 1 OFFSHORE LP	P	20694
LRG CAP VAL MNGRS: P 1 OFFSHORE LP	P	126466
LRG CAP GRWTH MNGRS: P 1 OFFSHORE LP	P	120732
LRG CAP GRWTH MNGRS: P 1 OFFSHORE LP	P	355200
VONTOBEL: NON-US EQUITY OFFSHORE LP	P	-7476
VONTOBEL: NON-US EQUITY OFFSHORE LP	P	-9105
DYNAMIC EQ MNGRS: P 1 OFFSHORE LP	P	9099
DYNAMIC EQ MNGRS: P 1 OFFSHORE LP	P	27014
BBH-PUBLICLY TRADED SECURITIES	P	16259978
HAVERFORD TR-PUBLICLY TRADED SECURITIES	P	768083
LRG CAP VAL MNGRS: P 1 OFFSHORE LP		-127129
LRG CAP GRWTH MNGRS: P 1 OFFSHORE LP		-312368

Field	Value	IRS element (for citing)
Capital Gain Net Income	18405677	CapitalGainNetIncome

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

Field	Value	IRS element (for citing)
Liable For4942 Tax	false	LiableFor4942Tax
Qualifying Distributions Year1	16652261	QualifyingDistributionsYear1
Noncharitable Assets Year1	125547529	NoncharitableAssetsYear1
Distribution Ratio Year1	0.132637	DistributionRatioYear1
Qualifying Distributions Year2	20118411	QualifyingDistributionsYear2
Noncharitable Assets Year2	110967649	NoncharitableAssetsYear2
Distribution Ratio Year2	0.1813	DistributionRatioYear2
Qualifying Distributions Year3	23022927	QualifyingDistributionsYear3
Noncharitable Assets Year3	177849325	NoncharitableAssetsYear3
Distribution Ratio Year3	0.129452	DistributionRatioYear3
Qualifying Distributions Year4	23997460	QualifyingDistributionsYear4
Noncharitable Assets Year4	188594566	NoncharitableAssetsYear4
Distribution Ratio Year4	0.127244	DistributionRatioYear4
Qualifying Distributions Year5	25188134	QualifyingDistributionsYear5
Noncharitable Assets Year5	180233894	NoncharitableAssetsYear5
Distribution Ratio Year5	0.139752	DistributionRatioYear5
Total Distribution Ratio	0.710385	TotalDistributionRatio
Average Distribution Ratio	0.142077	AverageDistributionRatio
Net Noncharitable Assets	131522223	NetNoncharitableAssets
Adjusted Noncharitable Assets	18686283	AdjustedNoncharitableAssets
One Percent Net Investment Income	212962	OnePercentNetInvestmentIncome
Adj Nonchrtbl Assets And One	18899245	AdjNonchrtblAssetsAndOnePct
Qualifying Distributions	19226567	QualifyingDistributions

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Field	Value	IRS element (for citing)
Domestic Org Meeting Sect4940e	X	DomesticOrgMeetingSect4940e
Investment Income Excise Tax	212962	InvestmentIncomeExciseTax
Subtotal	212962	Subtotal
Tax Based On Investment Income	212962	TaxBasedOnInvestmentIncome
Est Tax Payments And Overpayment	531417	EstTaxPaymentsAndOverpayment
Total Credits And Payments	531417	TotalCreditsAndPayments
Overpayment	318455	Overpayment
Amount Credited To Next Year	318455	AmountCreditedToNextYear

Statements Regarding Activities StatementsRegardingActivities

Field	Value	IRS element (for citing)
Legislative Political Activities	false	LegislativePoliticalActivities
More Than100 Spent	false	MoreThan100Spent
Form1120 POL Filed	false	Form1120POLFiled
Sect4955 Tax On Organization	0	Sect4955TaxOnOrganization
Sect4955 Tax On Managers	0	Sect4955TaxOnManagers
Reimbursement Of Tax	0	ReimbursementOfTax
Activities Not Prev Reported	false	ActivitiesNotPrevReported
Changes To Articles Or Bylaws	false	ChangesToArticlesOrBylaws
Unrelated Bus Income Over1000	false	UnrelatedBusIncomeOver1000
Termination Etc	false	TerminationEtc
Requirements Of Sect508e	true	RequirementsOfSect508e
At Least5000 In Assets	true	AtLeast5000InAssets
States Filed With	PA	StatesFiledWith
Form990 PF Filed With AG	true	Form990PFFiledWithAG
Private Operating Foundation	false	PrivateOperatingFoundation
New Substantial Contributors	false	NewSubstantialContributors
Interest In Controlled Entity	false	InterestInControlledEntity
Applicable Insurance Contract	false	ApplicableInsuranceContract
Comply With Public Inspection Rqr	true	ComplyWithPublicInspectionRqr
Website Address	N/A	WebsiteAddress

Books In Care Of Business Name BooksInCareOfBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	BRUCE A ROSENFIELD EXEC DIR	BusinessNameLine1

Field	Value	IRS element (for citing)
Books In Care Of Phone Number	2157512601	BooksInCareOfPhoneNumber

Books In Care Of US Address BooksInCareOfUSAddress

Field	Value	IRS element (for citing)
Address Line1	1600 MARKET ST STE 3600	AddressLine1
City	PHILADELPHIA	City
State	PA	State
ZIP Code	191037286	ZIPCode

Field	Value	IRS element (for citing)
Foreign Bank	false	ForeignBank

Statements Regarding Acty4720 StatementsRegardingActy4720

Field	Value	IRS element (for citing)
Sale Or Exchange With Dsqfly Person	false	SaleOrExchangeWithDsqflyPerson
Borrow Or Lend With Dsqfly Person	false	BorrowOrLendWithDsqflyPerson
Furnished Goods With Dsqfly Person	false	FurnishedGoodsWithDsqflyPerson
Pay Compensation To Dsqfly Person	true	PayCompensationToDsqflyPerson
Transfer Assets To Dsqfly Person	false	TransferAssetsToDsqflyPerson
Payment To Government Offical	false	PaymentToGovernmentOffical
Acts Fail To Qualify As Exceptions	false	ActsFailToQualifyAsExceptions
Uncorrected Prior Acts	false	UncorrectedPriorActs
Undistributed Income Prior Years	false	UndistributedIncomePriorYears
Undistr Income4942a2 Not Applied	false	UndistrIncome4942a2NotApplied
Business Holdings	false	BusinessHoldings
Jeopardy Investments	false	JeopardyInvestments
Uncorrected Jeopardy Investments	false	UncorrectedJeopardyInvestments
Influence Legislation	false	InfluenceLegislation
Influence Election	false	InfluenceElection
Grants To Individuals	false	GrantsToIndividuals
Grants To Organizations	true	GrantsToOrganizations
Noncharitable Purpose	false	NoncharitablePurpose
Tr Fail To Qualify As Exceptions	true	TrFailToQualifyAsExceptions
Maint Expend Responsibility	true	MaintExpendResponsibility
Rcv Funds To Pay Prsnl Bnft Contract	false	RcvFundsToPayPrsnlBnftContract
Pay Premiums Prsnl Bnft Contract	false	PayPremiumsPrsnlBnftContract
Prohibited Tax Shelter Transactn	false	ProhibitedTaxShelterTransactn

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (3 entries)

Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	TitleTitle	Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition	CompensationCompensation	Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc	Expense Account Other AllowancesExpenseAccountOtherAllowances
MILDRED L OBERKOTTER
1600 MARKET STREET	PHILADELPHIA	PA	191037286	CO-TRUSTEE	10.0	0	0	0
BRUCE ROSENFIELD
1600 MARKET STREET	PHILADELPHIA	PA	191037286	CO-TRUSTEE & EXECUTIVE DIR.	25.0	350000	0	0
AMY NEWNAM
1600 MARKET STREET	PHILADELPHIA	PA	191037286	ASSOC. EXECUTIVE DIRECTOR	40.0	187876	7325	6071

Compensation Of Highest Paid Empl CompensationOfHighestPaidEmpl (2 entries)

NameName	Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	TitleTitle	Average Hours Per WeekAverageHoursPerWeek	CompensationCompensation	Employee BenefitsEmployeeBenefits	Expense AccountExpenseAccount
JEAN SACHAR MOOG	1600 MARKET ST STE 3600	PHILADELPHIA	PA	19103	CO-DIR LSL PROGRAM	28.0	165917	0	0
MARY ELLEN NEVINS	1600 MARKET STREET STE 3600	PHILADELHIA	PA	19103	SR. STRAT PROF DEVLP	30.0	168383	0	0

Compensation Of Hghst Paid Cntrct CompensationOfHghstPaidCntrct (5 entries)

Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	Type Of ServiceTypeOfService	CompensationCompensation
KATHY SUSSMAN (PAID TO FHR AND INDIV)
3518 JEFFERSON AVE	REDWOOD CITY	CA	94062	CO-DIR PROG/COMM MBR	224759
GREAT LAKES INTEGRATED
PO BOX 74155-S	CLEVELAND	OH	44194	PRINTING & DISTRIB.	176366
MARTIN SUSSMAN
PO BOX 50215	PALO ALTO	CA	94303	DIR-PR/COMM MBR	167804
THE ROME GROUP
14 NORTH NEWSTEAD	ST LOUIS	MO	63108	DVLPMT CONSULTANT	95916
ELEMENTS PARTNERSHIP
4512 MANCHESTER AVENUE STE 101	ST LOUIS	MO	63110	DVLPMT CONSULTANT	78917

Field	Value	IRS element (for citing)
Tot Number Of Cntrct Paid Over50k	2	TotNumberOfCntrctPaidOver50k

Summary Of Direct Charitable Acty SummaryOfDirectCharitableActy

Field	Value	IRS element (for citing)
Description1	SUPPORT OF LISTENING & SPOKEN LANGUAGE DEAF EDUCATION PROGRAMS (SEE ATTACHED STATEMENT 20)	Description1
Expenses1	11531329	Expenses1
Description2	PROFESSIONAL LEARNING OPPORTUNITIES (SEE ATTACHED STATEMENT 20)	Description2
Expenses2	3458738	Expenses2
Description3	EARLY INTERVENTION (SEE ATTACHED STATEMENT 20)	Description3
Expenses3	1247489	Expenses3
Description4	PUBLIC AWARENESS PROGRAM - FILMS, EDUCATIONAL MATERIALS AND WEBSITE (SEE ATTACHED STATEMENT 20)	Description4
Expenses4	434518	Expenses4

Field	Value	IRS element (for citing)
Sum Of Program Related Investments		SumOfProgramRelatedInvestments

Minimum Investment Return MinimumInvestmentReturn

Field	Value	IRS element (for citing)
Avg Monthly FMV Of Securities	125008687	AvgMonthlyFMVOfSecurities
Avg Monthly Cash Balances	8516413	AvgMonthlyCashBalances
FMV All Other Noncharitable Assets	0	FMVAllOtherNoncharitableAssets
Total FMV Of Unused Assets	133525100	TotalFMVOfUnusedAssets
Acquisition Indebtedness	0	AcquisitionIndebtedness
Adj Total FMV Of Unused Assets	133525100	AdjTotalFMVOfUnusedAssets
Cash Deemed Charitable	2002877	CashDeemedCharitable
Net Noncharitable Assets	131522223	NetNoncharitableAssets
Minimum Investment Return	6576111	MinimumInvestmentReturn

Distributable DistributableAmount

Field	Value	IRS element (for citing)
Minimum Investment Return	6576111	MinimumInvestmentReturn
Tax Based On Investment Income	212962	TaxBasedOnInvestmentIncome
Total Tax	212962	TotalTax
Distributable Amount Before Adj	6363149	DistributableAmountBeforeAdj
Recoveries Qlfy Distributions	131508	RecoveriesQlfyDistributions
Distributable Amount Before Ded	6494657	DistributableAmountBeforeDed
Distributable Amount As Adjusted	6494657	DistributableAmountAsAdjusted

Qualifying Distributions QualifyingDistributions

Field	Value	IRS element (for citing)
Expenses And Contributions	19226567	ExpensesAndContributions
Program Related Investments Total	0	ProgramRelatedInvestmentsTotal
Amounts Paid Acq Charitable Assets	0	AmountsPaidAcqCharitableAssets
Amounts Set Aside Suitability Test	0	AmountsSetAsideSuitabilityTest
Amounts Set Aside Cash Distri Test	0	AmountsSetAsideCashDistriTest
Qualifying Distributions	19226567	QualifyingDistributions
One Pct Sect4940e Org Net Invst Incm	212962	OnePctSect4940eOrgNetInvstIncm
Adj Qualifying Distributions	19013605	AdjQualifyingDistributions

Undistributed Income UndistributedIncome

Field	Value	IRS element (for citing)
Distributable Amount As Adjusted	6494657	DistributableAmountAsAdjusted
Prior Year1	2008	PriorYear1
Prior Year2	2007	PriorYear2
Prior Year3	2006	PriorYear3
Excess Distri Carryover Year5	16555273	ExcessDistriCarryoverYear5
Excess Distri Carryover Year4	14882848	ExcessDistriCarryoverYear4
Excess Distri Carryover Year3	13988064	ExcessDistriCarryoverYear3
Excess Distri Carryover Year2	14488528	ExcessDistriCarryoverYear2
Excess Distri Carryover Year1	10190704	ExcessDistriCarryoverYear1
Total Excess Distri Carryover	70105417	TotalExcessDistriCarryover
Qualifying Distributions	19226567	QualifyingDistributions
Applied To Current Year	6494657	AppliedToCurrentYear
Remaining Distri From Corpus	12731910	RemainingDistriFromCorpus
Total Corpus	82837327	TotalCorpus
Undistributed Income CY	0	UndistributedIncomeCY
Distri From Corpus170b1 E Or4942g3	4544146	DistriFromCorpus170b1EOr4942g3
Excess Distri Cyov From Year5	12011127	ExcessDistriCyovFromYear5
Excess Distri Cyov To Next Year	66282054	ExcessDistriCyovToNextYear
Excess From Year4	14882848	ExcessFromYear4
Excess From Year3	13988064	ExcessFromYear3
Excess From Year2	14488528	ExcessFromYear2
Excess From Year1	10190704	ExcessFromYear1
Excess From Current Year	12731910	ExcessFromCurrentYear

Field	Value	IRS element (for citing)
Private Operating Foundations		PrivateOperatingFoundations

Supplementary Information SupplementaryInformation

Field	Value	IRS element (for citing)
Contributing Manager	MILDRED L OBERKOTTER	ContributingManager
Shareholder Manager	NONE	ShareholderManager
Only Contributes To Preselected	X	OnlyContributesToPreselected

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear

Recipient Business Name RecipientBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	ATTACHMENT 17	BusinessNameLine1

Recipient US Address RecipientUSAddress

Field	Value	IRS element (for citing)
Address Line1	C/O OBERKOTTER FOUNDATION 1600 MAR	AddressLine1
City	PHILADELPHIA	City
State	PA	State
ZIP Code	19103	ZIPCode

Field	Value	IRS element (for citing)
Purpose Of Grant Or Contribution	SEE ATTACHMENT	PurposeOfGrantOrContribution
Amount	$16,946,159	Amount

Field	Value	IRS element (for citing)
Tot Grant Or Contri Paid During Year	16946159	TotGrantOrContriPaidDuringYear

Grant Or Contri Approved For Future GrantOrContriApprovedForFuture

Recipient Business Name RecipientBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	ATTACHMENT 18	BusinessNameLine1

Recipient US Address RecipientUSAddress

Field	Value	IRS element (for citing)
Address Line1	C/O OBERKOTTER FOUNDATION 1600 MAR	AddressLine1
City	PHILADELPHIA	City
State	PA	State
ZIP Code	19103	ZIPCode

Field	Value	IRS element (for citing)
Purpose Of Grant Or Contribution	SEE ATTACHMENT	PurposeOfGrantOrContribution
Amount	$30,287,207	Amount

Field	Value	IRS element (for citing)
Tot Grant Or Contri Approved Future	30287207	TotGrantOrContriApprovedFuture

Analysis Income Producing Acty AnalysisIncomeProducingActy

Field	Value	IRS element (for citing)
Fees Contracts From Govt Agencies		FeesContractsFromGovtAgencies
Membership Dues And Assessments		MembershipDuesAndAssessments
Int On Savings And Temp Cash Invst		IntOnSavingsAndTempCashInvst

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$3,253,628	ExclusionAmount

Field	Value	IRS element (for citing)
Net Rental Incm Re Debt Fincd Prop		NetRentalIncmReDebtFincdProp
Net Rntl Incm Re Not Debt Fincd Prop		NetRntlIncmReNotDebtFincdProp
Net Rental Incm Personal Property		NetRentalIncmPersonalProperty
Other Investment Income Part VII		OtherInvestmentIncomePartVII

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

Field	Value	IRS element (for citing)
Exclusion Code	18	ExclusionCode
Exclusion	$18,845,174	ExclusionAmount

Field	Value	IRS element (for citing)
Net Income Loss From Special Events		NetIncomeLossFromSpecialEvents
Gross Profit Loss Sales Of Invntry		GrossProfitLossSalesOfInvntry

Other Revenue Described OtherRevenueDescribed (2 entries)

DescriptionDescription	Exclusion CodeExclusionCode	ExclusionExclusionAmount	Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome
LITIGATION PROCEEDS	01	$94,189
PREVIOUS GRANTS RETURNED TO FOUNDATION			131508

Subtotals Part XVIA SubtotalsPartXVIA

Field	Value	IRS element (for citing)
Exclusion	$22,192,991	ExclusionAmount
Related Or Exempt Function Income	131508	RelatedOrExemptFunctionIncome

Field	Value	IRS element (for citing)
Total Part XVIA	22324499	TotalPartXVIA

Rln Of Acty To Accom Of Exempt Prps RlnOfActyToAccomOfExemptPrps

Field	Value	IRS element (for citing)
Line Number	11	LineNumber
Relationship Statement	THE FOUNDATION MADE GRANTS TO OTHER ORGANIZATIONS IN PRIOR YEARS THAT HAVE BEEN RETURNED TO THE FOUNDATION FOR A VARIETY OF ACCEPTABLE REASONS.	RelationshipStatement

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Noncharitable EO	false	TrnsfrOfCashToNoncharitableEO
Trnsfr Oth Assets Noncharitable EO	false	TrnsfrOthAssetsNoncharitableEO
Sales Or Exchanges Of Assets	false	SalesOrExchangesOfAssets
Purchase Assets Noncharitable EO	false	PurchaseAssetsNoncharitableEO
Rental Of Facilities Etc	false	RentalOfFacilitiesEtc
Reimbursement Arrangements	false	ReimbursementArrangements
Loans Or Loan Guarantees	false	LoansOrLoanGuarantees
Performance Of Services Etc	false	PerformanceOfServicesEtc
Sharing Of Facilities Etc	false	SharingOfFacilitiesEtc
Relationships Noncharitable E Os	false	RelationshipsNoncharitableEOs

Schedule B IRS990ScheduleB

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	X	Organization501c3ExemptPF
General Rule	X	GeneralRule

Contributor Info ContributorInfo (2 entries)

Contributor NumberContributorNumber	Contributor Name IndividualContributorNameIndividual	Address Line1ContributorAddressUS/AddressLine1	CityContributorAddressUS/City	StateContributorAddressUS/State	ZIP CodeContributorAddressUS/ZIPCode	Aggregate ContributionsAggregateContributions	Person Contribution TypePersonContributionType	Noncash Contribution TypeNoncashContributionType
1	MILDRED L OBERKOTTER	1600 MARKET STREET STE 1600	PHILADELPHIA	PA	19103	550000	X
2	MILDRED L OBERKOTTER	1600 MARKET STREET STE 3600	PHILADELPHIA	PA	19103	3994146	X	X

Noncash Property NoncashProperty

Field	Value	IRS element (for citing)
Contributor Number From Part I	2	ContributorNumberFromPartI
Noncash Property Description	53,462 shares of united parcel service	NoncashPropertyDescription
Fair Market Value	3994146	FairMarketValue
Date Received	2011-04-01	DateReceived

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees AccountingFees

Field	Value	IRS element (for citing)
Category	ACCOUNTING FEES	Category
Amount	$667	Amount
Disbursements Charitable Prps	667	DisbursementsCharitablePrps

Compensation Explanation CompensationExplanation

Compensation Compensation

Field	Value	IRS element (for citing)
Person Name	AMY NEWNAM	PersonName
Explanation	* The Executive Director (Bruce Rosenfield) and the Associate Executive Director (Amy Newnam), referred to in Part I, Line 13 and Part VIII, Line 1, and the Administrative Assistant, referred to in Part I, Line 16c, are partners or employees of the law firm of Schnader Harrison Segal & Lewis LLP ("Schnader"). The Oberkotter Foundation ("Foundation") has contracted with Schnader to lease a percentage of each individual's time for matters relating to the administration of the Foundation. The Foundation pays its share of the compensation and related expenses, as applicable, for each individual and Schnader assumes the appropriate payroll responsibilities. These payments to Schnader are separate from the payments shown at Part I, Line 16a for legal and other administrative support fees.	Explanation

Depreciation Schedule DepreciationSchedule

Employee Compensation Expln EmployeeCompensationExpln

Employee Comp Explanation EmployeeCompExplanation (2 entries)

Employee NameEmployeeName	ExplanationExplanation
JEAN SACHAR MOOG	* JEAN SACHAR MOOG WAS AN INDEPENDENT CONTRACTOR OF THE FOUNDATION FOR ONLY THE FIRST PART OF THE YEAR. SHE WAS THEN HIRED AS AN EMPLOYEE OF THE FOUNDATION AND HAS BEEN DETERMINED TO BE A HIGHEST COMPENSATED EMPLOYEE FOR PURPOSES OF THE FORM 990PF. THE TOTAL COMPENSATION ABOVE INCLUDES HER SERVICES AS AN INDEPENDENT CONTRACTOR, AS A MEMBER OF THE ADVISORY COMMITTEE, AND AS AN EMPLOYEE.
MARY ELLEN NEVINS	* MARY ELLEN NEVINS WAS AN INDEPENDENT CONTRACTOR OF THE FOUNDATION FOR ONLY THE FIRST PART OF THE YEAR. SHE WAS THEN HIRED AS AN EMPLOYEE OF THE FOUNDATION AND HAS BEEN DETERMINED TO BE A HIGHEST COMPENSATED EMPLOYEE FOR PURPOSES OF THE FORM 990PF. THE TOTAL COMPENSATION ABOVE INCLUDES HER SERVICES AS AN INDEPENDENT CONTRACTOR, AS A MEMBER OF THE ADVISORY COMMITTEE, AND AS AN EMPLOYEE.

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corp Stock InvestmentsCorpStock (3 entries)

Name Of StockNameOfStock	EOY Book ValueEOYBookValue	EOYFMVEOYFMV
BROWN BROTHERS HARRIMAN-ATT 19	33882505	75781461
HAVERFORD TRUST CO-ATTACHMT 19	26540817	32056571
GOLDMAN SACHS-ATTACHMENT 19	11839195	10938701

Land Etc Schedule2 LandEtcSchedule2

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFees (2 entries)

CategoryCategory	AmountAmount	Net Investment IncomeNetInvestmentIncome	Disbursements Charitable PrpsDisbursementsCharitablePrps
LEGAL AND ADMINISTRATIVE
SUPPORT FEES	$22,073	11037	11036

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases OtherDecreases (3 entries)

DescriptionDescription	AmountAmount
GAINS AND LOSSES - PASS THROUGH AMOUNTS	$1,817,113
DIVIDEND AND INTEREST - PASS THROUGH	$316,754
UPS STOCK - DIFFERENCE IN FMV AND COST	$3,933,199

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses (7 entries)

DescriptionDescription	Revenue And Expenses Per BooksRevenueAndExpensesPerBooks	Disbursements Charitable PrpsDisbursementsCharitablePrps	Net Investment IncomeNetInvestmentIncome
COMPUTER RELATED EXPENSES	13830	13830
INSURANCE	41675	41675
BANK FEES	460	460
OFFICE SUPPLIES	631	631
STATE REGISTRATION	15	15
INVESTMENT EXPENSES	18952		18952
MISCELLANEOUS EXPENSES	156	156

Other Income Schedule2 OtherIncomeSchedule2

Other Income OtherIncome (2 entries)

DescriptionDescription	Revenue And Expenses Per BooksRevenueAndExpensesPerBooks	Net Investment IncomeNetInvestmentIncome
LITIGATION PROCEEDS	94189	94189
PREVIOUS GRANTS RETURNED TO FOUNDATION	131508

Other Increases Schedule OtherIncreasesSchedule

Other Increases OtherIncreases (3 entries)

DescriptionDescription	AmountAmount
EXPENSES - PASS THROUGH AMOUNTS	$40,324
DISTRIBUTION RECEIVED FROM PASS THROUGH	$194,118
GAIN RECEIVED FROM PASS THROUGH	$591

Other Liabilities Schedule OtherLiabilitiesSchedule

Other Liabilities OtherLiabilities

Field	Value	IRS element (for citing)
Description	OUTSTANDING CHECKS	Description
BOY Book Value	358808	BOYBookValue
EOY Book Value	3038921	EOYBookValue

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees OtherProfessionalFees (8 entries)

CategoryCategory	AmountAmount	Disbursements Charitable PrpsDisbursementsCharitablePrps	Net Investment IncomeNetInvestmentIncome
FILMS, MATERIALS & PR	$176,874	176874
ADVISORY COMMITTEE	$245,000	245000
ADMINISTRATIVE COMPENSATION	$75,940	75940
EDUCATIONAL CONSULTANTS	$365,708	365708
PROF. EDUC. CONSULTANTS	$130,281	130281
INVESTMENT MANAGEMENT	$355,494		355494
STRATEGIC PLANNING	$45,000	45000
COMPENSATION CONSULTING	$10,350	10350

Taxes Schedule TaxesSchedule

Taxes Taxes (3 entries)

CategoryCategory	AmountAmount	Net Investment IncomeNetInvestmentIncome	Disbursements Charitable PrpsDisbursementsCharitablePrps
FEDERAL EXCISE TAX	$310,000
FOREIGN TAXES ON DIVIDENDS	$18,011	18011
PAYROLL TAXES	$13,861		13861

OBERKOTTER FOUNDATION: Form 990PF, tax year 2010

Return header ReturnHeader

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Preparer Firm US Address PreparerFirmUSAddress

Filer Filer

Name Name

US Address USAddress

Officer Officer

Preparer Preparer

Form 990-PF IRS990PF

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Balance Sheets BalanceSheets

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (19 entries)

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Statements Regarding Activities StatementsRegardingActivities

Books In Care Of Business Name BooksInCareOfBusinessName

Books In Care Of US Address BooksInCareOfUSAddress

Statements Regarding Acty4720 StatementsRegardingActy4720

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (3 entries)

Compensation Of Highest Paid Empl CompensationOfHighestPaidEmpl (2 entries)

Compensation Of Hghst Paid Cntrct CompensationOfHghstPaidCntrct (5 entries)

Summary Of Direct Charitable Acty SummaryOfDirectCharitableActy

Minimum Investment Return MinimumInvestmentReturn

Distributable DistributableAmount

Qualifying Distributions QualifyingDistributions

Undistributed Income UndistributedIncome

Supplementary Information SupplementaryInformation

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear

Recipient Business Name RecipientBusinessName

Recipient US Address RecipientUSAddress

Grant Or Contri Approved For Future GrantOrContriApprovedForFuture

Recipient Business Name RecipientBusinessName

Recipient US Address RecipientUSAddress

Analysis Income Producing Acty AnalysisIncomeProducingActy

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

Other Revenue Described OtherRevenueDescribed (2 entries)

Subtotals Part XVIA SubtotalsPartXVIA

Rln Of Acty To Accom Of Exempt Prps RlnOfActyToAccomOfExemptPrps

Rln Of Acty To Accom Of Exempt Prps RlnOfActyToAccomOfExemptPrps

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Schedule B IRS990ScheduleB

Contributor Info ContributorInfo (2 entries)

Noncash Property NoncashProperty

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees AccountingFees

Compensation Explanation CompensationExplanation

Compensation Compensation

Depreciation Schedule DepreciationSchedule

Employee Compensation Expln EmployeeCompensationExpln

Employee Comp Explanation EmployeeCompExplanation (2 entries)

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corp Stock InvestmentsCorpStock (3 entries)

Land Etc Schedule2 LandEtcSchedule2

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFees (2 entries)

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases OtherDecreases (3 entries)

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses (7 entries)

Other Income Schedule2 OtherIncomeSchedule2

Other Income OtherIncome (2 entries)

Other Increases Schedule OtherIncreasesSchedule

Other Increases OtherIncreases (3 entries)

Other Liabilities Schedule OtherLiabilitiesSchedule

Other Liabilities OtherLiabilities

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees OtherProfessionalFees (8 entries)

Taxes Schedule TaxesSchedule

Taxes Taxes (3 entries)

Comments