2012-10-12T15:08:33-05:00 2011-11-30 GRANT THORNTON LLP 2001 MARKET STREET SUITE 3100 PHILADELPHIA PA 19103 990PF 2010-12-01 232686151 OBERKOTTER FOUNDATION OBER 2157512601 1600 MARKET STREET c/o B ROSENFIELD EX DIRECTOR PHILADELPHIA PA 191037286 BRUCE ROSENFIELD 2012-09-04 2155614200 2010 2016-02-24 21:20:13Z X 126691645 X 4544146 3253628 3253628 18845174 55653333 18405677 225697 94189 26868645 21753494 537876 53788 484088 171467 171467 22073 11037 0 11036 667 0 0 667 1404647 355494 1049153 341872 18011 13861 21703 21703 247450 247450 224216 224216 75719 18952 56767 3047690 457282 0 2280408 16982290 16946159 20029980 457282 0 19226567 6838665 21296212 1 6675139 7914912 7914912 68406951 72262517 118776733 1408593 0 76490684 80177429 126691645 358808 3038921 358808 3038921 X 76131876 77138508 76131876 77138508 76490684 80177429 76131876 6838665 235033 83205574 6067066 77138508 GS TACS ENHANCED DIVIDEND, LLC P 60467 GS TACS ENHANCED DIVIDEND, LLC P 1063354 GS REAL ESTATE MEZZANINE PARTNERS LP P -6476 TRILOGY: NON-US EQUITY OFFSHORE LP P 10288 TRILOGY: NON-US EQUITY OFFSHORE LP P 80501 SPRUCEGROVE: NON-US EQUITY OFFSHORE LP P -5509 SPRUCEGROVE: NON-US EQUITY OFFSHORE LP P -28136 LRG CAP VAL MNGRS: P 1 OFFSHORE LP P 20694 LRG CAP VAL MNGRS: P 1 OFFSHORE LP P 126466 LRG CAP GRWTH MNGRS: P 1 OFFSHORE LP P 120732 LRG CAP GRWTH MNGRS: P 1 OFFSHORE LP P 355200 VONTOBEL: NON-US EQUITY OFFSHORE LP P -7476 VONTOBEL: NON-US EQUITY OFFSHORE LP P -9105 DYNAMIC EQ MNGRS: P 1 OFFSHORE LP P 9099 DYNAMIC EQ MNGRS: P 1 OFFSHORE LP P 27014 BBH-PUBLICLY TRADED SECURITIES P 16259978 HAVERFORD TR-PUBLICLY TRADED SECURITIES P 768083 LRG CAP VAL MNGRS: P 1 OFFSHORE LP -127129 LRG CAP GRWTH MNGRS: P 1 OFFSHORE LP -312368 18405677 false 16652261 125547529 0.132637 20118411 110967649 0.1813 23022927 177849325 0.129452 23997460 188594566 0.127244 25188134 180233894 0.139752 0.710385 0.142077 131522223 18686283 212962 18899245 19226567 X 212962 212962 212962 531417 531417 318455 318455 false false false 0 0 0 false false false false true true PA true false false false false true N/A BRUCE A ROSENFIELD EXEC DIR 2157512601 1600 MARKET ST STE 3600 PHILADELPHIA PA 191037286 false false false false true false false false false false false false false false false false false true false true true false false false MILDRED L OBERKOTTER 1600 MARKET STREET PHILADELPHIA PA 191037286 10.0 0 0 0 BRUCE ROSENFIELD 1600 MARKET STREET PHILADELPHIA PA 191037286 25.0 350000 0 0 AMY NEWNAM 1600 MARKET STREET PHILADELPHIA PA 191037286 40.0 187876 7325 6071 JEAN SACHAR MOOG 1600 MARKET ST STE 3600 PHILADELPHIA PA 19103 28.0 165917 0 0 MARY ELLEN NEVINS 1600 MARKET STREET STE 3600 PHILADELHIA PA 19103 30.0 168383 0 0 KATHY SUSSMAN (PAID TO FHR AND INDIV) 3518 JEFFERSON AVE REDWOOD CITY CA 94062 CO-DIR PROG/COMM MBR 224759 GREAT LAKES INTEGRATED PO BOX 74155-S CLEVELAND OH 44194 PRINTING & DISTRIB. 176366 MARTIN SUSSMAN PO BOX 50215 PALO ALTO CA 94303 DIR-PR/COMM MBR 167804 THE ROME GROUP 14 NORTH NEWSTEAD ST LOUIS MO 63108 DVLPMT CONSULTANT 95916 ELEMENTS PARTNERSHIP 4512 MANCHESTER AVENUE STE 101 ST LOUIS MO 63110 DVLPMT CONSULTANT 78917 2 SUPPORT OF LISTENING & SPOKEN LANGUAGE DEAF EDUCATION PROGRAMS (SEE ATTACHED STATEMENT 20) 11531329 PROFESSIONAL LEARNING OPPORTUNITIES (SEE ATTACHED STATEMENT 20) 3458738 EARLY INTERVENTION (SEE ATTACHED STATEMENT 20) 1247489 PUBLIC AWARENESS PROGRAM - FILMS, EDUCATIONAL MATERIALS AND WEBSITE (SEE ATTACHED STATEMENT 20) 434518 125008687 8516413 0 133525100 0 133525100 2002877 131522223 6576111 6576111 212962 212962 6363149 131508 6494657 6494657 19226567 0 0 0 0 19226567 212962 19013605 6494657 2008 2007 2006 16555273 14882848 13988064 14488528 10190704 70105417 19226567 6494657 12731910 82837327 0 4544146 12011127 66282054 14882848 13988064 14488528 10190704 12731910 MILDRED L OBERKOTTER NONE X ATTACHMENT 17 C/O OBERKOTTER FOUNDATION 1600 MAR PHILADELPHIA PA 19103 SEE ATTACHMENT 16946159 16946159 ATTACHMENT 18 C/O OBERKOTTER FOUNDATION 1600 MAR PHILADELPHIA PA 19103 SEE ATTACHMENT 30287207 30287207 14 3253628 18 18845174 LITIGATION PROCEEDS 01 94189 PREVIOUS GRANTS RETURNED TO FOUNDATION 131508 22192991 131508 22324499 11 THE FOUNDATION MADE GRANTS TO OTHER ORGANIZATIONS IN PRIOR YEARS THAT HAVE BEEN RETURNED TO THE FOUNDATION FOR A VARIETY OF ACCEPTABLE REASONS. false false false false false false false false false false X X 1 MILDRED L OBERKOTTER 1600 MARKET STREET STE 1600 PHILADELPHIA PA 19103 550000 X 2 MILDRED L OBERKOTTER 1600 MARKET STREET STE 3600 PHILADELPHIA PA 19103 3994146 X X 2 53,462 shares of united parcel service 3994146 2011-04-01 ACCOUNTING FEES 667 667 AMY NEWNAM * The Executive Director (Bruce Rosenfield) and the Associate Executive Director (Amy Newnam), referred to in Part I, Line 13 and Part VIII, Line 1, and the Administrative Assistant, referred to in Part I, Line 16c, are partners or employees of the law firm of Schnader Harrison Segal & Lewis LLP ("Schnader"). The Oberkotter Foundation ("Foundation") has contracted with Schnader to lease a percentage of each individual's time for matters relating to the administration of the Foundation. The Foundation pays its share of the compensation and related expenses, as applicable, for each individual and Schnader assumes the appropriate payroll responsibilities. These payments to Schnader are separate from the payments shown at Part I, Line 16a for legal and other administrative support fees. JEAN SACHAR MOOG * JEAN SACHAR MOOG WAS AN INDEPENDENT CONTRACTOR OF THE FOUNDATION FOR ONLY THE FIRST PART OF THE YEAR. SHE WAS THEN HIRED AS AN EMPLOYEE OF THE FOUNDATION AND HAS BEEN DETERMINED TO BE A HIGHEST COMPENSATED EMPLOYEE FOR PURPOSES OF THE FORM 990PF. THE TOTAL COMPENSATION ABOVE INCLUDES HER SERVICES AS AN INDEPENDENT CONTRACTOR, AS A MEMBER OF THE ADVISORY COMMITTEE, AND AS AN EMPLOYEE. MARY ELLEN NEVINS * MARY ELLEN NEVINS WAS AN INDEPENDENT CONTRACTOR OF THE FOUNDATION FOR ONLY THE FIRST PART OF THE YEAR. SHE WAS THEN HIRED AS AN EMPLOYEE OF THE FOUNDATION AND HAS BEEN DETERMINED TO BE A HIGHEST COMPENSATED EMPLOYEE FOR PURPOSES OF THE FORM 990PF. THE TOTAL COMPENSATION ABOVE INCLUDES HER SERVICES AS AN INDEPENDENT CONTRACTOR, AS A MEMBER OF THE ADVISORY COMMITTEE, AND AS AN EMPLOYEE. BROWN BROTHERS HARRIMAN-ATT 19 33882505 75781461 HAVERFORD TRUST CO-ATTACHMT 19 26540817 32056571 GOLDMAN SACHS-ATTACHMENT 19 11839195 10938701 LEGAL AND ADMINISTRATIVE SUPPORT FEES 22073 11037 11036 GAINS AND LOSSES - PASS THROUGH AMOUNTS 1817113 DIVIDEND AND INTEREST - PASS THROUGH 316754 UPS STOCK - DIFFERENCE IN FMV AND COST 3933199 COMPUTER RELATED EXPENSES 13830 13830 INSURANCE 41675 41675 BANK FEES 460 460 OFFICE SUPPLIES 631 631 STATE REGISTRATION 15 15 INVESTMENT EXPENSES 18952 18952 MISCELLANEOUS EXPENSES 156 156 LITIGATION PROCEEDS 94189 94189 PREVIOUS GRANTS RETURNED TO FOUNDATION 131508 EXPENSES - PASS THROUGH AMOUNTS 40324 DISTRIBUTION RECEIVED FROM PASS THROUGH 194118 GAIN RECEIVED FROM PASS THROUGH 591 OUTSTANDING CHECKS 358808 3038921 FILMS, MATERIALS & PR 176874 176874 ADVISORY COMMITTEE 245000 245000 ADMINISTRATIVE COMPENSATION 75940 75940 EDUCATIONAL CONSULTANTS 365708 365708 PROF. EDUC. CONSULTANTS 130281 130281 INVESTMENT MANAGEMENT 355494 355494 STRATEGIC PLANNING 45000 45000 COMPENSATION CONSULTING 10350 10350 FEDERAL EXCISE TAX 310000 FOREIGN TAXES ON DIVIDENDS 18011 18011 PAYROLL TAXES 13861 13861