UNIDOS INVESTMENT FUND INC: Form 990, tax year 2011

View the entire original 990 at ProPublica ↗

Organization
UNIDOS INVESTMENT FUND INC (EIN 52-2268398)
Tax period
2011-10-01 to 2012-09-30
Filed
2013-08-14
IRS object ID
201342269349301654
Schema version
2011v1.5
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Timestamp2013-08-14T10:17:01-05:00Timestamp
Tax Period End Date2012-09-30TaxPeriodEndDate

Preparer Firm PreparerFirm

FieldValueIRS element (for citing)
EIN135381590EIN

Preparer Firm Business Name PreparerFirmBusinessName

FieldValueIRS element (for citing)
Business Name Line1BDO USA LLPBusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

FieldValueIRS element (for citing)
Address Line17101 WISCONSIN AVE SUITE 800AddressLine1
CityBETHESDACity
StateMDState
ZIP Code208144827ZIPCode
FieldValueIRS element (for citing)
Return Type990ReturnType
Tax Period Begin Date2011-10-01TaxPeriodBeginDate

Filer Filer

FieldValueIRS element (for citing)
EIN522268398EIN

Name Name

FieldValueIRS element (for citing)
Business Name Line1STRATEGIC INVESTMENT FUND FOR LA RAZA INCBusinessNameLine1
FieldValueIRS element (for citing)
Name ControlSTRANameControl
Phone2027851670Phone

US Address USAddress

FieldValueIRS element (for citing)
Address Line11126 16TH STREET NWAddressLine1
CityWASHINGTONCity
StateDCState
ZIP Code200363622ZIPCode

Officer Officer

FieldValueIRS element (for citing)
NameDELIA POMPAName
TitleSECRETARYTitle
Phone2027851670Phone
Date Signed2013-08-14DateSigned
Authorize Third Party1AuthorizeThirdParty

Preparer Preparer

FieldValueIRS element (for citing)
NameJOYCE M UNDERWOODName
PTINP00022361PTIN
Phone3016544900Phone
FieldValueIRS element (for citing)
Tax Year2011TaxYear
Build TS2016-02-24 21:20:13ZBuildTS

Form 990 IRS990

FieldValueIRS element (for citing)
Name Of Principal Officer PersonJANET MURGUIANameOfPrincipalOfficerPerson

Address Principal Officer US AddressPrincipalOfficerUS

FieldValueIRS element (for citing)
Address Line11126 16TH STREET NWAddressLine1
CityWASHINGTONCity
StateDCState
ZIP Code200363622ZIPCode
FieldValueIRS element (for citing)
Gross Receipts29044884GrossReceipts
Group Return For Affiliates0GroupReturnForAffiliates
Organization501c3XOrganization501c3
Web SiteN/AWebSite
Type Of Organization CorporationXTypeOfOrganizationCorporation
Year Formation2000YearFormation
State Legal DomicileDEStateLegalDomicile
Activity Or Mission DescriptionSTRATEGIC INVESTMENT FUND OF LA RAZA, INC. (SIFLR) IS A NONPROFIT ORGANIZATION ESTABLISHED TO SUPPORT THE CHARITABLE AND EDUCATIONAL ACTIVITIES OF NATIONAL COUNCIL OF LA RAZA, TO ENGAGE IN ANY AND ALL ACTIVITIES NECESSARY OR APPROPRIATE TO RAISE FUNDS FOR THE PURPOSES OF THE ORGANIZATION, INCLUDING THE SOLICITATION OF CONTRIBUTIONS FROM PUBLIC AND PRIVATE SOURCES WHEREVER LOCATED, AND, TO DO ANY AND ALL LAWFUL ACTS THAT MAY BE NECESSARY, USEFUL, SUITABLE, OR PROPER TO FURTHER THE PURPOSES OF THE ORGANIZATION.ActivityOrMissionDescription
Nbr Voting Members Governing Body6NbrVotingMembersGoverningBody
Nbr Independent Voting Members4NbrIndependentVotingMembers
Total Nbr Employees0TotalNbrEmployees
Total Nbr Volunteers4TotalNbrVolunteers
Total Gross UBI0TotalGrossUBI
Net Unrelated Business Txbl Income0NetUnrelatedBusinessTxblIncome
Contributions Grants Prior Year0ContributionsGrantsPriorYear
Contributions Grants Current Year0ContributionsGrantsCurrentYear
Program Service Revenue Prior Year0ProgramServiceRevenuePriorYear
Program Service Revenue CY0ProgramServiceRevenueCY
Investment Income Prior Year1869149InvestmentIncomePriorYear
Investment Income Current Year1301513InvestmentIncomeCurrentYear
Other Revenue Prior Year1000979OtherRevenuePriorYear
Other Revenue Current Year0OtherRevenueCurrentYear
Total Revenue Prior Year2870128TotalRevenuePriorYear
Total Revenue Current Year1301513TotalRevenueCurrentYear
Grants And Similar Amnts Prior Year2767015GrantsAndSimilarAmntsPriorYear
Grants And Similar Amnts CY1011425GrantsAndSimilarAmntsCY
Benefits Paid To Members Prior Year0BenefitsPaidToMembersPriorYear
Benefits Paid To Members CY0BenefitsPaidToMembersCY
Salaries Etc Prior Year48126SalariesEtcPriorYear
Salaries Etc Current Year63593SalariesEtcCurrentYear
Total Prof Fundrsng Exp Prior Year0TotalProfFundrsngExpPriorYear
Total Prof Fundrsng Exp CY0TotalProfFundrsngExpCY
Total Fundrsng Exp Current Year0TotalFundrsngExpCurrentYear
Other Expense Prior Year213146OtherExpensePriorYear
Other Expenses Current Year288408OtherExpensesCurrentYear
Total Expenses Prior Year3028287TotalExpensesPriorYear
Total Expenses Current Year1363426TotalExpensesCurrentYear
Revenues Less Expenses Prior Year-158159RevenuesLessExpensesPriorYear
Revenues Less Expenses CY-61913RevenuesLessExpensesCY
Total Assets BOY33363453TotalAssetsBOY
Total Assets EOY33833205TotalAssetsEOY
Total Liabilities BOY31130220TotalLiabilitiesBOY
Total Liabilities EOY29820217TotalLiabilitiesEOY
Net Assets Or Fund Balances BOY2233233NetAssetsOrFundBalancesBOY
Net Assets Or Fund Balances EOY4012988NetAssetsOrFundBalancesEOY
Info In Schedule O Part IIIXInfoInScheduleOPartIII
Mission DescriptionSTRATEGIC INVESTMENT FUND OF LA RAZA, INC. (SIFLR) IS A NONPROFIT ORGANIZATION ESTABLISHED TO SUPPORT THE CHARITABLE AND EDUCATIONAL ACTIVITIES OF NATIONAL COUNCIL OF LA RAZA (NCLR), TO ENGAGE IN ANY AND ALL ACTIVITIES NECESSARY OR APPROPRIATE TO RAISE FUNDS FOR THE PURPOSES OF THE ORGANIZATION, INCLUDING THE SOLICITATION OF CONTRIBUTIONS FROM PUBLIC AND PRIVATE SOURCES WHEREVER LOCATED, AND, TO DO ANY AND ALL LAWFUL ACTS THAT MAY BE NECESSARY, USEFUL, SUITABLE, OR PROPER TO FURTHER THE PURPOSES OF THE ORGANIZATION.MissionDescription
Significant New Program Services0SignificantNewProgramServices
Significant Change0SignificantChange
Expense1011425Expense
Grants1011425Grants
DescriptionGRANTS TO NATIONAL COUNCIL OF LA RAZA (NCLR) IN SUPPORT OF NCLR'S GENERAL OPERATIONS AND STRATEGIC PROGRAM ACTIVITIES.Description
Total Program Service Expense1011425TotalProgramServiceExpense
Described In501 C31DescribedIn501C3
Schedule B Required0ScheduleBRequired
Political Activities0PoliticalActivities
Lobbying Activities0LobbyingActivities
Subject To Proxy Tax0SubjectToProxyTax
Donor Advised Funds0DonorAdvisedFunds
Conservation Easements0ConservationEasements
Collections Of Art0CollectionsOfArt
Credit Counseling0CreditCounseling
Term Or Permanent Endowments0TermOrPermanentEndowments
Report Land Bldg Equip0ReportLandBldgEquip
Report Invest Oth Securities1ReportInvestOthSecurities
Report Prog Rel Invest0ReportProgRelInvest
Report Other Assets0ReportOtherAssets
Report Other Liabilities1ReportOtherLiabilities
Report Fin48 Footnote1ReportFin48Footnote
Independent Audit Financial Stmt1IndependentAuditFinancialStmt
Consolidated Audit Financial Stmt1ConsolidatedAuditFinancialStmt
School0School
Foreign Office0ForeignOffice
Foreign Activities1ForeignActivities
More Than5000 K To Organizations0MoreThan5000KToOrganizations
More Than5000 K To Individuals0MoreThan5000KToIndividuals
Professional Fundraising0ProfessionalFundraising
Fundraising Activities0FundraisingActivities
Gaming0Gaming
Hospital0Hospital
Grants To Organizations1GrantsToOrganizations
Grants To Individuals0GrantsToIndividuals
Schedule J Required1ScheduleJRequired
Tax Exempt Bonds0TaxExemptBonds
Excess Benefit Transaction0ExcessBenefitTransaction
Prior Excess Benefit Transaction0PriorExcessBenefitTransaction
Loan To Officer Or DQP1LoanToOfficerOrDQP
Grant To Related Person0GrantToRelatedPerson
Bsnss Rltnshp With Organization0BsnssRltnshpWithOrganization
Bsnss Rltnshp Thru Family Member0BsnssRltnshpThruFamilyMember
Officer Entity With Bsnss Rltnshp0OfficerEntityWithBsnssRltnshp
Deductible Non Cash Contributions0DeductibleNonCashContributions
Deductible Contributions Of Art0DeductibleContributionsOfArt
Terminated0Terminated
Partial Liquidation0PartialLiquidation
Disregarded Entity0DisregardedEntity
Related Entity1RelatedEntity
Related Org Controlled Entity0RelatedOrgControlledEntity
Transaction Related Entity0TransactionRelatedEntity
Transfers To Exempt Non Chrtbl Org0TransfersToExemptNonChrtblOrg
Activities Conducted Partnership0ActivitiesConductedPartnership
Schedule O Required1ScheduleORequired
Number Forms Transmitted With10960NumberFormsTransmittedWith1096
Number W2 G Included0NumberW2GIncluded
Number Of Employees0NumberOfEmployees
Unrelated Business Income0UnrelatedBusinessIncome
Foreign Financial Account0ForeignFinancialAccount
Prohibited Tax Shelter Trans0ProhibitedTaxShelterTrans
Taxable Party Notification0TaxablePartyNotification
Non Deductible Contributions0NonDeductibleContributions
Quid Pro Quo Contributions0QuidProQuoContributions
Form8282 Property Disposed Of0Form8282PropertyDisposedOf
Funds To Pay Premiums0FundsToPayPremiums
Premiums Paid0PremiumsPaid
Indoor Tanning Services0IndoorTanningServices
Info In Schedule O Part VIXInfoInScheduleOPartVI
Nbr Voting Governing Body Members6NbrVotingGoverningBodyMembers
Number Independent Voting Members4NumberIndependentVotingMembers
Family Or Business Relationship0FamilyOrBusinessRelationship
Delegation Of Management Duties0DelegationOfManagementDuties
Changes To Organizing Docs0ChangesToOrganizingDocs
Material Diversion Or Misuse0MaterialDiversionOrMisuse
Members Or Stockholders0MembersOrStockholders
Election Of Board Members0ElectionOfBoardMembers
Decisions Subject To Approval0DecisionsSubjectToApproval
Minutes Of Governing Body1MinutesOfGoverningBody
Minutes Of Committees1MinutesOfCommittees
Officer Mailing Address0OfficerMailingAddress
Local Chapters0LocalChapters
Form990 Provided To Governing Body1Form990ProvidedToGoverningBody
Conflict Of Interest Policy1ConflictOfInterestPolicy
Annual Disclosure Covered Persons1AnnualDisclosureCoveredPersons
Regular Monitoring Enforcement1RegularMonitoringEnforcement
Whistleblower Policy1WhistleblowerPolicy
Document Retention Policy1DocumentRetentionPolicy
Compensation Process CEO1CompensationProcessCEO
Compensation Process Other1CompensationProcessOther
Investment In Joint Venture0InvestmentInJointVenture
States Where Copy Of Return Is FiledDCStatesWhereCopyOfReturnIsFiled
States Where Copy Of Return Is FiledDEStatesWhereCopyOfReturnIsFiled
Upon RequestXUponRequest

The Books Are In Care Of TheBooksAreInCareOf

FieldValueIRS element (for citing)
Name PersonHOLLY BLANCHARD NCLRNamePerson
Telephone Number2027851670TelephoneNumber

Address US AddressUS

FieldValueIRS element (for citing)
Address Line11126 16TH STREET NWAddressLine1
CityWASHINGTONCity
StateDCState
ZIP Code200363622ZIPCode
FieldValueIRS element (for citing)
Info In Schedule O Part VIIXInfoInScheduleOPartVII

Form990 Part VII Section A Form990PartVIISectionA (6 entries)

TitleTitleAverage Hours Per WeekAverageHoursPerWeekIndividual Trustee Or DirectorIndividualTrusteeOrDirectorOfficerOfficerReportable Comp From OrganizationReportableCompFromOrganizationReportable Comp From Related OrgsReportableCompFromRelatedOrgsOther CompensationOtherCompensation
MONICA LOZANO
BOARD CHAIR1.00XX000
JANET MURGUIA
BOARD MEMBER5.00X4332430326433866
DANIEL R ORTEGA JR
BOARD MEMBER1.00X000
ERNEST ORTEGA
BOARD MEMBER1.00X000
DELIA POMPA
SECRETARY, BOARD MEMBER2.00XX016005719796
KEN TRUJILLO
BOARD MEMBER1.00X000
FieldValueIRS element (for citing)
Total Reportable Comp From Org43324TotalReportableCompFromOrg
Total Reportable Comp Frm Rltd Orgs463321TotalReportableCompFrmRltdOrgs
Total Other Compensation53662TotalOtherCompensation
Number Individuals GT100 K0NumberIndividualsGT100K
Formers Listed0FormersListed
Total Comp GT150 K1TotalCompGT150K
Compensation From Other Sources0CompensationFromOtherSources

Contractor Compensation ContractorCompensation

Name Of Contractor NameOfContractor

Name Business NameBusiness

FieldValueIRS element (for citing)
Business Name Line1MORGAN STANLEY SMITH BARNEYBusinessNameLine1

Address Of Contractor AddressOfContractor

Address US AddressUS

FieldValueIRS element (for citing)
Address Line11775 EYE ST NW SUITE 200AddressLine1
CityWASHINGTONCity
StateDCState
ZIP Code20006ZIPCode
FieldValueIRS element (for citing)
Description Of ServicesINVESTMENT ADVISORY FEESDescriptionOfServices
Compensation198985Compensation
FieldValueIRS element (for citing)
Number Of Contractors GT100 K1NumberOfContractorsGT100K

Investment Income InvestmentIncome

FieldValueIRS element (for citing)
Total Revenue Column710992TotalRevenueColumn
Exclusion$710,992ExclusionAmount

Gross Amount Sales Assets GrossAmountSalesAssets

FieldValueIRS element (for citing)
Securities28333892Securities

Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses

FieldValueIRS element (for citing)
Securities27743371Securities

Gain Or Loss GainOrLoss

FieldValueIRS element (for citing)
Securities590521Securities

Net Gain Or Loss Investments NetGainOrLossInvestments

FieldValueIRS element (for citing)
Total Revenue Column590521TotalRevenueColumn
Exclusion$590,521ExclusionAmount

Total Revenue TotalRevenue

FieldValueIRS element (for citing)
Total Revenue Column1301513TotalRevenueColumn
Related Or Exempt Function Income0RelatedOrExemptFunctionIncome
Unrelated Business Revenue0UnrelatedBusinessRevenue
Exclusion$1,301,513ExclusionAmount

Grants To Domestic Orgs GrantsToDomesticOrgs

FieldValueIRS element (for citing)
Total1011425Total
Program Services1011425ProgramServices

Comp Current Officers Directors CompCurrentOfficersDirectors

FieldValueIRS element (for citing)
Total47558Total
Management And General47558ManagementAndGeneral

Other Salaries And Wages OtherSalariesAndWages

FieldValueIRS element (for citing)
Total6255Total
Management And General6255ManagementAndGeneral

Other Employee Benefits OtherEmployeeBenefits

FieldValueIRS element (for citing)
Total9780Total
Management And General9780ManagementAndGeneral

Fees For Services Accounting FeesForServicesAccounting

FieldValueIRS element (for citing)
Total2410Total
Management And General2410ManagementAndGeneral

Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees

FieldValueIRS element (for citing)
Total198985Total
Management And General198985ManagementAndGeneral

Fees For Services Other FeesForServicesOther

FieldValueIRS element (for citing)
Total85772Total
Management And General85772ManagementAndGeneral

Office Expenses OfficeExpenses

FieldValueIRS element (for citing)
Total154Total
Management And General154ManagementAndGeneral

Information Technology InformationTechnology

FieldValueIRS element (for citing)
Total303Total
Management And General303ManagementAndGeneral

Conferences Meetings ConferencesMeetings

FieldValueIRS element (for citing)
Total579Total
Management And General579ManagementAndGeneral

Insurance Insurance

FieldValueIRS element (for citing)
Total115Total
Management And General115ManagementAndGeneral

Other Expenses OtherExpenses

FieldValueIRS element (for citing)
DescriptionEQUIPMENT MAINTENANCEDescription
Total90Total
Management And General90ManagementAndGeneral

Total Functional Expenses TotalFunctionalExpenses

FieldValueIRS element (for citing)
Total1363426Total
Program Services1011425ProgramServices
Management And General352001ManagementAndGeneral
Fundraising0Fundraising

Cash Non Interest Bearing CashNonInterestBearing

FieldValueIRS element (for citing)
BOY13734BOY
EOY3749EOY

Other Notes Loans Receivable Net OtherNotesLoansReceivableNet

FieldValueIRS element (for citing)
BOY8137674BOY
EOY8381805EOY

Investments Pub Traded Securities InvestmentsPubTradedSecurities

FieldValueIRS element (for citing)
BOY19813862BOY
EOY19752835EOY

Investments Other Securities InvestmentsOtherSecurities

FieldValueIRS element (for citing)
BOY5398183BOY
EOY5694816EOY

Total Assets TotalAssets

FieldValueIRS element (for citing)
BOY33363453BOY
EOY33833205EOY

Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses

FieldValueIRS element (for citing)
BOY29667200BOY
EOY29667200EOY

Other Liabilities OtherLiabilities

FieldValueIRS element (for citing)
BOY1463020BOY
EOY153017EOY

Total Liabilities TotalLiabilities

FieldValueIRS element (for citing)
BOY31130220BOY
EOY29820217EOY
FieldValueIRS element (for citing)
Follow SFAS117XFollowSFAS117

Unrestricted Net Assets UnrestrictedNetAssets

FieldValueIRS element (for citing)
BOY2233233BOY
EOY4012988EOY

Total Net Assets Fund Balances TotalNetAssetsFundBalances

FieldValueIRS element (for citing)
BOY2233233BOY
EOY4012988EOY

Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances

FieldValueIRS element (for citing)
BOY33363453BOY
EOY33833205EOY
FieldValueIRS element (for citing)
Info In Schedule O Part XIXInfoInScheduleOPartXI
Reconcilation Revenue Expenses-61913ReconcilationRevenueExpenses
Reconcilation Other Changes1841668ReconcilationOtherChanges
Info In Schedule O Part XIIXInfoInScheduleOPartXII
Method Of Accounting AccrualXMethodOfAccountingAccrual
Accountant Compile Or Review0AccountantCompileOrReview
FS Audited1FSAudited
Audit Committee1AuditCommittee
Financial Statement BothXFinancialStatementBoth
Federal Grant Audit Required0FederalGrantAuditRequired

Schedule A IRS990ScheduleA

FieldValueIRS element (for citing)
Supporting Organization509a3XSupportingOrganization509a3
Supporting Org509a3 Type1XSupportingOrg509a3Type1
Certification CheckboxXCertificationCheckbox
Contrib By Controlling Individual0ContribByControllingIndividual
Contribution By Related Party0ContributionByRelatedParty
Contrib By35 Controlled Entity0ContribBy35ControlledEntity

Supported Org Information SupportedOrgInformation

Name Name

FieldValueIRS element (for citing)
Business Name Line1NATIONAL COUNCIL OF LA RAZA INCBusinessNameLine1
FieldValueIRS element (for citing)
EIN860212873EIN
Type Of OrganizationLINE 7TypeOfOrganization
Listed In Governing Doc1ListedInGoverningDoc
Supported Organization Notified1SupportedOrganizationNotified
Organized In US1OrganizedInUS
Amount$1,011,425Amount
FieldValueIRS element (for citing)
Total Number Of Supported Orgs1TotalNumberOfSupportedOrgs
Sum Of Amounts1011425SumOfAmounts

Schedule D IRS990ScheduleD

FieldValueIRS element (for citing)
Total Of Book Value Land Buildings0TotalOfBookValueLandBuildings

Other Securities OtherSecurities (2 entries)

DescriptionDescriptionBook ValueBookValueMethod Of ValuationMethodOfValuation
HEDGE FUNDS3371804F
LIMITED PARTNERSHIPS2323012F
FieldValueIRS element (for citing)
Total Of Book Value Securities5694816TotalOfBookValueSecurities

Other Liabilities OtherLiabilities

FieldValueIRS element (for citing)
DescriptionDUE TO NATIONAL COUNCIL OF LA RAZA, INC.Description
Amount$153,017Amount
FieldValueIRS element (for citing)
Total Of Amounts153017TotalOfAmounts
Total Revenue1301513TotalRevenue
Total Expenses1363426TotalExpenses
Excess Or Deficit For Year-61913ExcessOrDeficitForYear
Net Unrealized GL On Investments1841668NetUnrealizedGLOnInvestments
Total Adjustments1841668TotalAdjustments
Excess Or Deficit Per FS1779755ExcessOrDeficitPerFS
Tot Revenue Etc Audited Fincl Stmt3143181TotRevenueEtcAuditedFinclStmt
Net Unrealized Gains Investments1841668NetUnrealizedGainsInvestments
Revenue Not Rptd F9901841668RevenueNotRptdF990
Revenue Subtotal1301513RevenueSubtotal
Revenue Not Rptd On Fin Stmt0RevenueNotRptdOnFinStmt
Total Revenue Per Form9901301513TotalRevenuePerForm990
Tot Expenses Etc Audited Fincl Stmt1363426TotExpensesEtcAuditedFinclStmt
Expenses Not Rptd F9900ExpensesNotRptdF990
Expenses Subtotal1363426ExpensesSubtotal
Expenses Not Rptd On Fin Stmt0ExpensesNotRptdOnFinStmt
Total Expenses Per Form9901363426TotalExpensesPerForm990

Form990 Schedule D Part XIV Form990ScheduleDPartXIV

FieldValueIRS element (for citing)
IdentifierDESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48:Identifier
Return ReferencePART X:ReturnReference
ExplanationSIFLR IS EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(3) OF THE IRC, AND IS CLASSIFIED AS A SUPPORTING ORGANIZATION UNDER SECTION 509(A)(3) OF THE IRC. SIFLR IS SUBJECT TO TAX ON NET INCOME GENERATED BY UNRELATED BUSINESS ACTIVITIES UNDER APPLICABLE LAW. SIFLR HAD NO SOURCES OF UNRELATED BUSINESS INCOME FOR THE YEARS ENDED SEPTEMBER 30, 2012 AND 2011. SIFLR DOES NOT BELIEVE THERE ARE ANY MATERIAL UNCERTAIN TAX POSITIONS, AND ACCORDINGLY, WILL NOT RECOGNIZE ANY LIABILITY FOR UNRECOGNIZED TAX BENEFITS. SIFLR HAS FILED FOR AND RECEIVED INCOME TAX EXEMPTIONS IN THE JURISDICTIONS WHERE IT IS REQUIRED TO DO SO. ADDITIONALLY, SIFLR HAS FILED INTERNAL REVENUE FORM 990 TAX RETURNS AS REQUIRED AND ALL APPLICABLE RETURNS IN THOSE JURISDICTIONS WHERE IT IS REQUIRED. SIFLR BELIEVES THAT IT IS NO LONGER SUBJECT TO U.S. FEDERAL, STATE AND LOCAL, OR NON-U.S. INCOME TAX EXAMINATIONS BY TAX AUTHORITIES FOR TAX YEARS BEFORE 2009. HOWEVER, SIFLR IS STILL OPEN TO EXAMINATIONS BY TAX AUTHORITIES FROM FISCAL YEAR 2009 FORWARD. FOR THE YEARS ENDED SEPTEMBER 30, 2012 AND 2011, THERE WERE NO INTEREST OR PENALTIES RECORDED IN THE CONSOLIDATED STATEMENTS OF ACTIVITIES.Explanation

Schedule F IRS990ScheduleF

Accts Actvs Out US Table AcctsActvsOutUSTable

FieldValueIRS element (for citing)
RegionCENTRAL AMERICA AND THE CARIBBEANRegion
Type Of Activities ConductedINVESTMENTSTypeOfActivitiesConducted
FieldValueIRS element (for citing)
Subtotal Number Of Offices0SubtotalNumberOfOffices
Subtotal Number Of Employees0SubtotalNumberOfEmployees
Cont Number Of Offices0ContNumberOfOffices
Cont Number Of Employees0ContNumberOfEmployees
Total Number Of Offices0TotalNumberOfOffices
Total Number Of Employees0TotalNumberOfEmployees
Subtotal Amount Spent0SubtotalAmountSpent
Cont Amount Spent0ContAmountSpent
Total Amount Spent0TotalAmountSpent
Transfer To Foreign Corp0TransferToForeignCorp
Interest In Foreign Trust0InterestInForeignTrust
Own Foreign Corp0OwnForeignCorp
Passive Foreign Invest Co0PassiveForeignInvestCo
Foreign Partnership0ForeignPartnership
Boycott Countries0BoycottCountries

Schedule I IRS990ScheduleI

FieldValueIRS element (for citing)
Records Maintained1RecordsMaintained

Recipient Table RecipientTable

Recipient Name Business RecipientNameBusiness

FieldValueIRS element (for citing)
Business Name Line1NATIONAL COUNCIL OF LA RAZABusinessNameLine1

Address US AddressUS

FieldValueIRS element (for citing)
Address Line11126 16TH STREET NWAddressLine1
CityWASHINGTONCity
StateDCState
ZIP Code200363622ZIPCode
FieldValueIRS element (for citing)
EIN Of Recipient860212873EINOfRecipient
IRC Section501(C)(3)IRCSection
Amount Of Cash Grant1011425AmountOfCashGrant
Purpose Of GrantGENERAL OPERATIONSPurposeOfGrant
FieldValueIRS element (for citing)
Total Nbr Of501 C3 And Govt Grants1TotalNbrOf501C3AndGovtGrants
Total Nbr Of Other Organizations0TotalNbrOfOtherOrganizations

Form990 Schedule I Part IV Form990ScheduleIPartIV

FieldValueIRS element (for citing)
IdentifierPROCEDURE FOR MONITORING GRANTS IN THE U.S.:Identifier
Return ReferencePART I, LINE 2:ReturnReference
ExplanationSCHEDULE I, PART I, LINE 2: FUNDS ARE PROVIDED TO THE SUPPORTED ORGANIZATION, NCLR, FOR GENERAL OPERATIONS.Explanation

Schedule J IRS990ScheduleJ

FieldValueIRS element (for citing)
Severance Payment0SeverancePayment
Supplemental Nonqual Retire Plan0SupplementalNonqualRetirePlan
Equity Based Comp Arrangement0EquityBasedCompArrangement
Comp Based On Revenue Of Filing Org0CompBasedOnRevenueOfFilingOrg
Comp Based On Revenue Related Orgs0CompBasedOnRevenueRelatedOrgs
Comp Based Net Earnings Filing Org0CompBasedNetEarningsFilingOrg
Comp Based Net Earnings Relate Orgs0CompBasedNetEarningsRelateOrgs
Any Non Fixed Payments0AnyNonFixedPayments
Initial Contract Exception0InitialContractException

Form990 Schedule J Part II Form990ScheduleJPartII (2 entries)

Base Compensation Filing OrgBaseCompensationFilingOrgComp Based On Related OrgsCompBasedOnRelatedOrgsBonus Filing OrgBonusFilingOrgBonus Related OrgsBonusRelatedOrgsOther Compensation Filing OrgOtherCompensationFilingOrgOther Compensation Related OrgsOtherCompensationRelatedOrgsDeferred Comp Filing OrgDeferredCompFilingOrgDeferred Comp Related OrgsDeferredCompRelatedOrgsNontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgNontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgsTotal Compensation Filing OrgTotalCompensationFilingOrgTotal Compensation Related OrgsTotalCompensationRelatedOrgsComp Report Prior990 Filing OrgCompReportPrior990FilingOrgComp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs
JANET MURGUIA
429923009440033223202188153122046143204755833289600
DELIA POMPA
0156373000368401122708569017985300

Schedule L IRS990ScheduleL

Loan Table LoanTable

Name Business NameBusiness

FieldValueIRS element (for citing)
Business Name Line1HOGAR HISPANOINCBusinessNameLine1
FieldValueIRS element (for citing)
Purpose Of LoanSUPPORT START UP, ADDL $2 MILLION FY 9/08, 808,000 CONVERT TO GRANT FY 9/09PurposeOfLoan
Loan From OrganizationXLoanFromOrganization
Original Principal$7,756,032OriginalPrincipalAmount
Balance Due8381805BalanceDue
Default0Default
Approved By Board1ApprovedByBoard
Written Agreement1WrittenAgreement
FieldValueIRS element (for citing)
Total Balance Due8381805TotalBalanceDue

Schedule O IRS990ScheduleO

General Explanation GeneralExplanation (7 entries)

Return ReferenceReturnReferenceExplanationExplanationIdentifierIdentifier
FORM 990, PART VI, SECTION B, LINE 11THE RETURN IS PREPARED BY THE ORGANIZATION'S PUBLIC ACCOUNTING FIRM, BDO USA, AND IS REVIEWED BY THE ORGANIZATION'S CHIEF FINANCIAL OFFICER AND OTHER KEY EXECUTIVES. THE BOARD REVIEWS AND APPROVES THE FORM 990 PRIOR TO FILING WITH THE IRS.
FORM 990, PART VI, SECTION B, LINE 12CTHE CONFLICT OF INTEREST POLICY IS DISTRIBUTED ANNUALLY BY THE BOARD LIAISON TO BOARD MEMBERS. ALL ARE ASKED TO SIGN AND RETURN A STATEMENT IDENTIFYING ANY CONFLICTING INTERESTS. CONFLICTS ARE REVIEWED BY THE SECRETARY WHO RECOMMENDS ACTION, IF ANY.
FORM 990, PART VI, SECTION B, LINE 15NCLR'S COMPENSATION COMMITTEE IS CHARGED WITH OVERSIGHT FOR DETERMINING THE ADEQUACY AND REASONABLENESS OF THE COMPENSATION AND BENEFITS PAID TO THE CHIEF EXECUTIVE. WITHIN THIS PROCESS, THE COMMITTEE WILL CONDUCT AN ANNUAL PERFORMANCE EVALUATION THAT MAY DEEM APPROPRIATE AND INCLUDES A CHIEF EXECUTIVE COMPENSATION ANALYSIS STUDY. IN CARRYING OUT ITS RESPONSIBILITIES, THE COMMITTEE MAY RELY UPON REASONED WRITTEN OPINIONS OF LEGAL COUNSEL AND OF QUALIFIED LEGAL, ACCOUNTING, COMPENSATION, AND VALUATION EXPERTS. LEGAL COUNSEL MAY BE IN-HOUSE OR INDEPENDENT.
FORM 990, PART VI, SECTION C, LINE 19THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. THE CONFLICT OF INTEREST POLICY IS ALSO AVAILABLE UNDER THE ORGANIZATION'S INTRANET.
FORM 990, PART VII, LINE 1A, COLUMN BNAME NATIONAL COUNCIL OF LA RAZA JANET MURGUIA 35.0 DANIEL R. ORTEGA, JR. 1.0 ERNEST ORTEGA 1.0 DELIA POMPA 40.0HOURS DEVOTED TO RELATED ORGANIZATION:
FORM 990, PART XI, LINE 5:NET UNREALIZED GAINS ON INVESTMENTS: 1,841,668.CHANGES IN NET ASSETS OR FUND BALANCES:
FORM 990, PART XII, LINE 2CTHERE HAVE BEEN NO CHANGES DURING THE YEAR IN THE PROCESS FOR OVERSIGHT OF THE AUDIT OF THE FINANCIAL STATEMENTS.OVERSIGHT OF AUDIT:

Schedule R IRS990ScheduleR

Form990 Schedule R Part I Form990ScheduleRPartI

Name Of Disregarded Entity NameOfDisregardedEntity

FieldValueIRS element (for citing)
Business Name Line1RAZA SCHOOL BUILDING FUND LLCBusinessNameLine1

Address US AddressUS

FieldValueIRS element (for citing)
Address Line11 E WASHINGTON STREET STE 2250AddressLine1
CityPHOENIXCity
StateAZState
ZIP Code85004ZIPCode
FieldValueIRS element (for citing)
EIN521954196EIN
Primary ActivitiesLENDING CAPITAL TO CHARTER SCHOOL REAL ESTATE TRANSACTIONSPrimaryActivities
Legal Domicile StateDELegalDomicileState
Total Income1TotalIncome
EOY Assets692278EOYAssets

Direct Controlling Entity Name DirectControllingEntityName

FieldValueIRS element (for citing)
Business Name Line1RAZA DEVELOPMENT FUND INCBusinessNameLine1

Form990 Schedule R Part II Form990ScheduleRPartII (2 entries)

Address Line1AddressUS/AddressLine1CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeEINEINPrimary ActivitiesPrimaryActivitiesLegal Domicile StateLegalDomicileStateExempt Code SectionExemptCodeSectionPublic Charity StatusPublicCharityStatusDirect Controlling Entity NADirectControllingEntityNAControlled OrgControlledOrg
NATIONAL COUNCIL OF LA RAZA INC
1126 16TH STREET NWWASHINGTONDC200363622860212873WORKS TO IMPROVE OPPORTUNITIES FOR HISPANIC AMERICANSAZ501(C)(3)170(B)(1)(A) (VI)N/A0
RAZA DEVELOPMENT FUND INC
1 E WASHINGTON STREET STE 2250PHOENIXAZ85004521954196COMMUNITY DEVELOPMENT FINANCIAL INSTITUTIONDC501(C)(3)509(A)(3)N/A0
FieldValueIRS element (for citing)
Receipt Of Int Ann Rents Royalties0ReceiptOfIntAnnRentsRoyalties
Gift Grant Or Cap Contr To Other Org1GiftGrantOrCapContrToOtherOrg
Gift Grant Or Cap Contr Fr Other Org0GiftGrantOrCapContrFrOtherOrg
Loans Or Guarantees To Other Org0LoansOrGuaranteesToOtherOrg
Loans Or Guarantees From Other Org0LoansOrGuaranteesFromOtherOrg
Sale Of Assets To Other Org0SaleOfAssetsToOtherOrg
Purchase Of Assets From Other Org0PurchaseOfAssetsFromOtherOrg
Exchange Of Assets0ExchangeOfAssets
Rental Of Facilities To Other Orgs0RentalOfFacilitiesToOtherOrgs
Rental Of Facilities Fr Other Orgs0RentalOfFacilitiesFrOtherOrgs
Perform Of Services For Other Orgs0PerformOfServicesForOtherOrgs
Perform Of Services By Other Orgs0PerformOfServicesByOtherOrgs
Sharing Of Facilities0SharingOfFacilities
Sharing Of Paid Employees1SharingOfPaidEmployees
Reimbursement Paid To Other Org1ReimbursementPaidToOtherOrg
Reimbursement Paid By Other Org0ReimbursementPaidByOtherOrg
Other Transfer To Other Org0OtherTransferToOtherOrg
Other Transfer From Other Org0OtherTransferFromOtherOrg

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