2013-08-14T10:17:01-05:00 2012-09-30 135381590 BDO USA LLP 7101 WISCONSIN AVE SUITE 800 BETHESDA MD 208144827 990 2011-10-01 522268398 STRATEGIC INVESTMENT FUND FOR LA RAZA INC STRA 2027851670 1126 16TH STREET NW WASHINGTON DC 200363622 DELIA POMPA 2027851670 2013-08-14 1 JOYCE M UNDERWOOD P00022361 3016544900 2011 2016-02-24 21:20:13Z JANET MURGUIA 1126 16TH STREET NW WASHINGTON DC 200363622 29044884 0 X N/A X 2000 DE STRATEGIC INVESTMENT FUND OF LA RAZA, INC. (SIFLR) IS A NONPROFIT ORGANIZATION ESTABLISHED TO SUPPORT THE CHARITABLE AND EDUCATIONAL ACTIVITIES OF NATIONAL COUNCIL OF LA RAZA, TO ENGAGE IN ANY AND ALL ACTIVITIES NECESSARY OR APPROPRIATE TO RAISE FUNDS FOR THE PURPOSES OF THE ORGANIZATION, INCLUDING THE SOLICITATION OF CONTRIBUTIONS FROM PUBLIC AND PRIVATE SOURCES WHEREVER LOCATED, AND, TO DO ANY AND ALL LAWFUL ACTS THAT MAY BE NECESSARY, USEFUL, SUITABLE, OR PROPER TO FURTHER THE PURPOSES OF THE ORGANIZATION. 6 4 0 4 0 0 0 0 0 0 1869149 1301513 1000979 0 2870128 1301513 2767015 1011425 0 0 48126 63593 0 0 0 213146 288408 3028287 1363426 -158159 -61913 33363453 33833205 31130220 29820217 2233233 4012988 X STRATEGIC INVESTMENT FUND OF LA RAZA, INC. (SIFLR) IS A NONPROFIT ORGANIZATION ESTABLISHED TO SUPPORT THE CHARITABLE AND EDUCATIONAL ACTIVITIES OF NATIONAL COUNCIL OF LA RAZA (NCLR), TO ENGAGE IN ANY AND ALL ACTIVITIES NECESSARY OR APPROPRIATE TO RAISE FUNDS FOR THE PURPOSES OF THE ORGANIZATION, INCLUDING THE SOLICITATION OF CONTRIBUTIONS FROM PUBLIC AND PRIVATE SOURCES WHEREVER LOCATED, AND, TO DO ANY AND ALL LAWFUL ACTS THAT MAY BE NECESSARY, USEFUL, SUITABLE, OR PROPER TO FURTHER THE PURPOSES OF THE ORGANIZATION. 0 0 1011425 1011425 GRANTS TO NATIONAL COUNCIL OF LA RAZA (NCLR) IN SUPPORT OF NCLR'S GENERAL OPERATIONS AND STRATEGIC PROGRAM ACTIVITIES. 1011425 1 0 0 0 0 0 0 0 0 0 0 1 0 0 1 1 1 1 0 0 1 0 0 0 0 0 0 1 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 6 4 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 DC DE X HOLLY BLANCHARD NCLR 2027851670 1126 16TH STREET NW WASHINGTON DC 200363622 X MONICA LOZANO 1.00 X X 0 0 0 JANET MURGUIA 5.00 X 43324 303264 33866 DANIEL R ORTEGA JR 1.00 X 0 0 0 ERNEST ORTEGA 1.00 X 0 0 0 DELIA POMPA 2.00 X X 0 160057 19796 KEN TRUJILLO 1.00 X 0 0 0 43324 463321 53662 0 0 1 0 MORGAN STANLEY SMITH BARNEY 1775 EYE ST NW SUITE 200 WASHINGTON DC 20006 INVESTMENT ADVISORY FEES 198985 1 710992 710992 28333892 27743371 590521 590521 590521 1301513 0 0 1301513 1011425 1011425 47558 47558 6255 6255 9780 9780 2410 2410 198985 198985 85772 85772 154 154 303 303 579 579 115 115 EQUIPMENT MAINTENANCE 90 90 1363426 1011425 352001 0 13734 3749 8137674 8381805 19813862 19752835 5398183 5694816 33363453 33833205 29667200 29667200 1463020 153017 31130220 29820217 X 2233233 4012988 2233233 4012988 33363453 33833205 X -61913 1841668 X X 0 1 1 X 0 X X X 0 0 0 NATIONAL COUNCIL OF LA RAZA INC 860212873 LINE 7 1 1 1 1011425 1 1011425 0 HEDGE FUNDS 3371804 F LIMITED PARTNERSHIPS 2323012 F 5694816 DUE TO NATIONAL COUNCIL OF LA RAZA, INC. 153017 153017 1301513 1363426 -61913 1841668 1841668 1779755 3143181 1841668 1841668 1301513 0 1301513 1363426 0 1363426 0 1363426 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: SIFLR IS EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(3) OF THE IRC, AND IS CLASSIFIED AS A SUPPORTING ORGANIZATION UNDER SECTION 509(A)(3) OF THE IRC. SIFLR IS SUBJECT TO TAX ON NET INCOME GENERATED BY UNRELATED BUSINESS ACTIVITIES UNDER APPLICABLE LAW. SIFLR HAD NO SOURCES OF UNRELATED BUSINESS INCOME FOR THE YEARS ENDED SEPTEMBER 30, 2012 AND 2011. SIFLR DOES NOT BELIEVE THERE ARE ANY MATERIAL UNCERTAIN TAX POSITIONS, AND ACCORDINGLY, WILL NOT RECOGNIZE ANY LIABILITY FOR UNRECOGNIZED TAX BENEFITS. SIFLR HAS FILED FOR AND RECEIVED INCOME TAX EXEMPTIONS IN THE JURISDICTIONS WHERE IT IS REQUIRED TO DO SO. ADDITIONALLY, SIFLR HAS FILED INTERNAL REVENUE FORM 990 TAX RETURNS AS REQUIRED AND ALL APPLICABLE RETURNS IN THOSE JURISDICTIONS WHERE IT IS REQUIRED. SIFLR BELIEVES THAT IT IS NO LONGER SUBJECT TO U.S. FEDERAL, STATE AND LOCAL, OR NON-U.S. INCOME TAX EXAMINATIONS BY TAX AUTHORITIES FOR TAX YEARS BEFORE 2009. HOWEVER, SIFLR IS STILL OPEN TO EXAMINATIONS BY TAX AUTHORITIES FROM FISCAL YEAR 2009 FORWARD. FOR THE YEARS ENDED SEPTEMBER 30, 2012 AND 2011, THERE WERE NO INTEREST OR PENALTIES RECORDED IN THE CONSOLIDATED STATEMENTS OF ACTIVITIES. CENTRAL AMERICA AND THE CARIBBEAN INVESTMENTS 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 NATIONAL COUNCIL OF LA RAZA 1126 16TH STREET NW WASHINGTON DC 200363622 860212873 501(C)(3) 1011425 GENERAL OPERATIONS 1 0 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: FUNDS ARE PROVIDED TO THE SUPPORTED ORGANIZATION, NCLR, FOR GENERAL OPERATIONS. 0 0 0 0 0 0 0 0 0 JANET MURGUIA 42992 300944 0 0 332 2320 2188 15312 2046 14320 47558 332896 0 0 DELIA POMPA 0 156373 0 0 0 3684 0 11227 0 8569 0 179853 0 0 HOGAR HISPANOINC SUPPORT START UP, ADDL $2 MILLION FY 9/08, 808,000 CONVERT TO GRANT FY 9/09 X 7756032 8381805 0 1 1 8381805 FORM 990, PART VI, SECTION B, LINE 11 THE RETURN IS PREPARED BY THE ORGANIZATION'S PUBLIC ACCOUNTING FIRM, BDO USA, AND IS REVIEWED BY THE ORGANIZATION'S CHIEF FINANCIAL OFFICER AND OTHER KEY EXECUTIVES. THE BOARD REVIEWS AND APPROVES THE FORM 990 PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY IS DISTRIBUTED ANNUALLY BY THE BOARD LIAISON TO BOARD MEMBERS. ALL ARE ASKED TO SIGN AND RETURN A STATEMENT IDENTIFYING ANY CONFLICTING INTERESTS. CONFLICTS ARE REVIEWED BY THE SECRETARY WHO RECOMMENDS ACTION, IF ANY. FORM 990, PART VI, SECTION B, LINE 15 NCLR'S COMPENSATION COMMITTEE IS CHARGED WITH OVERSIGHT FOR DETERMINING THE ADEQUACY AND REASONABLENESS OF THE COMPENSATION AND BENEFITS PAID TO THE CHIEF EXECUTIVE. WITHIN THIS PROCESS, THE COMMITTEE WILL CONDUCT AN ANNUAL PERFORMANCE EVALUATION THAT MAY DEEM APPROPRIATE AND INCLUDES A CHIEF EXECUTIVE COMPENSATION ANALYSIS STUDY. IN CARRYING OUT ITS RESPONSIBILITIES, THE COMMITTEE MAY RELY UPON REASONED WRITTEN OPINIONS OF LEGAL COUNSEL AND OF QUALIFIED LEGAL, ACCOUNTING, COMPENSATION, AND VALUATION EXPERTS. LEGAL COUNSEL MAY BE IN-HOUSE OR INDEPENDENT. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. THE CONFLICT OF INTEREST POLICY IS ALSO AVAILABLE UNDER THE ORGANIZATION'S INTRANET. HOURS DEVOTED TO RELATED ORGANIZATION: FORM 990, PART VII, LINE 1A, COLUMN B NAME NATIONAL COUNCIL OF LA RAZA JANET MURGUIA 35.0 DANIEL R. ORTEGA, JR. 1.0 ERNEST ORTEGA 1.0 DELIA POMPA 40.0 CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 1,841,668. OVERSIGHT OF AUDIT: FORM 990, PART XII, LINE 2C THERE HAVE BEEN NO CHANGES DURING THE YEAR IN THE PROCESS FOR OVERSIGHT OF THE AUDIT OF THE FINANCIAL STATEMENTS. RAZA SCHOOL BUILDING FUND LLC 1 E WASHINGTON STREET STE 2250 PHOENIX AZ 85004 521954196 LENDING CAPITAL TO CHARTER SCHOOL REAL ESTATE TRANSACTIONS DE 1 692278 RAZA DEVELOPMENT FUND INC NATIONAL COUNCIL OF LA RAZA INC 1126 16TH STREET NW WASHINGTON DC 200363622 860212873 WORKS TO IMPROVE OPPORTUNITIES FOR HISPANIC AMERICANS AZ 501(C)(3) 170(B)(1)(A) (VI) N/A 0 RAZA DEVELOPMENT FUND INC 1 E WASHINGTON STREET STE 2250 PHOENIX AZ 85004 521954196 COMMUNITY DEVELOPMENT FINANCIAL INSTITUTION DC 501(C)(3) 509(A)(3) N/A 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0