R C SMITH FOUNDATION INC: Form 990PF, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- R C SMITH FOUNDATION INC (EIN 20-1893940)
- Tax period
- 2012-01-01 to 2012-12-31
- Filed
- 2013-08-13
- IRS object ID
- 201342259349100779
- Schema version
- 2012v2.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-08-13T13:05:22-07:00 | Timestamp |
| Tax Period End Date | 2012-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Piaker & Lyons PC | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO Box 190 5862 County Rd 32 | AddressLine1 |
| City | Norwich | City |
| State | NY | State |
| ZIP Code | 13815 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2012-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 201893940 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE R C SMITH FOUNDATION INC | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | RCSM | NameControl |
| Phone | 6073365850 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 35 WEST MAIN STREET PO BOX 552 | AddressLine1 |
| City | NORWICH | City |
| State | NY | State |
| ZIP Code | 13815 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | RICHARD M RUNYON | Name |
| Title | Executive Director | Title |
| Date Signed | 2013-08-13 | DateSigned |
| Authorize Third Party | true | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | ROY E FULLER CPA | Name |
| PTIN | P00005268 | PTIN |
| Phone | 6073368908 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2016-03-07 17:11:31Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Change | X | AddressChange |
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 17288002 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Received Rev And Expnss | 43660 | ContriReceivedRevAndExpnss |
| Interest On Savings Rev And Expnss | 13 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 13 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 442961 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 442961 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 418362 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 5818325 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 418362 | CapitalGainNetIncmNetInvstIncm |
| Total Revenue And Expenses | 904996 | TotalRevenueAndExpenses |
| Total Net Investment Income | 861336 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 24000 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 12000 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 12000 | CompOfcrDirTrstDsbrsChrtblPrps |
| Accounting Fees Rev And Expnss | 4065 | AccountingFeesRevAndExpnss |
| Accounting Fees Dsbrs Chrtbl Prps | 4065 | AccountingFeesDsbrsChrtblPrps |
| Other Prof Fees Rev And Expnss | 75933 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 75933 | OtherProfFeesNetInvstIncm |
| Taxes Rev And Expnss | 23778 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 1949 | TaxesNetInvstIncm |
| Other Expenses Rev And Expnss | 4332 | OtherExpensesRevAndExpnss |
| Other Expenses Dsbrs Chrtbl Prps | 4332 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 132108 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 89882 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 20397 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 872191 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 872191 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 1004299 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 89882 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 892588 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -99303 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 771454 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 7515 | CashBOY |
| Cash EOY | 71624 | CashEOY |
| Cash EOYFMV | 71624 | CashEOYFMV |
| Savings And Temp Cash Invst BOY | 1287745 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 679775 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 679775 | SavingsAndTempCashInvstEOYFMV |
| Investments Govt Oblig BOY | 1167833 | InvestmentsGovtObligBOY |
| Investments Govt Oblig EOY | 1569266 | InvestmentsGovtObligEOY |
| Investments Govt Oblig EOYFMV | 1569266 | InvestmentsGovtObligEOYFMV |
| Investments Corp Stock BOY | 4791662 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 5500224 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 5500224 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 1219256 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 1181696 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 1181696 | InvestmentsCorpBondsEOYFMV |
| Investments Other BOY | 8040246 | InvestmentsOtherBOY |
| Investments Other EOY | 8285417 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 8285417 | InvestmentsOtherEOYFMV |
| Total Assets BOY | 16514257 | TotalAssetsBOY |
| Total Assets EOY | 17288002 | TotalAssetsEOY |
| Total Assets EOYFMV | 17288002 | TotalAssetsEOYFMV |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Follow SFAS117 | X | OrgThatFollowSFAS117 |
| Unrestricted BOY | 16514257 | UnrestrictedBOY |
| Unrestricted EOY | 17288002 | UnrestrictedEOY |
| Total Net Assets BOY | 16514257 | TotalNetAssetsBOY |
| Total Net Assets EOY | 17288002 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 16514257 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 17288002 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 16514257 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -99303 | ExcessOfRevenueOverExpenses |
| Other Increases | 873048 | OtherIncreases |
| Subtotal | 17288002 | Subtotal |
| Total Net Assets Fund Balances EOY | 17288002 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (2 entries)
| Gain Or LossGainOrLoss | Description Of AssetDescriptionOfAsset |
|---|---|
| 55647 | |
| Capital Gain Dividends |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 418362 | CapitalGainNetIncome |
| Net Short Term Capital Gain Or Loss | 77761 | NetShortTermCapitalGainOrLoss |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | false | LiableFor4942Tax |
| Qualifying Distributions Year1 | 770077 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 16246765 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.04740 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 678112 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 15281650 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.04437 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 620793 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 6228727 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.09967 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 331965 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 5900911 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.05626 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 285324 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 5573488 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.05119 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.29889 | TotalDistributionRatio |
| Average Distribution Ratio | 0.05978 | AverageDistributionRatio |
| Net Noncharitable Assets | 16795286 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 1003989 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 7715 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 1011704 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 892588 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 15429 | InvestmentIncomeExciseTax |
| Subtotal | 15429 | Subtotal |
| Tax Based On Investment Income | 15429 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 15980 | EstTaxPaymentsAndOverpayment |
| Tax Paid With Extension | 3500 | TaxPaidWithExtension |
| Total Credits And Payments | 19480 | TotalCreditsAndPayments |
| Form2220 Attached | X | Form2220Attached |
| Penalty For Underpayment | 46 | PenaltyForUnderpayment |
| Overpayment | 4005 | Overpayment |
| Amount Credited To Next Year | 4005 | AmountCreditedToNextYear |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | false | LegislativePoliticalActivities |
| More Than100 Spent | false | MoreThan100Spent |
| Form1120 POL Filed | false | Form1120POLFiled |
| Activities Not Prev Reported | false | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | false | UnrelatedBusIncomeOver1000 |
| Form990 T Filed | false | Form990TFiled |
| Termination Etc | false | TerminationEtc |
| Requirements Of Sect508e | false | RequirementsOfSect508e |
| At Least5000 In Assets | true | AtLeast5000InAssets |
| States Filed With | NY | StatesFiledWith |
| Form990 PF Filed With AG | true | Form990PFFiledWithAG |
| Private Operating Foundation | false | PrivateOperatingFoundation |
| New Substantial Contributors | false | NewSubstantialContributors |
| Interest In Controlled Entity | false | InterestInControlledEntity |
| Applicable Insurance Contract | false | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | true | ComplyWithPublicInspectionRqr |
| Website Address | rcsmithfoundation.org | WebsiteAddress |
Books In Care Of Business Name BooksInCareOfBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RICHARD M RUNYON | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Books In Care Of Phone Number | 6073365850 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 35 WEST MAIN STREET PO BOX 552 | AddressLine1 |
| City | NORWICH | City |
| State | NY | State |
| ZIP Code | 13815 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | false | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | false | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | false | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | false | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | false | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | false | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | false | PaymentToGovernmentOffical |
| Acts Fail To Qualify As Exceptions | false | ActsFailToQualifyAsExceptions |
| Uncorrected Prior Acts | false | UncorrectedPriorActs |
| Undistributed Income Prior Years | false | UndistributedIncomePriorYears |
| Undistr Income4942a2 Not Applied | false | UndistrIncome4942a2NotApplied |
| Business Holdings | false | BusinessHoldings |
| Excess Business Holdings | false | ExcessBusinessHoldings |
| Jeopardy Investments | false | JeopardyInvestments |
| Uncorrected Jeopardy Investments | false | UncorrectedJeopardyInvestments |
| Influence Legislation | false | InfluenceLegislation |
| Influence Election | false | InfluenceElection |
| Grants To Individuals | false | GrantsToIndividuals |
| Grants To Organizations | false | GrantsToOrganizations |
| Noncharitable Purpose | false | NoncharitablePurpose |
| Tr Fail To Qualify As Exceptions | false | TrFailToQualifyAsExceptions |
| Maint Expend Responsibility | false | MaintExpendResponsibility |
| Rcv Funds To Pay Prsnl Bnft Contract | false | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | false | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | false | ProhibitedTaxShelterTransactn |
| Proceeds Or Net Income | false | ProceedsOrNetIncome |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (10 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation |
|---|---|---|---|---|---|---|
| PEGI S LOPRESTI | ||||||
| 35 WEST MAIN STREET PO BOX 552 | NORWICH | NY | 13815 | Trustee | 3.00 | 0 |
| WILLIAM TROXELL | ||||||
| 35 WEST MAIN STREET PO BOX 552 | NORWICH | NY | 13815 | President | 3.00 | 0 |
| RICHARD M RUNYON | ||||||
| 35 WEST MAIN STREET PO BOX 552 | NORWICH | NY | 13815 | Treasurer | 3.00 | 0 |
| NANCY RITZEL | ||||||
| 35 WEST MAIN STREET PO BOX 552 | NORWICH | NY | 13815 | Trustee | 3.00 | 0 |
| THOMAS C EMERSON | ||||||
| 35 WEST MAIN STREET PO BOX 552 | NORWICH | NY | 13815 | Secretary | 3.00 | 0 |
| MARY W DAVIS | ||||||
| 35 WEST MAIN STREET PO BOX 552 | NORWICH | NY | 13815 | Trustee | 3.00 | 0 |
| GARY BROOKINS | ||||||
| 35 WEST MAIN STREET PO BOX 552 | NORWICH | NY | 13815 | Trustee | 3.00 | 0 |
| BETSY BAIO | ||||||
| 35 WEST MAIN STREET PO BOX 552 | NORWICH | NY | 13815 | Trustee | 3.00 | 0 |
| WILLIAM ACEE | ||||||
| 35 WEST MAIN STREET PO BOX 552 | NORWICH | NY | 13815 | Vice President | 3.00 | 0 |
| GARY CLARK | ||||||
| 35 WEST MAIN STREET PO BOX 552 | NORWICH | NY | 13815 | Executive Direc | 12.00 | 24000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 16146244 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 904808 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 17051052 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Adj Total FMV Of Unused Assets | 17051052 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 255766 | CashDeemedCharitable |
| Net Noncharitable Assets | 16795286 | NetNoncharitableAssets |
| Minimum Investment Return | 839764 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 839764 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 15429 | TaxBasedOnInvestmentIncome |
| Total Tax | 15429 | TotalTax |
| Distributable Amount Before Adj | 824335 | DistributableAmountBeforeAdj |
| Distributable Amount Before Ded | 824335 | DistributableAmountBeforeDed |
| Distributable Amount As Adjusted | 824335 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 892588 | ExpensesAndContributions |
| Qualifying Distributions | 892588 | QualifyingDistributions |
| Adj Qualifying Distributions | 892588 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 824335 | DistributableAmountAsAdjusted |
| Excess Distri Carryover Year3 | 283983 | ExcessDistriCarryoverYear3 |
| Total Excess Distri Carryover | 283983 | TotalExcessDistriCarryover |
| Qualifying Distributions | 892588 | QualifyingDistributions |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 824335 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 68253 | RemainingDistriFromCorpus |
| Total Corpus | 352236 | TotalCorpus |
| Undistributed Income CY | 0 | UndistributedIncomeCY |
| Excess Distri Cyov To Next Year | 352236 | ExcessDistriCyovToNextYear |
| Excess From Year3 | 283983 | ExcessFromYear3 |
| Excess From Current Year | 68253 | ExcessFromCurrentYear |
Supplementary Information SupplementaryInformation
Appication Submission Info AppicationSubmissionInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Name | RICHARD M RUNYON | RecipientName |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 35 WEST MAIN STREET PO BOX 552 | AddressLine1 |
| City | NORWICH | City |
| State | NY | State |
| ZIP Code | 13815 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone Number | 6073365850 | RecipientPhoneNumber |
| Form And Info And Materials | GRANT APPLICATION OR LETTER INCLUDING FINANCIALS, EXEMPTION, AND PURPOSE OF FUNDS | FormAndInfoAndMaterials |
| Submission Deadlines | QUARTERLY | SubmissionDeadlines |
| Restrictions On Awards | 50% CHENANGO COUNTY, 50% RELIGIOUS | RestrictionsOnAwards |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (45 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| ST PAUL'S EPISCOPAL CHURCH - TASTE | |||||||
| 36 MAIN STREET | OXFORD | NY | 13830 | NONE | 509A1 | FOOD PANTRY | $2,000 |
| 6 ON THE SQUARE INC | |||||||
| 6 LAYFAYETTE PARK | OXFORD | NY | 13830 | NONE | 509A1 | RENOVATIONS AND EXPANSION | $4,000 |
| OXFORD MEMORIAL LIBRARY | |||||||
| PO BOX 552 | NORWICH | NY | 13815 | NONE | 509A1 | RENOVATIONS AND EXPANSION OF FACILITIES | $25,000 |
| NORWICH OXFORD LITTLE LEAGUE | |||||||
| PO BOX 223 | NORWICH | NY | 13815 | NONE | 509A1 | RESURFACE INFIELDS | $14,000 |
| NORWICH JUNIOR FOOTBALL INC | |||||||
| 287 AURORA DRIVE | NORWICH | NY | 13815 | NONE | 509A1 | EQUIPMENT AND UNIFORMS | $5,720 |
| NORWICH YMCA | |||||||
| 68-70 NORTH BROAD STREET | NORWICH | NY | 13815 | NONE | 509A1 | AUTISTIC PROGRAM | $4,200 |
| NORTHEAST CLASSIC CAR MUSEUM INC | |||||||
| 24 REXFORD STREET | NORWICH | NY | 13815 | NONE | 509A1 | ENERGY STUDY | $8,000 |
| JEWISH CENTER OF NORWICH | |||||||
| PO BOX 901 BROOKS HALL | MORRISVILLE | NY | 13408 | NONE | 509A1 | REPAIRS | $35,000 |
| HALO'S INC | |||||||
| 534 COUNTY ROAD 39 | AFTON | NY | 13730 | NONE | 509A1 | TRAINING | $8,500 |
| GREEK PEAK ADAPTIVE SNOWSPORTS | |||||||
| 115 NORTH BROAD STREET | NORWICH | NY | 13815 | NONE | 509A1 | SCHOLARSHIPS | $2,500 |
| FRIENDS OF ROGERS ENVIRONMENTAL EDU | |||||||
| PO BOX 932 | SHERBURNE | NY | 13460 | NONE | 509A1 | PROGRAM ACTIVITIES | $5,000 |
| FIRST UNITED METHODIST CHURCH | |||||||
| PO BOX 530 51 SOUTH MAIN STREET | NEW BERLIN | NY | 13411 | NONE | 509A1 | EXTERIOR PAINTING | $12,000 |
| FIRST PRESBYTERIAN CHURCH OF SMITHV | |||||||
| PO BOX 173 | SMITHVILLE FLATS | NY | 13841 | NONE | 509A1 | FURNISHINGS | $10,000 |
| EPISCOPAL CHRUCH OF THE EPIPHANY | |||||||
| 5 CLASSIC STREET | SHERBURNE | NY | 13460 | NONE | 509A1 | REPAIRS | $10,000 |
| COMMON CENTS - OXFORD THRIFT | |||||||
| 64 NORTH CANAL STREET | NORWICH | NY | 13815 | NONE | 509A1 | REPAIRS AND EQUIPMENT | $7,150 |
| CITY OF NORWICH | |||||||
| ONE CITY PLAZA | NORWICH | NY | 13815 | NONE | EXEMPT | OUTDOOR POOL RENOVATIONS | $40,000 |
| CHENANGO COUNTY COUNCIL OF ARTS INC | |||||||
| 27 WEST MAIN STREET | NORWICH | NY | 13815 | NONE | 509A1 | COMMUNITY ROOM FURNITURE | $5,000 |
| CHENANGO COUNTY | |||||||
| 5 COURT STREET | NORWICH | NY | 13815 | NONE | EXEMPT | COURT HOUSE RENOVATIONS | $15,000 |
| HOSPICE OF CHENANGO COUNTY | |||||||
| 21 HAYES ST | NORWICH | NY | 13815 | NONE | 509A1 | PATIENT MEDICATION SUPPORT | $15,000 |
| VILLAGE OF SHERBURNE STREETSCAPE | |||||||
| 15 W STATE ST | SHERBURNE | NY | 13840 | NONE | EXEMPT | STREETSCAPE IMPROVEMENTS | $10,000 |
| THE SHERBURNE PUBLIC LIBRARY | |||||||
| 2 E STATE ST | SHERBURNE | NY | 13480 | NONE | 509A1 | LIBARAY HISTORICAL RENOVATIONS | $1,200 |
| THE PLACE | |||||||
| 20 E MAIN ST | NORWICH | NY | 13815 | NONE | 509A1 | SUPPORT FOR ANNUAL CHRISTMAS CLOTHING GIFT PROGRAM | $3,000 |
| CHENANGO MEMORIAL HOSPITAL | |||||||
| 179 NORTH BROAD STREET | NORWICH | NY | 13815 | NONE | 509A1 | EQUIPMENT AND INTERIOR RENOVATIONS | $50,000 |
| THE PLACE | |||||||
| 20 E MAIN ST | NORWICH | NY | 13815 | NONE | 509A1 | MATCHING GRANT FOR TECHNOLOGICAL IMPROVEMENTS | $5,000 |
| SAINT PAUL'S EPISCOPAL CHURCH | |||||||
| 36 MAIN ST | OXFORD | NY | 13830 | NONE | 509A1 | FOOD PROVISIONS FOR THE NEEDY | $10,000 |
| CHENANGO COUNTY BLUES FEST | |||||||
| 54 BORDEN AVE B22 | NORWICH | NY | 13815 | NONE | 509A1 | EXPANSION OF THE ARTIST PROGRAM IN THE FESTIVAL | $6,000 |
| UNITED CHURCH OF CHRIST | |||||||
| 11 W MAIN ST | NORWICH | NY | 13815 | NONE | 509A1 | PROJECT SLEEP SAFE | $3,500 |
| NORWICH BID PARKS PROJECT | |||||||
| 1 CITY PLAZA | NORWICH | NY | 13815 | NONE | 509A1 | PARKS PROJECT | $20,000 |
| CHENANGO COUNTY HISTORICAL SOCIETY | |||||||
| 45 REXFORD STREET | NORWICH | NY | 13815 | NONE | 509A1 | BUILDING EXPANSION, RENOVATION & FURNISHINGS | $13,849 |
| DISPUTE RESOLUTION CENTER | |||||||
| 27 W MAIN STREET | NORWICH | NY | 13815 | NONE | 509A1 | TREATMENT COURT GRADUATION & VICTIM IMPACT PANAL | $2,300 |
| ST BARTHOLOMEW CHURCH | |||||||
| 81 EAST MAIN STREET | NORWICH | NY | 13815 | NONE | 509A1 | CHURCH ROOF AND IMPROVEMENTS | $36,400 |
| ST THERESA'S CHURCH | |||||||
| 24 N MAIN STREET | NEW BERLIN | NY | 13411 | NONE | 509A1 | EDUCATIONS PROGRAMS AND RENOVATIONS FOR HANDICAPPED ACCESSIBILITY | $5,622 |
| NORWICH YMCA - GUS MACKER | |||||||
| 68 NORTH BROAD STREET | NORWICH | NY | 13815 | NONE | 509A1 | SUPPORT FOR ANNUAL GUS MACKER TOURNAMENT | $3,200 |
| NORWICH BID PUMPKIN FEST | |||||||
| 1 CITY PLAZA | NORWICH | NY | 13815 | NONE | 509A1 | ASSIST WITH OPERATING COSTS TO PRESENT THE "2011 PUMPKIN FESTIVAL" | $4,750 |
| COLORSCAPE CHENANGO ARTS FESTIVAL | |||||||
| PO BOX 624 | NORWICH | NY | 13815 | NONE | 509A1 | TO ASSIST WITH OPERATING COSTS TO PRESENT THE "2011 COLORSCAPE WEEKEND" | $8,000 |
| CITY OF NORWICH YOUTH BOARD | |||||||
| ONE CITY PLAZA | NORWICH | NY | 13815 | NONE | 509A1 | EDUCATIONAL YOUTH TRIPS | $1,300 |
| CITY OF NORWICH CITY BAND | |||||||
| ONE CITY PLAZA | NORWICH | NY | 13815 | NONE | 509A1 | SUPPORT FOR MUSIC IN THE PARKS | $2,000 |
| THE CHENANGO FOUNDATION INC | |||||||
| 19 EATON CENTER | NORWICH | NY | 13815 | NONE | 509A1 | SCHOLARSHIPS | $5,000 |
| EMMANUAL EPISCOPAL CHURCH | |||||||
| 37 W MAIN STREET | NORWICH | NY | 13815 | NONE | 509A1 | SUPPORT FOR NEEDY EMERGENCY HEAT ASSISTANCE | $20,000 |
| EMMANUAL EPSICOPAL CHURCH | |||||||
| 37 W MAIN STREET | NORWICH | NY | 13815 | NONE | 509A1 | SUPPORT FOR FOOD PANTRY AND MILK COUPONS | $26,000 |
| CATHOLIC CHARITIES OF CHENANGO COUN | |||||||
| 3 OHARA DRIVE | NORWICH | NY | 13815 | NONE | 509A1 | OUTREACH AND SUPPORT FOR LOW INCOME FAMILIES | $35,000 |
| SAINT MALACHYS CHURCH | |||||||
| 31 E STATE STREET | SHERBURNE | NY | 13460 | NONE | 509A1 | COPIER PRINTER REPLACEMENT, REPLACE CARPET AND TILE FLOORING, ROOF REPAIRS | $8,000 |
| MORRISVLLE COLLEGE FOUNDATION INC | |||||||
| PO BOX 901 | MORRISVILLE | NY | 13408 | NONE | 509A1 | SCHOLARSHIPS HONORING RC SMITHS PARENTS | $4,000 |
| HOLY FAMILY CATHOLIC CHURCH | |||||||
| 17 PROSPECT ST | NORWICH | NY | 13815 | NONE | 509A1 | STUDENT SCHOLARSHIPS, RELIGIOUS EDUCATION INSTRUCTION AND FACILITY NEEDS | $180,000 |
| ST PAULS CHURCH | |||||||
| 30 PLEASANT ST | NORWICH | NY | 13815 | NONE | 509A1 | CHURCH NEEDS AND PROGRAMS | $180,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 872191 | TotGrantOrContriPaidDuringYear |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $13 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $442,961 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $418,362 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $861,336 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 861336 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | false | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | false | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | false | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | false | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | false | ReimbursementArrangements |
| Loans Or Loan Guarantees | false | LoansOrLoanGuarantees |
| Performance Of Services Etc | false | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | false | RelationshipsNoncharitableEOs |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | X | Organization501c3ExemptPF |
| General Rule | X | GeneralRule |
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | 1 | ContributorNumber |
| Contributor Name Individual | R C SMITH ESTATE | ContributorNameIndividual |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 52 SOUTH BROAD STREET | AddressLine1 |
| City | NORWICH | City |
| State | NY | State |
| ZIP Code | 13815 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | 43660 | AggregateContributions |
| Person Contribution Type | X | PersonContributionType |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | AUDIT & TAX PREP FEES | Category |
| Amount | $4,065 | Amount |
| Net Investment Income | 0 | NetInvestmentIncome |
| Adjusted Net Income | 0 | AdjustedNetIncome |
| Disbursements Charitable Prps | 4065 | DisbursementsCharitablePrps |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (21 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 30000 HEWLETT-PACKARD CO 4.65% 12/9/21 | 30116 | 30116 |
| 30000 ARCELORMITTAL 6.125% 6/1/18 | 30405 | 30405 |
| 30000 JEFFERIES GROUP INC 5.5% 3/15/16 | 31950 | 31950 |
| 30000 MORGAN STANLEY 2.875% 7/28/14 | 30660 | 30660 |
| 30000 MCDONALDS CORP 3.5 7-20 | 33252 | 33252 |
| 40000 JPMORGAN CHASE & CO 2.6 1-16 | 41583 | 41583 |
| 30000 JOHN DEERE CAP 2.8 9-17 | 32026 | 32026 |
| 50000 GOLDMAN SACHS GP 5.0 6-23 | 53057 | 53057 |
| 75000 GOLDMAN SACH MTN 3.5 11-22 | 74804 | 74804 |
| 30000 GOLDMAN SACHS GROUP 3.625 2-16 | 31756 | 31756 |
| 50000 EBAY 1.625 10-15 | 51341 | 51341 |
| 30000 DELL INC 3.1 4-16 | 31508 | 31508 |
| 30000 CISCO SYSTEMS 4.45 1-20 | 34787 | 34787 |
| 100000 BANK OF AMER MTN 3.0 5-20 | 97000 | 97000 |
| 30000 BANK OF AMERICA 5.25 12-15 | 32450 | 32450 |
| 30000 AMGEN INC 3.45 10-20 | 32113 | 32113 |
| 125,000 BARCLAYS PLC M/T FLTG 3.75 07-20 | 131170 | 131170 |
| 19141.57 BANC OF AM MTG SEC 5.50 6-33 | 19312 | 19312 |
| 125,000 MORGAN STANLEY M/T FLT 10.0 9-25 | 118594 | 118594 |
| 125,000 JPMORGAN CHASE & CO M/T 2.625 | 129225 | 129225 |
| 100,000 GENL ELEC CAP CORP MED 5.5 11-21 | 114587 | 114587 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (100 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 1000 GENERAL MOTORS CO 4.75% | 44130 | 44130 |
| 4000 LLOYDS BANKING GROUP 7.75% | 109680 | 109680 |
| 12500 TORTOISE ENERGY INFRASTR 4.375% | 124750 | 124750 |
| 1192 UTILITIES SELECT SCTOR SPDR | 41625 | 41625 |
| 1000 NATIONAL GRID PLC SPONS ADR | 57440 | 57440 |
| 845 ISHARES DJ US TELCOM SECTOR INDEX FD | 20500 | 20500 |
| 165 MONSANTO CO | 15617 | 15617 |
| 544 ECOLAB INC | 39114 | 39114 |
| 1000 FREEPORT-MCMORAN COOPER AND GOLD | 34200 | 34200 |
| 984 JACK HENRY & ASSOC INC | 38632 | 38632 |
| 527 UNITED PARCEL SERVICE | 38856 | 38856 |
| 860 HONEYWELL INTERNATIONAL INC | 54584 | 54584 |
| 3000 BLOCK H&R INC | 55710 | 55710 |
| QUALITY SYSTEMS INC | 34720 | 34720 |
| 2420 FINANCIAL SELECT SECTOR SPDR | 39663 | 39663 |
| 481 T ROWE PRICE GROUP IN | 31321 | 31321 |
| 463 VANGUARD REIT ETF | 30465 | 30465 |
| 2000 GENERAL ELECTRIC 4.875 PFD | 50980 | 50980 |
| US BANCORP NEW | 16449 | 16449 |
| WELLS FARGO & CO | 20098 | 20098 |
| PHILLIPS 66 | 48268 | 48268 |
| 1000 TOTAL S.A. SPONS ADR | 52010 | 52010 |
| 1070 CVS CAREMARK CORP | 51735 | 51735 |
| 565 CHURCH & DWIGHT INC | 30267 | 30267 |
| 730 HEINZ H J CO | 42106 | 42106 |
| 479 POLARIS INDUSTRIES INC | 40308 | 40308 |
| 1000 ASSURED GUARANTY MUNU | 24930 | 24930 |
| 1558 XYLEM INC | 42222 | 42222 |
| 2000 WASTE MANAGEMENT | 67480 | 67480 |
| 5250 VALLEY NATIONAL BANCORP | 48825 | 48825 |
| 261 VF CORP | 39403 | 39403 |
| 339 UNION PAC CORP | 42619 | 42619 |
| 407 THE MOSAIC COMPANY | 23048 | 23048 |
| 2040 TEVA PHARMACEUTICAL INDS | 76174 | 76174 |
| 1200 SOUTHERN COMPANY | 51372 | 51372 |
| 650 QUALCOMM INC | 40209 | 40209 |
| 1998 ORACLE CORPORATION | 66573 | 66573 |
| 2000 NBT BANCORP INC | 40540 | 40540 |
| 1000 KELLOGG | 55850 | 55850 |
| 708 KBW REGIONAL BANKING ETF | 19803 | 19803 |
| 358 ISHARES NASDAQ BIOTECH | 49125 | 49125 |
| 2000 FINANCIAL ENGINES INC | 55480 | 55480 |
| 4000 FIDELITY NATIONAL FINANCIAL INC | 94200 | 94200 |
| 555 ENERGY SELECT SECTOR | 39638 | 39638 |
| 1501 EMC CORP MASS | 37975 | 37975 |
| 685 COVIDIEN PLC | 39552 | 39552 |
| 587 BAXTER INTL INC | 39129 | 39129 |
| 658 BED BATH & BEYOND | 36789 | 36789 |
| 618 ACCENTURE PLC | 41097 | 41097 |
| 2000 SUNCOR ENERGY INC NEW | 65960 | 65960 |
| 800 ROYAL DUTCH SHELL PLC | 56712 | 56712 |
| 1642 PFIZER INC | 41180 | 41180 |
| 600 NEXTERA ENERGY INC | 41514 | 41514 |
| 731 EMERSON ELEC CO | 38714 | 38714 |
| 3000 DREAMWORKS ANIMATION SKG - A | 49710 | 49710 |
| 2,200 GOLDMAN SACHS GROUP INC PFD | 57464 | 57464 |
| 2,800 CORTS GOLDMAN SACHS CAPL PFD | 69972 | 69972 |
| 561 SCHLUMBERGER LTD | 38877 | 38877 |
| 797 MARKET VECTORS ETF AGRIBUSINESS | 42050 | 42050 |
| 918 PRUDENTIAL FINL INC | 48957 | 48957 |
| 568 PEPSICO INC | 38868 | 38868 |
| 3129 MICROSOFT CORP | 83575 | 83575 |
| 1718 LOWES COS INC | 61023 | 61023 |
| 1922 JOHNSON & JOHNSON | 134732 | 134732 |
| 508 JPMORGAN CHASE & CO | 22336 | 22336 |
| 7719 INTEL CORP | 159166 | 159166 |
| 82 GOOGLE INC CL A | 58005 | 58005 |
| 272 GOLDMAN SACHS GROUP INC | 34696 | 34696 |
| 4285 GENERAL ELEC CO | 89942 | 89942 |
| 1083 EXXON MOBIL CORP | 93734 | 93734 |
| 777 DISNEY WALT CO COM DISNEY | 38687 | 38687 |
| 772 DANAHER CORP DEL | 43155 | 43155 |
| 1133 CISCO SYS INC | 22263 | 22263 |
| 346 BERKSHIRE HATHAWAY INC DEL CL B | 31036 | 31036 |
| 150 APPLE INC | 79826 | 79826 |
| 1121 WAL MART STORES INC | 76486 | 76486 |
| 516 UNITED TECHNOLOGY CORP | 42317 | 42317 |
| 1246 TARGET CORP | 73726 | 73726 |
| 787 SCANA CORP NEW | 35919 | 35919 |
| 1160 PROCTER & GAMBLE CO | 78752 | 78752 |
| 1597 NORFOLK SOUTHERN CORP | 98758 | 98758 |
| 1579 MCDONALDS CORP | 139284 | 139284 |
| 3283 JOHNSON CTLS INC | 100690 | 100690 |
| 451 INTL BUSINESS MACHINES CORP | 86389 | 86389 |
| 642 ILLINOIS TOOL WKS INC | 39040 | 39040 |
| 755 HARRIS CORP DEL | 36965 | 36965 |
| 887 GENERAL MILLS INC | 35853 | 35853 |
| 566 GENERAL DYNAMICS CORP | 39207 | 39207 |
| 859 CHEVRON CORP | 92892 | 92892 |
| 647 AUTOMATIC DATA PROCESSING | 36834 | 36834 |
| 467 AIR PRODS & CHEMS INC | 39237 | 39237 |
| 1858 AT&T INC | 62633 | 62633 |
| 742 AFLAC INC | 39415 | 39415 |
| 4,000 ALLIANZ SE PFD 8.375%# | 102500 | 102500 |
| 1280 NOVARTIS A G SPONSORED ADR | 81024 | 81024 |
| 3,800 SCHWAB CHARLES CORP NEW | 54568 | 54568 |
| 1220 PAYCHEX INC | 37942 | 37942 |
| 8079 ONEIDA FINL CORP | 86041 | 86041 |
| 2489 CONOCOPHILLIPS | 144337 | 144337 |
| 2500 GENL ELEC CAPTIAL CORP 6.1% PFD | 62000 | 62000 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Securities EOY Book Value | 236430 | USGovtSecuritiesEOYBookValue |
| US Govt Securities EOYFMV | 236430 | USGovtSecuritiesEOYFMV |
| State Local Securities EOY Book Val | 1332836 | StateLocalSecuritiesEOYBookVal |
| State Local Securities EOYFMV | 1332836 | StateLocalSecuritiesEOYFMV |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther (63 entries)
| Category Or ItemCategoryOrItem | Listed At Cost Or FMVListedAtCostOrFMV | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| 10193.69 LCORR L/S COMMOD STRAT | FMV | 85424 | 85424 |
| 40 ADVISORS DIS TR UIT SER 823 | FMV | 39122 | 39122 |
| 3899 ADVISORS DIS TR UIT SER 775 | FMV | 40316 | 40316 |
| 3988 ADVISORS DIS TR UIT SER 775 | FMV | 41395 | 41395 |
| 100000 GE CAPITAL BANK CERT OF DEP | FMV | 103010 | 103010 |
| 100000 GOLDMAN SACHS BANK USA CERT OF DE | FMV | 101325 | 101325 |
| 100000 STATE BANK OF INDIA NY CERT OF DE | FMV | 101318 | 101318 |
| 5000 ABERDEEN ASIA PACKIFIC PRIME INCOME | FMV | 38700 | 38700 |
| 5154.64 BAIRD SHOR TERM BOND FUND | FMV | 50258 | 50258 |
| 6447.45 DWS GNMA FUND | FMV | 99291 | 99291 |
| 9026.93 BAIRD CORE PLUS BOND FUND | FMV | 101733 | 101733 |
| 35902.59 OPPENHEIMER GLOBAL STRATEGIC IN | FMV | 156176 | 156176 |
| 33006.84 T ROWE PRICE SHORT TERM BOND FU | FMV | 160083 | 160083 |
| 16578.75 TEMPLETON GLOBAL BOND FUND | FMV | 221161 | 221161 |
| 5586.59 LOCORR MANAGED FUT STRAT I | FMV | 49218 | 49218 |
| 1037 DWS RREEF GLOBAL INFRAST - S | FMV | 54278 | 54278 |
| 1774.94 OPPENHEIMER INTL GROWTH FD Y | FMV | 54508 | 54508 |
| 1309 ISHARES MSCI CHINA INDEX FD | FMV | 63487 | 63487 |
| 13071.90 LORD ABBETT INTL DIV INC | FMV | 108235 | 108235 |
| 7173.21 DODGE & COX INTL STOCK FUND | FMV | 248480 | 248480 |
| 1000 ISHARES MSCI EMERGING MKT INC | FMV | 44350 | 44350 |
| 1531.86 OPPENHEIMER DEVELOPING MKT Y | FMV | 53431 | 53431 |
| 4065.04 FRANK VALUE FUND | FMV | 45041 | 45041 |
| 2000 REAVES UTILITIES INCOME TRUST | FMV | 47640 | 47640 |
| 4255.32 FIDELITY ADV STR DVD | FMV | 52340 | 52340 |
| 3775 ADVENT CLAYMORE CVT SEC | FMV | 60853 | 60853 |
| MFS DIVERSIFIED TARG RET | FMV | 107604 | 107604 |
| ADRONDACK SMALL CAP FUND | FMV | 52580 | 52580 |
| 3696 CENTRAL FUND CANADA CL A | FMV | 77727 | 77727 |
| 15710.95 OPPENHEIMER INTL BOND FD | FMV | 103378 | 103378 |
| 1573 SENIOR HOUSING PROPERTIES | FMV | 37186 | 37186 |
| 15306.98 FIDELITY ADV FLO | FMV | 151845 | 151845 |
| 3246 WISDOMTREE INDIA EARNINGS | FMV | 62875 | 62875 |
| 2570 VANGUARD SMALL CAP VALUE | FMV | 186711 | 186711 |
| 2106 VANGUARD SMALL CAP GROWTH | FMV | 187497 | 187497 |
| 4958 VANGUARD MSCI EMERGING MARKETS | FMV | 220780 | 220780 |
| 3222 VANGUARD MIDCAP VALUE | FMV | 189486 | 189486 |
| 2748 VANGUARD MIDCAP GROWTH | FMV | 188458 | 188458 |
| 5000 ROYCE VALUE TR INC | FMV | 67100 | 67100 |
| 17777.37 ROYCE PENNSYLVANIA MUT FUND | FMV | 204440 | 204440 |
| 1037 MARKET VECTORS GOLD MINERS | FMV | 48106 | 48106 |
| 1044 ISHARES MSCI SOUTH KOREA | FMV | 66139 | 66139 |
| 4578 ISHARES MSCI SINGAPORE INDEX | FMV | 62673 | 62673 |
| 3236 ISHARES MSCI HONG KONG | FMV | 62843 | 62843 |
| 2214 ISHARES MSCI CANADA INDEX | FMV | 62878 | 62878 |
| 1098 ISHARES MSCI BRAZIL INDEX | FMV | 61422 | 61422 |
| 2510 ISHARES MSCI AUSTRALIA INDEX | FMV | 63101 | 63101 |
| 8907.65 HARTFORD MIDCAP FUND | FMV | 194810 | 194810 |
| 5000 GAMCO GLOBAL | FMV | 64000 | 64000 |
| 6738.86 CRM MID CAP VALUE FD | FMV | 207422 | 207422 |
| 12136.53 LAZARD EMERGING MARKET | FMV | 237148 | 237148 |
| 100,000 TOWER BK & TR CO CTF | FMV | 105939 | 105939 |
| 100,000 FIRST NATL BK CTF OF DEP 3 1-15 | FMV | 104075 | 104075 |
| 100,000 GE CAPITAL FINL UT 1.35 | FMV | 100729 | 100729 |
| 59945.59 VANGUARD GNMA FUND ADMIRAL SH | FMV | 654006 | 654006 |
| 57699.09 FEDERATED TOTAL RETURN BOND F | FMV | 659501 | 659501 |
| 47689 DODGE & COX INCOME FUND | FMV | 660969 | 660969 |
| 11948.65 HUSSMAN STRATEGIC GROWTH FUND | FMV | 127970 | 127970 |
| 24285.38 MFS LIMITED MATURITY FUND R4 | FMV | 148869 | 148869 |
| 28,370.296 LEIGH BALDWIN TOTAL RETURN BD | FMV | 220437 | 220437 |
| 100,000 REPUBLIC BANK UT CTF 3.7 3-16 | FMV | 107537 | 107537 |
| 100,000 BARCLAYS BANK DE CTF 3.15 11-14 | FMV | 104034 | 104034 |
| 100,000 BMW KN NO AMER UT CTF 2.7 12-13 | FMV | 101969 | 101969 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (6 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|
| WEBSITE | 204 | 204 |
| POSTAGE AND OFFICE EXPENSE | 1913 | 1913 |
| NYS FEE | 750 | 750 |
| MISCELLANEOUS | 20 | 20 |
| MEMBERSHIPS | 695 | 695 |
| INSURANCE | 750 | 750 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ADVISORY FEES | Category |
| Amount | $75,933 | Amount |
| Net Investment Income | 75933 | NetInvestmentIncome |
| Adjusted Net Income | 0 | AdjustedNetIncome |
| Disbursements Charitable Prps | 0 | DisbursementsCharitablePrps |
Taxes Schedule TaxesSchedule
Taxes Taxes (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome |
|---|---|---|
| FOREIGN TAXES | $1,949 | 1949 |
| FEDERAL TAXES | $21,829 |
Comments