2013-08-13T13:05:22-07:00 2012-12-31 Piaker & Lyons PC PO Box 190 5862 County Rd 32 Norwich NY 13815 990PF 2012-01-01 201893940 THE R C SMITH FOUNDATION INC RCSM 6073365850 35 WEST MAIN STREET PO BOX 552 NORWICH NY 13815 RICHARD M RUNYON 2013-08-13 true ROY E FULLER CPA P00005268 6073368908 2012 2016-03-07 17:11:31Z X X 17288002 X 43660 13 13 442961 442961 418362 5818325 418362 904996 861336 24000 12000 12000 4065 4065 75933 75933 23778 1949 4332 4332 132108 89882 20397 872191 872191 1004299 89882 892588 -99303 771454 7515 71624 71624 1287745 679775 679775 1167833 1569266 1569266 4791662 5500224 5500224 1219256 1181696 1181696 8040246 8285417 8285417 16514257 17288002 17288002 0 X 16514257 17288002 16514257 17288002 16514257 17288002 16514257 -99303 873048 17288002 17288002 55647 Capital Gain Dividends 418362 77761 false 770077 16246765 0.04740 678112 15281650 0.04437 620793 6228727 0.09967 331965 5900911 0.05626 285324 5573488 0.05119 0.29889 0.05978 16795286 1003989 7715 1011704 892588 15429 15429 15429 15980 3500 19480 X 46 4005 4005 false false false false false false false false false true NY true false false false false true rcsmithfoundation.org RICHARD M RUNYON 6073365850 35 WEST MAIN STREET PO BOX 552 NORWICH NY 13815 false false false false false false false false false false false false false false false false false false false false false false false false false false PEGI S LOPRESTI 35 WEST MAIN STREET PO BOX 552 NORWICH NY 13815 3.00 0 WILLIAM TROXELL 35 WEST MAIN STREET PO BOX 552 NORWICH NY 13815 3.00 0 RICHARD M RUNYON 35 WEST MAIN STREET PO BOX 552 NORWICH NY 13815 3.00 0 NANCY RITZEL 35 WEST MAIN STREET PO BOX 552 NORWICH NY 13815 3.00 0 THOMAS C EMERSON 35 WEST MAIN STREET PO BOX 552 NORWICH NY 13815 3.00 0 MARY W DAVIS 35 WEST MAIN STREET PO BOX 552 NORWICH NY 13815 3.00 0 GARY BROOKINS 35 WEST MAIN STREET PO BOX 552 NORWICH NY 13815 3.00 0 BETSY BAIO 35 WEST MAIN STREET PO BOX 552 NORWICH NY 13815 3.00 0 WILLIAM ACEE 35 WEST MAIN STREET PO BOX 552 NORWICH NY 13815 3.00 0 GARY CLARK 35 WEST MAIN STREET PO BOX 552 NORWICH NY 13815 12.00 24000 NONE NONE 16146244 904808 0 17051052 0 17051052 255766 16795286 839764 839764 15429 15429 824335 824335 824335 892588 892588 892588 824335 283983 283983 892588 0 824335 68253 352236 0 352236 283983 68253 RICHARD M RUNYON 35 WEST MAIN STREET PO BOX 552 NORWICH NY 13815 6073365850 GRANT APPLICATION OR LETTER INCLUDING FINANCIALS, EXEMPTION, AND PURPOSE OF FUNDS QUARTERLY 50% CHENANGO COUNTY, 50% RELIGIOUS ST PAUL'S EPISCOPAL CHURCH - 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OXFORD THRIFT 64 NORTH CANAL STREET NORWICH NY 13815 NONE 509A1 REPAIRS AND EQUIPMENT 7150 CITY OF NORWICH ONE CITY PLAZA NORWICH NY 13815 NONE EXEMPT OUTDOOR POOL RENOVATIONS 40000 CHENANGO COUNTY COUNCIL OF ARTS INC 27 WEST MAIN STREET NORWICH NY 13815 NONE 509A1 COMMUNITY ROOM FURNITURE 5000 CHENANGO COUNTY 5 COURT STREET NORWICH NY 13815 NONE EXEMPT COURT HOUSE RENOVATIONS 15000 HOSPICE OF CHENANGO COUNTY 21 HAYES ST NORWICH NY 13815 NONE 509A1 PATIENT MEDICATION SUPPORT 15000 VILLAGE OF SHERBURNE STREETSCAPE 15 W STATE ST SHERBURNE NY 13840 NONE EXEMPT STREETSCAPE IMPROVEMENTS 10000 THE SHERBURNE PUBLIC LIBRARY 2 E STATE ST SHERBURNE NY 13480 NONE 509A1 LIBARAY HISTORICAL RENOVATIONS 1200 THE PLACE 20 E MAIN ST NORWICH NY 13815 NONE 509A1 SUPPORT FOR ANNUAL CHRISTMAS CLOTHING GIFT PROGRAM 3000 CHENANGO MEMORIAL HOSPITAL 179 NORTH BROAD STREET NORWICH NY 13815 NONE 509A1 EQUIPMENT AND INTERIOR RENOVATIONS 50000 THE PLACE 20 E MAIN ST NORWICH NY 13815 NONE 509A1 MATCHING GRANT FOR TECHNOLOGICAL IMPROVEMENTS 5000 SAINT PAUL'S EPISCOPAL CHURCH 36 MAIN ST OXFORD NY 13830 NONE 509A1 FOOD PROVISIONS FOR THE NEEDY 10000 CHENANGO COUNTY BLUES FEST 54 BORDEN AVE B22 NORWICH NY 13815 NONE 509A1 EXPANSION OF THE ARTIST PROGRAM IN THE FESTIVAL 6000 UNITED CHURCH OF CHRIST 11 W MAIN ST NORWICH NY 13815 NONE 509A1 PROJECT SLEEP SAFE 3500 NORWICH BID PARKS PROJECT 1 CITY PLAZA NORWICH NY 13815 NONE 509A1 PARKS PROJECT 20000 CHENANGO COUNTY HISTORICAL SOCIETY 45 REXFORD STREET NORWICH NY 13815 NONE 509A1 BUILDING EXPANSION, RENOVATION & FURNISHINGS 13849 DISPUTE RESOLUTION CENTER 27 W MAIN STREET NORWICH NY 13815 NONE 509A1 TREATMENT COURT GRADUATION & VICTIM IMPACT PANAL 2300 ST BARTHOLOMEW CHURCH 81 EAST MAIN STREET NORWICH NY 13815 NONE 509A1 CHURCH ROOF AND IMPROVEMENTS 36400 ST THERESA'S CHURCH 24 N MAIN STREET NEW BERLIN NY 13411 NONE 509A1 EDUCATIONS PROGRAMS AND RENOVATIONS FOR HANDICAPPED ACCESSIBILITY 5622 NORWICH YMCA - GUS MACKER 68 NORTH BROAD STREET NORWICH NY 13815 NONE 509A1 SUPPORT FOR ANNUAL GUS MACKER TOURNAMENT 3200 NORWICH BID PUMPKIN FEST 1 CITY PLAZA NORWICH NY 13815 NONE 509A1 ASSIST WITH OPERATING COSTS TO PRESENT THE "2011 PUMPKIN FESTIVAL" 4750 COLORSCAPE CHENANGO ARTS FESTIVAL PO BOX 624 NORWICH NY 13815 NONE 509A1 TO ASSIST WITH OPERATING COSTS TO PRESENT THE "2011 COLORSCAPE WEEKEND" 8000 CITY OF NORWICH YOUTH BOARD ONE CITY PLAZA NORWICH NY 13815 NONE 509A1 EDUCATIONAL YOUTH TRIPS 1300 CITY OF NORWICH CITY BAND ONE CITY PLAZA NORWICH NY 13815 NONE 509A1 SUPPORT FOR MUSIC IN THE PARKS 2000 THE CHENANGO FOUNDATION INC 19 EATON CENTER NORWICH NY 13815 NONE 509A1 SCHOLARSHIPS 5000 EMMANUAL EPISCOPAL CHURCH 37 W MAIN STREET NORWICH NY 13815 NONE 509A1 SUPPORT FOR NEEDY EMERGENCY HEAT ASSISTANCE 20000 EMMANUAL EPSICOPAL CHURCH 37 W MAIN STREET NORWICH NY 13815 NONE 509A1 SUPPORT FOR FOOD PANTRY AND MILK COUPONS 26000 CATHOLIC CHARITIES OF CHENANGO COUN 3 OHARA DRIVE NORWICH NY 13815 NONE 509A1 OUTREACH AND SUPPORT FOR LOW INCOME FAMILIES 35000 SAINT MALACHYS CHURCH 31 E STATE STREET SHERBURNE NY 13460 NONE 509A1 COPIER PRINTER REPLACEMENT, REPLACE CARPET AND TILE FLOORING, ROOF REPAIRS 8000 MORRISVLLE COLLEGE FOUNDATION INC PO BOX 901 MORRISVILLE NY 13408 NONE 509A1 SCHOLARSHIPS HONORING RC SMITHS PARENTS 4000 HOLY FAMILY CATHOLIC CHURCH 17 PROSPECT ST NORWICH NY 13815 NONE 509A1 STUDENT SCHOLARSHIPS, RELIGIOUS EDUCATION INSTRUCTION AND FACILITY NEEDS 180000 ST PAULS CHURCH 30 PLEASANT ST NORWICH NY 13815 NONE 509A1 CHURCH NEEDS AND PROGRAMS 180000 872191 14 13 14 442961 18 418362 861336 861336 false false false false false false false false false false X X 1 R C SMITH ESTATE 52 SOUTH BROAD STREET NORWICH NY 13815 43660 X AUDIT & TAX PREP FEES 4065 0 0 4065 30000 HEWLETT-PACKARD CO 4.65% 12/9/21 30116 30116 30000 ARCELORMITTAL 6.125% 6/1/18 30405 30405 30000 JEFFERIES GROUP INC 5.5% 3/15/16 31950 31950 30000 MORGAN STANLEY 2.875% 7/28/14 30660 30660 30000 MCDONALDS CORP 3.5 7-20 33252 33252 40000 JPMORGAN CHASE & CO 2.6 1-16 41583 41583 30000 JOHN DEERE CAP 2.8 9-17 32026 32026 50000 GOLDMAN SACHS GP 5.0 6-23 53057 53057 75000 GOLDMAN SACH MTN 3.5 11-22 74804 74804 30000 GOLDMAN SACHS GROUP 3.625 2-16 31756 31756 50000 EBAY 1.625 10-15 51341 51341 30000 DELL INC 3.1 4-16 31508 31508 30000 CISCO SYSTEMS 4.45 1-20 34787 34787 100000 BANK OF AMER MTN 3.0 5-20 97000 97000 30000 BANK OF AMERICA 5.25 12-15 32450 32450 30000 AMGEN INC 3.45 10-20 32113 32113 125,000 BARCLAYS PLC M/T FLTG 3.75 07-20 131170 131170 19141.57 BANC OF AM MTG SEC 5.50 6-33 19312 19312 125,000 MORGAN STANLEY M/T FLT 10.0 9-25 118594 118594 125,000 JPMORGAN CHASE & CO M/T 2.625 129225 129225 100,000 GENL ELEC CAP CORP MED 5.5 11-21 114587 114587 1000 GENERAL MOTORS CO 4.75% 44130 44130 4000 LLOYDS BANKING GROUP 7.75% 109680 109680 12500 TORTOISE ENERGY INFRASTR 4.375% 124750 124750 1192 UTILITIES SELECT SCTOR SPDR 41625 41625 1000 NATIONAL GRID PLC SPONS ADR 57440 57440 845 ISHARES DJ US TELCOM SECTOR INDEX FD 20500 20500 165 MONSANTO CO 15617 15617 544 ECOLAB INC 39114 39114 1000 FREEPORT-MCMORAN COOPER AND GOLD 34200 34200 984 JACK HENRY & ASSOC INC 38632 38632 527 UNITED PARCEL SERVICE 38856 38856 860 HONEYWELL INTERNATIONAL INC 54584 54584 3000 BLOCK H&R INC 55710 55710 QUALITY SYSTEMS INC 34720 34720 2420 FINANCIAL SELECT SECTOR SPDR 39663 39663 481 T ROWE PRICE GROUP IN 31321 31321 463 VANGUARD REIT ETF 30465 30465 2000 GENERAL ELECTRIC 4.875 PFD 50980 50980 US BANCORP NEW 16449 16449 WELLS FARGO & CO 20098 20098 PHILLIPS 66 48268 48268 1000 TOTAL S.A. SPONS ADR 52010 52010 1070 CVS CAREMARK CORP 51735 51735 565 CHURCH & DWIGHT INC 30267 30267 730 HEINZ H J CO 42106 42106 479 POLARIS INDUSTRIES INC 40308 40308 1000 ASSURED GUARANTY MUNU 24930 24930 1558 XYLEM INC 42222 42222 2000 WASTE MANAGEMENT 67480 67480 5250 VALLEY NATIONAL BANCORP 48825 48825 261 VF CORP 39403 39403 339 UNION PAC CORP 42619 42619 407 THE MOSAIC COMPANY 23048 23048 2040 TEVA PHARMACEUTICAL INDS 76174 76174 1200 SOUTHERN COMPANY 51372 51372 650 QUALCOMM INC 40209 40209 1998 ORACLE CORPORATION 66573 66573 2000 NBT BANCORP INC 40540 40540 1000 KELLOGG 55850 55850 708 KBW REGIONAL BANKING ETF 19803 19803 358 ISHARES NASDAQ BIOTECH 49125 49125 2000 FINANCIAL ENGINES INC 55480 55480 4000 FIDELITY NATIONAL FINANCIAL INC 94200 94200 555 ENERGY SELECT SECTOR 39638 39638 1501 EMC CORP MASS 37975 37975 685 COVIDIEN PLC 39552 39552 587 BAXTER INTL INC 39129 39129 658 BED BATH & BEYOND 36789 36789 618 ACCENTURE PLC 41097 41097 2000 SUNCOR ENERGY INC NEW 65960 65960 800 ROYAL DUTCH SHELL PLC 56712 56712 1642 PFIZER INC 41180 41180 600 NEXTERA ENERGY INC 41514 41514 731 EMERSON ELEC CO 38714 38714 3000 DREAMWORKS ANIMATION SKG - A 49710 49710 2,200 GOLDMAN SACHS GROUP INC PFD 57464 57464 2,800 CORTS GOLDMAN SACHS CAPL PFD 69972 69972 561 SCHLUMBERGER LTD 38877 38877 797 MARKET VECTORS ETF AGRIBUSINESS 42050 42050 918 PRUDENTIAL FINL INC 48957 48957 568 PEPSICO INC 38868 38868 3129 MICROSOFT CORP 83575 83575 1718 LOWES COS INC 61023 61023 1922 JOHNSON & JOHNSON 134732 134732 508 JPMORGAN CHASE & CO 22336 22336 7719 INTEL CORP 159166 159166 82 GOOGLE INC CL A 58005 58005 272 GOLDMAN SACHS GROUP INC 34696 34696 4285 GENERAL ELEC CO 89942 89942 1083 EXXON MOBIL CORP 93734 93734 777 DISNEY WALT CO COM DISNEY 38687 38687 772 DANAHER CORP DEL 43155 43155 1133 CISCO SYS INC 22263 22263 346 BERKSHIRE HATHAWAY INC DEL CL B 31036 31036 150 APPLE INC 79826 79826 1121 WAL MART STORES INC 76486 76486 516 UNITED TECHNOLOGY CORP 42317 42317 1246 TARGET CORP 73726 73726 787 SCANA CORP NEW 35919 35919 1160 PROCTER & GAMBLE CO 78752 78752 1597 NORFOLK SOUTHERN CORP 98758 98758 1579 MCDONALDS CORP 139284 139284 3283 JOHNSON CTLS INC 100690 100690 451 INTL BUSINESS MACHINES CORP 86389 86389 642 ILLINOIS TOOL WKS INC 39040 39040 755 HARRIS CORP DEL 36965 36965 887 GENERAL MILLS INC 35853 35853 566 GENERAL DYNAMICS CORP 39207 39207 859 CHEVRON CORP 92892 92892 647 AUTOMATIC DATA PROCESSING 36834 36834 467 AIR PRODS & CHEMS INC 39237 39237 1858 AT&T INC 62633 62633 742 AFLAC INC 39415 39415 4,000 ALLIANZ SE PFD 8.375%# 102500 102500 1280 NOVARTIS A G SPONSORED ADR 81024 81024 3,800 SCHWAB CHARLES CORP NEW 54568 54568 1220 PAYCHEX INC 37942 37942 8079 ONEIDA FINL CORP 86041 86041 2489 CONOCOPHILLIPS 144337 144337 2500 GENL ELEC CAPTIAL CORP 6.1% PFD 62000 62000 236430 236430 1332836 1332836 10193.69 LCORR L/S COMMOD STRAT FMV 85424 85424 40 ADVISORS DIS TR UIT SER 823 FMV 39122 39122 3899 ADVISORS DIS TR UIT SER 775 FMV 40316 40316 3988 ADVISORS DIS TR UIT SER 775 FMV 41395 41395 100000 GE CAPITAL BANK CERT OF DEP FMV 103010 103010 100000 GOLDMAN SACHS BANK USA CERT OF DE FMV 101325 101325 100000 STATE BANK OF INDIA NY CERT OF DE FMV 101318 101318 5000 ABERDEEN ASIA PACKIFIC PRIME INCOME FMV 38700 38700 5154.64 BAIRD SHOR TERM BOND FUND FMV 50258 50258 6447.45 DWS GNMA FUND FMV 99291 99291 9026.93 BAIRD CORE PLUS BOND FUND FMV 101733 101733 35902.59 OPPENHEIMER GLOBAL STRATEGIC IN FMV 156176 156176 33006.84 T ROWE PRICE SHORT TERM BOND FU FMV 160083 160083 16578.75 TEMPLETON GLOBAL BOND FUND FMV 221161 221161 5586.59 LOCORR MANAGED FUT STRAT I FMV 49218 49218 1037 DWS RREEF GLOBAL INFRAST - S FMV 54278 54278 1774.94 OPPENHEIMER INTL GROWTH FD Y FMV 54508 54508 1309 ISHARES MSCI CHINA INDEX FD FMV 63487 63487 13071.90 LORD ABBETT INTL DIV INC FMV 108235 108235 7173.21 DODGE & COX INTL STOCK FUND FMV 248480 248480 1000 ISHARES MSCI EMERGING MKT INC FMV 44350 44350 1531.86 OPPENHEIMER DEVELOPING MKT Y FMV 53431 53431 4065.04 FRANK VALUE FUND FMV 45041 45041 2000 REAVES UTILITIES INCOME TRUST FMV 47640 47640 4255.32 FIDELITY ADV STR DVD FMV 52340 52340 3775 ADVENT CLAYMORE CVT SEC FMV 60853 60853 MFS DIVERSIFIED TARG RET FMV 107604 107604 ADRONDACK SMALL CAP FUND FMV 52580 52580 3696 CENTRAL FUND CANADA CL A FMV 77727 77727 15710.95 OPPENHEIMER INTL BOND FD FMV 103378 103378 1573 SENIOR HOUSING PROPERTIES FMV 37186 37186 15306.98 FIDELITY ADV FLO FMV 151845 151845 3246 WISDOMTREE INDIA EARNINGS FMV 62875 62875 2570 VANGUARD SMALL CAP VALUE FMV 186711 186711 2106 VANGUARD SMALL CAP GROWTH FMV 187497 187497 4958 VANGUARD MSCI EMERGING MARKETS FMV 220780 220780 3222 VANGUARD MIDCAP VALUE FMV 189486 189486 2748 VANGUARD MIDCAP GROWTH FMV 188458 188458 5000 ROYCE VALUE TR INC FMV 67100 67100 17777.37 ROYCE PENNSYLVANIA MUT FUND FMV 204440 204440 1037 MARKET VECTORS GOLD MINERS FMV 48106 48106 1044 ISHARES MSCI SOUTH KOREA FMV 66139 66139 4578 ISHARES MSCI SINGAPORE INDEX FMV 62673 62673 3236 ISHARES MSCI HONG KONG FMV 62843 62843 2214 ISHARES MSCI CANADA INDEX FMV 62878 62878 1098 ISHARES MSCI BRAZIL INDEX FMV 61422 61422 2510 ISHARES MSCI AUSTRALIA INDEX FMV 63101 63101 8907.65 HARTFORD MIDCAP FUND FMV 194810 194810 5000 GAMCO GLOBAL FMV 64000 64000 6738.86 CRM MID CAP VALUE FD FMV 207422 207422 12136.53 LAZARD EMERGING MARKET FMV 237148 237148 100,000 TOWER BK & TR CO CTF FMV 105939 105939 100,000 FIRST NATL BK CTF OF DEP 3 1-15 FMV 104075 104075 100,000 GE CAPITAL FINL UT 1.35 FMV 100729 100729 59945.59 VANGUARD GNMA FUND ADMIRAL SH FMV 654006 654006 57699.09 FEDERATED TOTAL RETURN BOND F FMV 659501 659501 47689 DODGE & COX INCOME FUND FMV 660969 660969 11948.65 HUSSMAN STRATEGIC GROWTH FUND FMV 127970 127970 24285.38 MFS LIMITED MATURITY FUND R4 FMV 148869 148869 28,370.296 LEIGH BALDWIN TOTAL RETURN BD FMV 220437 220437 100,000 REPUBLIC BANK UT CTF 3.7 3-16 FMV 107537 107537 100,000 BARCLAYS BANK DE CTF 3.15 11-14 FMV 104034 104034 100,000 BMW KN NO AMER UT CTF 2.7 12-13 FMV 101969 101969 WEBSITE 204 204 POSTAGE AND OFFICE EXPENSE 1913 1913 NYS FEE 750 750 MISCELLANEOUS 20 20 MEMBERSHIPS 695 695 INSURANCE 750 750 ADVISORY FEES 75933 75933 0 0 FOREIGN TAXES 1949 1949 FEDERAL TAXES 21829