CARAMOOR CENTER FOR MUSIC & THE ARTS INC: Form 990, tax year 2012

View the entire original 990 at ProPublica ↗

Organization
CARAMOOR CENTER FOR MUSIC & THE ARTS INC (EIN 13-5643627)
Tax period
2012-01-01 to 2012-12-31
Filed
2013-11-12
IRS object ID
201313169349303526
Schema version
2012v2.1
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Timestamp2013-11-12T10:54:01-06:00Timestamp
Tax Period End Date2012-12-31TaxPeriodEndDate

Preparer Firm PreparerFirm

FieldValueIRS element (for citing)
EIN271728945EIN

Preparer Firm Business Name PreparerFirmBusinessName

FieldValueIRS element (for citing)
Business Name Line1O'CONNOR DAVIES LLPBusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

FieldValueIRS element (for citing)
Address Line1555 HUDSON VALLEY AVENUE SUITE 106AddressLine1
CityNEW WINDSORCity
StateNYState
ZIP Code12553ZIPCode
FieldValueIRS element (for citing)
Return Type990ReturnType
Tax Period Begin Date2012-01-01TaxPeriodBeginDate

Filer Filer

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EIN135643627EIN

Name Name

FieldValueIRS element (for citing)
Business Name Line1Caramoor Center for Music & the Arts IncBusinessNameLine1
FieldValueIRS element (for citing)
Name ControlCARANameControl
Phone9142328425Phone

US Address USAddress

FieldValueIRS element (for citing)
Address Line1PO Box 816AddressLine1
CityKatonahCity
StateNYState
ZIP Code10536ZIPCode

Officer Officer

FieldValueIRS element (for citing)
NameJeffrey P HaydonName
TitleChief Executive OfficerTitle
Phone9142328425Phone
Date Signed2013-11-12DateSigned
Authorize Third Party1AuthorizeThirdParty

Preparer Preparer

FieldValueIRS element (for citing)
NameGarrett HigginsName
PTINP00543209PTIN
Phone8452202400Phone
Date Prepared2013-11-12DatePrepared
FieldValueIRS element (for citing)
Tax Year2012TaxYear
Build TS2016-02-24 21:20:13ZBuildTS

Form 990 IRS990

FieldValueIRS element (for citing)
Name Of Principal Officer PersonJeffrey P HaydonNameOfPrincipalOfficerPerson

Address Principal Officer US AddressPrincipalOfficerUS

FieldValueIRS element (for citing)
Address Line1PO Box 816AddressLine1
CityKatonahCity
StateNYState
ZIP Code10536ZIPCode
FieldValueIRS element (for citing)
Gross Receipts7894951GrossReceipts
Group Return For Affiliates0GroupReturnForAffiliates
Organization501c3XOrganization501c3
Web Sitewww.caramoor.orgWebSite
Type Of Organization CorporationXTypeOfOrganizationCorporation
Year Formation1945YearFormation
State Legal DomicileNYStateLegalDomicile
Activity Or Mission DescriptionSince 1946, Caramoor has presented music to audience members from throughout the New York and Connecticut region. In 2012 more than 29,000 people visited our campus. As a performing arts center, Caramoor works to fulfill its mission by presenting innovative and diverse musical performances; mentoring young professional musicians; and engaging children through interactive, educational experiences. With its dedicated staff, talented visiting artists, and 90-acre campus of gardens and historic architecture, Caramoor is uniquely placed to deliver these cultural enrichment opportunities to concert-goers, young musicians, and schoolchildren.ActivityOrMissionDescription
Nbr Voting Members Governing Body27NbrVotingMembersGoverningBody
Nbr Independent Voting Members27NbrIndependentVotingMembers
Total Nbr Employees132TotalNbrEmployees
Total Nbr Volunteers226TotalNbrVolunteers
Total Gross UBI105797TotalGrossUBI
Net Unrelated Business Txbl Income-8933NetUnrelatedBusinessTxblIncome
Contributions Grants Prior Year3473840ContributionsGrantsPriorYear
Contributions Grants Current Year4303556ContributionsGrantsCurrentYear
Program Service Revenue Prior Year921738ProgramServiceRevenuePriorYear
Program Service Revenue CY839740ProgramServiceRevenueCY
Investment Income Prior Year270333InvestmentIncomePriorYear
Investment Income Current Year241391InvestmentIncomeCurrentYear
Other Revenue Prior Year46523OtherRevenuePriorYear
Other Revenue Current Year39538OtherRevenueCurrentYear
Total Revenue Prior Year4712434TotalRevenuePriorYear
Total Revenue Current Year5424225TotalRevenueCurrentYear
Grants And Similar Amnts Prior Year0GrantsAndSimilarAmntsPriorYear
Grants And Similar Amnts CY0GrantsAndSimilarAmntsCY
Benefits Paid To Members Prior Year0BenefitsPaidToMembersPriorYear
Benefits Paid To Members CY0BenefitsPaidToMembersCY
Salaries Etc Prior Year2043507SalariesEtcPriorYear
Salaries Etc Current Year2078345SalariesEtcCurrentYear
Total Prof Fundrsng Exp Prior Year0TotalProfFundrsngExpPriorYear
Total Prof Fundrsng Exp CY0TotalProfFundrsngExpCY
Total Fundrsng Exp Current Year578946TotalFundrsngExpCurrentYear
Other Expense Prior Year3323173OtherExpensePriorYear
Other Expenses Current Year3186635OtherExpensesCurrentYear
Total Expenses Prior Year5366680TotalExpensesPriorYear
Total Expenses Current Year5264980TotalExpensesCurrentYear
Revenues Less Expenses Prior Year-654246RevenuesLessExpensesPriorYear
Revenues Less Expenses CY159245RevenuesLessExpensesCY
Total Assets BOY11414753TotalAssetsBOY
Total Assets EOY12185782TotalAssetsEOY
Total Liabilities BOY120667TotalLiabilitiesBOY
Total Liabilities EOY113144TotalLiabilitiesEOY
Net Assets Or Fund Balances BOY11294086NetAssetsOrFundBalancesBOY
Net Assets Or Fund Balances EOY12072638NetAssetsOrFundBalancesEOY
Info In Schedule O Part IIIXInfoInScheduleOPartIII
Mission DescriptionCaramoor Center for Music and the Arts - a unique Westchester County setting of Italianate architecture and gardens - enriches the lives of its audiences through innovative and diverse musical performances of the highest quality, mentors young professional musicians, and engages young children through interactive, educational experiences that deepen their relationship to and understanding of music.MissionDescription
Significant New Program Services0SignificantNewProgramServices
Significant Change0SignificantChange
Expense2663936Expense
Revenue835826Revenue
DescriptionMusical Performances - See Schedule OIn 2012, Caramoor presented a total of 43 musical performances throughout the year to 22,826 audience members in venues throughout our campus, including the 1,700-seat Venetian Theater, the 500-seat Spanish Courtyard, the 200-seat Music Room of the historic Rosen House, the Sunken Garden, Tapestry Hedge, Picnic Lawn, and Friends' Field. While maintaining our commitment to the core classical repertoire, including symphonic, opera and chamber music, we also presented a wide array of other genres, including jazz, Latin American music, and American roots music, as well as programs designed for families with young children.The 67th annual International Music Festival, which ran from June 23 to August 8 and included 25 concerts, was the highlight of our musical offerings. It opened with a performance of Menhelssohn's incidental music to A Midsummer Night's Dream, by the Orchestra of St. Luke's, in residence at Caramoor since 1979, conducted by Roberto Abbado. Broadway's Bebe Neuwirth contexualized the piece with excerpts from Shakespeare's play, and members of the Bel Canto at Caramoor Young Artist and Apprentice provided support as the choir. Violinist Gil Shaham made a special appearance at the beginning of the program in Mendelssohn's Violin Concerto in E minor, Op. 64.Classical music remained at the heart of Caramoor's festival offerings, including chamber performances by Brooklyn Rider, Brentano String Quartet, Pacifica Quartet with clarinetist Anthony McGill, Trio Cavatina, the Caramoor Virtuosi ensemble, guitarist Jason Vieaux, and the Linden String Quartet, the 2011-12 Ernst Stiefel String Quartet-in-Residence. New for 2012 was the first of a two-part presentation of Beethoven's Sonatas for Piano and Violin, with each sonata performed by a different duo. In addition, Caramoor's resident Orchestra of St. Luke's performed a sold-out concert featuring guest pianist, Emanuel Ax.The Bel Canto at Caramoor program mounted two complete operas under the direction of Maestro Will Crutchfield. The first, Rossini's Ciro in Babilonia, was performed on July 7 in collaboration with the Rossini Opera Festival in Pesaro, Italy. This rarely-staged production featured contralto Ewa Podles in the role of Ciro with stage direction and video projection design by Davide Livermore. Tenor Michael Spyres returned to Caramoor as Baldassare after his much lauded 2011 Caramoor debut in Guillaume Tell. Joining the cast were soprano Jessica Pratt and baritone Scott Bearden. The production was then performed in Pesaro, Italy on August 13, 2012 as part of the Rossini Opera Festival. The second opera, Bellini's I Capuleti e i Montecchi, was performed on July 21 with an all-star cast: Soprano Eglise Gutierrez as Guiletta, mezzo-soprano Kate Aldrich as Romeo and tenor Leonardo Capalbo as Tebaldo in a classic retelling of the Romeo and Juliet story. Both productions featured the Bel Canto at Caramoor Young Artists and Apprentices and the Orchestra of St. Lukes. Pre-Opera lectures and concerts by the Bel Canto at Caramoor Young Artists and Apprentices preceded both events.On June 30, we presented Caramoor's second annual American Roots Music Festival; a day-long celebration of American music organized by producer and curator Maggi Landau, which included gospel, blues, country, folk, and bluegrass. Hot Tuna Acoustic, with the legendary Jorma Kaukonen, Jack Casady and Barry Mitterhoff, headlined this sold-out event with special guest David Bromberg. Other artists included Eileen Jewell and her band, Red Molly, Roosevelt Dime, Old Man Luedecke, and Spuyten Duyvil. Folk-rock guitarist and singer/songwriter, Richard Thompson made his sold-out Caramoor debut in the Spanish Courtyard on July 14 as part of our efforts to expand roots music programming beyond the one-day American Roots Music Festival. The theme returned again for our August 5 festival finale, Gospel According to Caramoor, with the Harlem Gospel Choir and The Lee Boys.Caramoor's Dancing at Dusk series is part of our increased efforts in programming for children and their families. This series of informal, outdoor concerts includes dance instruction, arts and crafts, giveaways and live music from around the globe. Over 2,000 audience members came out to listen and dance to world-class Gamelan, Flamenco, Bhangra and Brazilian music. On July 4 we presented a sold-out Independence Day celebration with an all-Gershwin symphonic pops concert and fireworks display. We also presented A Day in the Renaissance, a family experience on July 22 based on the successful Renaissance-themed Education Program held on Caramoor's grounds for local school groups throughout the year. The end of the festival was rounded out by some of the top names in American jazz. The Cookers, Gretchen Parlato, Kenny Barron, Dee Dee Bridgewater and Roy Haynes made up the roster for our July 28 full-day Jazz Festival. 19-time Grammy Award Winning guitarist, Pat Metheny, performed to a sold-out audience the next day along with bassist Ben Williams, saxophonist Chris Potter, and long-time collaborator and drummer Antonio Sanchez. Genre-defying banjoist, Bela Fleck, returned to Caramoor on August 4, this time in collaboration with the Marcus Roberts Trio.Caramoor also presented 18 chamber music perfomances in the spring and fall in the Music Room of the historic Rosen House, including 11 one-hour Holiday musicales that could be paired with an afternoon tea service and a tour of the historic home. The spring season included perfomances by the Vocal Rising Stars and the Linden String Quartet, the 2011-12 Ernst Stiefel String Quartet-in-Residence. The fall season included the Evnin Rising Stars, the Amphion String Quartet, 2012-13 Ernst Stiefel String Quartet-in-Residence, and a sold-out concert by the Aulos Ensemble with soprano, Julianne Baird.Description

Activity2 Activity2

FieldValueIRS element (for citing)
Expense639110Expense
Revenue16195Revenue
DescriptionRosen House, Gardens and Estate - See Schedule ORosen House: The Rosen House is a Mediterranean Revival villa at the center of the Caramoor campus. In recognition of the unsurpassed quality and great quantity of European period rooms incorporated into the fabric of the house, Caramoor was recognized as nationally significant on the National Register of Historic Places in 2011, a distinction that it shares with sites such as Vizcaya in Miami, FL and Hearst Castle in San Simeon, CA. Built in the 1930s, it is an incomparable concert venue, a unique classroom for visiting schoolchildren, and a haven for the creative growth of young musicians.In 2012, Caramoor staff and volunteers continued to research a wealth of archival material in the house in order to develop new public programs and better understand Caramoor's founders, Lucie and Walter Rosen, their contributions to the arts, and the history of Caramoor as a performing arts center. We are looking forward to completing this process in the near future.During this research and re-evaluation period, which began in 2010, the Rosen House remained open and available to the public in 2012 through concerts in the Music Room and Spanish Courtyard, arts-in-education programs, and young artist training programs. Tours of the House and collection, which had been suspended, were reinstated on a limited basis during the 2012 Holiday season, anticipating further availability during 2013.Gardens and Estate: The 90-acre Caramoor campus, which was listed on the National Register of Historic Places at the state-wide level of significance in 2001 and at the national level of significance in 2011, is comprised of four primary buildings-today known as the Rosen House, the Administration Building, the Gifford Residence, and the Diane Moss Education Center-as well as ancillary buildings and landscape features, gardens, lawns, and woodland areas. A central focus of the campus is the Venetian Theater, a tented, 1,700-seat venue.45 acres of the campus is deer-fenced and open to the visiting public, including the Sunken Garden, established in 1912; a Mediterranean Revival pavilion; an allee of cedar trees; and a number of gardens designed in the 1930s by landscape architect and Katonah resident Robert Ludlow Fowler, Jr. The Caramoor estate provides an incomparable setting for our cultural programs by serving as a stage for music performances and contextualizing the concerts that occur here; providing a learning laboratory for arts-in-education and emerging artist programs; and providing an idyllic haven for approximately 30,000 visitors annually.Description

Activity3 Activity3

FieldValueIRS element (for citing)
Expense646280Expense
Revenue98676Revenue
DescriptionEducation - See Schedule OEducation is central to Caramoor's mission and woven into our overall programming. Through our four mentoring programs, we identify, nurture, and promote the next generation of vocal and instrumental artists. Through our arts-in-education programs, we provide enrichment opportunities to schoolchildren from Westchester County and New York City.Evnin Rising StarsFor nearly two decades there has been an institutional focus on training instrumental artists. Pianist, conductor, and composer Andre Previn established the mentoring program now known as the Evnin Rising Stars at Caramoor in 1992; as his tenure at Caramoor concluded, conductor Peter Oundjian took on artistic leadership of the program. Since 2008 violinist Pamela Frank has acted as Artistic Director for the Evnin Rising Stars. Each fall, seven to ten instrumentalists come together with three distinguished artists-mentors have included Atar Arad, Gary Graffman, Kim Kashkashian, Ani Kavafian, Marcy Rosen, Ronald Thomas, Donald Weilerstein, and Peter Wiley, among others-for a week of intensive chamber music rehearsals, coaching, and performances of works from the heart of the chamber music repertoire. At the end of the residency the musicians perform for audiences in the intimate Music Room of the historic Rosen House, giving them valuable exposure and performance experience. The Evnin Rising Stars program has identified and brought over a hundred promising musicians to Caramoor. As the years have passed, alumni of the program have established themselves as important artists in the world of classical music performance.In 2012, seven young Rising Stars partnered with three established musician mentors in a week-long residency program of coaching and rehearsals. The program culminated with two performances; Mozart, Schnittke and Beethoven on October 27 and Haydn, Korngold and Dvorak on October 28.Bel Canto Young ArtistsIn 1998, Will Crutchfield established the Bel Canto Young Artists program. Each year approximately 30 young opera singers are chosen to receive rigorous training in bel canto singing and to perform small roles during the operas presented by the International Music Festival. Six weeks in length, the program includes daily group classes by Caramoor staff and guests. Members of the program also understudy the principal roles of each summer's operas, participating in full-scale rehearsals that provide them with the invaluable opportunity to test their skills in a complete part. They also gain performance experience and exposure with audiences in pre-opera recital concerts.Terrance W. Schwab Vocal Rising StarsIn 2012, four young singers participated in the week-long Vocal Rising Stars program under the guidance of Michael Barrett and Steven Blier. The program culminated in two performances; the first at Caramoor before an audience of 145 and the second at Merkin Concert Hall in New York City, which has an audience capacity of 450.Through its arts-in-education programs, Caramoor served over 5,000 school children in 2012, with an emphasis on reaching out to schools from underserved communities in the region, such as the Scholastic Academy in Yonkers and PS 134 in the Bronx. In 2012, approximately 40% of participants received funding support from Caramoor through fee waivers and transportation underwriting. Programs include:- A Day in the Renaissance: a day of learning period songs and dances; attending a performance by a commedia dell'arte group; exploring Caramoor's collection of Renaissance art; and observing the art of falconry.- What's in a House?: a two-day exploration of architecture, art, music, and horticulture. Students build their own architectural structures; compose their own music with professional musicians; explore the historic Rosen House; and engage in a workshop examining the historical use of herbs.- Chinese Arts and Culture: an in-depth introduction to Chinese culture explores Caramoor's collection of Asian art including silk wallpapers and jade sculpture; an east/west music workshop; hands-on art of brush painting; and a Chinese tea ceremony.- Student Strings: an in-school "Concert and Conversation" with our annual string quartet-in-residence; a clinic run by the quartet; and an invitation for the students to attend a performance by the quartet at Caramoor.- Design A Day: specifically tailored programs with grade-appropriate subject matter and curriculum requirements.Description
FieldValueIRS element (for citing)
Total Program Service Expense3949326TotalProgramServiceExpense
Described In501 C31DescribedIn501C3
Schedule B Required1ScheduleBRequired
Political Activities0PoliticalActivities
Lobbying Activities0LobbyingActivities
Subject To Proxy Tax0SubjectToProxyTax
Donor Advised Funds0DonorAdvisedFunds
Conservation Easements0ConservationEasements
Collections Of Art1CollectionsOfArt
Credit Counseling0CreditCounseling
Term Or Permanent Endowments1TermOrPermanentEndowments
Report Land Bldg Equip1ReportLandBldgEquip
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Report Prog Rel Invest0ReportProgRelInvest
Report Other Assets1ReportOtherAssets
Report Other Liabilities0ReportOtherLiabilities
Report Fin48 Footnote1ReportFin48Footnote
Independent Audit Financial Stmt1IndependentAuditFinancialStmt
Consolidated Audit Financial Stmt0ConsolidatedAuditFinancialStmt
School0School
Foreign Office0ForeignOffice
Foreign Activities1ForeignActivities
More Than5000 K To Organizations0MoreThan5000KToOrganizations
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Hospital0Hospital
Grants To Organizations0GrantsToOrganizations
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Schedule J Required1ScheduleJRequired
Tax Exempt Bonds0TaxExemptBonds
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Prior Excess Benefit Transaction0PriorExcessBenefitTransaction
Loan To Officer Or DQP0LoanToOfficerOrDQP
Grant To Related Person0GrantToRelatedPerson
Bsnss Rltnshp With Organization0BsnssRltnshpWithOrganization
Bsnss Rltnshp Thru Family Member0BsnssRltnshpThruFamilyMember
Officer Entity With Bsnss Rltnshp0OfficerEntityWithBsnssRltnshp
Deductible Non Cash Contributions1DeductibleNonCashContributions
Deductible Contributions Of Art1DeductibleContributionsOfArt
Terminated0Terminated
Partial Liquidation0PartialLiquidation
Disregarded Entity0DisregardedEntity
Related Entity0RelatedEntity
Related Org Controlled Entity0RelatedOrgControlledEntity
Transfers To Exempt Non Chrtbl Org0TransfersToExemptNonChrtblOrg
Activities Conducted Partnership0ActivitiesConductedPartnership
Schedule O Required1ScheduleORequired
Number Forms Transmitted With1096159NumberFormsTransmittedWith1096
Number W2 G Included0NumberW2GIncluded
Number Of Employees132NumberOfEmployees
Employment Tax Returns Filed1EmploymentTaxReturnsFiled
Unrelated Business Income1UnrelatedBusinessIncome
Form990-T Filed1Form990-TFiled
Foreign Financial Account0ForeignFinancialAccount
Prohibited Tax Shelter Trans0ProhibitedTaxShelterTrans
Taxable Party Notification0TaxablePartyNotification
Non Deductible Contributions0NonDeductibleContributions
Quid Pro Quo Contributions1QuidProQuoContributions
Quid Pro Quo Disclosure1QuidProQuoDisclosure
Form8282 Property Disposed Of0Form8282PropertyDisposedOf
Funds To Pay Premiums0FundsToPayPremiums
Premiums Paid0PremiumsPaid
Indoor Tanning Services0IndoorTanningServices
Info In Schedule O Part VIXInfoInScheduleOPartVI
Nbr Voting Governing Body Members27NbrVotingGoverningBodyMembers
Number Independent Voting Members27NumberIndependentVotingMembers
Family Or Business Relationship0FamilyOrBusinessRelationship
Delegation Of Management Duties0DelegationOfManagementDuties
Changes To Organizing Docs0ChangesToOrganizingDocs
Material Diversion Or Misuse0MaterialDiversionOrMisuse
Members Or Stockholders0MembersOrStockholders
Election Of Board Members0ElectionOfBoardMembers
Decisions Subject To Approval0DecisionsSubjectToApproval
Minutes Of Governing Body1MinutesOfGoverningBody
Minutes Of Committees1MinutesOfCommittees
Officer Mailing Address0OfficerMailingAddress
Local Chapters0LocalChapters
Form990 Provided To Governing Body1Form990ProvidedToGoverningBody
Conflict Of Interest Policy1ConflictOfInterestPolicy
Annual Disclosure Covered Persons1AnnualDisclosureCoveredPersons
Regular Monitoring Enforcement1RegularMonitoringEnforcement
Whistleblower Policy1WhistleblowerPolicy
Document Retention Policy1DocumentRetentionPolicy
Compensation Process CEO1CompensationProcessCEO
Compensation Process Other1CompensationProcessOther
Investment In Joint Venture0InvestmentInJointVenture
States Where Copy Of Return Is FiledNYStatesWhereCopyOfReturnIsFiled
Other WebsiteXOtherWebsite
Upon RequestXUponRequest

The Books Are In Care Of TheBooksAreInCareOf

Name Business NameBusiness

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Business Name Line1Tammy Belanger CFOBusinessNameLine1
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Telephone Number9142328425TelephoneNumber

Address US AddressUS

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Address Line1Caramoor Center PO Box 816AddressLine1
CityKatonahCity
StateNYState
ZIP Code10536ZIPCode

Form990 Part VII Section A Form990PartVIISectionA (31 entries)

TitleTitleAverage Hours Per WeekAverageHoursPerWeekIndividual Trustee Or DirectorIndividualTrusteeOrDirectorReportable Comp From OrganizationReportableCompFromOrganizationReportable Comp From Related OrgsReportableCompFromRelatedOrgsOther CompensationOtherCompensationOfficerOfficerHighest Compensated EmployeeHighestCompensatedEmployee
Jonathan M Clark
Trustee2.00X000
David C Oxman
Trustee3.00X000
Elaine Schroeder
Trustee2.00X000
Eileen Caulfield Schwab
Secretary2.00X000X
Barry J Alperin
Trustee2.00X000
James A Attwood Jr
Chairman6.00X000X
Gail A Binderman
Trustee1.00X000
Patricia F Carey
Trustee1.00X000
Lawrence Elow
Trustee1.00X000
Patricia Falkenberg
Trustee1.00X000
Susan W Freund
Trustee2.00X000
Effie B Fribourg
Trustee1.00X000
Michael E Gellert
Trustee2.00X000
E Robert Goodkind
Trustee1.00X000
Helene Grimaud
Trustee1.00X000
Sandra S Joys
Trustee3.00X000
Peter Kend
Treasurer2.00X000X
Nancy Offit
Trustee2.00X000
Richard H O'Leary
Trustee2.00X000
Mrs Andrew Saul
Trustee1.00X000
William Kelly Simpson
Trustee1.00X000
Angela Haines
Trustee2.00X000
Mary Ann Hawley
Trustee2.00X000
Kevin R Davis
Trustee1.00X000
Susan G Groner
Trustee1.00X000
Peter Nager
Trustee2.00X000
Judy Evnin
Chairman Emerita4.00X000
Michael Barrett
CEO to Aug. 2012/Artistic Advisor40.00176761043473X
Jeff Haydon
CEO - Began September 201265.006633402827X
Paul H Rosenblum
Managing Director55.00148597017358X
Tammy Belanger
VP, CFO45.00102350012420X
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Total Reportable Comp Frm Rltd Orgs0TotalReportableCompFrmRltdOrgs
Total Other Compensation76078TotalOtherCompensation
Number Individuals GT100 K3NumberIndividualsGT100K
Formers Listed0FormersListed
Total Comp GT150 K1TotalCompGT150K
Compensation From Other Sources0CompensationFromOtherSources

Contractor Compensation ContractorCompensation (3 entries)

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Orchestra of St Lukes
330 West 42nd StreetNew YorkNY10036Resident orchestra450677
Lawrence Weiner Associates
225 Mt Hope BlvdHastingsonHudsonNY10706Advertising media177545
Great Performances
304 Hudson StreetNew YorkNY10013Catering101603
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Government Grants111940GovernmentGrants
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Total Contributions4303556TotalContributions

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Gross Rents GrossRents

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Gross Amount Sales Assets GrossAmountSalesAssets

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Net Gain Or Loss Investments NetGainOrLossInvestments

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Cntrbtns Rprtd Fundraising Events556221CntrbtnsRprtdFundraisingEvents
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Net Income From Fundraising Events NetIncomeFromFundraisingEvents

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Exclusion-$168,686ExclusionAmount
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Gross Sales Of Inventory1289GrossSalesOfInventory
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Net Income Or Loss NetIncomeOrLoss

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Comp Current Officers Directors CompCurrentOfficersDirectors

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Pension Plan Contributions PensionPlanContributions

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Payroll Taxes PayrollTaxes

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Fees For Services Other FeesForServicesOther

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Advertising Advertising

FieldValueIRS element (for citing)
Total212565Total
Program Services191154ProgramServices
Management And General19998ManagementAndGeneral
Fundraising1413Fundraising

Office Expenses OfficeExpenses

FieldValueIRS element (for citing)
Total138424Total
Program Services83497ProgramServices
Management And General14598ManagementAndGeneral
Fundraising40329Fundraising

Information Technology InformationTechnology

FieldValueIRS element (for citing)
Total87802Total
Program Services48174ProgramServices
Management And General13658ManagementAndGeneral
Fundraising25970Fundraising

Occupancy Occupancy

FieldValueIRS element (for citing)
Total110924Total
Program Services94319ProgramServices
Management And General5532ManagementAndGeneral
Fundraising11073Fundraising

Travel Travel

FieldValueIRS element (for citing)
Total102661Total
Program Services76414ProgramServices
Management And General23144ManagementAndGeneral
Fundraising3103Fundraising

Conferences Meetings ConferencesMeetings

FieldValueIRS element (for citing)
Total6672Total
Program Services1325ProgramServices
Management And General292ManagementAndGeneral
Fundraising5055Fundraising

Depreciation Depletion DepreciationDepletion

FieldValueIRS element (for citing)
Total207935Total
Program Services185867ProgramServices
Management And General11034ManagementAndGeneral
Fundraising11034Fundraising

Insurance Insurance

FieldValueIRS element (for citing)
Total94639Total
Program Services81008ProgramServices
Management And General10411ManagementAndGeneral
Fundraising3220Fundraising

Other Expenses OtherExpenses (4 entries)

DescriptionDescriptionTotalTotalProgram ServicesProgramServicesManagement And GeneralManagementAndGeneralFundraisingFundraising
Fees: Artist/tech, etc.152809513837251389645406
Equip Rntl Rpr & Maint2669602259922393817030
Food and Beverages111434478271423549372
Brochures & Programs10240989235283110343

All Other Expenses AllOtherExpenses

FieldValueIRS element (for citing)
Total159077Total
Program Services146813ProgramServices
Management And General2384ManagementAndGeneral
Fundraising9880Fundraising

Total Functional Expenses TotalFunctionalExpenses

FieldValueIRS element (for citing)
Total5264980Total
Program Services3949326ProgramServices
Management And General736708ManagementAndGeneral
Fundraising578946Fundraising

Cash Non Interest Bearing CashNonInterestBearing

FieldValueIRS element (for citing)
BOY303782BOY
EOY279661EOY

Savings And Temp Cash Investments SavingsAndTempCashInvestments

FieldValueIRS element (for citing)
BOY108009BOY
EOY636721EOY

Pledges And Grants Receivable PledgesAndGrantsReceivable

FieldValueIRS element (for citing)
BOY260675BOY
EOY236343EOY

Accounts Receivable AccountsReceivable

FieldValueIRS element (for citing)
BOY150BOY

Inventories For Sale Or Use InventoriesForSaleOrUse

FieldValueIRS element (for citing)
BOY4800BOY
EOY5101EOY

Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges

FieldValueIRS element (for citing)
BOY28760BOY
EOY34661EOY
FieldValueIRS element (for citing)
Land Buildings Equipment Basis8124378LandBuildingsEquipmentBasis
Land Bldg Equipment Accum Deprec5790167LandBldgEquipmentAccumDeprec

Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet

FieldValueIRS element (for citing)
BOY2514086BOY
EOY2334211EOY

Investments Pub Traded Securities InvestmentsPubTradedSecurities

FieldValueIRS element (for citing)
EOY62728EOY

Investments Other Securities InvestmentsOtherSecurities

FieldValueIRS element (for citing)
BOY7508296BOY
EOY7910161EOY

Other Assets Total OtherAssetsTotal

FieldValueIRS element (for citing)
BOY686195BOY
EOY686195EOY

Total Assets TotalAssets

FieldValueIRS element (for citing)
BOY11414753BOY
EOY12185782EOY

Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses

FieldValueIRS element (for citing)
BOY76080BOY
EOY80420EOY

Deferred Revenue DeferredRevenue

FieldValueIRS element (for citing)
BOY22293BOY
EOY21586EOY

Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp

FieldValueIRS element (for citing)
BOY22294BOY
EOY11138EOY

Total Liabilities TotalLiabilities

FieldValueIRS element (for citing)
BOY120667BOY
EOY113144EOY
FieldValueIRS element (for citing)
Follow SFAS117XFollowSFAS117

Unrestricted Net Assets UnrestrictedNetAssets

FieldValueIRS element (for citing)
BOY3967060BOY
EOY3620664EOY

Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets

FieldValueIRS element (for citing)
BOY2628000BOY
EOY3507689EOY

Permanently Restricted Net Assets PermanentlyRestrictedNetAssets

FieldValueIRS element (for citing)
BOY4699026BOY
EOY4944285EOY

Total Net Assets Fund Balances TotalNetAssetsFundBalances

FieldValueIRS element (for citing)
BOY11294086BOY
EOY12072638EOY

Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances

FieldValueIRS element (for citing)
BOY11414753BOY
EOY12185782EOY
FieldValueIRS element (for citing)
Reconcilation Revenue Expenses159245ReconcilationRevenueExpenses
Reconciliation Unrealized Invest619306ReconciliationUnrealizedInvest
Reconcilation Other Changes0ReconcilationOtherChanges
Info In Schedule O Part XIIXInfoInScheduleOPartXII
Method Of Accounting AccrualXMethodOfAccountingAccrual
Accountant Compile Or Review0AccountantCompileOrReview
FS Audited1FSAudited

FS Audited Basis FSAuditedBasis

FieldValueIRS element (for citing)
Financial Statement SeparateXFinancialStatementSeparate
FieldValueIRS element (for citing)
Audit Committee1AuditCommittee
Federal Grant Audit Required0FederalGrantAuditRequired

Schedule A IRS990ScheduleA

FieldValueIRS element (for citing)
Publicly Supported Org170b1 AviXPubliclySupportedOrg170b1Avi

Gifts Grants Contrib Received170 GiftsGrantsContribReceived170

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years3073855CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years3824132CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years2842451CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year3473840CurrentTaxYearMinus1Year
Current Tax Year4303556CurrentTaxYear
Total17517834Total

Total170 Total170

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years3073855CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years3824132CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years2842451CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year3473840CurrentTaxYearMinus1Year
Current Tax Year4303556CurrentTaxYear
Total17517834Total
FieldValueIRS element (for citing)
Amounts Subst Contributors Total3221659AmountsSubstContributorsTotal
Public Support Total17014296175PublicSupportTotal170

Gross Investment Income170 GrossInvestmentIncome170

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years458025CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years309576CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years304716CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year190437CurrentTaxYearMinus1Year
Current Tax Year221168CurrentTaxYear
Total1483922Total
FieldValueIRS element (for citing)
Total Support19001756TotalSupport
Gross Receipts From Admissions Etc5594933GrossReceiptsFromAdmissionsEtc
Public Support Pertcentage1700.75240PublicSupportPertcentage170
Public Support Pertcent Prior Year0.73950PublicSupportPertcentPriorYear
Thirty Three Percnt Tests CY170XThirtyThreePercntTestsCY170

Schedule B IRS990ScheduleB

Contributor Info ContributorInfo

FieldValueIRS element (for citing)
Contributor NumberRESTRICTEDContributorNumber

Contributor Name Business ContributorNameBusiness

FieldValueIRS element (for citing)
Business Name Line1RESTRICTEDBusinessNameLine1

Contributor Address US ContributorAddressUS

FieldValueIRS element (for citing)
Address Line1RESTRICTEDAddressLine1
Address Line2RESTRICTEDAddressLine2
CityRESTRICTEDCity
StateRESTRICTEDState
ZIP CodeRESTRICTEDZIPCode
FieldValueIRS element (for citing)
Aggregate ContributionsRESTRICTEDAggregateContributions

Schedule D IRS990ScheduleD

Art Public Exhibition Amts ArtPublicExhibitionAmts

FieldValueIRS element (for citing)
Revenues Included600RevenuesIncluded
Assets In Part X686195AssetsInPartX
FieldValueIRS element (for citing)
Collect Used For Public ExhibitionXCollectUsedForPublicExhibition
Solicited Assets For Sale1SolicitedAssetsForSale

Current Year CurrentYear

FieldValueIRS element (for citing)
Beginning Of Year Balance7269755BeginningOfYearBalance
Contributions762159Contributions
Investment Earnings Or Losses844185InvestmentEarningsOrLosses
Other Expenditures1048344OtherExpenditures
End Of Year Balance7827755EndOfYearBalance

Current Year Minus1 Year CurrentYearMinus1Year

FieldValueIRS element (for citing)
Beginning Of Year Balance8031496BeginningOfYearBalance
Contributions337870Contributions
Investment Earnings Or Losses-50603InvestmentEarningsOrLosses
Other Expenditures1049008OtherExpenditures
End Of Year Balance7269755EndOfYearBalance

Current Year Minus2 Years CurrentYearMinus2Years

FieldValueIRS element (for citing)
Beginning Of Year Balance7794486BeginningOfYearBalance
Contributions67555Contributions
Investment Earnings Or Losses830553InvestmentEarningsOrLosses
Other Expenditures661098OtherExpenditures
End Of Year Balance8031496EndOfYearBalance

Current Year Minus3 Years CurrentYearMinus3Years

FieldValueIRS element (for citing)
Beginning Of Year Balance6989867BeginningOfYearBalance
Contributions90125Contributions
Investment Earnings Or Losses1136141InvestmentEarningsOrLosses
Other Expenditures421647OtherExpenditures
End Of Year Balance7794486EndOfYearBalance

Current Year Minus4 Years CurrentYearMinus4Years

FieldValueIRS element (for citing)
Beginning Of Year Balance9475689BeginningOfYearBalance
Contributions62663Contributions
Investment Earnings Or Losses-1862260InvestmentEarningsOrLosses
Other Expenditures686225OtherExpenditures
End Of Year Balance6989867EndOfYearBalance
FieldValueIRS element (for citing)
Board Designated EOY Balance0.11000BoardDesignatedEOYBalance
Permanent Endowment EOY Balance0.64000PermanentEndowmentEOYBalance
Term Endowment EOY Balance0.25000TermEndowmentEOYBalance
Endowments Held By Unrelated Orgs0EndowmentsHeldByUnrelatedOrgs
Endowments Held By Related Orgs0EndowmentsHeldByRelatedOrgs

Land Land

FieldValueIRS element (for citing)
Other Cost Or Other Basis58531OtherCostOrOtherBasis
Book Value58531BookValue

Buildings Buildings

FieldValueIRS element (for citing)
Other Cost Or Other Basis4720836OtherCostOrOtherBasis
Depreciation2921677Depreciation
Book Value1799159BookValue

Equipment Equipment

FieldValueIRS element (for citing)
Other Cost Or Other Basis1935215OtherCostOrOtherBasis
Depreciation1561051Depreciation
Book Value374164BookValue

Other Land Buildings OtherLandBuildings

FieldValueIRS element (for citing)
Other Cost Or Other Basis1409796OtherCostOrOtherBasis
Depreciation1307439Depreciation
Book Value102357BookValue
FieldValueIRS element (for citing)
Total Of Book Value Land Buildings2334211TotalOfBookValueLandBuildings

Other Securities OtherSecurities (3 entries)

DescriptionDescriptionBook ValueBookValueMethod Of ValuationMethodOfValuation
Alternative Investments3606415F
U.S. Government Securities1050614F
Equities - TIFF Multi-asset3253132F
FieldValueIRS element (for citing)
Total Of Book Value Securities7910161TotalOfBookValueSecurities

Other Assets OtherAssets

FieldValueIRS element (for citing)
DescriptionArts CollectionDescription
Book Value686195BookValue
FieldValueIRS element (for citing)
Total Book Value Other Assets686195TotalBookValueOtherAssets
Footnote In Part XIIIXFootnoteInPartXIII
Tot Revenue Etc Audited Fincl Stmt6048971TotRevenueEtcAuditedFinclStmt
Net Unrealized Gains Investments619306NetUnrealizedGainsInvestments
Donated Srvc And Use Of Facilities83035DonatedSrvcAndUseOfFacilities
Other Revenues52188OtherRevenues
Revenue Not Rptd F990754529RevenueNotRptdF990
Revenue Subtotal5294442RevenueSubtotal
Investment Expenses Not Included15063InvestmentExpensesNotIncluded
Other Revenues Not Included114720OtherRevenuesNotIncluded
Revenue Not Rptd On Fin Stmt129783RevenueNotRptdOnFinStmt
Total Revenue Per Form9905424225TotalRevenuePerForm990
Tot Expenses Etc Audited Fincl Stmt5270419TotExpensesEtcAuditedFinclStmt
Donated Services Use Of Facilities83035DonatedServicesUseOfFacilities
Other Expenses Included52188OtherExpensesIncluded
Expenses Not Rptd F990135223ExpensesNotRptdF990
Expenses Subtotal5135196ExpensesSubtotal
Investment Expenses Not Included215063InvestmentExpensesNotIncluded2
Other Expenses Not Included114720OtherExpensesNotIncluded
Expenses Not Rptd On Fin Stmt129783ExpensesNotRptdOnFinStmt
Total Expenses Per Form9905264979TotalExpensesPerForm990

Form990 Schedule D Part XIII Form990ScheduleDPartXIII (7 entries)

Return ReferenceReturnReferenceExplanationExplanationIdentifierIdentifier
Part III, Line 4:While public tours and the annual special exhibition were temporarily suspended, the Rosen House collection remained available to the public through Caramoor's music presentations, young artist mentoring programs, and arts-in-education programs. In addition, the archival materials are a great source of humanities research in a number of fields. One example is the documentation relating to the Rosens' patronage of Leon Theremin and championing of his early electronic music instrument. This material has been a source of study for theremin researchers, including Robert Moog, who began building theremins in the 1950s as a high school student and later went on to design the Moog synthesizer and Albert Glinsky, Theremin's biographer and the author of Theremin: Ether Music and Espionage. In 2012, staff and volunteers continued to research a wealth of archival material in the Rosen House in order to develop new public programs and better understand the Rosens, their contributions to the arts, and the history of Caramoor as a performing arts center. The Rosen House collection demonstrates a tremendous breadth of art objects, furniture, and archival material. The art and furniture encompass over 1,000 cataloged objects, including European furniture from the 16th-19th centuries; European medieval and Renaissance paintings, sculpture, textiles, and decorative objects; and Asian statuary. There are also approximately 100 light fixtures and decorative elements by Edward F. Caldwell and Company dating from the 1930s. Other categories include photographs, textiles, early 20th-century costumes, and musical instruments. In addition, there is a wealth of material relating to the Rosens, the development of the Caramoor campus, and the establishment of the International Music Festival. Objects from the collection displayed in the Music Room of the Rosen House-including a wooden 16th-century Italian ceiling, French and Swiss 16th-century stained glass, Renaissance tapestries, and 17th-century furniture-create an incomparable setting for music performances. The collection also provides primary material for Caramoor's arts-in-education programs. In programs such as A Day in the Renaissance, Chinese Arts & Culture, and What's in a House? students participate in guided tours and are encouraged to use the collection as inspiration for their own writing, drawing, and music-making.
Part V, Line 4:Caramoor maintains various donor-restricted endowment funds and board designated quasi-endowment funds whose purpose is to provide long term support for its charitable programs.Description of Intended Use of Endowment Funds:
Part X, Line 2:Caramoor recognizes the effect of income tax positions only if those positions are more likely than not to be sustained. Management has determined that Caramoor had no uncertain tax positions that would require financial statement recognition or disclosure. Caramoor is no longer subject to examinations by the applicable taxing jurisdictions for periods prior to December 31, 2009.Description of Uncertain Tax Positions Under FIN 48:
Cost of goods sold reported on Part VIII, Line 10B - $920 Rental expenses reported on Part VIII, Line 6B - $51,268Part XI, Line 2d - Other Adjustments:
Expenses not directly allocable to special events - $114,720Part XI, Line 4b - Other Adjustments:
Cost of goods sold reported on Part VIII, Line 10B - $920 Rental expenses reported on Part VIII, Line 6B - $51,268Part XII, Line 2d - Other Adjustments:
Expenses not directly allocable to special events - $114,720Part XII, Line 4b - Other Adjustments:

Schedule F IRS990ScheduleF

Accts Actvs Out US Table AcctsActvsOutUSTable

FieldValueIRS element (for citing)
RegionCentral America and the CaribbeanRegion
Type Of Activities ConductedInvestmentsTypeOfActivitiesConducted
Total Expenditures2358031TotalExpenditures
FieldValueIRS element (for citing)
Subtotal Number Of Offices0SubtotalNumberOfOffices
Subtotal Number Of Employees0SubtotalNumberOfEmployees
Cont Number Of Offices0ContNumberOfOffices
Cont Number Of Employees0ContNumberOfEmployees
Total Number Of Offices0TotalNumberOfOffices
Total Number Of Employees0TotalNumberOfEmployees
Subtotal Amount Spent2358031SubtotalAmountSpent
Cont Amount Spent0ContAmountSpent
Total Amount Spent2358031TotalAmountSpent
Transfer To Foreign Corp0TransferToForeignCorp
Interest In Foreign Trust0InterestInForeignTrust
Own Foreign Corp1OwnForeignCorp
Passive Foreign Invest Co0PassiveForeignInvestCo
Foreign Partnership0ForeignPartnership
Boycott Countries0BoycottCountries

Schedule G IRS990ScheduleG

Events Information EventsInformation

FieldValueIRS element (for citing)
Name Of Event1June GalaNameOfEvent1
Gross Receipts Event1466489GrossReceiptsEvent1
Charitable Contributions Event1408289CharitableContributionsEvent1
Gross Revenue Event158200GrossRevenueEvent1
Rent Facility Costs Event145874RentFacilityCostsEvent1
Food And Beverage Event158858FoodAndBeverageEvent1
Entertainment Event16100EntertainmentEvent1
Other Direct Expenses Event154015OtherDirectExpensesEvent1
Name Of Event2Rosen House GalaNameOfEvent2
Gross Receipts Event2126240GrossReceiptsEvent2
Charitable Contributions Event2118515CharitableContributionsEvent2
Gross Revenue Event27725GrossRevenueEvent2
Rent Facility Costs Event28930RentFacilityCostsEvent2
Food And Beverage Event23455FoodAndBeverageEvent2
Entertainment Event26350EntertainmentEvent2
Other Direct Expenses Event236664OtherDirectExpensesEvent2
Total Number Of Other Events2TotalNumberOfOtherEvents
Gross Receipts Other Events34067GrossReceiptsOtherEvents
Charitable Contrib Other Events29417CharitableContribOtherEvents
Gross Revenue Other Events4650GrossRevenueOtherEvents
Rent Facility Costs Other Events515RentFacilityCostsOtherEvents
Food And Beverage Other Events1893FoodAndBeverageOtherEvents
Entertainment Other Events7270EntertainmentOtherEvents
Other Direct Expenses Other Events9337OtherDirectExpensesOtherEvents
Gross Receipts Total626796GrossReceiptsTotal
Charitable Contributions Total556221CharitableContributionsTotal
Gross Revenue Total Events70575GrossRevenueTotalEvents
Rent Facility Costs Total Events55319RentFacilityCostsTotalEvents
Food And Beverage Total Events64206FoodAndBeverageTotalEvents
Entertainment Total Events19720EntertainmentTotalEvents
Other Direct Expenses Total Events100016OtherDirectExpensesTotalEvents
Direct Expense Summary Events239261DirectExpenseSummaryEvents
Net Income Summary-168686NetIncomeSummary

Schedule J IRS990ScheduleJ

FieldValueIRS element (for citing)
Idemnification Gross Up PaymentsXIdemnificationGrossUpPayments
Written Policy Re T And E Expenses1WrittenPolicyReTAndEExpenses
Substantiation Required1SubstantiationRequired
Compensation CommitteeXCompensationCommittee
Form990 Of Other OrganizationsXForm990OfOtherOrganizations
Written Employment ContractXWrittenEmploymentContract
Compensation SurveyXCompensationSurvey
Board Or Committee ApprovalXBoardOrCommitteeApproval
Severance Payment0SeverancePayment
Supplemental Nonqual Retire Plan0SupplementalNonqualRetirePlan
Equity Based Comp Arrangement0EquityBasedCompArrangement
Comp Based On Revenue Of Filing Org0CompBasedOnRevenueOfFilingOrg
Comp Based On Revenue Related Orgs0CompBasedOnRevenueRelatedOrgs
Comp Based Net Earnings Filing Org0CompBasedNetEarningsFilingOrg
Comp Based Net Earnings Relate Orgs0CompBasedNetEarningsRelateOrgs
Any Non Fixed Payments0AnyNonFixedPayments
Initial Contract Exception0InitialContractException

Form990 Schedule J Part II Form990ScheduleJPartII (2 entries)

TitleTitleBase Compensation Filing OrgBaseCompensationFilingOrgComp Based On Related OrgsCompBasedOnRelatedOrgsBonus Filing OrgBonusFilingOrgBonus Related OrgsBonusRelatedOrgsOther Compensation Filing OrgOtherCompensationFilingOrgOther Compensation Related OrgsOtherCompensationRelatedOrgsDeferred Comp Filing OrgDeferredCompFilingOrgDeferred Comp Related OrgsDeferredCompRelatedOrgsNontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgNontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgsTotal Compensation Filing OrgTotalCompensationFilingOrgTotal Compensation Related OrgsTotalCompensationRelatedOrgsComp Report Prior990 Filing OrgCompReportPrior990FilingOrgComp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs
Michael Barrett
CEO to Aug. 2012/Artistic Advisor17676100000225000209730220234000
Paul H Rosenblum
Managing Director1485970000046200127380165955000

Form990 Schedule J Part III Form990ScheduleJPartIII

FieldValueIRS element (for citing)
Return ReferencePart I, Line 1aReturnReference
ExplanationJeffery Haydon received a gross up payment in his 2012 W-2 for moving expenses in the amount of $9,844.Explanation

Schedule M IRS990ScheduleM

Works Of Art WorksOfArt

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions1NumberOfContributions
Noncash Contribs Rptd F990600NoncashContribsRptdF990
Method Of Determining RevenuesFMV@Date of DonationMethodOfDeterminingRevenues

Clothing And Household Goods ClothingAndHouseholdGoods

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Noncash Contribs Rptd F9901796NoncashContribsRptdF990
Method Of Determining RevenuesFMV@Date of DonationMethodOfDeterminingRevenues

Securities Publicly Traded SecuritiesPubliclyTraded

FieldValueIRS element (for citing)
Non Cash CheckboxXNonCashCheckbox
Number Of Contributions4NumberOfContributions
Noncash Contribs Rptd F99041044NoncashContribsRptdF990
Method Of Determining RevenuesFMV@Date of DonationMethodOfDeterminingRevenues

Other Non Cash Contributions Table OtherNonCashContributionsTable (3 entries)

Non Cash CheckboxNonCashCheckboxDescriptionDescriptionNumber Of ContributionsNumberOfContributionsNoncash Contribs Rptd F990NoncashContribsRptdF990Method Of Determining RevenuesMethodOfDeterminingRevenues
XFood & Beverage423620FMV@Date of Donation
XJewelry1700FMV@Date of Donation
XHotel11000FMV@Date of Donation
FieldValueIRS element (for citing)
Number Of8283 Received0NumberOf8283Received
Any Property That Must Be Held0AnyPropertyThatMustBeHeld
Review Process Unusual NC Gifts1ReviewProcessUnusualNCGifts
Third Parties Used0ThirdPartiesUsed

Schedule O IRS990ScheduleO

General Explanation GeneralExplanation (7 entries)

Return ReferenceReturnReferenceExplanationExplanationIdentifierIdentifier
Form 990, Part VI, Section B, line 11The prepared Form 990 is reviewed by senior management and the members of the Audit Committee and then provided to the Board of Trustees prior to filing. Management, the Audit Committee members, and the independent auditors meet to review and discuss the return. If necessary, the independent auditors submit an updated Form 990 to the CFO. The CFO confirms that the updates are accurate and posts the final draft to an FTP site. The URL address for the FTP site is circulated to the Board. The Chair of the Audit Committee delivers the Committee report on the preparation and review of the 990 to the Board and recommends the Form 990 be filed. If no changes are noted, the Form 990 is filed.
Form 990, Part VI, Section B, line 12cCaramoor followed its conflict of interest policy. A conflict of interest disclosure statement shall be furnished annually by each trustee and each covered employee disclosing any anticipated or possible conflict situations. Covered employees shall be senior employees and other employees who have a decision making role in hiring or contracting. Each new trustee and covered employee shall be advised of the policy and furnished a disclosure statement upon undertaking the duties of such office. When any conflict of interest may be involved in a transaction requiring action by the Board of Trustees or committee of the Board, the interested person shall call it to the attention of the Board of Trustees or such committee and the trustee concerned shall not vote on the matter. Moreover, the person having a conflict shall retire from the room in which the Board or committee is meeting and may not participate in the final deliberation or decisions regarding the matter under consideration. However, that person may provide the Board or committee with any and all relevant information before retiring. The minutes of the meeting of the Board or committee shall reflect that the conflict of interest was disclosed and that the interested person was not present during the final discussion or vote and did not vote. When there is a doubt as to whether a conflict of interest exists, the matter shall be resolved by the Board of Trustees excluding the person whose situation will be discussed. When any conflict of interest may be involved in a matter involving an employee, such employee shall notify the Board of Trustees and the Chief Executive Officer of Caramoor. Notwithstanding the foregoing, the Board of Trustees may waive any disclosed conflict if it determines such waiver to be in the best interests of Caramoor.
Form 990, Part VI, Section B, line 15Caramoor has a formal Compensation Committee which reviews annually salaries, bonuses, and benefits for all Caramoor employees. The Committee pays special attention to the positions of CEO, Managing Director, CDO, and CFO. Annual reviews include self-assessment by the employee, the employee's supervisor, and recommendations from the CEO. The CEO also receives a review from the Compensation Committee. Trustees that sit on the Compensation Committee have all signed "conflict of interest" declarations, and do so annually. The Committee reviews salaries and compensation for similar sized arts organizations in the New York area, and nationally, and uses this information in their decision making. Minutes of the Committee's deliberations and decisions are forwarded to the CFO to be carried out and filed. The last meeting of the Compensation Committee took place on September 19, 2013.
Form 990, Part VI, Section C, line 18The Organization makes its Form 990 and Form 1023 available for public inspection as required under Section 6104 of the Internal Revenue Code by posting it on guidestar.org and other similar types of websites.
Form 990, Part VI, Section C, line 19Caramoor's governing documents are made available to the public upon request and are available for inspection at the finance office. Caramoor's conflict of interest policy is made available to the public upon request and is available for inspection at the finance office. Caramoor's financial statements are made available to the public upon request and are available for inspection at the finance office.
Form 990, Part XI, Line 2C:The Organization has a committe that assumes responsibility for the oversight of the audit of its financial statements and selection of an independent accountant. This process did not change from the prior year.Committee oversight of the audit of the financial statements:
Form 990, Part I, Line 6:Through their generous commitment of time, enthusiasm, and expertise, Caramoor benefits from the contributions of volunteers throughout the year. In 2012 over 200 people volunteered part-time at Caramoor in a variety of capacities. This number was determined by the scope of Caramoor's presenting activities and educational programs, in addition to the availability of the volunteers themselves. The majority of volunteers act as ushers at Caramoor's year-round music presentations. They are often the public face of Caramoor, acting as greeters, helping audience members to their seats, and ensuring the visiting public's safety and comfort. * 25-40 ushers work at each concert in the Venetian Theater * 16-20 ushers work at each concert in the Spanish Courtyard * 10 ushers work at each concert in the Music Room * 10 ushers work at each Dancing at Dusk concert on Friends' Field * 10 ushers work at each concert in the Sunken Garden Volunteers also play a major role in Caramoor's arts-in-education programs. They give tours of the collection, lead various elements of each program, and help children and teachers through the campus. In 2012, with docent-led tours of the Rosen House for the public on hold, volunteers instead dedicated their time to cataloging archival material in the Rosen House collection. They also performed clerical duties for the administrative staff throughout the year.Use of Volunteer service to achieve exempt activities:

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