HOSPITAL FOR SPECIAL SURGERY FUND INC: Form 990, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- HOSPITAL FOR SPECIAL SURGERY FUND INC (EIN 13-6714749)
- Tax period
- 2012-01-01 to 2012-12-31
- Filed
- 2013-11-11
- IRS object ID
- 201313169349300441
- Schema version
- 2012v2.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule C
- Schedule D
- Schedule F
- Schedule G
- Schedule I
- Schedule J
- Schedule L
- Schedule M
- Schedule O
- Schedule R
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-11-11T19:00:14-06:00 | Timestamp |
| Tax Period End Date | 2012-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ERNST & YOUNG US LLP | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 111 MONUMENT CIRCLE SUITE 2600 | AddressLine1 |
| City | Indianapolis | City |
| State | IN | State |
| ZIP Code | 46204 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2012-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 136714749 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Hospital for Special Surgery Fund Inc | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of Name | % MARC GOULD | InCareOfName |
| Name Control | HOSP | NameControl |
| Phone | 2126061000 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 535 EAST 70TH STREET | AddressLine1 |
| Address Line2 | Suite | AddressLine2 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10021 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | STACEY MALAKOFF | Name |
| Title | EVP & CFO | Title |
| Date Signed | 2013-11-11 | DateSigned |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 3176817000 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Principal Officer Person | LOUIS SHAPIRO | NameOfPrincipalOfficerPerson |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 535 EAST 70TH STREET | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10021 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 14918877 | GrossReceipts |
| Group Return For Affiliates | false | GroupReturnForAffiliates |
| Organization501c3 | X | Organization501c3 |
| Web Site | www.hss.edu | WebSite |
| Type Of Organization Corporation | X | TypeOfOrganizationCorporation |
| Year Formation | 1984 | YearFormation |
| State Legal Domicile | NY | StateLegalDomicile |
| Activity Or Mission Description | THE ORGANIZATION'S EXEMPT PURPOSE IS TO RAISE FUNDS TO SUPPORT CHARIT- ABLE, EDUCATIONAL & SCIENTIFIC PURPOSES OF ITS TAX-EXEMPT AFFILIATE THE HOSP FOR SPEC SURG, AND ANY OTHER HLTH CARE RELATED CHARIT ORGS. | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 41 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 35 | NbrIndependentVotingMembers |
| Total Nbr Employees | 29 | TotalNbrEmployees |
| Total Nbr Volunteers | 43 | TotalNbrVolunteers |
| Total Gross UBI | 0 | TotalGrossUBI |
| Net Unrelated Business Txbl Income | 0 | NetUnrelatedBusinessTxblIncome |
| Contributions Grants Prior Year | 5752159 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 6070287 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 5393005 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 5794664 | ProgramServiceRevenueCY |
| Investment Income Prior Year | 107493 | InvestmentIncomePriorYear |
| Investment Income Current Year | 1873772 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | -383172 | OtherRevenuePriorYear |
| Other Revenue Current Year | -485137 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 10869485 | TotalRevenuePriorYear |
| Total Revenue Current Year | 13253586 | TotalRevenueCurrentYear |
| Grants And Similar Amnts Prior Year | 1141932 | GrantsAndSimilarAmntsPriorYear |
| Grants And Similar Amnts CY | 811141 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members Prior Year | 0 | BenefitsPaidToMembersPriorYear |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 3984814 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 4309511 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp Prior Year | 200000 | TotalProfFundrsngExpPriorYear |
| Total Prof Fundrsng Exp CY | 247069 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 4894213 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 2164297 | OtherExpensePriorYear |
| Other Expenses Current Year | 2274679 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 7491043 | TotalExpensesPriorYear |
| Total Expenses Current Year | 7642400 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | 3378442 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | 5611186 | RevenuesLessExpensesCY |
| Total Assets BOY | 33192096 | TotalAssetsBOY |
| Total Assets EOY | 40587375 | TotalAssetsEOY |
| Total Liabilities BOY | 19529884 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 20719524 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | 13662212 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | 19867851 | NetAssetsOrFundBalancesEOY |
| Info In Schedule O Part III | X | InfoInScheduleOPartIII |
| Mission Description | THE ORGANIZATION'S EXEMPT PURPOSE IS TO RAISE FUNDS TO SUPPORT CHARITABLE, EDUCATIONAL & SCIENTIFIC PURPOSES OF ITS TAX-EXEMPT AFFILIATE THE HOSP FOR SPEC SURG, AND ANY OTHER HLTH CARE RELATED CHARITABLE ORGANIZATIONS. | MissionDescription |
| Significant New Program Services | false | SignificantNewProgramServices |
| Significant Change | false | SignificantChange |
| Expense | 811141 | Expense |
| Grants | 811141 | Grants |
| Revenue | 5794664 | Revenue |
| Description | THIS ORGANIZATION'S EXEMPT PURPOSE IS TO RAISE FUNDS TO SUPPORT CHARITABLE, EDUCATIONAL, AND SCIENTIFIC PURPOSES OF ITS TAX-EXEMPT AFFILIATE, THE HOSPITAL FOR SPECIAL SURGERY, AND ANY OTHER HEALTH CARE RELATED CHARITABLE ORGANIZATION. THE HOSPITAL FOR SPECIAL SURGERY PROVIDES WORLD CLASS CARE TO ITS PATIENTS BY HELPING THEM REGAIN THEIR MOBILITY, WHILE ALSO ADVANCING RESEARCH INITIATIVES TO EXPLORE NEW TREATMENTS FOR ORTHOPEDIC AND RHEUMATOLOGIC CONDITIONS. THE HOSPITAL FOR SPECIAL SURGERY IS RECOGNIZED FOR ITS EXCELLENCE IN PATIENT CARE AND IS CONSISTENTLY TOP-RANKED RANKED BY US NEWS AND WORLD REPORTS IN ITS SPECIALTIES. THE HOSPITAL FOR SPECIAL SURGERY IS ALSO RECOGNIZED AS A MAGNET HOSPITAL FOR EXCELLENCE IN NURSING SERVICE. IN 2012 HSS FUND INC. PROVIDED SERVICES TO THE HOSPITAL, ENABLING IT TO RAISE APPROXIMATELY $37.9` MILLION IN FUNDS FOR CAPITAL, RESEARCH, ENDOWMENT, EDUCATIONAL AND OPERATING PURPOSES. IN 2012, HSS FUND INC. ALSO CONTRIBUTED APPROXIMATELY $169,850 TO OTHER CHARITABLE ORGANIZATIONS. | Description |
| Total Program Service Expense | 811141 | TotalProgramServiceExpense |
| Described In501 C3 | true | DescribedIn501C3 |
| Schedule B Required | true | ScheduleBRequired |
| Political Activities | false | PoliticalActivities |
| Lobbying Activities | true | LobbyingActivities |
| Subject To Proxy Tax | false | SubjectToProxyTax |
| Donor Advised Funds | false | DonorAdvisedFunds |
| Conservation Easements | false | ConservationEasements |
| Collections Of Art | false | CollectionsOfArt |
| Credit Counseling | false | CreditCounseling |
| Term Or Permanent Endowments | false | TermOrPermanentEndowments |
| Report Land Bldg Equip | true | ReportLandBldgEquip |
| Report Invest Oth Securities | true | ReportInvestOthSecurities |
| Report Prog Rel Invest | false | ReportProgRelInvest |
| Report Other Assets | false | ReportOtherAssets |
| Report Other Liabilities | true | ReportOtherLiabilities |
| Report Fin48 Footnote | false | ReportFin48Footnote |
| Independent Audit Financial Stmt | false | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | true | ConsolidatedAuditFinancialStmt |
| School | false | School |
| Foreign Office | true | ForeignOffice |
| Foreign Activities | true | ForeignActivities |
| More Than5000 K To Organizations | false | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | false | MoreThan5000KToIndividuals |
| Professional Fundraising | true | ProfessionalFundraising |
| Fundraising Activities | true | FundraisingActivities |
| Gaming | false | Gaming |
| Hospital | false | Hospital |
| Grants To Organizations | true | GrantsToOrganizations |
| Grants To Individuals | false | GrantsToIndividuals |
| Schedule J Required | true | ScheduleJRequired |
| Tax Exempt Bonds | false | TaxExemptBonds |
| Excess Benefit Transaction | false | ExcessBenefitTransaction |
| Prior Excess Benefit Transaction | false | PriorExcessBenefitTransaction |
| Loan To Officer Or DQP | false | LoanToOfficerOrDQP |
| Grant To Related Person | false | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | false | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | false | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | true | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | true | DeductibleNonCashContributions |
| Deductible Contributions Of Art | false | DeductibleContributionsOfArt |
| Terminated | false | Terminated |
| Partial Liquidation | false | PartialLiquidation |
| Disregarded Entity | false | DisregardedEntity |
| Related Entity | true | RelatedEntity |
| Related Org Controlled Entity | true | RelatedOrgControlledEntity |
| Transaction Related Entity | true | TransactionRelatedEntity |
| Transfers To Exempt Non Chrtbl Org | false | TransfersToExemptNonChrtblOrg |
| Activities Conducted Partnership | false | ActivitiesConductedPartnership |
| Schedule O Required | true | ScheduleORequired |
| Info In Schedule O Part V | X | InfoInScheduleOPartV |
| Number Forms Transmitted With1096 | 0 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Number Of Employees | 29 | NumberOfEmployees |
| Employment Tax Returns Filed | true | EmploymentTaxReturnsFiled |
| Unrelated Business Income | false | UnrelatedBusinessIncome |
| Foreign Financial Account | true | ForeignFinancialAccount |
| Name Of Foreign Country | CJ | NameOfForeignCountry |
| Name Of Foreign Country | EI | NameOfForeignCountry |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTrans |
| Taxable Party Notification | false | TaxablePartyNotification |
| Non Deductible Contributions | false | NonDeductibleContributions |
| Quid Pro Quo Contributions | true | QuidProQuoContributions |
| Quid Pro Quo Disclosure | true | QuidProQuoDisclosure |
| Form8282 Property Disposed Of | false | Form8282PropertyDisposedOf |
| Funds To Pay Premiums | false | FundsToPayPremiums |
| Premiums Paid | false | PremiumsPaid |
| Indoor Tanning Services | false | IndoorTanningServices |
| Info In Schedule O Part VI | X | InfoInScheduleOPartVI |
| Nbr Voting Governing Body Members | 41 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 35 | NumberIndependentVotingMembers |
| Family Or Business Relationship | true | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | false | DelegationOfManagementDuties |
| Changes To Organizing Docs | true | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | false | MaterialDiversionOrMisuse |
| Members Or Stockholders | false | MembersOrStockholders |
| Election Of Board Members | false | ElectionOfBoardMembers |
| Decisions Subject To Approval | false | DecisionsSubjectToApproval |
| Minutes Of Governing Body | true | MinutesOfGoverningBody |
| Minutes Of Committees | true | MinutesOfCommittees |
| Officer Mailing Address | false | OfficerMailingAddress |
| Local Chapters | false | LocalChapters |
| Form990 Provided To Governing Body | true | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | true | ConflictOfInterestPolicy |
| Annual Disclosure Covered Persons | true | AnnualDisclosureCoveredPersons |
| Regular Monitoring Enforcement | true | RegularMonitoringEnforcement |
| Whistleblower Policy | true | WhistleblowerPolicy |
| Document Retention Policy | true | DocumentRetentionPolicy |
| Compensation Process CEO | true | CompensationProcessCEO |
| Compensation Process Other | true | CompensationProcessOther |
| Investment In Joint Venture | false | InvestmentInJointVenture |
| States Where Copy Of Return Is Filed | AL | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | AK | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | AZ | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | AR | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | CA | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | CO | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | CT | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | DC | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | FL | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | GA | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | HI | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | IL | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | KS | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | KY | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | ME | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | MD | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | MA | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | MI | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | MN | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | MS | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | NH | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | NJ | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | NM | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | NY | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | NC | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | ND | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | OH | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | OK | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | OR | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | PA | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | RI | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | SC | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | TN | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | UT | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | VA | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | WA | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | WV | StatesWhereCopyOfReturnIsFiled |
| States Where Copy Of Return Is Filed | WI | StatesWhereCopyOfReturnIsFiled |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Person | MARC GOULD | NamePerson |
| Telephone Number | 2126061323 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 535 EAST 70TH STREET | AddressLine1 |
| City | New York | City |
| State | NY | State |
| ZIP Code | 10021 | ZIPCode |
Form990 Part VII Section A Form990PartVIISectionA (54 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Average Hours Per Week RelatedAverageHoursPerWeekRelated | Individual Trustee Or DirectorIndividualTrusteeOrDirector | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation | Reportable Comp From OrganizationReportableCompFromOrganization | OfficerOfficer | Key EmployeeKeyEmployee | Highest Compensated EmployeeHighestCompensatedEmployee |
|---|---|---|---|---|---|---|---|---|---|
| Jonathan Deland | |||||||||
| Member/Attending Physician | 0.2 | 10.61 | X | 84707 | 35225 | ||||
| Gregory Liguori | |||||||||
| Member/Medical Dir.-left FY12' | 0.2 | 25.65 | X | 530142 | 49479 | ||||
| Gregory E Lutz MD | |||||||||
| Member/Attending Physician | 0.2 | 7.54 | X | 8795 | 51818 | ||||
| Russell Warren | |||||||||
| Member/Attending Physician | 0.2 | 9.35 | X | 76983 | 30143 | ||||
| Phillip Wilson Jr | |||||||||
| Member/Attending Physician | 8.03 | 1.24 | X | 29833 | 87995 | ||||
| James M Benson | |||||||||
| Member | 0.04 | 0.39 | X | ||||||
| Daniel C Benton | |||||||||
| Member | 0.07 | 0.59 | X | ||||||
| Richard A Brand | |||||||||
| Member | 0.07 | 0.63 | X | ||||||
| Peter L Briger Jr | |||||||||
| Member - Left in FY2012 | 0.03 | 0.26 | X | ||||||
| Michael Brooks | |||||||||
| Member | 0.14 | 1.22 | X | ||||||
| Kathryn Chenault | |||||||||
| Member | 0.09 | 0.84 | X | ||||||
| Charles Coleman III | |||||||||
| Member | 0.11 | 1.02 | X | ||||||
| Leslie Confeld | |||||||||
| Member | 0.18 | 1.6 | X | ||||||
| Cynthia Foster Curry | |||||||||
| Member | 0.19 | 1.7 | X | ||||||
| Barrie M Damson | |||||||||
| Member | 0.38 | 3.42 | X | ||||||
| James G Dinan | |||||||||
| Member | 0.26 | 2.29 | X | ||||||
| Anne Ehrenkranz | |||||||||
| Member | 0.12 | 1.04 | X | ||||||
| Michael Esposito | |||||||||
| Member | 0.35 | 3.16 | X | ||||||
| Craig Ivey | |||||||||
| Member | 0.07 | 0.59 | X | ||||||
| Winfield P Jones | |||||||||
| Member | 0.04 | 0.39 | X | ||||||
| Monica Keany | |||||||||
| Member | 0.21 | 1.92 | X | ||||||
| Thomas J Kelly | |||||||||
| Member | 0.28 | 2.5 | X | ||||||
| David H Koch | |||||||||
| Member | 0.28 | 2.5 | X | ||||||
| Lara Lerner | |||||||||
| Member | 0.04 | 0.39 | X | ||||||
| Mariylin B Levitt | |||||||||
| Member | 0.53 | 4.81 | X | ||||||
| Thomas Lister | |||||||||
| Member | 0.25 | 2.26 | X | ||||||
| Alan S MacDonald | |||||||||
| Member | 0.22 | 2.0 | X | ||||||
| David M Madden | |||||||||
| Member | 0.07 | 0.63 | X | ||||||
| Richard L Menschel | |||||||||
| Chairman, Emeritus | 0.69 | 6.2 | X | ||||||
| Carl F Nathan MD | |||||||||
| Member - Left in FY2012 | 0.01 | 0.08 | X | ||||||
| Dean R O'Hare | |||||||||
| Co-Chair | 1.75 | 15.75 | X | X | |||||
| Aldo Papone | |||||||||
| Co-Chair | 1.75 | 15.75 | X | X | |||||
| Gordon Pattee | |||||||||
| Member | 0.04 | 0.39 | X | ||||||
| Susan W Rose | |||||||||
| Member | 0.2 | 1.75 | X | ||||||
| William R Salomon | |||||||||
| Member - Left in FY2012 | 0.07 | 0.6 | X | ||||||
| Jonathan Sobel | |||||||||
| Member | 0.21 | 1.92 | X | ||||||
| Deirdre Stanley | |||||||||
| Member | 0.2 | 1.75 | X | ||||||
| Robert K Steel | |||||||||
| Member | 0.46 | 4.11 | X | ||||||
| Daniel G Tully | |||||||||
| Member (Vice Chair till 04/12) | 0.42 | 3.76 | X | X | |||||
| Mrs Douglas A Warner III | |||||||||
| Member | 0.68 | 6.12 | X | ||||||
| Sanford I Weill | |||||||||
| Member | 0.02 | 0.15 | X | ||||||
| Torsten N Wiesel MD | |||||||||
| Member | 0.08 | 0.68 | X | ||||||
| Kendrick R Wilson III | |||||||||
| Member | 0.86 | 7.71 | X | ||||||
| Ellen M Wright | |||||||||
| Member | 0.35 | 3.13 | X | ||||||
| Louis A Shapiro | |||||||||
| President & CEO | 9.0 | 51.0 | X | 1403344 | 65294 | 247649 | X | ||
| Stacey Malakoff | |||||||||
| Executive VP & CFO | 1.8 | 58.2 | 1080299 | 57543 | 33411 | X | |||
| Constance B Margolin | |||||||||
| Exec VP & Chief Legal Officer | 3.0 | 57.0 | 642069 | 51971 | 33793 | X | |||
| Deborah Sale | |||||||||
| Executive VP-External Affairs | 36.0 | 24.0 | 230378 | 86668 | 345566 | X | |||
| Robin Merle | |||||||||
| VP & Chief Development Officer | 60.0 | 0.0 | 53830 | 442136 | X | ||||
| Catherine Bissinger | |||||||||
| Director, Development | 60.0 | 0.0 | 19463 | 193503 | X | ||||
| Kathleen Brahimi | |||||||||
| Director, Development | 60.0 | 0.0 | 15198 | 154716 | X | ||||
| Benjamin Neihart | |||||||||
| Dir, Dev Research Special Proj | 45.0 | 15.0 | 36648 | 46553 | 109944 | X | |||
| Reesa Kaufman | |||||||||
| Dir,Foundation & Gov Relations | 60.0 | 0.0 | 71748 | 130387 | X | ||||
| William Cruz | |||||||||
| Dir., Dev. Public Relations | 60.0 | 0.0 | 12731 | 122604 | X | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 1901704 | TotalReportableCompFromOrg |
| Total Reportable Comp Frm Rltd Orgs | 4093365 | TotalReportableCompFrmRltdOrgs |
| Total Other Compensation | 677497 | TotalOtherCompensation |
| Number Individuals GT100 K | 8 | NumberIndividualsGT100K |
| Formers Listed | false | FormersListed |
| Total Comp GT150 K | true | TotalCompGT150K |
| Compensation From Other Sources | false | CompensationFromOtherSources |
Contractor Compensation ContractorCompensation (5 entries)
| Address Line1AddressOfContractor/AddressUS/AddressLine1 | CityAddressOfContractor/AddressUS/City | StateAddressOfContractor/AddressUS/State | ZIP CodeAddressOfContractor/AddressUS/ZIPCode | Description Of ServicesDescriptionOfServices | CompensationCompensation |
|---|---|---|---|---|---|
| INDOE CONSULTING | |||||
| 633 E 11TH ST UNIT 6 | NEW YORK | NY | 10009 | CONSULTING SERVICES | 238925 |
| GHIORSI SORRENTI INC | |||||
| 255 MADISON AVENUE | WYCKOFF | NJ | 07481 | FUNDRAISING CONSULT | 164569 |
| VENABLE LLP | |||||
| PO BOX 62727 | BALTIMORE | MD | 21264 | LOBBYING CONSULTING | 162500 |
| 3D LEADERSHIP LLC | |||||
| 90 WEST AFTON AVENUE 113 | YARDLEY | PA | 19067 | STRATEGY CONSULTING | 145212 |
| TWO SHADES OF GRAY | |||||
| 3 KIDDS CAVE RD | BRADFORD | CT | 06405 | PRINT & DESIGN SRV | 119035 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of Contractors GT100 K | 5 | NumberOfContractorsGT100K |
| Fundraising Events | 3172387 | FundraisingEvents |
| All Other Contributions | 2897900 | AllOtherContributions |
| Noncash Contributions | 133213 | NoncashContributions |
| Total Contributions | 6070287 | TotalContributions |
Program Service Revenue ProgramServiceRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | PURCHASED SERVICE REVENUE | Description |
| Business Code | 900099 | BusinessCode |
| Total Revenue Column | 5794664 | TotalRevenueColumn |
| Related Or Exempt Function Income | 5794664 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | 5794664 | TotalProgramServiceRevenue |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 1622542 | TotalRevenueColumn |
| Exclusion | $1,622,542 | ExclusionAmount |
Income From Invest Bond Proceeds IncomeFromInvestBondProceeds
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Royalties Revenue RoyaltiesRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Rental Income Or Loss RentalIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | 0 | Real |
| Personal | 0 | Personal |
Net Rental Income Or Loss NetRentalIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Gross Amount Sales Assets GrossAmountSalesAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 1153954 | Securities |
Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 902724 | Securities |
Gain Or Loss GainOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 251230 | Securities |
Net Gain Or Loss Investments NetGainOrLossInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 251230 | TotalRevenueColumn |
| Exclusion | $251,230 | ExclusionAmount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Income Fundraising Events | 277430 | GrossIncomeFundraisingEvents |
| Cntrbtns Rprtd Fundraising Events | 3172387 | CntrbtnsRprtdFundraisingEvents |
| Fundraising Direct Expenses | 762567 | FundraisingDirectExpenses |
Net Income From Fundraising Events NetIncomeFromFundraisingEvents
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | -485137 | TotalRevenueColumn |
| Exclusion | -$485,137 | ExclusionAmount |
Net Income From Gaming NetIncomeFromGaming
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Net Income Or Loss NetIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Other Revenue | 0 | TotalOtherRevenue |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 13253586 | TotalRevenueColumn |
| Related Or Exempt Function Income | 5794664 | RelatedOrExemptFunctionIncome |
| Exclusion | $1,388,635 | ExclusionAmount |
Grants To Domestic Orgs GrantsToDomesticOrgs
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 811141 | Total |
| Program Services | 811141 | ProgramServices |
Grants To Domestic Individuals GrantsToDomesticIndividuals
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Foreign Grants ForeignGrants
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Benefits To Members BenefitsToMembers
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Comp Current Officers Directors CompCurrentOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1190550 | Total |
| Management And General | 660419 | ManagementAndGeneral |
| Fundraising | 530131 | Fundraising |
Comp Disqual Persons CompDisqualPersons
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Other Salaries And Wages OtherSalariesAndWages
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2049683 | Total |
| Fundraising | 2049683 | Fundraising |
Pension Plan Contributions PensionPlanContributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Other Employee Benefits OtherEmployeeBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 870437 | Total |
| Management And General | 319822 | ManagementAndGeneral |
| Fundraising | 550615 | Fundraising |
Payroll Taxes PayrollTaxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 198841 | Total |
| Management And General | 73060 | ManagementAndGeneral |
| Fundraising | 125781 | Fundraising |
Fees For Services Management FeesForServicesManagement
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 150598 | Total |
| Management And General | 150598 | ManagementAndGeneral |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Fees For Services Accounting FeesForServicesAccounting
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 80705 | Total |
| Management And General | 80705 | ManagementAndGeneral |
Fees For Services Lobbying FeesForServicesLobbying
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 150000 | Total |
| Management And General | 150000 | ManagementAndGeneral |
Fees For Services Prof Fundraising FeesForServicesProfFundraising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 247069 | Total |
| Fundraising | 247069 | Fundraising |
Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 19586 | Total |
| Management And General | 19586 | ManagementAndGeneral |
Fees For Services Other FeesForServicesOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 650608 | Total |
| Management And General | 429966 | ManagementAndGeneral |
| Fundraising | 220642 | Fundraising |
Advertising Advertising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 65494 | Total |
| Fundraising | 65494 | Fundraising |
Information Technology InformationTechnology
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Royalties Royalties
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 567934 | Total |
| Management And General | 9890 | ManagementAndGeneral |
| Fundraising | 558044 | Fundraising |
Travel Travel
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 22534 | Total |
| Fundraising | 22534 | Fundraising |
Travel Entrtnmnt Public Officials TravelEntrtnmntPublicOfficials
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Conferences Meetings ConferencesMeetings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Interest Interest
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Payments To Affiliates PaymentsToAffiliates
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Depreciation Depletion DepreciationDepletion
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 43000 | Total |
| Management And General | 43000 | ManagementAndGeneral |
Insurance Insurance
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Other Expenses OtherExpenses (2 entries)
| DescriptionDescription | TotalTotal | FundraisingFundraising |
|---|---|---|
| DIRECT MAIL | 243238 | 243238 |
| MISCELLANEOUS EXPENSES | 280982 | 280982 |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 7642400 | Total |
| Program Services | 811141 | ProgramServices |
| Management And General | 1937046 | ManagementAndGeneral |
| Fundraising | 4894213 | Fundraising |
Cash Non Interest Bearing CashNonInterestBearing
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Savings And Temp Cash Investments SavingsAndTempCashInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 3576270 | BOY |
| EOY | 1868362 | EOY |
Pledges And Grants Receivable PledgesAndGrantsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Accounts Receivable AccountsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Receivables From Officers Etc ReceivablesFromOfficersEtc
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Receivables From Disqual Persons ReceivablesFromDisqualPersons
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Other Notes Loans Receivable Net OtherNotesLoansReceivableNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 5000000 | EOY |
Inventories For Sale Or Use InventoriesForSaleOrUse
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Buildings Equipment Basis | 587187 | LandBuildingsEquipmentBasis |
| Land Bldg Equipment Accum Deprec | 415812 | LandBldgEquipmentAccumDeprec |
Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 193737 | BOY |
| EOY | 171375 | EOY |
Investments Pub Traded Securities InvestmentsPubTradedSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 15287048 | BOY |
| EOY | 18559506 | EOY |
Investments Other Securities InvestmentsOtherSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 12725872 | BOY |
| EOY | 13534246 | EOY |
Investments Program Related InvestmentsProgramRelated
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Intangible Assets IntangibleAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Other Assets Total OtherAssetsTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1409169 | BOY |
| EOY | 1453886 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 33192096 | BOY |
| EOY | 40587375 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1247699 | BOY |
| EOY | 1187096 | EOY |
Grants Payable GrantsPayable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Deferred Revenue DeferredRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Tax Exempt Bond Liabilities TaxExemptBondLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Escrow Account Liability EscrowAccountLiability
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Loans From Officers Directors LoansFromOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Unsecured Notes Loans Payable UnsecuredNotesLoansPayable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 18282185 | BOY |
| EOY | 19532428 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 19529884 | BOY |
| EOY | 20719524 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Follow SFAS117 | X | FollowSFAS117 |
Unrestricted Net Assets UnrestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 13662212 | BOY |
| EOY | 19867851 | EOY |
Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Permanently Restricted Net Assets PermanentlyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 13662212 | BOY |
| EOY | 19867851 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 33192096 | BOY |
| EOY | 40587375 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Reconcilation Revenue Expenses | 5611186 | ReconcilationRevenueExpenses |
| Reconciliation Unrealized Invest | 594453 | ReconciliationUnrealizedInvest |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | false | AccountantCompileOrReview |
| FS Audited | true | FSAudited |
FS Audited Basis FSAuditedBasis
| Field | Value | IRS element (for citing) |
|---|---|---|
| Financial Statement Consolidated | X | FinancialStatementConsolidated |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Audit Committee | true | AuditCommittee |
| Federal Grant Audit Required | false | FederalGrantAuditRequired |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Publicly Supported Org170b1 Avi | X | PubliclySupportedOrg170b1Avi |
Gifts Grants Contrib Received170 GiftsGrantsContribReceived170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 5502311 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 4553024 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 4834012 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 5752159 | CurrentTaxYearMinus1Year |
| Current Tax Year | 6070287 | CurrentTaxYear |
| Total | 26711793 | Total |
Tax Rev Levied For Org Benefit170 TaxRevLeviedForOrgBenefit170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Value Srvc Fclts Furnished By Govt ValueSrvcFcltsFurnishedByGovt
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Total170 Total170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 5502311 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 4553024 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 4834012 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 5752159 | CurrentTaxYearMinus1Year |
| Current Tax Year | 6070287 | CurrentTaxYear |
| Total | 26711793 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Amounts Subst Contributors Total | 0 | AmountsSubstContributorsTotal |
| Public Support Total170 | 26711793 | PublicSupportTotal170 |
Gross Investment Income170 GrossInvestmentIncome170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | 92442 | CurrentTaxYearMinus4Years |
| Current Tax Year Minus3 Years | 33628 | CurrentTaxYearMinus3Years |
| Current Tax Year Minus2 Years | 51235 | CurrentTaxYearMinus2Years |
| Current Tax Year Minus1 Year | 83240 | CurrentTaxYearMinus1Year |
| Current Tax Year | 1622542 | CurrentTaxYear |
| Total | 1883087 | Total |
Net UBI NetUBI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Other Income170 OtherIncome170
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus1 Year | 337722 | CurrentTaxYearMinus1Year |
| Current Tax Year | 277430 | CurrentTaxYear |
| Total | 615152 | Total |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Support | 29210032 | TotalSupport |
| Gross Receipts From Admissions Etc | 20757545 | GrossReceiptsFromAdmissionsEtc |
| Public Support Pertcentage170 | 0.91447 | PublicSupportPertcentage170 |
| Public Support Pertcent Prior Year | 0.97142 | PublicSupportPertcentPriorYear |
| Thirty Three Percnt Tests CY170 | X | ThirtyThreePercntTestsCY170 |
Schedule B IRS990ScheduleB
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | RESTRICTED | ContributorNumber |
Contributor Name Business ContributorNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | RESTRICTED | AggregateContributions |
Schedule C IRS990ScheduleC
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grassroots Lobbying | TotalGrassrootsLobbying | |
| Total Direct Lobbying | TotalDirectLobbying | |
| Total Lobbying Expenditures | TotalLobbyingExpenditures | |
| Other Exempt Purpose Expenditures | OtherExemptPurposeExpenditures | |
| Total Exempt Purpose Expenditures | TotalExemptPurposeExpenditures | |
| Lobbying Nontaxable | LobbyingNontaxableAmount | |
| Grassroots Nontaxable | GrassrootsNontaxableAmount | |
| Tot Lobbying Grassroot Minus Non Tx | TotLobbyingGrassrootMinusNonTx | |
| Tot Lobby Expend Mns Lobbying Nontx | TotLobbyExpendMnsLobbyingNontx | |
| Volunteers | false | Volunteers |
| Paid Staff Or Management | false | PaidStaffOrManagement |
| Media Advertisements | false | MediaAdvertisements |
| Mailings Members | false | MailingsMembers |
| Publications Or Broadcast | false | PublicationsOrBroadcast |
| Grants Other Organizations | false | GrantsOtherOrganizations |
| Direct Contact Legislators | true | DirectContactLegislators |
| Direct Contact Legislators | $150,000 | DirectContactLegislatorsAmount |
| Rallies Demonstrations | false | RalliesDemonstrations |
| Other Activities | false | OtherActivities |
| Total Lobbying Expenditures IIB | 150000 | TotalLobbyingExpendituresIIB |
| Not Described In501c3 | false | NotDescribedIn501c3 |
Form990 Schedule C Part IV Form990ScheduleCPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | PART II-B, LINE 1G | Identifier |
| Explanation | THE HOSPITAL FOR SPECIAL SURGERY FUND ENGAGES A LOBBYING FIRM TO DIRECT ITS EFFORT TOWARD HEALTHCARE INITIATIVES ON BEHALF OF ITSELF AND ITS AFFILIATE, THE NEW YORK SOCIETY FOR THE RELIEF OF THE RUPTURED AND CRIPPLED, MAINTAINING THE HOSPITAL FOR SPECIAL SURGERY. | Explanation |
Schedule D IRS990ScheduleD
| Field | Value | IRS element (for citing) |
|---|---|---|
| Art Public Exhibition Amts | ArtPublicExhibitionAmts | |
| Held Works Of Art Amts | HeldWorksOfArtAmts | |
| Current Year Minus3 Years | CurrentYearMinus3Years | |
| Current Year Minus4 Years | CurrentYearMinus4Years | |
| Land | Land |
Buildings Buildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 137762 | OtherCostOrOtherBasis |
| Depreciation | 55571 | Depreciation |
| Book Value | 82191 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Leasehold Improvements | LeaseholdImprovements |
Equipment Equipment
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 449425 | OtherCostOrOtherBasis |
| Depreciation | 360241 | Depreciation |
| Book Value | 89184 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Land Buildings | OtherLandBuildings | |
| Total Of Book Value Land Buildings | 171375 | TotalOfBookValueLandBuildings |
| Financial Derivatives | FinancialDerivatives | |
| Closely Held Equity Interests | CloselyHeldEquityInterests |
Other Securities OtherSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | ALTERNATIVE INVESTMENTS | Description |
| Book Value | 13534246 | BookValue |
| Method Of Valuation | F | MethodOfValuation |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Securities | 13534246 | TotalOfBookValueSecurities |
| Federal Income Tax Liability | 0 | FederalIncomeTaxLiability |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | DUE TO AFFILIATE | Description |
| Amount | $19,532,428 | Amount |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Amounts | 19532428 | TotalOfAmounts |
Schedule F IRS990ScheduleF
Accts Actvs Out US Table AcctsActvsOutUSTable
| Field | Value | IRS element (for citing) |
|---|---|---|
| Region | Central America and the Caribbean | Region |
| Number Of Employees | 1 | NumberOfEmployees |
| Type Of Activities Conducted | Investments | TypeOfActivitiesConducted |
| Total Expenditures | 10000 | TotalExpenditures |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Subtotal Number Of Employees | 1 | SubtotalNumberOfEmployees |
| Total Number Of Employees | 1 | TotalNumberOfEmployees |
| Subtotal Amount Spent | 10000 | SubtotalAmountSpent |
| Total Amount Spent | 10000 | TotalAmountSpent |
| Transfer To Foreign Corp | false | TransferToForeignCorp |
| Interest In Foreign Trust | false | InterestInForeignTrust |
| Own Foreign Corp | true | OwnForeignCorp |
| Passive Foreign Invest Co | false | PassiveForeignInvestCo |
| Foreign Partnership | false | ForeignPartnership |
| Boycott Countries | false | BoycottCountries |
Form990 Schedule F Part V Form990ScheduleFPartV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | SCHEDULE F, PART I, LINE 3(1), COLUMN F | Identifier |
| Explanation | TOTAL ASSETS ARE $92,099,182 AND TOTAL LIABILITIES ARE $92,089,182. | Explanation |
Schedule G IRS990ScheduleG
| Field | Value | IRS element (for citing) |
|---|---|---|
| Mail Solicitations | X | MailSolicitations |
| Email Solicitations | X | EmailSolicitations |
| In Person Solicitations | X | InPersonSolicitations |
| Solicitation Of Non Govt Grants | X | SolicitationOfNonGovtGrants |
| Solicitation Of Govt Grants | X | SolicitationOfGovtGrants |
| Special Fundraising Events | X | SpecialFundraisingEvents |
| Agreement Ref Fundraising | true | AgreementRefFundraising |
Fundraiser Activity Information FundraiserActivityInformation (4 entries)
| Name Of IndividualNameOfIndividual | ActivityActivity | Fundraiser Control Of FundsFundraiserControlOfFunds | Gross ReceiptsGrossReceipts | Amount Retained By ContractorAmountRetainedByContractor | Net To OrganizationNetToOrganization |
|---|---|---|---|---|---|
| PROJECTS PLUS INC | CONSULTING/ SOLICIT/DM | false | 2615273 | 75000 | 2540273 |
| GHIORSI SORRENTI INC | CONSULTING | false | 164569 | ||
| INDOE CONSULTING | DM-CONSULT/ REPORTING | false | 878933 | 82500 | 796433 |
| KELLY MOORE | CONSULTING SOLICIT/DM | false | 501525 | 14000 | 487525 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Gross Receipts | 3995731 | TotalGrossReceipts |
| Total Retained By Contractors | 336069 | TotalRetainedByContractors |
| Total Net To Organization | 3824231 | TotalNetToOrganization |
| Licensed States | AL | LicensedStates |
| Licensed States | AK | LicensedStates |
| Licensed States | AZ | LicensedStates |
| Licensed States | AR | LicensedStates |
| Licensed States | CA | LicensedStates |
| Licensed States | CO | LicensedStates |
| Licensed States | CT | LicensedStates |
| Licensed States | DC | LicensedStates |
| Licensed States | FL | LicensedStates |
| Licensed States | GA | LicensedStates |
| Licensed States | HI | LicensedStates |
| Licensed States | IL | LicensedStates |
| Licensed States | KS | LicensedStates |
| Licensed States | KY | LicensedStates |
| Licensed States | ME | LicensedStates |
| Licensed States | MD | LicensedStates |
| Licensed States | MA | LicensedStates |
| Licensed States | MI | LicensedStates |
| Licensed States | MN | LicensedStates |
| Licensed States | MS | LicensedStates |
| Licensed States | NH | LicensedStates |
| Licensed States | NJ | LicensedStates |
| Licensed States | NM | LicensedStates |
| Licensed States | NY | LicensedStates |
| Licensed States | NC | LicensedStates |
| Licensed States | ND | LicensedStates |
| Licensed States | OH | LicensedStates |
| Licensed States | OK | LicensedStates |
| Licensed States | OR | LicensedStates |
| Licensed States | PA | LicensedStates |
| Licensed States | RI | LicensedStates |
| Licensed States | SC | LicensedStates |
| Licensed States | TN | LicensedStates |
| Licensed States | UT | LicensedStates |
| Licensed States | VA | LicensedStates |
| Licensed States | WA | LicensedStates |
| Licensed States | WV | LicensedStates |
| Licensed States | WI | LicensedStates |
Events Information EventsInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Event1 | GALA | NameOfEvent1 |
| Gross Receipts Event1 | 2615280 | GrossReceiptsEvent1 |
| Charitable Contributions Event1 | 2418480 | CharitableContributionsEvent1 |
| Gross Revenue Event1 | 196800 | GrossRevenueEvent1 |
| Rent Facility Costs Event1 | 336183 | RentFacilityCostsEvent1 |
| Entertainment Event1 | 5400 | EntertainmentEvent1 |
| Other Direct Expenses Event1 | 227738 | OtherDirectExpensesEvent1 |
| Name Of Event2 | CIRCUS | NameOfEvent2 |
| Gross Receipts Event2 | 254392 | GrossReceiptsEvent2 |
| Charitable Contributions Event2 | 221282 | CharitableContributionsEvent2 |
| Gross Revenue Event2 | 33110 | GrossRevenueEvent2 |
| Rent Facility Costs Event2 | 57074 | RentFacilityCostsEvent2 |
| Other Direct Expenses Event2 | 14768 | OtherDirectExpensesEvent2 |
| Total Number Of Other Events | 2 | TotalNumberOfOtherEvents |
| Gross Receipts Other Events | 580145 | GrossReceiptsOtherEvents |
| Charitable Contrib Other Events | 532625 | CharitableContribOtherEvents |
| Gross Revenue Other Events | 47520 | GrossRevenueOtherEvents |
| Rent Facility Costs Other Events | 75362 | RentFacilityCostsOtherEvents |
| Entertainment Other Events | 15305 | EntertainmentOtherEvents |
| Other Direct Expenses Other Events | 30737 | OtherDirectExpensesOtherEvents |
| Gross Receipts Total | 3449817 | GrossReceiptsTotal |
| Charitable Contributions Total | 3172387 | CharitableContributionsTotal |
| Gross Revenue Total Events | 277430 | GrossRevenueTotalEvents |
| Rent Facility Costs Total Events | 468619 | RentFacilityCostsTotalEvents |
| Entertainment Total Events | 20705 | EntertainmentTotalEvents |
| Other Direct Expenses Total Events | 273243 | OtherDirectExpensesTotalEvents |
| Direct Expense Summary Events | 762567 | DirectExpenseSummaryEvents |
| Net Income Summary | -485137 | NetIncomeSummary |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Records Maintained | true | RecordsMaintained |
Recipient Table RecipientTable (13 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EIN Of RecipientEINOfRecipient | IRC SectionIRCSection | Amount Of Cash GrantAmountOfCashGrant | Purpose Of GrantPurposeOfGrant | Address Line2AddressUS/AddressLine2 |
|---|---|---|---|---|---|---|---|---|
| THE NY SOC FOR THE REL OF RUP & CRPL MAINT | ||||||||
| 535 EAST 70TH STREET | NEW YORK | NY | 10522 | 131624135 | 501(c)(3) | 641291 | ACADEMIC TRAINING & PEDIATRIC OUTREACH | |
| UNITED HOSPITAL FUND | ||||||||
| 350 FIFTH AVENUE-23RD FL | NEW YORK | NY | 10118 | 131562656 | 501(c)(3) | 30000 | GENERAL SUPPORT | |
| VISITING NURSE SERVICE OF NY | ||||||||
| 1675 BROADWAY 18TH FL | NEW YORK | NY | 10019 | 133189926 | 501(c)(3) | 10000 | GENERAL SUPPORT | |
| ARTHRITIS FOUNDATION NY CHAPTER | ||||||||
| 122 E 42ND ST18TH FL | NEW YORK | NY | 101681898 | 135630148 | 501(c)(3) | 18000 | GENERAL SUPPORT | |
| NEW YORK PRESBYTERIAN WEILL CORNELL | ||||||||
| 525 E 68TH ST BOX 123 | NEW YORK | NY | 10065 | 133957095 | 501(c)(3) | 15000 | GENERAL SUPPORT | |
| AAFSalzburg Cornell Seminars | ||||||||
| 150 East 42nd Street | NEW YORK | NY | 10017 | 133275103 | 501(c)(3) | 12500 | GENERAL SUPPORT | 29th Floor |
| ALLIANCE FOR LUPUS RESEARCH | ||||||||
| 845 THIRD AVENUE 6TH FL | NEW YORK | NY | 10022 | 582492929 | 501(c)(3) | 10000 | GENERAL SUPPORT | |
| SLE LUPUS FOUNDATION | ||||||||
| 330 SEVENTH AVE SUITE 1701 | NEW YORK | NY | 10001 | 133060086 | 501(c)(3) | 10000 | GENERAL SUPPORT | |
| Citizens Budget Commission | ||||||||
| 1 PENN PLAZA SUITE 640 | NEW YORK | NY | 10119 | 130576141 | 501(C)(3) | 8000 | General Support | |
| USA SWIMMING FOUNDATION | ||||||||
| 1 OLYMPIC PLAZA | COLORADO SPRINGS | CO | 80909 | 204264282 | 501(C)(3) | 10000 | GENERAL SUPPORT | |
| JOHAN SANTANA FOUNDATION INC | ||||||||
| 27 WEST 20TH STREET | NEW YORK | NY | 10011 | 272581810 | 501(C)(3) | 7500 | GENERAL SUPPORT | |
| FUGATE BAHIRI BALLET NY INC | ||||||||
| 4445 POST ROAD SUITE 3H | RIVERDALE | NY | 10471 | 133982875 | 501(C)(3) | 15000 | GENERAL SUPPORT | |
| WEILL MEDICAL COLLEGE OF CORNELL UNIVERSITY | ||||||||
| 341 PINE TREE ROAD | ITHACA | NY | 14850 | 150532082 | 501(C)(3) | 6000 | GENERAL SUPPORT | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Nbr Of501 C3 And Govt Grants | 13 | TotalNbrOf501C3AndGovtGrants |
| Total Nbr Of Other Organizations | 0 | TotalNbrOfOtherOrganizations |
Form990 Schedule I Part IV Form990ScheduleIPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | SCHEDULE I, PART I, LINE 2 | Identifier |
| Explanation | HSS FUND, INC. IS ORGANIZED FOR THE PURPOSE OF RAISING FUNDS TO SUPPORT THE CHARITABLE, EDUCATIONAL, AND SCIENTIFIC PURPOSES OF ITS TAX EXEMPT AFFILIATE, THE HOSPITAL FOR SPECIAL SURGERY, AND OTHER HEALTH CARE-RELATED CHARITABLE ORGANIZATIONS. THE CONTRIBUTIONS MADE TO AFFILIATES ARE TO BE USED FOR THE INTENDED PURPOSE. THE CONTRIBUTIONS GIVEN TO THE OUTSIDE ORGANIZATIONS ARE FOR GENERAL PURPOSES. | Explanation |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Housing Allowance Or Residence | X | HousingAllowanceOrResidence |
| Written Policy Re T And E Expenses | true | WrittenPolicyReTAndEExpenses |
| Substantiation Required | true | SubstantiationRequired |
| Compensation Committee | X | CompensationCommittee |
| Independent Consultant | X | IndependentConsultant |
| Compensation Survey | X | CompensationSurvey |
| Board Or Committee Approval | X | BoardOrCommitteeApproval |
| Severance Payment | false | SeverancePayment |
| Supplemental Nonqual Retire Plan | false | SupplementalNonqualRetirePlan |
| Equity Based Comp Arrangement | false | EquityBasedCompArrangement |
| Comp Based On Revenue Of Filing Org | false | CompBasedOnRevenueOfFilingOrg |
| Comp Based On Revenue Related Orgs | true | CompBasedOnRevenueRelatedOrgs |
| Comp Based Net Earnings Filing Org | false | CompBasedNetEarningsFilingOrg |
| Comp Based Net Earnings Relate Orgs | true | CompBasedNetEarningsRelateOrgs |
| Any Non Fixed Payments | false | AnyNonFixedPayments |
| Initial Contract Exception | false | InitialContractException |
Form990 Schedule J Part II Form990ScheduleJPartII (10 entries)
| TitleTitle | Comp Based On Related OrgsCompBasedOnRelatedOrgs | Bonus Related OrgsBonusRelatedOrgs | Other Compensation Related OrgsOtherCompensationRelatedOrgs | Deferred Comp Related OrgsDeferredCompRelatedOrgs | Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs | Total Compensation Related OrgsTotalCompensationRelatedOrgs | Base Compensation Filing OrgBaseCompensationFilingOrg | Bonus Filing OrgBonusFilingOrg | Other Compensation Filing OrgOtherCompensationFilingOrg | Deferred Comp Filing OrgDeferredCompFilingOrg | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg | Total Compensation Filing OrgTotalCompensationFilingOrg |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Gregory Liguori | ||||||||||||
| Member/Medical Dir.-left FY12' | 471926 | 57500 | 716 | 22500 | 26979 | 579621 | ||||||
| Louis A Shapiro | ||||||||||||
| President & CEO | 899391 | 476000 | 27953 | 15938 | 39562 | 1458844 | 158716 | 84000 | 4933 | 2813 | 6981 | 257443 |
| Stacey Malakoff | ||||||||||||
| Executive VP & CFO | 708159 | 342974 | 29166 | 21825 | 33991 | 1136115 | 21902 | 10607 | 902 | 675 | 1052 | 35138 |
| Constance B Margolin | ||||||||||||
| Exec VP & Chief Legal Officer | 441689 | 186075 | 14305 | 21375 | 27997 | 691441 | 23247 | 9793 | 753 | 1125 | 1474 | 36392 |
| Deborah Sale | ||||||||||||
| Executive VP-External Affairs | 155300 | 73955 | 1123 | 9000 | 25667 | 265045 | 232950 | 110932 | 1684 | 13500 | 38501 | 397567 |
| Robin Merle | ||||||||||||
| VP & Chief Development Officer | 305691 | 90462 | 45983 | 22500 | 31330 | 495966 | ||||||
| Catherine Bissinger | ||||||||||||
| Director, Development | 188334 | 5000 | 169 | 7709 | 11754 | 212966 | ||||||
| Kathleen Brahimi | ||||||||||||
| Director, Development | 153875 | 841 | 2158 | 13040 | 169914 | |||||||
| Benjamin Neihart | ||||||||||||
| Dir, Dev Research Special Proj | 36617 | 31 | 9150 | 2488 | 48286 | 109852 | 92 | 27450 | 7465 | 144859 | ||
| Reesa Kaufman | ||||||||||||
| Dir,Foundation & Gov Relations | 130228 | 159 | 43921 | 27827 | 202135 | |||||||
Form990 Schedule J Part III Form990ScheduleJPartIII (3 entries)
| IdentifierIdentifier | ExplanationExplanation |
|---|---|
| SCHEDULE J, PART I, LINE 1A | Housing Allowance - Housing allowance was paid to the Vice President & Chief Development Officer as per contract, and was treated as taxable compensation. |
| SCHEDULE J, PART I, LINE 5B | CERTAIN EMPLOYED PHYSICIANS LISTED ON PART VII, SECTION A, LINE 1A RECEIVE COMPENSATION IN PART, BASED ON PROFESSIONAL SERVICE REVENUE GENERATED FROM SERVICES THEY PERSONALLY PERFORMED IN THEIR INDIVIDUAL PRACTICES. IN 2012, NO PHYSICIAN IS PAID COMPENSATION CONTINGENT UPON THE ORGANIZATION'S OVERALL REVENUE OR NET EARNINGS. |
| SCHEDULE J, PART I, LINE 6B | PERFORMANCE BASED INCENTIVE AWARDS ARE PAID TO OFFICERS AND KEY EMPLOYEES BASED ON A NUMBER OF IMPORTANT QUALITY, SATISFACTION, EFFICIENCY, AND FINANCIAL MEASURES, OF WHICH ACHIEVING BUDGET IS A FACTOR. |
Schedule L IRS990ScheduleL
Form990 Schedule L Part IV Form990ScheduleLPartIV (2 entries)
| RelationshipRelationship | Description Of TransactionDescriptionOfTransaction | Sharing Of RevenuesSharingOfRevenues |
|---|---|---|
| American Express | ||
| SEE PART V | SEE PART V | false |
| Fortress Investment Group LLC | ||
| SEE PART V | SEE PART V | false |
Form990 Schedule L Part V Form990ScheduleLPartV (2 entries)
| IdentifierIdentifier | ExplanationExplanation |
|---|---|
| SCHEDULE L, PART IV, LINE (1) - AMERICAN EXPRESS | a. Aldo Papone, Co-Chairman of HSS' Board of Trustees, is currently a senior advisor at American Express. The decision to select American Express for the Buyer Initiated Payment Program (BIPP) was made through a competitive bid process and independent of Mr. Papone. Mr. Papone does not have any role in the consideration or acquisition of American Express services. b. Kathryne Chenault, a member of HSS' Board of Trustees, is the spouse of Kenneth Chenault, the CEO of American Express. HSS has had a long-standing business relationship with American Express that preceded the date that Mrs.Chenault joined HSS' Board of Trustees. Mrs. Chenault does not have any role in the consideration or acquisition of American Express services. Amount of Transaction: $43,424,935 Description of Transaction: In 2012, HSS paid its participating vendors $43,424,935 through the American Express Buyer Initiated Payment Program (BIPP) . The BIPP is a program negotiated through the Greater New York Hospital Association (GNYHA). Participating vendors have the benefit of getting paid quicker via use of BIPP and in return the participating vendors pay a fee to American Express. HSS receives a rebate based on its percentage of the total amount spent through the GYNHA program. Separately from the BIPP program, HSS incurred business related charges of $446,178 using HSS' American Express corporate cards. |
| SCHEDULE L, PART IV, LINE (2) - Fortress Investment Group LLC | Peter Briger, a member of HSS' Board of Trustees, who stepped down from the Board of Trustees as Co-Chair of HSS' Investment Committee and as a member of the HSS Board of Trustees in April 2012. Mr. Briger is the President and a member of the Board of Directors of Fortress Investment Group, LLC. The Hospital invests a portion of its endowment and pension portfolio in investment funds that may also invest in Fortress; in addition, the investment funds in which the Hospital invests may also receive funds for investment from Fortress. The Hospital does not invest any funds in Fortress. During this Board member's tenure as Co-Chair of the Investment Committee, in addition to the Co-Chairs of the Hospital's Investment Committee, five other Board members were members of the Hospital's Investment Committee and as such, participated in the deliberation and determination as to where HSS funds will be invested; four additional individuals attended the meetings as non-voting advisors. Amount of Transaction: N/A Description of Transaction: Neither HSS nor its affiliates invest in Fortress; however, HSS and its affiliates invest a portion of its endowment and pension portfolio in investment funds that may also invest in Fortress and the investment funds in which HSS invests may also receive funds for investment from Fortress. receive funds for investment from Fortress. |
Schedule M IRS990ScheduleM
| Field | Value | IRS element (for citing) |
|---|---|---|
| Works Of Art | WorksOfArt | |
| Art Historical Treasures | ArtHistoricalTreasures | |
| Art Fractional Interest | ArtFractionalInterest | |
| Books And Publications | BooksAndPublications | |
| Clothing And Household Goods | ClothingAndHouseholdGoods | |
| Cars And Other Vehicles | CarsAndOtherVehicles | |
| Boats And Planes | BoatsAndPlanes | |
| Intellectual Property | IntellectualProperty |
Securities Publicly Traded SecuritiesPubliclyTraded
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | X | NonCashCheckbox |
| Number Of Contributions | 14 | NumberOfContributions |
| Noncash Contribs Rptd F990 | 133213 | NoncashContribsRptdF990 |
| Method Of Determining Revenues | FMV | MethodOfDeterminingRevenues |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities Closely Held Stock | SecuritiesCloselyHeldStock | |
| Securities Prtnrshp Trust Intrsts | SecuritiesPrtnrshpTrustIntrsts | |
| Securities Miscellaneous | SecuritiesMiscellaneous | |
| Qualified Contrib Hist Struct | QualifiedContribHistStruct | |
| Qualified Contrib Other | QualifiedContribOther | |
| Real Estate Residential | RealEstateResidential | |
| Real Estate Commercial | RealEstateCommercial | |
| Real Estate Other | RealEstateOther | |
| Collectibles | Collectibles | |
| Food Inventory | FoodInventory | |
| Drugs And Medical Supplies | DrugsAndMedicalSupplies | |
| Taxidermy | Taxidermy | |
| Historical Artifacts | HistoricalArtifacts | |
| Scientific Specimens | ScientificSpecimens | |
| Archaeological Artifacts | ArchaeologicalArtifacts | |
| Any Property That Must Be Held | false | AnyPropertyThatMustBeHeld |
| Review Process Unusual NC Gifts | true | ReviewProcessUnusualNCGifts |
| Third Parties Used | true | ThirdPartiesUsed |
Form990 Schedule M Part II Form990ScheduleMPartII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | Schedule M, Part I, Line 32B | Identifier |
| Explanation | All publicly traded securities are administered and sold through JP Morgan Chase, 1111 Polaris Parkway, Suite 3J, OH1-0634, Columbus, OH 43240. | Explanation |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation (7 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| FAMILY OR BUSINESS RELATIONSHIPS | FROM 990, PART VI, SECTION A - LINE 2 | - DANIEL BENTON, TRUSTEE, AND ANNE EHRENKRANZ, TRUSTEE, HAVE A BUSINESS RELATIONSHIP - GORDON PATTEE, TRUSTEE, AND JAMES DINAN, TRUSTEE, HAVE A BUSINESS RELATIONSHIP |
| SIGNIFICANT CHANGES TO GOVERNING DOCUMENTS | FORM 990, PART VI, SECTION A, LINE 4 | THE ORGANIZATION AMENDED ITS BYLAWS TO PLACE A REPRESENTATIVE OF THE GFT (GEOGRAPHIC FULL TIME) EXECUTIVE COUNCIL ON BOTH THE BOARD AND THE EXECUTIVE COMMITTEE OF THE BOARD, AS A NON-VOTING EX OFFICIO MEMBER. THE BYLAWS WERE ALSO AMENDED TO ESTABLISH TWO ELECTED MEMBERS OF THE BOARD OF TRUSTEES TO BE ELECTED TO THE EXECUTIVE COMMITTEE TO SERVE AS "DESIGNATED MEMBERS" OF THE EXECUTIVE COMMITTEE, EACH TO BE ELECTED FOR NO MORE THAN TWO CONSECUTIVE ONE-YEAR TERMS; AND TO ELIMINATE THE TWO "RESERVED EXECUTIVE COMMITTEE POSITIONS". |
| REVIEW PROCESS | FROM 990, PART VI, SECTION B - LINE 11B | Prior to submitting the Form 990 to the Internal Revenue Service (IRS), there is an established process for review of the document in its entirety by the governing body whose evaluations are made in the best interest of HSS Fund, Inc. The Form 990 is first reviewed with the Executive Compensation Committee of the Board of Trustees. The reviewed Form 990 is then submitted to the full Board of Trustees. The trustees are provided a copy of the Form 990 via compact disk prior to submission of the form. In addition, significant areas of Form 990 are discussed at a Board of Trustees meeting. |
| CONFLICT OF INTEREST POLICY | FROM 990, PART VI, SECTION B - LINE 12C | ON AN ANNUAL BASIS, FINANCIAL INTEREST DISCLOSURE STATEMENTS ARE SENT TO ALL BOARD MEMBERS, OFFICERS, AND MANAGEMENT. THE CONFLICT OF INTEREST POLICY ALSO REQUIRES THAT INDIVIDUALS DISCLOSE ANY CHANGES TO THE OFFICE OF CORPORATE COMPLIANCE WITHIN 30 DAYS. THE INFORMATION RECEIVED IS ENTERED INTO A DATABASE AND REVIEWED FOR POTENTIAL CONFLICTS OF INTEREST. THE DATABASE INFORMATION IS ALSO REVIEWED BY THE EXECUTIVE VICE PRESIDENT FOR LEGAL AFFAIRS, THE CHIEF EXECUTIVE OFFICER, AND THE AUDIT AND CORPORATE COMPLIANCE COMMITTEE OF THE BOARD OF TRUSTEES. IN ADDITION TO SENDING DISCLOSURE STATEMENTS DIRECTLY TO THE GROUP NOTED ABOVE, INDUSTRY WEBSITES ARE MONITORED FOR DISCLOSURES RELATED TO EMPLOYEES OF HSS FUND, INC., AND LETTERS ARE SENT TO VENDORS REQUESTING THEY PROVIDE HSS FUND, INC. WITH THE INFORMATION ON ANY RELATIONSHIPS THAT THEY HAVE WITH EMPLOYEES OF HSS FUND, INC. THIS INFORMATION IS ENTERED INTO THE DATABASE AS WELL. HSS FUND, INC. HAS A CONFLICT OF INTEREST TASK FORCE THAT MEETS THREE TIMES A YEAR, OR AS NECESSARY, TO REVIEW AND UPDATE THE CONFLICTS OF INTEREST POLICIES AND PROCEDURES. HSS' POLICY ON CONFLICT OF INTEREST IN DAY-TO-DAY OPERATIONS STATES THAT IF HSS IS CONTEMPLATING A TRANSACTION WHICH MIGHT POSSIBLY BENEFIT (OR APPEAR TO BENEFIT) A COVERED PERSON OR ANY MEMBER OF HIS/HER IMMEDIATE FAMILY, THEN THE POTENTIAL BENEFIT OR CONFLICT MUST BE DISCLOSED TO, AND APPROVED BY, A DISINTERESTED OFFICER OF HSS BEFORE THE TRANSACTION MAY PROCEED. ACCORDINGLY, A COVERED PERSON MAY NOT PLACE BUSINESS WITH ANY THIRD PARTY (E.G., A VENDOR, COMPETITOR, OR OTHER ORGANIZATION) IN WHICH THAT PERSON OR ANY MEMBER OF HIS/HER IMMEDIATE FAMILY HAS AN INTEREST UNLESS THAT INTEREST IS DISCLOSED TO, AND THE TRANSACTION IS APPROVED BY, THE VICE PRESIDENT FOR CORPORATE COMPLIANCE ("CORPORATE COMPLIANCE OFFICER"). |
| PROCESS FOR DETERMINING COMPENSATION | FROM 990, PART VI, SECTION B - LINE 15A & 15B | Fund is committed to ensuring that its Executive Compensation Program adheres to the highest standards of regulatory compliance and best corporate governance. The HSS Fund, Inc. Board has charged the Compensation Committee (which is composed of independent Board members with no conflicts of interest in regard to executive compensation) with making all decisions related to compensation for officers and key employees. The Committee retains an independent compensation consultant to assist it in this process. Compensation levels are established considering data for functionally comparable roles in comparable organizations, an assessment of performance, and other business judgment factors, consistent with HSS Fund, Inc.'s executive compensation philosophy. The Committee's decisions are made in the best interests of HSS Fund, Inc., and are intended to ensure the recruitment and retention of key executive talent, consistent with the market practices of other not-for-profit health care organizations of comparable scope, mission, and complexity. On an annual basis (including 2012), the Committee provides the full Board with an overview of its determinations and process. HSS Fund, Inc. established this process in an effort to comply with the intermediate sanctions guidelines for qualifying for the rebuttable presumption of reasonableness. |
| DOCUMENTS MADE AVAILABLE TO THE PUBLIC | FROM 990, PART VI, SECTION B - LINE 19 | HSS Fund, Inc. makes governing documents available to the general public upon request from the Development Office. Conflict of Interest Policy - HSS Fund, Inc. makes its Conflict of Interest Policy available to the general public upon request from the Development Office. Financial Statements - HSS Fund, Inc. makes its audited financial statements available to the general public upon request from the Development Office. HSS Fund, Inc. also provides summarized financial information in its annual report and website. The annual report is distributed throughout the Hospital and patient waiting rooms, and administration offices, and is accessible as a downloadable file from the HSS website. In 2012, the Annual Report was mailed to 4,956 donors, public officials, and other healthcare professionals and organizations. |
| OTHER DISCLOSURE | In July 2013, John Reynolds pleaded guilty to criminal charges relating to his activities while Chief Executive Officer of the Hospital and its affiliates involving kickbacks from third parties prior to his stepping down in 2006. The Hospital had no knowledge of these activities at the time but makes this disclosure in the event it might be required. |
Schedule R IRS990ScheduleR
Form990 Schedule R Part II Form990ScheduleRPartII (3 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EINEIN | Primary ActivitiesPrimaryActivities | Legal Domicile StateLegalDomicileState | Exempt Code SectionExemptCodeSection | Public Charity StatusPublicCharityStatus | Business Name Line1DirectControllingEntityName/BusinessNameLine1 | Controlled OrgControlledOrg |
|---|---|---|---|---|---|---|---|---|---|---|
| NY SOC REL RUPT CRIPLD MAINTAING HSS | ||||||||||
| 535 EAST 70TH STREET | NEW YORK | NY | 10021 | 131624135 | health care | NY | 501(C)(3) | 3 | NA | true |
| HSS PROPERTIES CORPORATION | ||||||||||
| 535 EAST 70TH STREET | NEW YORK | NY | 10021 | 133246249 | REAL ESTATE | NY | 501(C)(3) | 11 TYPE II | HSS FUND INC | true |
| HSS HORIZONS INC | ||||||||||
| 535 EAST 70TH STREET | NEW YORK | NY | 10021 | 134152131 | RESEARCH SUPP | NY | 501(C)(3) | 11 TYPE II | HSS FUND INC | true |
Form990 Schedule R Part IV Form990ScheduleRPartIV (6 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EINEIN | Primary ActivityPrimaryActivity | Legal Domicile Foreign CountryLegalDomicileForeignCountry | Business Name Line1DirectControllingEntityName/BusinessNameLine1 | Type Of EntityTypeOfEntity | Share Of Total IncomeShareOfTotalIncome | Share Of EOY AssetsShareOfEOYAssets | Percentage OwnershipPercentageOwnership | Controlled OrgControlledOrg | Legal Domicile StateLegalDomicileState |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| MIAC | |||||||||||||
| 535 EAST 70TH STREET | NEW YORK | NY | 10021 | 981050215 | self-indemnity | CJ | HSS FUND INC | C | 23041147 | 92099182 | 1.00000 | true | |
| HSS VENTURES | |||||||||||||
| 535 EAST 70TH STREET | NEW YORK | NY | 10021 | 061624300 | hlth care service | HSS FUND INC | C | 1442 | 39824 | 1.00000 | true | NY | |
| CHARITABLE REMAINDER TRUSTS (5) | |||||||||||||
| INVEST/CHARITABLE | NA | T | false | NY | |||||||||
| POOLED INCOME FUND (1) | |||||||||||||
| INVEST/CHARITABLE | NA | T | false | NY | |||||||||
| CHARITABLE GIFT ANNUITY (30) | |||||||||||||
| INVEST/CHARITABLE | NA | T | false | NY | |||||||||
| CHARITABLE TRUST (3) | |||||||||||||
| INVEST/CHARITABLE | NA | T | false | ||||||||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Ann Rents Royalties | false | ReceiptOfIntAnnRentsRoyalties |
| Gift Grant Or Cap Contr To Other Org | true | GiftGrantOrCapContrToOtherOrg |
| Gift Grant Or Cap Contr Fr Other Org | false | GiftGrantOrCapContrFrOtherOrg |
| Loans Or Guarantees To Other Org | false | LoansOrGuaranteesToOtherOrg |
| Loans Or Guarantees From Other Org | false | LoansOrGuaranteesFromOtherOrg |
| Dividends Related Organization | true | DividendsRelatedOrganization |
| Sale Of Assets To Other Org | false | SaleOfAssetsToOtherOrg |
| Purchase Of Assets From Other Org | false | PurchaseOfAssetsFromOtherOrg |
| Exchange Of Assets | false | ExchangeOfAssets |
| Rental Of Facilities To Other Orgs | false | RentalOfFacilitiesToOtherOrgs |
| Rental Of Facilities Fr Other Orgs | true | RentalOfFacilitiesFrOtherOrgs |
| Perform Of Services For Other Orgs | true | PerformOfServicesForOtherOrgs |
| Perform Of Services By Other Orgs | false | PerformOfServicesByOtherOrgs |
| Sharing Of Facilities | false | SharingOfFacilities |
| Sharing Of Paid Employees | false | SharingOfPaidEmployees |
| Reimbursement Paid To Other Org | true | ReimbursementPaidToOtherOrg |
| Reimbursement Paid By Other Org | false | ReimbursementPaidByOtherOrg |
| Other Transfer To Other Org | false | OtherTransferToOtherOrg |
| Other Transfer From Other Org | true | OtherTransferFromOtherOrg |
Transactions Related Orgs Table TransactionsRelatedOrgsTable (5 entries)
| Transaction TypeTransactionType | Amount InvolvedAmountInvolved | Method Of Amt DeterminationMethodOfAmtDetermination |
|---|---|---|
| HOSPITAL FOR SPECIAL SURGERY | ||
| B | 641291 | FMV |
| HOSPITAL FOR SPECIAL SURGERY | ||
| K | 567934 | FMV |
| HOSPITAL FOR SPECIAL SURGERY | ||
| L | 5765614 | FMV |
| HOSPITAL FOR SPECIAL SURGERY | ||
| P | 2091465 | FMV |
| MIAC | ||
| F | 1500000 | FMV |
Form990 Schedule R Part VII Form990ScheduleRPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | PART IV, LINE (6), COLUMN (C) | Identifier |
| Explanation | LEGAL DOMICILE INCLUDES NEW YORK AND MICHIGAN | Explanation |
Comments