2013-11-11T19:00:14-06:00 2012-12-31 ERNST & YOUNG US LLP 111 MONUMENT CIRCLE SUITE 2600 Indianapolis IN 46204 990 2012-01-01 136714749 The Hospital for Special Surgery Fund Inc % MARC GOULD HOSP 2126061000 535 EAST 70TH STREET Suite NEW YORK NY 10021 STACEY MALAKOFF 2013-11-11 3176817000 2012 2016-02-24 21:20:13Z LOUIS SHAPIRO 535 EAST 70TH STREET NEW YORK NY 10021 14918877 false X www.hss.edu X 1984 NY THE ORGANIZATION'S EXEMPT PURPOSE IS TO RAISE FUNDS TO SUPPORT CHARIT- ABLE, EDUCATIONAL & SCIENTIFIC PURPOSES OF ITS TAX-EXEMPT AFFILIATE THE HOSP FOR SPEC SURG, AND ANY OTHER HLTH CARE RELATED CHARIT ORGS. 41 35 29 43 0 0 5752159 6070287 5393005 5794664 107493 1873772 -383172 -485137 10869485 13253586 1141932 811141 0 0 3984814 4309511 200000 247069 4894213 2164297 2274679 7491043 7642400 3378442 5611186 33192096 40587375 19529884 20719524 13662212 19867851 X THE ORGANIZATION'S EXEMPT PURPOSE IS TO RAISE FUNDS TO SUPPORT CHARITABLE, EDUCATIONAL & SCIENTIFIC PURPOSES OF ITS TAX-EXEMPT AFFILIATE THE HOSP FOR SPEC SURG, AND ANY OTHER HLTH CARE RELATED CHARITABLE ORGANIZATIONS. false false 811141 811141 5794664 THIS ORGANIZATION'S EXEMPT PURPOSE IS TO RAISE FUNDS TO SUPPORT CHARITABLE, EDUCATIONAL, AND SCIENTIFIC PURPOSES OF ITS TAX-EXEMPT AFFILIATE, THE HOSPITAL FOR SPECIAL SURGERY, AND ANY OTHER HEALTH CARE RELATED CHARITABLE ORGANIZATION. THE HOSPITAL FOR SPECIAL SURGERY PROVIDES WORLD CLASS CARE TO ITS PATIENTS BY HELPING THEM REGAIN THEIR MOBILITY, WHILE ALSO ADVANCING RESEARCH INITIATIVES TO EXPLORE NEW TREATMENTS FOR ORTHOPEDIC AND RHEUMATOLOGIC CONDITIONS. THE HOSPITAL FOR SPECIAL SURGERY IS RECOGNIZED FOR ITS EXCELLENCE IN PATIENT CARE AND IS CONSISTENTLY TOP-RANKED RANKED BY US NEWS AND WORLD REPORTS IN ITS SPECIALTIES. THE HOSPITAL FOR SPECIAL SURGERY IS ALSO RECOGNIZED AS A MAGNET HOSPITAL FOR EXCELLENCE IN NURSING SERVICE. IN 2012 HSS FUND INC. PROVIDED SERVICES TO THE HOSPITAL, ENABLING IT TO RAISE APPROXIMATELY $37.9` MILLION IN FUNDS FOR CAPITAL, RESEARCH, ENDOWMENT, EDUCATIONAL AND OPERATING PURPOSES. IN 2012, HSS FUND INC. ALSO CONTRIBUTED APPROXIMATELY $169,850 TO OTHER CHARITABLE ORGANIZATIONS. 811141 true true false true false false false false false false true true false false true false false true false true true false false true true false false true false true false false false false false false false true true false false false false true true true false false true X 0 0 29 true false true CJ EI false false false true true false false false false X 41 35 true false true false false false false true true false false true true true true true true true true false AL AK AZ AR CA CO CT DC FL GA HI IL KS KY ME MD MA MI MN MS NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI X MARC GOULD 2126061323 535 EAST 70TH STREET New York NY 10021 Jonathan Deland 0.2 10.61 X 84707 35225 Gregory Liguori 0.2 25.65 X 530142 49479 Gregory E Lutz MD 0.2 7.54 X 8795 51818 Russell Warren 0.2 9.35 X 76983 30143 Phillip Wilson Jr 8.03 1.24 X 87995 29833 James M Benson 0.04 0.39 X Daniel C Benton 0.07 0.59 X Richard A Brand 0.07 0.63 X Peter L Briger Jr 0.03 0.26 X Michael Brooks 0.14 1.22 X Kathryn Chenault 0.09 0.84 X Charles Coleman III 0.11 1.02 X Leslie Confeld 0.18 1.6 X Cynthia Foster Curry 0.19 1.7 X Barrie M Damson 0.38 3.42 X James G Dinan 0.26 2.29 X Anne Ehrenkranz 0.12 1.04 X Michael Esposito 0.35 3.16 X Craig Ivey 0.07 0.59 X Winfield P Jones 0.04 0.39 X Monica Keany 0.21 1.92 X Thomas J Kelly 0.28 2.5 X David H Koch 0.28 2.5 X Lara Lerner 0.04 0.39 X Mariylin B Levitt 0.53 4.81 X Thomas Lister 0.25 2.26 X Alan S MacDonald 0.22 2.0 X David M Madden 0.07 0.63 X Richard L Menschel 0.69 6.2 X Carl F Nathan MD 0.01 0.08 X Dean R O'Hare 1.75 15.75 X X Aldo Papone 1.75 15.75 X X Gordon Pattee 0.04 0.39 X Susan W Rose 0.2 1.75 X William R Salomon 0.07 0.6 X Jonathan Sobel 0.21 1.92 X Deirdre Stanley 0.2 1.75 X Robert K Steel 0.46 4.11 X Daniel G Tully 0.42 3.76 X X Mrs Douglas A Warner III 0.68 6.12 X Sanford I Weill 0.02 0.15 X Torsten N Wiesel MD 0.08 0.68 X Kendrick R Wilson III 0.86 7.71 X Ellen M Wright 0.35 3.13 X Louis A Shapiro 9.0 51.0 X X 247649 1403344 65294 Stacey Malakoff 1.8 58.2 X 33411 1080299 57543 Constance B Margolin 3.0 57.0 X 33793 642069 51971 Deborah Sale 36.0 24.0 X 345566 230378 86668 Robin Merle 60.0 0.0 X 442136 53830 Catherine Bissinger 60.0 0.0 X 193503 19463 Kathleen Brahimi 60.0 0.0 X 154716 15198 Benjamin Neihart 45.0 15.0 X 109944 36648 46553 Reesa Kaufman 60.0 0.0 X 130387 71748 William Cruz 60.0 0.0 X 122604 12731 1901704 4093365 677497 8 false true false INDOE CONSULTING 633 E 11TH ST UNIT 6 NEW YORK NY 10009 CONSULTING SERVICES 238925 GHIORSI SORRENTI INC 255 MADISON AVENUE WYCKOFF NJ 07481 FUNDRAISING CONSULT 164569 VENABLE LLP PO BOX 62727 BALTIMORE MD 21264 LOBBYING CONSULTING 162500 3D LEADERSHIP LLC 90 WEST AFTON AVENUE 113 YARDLEY PA 19067 STRATEGY CONSULTING 145212 TWO SHADES OF GRAY 3 KIDDS CAVE RD BRADFORD CT 06405 PRINT & DESIGN SRV 119035 5 3172387 2897900 133213 6070287 PURCHASED SERVICE REVENUE 900099 5794664 5794664 5794664 1622542 1622542 0 0 0 0 0 1153954 902724 251230 251230 251230 277430 3172387 762567 -485137 -485137 0 0 0 13253586 5794664 1388635 811141 811141 0 0 0 1190550 660419 530131 0 2049683 2049683 0 870437 319822 550615 198841 73060 125781 150598 150598 0 80705 80705 150000 150000 247069 247069 19586 19586 650608 429966 220642 0 65494 65494 0 0 567934 9890 558044 22534 22534 0 0 0 0 43000 43000 0 DIRECT MAIL 243238 243238 MISCELLANEOUS EXPENSES 280982 280982 7642400 811141 1937046 4894213 0 0 3576270 1868362 0 0 0 0 0 0 0 0 0 5000000 0 0 0 0 587187 415812 193737 171375 15287048 18559506 12725872 13534246 0 0 0 0 1409169 1453886 33192096 40587375 1247699 1187096 0 0 0 0 0 0 0 0 0 0 0 0 0 0 18282185 19532428 19529884 20719524 X 13662212 19867851 0 0 0 0 13662212 19867851 33192096 40587375 5611186 594453 X false true X true false X 5502311 4553024 4834012 5752159 6070287 26711793 0 0 5502311 4553024 4834012 5752159 6070287 26711793 0 26711793 92442 33628 51235 83240 1622542 1883087 0 337722 277430 615152 29210032 20757545 0.91447 0.97142 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false false false false false false true 150000 false false 150000 false PART II-B, LINE 1G THE HOSPITAL FOR SPECIAL SURGERY FUND ENGAGES A LOBBYING FIRM TO DIRECT ITS EFFORT TOWARD HEALTHCARE INITIATIVES ON BEHALF OF ITSELF AND ITS AFFILIATE, THE NEW YORK SOCIETY FOR THE RELIEF OF THE RUPTURED AND CRIPPLED, MAINTAINING THE HOSPITAL FOR SPECIAL SURGERY. 137762 55571 82191 449425 360241 89184 171375 ALTERNATIVE INVESTMENTS 13534246 F 13534246 0 DUE TO AFFILIATE 19532428 19532428 Central America and the Caribbean 1 Investments 10000 1 1 10000 10000 false false true false false false SCHEDULE F, PART I, LINE 3(1), COLUMN F TOTAL ASSETS ARE $92,099,182 AND TOTAL LIABILITIES ARE $92,089,182. X X X X X X true PROJECTS PLUS INC CONSULTING/ SOLICIT/DM false 2615273 75000 2540273 GHIORSI SORRENTI INC CONSULTING false 164569 INDOE CONSULTING DM-CONSULT/ REPORTING false 878933 82500 796433 KELLY MOORE CONSULTING SOLICIT/DM false 501525 14000 487525 3995731 336069 3824231 AL AK AZ AR CA CO CT DC FL GA HI IL KS KY ME MD MA MI MN MS NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI GALA 2615280 2418480 196800 336183 5400 227738 CIRCUS 254392 221282 33110 57074 14768 2 580145 532625 47520 75362 15305 30737 3449817 3172387 277430 468619 20705 273243 762567 -485137 true THE NY SOC FOR THE REL OF RUP & CRPL MAINT 535 EAST 70TH STREET NEW YORK NY 10522 131624135 501(c)(3) 641291 ACADEMIC TRAINING & PEDIATRIC OUTREACH UNITED HOSPITAL FUND 350 FIFTH AVENUE-23RD FL NEW YORK NY 10118 131562656 501(c)(3) 30000 GENERAL SUPPORT VISITING NURSE SERVICE OF NY 1675 BROADWAY 18TH FL NEW YORK NY 10019 133189926 501(c)(3) 10000 GENERAL SUPPORT ARTHRITIS FOUNDATION NY CHAPTER 122 E 42ND ST18TH FL NEW YORK NY 101681898 135630148 501(c)(3) 18000 GENERAL SUPPORT NEW YORK PRESBYTERIAN WEILL CORNELL 525 E 68TH ST BOX 123 NEW YORK NY 10065 133957095 501(c)(3) 15000 GENERAL SUPPORT AAFSalzburg Cornell Seminars 150 East 42nd Street 29th Floor NEW YORK NY 10017 133275103 501(c)(3) 12500 GENERAL SUPPORT ALLIANCE FOR LUPUS RESEARCH 845 THIRD AVENUE 6TH FL NEW YORK NY 10022 582492929 501(c)(3) 10000 GENERAL SUPPORT SLE LUPUS FOUNDATION 330 SEVENTH AVE SUITE 1701 NEW YORK NY 10001 133060086 501(c)(3) 10000 GENERAL SUPPORT Citizens Budget Commission 1 PENN PLAZA SUITE 640 NEW YORK NY 10119 130576141 501(C)(3) 8000 General Support USA SWIMMING FOUNDATION 1 OLYMPIC PLAZA COLORADO SPRINGS CO 80909 204264282 501(C)(3) 10000 GENERAL SUPPORT JOHAN SANTANA FOUNDATION INC 27 WEST 20TH STREET NEW YORK NY 10011 272581810 501(C)(3) 7500 GENERAL SUPPORT FUGATE BAHIRI BALLET NY INC 4445 POST ROAD SUITE 3H RIVERDALE NY 10471 133982875 501(C)(3) 15000 GENERAL SUPPORT WEILL MEDICAL COLLEGE OF CORNELL UNIVERSITY 341 PINE TREE ROAD ITHACA NY 14850 150532082 501(C)(3) 6000 GENERAL SUPPORT 13 0 SCHEDULE I, PART I, LINE 2 HSS FUND, INC. IS ORGANIZED FOR THE PURPOSE OF RAISING FUNDS TO SUPPORT THE CHARITABLE, EDUCATIONAL, AND SCIENTIFIC PURPOSES OF ITS TAX EXEMPT AFFILIATE, THE HOSPITAL FOR SPECIAL SURGERY, AND OTHER HEALTH CARE-RELATED CHARITABLE ORGANIZATIONS. THE CONTRIBUTIONS MADE TO AFFILIATES ARE TO BE USED FOR THE INTENDED PURPOSE. THE CONTRIBUTIONS GIVEN TO THE OUTSIDE ORGANIZATIONS ARE FOR GENERAL PURPOSES. X true true X X X X false false false false true false true false false Gregory Liguori 471926 57500 716 22500 26979 579621 Louis A Shapiro 158716 899391 84000 476000 4933 27953 2813 15938 6981 39562 257443 1458844 Stacey Malakoff 21902 708159 10607 342974 902 29166 675 21825 1052 33991 35138 1136115 Constance B Margolin 23247 441689 9793 186075 753 14305 1125 21375 1474 27997 36392 691441 Deborah Sale 232950 155300 110932 73955 1684 1123 13500 9000 38501 25667 397567 265045 Robin Merle 305691 90462 45983 22500 31330 495966 Catherine Bissinger 188334 5000 169 7709 11754 212966 Kathleen Brahimi 153875 841 2158 13040 169914 Benjamin Neihart 109852 36617 92 31 27450 9150 7465 2488 144859 48286 Reesa Kaufman 130228 159 43921 27827 202135 SCHEDULE J, PART I, LINE 1A Housing Allowance - Housing allowance was paid to the Vice President & Chief Development Officer as per contract, and was treated as taxable compensation. SCHEDULE J, PART I, LINE 5B CERTAIN EMPLOYED PHYSICIANS LISTED ON PART VII, SECTION A, LINE 1A RECEIVE COMPENSATION IN PART, BASED ON PROFESSIONAL SERVICE REVENUE GENERATED FROM SERVICES THEY PERSONALLY PERFORMED IN THEIR INDIVIDUAL PRACTICES. IN 2012, NO PHYSICIAN IS PAID COMPENSATION CONTINGENT UPON THE ORGANIZATION'S OVERALL REVENUE OR NET EARNINGS. SCHEDULE J, PART I, LINE 6B PERFORMANCE BASED INCENTIVE AWARDS ARE PAID TO OFFICERS AND KEY EMPLOYEES BASED ON A NUMBER OF IMPORTANT QUALITY, SATISFACTION, EFFICIENCY, AND FINANCIAL MEASURES, OF WHICH ACHIEVING BUDGET IS A FACTOR. American Express SEE PART V SEE PART V false Fortress Investment Group LLC SEE PART V SEE PART V false SCHEDULE L, PART IV, LINE (1) - AMERICAN EXPRESS a. Aldo Papone, Co-Chairman of HSS' Board of Trustees, is currently a senior advisor at American Express. The decision to select American Express for the Buyer Initiated Payment Program (BIPP) was made through a competitive bid process and independent of Mr. Papone. Mr. Papone does not have any role in the consideration or acquisition of American Express services. b. Kathryne Chenault, a member of HSS' Board of Trustees, is the spouse of Kenneth Chenault, the CEO of American Express. HSS has had a long-standing business relationship with American Express that preceded the date that Mrs.Chenault joined HSS' Board of Trustees. Mrs. Chenault does not have any role in the consideration or acquisition of American Express services. Amount of Transaction: $43,424,935 Description of Transaction: In 2012, HSS paid its participating vendors $43,424,935 through the American Express Buyer Initiated Payment Program (BIPP) . The BIPP is a program negotiated through the Greater New York Hospital Association (GNYHA). Participating vendors have the benefit of getting paid quicker via use of BIPP and in return the participating vendors pay a fee to American Express. HSS receives a rebate based on its percentage of the total amount spent through the GYNHA program. Separately from the BIPP program, HSS incurred business related charges of $446,178 using HSS' American Express corporate cards. SCHEDULE L, PART IV, LINE (2) - Fortress Investment Group LLC Peter Briger, a member of HSS' Board of Trustees, who stepped down from the Board of Trustees as Co-Chair of HSS' Investment Committee and as a member of the HSS Board of Trustees in April 2012. Mr. Briger is the President and a member of the Board of Directors of Fortress Investment Group, LLC. The Hospital invests a portion of its endowment and pension portfolio in investment funds that may also invest in Fortress; in addition, the investment funds in which the Hospital invests may also receive funds for investment from Fortress. The Hospital does not invest any funds in Fortress. During this Board member's tenure as Co-Chair of the Investment Committee, in addition to the Co-Chairs of the Hospital's Investment Committee, five other Board members were members of the Hospital's Investment Committee and as such, participated in the deliberation and determination as to where HSS funds will be invested; four additional individuals attended the meetings as non-voting advisors. Amount of Transaction: N/A Description of Transaction: Neither HSS nor its affiliates invest in Fortress; however, HSS and its affiliates invest a portion of its endowment and pension portfolio in investment funds that may also invest in Fortress and the investment funds in which HSS invests may also receive funds for investment from Fortress. receive funds for investment from Fortress. X 14 133213 FMV false true true Schedule M, Part I, Line 32B All publicly traded securities are administered and sold through JP Morgan Chase, 1111 Polaris Parkway, Suite 3J, OH1-0634, Columbus, OH 43240. FAMILY OR BUSINESS RELATIONSHIPS FROM 990, PART VI, SECTION A - LINE 2 - DANIEL BENTON, TRUSTEE, AND ANNE EHRENKRANZ, TRUSTEE, HAVE A BUSINESS RELATIONSHIP - GORDON PATTEE, TRUSTEE, AND JAMES DINAN, TRUSTEE, HAVE A BUSINESS RELATIONSHIP SIGNIFICANT CHANGES TO GOVERNING DOCUMENTS FORM 990, PART VI, SECTION A, LINE 4 THE ORGANIZATION AMENDED ITS BYLAWS TO PLACE A REPRESENTATIVE OF THE GFT (GEOGRAPHIC FULL TIME) EXECUTIVE COUNCIL ON BOTH THE BOARD AND THE EXECUTIVE COMMITTEE OF THE BOARD, AS A NON-VOTING EX OFFICIO MEMBER. THE BYLAWS WERE ALSO AMENDED TO ESTABLISH TWO ELECTED MEMBERS OF THE BOARD OF TRUSTEES TO BE ELECTED TO THE EXECUTIVE COMMITTEE TO SERVE AS "DESIGNATED MEMBERS" OF THE EXECUTIVE COMMITTEE, EACH TO BE ELECTED FOR NO MORE THAN TWO CONSECUTIVE ONE-YEAR TERMS; AND TO ELIMINATE THE TWO "RESERVED EXECUTIVE COMMITTEE POSITIONS". REVIEW PROCESS FROM 990, PART VI, SECTION B - LINE 11B Prior to submitting the Form 990 to the Internal Revenue Service (IRS), there is an established process for review of the document in its entirety by the governing body whose evaluations are made in the best interest of HSS Fund, Inc. The Form 990 is first reviewed with the Executive Compensation Committee of the Board of Trustees. The reviewed Form 990 is then submitted to the full Board of Trustees. The trustees are provided a copy of the Form 990 via compact disk prior to submission of the form. In addition, significant areas of Form 990 are discussed at a Board of Trustees meeting. CONFLICT OF INTEREST POLICY FROM 990, PART VI, SECTION B - LINE 12C ON AN ANNUAL BASIS, FINANCIAL INTEREST DISCLOSURE STATEMENTS ARE SENT TO ALL BOARD MEMBERS, OFFICERS, AND MANAGEMENT. THE CONFLICT OF INTEREST POLICY ALSO REQUIRES THAT INDIVIDUALS DISCLOSE ANY CHANGES TO THE OFFICE OF CORPORATE COMPLIANCE WITHIN 30 DAYS. THE INFORMATION RECEIVED IS ENTERED INTO A DATABASE AND REVIEWED FOR POTENTIAL CONFLICTS OF INTEREST. THE DATABASE INFORMATION IS ALSO REVIEWED BY THE EXECUTIVE VICE PRESIDENT FOR LEGAL AFFAIRS, THE CHIEF EXECUTIVE OFFICER, AND THE AUDIT AND CORPORATE COMPLIANCE COMMITTEE OF THE BOARD OF TRUSTEES. IN ADDITION TO SENDING DISCLOSURE STATEMENTS DIRECTLY TO THE GROUP NOTED ABOVE, INDUSTRY WEBSITES ARE MONITORED FOR DISCLOSURES RELATED TO EMPLOYEES OF HSS FUND, INC., AND LETTERS ARE SENT TO VENDORS REQUESTING THEY PROVIDE HSS FUND, INC. WITH THE INFORMATION ON ANY RELATIONSHIPS THAT THEY HAVE WITH EMPLOYEES OF HSS FUND, INC. THIS INFORMATION IS ENTERED INTO THE DATABASE AS WELL. HSS FUND, INC. HAS A CONFLICT OF INTEREST TASK FORCE THAT MEETS THREE TIMES A YEAR, OR AS NECESSARY, TO REVIEW AND UPDATE THE CONFLICTS OF INTEREST POLICIES AND PROCEDURES. HSS' POLICY ON CONFLICT OF INTEREST IN DAY-TO-DAY OPERATIONS STATES THAT IF HSS IS CONTEMPLATING A TRANSACTION WHICH MIGHT POSSIBLY BENEFIT (OR APPEAR TO BENEFIT) A COVERED PERSON OR ANY MEMBER OF HIS/HER IMMEDIATE FAMILY, THEN THE POTENTIAL BENEFIT OR CONFLICT MUST BE DISCLOSED TO, AND APPROVED BY, A DISINTERESTED OFFICER OF HSS BEFORE THE TRANSACTION MAY PROCEED. ACCORDINGLY, A COVERED PERSON MAY NOT PLACE BUSINESS WITH ANY THIRD PARTY (E.G., A VENDOR, COMPETITOR, OR OTHER ORGANIZATION) IN WHICH THAT PERSON OR ANY MEMBER OF HIS/HER IMMEDIATE FAMILY HAS AN INTEREST UNLESS THAT INTEREST IS DISCLOSED TO, AND THE TRANSACTION IS APPROVED BY, THE VICE PRESIDENT FOR CORPORATE COMPLIANCE ("CORPORATE COMPLIANCE OFFICER"). PROCESS FOR DETERMINING COMPENSATION FROM 990, PART VI, SECTION B - LINE 15A & 15B Fund is committed to ensuring that its Executive Compensation Program adheres to the highest standards of regulatory compliance and best corporate governance. The HSS Fund, Inc. Board has charged the Compensation Committee (which is composed of independent Board members with no conflicts of interest in regard to executive compensation) with making all decisions related to compensation for officers and key employees. The Committee retains an independent compensation consultant to assist it in this process. Compensation levels are established considering data for functionally comparable roles in comparable organizations, an assessment of performance, and other business judgment factors, consistent with HSS Fund, Inc.'s executive compensation philosophy. The Committee's decisions are made in the best interests of HSS Fund, Inc., and are intended to ensure the recruitment and retention of key executive talent, consistent with the market practices of other not-for-profit health care organizations of comparable scope, mission, and complexity. On an annual basis (including 2012), the Committee provides the full Board with an overview of its determinations and process. HSS Fund, Inc. established this process in an effort to comply with the intermediate sanctions guidelines for qualifying for the rebuttable presumption of reasonableness. DOCUMENTS MADE AVAILABLE TO THE PUBLIC FROM 990, PART VI, SECTION B - LINE 19 HSS Fund, Inc. makes governing documents available to the general public upon request from the Development Office. Conflict of Interest Policy - HSS Fund, Inc. makes its Conflict of Interest Policy available to the general public upon request from the Development Office. Financial Statements - HSS Fund, Inc. makes its audited financial statements available to the general public upon request from the Development Office. HSS Fund, Inc. also provides summarized financial information in its annual report and website. The annual report is distributed throughout the Hospital and patient waiting rooms, and administration offices, and is accessible as a downloadable file from the HSS website. In 2012, the Annual Report was mailed to 4,956 donors, public officials, and other healthcare professionals and organizations. OTHER DISCLOSURE In July 2013, John Reynolds pleaded guilty to criminal charges relating to his activities while Chief Executive Officer of the Hospital and its affiliates involving kickbacks from third parties prior to his stepping down in 2006. The Hospital had no knowledge of these activities at the time but makes this disclosure in the event it might be required. NY SOC REL RUPT CRIPLD MAINTAING HSS 535 EAST 70TH STREET NEW YORK NY 10021 131624135 health care NY 501(C)(3) 3 NA true HSS PROPERTIES CORPORATION 535 EAST 70TH STREET NEW YORK NY 10021 133246249 REAL ESTATE NY 501(C)(3) 11 TYPE II HSS FUND INC true HSS HORIZONS INC 535 EAST 70TH STREET NEW YORK NY 10021 134152131 RESEARCH SUPP NY 501(C)(3) 11 TYPE II HSS FUND INC true MIAC 535 EAST 70TH STREET NEW YORK NY 10021 981050215 self-indemnity CJ HSS FUND INC C 23041147 92099182 1.00000 true HSS VENTURES 535 EAST 70TH STREET NEW YORK NY 10021 061624300 hlth care service NY HSS FUND INC C 1442 39824 1.00000 true CHARITABLE REMAINDER TRUSTS (5) INVEST/CHARITABLE NY NA T false POOLED INCOME FUND (1) INVEST/CHARITABLE NY NA T false CHARITABLE GIFT ANNUITY (30) INVEST/CHARITABLE NY NA T false CHARITABLE TRUST (3) INVEST/CHARITABLE NA T false false true false false false true false false false false true true false false false true false false true HOSPITAL FOR SPECIAL SURGERY B 641291 FMV HOSPITAL FOR SPECIAL SURGERY K 567934 FMV HOSPITAL FOR SPECIAL SURGERY L 5765614 FMV HOSPITAL FOR SPECIAL SURGERY P 2091465 FMV MIAC F 1500000 FMV PART IV, LINE (6), COLUMN (C) LEGAL DOMICILE INCLUDES NEW YORK AND MICHIGAN