CREDIT UNIONS IN THE STATE OF CALIFORNIA: Form 990, tax year 2012

View the entire original 990 at ProPublica ↗

Organization
CREDIT UNIONS IN THE STATE OF CALIFORNIA (EIN 94-1326959)
Tax period
2012-01-01 to 2012-12-31
Filed
2013-05-15
IRS object ID
201311359349303551
Schema version
2012v2.1
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Timestamp2013-05-15T10:38:20-05:00Timestamp
Tax Period End Date2012-12-31TaxPeriodEndDate

Preparer Firm PreparerFirm

FieldValueIRS element (for citing)
EIN420714325EIN

Preparer Firm Business Name PreparerFirmBusinessName

FieldValueIRS element (for citing)
Business Name Line1MCGLADREY LLPBusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

FieldValueIRS element (for citing)
Address Line1801 NICOLLET MALL SUITE 1100AddressLine1
CityMINNEAPOLISCity
StateMNState
ZIP Code55402ZIPCode
FieldValueIRS element (for citing)
Return Type990ReturnType
Tax Period Begin Date2012-01-01TaxPeriodBeginDate

Filer Filer

FieldValueIRS element (for citing)
EIN941326959EIN

Name Name

FieldValueIRS element (for citing)
Business Name Line1CREDIT UNIONS IN THE STATE OF CALIFORNIABusinessNameLine1
Business Name Line2FINANCIAL CENTER CREDIT UNIONBusinessNameLine2
FieldValueIRS element (for citing)
Name ControlCREDNameControl
Phone2099486024Phone

US Address USAddress

FieldValueIRS element (for citing)
Address Line1PO BOX 208005AddressLine1
CitySTOCKTONCity
StateCAState
ZIP Code95208ZIPCode

Officer Officer

FieldValueIRS element (for citing)
NameSTEVE LEIGAName
TitleVICE PRES - ACCOUNTING/FINANCETitle
Phone2099486024Phone
Date Signed2013-05-13DateSigned
Authorize Third Party1AuthorizeThirdParty

Preparer Preparer

FieldValueIRS element (for citing)
NameGERALD B KISSELLName
PTINP00092658PTIN
Phone6123324300Phone
FieldValueIRS element (for citing)
Tax Year2012TaxYear
Build TS2016-02-24 21:20:13ZBuildTS

Form 990 IRS990

FieldValueIRS element (for citing)
Name Of Principal Officer PersonMICHAEL DUFFYNameOfPrincipalOfficerPerson

Address Principal Officer US AddressPrincipalOfficerUS

FieldValueIRS element (for citing)
Address Line1PO BOX 208005AddressLine1
CitySTOCKTONCity
StateCAState
ZIP Code95208ZIPCode
FieldValueIRS element (for citing)
Gross Receipts20812417GrossReceipts
Group Return For Affiliates0GroupReturnForAffiliates
Group Exemption Number1526GroupExemptionNumber
Organization501cXOrganization501c
Web SiteWWW.FCCUBURT.ORGWebSite
Type Of Organization CorporationXTypeOfOrganizationCorporation
Year Formation1954YearFormation
State Legal DomicileCAStateLegalDomicile
Activity Or Mission DescriptionTO PROVIDE CREDIT UNION SERVICES TO MEMBERS.ActivityOrMissionDescription
Nbr Voting Members Governing Body5NbrVotingMembersGoverningBody
Nbr Independent Voting Members4NbrIndependentVotingMembers
Total Nbr Employees92TotalNbrEmployees
Total Nbr Volunteers9TotalNbrVolunteers
Total Gross UBI351356TotalGrossUBI
Net Unrelated Business Txbl Income-40379NetUnrelatedBusinessTxblIncome
Contributions Grants Prior Year0ContributionsGrantsPriorYear
Contributions Grants Current Year0ContributionsGrantsCurrentYear
Program Service Revenue Prior Year19746757ProgramServiceRevenuePriorYear
Program Service Revenue CY19351169ProgramServiceRevenueCY
Investment Income Prior Year1551894InvestmentIncomePriorYear
Investment Income Current Year1461248InvestmentIncomeCurrentYear
Other Revenue Prior Year0OtherRevenuePriorYear
Other Revenue Current Year0OtherRevenueCurrentYear
Total Revenue Prior Year21298651TotalRevenuePriorYear
Total Revenue Current Year20812417TotalRevenueCurrentYear
Grants And Similar Amnts Prior Year0GrantsAndSimilarAmntsPriorYear
Grants And Similar Amnts CY0GrantsAndSimilarAmntsCY
Benefits Paid To Members Prior Year1531299BenefitsPaidToMembersPriorYear
Benefits Paid To Members CY1571324BenefitsPaidToMembersCY
Salaries Etc Prior Year6017725SalariesEtcPriorYear
Salaries Etc Current Year6180369SalariesEtcCurrentYear
Total Prof Fundrsng Exp Prior Year0TotalProfFundrsngExpPriorYear
Total Prof Fundrsng Exp CY0TotalProfFundrsngExpCY
Total Fundrsng Exp Current Year0TotalFundrsngExpCurrentYear
Other Expense Prior Year9560713OtherExpensePriorYear
Other Expenses Current Year8345552OtherExpensesCurrentYear
Total Expenses Prior Year17109737TotalExpensesPriorYear
Total Expenses Current Year16097245TotalExpensesCurrentYear
Revenues Less Expenses Prior Year4188914RevenuesLessExpensesPriorYear
Revenues Less Expenses CY4715172RevenuesLessExpensesCY
Total Assets BOY326532655TotalAssetsBOY
Total Assets EOY346525511TotalAssetsEOY
Total Liabilities BOY243842364TotalLiabilitiesBOY
Total Liabilities EOY258510844TotalLiabilitiesEOY
Net Assets Or Fund Balances BOY82690291NetAssetsOrFundBalancesBOY
Net Assets Or Fund Balances EOY88014667NetAssetsOrFundBalancesEOY
Mission DescriptionTO PROVIDE CREDIT UNION SERVICES TO MEMBERS.MissionDescription
Significant New Program Services0SignificantNewProgramServices
Significant Change0SignificantChange
DescriptionFINANCIAL CENTER CREDIT UNION SERVES 32,000 MEMBERS WITH $346 MILLION IN ASSETS, $157 MILLION IN NET LOANS TO MEMBERS, AND $251 MILLION IN MEMBER DEPOSITS AS OF 12-31-12.Description
Described In501 C30DescribedIn501C3
Schedule B Required0ScheduleBRequired
Political Activities1PoliticalActivities
Subject To Proxy Tax0SubjectToProxyTax
Donor Advised Funds0DonorAdvisedFunds
Conservation Easements0ConservationEasements
Collections Of Art0CollectionsOfArt
Credit Counseling1CreditCounseling
Term Or Permanent Endowments0TermOrPermanentEndowments
Report Land Bldg Equip1ReportLandBldgEquip
Report Invest Oth Securities1ReportInvestOthSecurities
Report Prog Rel Invest0ReportProgRelInvest
Report Other Assets0ReportOtherAssets
Report Other Liabilities1ReportOtherLiabilities
Report Fin48 Footnote0ReportFin48Footnote
Independent Audit Financial Stmt0IndependentAuditFinancialStmt
Consolidated Audit Financial Stmt0ConsolidatedAuditFinancialStmt
School0School
Foreign Office0ForeignOffice
Foreign Activities0ForeignActivities
More Than5000 K To Organizations0MoreThan5000KToOrganizations
More Than5000 K To Individuals0MoreThan5000KToIndividuals
Professional Fundraising0ProfessionalFundraising
Fundraising Activities0FundraisingActivities
Gaming0Gaming
Hospital0Hospital
Grants To Organizations0GrantsToOrganizations
Grants To Individuals0GrantsToIndividuals
Schedule J Required1ScheduleJRequired
Tax Exempt Bonds0TaxExemptBonds
Loan To Officer Or DQP0LoanToOfficerOrDQP
Grant To Related Person0GrantToRelatedPerson
Bsnss Rltnshp With Organization0BsnssRltnshpWithOrganization
Bsnss Rltnshp Thru Family Member1BsnssRltnshpThruFamilyMember
Officer Entity With Bsnss Rltnshp0OfficerEntityWithBsnssRltnshp
Deductible Non Cash Contributions0DeductibleNonCashContributions
Deductible Contributions Of Art0DeductibleContributionsOfArt
Terminated0Terminated
Partial Liquidation0PartialLiquidation
Disregarded Entity0DisregardedEntity
Related Entity0RelatedEntity
Related Org Controlled Entity0RelatedOrgControlledEntity
Activities Conducted Partnership0ActivitiesConductedPartnership
Schedule O Required1ScheduleORequired
Number Forms Transmitted With109614120NumberFormsTransmittedWith1096
Number W2 G Included0NumberW2GIncluded
Compliance With Backup Witholding1ComplianceWithBackupWitholding
Number Of Employees92NumberOfEmployees
Employment Tax Returns Filed1EmploymentTaxReturnsFiled
Unrelated Business Income1UnrelatedBusinessIncome
Form990-T Filed1Form990-TFiled
Foreign Financial Account0ForeignFinancialAccount
Prohibited Tax Shelter Trans0ProhibitedTaxShelterTrans
Taxable Party Notification0TaxablePartyNotification
Non Deductible Contributions0NonDeductibleContributions
Indoor Tanning Services0IndoorTanningServices
Info In Schedule O Part VIXInfoInScheduleOPartVI
Nbr Voting Governing Body Members5NbrVotingGoverningBodyMembers
Number Independent Voting Members4NumberIndependentVotingMembers
Family Or Business Relationship1FamilyOrBusinessRelationship
Delegation Of Management Duties0DelegationOfManagementDuties
Changes To Organizing Docs0ChangesToOrganizingDocs
Material Diversion Or Misuse0MaterialDiversionOrMisuse
Members Or Stockholders1MembersOrStockholders
Election Of Board Members1ElectionOfBoardMembers
Decisions Subject To Approval1DecisionsSubjectToApproval
Minutes Of Governing Body1MinutesOfGoverningBody
Minutes Of Committees1MinutesOfCommittees
Officer Mailing Address0OfficerMailingAddress
Local Chapters1LocalChapters
Policies Reference Chapters1PoliciesReferenceChapters
Form990 Provided To Governing Body1Form990ProvidedToGoverningBody
Conflict Of Interest Policy1ConflictOfInterestPolicy
Annual Disclosure Covered Persons1AnnualDisclosureCoveredPersons
Regular Monitoring Enforcement1RegularMonitoringEnforcement
Whistleblower Policy1WhistleblowerPolicy
Document Retention Policy1DocumentRetentionPolicy
Compensation Process CEO1CompensationProcessCEO
Compensation Process Other1CompensationProcessOther
Investment In Joint Venture0InvestmentInJointVenture
States Where Copy Of Return Is FiledCAStatesWhereCopyOfReturnIsFiled
Upon RequestXUponRequest

The Books Are In Care Of TheBooksAreInCareOf

Name Business NameBusiness

FieldValueIRS element (for citing)
Business Name Line1STEVE LEIGABusinessNameLine1
FieldValueIRS element (for citing)
Telephone Number2099486024TelephoneNumber

Address US AddressUS

FieldValueIRS element (for citing)
Address Line1PO BOX 208005AddressLine1
CitySTOCKTONCity
StateCAState
ZIP Code95208ZIPCode

Form990 Part VII Section A Form990PartVIISectionA (8 entries)

TitleTitleAverage Hours Per WeekAverageHoursPerWeekIndividual Trustee Or DirectorIndividualTrusteeOrDirectorOfficerOfficerReportable Comp From OrganizationReportableCompFromOrganizationReportable Comp From Related OrgsReportableCompFromRelatedOrgsOther CompensationOtherCompensationKey EmployeeKeyEmployeeHighest Compensated EmployeeHighestCompensatedEmployee
MICHAEL DUFFY
PRESIDENT/CEO/SECRETARY55.00XX4007081051772
VALENCIA JONES
CHAIR1.00XX000
ANGELA ROSENQUIST
DIRECTOR1.00X000
JOHN VERA
DIRECTOR1.00X000
PETE HOENTHANER
DIRECTOR1.00X000
NORA STROH
EXECUTIVE VP/COO55.002203780147071X
STEVE LEIGA
VP ACCT & FINANCE55.001582440144583X
GLENN SCOTT
VP INFORMATION SYSTEMS55.00114547029572X
FieldValueIRS element (for citing)
Total Reportable Comp From Org4500250TotalReportableCompFromOrg
Total Reportable Comp Frm Rltd Orgs0TotalReportableCompFrmRltdOrgs
Total Other Compensation372998TotalOtherCompensation
Number Individuals GT100 K4NumberIndividualsGT100K
Formers Listed0FormersListed
Total Comp GT150 K1TotalCompGT150K
Compensation From Other Sources0CompensationFromOtherSources

Contractor Compensation ContractorCompensation (5 entries)

Address Line1AddressOfContractor/AddressUS/AddressLine1CityAddressOfContractor/AddressUS/CityStateAddressOfContractor/AddressUS/StateZIP CodeAddressOfContractor/AddressUS/ZIPCodeDescription Of ServicesDescriptionOfServicesCompensationCompensation
FISERV
75 REMITTANCE DRIVE SUITE 6962CHICAGOIL606756962DATA PROCESSING393656
PRESORT
3806 CORONADO AVESTOCKTONCA952042314STMTS AND MAIL SVCS380353
FISERV EFT
PO BOX 60000SAN FRANCISCOCA94160CARD SERVICES378369
CUNA MUTUAL GROUP
PO BOX 2964MILWAUKEEWI532012964CU BOND/LOAN LINERS241442
IC INK
PO BOX 4487STOCKTONCA952040487MKTG, OPERATIONS SUPPLIES235819
FieldValueIRS element (for citing)
Number Of Contractors GT100 K11NumberOfContractorsGT100K

Program Service Revenue ProgramServiceRevenue (3 entries)

DescriptionDescriptionBusiness CodeBusinessCodeTotal Revenue ColumnTotalRevenueColumnRelated Or Exempt Function IncomeRelatedOrExemptFunctionIncomeUnrelated Business RevenueUnrelatedBusinessRevenue
INCOME FROM LOANS9000991421492214214922
FEES AND CHARGES52429247074934356137351356
OTHER INCOME900099428754428754
FieldValueIRS element (for citing)
Total Program Service Revenue19351169TotalProgramServiceRevenue

Investment Income InvestmentIncome

FieldValueIRS element (for citing)
Total Revenue Column1461248TotalRevenueColumn
Exclusion$1,461,248ExclusionAmount

Total Revenue TotalRevenue

FieldValueIRS element (for citing)
Total Revenue Column20812417TotalRevenueColumn
Related Or Exempt Function Income18999813RelatedOrExemptFunctionIncome
Unrelated Business Revenue351356UnrelatedBusinessRevenue
Exclusion$1,461,248ExclusionAmount

Benefits To Members BenefitsToMembers

FieldValueIRS element (for citing)
Total1571324Total

Comp Current Officers Directors CompCurrentOfficersDirectors

FieldValueIRS element (for citing)
Total900748Total

Other Salaries And Wages OtherSalariesAndWages

FieldValueIRS element (for citing)
Total2801893Total

Other Employee Benefits OtherEmployeeBenefits

FieldValueIRS element (for citing)
Total2477728Total

Advertising Advertising

FieldValueIRS element (for citing)
Total597362Total

Office Expenses OfficeExpenses

FieldValueIRS element (for citing)
Total1004320Total

Information Technology InformationTechnology

FieldValueIRS element (for citing)
Total699792Total

Occupancy Occupancy

FieldValueIRS element (for citing)
Total584753Total

Depreciation Depletion DepreciationDepletion

FieldValueIRS element (for citing)
Total485703Total

Insurance Insurance

FieldValueIRS element (for citing)
Total263585Total

Other Expenses OtherExpenses (4 entries)

DescriptionDescriptionTotalTotal
PROVISION FOR LOAN LOSS2044216
ATM988680
ALL OTHER EXPENSES893349
VISA783792

Total Functional Expenses TotalFunctionalExpenses

FieldValueIRS element (for citing)
Total16097245Total

Cash Non Interest Bearing CashNonInterestBearing

FieldValueIRS element (for citing)
BOY40126984BOY
EOY9714446EOY

Other Notes Loans Receivable Net OtherNotesLoansReceivableNet

FieldValueIRS element (for citing)
BOY155456274BOY
EOY153147783EOY
FieldValueIRS element (for citing)
Land Buildings Equipment Basis10497207LandBuildingsEquipmentBasis
Land Bldg Equipment Accum Deprec5195591LandBldgEquipmentAccumDeprec

Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet

FieldValueIRS element (for citing)
BOY5683648BOY
EOY5301616EOY

Investments Other Securities InvestmentsOtherSecurities

FieldValueIRS element (for citing)
BOY121237515BOY
EOY174169272EOY

Other Assets Total OtherAssetsTotal

FieldValueIRS element (for citing)
BOY4028234BOY
EOY4192394EOY

Total Assets TotalAssets

FieldValueIRS element (for citing)
BOY326532655BOY
EOY346525511EOY

Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses

FieldValueIRS element (for citing)
BOY7603939BOY
EOY7763988EOY

Escrow Account Liability EscrowAccountLiability

FieldValueIRS element (for citing)
BOY11947343BOY
EOY11391109EOY

Other Liabilities OtherLiabilities

FieldValueIRS element (for citing)
BOY224291082BOY
EOY239355747EOY

Total Liabilities TotalLiabilities

FieldValueIRS element (for citing)
BOY243842364BOY
EOY258510844EOY
FieldValueIRS element (for citing)
Do Not Follow SFAS117XDoNotFollowSFAS117

Cap Stck Trst Prin Current Funds CapStckTrstPrinCurrentFunds

FieldValueIRS element (for citing)
BOY0BOY
EOY0EOY

Paid In Cap Srpls Land Bldg Eqp Fund PaidInCapSrplsLandBldgEqpFund

FieldValueIRS element (for citing)
BOY0BOY
EOY0EOY

Retained Earnings Endowment Etc RetainedEarningsEndowmentEtc

FieldValueIRS element (for citing)
BOY82690291BOY
EOY88014667EOY

Total Net Assets Fund Balances TotalNetAssetsFundBalances

FieldValueIRS element (for citing)
BOY82690291BOY
EOY88014667EOY

Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances

FieldValueIRS element (for citing)
BOY326532655BOY
EOY346525511EOY
FieldValueIRS element (for citing)
Info In Schedule O Part XIXInfoInScheduleOPartXI
Reconcilation Revenue Expenses4715172ReconcilationRevenueExpenses
Reconcilation Other Changes609204ReconcilationOtherChanges
Method Of Accounting AccrualXMethodOfAccountingAccrual
Accountant Compile Or Review0AccountantCompileOrReview
FS Audited1FSAudited

FS Audited Basis FSAuditedBasis

FieldValueIRS element (for citing)
Financial Statement SeparateXFinancialStatementSeparate
FieldValueIRS element (for citing)
Audit Committee1AuditCommittee
Federal Grant Audit Required0FederalGrantAuditRequired

Schedule C IRS990ScheduleC

FieldValueIRS element (for citing)
Political Expenditures9700PoliticalExpenditures
Amt Of Internal Funds Contributed9700AmtOfInternalFundsContributed
Total Exmpt Function Expenditures9700TotalExmptFunctionExpenditures
Form1120 Pol Filed1Form1120PolFiled

Sec527 Pol Orgs Sec527PolOrgs (13 entries)

Address Line1AddressUS/AddressLine1CityAddressUS/CityStateAddressUS/StateZIP CodeAddressUS/ZIPCodeAmt Pd From Internal FundsAmtPdFromInternalFunds
DIANA LOWERY FOR CITY COUNCIL # 1303958
3448 W MENDOCINO AVESTOCKTONCA95204100
KATHY MILLER
PBM 285 6507 PACIFIC AVESTOCKTONCA95207100
CARLOS VILLAPUDUA
PO BOX 1282STOCKTONCA952011000
EGGMAN FOR ASSEMBLY
PO BOX 5487STOCKTONCA952041000
ELLIOT FOR SUPERVISOR
3168 HUTTON PLACETRACYCA95377300
ORNELLAS FOR STATE SENATE
20749 SOUTH LAMMERS RDTRACYCA95304200
CATHLEEN GALGIANI
10011 FOLSOM BLVD 263SACRAMENTOCA958271000
JEFFREY FOR ASSEMBLY
PO BOX 691285STOCKTONCA952691000
COMMITTEE TO ELECT ANGEL JIMENEZ
1742 CHRISTINA AVESTOCKTONCA95204500
COMMITTEE TO RE-ELECT STEVE MOORE SJC SHERIFF
PO BOX 1607STOCKTONCA95201500
CENTRAL VALLEY PACCALIFORNIA
2319 OTTO DRSTOCKTONCA952091000
KATHY GARCIA FOR SUSD AREA 3
4299 E GUERNSEY AVESTOCKTONCA95215500
CCUL PAC
1201 K ST 1050SACRAMENTOCA958142500

Form990 Schedule C Part IV Form990ScheduleCPartIV

FieldValueIRS element (for citing)
IdentifierORGANIZATIONS DIRECT AND INDIRECT POLITICAL CAMPAIGN ACTIVITIES:Identifier
Return ReferencePART I-A, LINE 1:ReturnReference
ExplanationTHE CREDIT UNION MAKES CONTRIBUTIONS TO POLITICAL CAMPAIGNS, MAY WALK DISTRICTS FOR CANDIDATES, AND MAY OFFER CREDIT UNION FACILITIES FOR USE OR PHONE BANK.Explanation

Schedule D IRS990ScheduleD

FieldValueIRS element (for citing)
Agent Trustee Etc0AgentTrusteeEtc
Included On FS1IncludedOnFS
Explanation In Part XIIIXExplanationInPartXIII

Land Land

FieldValueIRS element (for citing)
Other Cost Or Other Basis1340316OtherCostOrOtherBasis
Book Value1340316BookValue

Buildings Buildings

FieldValueIRS element (for citing)
Other Cost Or Other Basis8054231OtherCostOrOtherBasis
Depreciation4636700Depreciation
Book Value3417531BookValue

Equipment Equipment

FieldValueIRS element (for citing)
Other Cost Or Other Basis1102660OtherCostOrOtherBasis
Depreciation558891Depreciation
Book Value543769BookValue
FieldValueIRS element (for citing)
Total Of Book Value Land Buildings5301616TotalOfBookValueLandBuildings

Other Securities OtherSecurities (5 entries)

DescriptionDescriptionBook ValueBookValueMethod Of ValuationMethodOfValuation
CERTIFICATES OF DEPOSIT8412000F
SECURITIES - AFT559479F
SECURITIES - AFS134597793F
FED FUNDS30000000F
CAPITAL SHARES600000F
FieldValueIRS element (for citing)
Total Of Book Value Securities174169272TotalOfBookValueSecurities

Other Liabilities OtherLiabilities

FieldValueIRS element (for citing)
DescriptionMEMBER SHARESDescription
Amount$239,355,747Amount
FieldValueIRS element (for citing)
Total Of Amounts239355747TotalOfAmounts

Form990 Schedule D Part XIII Form990ScheduleDPartXIII

FieldValueIRS element (for citing)
Return ReferencePART IV, LINE 2B:ReturnReference
ExplanationTHE CREDIT UNION SERVES AS CUSTODIAN FOR IRA ACCOUNTS TOTALING $11,391,109 AND HAS AN ESCROW ACCOUNT LIABILITY OF $107,371 FOR REAL ESTATE ESCROW/IMPOUND ACCOUNTS.Explanation

Schedule J IRS990ScheduleJ

FieldValueIRS element (for citing)
First Class Or Charter TravelXFirstClassOrCharterTravel
Travel For CompanionsXTravelForCompanions
Club Dues Or FeesXClubDuesOrFees
Written Policy Re T And E Expenses1WrittenPolicyReTAndEExpenses
Substantiation Required1SubstantiationRequired
Compensation CommitteeXCompensationCommittee
Independent ConsultantXIndependentConsultant
Written Employment ContractXWrittenEmploymentContract
Compensation SurveyXCompensationSurvey
Board Or Committee ApprovalXBoardOrCommitteeApproval
Severance Payment0SeverancePayment
Supplemental Nonqual Retire Plan1SupplementalNonqualRetirePlan
Equity Based Comp Arrangement0EquityBasedCompArrangement

Form990 Schedule J Part II Form990ScheduleJPartII (3 entries)

TitleTitleBase Compensation Filing OrgBaseCompensationFilingOrgComp Based On Related OrgsCompBasedOnRelatedOrgsBonus Filing OrgBonusFilingOrgBonus Related OrgsBonusRelatedOrgsOther Compensation Filing OrgOtherCompensationFilingOrgOther Compensation Related OrgsOtherCompensationRelatedOrgsDeferred Comp Filing OrgDeferredCompFilingOrgDeferred Comp Related OrgsDeferredCompRelatedOrgsNontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgNontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgsTotal Compensation Filing OrgTotalCompensationFilingOrgTotal Compensation Related OrgsTotalCompensationRelatedOrgsComp Report Prior990 Filing OrgCompReportPrior990FilingOrgComp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs
MICHAEL DUFFY
PRESIDENT/CEO/SECRETARY36137801164790352922402000003177204058853010110750
NORA STROH
EXECUTIVE VP/COO1678660512430126901260330210380367449000
STEVE LEIGA
VP ACCT & FINANCE125111032351078201128110317720302827000

Form990 Schedule J Part III Form990ScheduleJPartIII (3 entries)

Return ReferenceReturnReferenceExplanationExplanationIdentifierIdentifier
PART I, LINE 1AFIRST-CLASS TRAVEL - TRAVEL FOR BOARD AND EXECUTIVES WHERE FIRST CLASS TRAVEL IS AN OPTION AND WHEN DEEMED APPROPRIATE. HOWEVER, MOST AIR TRAVEL IS ON SOUTHWEST OR EQUIVALENT. TRAVEL FOR COMPANIONS - COMPANION TRAVEL IS PROVIDED WHEN APPROPRIATE. HEALTH/SOCIAL CLUB DUES - CORPORATE SOCIAL CLUB MEMBERSHIP IS PART OF COMMUNITY AND SMALL EMPLOYEE GROUP (SEG) RELATIONS.
PART I, LINE 4BPARTICIPATION IN A 457(F) RETIREMENT PLAN - AMOUNTS REPORTED IN PART II, COLUMN C "RETIREMENT AND OTHER DEFERRED COMPENSATION", INCLUDE A SEC 457(F) RETIREMENT PLAN FUNDING. AMOUNTS ARE ACCRUED BUT NOT YET PAID OUT. ACCRUED AMOUNTS ARE AT SUBSTANTIAL RISK OF FORFEITURE AND ARE SCHEDULED TO BE PAID OUT IN FUTURE DISTRIBUTIONS. THE FOLLOWING INDIVIDUALS PARTICIPATED IN THE PLAN: MICHAEL DUFFY, PRESIDENT/CEO NORA STROH, EXECUTIVE VP/COO STEVE LEIGA, VP ACCOUNTING & FINANCE
PART IIIDEFERRED COMPENSATION: A 457(F) PAYOUT OF $3,525,554 IS INCLUDED IN PART II, COLUMN (B) (III) FOR MICHAEL DUFFY, PRESIDENT/CEO. THE PAYOUT HAS BEEN ACCRUED FOR SERVICE OVER THE PAST 10 YEARS. A PORTION OF THE PAYOUT, $1,011,075, IS REPORTED IN COLUMN (F) BECAUSE THIS AMOUNT WAS REPORTED AS INCOME ON THE 2009, 2010, AND 2011 990'S ($337,025 EACH YEAR). THE TOTAL AMOUNT OF THE PAYOUT EQUALED THE AMOUNT ACCRUED IN THE PLAN WHEN THE PAYMENT WAS MADE. ACCRUALS MADE INTO THE PLAN PRIOR TO 2008 WERE NOT REPORTED AS INCOME ON FORM 990 BECAUSE AT THAT TIME FORM 990 WAS FILED AS A GROUP RETURN EACH YEAR THROUGH THE CALIFORNIA CREDIT UNION LEAGUE FOR ALL CALIFORNIA CREDIT UNIONS COMBINED.SUPPLEMENTAL INFORMATION

Schedule L IRS990ScheduleL

Form990 Schedule L Part IV Form990ScheduleLPartIV (2 entries)

RelationshipRelationshipAmount Of TransactionAmountOfTransactionDescription Of TransactionDescriptionOfTransactionSharing Of RevenuesSharingOfRevenues
MICHAEL DUFFY
BROTHER OF NORA STROH, COO/EXECUTIVE VP4058853COMPENSATION PAYMENTS BY THE ORGANIZATION TO A FAMILY MEMBER OF AN OFFICER0
NORA STROH
SISTER OF MICHAEL DUFFY, PRESIDENT/CEO367449COMPENSATION PAYMENTS BY THE ORGANIZATION TO A FAMILY MEMBER OF AN OFFICER0

Schedule O IRS990ScheduleO

General Explanation GeneralExplanation (9 entries)

Return ReferenceReturnReferenceExplanationExplanationIdentifierIdentifier
FORM 990, PART VI, SECTION A, LINE 2THE PRESIDENT/CEO, MICHAEL DUFFY, AND THE COO/EXECUTIVE VP, NORA STROH, ARE SIBLINGS.
FORM 990, PART VI, SECTION A, LINE 6THE CREDIT UNION'S MEMBERS HAVE RIGHTS TO ELECT THE MEMBERS OF THE GOVERNING BODY. THE CREDIT UNION'S MEMBERS ALSO RECEIVE A SHARE OF THE ORGANIZATION'S PROFITS IN THE FORM OF CASH DIVIDENDS.
FORM 990, PART VI, SECTION A, LINE 7AMEMBERS OF THE CREDIT UNION HAVE THE RIGHT TO ELECT ONE OR MORE MEMBERS OF THE ORGANIZATION'S GOVERNING BODY, WHETHER PERIODICALLY, AS VACANCIES ARISE, OR OTHERWISE.
FORM 990, PART VI, SECTION A, LINE 7BMEMBERS OF THE CREDIT UNION HAVE THE RIGHT TO APPROVE THE GOVERNING BODY'S ELECTION AND REMOVAL OF MEMBERS OF THE GOVERNING BODY, AS WELL AS OTHER MATTERS THAT ARE SUBJECT TO THE APPROVAL OF MEMBERS OF THE CREDIT UNION AS THEY OCCUR.
FORM 990, PART VI, SECTION B, LINE 11FORM 990 IS REVIEWED BY THE CEO AND VP ACCT & FIN PRIOR TO FILING AND A COPY IS PROVIDED TO THE BOARD FOR REVIEW AND DISCUSSION PRIOR TO FILING WITH THE IRS.
FORM 990, PART VI, SECTION B, LINE 12CTHE CONFLICT OF INTEREST POLICY IS MONITORED THROUGH TRAINING AND POLICY REVIEW. VOLUNTEERS READ AND SIGN A CODE OF CONDUCT FORM ANNUALLY.
FORM 990, PART VI, SECTION B, LINE 15COMPENSATION IS PERFORMANCE BASED. COMPENSATION SURVEYS ARE USED TO SET COMPENSATION LEVELS, AS WELL AS AN INDEPENDENT THIRD PARTY REVIEW AND REVIEW AND APPROVAL OF THE EXECUTIVE BENEFITS COMMITTEE.
FORM 990, PART VI, SECTION C, LINE 19CERTAIN DOCUMENTS ARE AVAILABLE FOR REVIEW UPON REQUEST. A LOBBY NOTICE IS POSTED IN EACH BRANCH.
FORM 990, PART XI, LINE 9:CHANGE IN FAS 115 UNREALIZED GAIN/LOSS 592,529. CHANGE IN REGULAR RESERVES 16,675.CHANGES IN NET ASSETS OR FUND BALANCES:

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