OBERKOTTER FOUNDATION: Form 990PF, tax year 2011

View the entire original 990 at ProPublica ↗

Organization: OBERKOTTER FOUNDATION (EIN 23-2686151)
Tax period: 2011-12-01 to 2012-11-30
Filed: 2013-04-09
IRS object ID: 201310999349100801
Schema version: 2011v1.5
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Schedule B
Accounting Fees Schedule
Compensation Explanation
Depreciation Schedule
Investments Corp Stock Schedule
Land Etc Schedule2
Legal Fees Schedule
Other Decreases Schedule
Other Expenses Schedule
Other Income Schedule2
Other Increases Schedule
Other Liabilities Schedule
Other Professional Fees Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2013-04-09T17:12:41-05:00	Timestamp
Tax Period End Date	2012-11-30	TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	GRANT THORNTON LLP	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	2001 MARKET STREET SUITE 3100	AddressLine1
City	PHILADELPHIA	City
State	PA	State
ZIP Code	19103	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnType
Tax Period Begin Date	2011-12-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	232686151	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	OBERKOTTER FOUNDATION	BusinessNameLine1

Field	Value	IRS element (for citing)
In Care Of Name	% BRUCE A ROSENFIELD EXEC DI	InCareOfName
Name Control	OBER	NameControl
Phone	2157512601	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	1600 MARKET STREET	AddressLine1
Address Line2	c/o B ROSENFIELD EX DIRECTOR	AddressLine2
City	PHILADELPHIA	City
State	PA	State
ZIP Code	191037286	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	BRUCE A ROSENFIELD	Name
Title	Co-Trustee, Exec Dir	Title
Date Signed	2013-04-03	DateSigned
Authorize Third Party	true	AuthorizeThirdParty

Preparer Preparer

Field	Value	IRS element (for citing)
Name	Russlee Armstrong	Name
Phone	2155614200	Phone

Field	Value	IRS element (for citing)
Tax Year	2011	TaxYear
Build TS	2016-02-25 16:41:14Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Exempt PF	X	ExemptPF
FMV Assets EOY	137104697	FMVAssetsEOY
Method Of Accounting Cash	X	MethodOfAccountingCash

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Contri Received Rev And Expnss	10659407	ContriReceivedRevAndExpnss
Dividends Rev And Expnss	3064140	DividendsRevAndExpnss
Dividends Net Invst Incm	3064140	DividendsNetInvstIncm
Net Gain Sale Assets Rev And Expnss	13365844	NetGainSaleAssetsRevAndExpnss
Gross Sales Price	45529974	GrossSalesPrice
Capital Gain Net Incm Net Invst Incm	13365844	CapitalGainNetIncmNetInvstIncm
Other Income Rev And Expnss	166278	OtherIncomeRevAndExpnss
Other Income Net Invst Incm	637	OtherIncomeNetInvstIncm
Total Revenue And Expenses	27255669	TotalRevenueAndExpenses
Total Net Investment Income	16430621	TotalNetInvestmentIncome
Comp Ofcr Dir Trst Rev And Expnss	551445	CompOfcrDirTrstRevAndExpnss
Comp Ofcr Dir Trst Net Invst Incm	55145	CompOfcrDirTrstNetInvstIncm
Comp Ofcr Dir Trst Dsbrs Chrtbl Prps	496300	CompOfcrDirTrstDsbrsChrtblPrps
Oth Empl Slrs Wgs Rev And Expnss	305000	OthEmplSlrsWgsRevAndExpnss
Oth Empl Slrs Wgs Dsbrs Chrtbl Prps	305000	OthEmplSlrsWgsDsbrsChrtblPrps
Pension Empl Bnft Rev And Expnss	37540	PensionEmplBnftRevAndExpnss
Pension Empl Bnft Net Invst Incm	1420	PensionEmplBnftNetInvstIncm
Pension Empl Bnft Dsbrs Chrtbl Prps	36120	PensionEmplBnftDsbrsChrtblPrps
Legal Fees Rev And Expnss	10353	LegalFeesRevAndExpnss
Legal Fees Net Invst Incm	5176	LegalFeesNetInvstIncm
Legal Fees Adj Net Incm	0	LegalFeesAdjNetIncm
Legal Fees Dsbrs Chrtbl Prps	5177	LegalFeesDsbrsChrtblPrps
Accounting Fees Rev And Expnss	37144	AccountingFeesRevAndExpnss
Accounting Fees Net Invst Incm	0	AccountingFeesNetInvstIncm
Accounting Fees Adj Net Incm	0	AccountingFeesAdjNetIncm
Accounting Fees Dsbrs Chrtbl Prps	37144	AccountingFeesDsbrsChrtblPrps
Other Prof Fees Rev And Expnss	1373829	OtherProfFeesRevAndExpnss
Other Prof Fees Net Invst Incm	330283	OtherProfFeesNetInvstIncm
Other Prof Fees Dsbrs Chrtbl Prps	1043546	OtherProfFeesDsbrsChrtblPrps
Taxes Rev And Expnss	85484	TaxesRevAndExpnss
Taxes Net Invst Incm	25484	TaxesNetInvstIncm
Occupancy Rev And Expnss	22628	OccupancyRevAndExpnss
Occupancy Dsbrs Chrtbl Prps	22628	OccupancyDsbrsChrtblPrps
Trav Conf Meeting Rev And Expnss	279636	TravConfMeetingRevAndExpnss
Trav Conf Meeting Dsbrs Chrtbl Prps	279636	TravConfMeetingDsbrsChrtblPrps
Printing And Pub Rev And Expnss	242094	PrintingAndPubRevAndExpnss
Printing And Pub Dsbrs Chrtbl Prps	242094	PrintingAndPubDsbrsChrtblPrps
Other Expenses Rev And Expnss	109167	OtherExpensesRevAndExpnss
Other Expenses Net Invst Incm	63325	OtherExpensesNetInvstIncm
Other Expenses Dsbrs Chrtbl Prps	45842	OtherExpensesDsbrsChrtblPrps
Tot Opr Expenses Rev And Expnss	3054320	TotOprExpensesRevAndExpnss
Tot Opr Expenses Net Invst Incm	480833	TotOprExpensesNetInvstIncm
Tot Opr Expenses Adj Net Incm	0	TotOprExpensesAdjNetIncm
Tot Opr Expenses Dsbrs Chrtbl Prps	2513487	TotOprExpensesDsbrsChrtblPrps
Contri Gifts Paid Rev And Expnss	10651234	ContriGiftsPaidRevAndExpnss
Contri Gifts Paid Dsbrs Chrtbl Prps	10622615	ContriGiftsPaidDsbrsChrtblPrps
Total Expenses Rev And Expnss	13705554	TotalExpensesRevAndExpnss
Total Expenses Net Invst Incm	480833	TotalExpensesNetInvstIncm
Total Expenses Adj Net Incm	0	TotalExpensesAdjNetIncm
Total Expenses Dsbrs Chrtbl Prps	13136102	TotalExpensesDsbrsChrtblPrps
Excess Of Revenue Over Expenses	13550115	ExcessOfRevenueOverExpenses
Net Investment Income	15949788	NetInvestmentIncome

Balance Sheets BalanceSheets

Field	Value	IRS element (for citing)
Savings And Temp Cash Invst BOY	7914912	SavingsAndTempCashInvstBOY
Savings And Temp Cash Invst EOY	2657719	SavingsAndTempCashInvstEOY
Savings And Temp Cash Invst EOYFMV	2657719	SavingsAndTempCashInvstEOYFMV
Investments Corp Stock BOY	72262517	InvestmentsCorpStockBOY
Investments Corp Stock EOY	77956920	InvestmentsCorpStockEOY
Investments Corp Stock EOYFMV	134446978	InvestmentsCorpStockEOYFMV
Investments Corp Bonds BOY	0	InvestmentsCorpBondsBOY
Total Assets BOY	80177429	TotalAssetsBOY
Total Assets EOY	80614639	TotalAssetsEOY
Total Assets EOYFMV	137104697	TotalAssetsEOYFMV
Other Liabilities BOY	3038921	OtherLiabilitiesBOY
Other Liabilities EOY	185814	OtherLiabilitiesEOY
Total Liabilities BOY	3038921	TotalLiabilitiesBOY
Total Liabilities EOY	185814	TotalLiabilitiesEOY
Org That Do Not Follow SFAS117	X	OrgThatDoNotFollowSFAS117
Capital Stock BOY	77138508	CapitalStockBOY
Capital Stock EOY	80428825	CapitalStockEOY
Total Net Assets BOY	77138508	TotalNetAssetsBOY
Total Net Assets EOY	80428825	TotalNetAssetsEOY
Total Liabilities Net Assets BOY	80177429	TotalLiabilitiesNetAssetsBOY
Total Liabilities Net Assets EOY	80614639	TotalLiabilitiesNetAssetsEOY

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Field	Value	IRS element (for citing)
Total Net Assets Fund Balances BOY	77138508	TotalNetAssetsFundBalancesBOY
Excess Of Revenue Over Expenses	13550115	ExcessOfRevenueOverExpenses
Other Increases	276853	OtherIncreases
Subtotal	90965476	Subtotal
Other Decreases	10536651	OtherDecreases
Total Net Assets Fund Balances EOY	80428825	TotalNetAssetsFundBalancesEOY

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (15 entries)

Description Of AssetDescriptionOfAsset	How AcquiredHowAcquired	Gain Or LossGainOrLoss
GS TACS ENHANCED DVD (US LARGE CAP)	P	-221820
GS TACS ENHANCED DVD (US LARGE CAP)	P	595278
1818 PARTNERS LP	P	-16008
1818 PARTNERS LP	P	74821
SPRUCEGROVE NON US EQUITY OFFSHORE LP	P	-1414
SPRUCEGROVE NON US EQUITY OFFSHORE LP	P	-14118
TRILOGY NON US EQUITY OFFSHORE LP	P	-30747
TRILOGY NON US EQUITY OFFSHORE LP	P	79864
DYNAMIC EQUITY MGRS. PORTFOLIO 1 OFFSHORE	P	-1174
DYNAMIC EQUITY MGRS. PORTFOLIO 1 OFFSHORE	P	102826
GS RE MEZZ PARTNERS LP	P	422
VONTOBEL NON US EQUITY OFFSHORE	P	-4347
VONTOBEL NON US EQUITY OFFSHORE	P	63707
BBH-PUBLICLY TRADED SECURITIES	P	11893574
THE HAVERFORD TR-PUBLICLY TRADED SECURITIES	P	844980

Field	Value	IRS element (for citing)
Capital Gain Net Income	13365844	CapitalGainNetIncome

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

Field	Value	IRS element (for citing)
Liable For4942 Tax	false	LiableFor4942Tax
Qualifying Distributions Year1	19013605	QualifyingDistributionsYear1
Noncharitable Assets Year1	131522223	NoncharitableAssetsYear1
Distribution Ratio Year1	0.144566	DistributionRatioYear1
Qualifying Distributions Year2	16652261	QualifyingDistributionsYear2
Noncharitable Assets Year2	125547529	NoncharitableAssetsYear2
Distribution Ratio Year2	0.132637	DistributionRatioYear2
Qualifying Distributions Year3	20118411	QualifyingDistributionsYear3
Noncharitable Assets Year3	110967649	NoncharitableAssetsYear3
Distribution Ratio Year3	0.1813	DistributionRatioYear3
Qualifying Distributions Year4	23022927	QualifyingDistributionsYear4
Noncharitable Assets Year4	177849325	NoncharitableAssetsYear4
Distribution Ratio Year4	0.129452	DistributionRatioYear4
Qualifying Distributions Year5	23997460	QualifyingDistributionsYear5
Noncharitable Assets Year5	188594566	NoncharitableAssetsYear5
Distribution Ratio Year5	0.127244	DistributionRatioYear5
Total Distribution Ratio	0.715199	TotalDistributionRatio
Average Distribution Ratio	0.14304	AverageDistributionRatio
Net Noncharitable Assets	133191867	NetNoncharitableAssets
Adjusted Noncharitable Assets	19051765	AdjustedNoncharitableAssets
One Percent Net Investment Income	159498	OnePercentNetInvestmentIncome
Adj Nonchrtbl Assets And One	19211263	AdjNonchrtblAssetsAndOnePct
Qualifying Distributions	13136102	QualifyingDistributions

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Field	Value	IRS element (for citing)
Investment Income Excise Tax	318996	InvestmentIncomeExciseTax
Subtotal	318996	Subtotal
Tax Based On Investment Income	318996	TaxBasedOnInvestmentIncome
Est Tax Payments And Overpayment	378455	EstTaxPaymentsAndOverpayment
Total Credits And Payments	378455	TotalCreditsAndPayments
Overpayment	59459	Overpayment
Amount Credited To Next Year	59459	AmountCreditedToNextYear

Statements Regarding Activities StatementsRegardingActivities

Field	Value	IRS element (for citing)
Legislative Political Activities	false	LegislativePoliticalActivities
More Than100 Spent	false	MoreThan100Spent
Form1120 POL Filed	false	Form1120POLFiled
Sect4955 Tax On Organization	0	Sect4955TaxOnOrganization
Sect4955 Tax On Managers	0	Sect4955TaxOnManagers
Reimbursement Of Tax	0	ReimbursementOfTax
Activities Not Prev Reported	false	ActivitiesNotPrevReported
Changes To Articles Or Bylaws	false	ChangesToArticlesOrBylaws
Unrelated Bus Income Over1000	false	UnrelatedBusIncomeOver1000
Termination Etc	false	TerminationEtc
Requirements Of Sect508e	true	RequirementsOfSect508e
At Least5000 In Assets	true	AtLeast5000InAssets
States Filed With	PA	StatesFiledWith
Form990 PF Filed With AG	true	Form990PFFiledWithAG
Private Operating Foundation	false	PrivateOperatingFoundation
New Substantial Contributors	false	NewSubstantialContributors
Interest In Controlled Entity	false	InterestInControlledEntity
Applicable Insurance Contract	false	ApplicableInsuranceContract
Comply With Public Inspection Rqr	true	ComplyWithPublicInspectionRqr
Website Address	www.oberkotterfoundation.org	WebsiteAddress

Books In Care Of Business Name BooksInCareOfBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	BRUCE A ROSENFIELD EXEC DIR	BusinessNameLine1

Field	Value	IRS element (for citing)
Books In Care Of Phone Number	2157512601	BooksInCareOfPhoneNumber

Books In Care Of US Address BooksInCareOfUSAddress

Field	Value	IRS element (for citing)
Address Line1	1600 MARKET ST STE 3600	AddressLine1
City	PHILADELPHIA	City
State	PA	State
ZIP Code	191037286	ZIPCode

Field	Value	IRS element (for citing)
Foreign Bank	false	ForeignBank

Statements Regarding Acty4720 StatementsRegardingActy4720

Field	Value	IRS element (for citing)
Sale Or Exchange With Dsqfly Person	false	SaleOrExchangeWithDsqflyPerson
Borrow Or Lend With Dsqfly Person	false	BorrowOrLendWithDsqflyPerson
Furnished Goods With Dsqfly Person	false	FurnishedGoodsWithDsqflyPerson
Pay Compensation To Dsqfly Person	true	PayCompensationToDsqflyPerson
Transfer Assets To Dsqfly Person	false	TransferAssetsToDsqflyPerson
Payment To Government Offical	false	PaymentToGovernmentOffical
Acts Fail To Qualify As Exceptions	false	ActsFailToQualifyAsExceptions
Uncorrected Prior Acts	false	UncorrectedPriorActs
Undistributed Income Prior Years	false	UndistributedIncomePriorYears
Business Holdings	false	BusinessHoldings
Jeopardy Investments	false	JeopardyInvestments
Uncorrected Jeopardy Investments	false	UncorrectedJeopardyInvestments
Influence Legislation	false	InfluenceLegislation
Influence Election	false	InfluenceElection
Grants To Individuals	false	GrantsToIndividuals
Grants To Organizations	true	GrantsToOrganizations
Noncharitable Purpose	false	NoncharitablePurpose
Tr Fail To Qualify As Exceptions	true	TrFailToQualifyAsExceptions
Maint Expend Responsibility	true	MaintExpendResponsibility
Rcv Funds To Pay Prsnl Bnft Contract	false	RcvFundsToPayPrsnlBnftContract
Pay Premiums Prsnl Bnft Contract	false	PayPremiumsPrsnlBnftContract
Prohibited Tax Shelter Transactn	false	ProhibitedTaxShelterTransactn

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (4 entries)

Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	TitleTitle	Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition	CompensationCompensation	Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc	Expense Account Other AllowancesExpenseAccountOtherAllowances
DAVID PIERSON
1600 MARKET STREET	PHILADELPHIA	PA	191037286	TRUSTEE	10.0	26344	0	0
BRUCE ROSENFIELD
1600 MARKET STREET	PHILADELPHIA	PA	191037286	TRUSTEE & EXECUTIVE DIRECTOR	25.0	350000	0	0
AMY NEWNAM
1600 MARKET STREET	PHILADELPHIA	PA	191037286	ASSOC. EXECUTIVE DIRECTOR	40.0	175101	8145	6057
MILDRED L OBERKOTTER
1600 MARKET STREET	PHILADELPHIA	PA	19103	TRUSTEE	10.0	0	0	0

Compensation Of Highest Paid Empl CompensationOfHighestPaidEmpl (3 entries)

NameName	Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	TitleTitle	Average Hours Per WeekAverageHoursPerWeek	CompensationCompensation
MARY ELLEN NEVINS	1600 MARKET STREET STE 3600	PHILADELPHIA	PA	19103	SR. STRAT PROF DEVLP	32.0	171500
JEAN SACHAR MOOG	1600 MARKET STREET STE 3600	PHILADELPHIA	PA	19103	CO-DIR FOR LSL PRGMS	28.0	130400
CARIANNE MUSE	1600 MARKET STREET STE 3600	PHILADELPHIA	PA	19103	DIR, FAMILY ENGMT	40.0	73100

Compensation Of Hghst Paid Cntrct CompensationOfHghstPaidCntrct (5 entries)

Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	Type Of ServiceTypeOfService	CompensationCompensation
GREAT LAKES INTEGRATED
PO BOX 74155-S	CLEVELAND	OH	44194	PRINTING & DISTRIB.	241145
ELEMENTS PARTNERSHIP INC
7344 WELLINGTON AVE	ST LOUIS	MO	63130	DVLPMT CONSULTANT	217750
KATHY SUSSMAN (PAID TO FHR AND INDIV)
3518 JEFFERSON AVENUE	REDWOOD CITY	CA	94062	CO-DIR PROG/COMM MBR	191997
MARTIN SUSSMAN
PO BOX 50215	PALO ALTO	CA	94303	MAT DISTRIB/COMM MBR	167804
JOY KEARNS (PD TO FHR)
3518 JEFFERSON AVENUE	REDWOOD CITY	CA	94062	DEPUTY STRATEGIST PD	72294

Summary Of Direct Charitable Acty SummaryOfDirectCharitableActy

Field	Value	IRS element (for citing)
Description1	SUPPORT OF LISTENING & SPOKEN LANGUAGE DEAF EDUCATION PROGRAMS (SEE ATTACHED STATEMENT 23)	Description1
Expenses1	8110490	Expenses1
Description2	PROFESSIONAL LEARNING OPPORTUNITIES (SEE ATTACHED STATEMENT 23)	Description2
Expenses2	1809350	Expenses2
Description3	FAMILY ENGAGEMENT AND OUTREACH INITIATIVE (SEE ATTACHED STATEMENT 23)	Description3
Expenses3	457566	Expenses3

Field	Value	IRS element (for citing)
Sum Of Program Related Investments		SumOfProgramRelatedInvestments

Minimum Investment Return MinimumInvestmentReturn

Field	Value	IRS element (for citing)
Avg Monthly FMV Of Securities	127654833	AvgMonthlyFMVOfSecurities
Avg Monthly Cash Balances	7565337	AvgMonthlyCashBalances
FMV All Other Noncharitable Assets	0	FMVAllOtherNoncharitableAssets
Total FMV Of Unused Assets	135220170	TotalFMVOfUnusedAssets
Acquisition Indebtedness	0	AcquisitionIndebtedness
Adj Total FMV Of Unused Assets	135220170	AdjTotalFMVOfUnusedAssets
Cash Deemed Charitable	2028303	CashDeemedCharitable
Net Noncharitable Assets	133191867	NetNoncharitableAssets
Minimum Investment Return	6659593	MinimumInvestmentReturn

Distributable DistributableAmount

Field	Value	IRS element (for citing)
Minimum Investment Return	6659593	MinimumInvestmentReturn
Tax Based On Investment Income	318996	TaxBasedOnInvestmentIncome
Total Tax	318996	TotalTax
Distributable Amount Before Adj	6340597	DistributableAmountBeforeAdj
Recoveries Qlfy Distributions	165641	RecoveriesQlfyDistributions
Distributable Amount Before Ded	6506238	DistributableAmountBeforeDed
Distributable Amount As Adjusted	6506238	DistributableAmountAsAdjusted

Qualifying Distributions QualifyingDistributions

Field	Value	IRS element (for citing)
Expenses And Contributions	13136102	ExpensesAndContributions
Program Related Investments Total	0	ProgramRelatedInvestmentsTotal
Amounts Paid Acq Charitable Assets	0	AmountsPaidAcqCharitableAssets
Amounts Set Aside Suitability Test	0	AmountsSetAsideSuitabilityTest
Amounts Set Aside Cash Distri Test	0	AmountsSetAsideCashDistriTest
Qualifying Distributions	13136102	QualifyingDistributions
Adj Qualifying Distributions	13136102	AdjQualifyingDistributions

Undistributed Income UndistributedIncome

Field	Value	IRS element (for citing)
Distributable Amount As Adjusted	6506238	DistributableAmountAsAdjusted
Undistributed Income Prior Year	0	UndistributedIncomePriorYear
Prior Year1	2009	PriorYear1
Prior Year2	2008	PriorYear2
Prior Year3	2007	PriorYear3
Excess Distri Carryover Year5	14882848	ExcessDistriCarryoverYear5
Excess Distri Carryover Year4	13988064	ExcessDistriCarryoverYear4
Excess Distri Carryover Year3	14488528	ExcessDistriCarryoverYear3
Excess Distri Carryover Year2	10190704	ExcessDistriCarryoverYear2
Excess Distri Carryover Year1	12731910	ExcessDistriCarryoverYear1
Total Excess Distri Carryover	66282054	TotalExcessDistriCarryover
Qualifying Distributions	13136102	QualifyingDistributions
Applied To Year1	0	AppliedToYear1
Applied To Current Year	6506238	AppliedToCurrentYear
Remaining Distri From Corpus	6629864	RemainingDistriFromCorpus
Total Corpus	72911918	TotalCorpus
Taxable Amount2	0	TaxableAmount2
Undistributed Income CY	0	UndistributedIncomeCY
Distri From Corpus170b1 E Or4942g3	10659407	DistriFromCorpus170b1EOr4942g3
Excess Distri Cyov From Year5	4223441	ExcessDistriCyovFromYear5
Excess Distri Cyov To Next Year	58029070	ExcessDistriCyovToNextYear
Excess From Year4	13988064	ExcessFromYear4
Excess From Year3	14488528	ExcessFromYear3
Excess From Year2	10190704	ExcessFromYear2
Excess From Year1	12731910	ExcessFromYear1
Excess From Current Year	6629864	ExcessFromCurrentYear

Field	Value	IRS element (for citing)
Private Operating Foundations		PrivateOperatingFoundations

Supplementary Information SupplementaryInformation

Field	Value	IRS element (for citing)
Contributing Manager	MILDRED L OBERKOTTER	ContributingManager
Shareholder Manager	NONE	ShareholderManager
Only Contributes To Preselected	X	OnlyContributesToPreselected

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear

Recipient Business Name RecipientBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	ATTACHMENT 19	BusinessNameLine1

Recipient US Address RecipientUSAddress

Field	Value	IRS element (for citing)
Address Line1	C/O OBERKOTTER FOUNDATION 1600 MAR	AddressLine1
City	PHILADELPHIA	City
State	PA	State
ZIP Code	19103	ZIPCode

Field	Value	IRS element (for citing)
Purpose Of Grant Or Contribution	SEE ATTACHMENT	PurposeOfGrantOrContribution
Amount	$10,651,234	Amount

Field	Value	IRS element (for citing)
Tot Grant Or Contri Paid During Year	10651234	TotGrantOrContriPaidDuringYear

Grant Or Contri Approved For Future GrantOrContriApprovedForFuture

Recipient Business Name RecipientBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	ATTACHMENT 20	BusinessNameLine1

Recipient US Address RecipientUSAddress

Field	Value	IRS element (for citing)
Address Line1	C/O OBERKOTTER FOUNDATION 1600 MAR	AddressLine1
City	PHILADELPHIA	City
State	PA	State
ZIP Code	19103	ZIPCode

Field	Value	IRS element (for citing)
Purpose Of Grant Or Contribution	SEE ATTACHMENT	PurposeOfGrantOrContribution
Amount	$17,229,345	Amount

Field	Value	IRS element (for citing)
Tot Grant Or Contri Approved Future	17229345	TotGrantOrContriApprovedFuture

Analysis Income Producing Acty AnalysisIncomeProducingActy

Field	Value	IRS element (for citing)
Fees Contracts From Govt Agencies		FeesContractsFromGovtAgencies
Membership Dues And Assessments		MembershipDuesAndAssessments
Int On Savings And Temp Cash Invst		IntOnSavingsAndTempCashInvst

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

Field	Value	IRS element (for citing)
Exclusion Code	14	ExclusionCode
Exclusion	$3,064,140	ExclusionAmount

Field	Value	IRS element (for citing)
Net Rental Incm Re Debt Fincd Prop		NetRentalIncmReDebtFincdProp
Net Rntl Incm Re Not Debt Fincd Prop		NetRntlIncmReNotDebtFincdProp
Net Rental Incm Personal Property		NetRentalIncmPersonalProperty
Other Investment Income Part VII		OtherInvestmentIncomePartVII

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

Field	Value	IRS element (for citing)
Exclusion Code	18	ExclusionCode
Exclusion	$13,365,844	ExclusionAmount

Field	Value	IRS element (for citing)
Net Income Loss From Special Events		NetIncomeLossFromSpecialEvents
Gross Profit Loss Sales Of Invntry		GrossProfitLossSalesOfInvntry

Other Revenue Described OtherRevenueDescribed (2 entries)

DescriptionDescription	Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome	Exclusion CodeExclusionCode	ExclusionExclusionAmount
PREVIOUS GRANTS RETURNED TO FOUNDATION	165641
LITIGATION PROCEEDS		01	$637

Subtotals Part XVIA SubtotalsPartXVIA

Field	Value	IRS element (for citing)
Exclusion	$16,430,621	ExclusionAmount
Related Or Exempt Function Income	165641	RelatedOrExemptFunctionIncome

Field	Value	IRS element (for citing)
Total Part XVIA	16596262	TotalPartXVIA

Rln Of Acty To Accom Of Exempt Prps RlnOfActyToAccomOfExemptPrps

Field	Value	IRS element (for citing)
Line Number	11	LineNumber
Relationship Statement	THE FOUNDATION MADE GRANTS TO OTHER ORGANIZATIONS IN PRIOR YEARS THAT HAVE BEEN RETURNED TO THE FOUNDATION FOR A VARIETY OF ACCEPTABLE REASONS.	RelationshipStatement

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Noncharitable EO	false	TrnsfrOfCashToNoncharitableEO
Trnsfr Oth Assets Noncharitable EO	false	TrnsfrOthAssetsNoncharitableEO
Sales Or Exchanges Of Assets	false	SalesOrExchangesOfAssets
Purchase Assets Noncharitable EO	false	PurchaseAssetsNoncharitableEO
Rental Of Facilities Etc	false	RentalOfFacilitiesEtc
Reimbursement Arrangements	false	ReimbursementArrangements
Loans Or Loan Guarantees	false	LoansOrLoanGuarantees
Performance Of Services Etc	false	PerformanceOfServicesEtc
Sharing Of Facilities Etc	false	SharingOfFacilitiesEtc
Relationships Noncharitable E Os	false	RelationshipsNoncharitableEOs

Schedule B IRS990ScheduleB

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	X	Organization501c3ExemptPF
General Rule	X	GeneralRule

Contributor Info ContributorInfo (4 entries)

Contributor NumberContributorNumber	Contributor Name IndividualContributorNameIndividual	Address Line1ContributorAddressUS/AddressLine1	CityContributorAddressUS/City	StateContributorAddressUS/State	ZIP CodeContributorAddressUS/ZIPCode	Aggregate ContributionsAggregateContributions	Person Contribution TypePersonContributionType	Noncash Contribution TypeNoncashContributionType
1	MILDRED L OBERKOTTER	1600 MARKET STREET STE 1600	PHILADELPHIA	PA	19103	4479315	X	X
2	MILDRED L OBERKOTTER	1600 MARKET STREET STE 3600	PHILADELPHIA	PA	19103	5048205	X	X
3	MILDRED L OBERKOTTER	1600 MARKET STREET STE 1600	PHILADELPHIA	PA	19103	531887	X	X
4	MILDRED L OBERKOTTER	1600 MARKET STREET STE 1600	PHILADELPHIA	PA	19103	600000	X

Noncash Property NoncashProperty (3 entries)

Contributor Number From Part IContributorNumberFromPartI	Noncash Property DescriptionNoncashPropertyDescription	Fair Market ValueFairMarketValue	Date ReceivedDateReceived
1	59,780 shares of united parcel service	4479315	2012-01-19
2	62,239 shares of United Parcel Service	5048205	2012-03-20
3	8,100 Shares of abbott labs	531887	2012-10-18

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees AccountingFees

Field	Value	IRS element (for citing)
Category	ACCOUNTING FEES	Category
Amount	$37,144	Amount
Disbursements Charitable Prps	37144	DisbursementsCharitablePrps

Compensation Explanation CompensationExplanation

Compensation Compensation

Field	Value	IRS element (for citing)
Person Name	AMY NEWNAM	PersonName
Explanation	* THE EXECUTIVE DIRECTOR (BRUCE ROSENFIELD) AND THE ASSOCIATE EXECUTIVE DIRECTOR (AMY NEWNAM), REFERRED TO IN PART I, LINE 13 AND PART VIII, LINE 1, AND THE ADMINISTRATIVE ASSISTANT, REFERRED TO IN PART I, LINE 16C, ARE PARTNERS OR EMPLOYEES OF THE LAW FIRM OF SCHNADER HARRISON SEGAL & LEWIS LLP ("SCHNADER"). THE OBERKOTTER FOUNDATION ("FOUNDATION") HAS CONTRACTED WITH SCHNADER TO LEASE A PERCENTAGE OF EACH INDIVIDUAL'S TIME FOR MATTERS RELATING TO THE ADMINISTRATION OF THE FOUNDATION. THE FOUNDATION PAYS ITS SHARE OF THE COMPENSATION AND RELATED EXPENSES, AS APPLICABLE, FOR EACH INDIVIDUAL AND SCHNADER ASSUMES THE APPROPRIATE PAYROLL RESPONSIBILITIES. THESE PAYMENTS TO SCHNADER ARE SEPARATE FROM THE PAYMENTS SHOWN AT PART I, LINE 16A FOR LEGAL AND OTHER ADMINISTRATIVE SUPPORT FEES.	Explanation

Depreciation Schedule DepreciationSchedule

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corp Stock InvestmentsCorpStock (3 entries)

Name Of StockNameOfStock	EOY Book ValueEOYBookValue	EOYFMVEOYFMV
BROWN BROTHERS HARRIMAN-ATT 22	42032344	90940832
HAVERFORD TRUST CO-ATTACHMT 22	25003723	32167933
GOLDMAN SACHS-ATTACHMENT 22	10920853	11338213

Land Etc Schedule2 LandEtcSchedule2

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFees (2 entries)

CategoryCategory	AmountAmount	Net Investment IncomeNetInvestmentIncome	Disbursements Charitable PrpsDisbursementsCharitablePrps
LEGAL AND ADMINISTRATIVE
SUPPORT FEES	$10,353	5176	5177

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases OtherDecreases (3 entries)

DescriptionDescription	AmountAmount
GAINS AND LOSSES - PASS THROUGH AMOUNTS	$627,291
DIVIDEND AND INTEREST - PASS THROUGH	$325,201
UPS STOCK - DIFFERENCE IN FMV AND COST	$9,584,159

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses (7 entries)

DescriptionDescription	Revenue And Expenses Per BooksRevenueAndExpensesPerBooks	Disbursements Charitable PrpsDisbursementsCharitablePrps	Net Investment IncomeNetInvestmentIncome
COMPUTER RELATED EXPENSES	1813	1813
INSURANCE	42528	42528
BANK FEES	212	212
OFFICE SUPPLIES	1192	1192
STATE REGISTRATION	15	15
INVESTMENT EXPENSES	63325		63325
MISCELLANEOUS EXPENSES	82	82

Other Income Schedule2 OtherIncomeSchedule2

Other Income OtherIncome (2 entries)

DescriptionDescription	Revenue And Expenses Per BooksRevenueAndExpensesPerBooks	Net Investment IncomeNetInvestmentIncome
PREVIOUS GRANTS RETURNED TO FOUNDATION	165641
litigation proceeds	637	637

Other Increases Schedule OtherIncreasesSchedule

Other Increases OtherIncreases (3 entries)

DescriptionDescription	AmountAmount
EXPENSES - PASS THROUGH AMOUNTS	$100,571
DISTRIBUTION RECEIVED FROM PASS THROUGH	$173,621
GAIN RECEIVED FROM PASS THROUGH	$2,661

Other Liabilities Schedule OtherLiabilitiesSchedule

Other Liabilities OtherLiabilities

Field	Value	IRS element (for citing)
Description	OUTSTANDING CHECKS	Description
BOY Book Value	3038921	BOYBookValue
EOY Book Value	185814	EOYBookValue

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees OtherProfessionalFees (7 entries)

CategoryCategory	AmountAmount	Disbursements Charitable PrpsDisbursementsCharitablePrps	Net Investment IncomeNetInvestmentIncome
FILMS, MATERIALS & PR	$177,773	177773
ADVISORY COMMITTEE	$245,000	245000
FOUNDATION ADMINISTRATION	$68,621	68621
EDUCATIONAL CONSULTANTS	$214,747	214747
PROFESSIONAL LEARNING CONSLTS	$177,405	177405
INVESTMENT MANAGEMENT	$330,283		330283
STRATEGIC PLANNING	$160,000	160000

Taxes Schedule TaxesSchedule

Taxes Taxes (2 entries)

CategoryCategory	AmountAmount	Net Investment IncomeNetInvestmentIncome
FEDERAL EXCISE TAX	$60,000
FOREIGN TAXES ON DIVIDENDS	$25,484	25484

OBERKOTTER FOUNDATION: Form 990PF, tax year 2011

Return header ReturnHeader

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Preparer Firm US Address PreparerFirmUSAddress

Filer Filer

Name Name

US Address USAddress

Officer Officer

Preparer Preparer

Form 990-PF IRS990PF

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Balance Sheets BalanceSheets

Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances

Capital Gains And Losses CapitalGainsAndLosses

Capital Gains And Losses Info CapitalGainsAndLossesInfo (15 entries)

Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax

Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm

Statements Regarding Activities StatementsRegardingActivities

Books In Care Of Business Name BooksInCareOfBusinessName

Books In Care Of US Address BooksInCareOfUSAddress

Statements Regarding Acty4720 StatementsRegardingActy4720

Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo

Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (4 entries)

Compensation Of Highest Paid Empl CompensationOfHighestPaidEmpl (3 entries)

Compensation Of Hghst Paid Cntrct CompensationOfHghstPaidCntrct (5 entries)

Summary Of Direct Charitable Acty SummaryOfDirectCharitableActy

Minimum Investment Return MinimumInvestmentReturn

Distributable DistributableAmount

Qualifying Distributions QualifyingDistributions

Undistributed Income UndistributedIncome

Supplementary Information SupplementaryInformation

Grant Or Contri Paid During Year GrantOrContriPaidDuringYear

Recipient Business Name RecipientBusinessName

Recipient US Address RecipientUSAddress

Grant Or Contri Approved For Future GrantOrContriApprovedForFuture

Recipient Business Name RecipientBusinessName

Recipient US Address RecipientUSAddress

Analysis Income Producing Acty AnalysisIncomeProducingActy

Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII

Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry

Other Revenue Described OtherRevenueDescribed (2 entries)

Subtotals Part XVIA SubtotalsPartXVIA

Rln Of Acty To Accom Of Exempt Prps RlnOfActyToAccomOfExemptPrps

Rln Of Acty To Accom Of Exempt Prps RlnOfActyToAccomOfExemptPrps

Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO

Schedule B IRS990ScheduleB

Contributor Info ContributorInfo (4 entries)

Noncash Property NoncashProperty (3 entries)

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees AccountingFees

Compensation Explanation CompensationExplanation

Compensation Compensation

Depreciation Schedule DepreciationSchedule

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corp Stock InvestmentsCorpStock (3 entries)

Land Etc Schedule2 LandEtcSchedule2

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFees (2 entries)

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases OtherDecreases (3 entries)

Other Expenses Schedule OtherExpensesSchedule

Other Expenses OtherExpenses (7 entries)

Other Income Schedule2 OtherIncomeSchedule2

Other Income OtherIncome (2 entries)

Other Increases Schedule OtherIncreasesSchedule

Other Increases OtherIncreases (3 entries)

Other Liabilities Schedule OtherLiabilitiesSchedule

Other Liabilities OtherLiabilities

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees OtherProfessionalFees (7 entries)

Taxes Schedule TaxesSchedule

Taxes Taxes (2 entries)

Comments