2013-04-09T17:12:41-05:00 2012-11-30 GRANT THORNTON LLP 2001 MARKET STREET SUITE 3100 PHILADELPHIA PA 19103 990PF 2011-12-01 232686151 OBERKOTTER FOUNDATION % BRUCE A ROSENFIELD EXEC DI OBER 2157512601 1600 MARKET STREET c/o B ROSENFIELD EX DIRECTOR PHILADELPHIA PA 191037286 BRUCE A ROSENFIELD 2013-04-03 true Russlee Armstrong 2155614200 2011 2016-02-25 16:41:14Z X 137104697 X 10659407 3064140 3064140 13365844 45529974 13365844 166278 637 27255669 16430621 551445 55145 496300 305000 305000 37540 1420 36120 10353 5176 0 5177 37144 0 0 37144 1373829 330283 1043546 85484 25484 22628 22628 279636 279636 242094 242094 109167 63325 45842 3054320 480833 0 2513487 10651234 10622615 13705554 480833 0 13136102 13550115 15949788 7914912 2657719 2657719 72262517 77956920 134446978 0 80177429 80614639 137104697 3038921 185814 3038921 185814 X 77138508 80428825 77138508 80428825 80177429 80614639 77138508 13550115 276853 90965476 10536651 80428825 GS TACS ENHANCED DVD (US LARGE CAP) P -221820 GS TACS ENHANCED DVD (US LARGE CAP) P 595278 1818 PARTNERS LP P -16008 1818 PARTNERS LP P 74821 SPRUCEGROVE NON US EQUITY OFFSHORE LP P -1414 SPRUCEGROVE NON US EQUITY OFFSHORE LP P -14118 TRILOGY NON US EQUITY OFFSHORE LP P -30747 TRILOGY NON US EQUITY OFFSHORE LP P 79864 DYNAMIC EQUITY MGRS. PORTFOLIO 1 OFFSHORE P -1174 DYNAMIC EQUITY MGRS. PORTFOLIO 1 OFFSHORE P 102826 GS RE MEZZ PARTNERS LP P 422 VONTOBEL NON US EQUITY OFFSHORE P -4347 VONTOBEL NON US EQUITY OFFSHORE P 63707 BBH-PUBLICLY TRADED SECURITIES P 11893574 THE HAVERFORD TR-PUBLICLY TRADED SECURITIES P 844980 13365844 false 19013605 131522223 0.144566 16652261 125547529 0.132637 20118411 110967649 0.1813 23022927 177849325 0.129452 23997460 188594566 0.127244 0.715199 0.14304 133191867 19051765 159498 19211263 13136102 318996 318996 318996 378455 378455 59459 59459 false false false 0 0 0 false false false false true true PA true false false false false true www.oberkotterfoundation.org BRUCE A ROSENFIELD EXEC DIR 2157512601 1600 MARKET ST STE 3600 PHILADELPHIA PA 191037286 false false false false true false false false false false false false false false false false true false true true false false false DAVID PIERSON 1600 MARKET STREET PHILADELPHIA PA 191037286 10.0 26344 0 0 BRUCE ROSENFIELD 1600 MARKET STREET PHILADELPHIA PA 191037286 25.0 350000 0 0 AMY NEWNAM 1600 MARKET STREET PHILADELPHIA PA 191037286 40.0 175101 8145 6057 MILDRED L OBERKOTTER 1600 MARKET STREET PHILADELPHIA PA 19103 10.0 0 0 0 MARY ELLEN NEVINS 1600 MARKET STREET STE 3600 PHILADELPHIA PA 19103 32.0 171500 0 0 JEAN SACHAR MOOG 1600 MARKET STREET STE 3600 PHILADELPHIA PA 19103 28.0 130400 0 0 CARIANNE MUSE 1600 MARKET STREET STE 3600 PHILADELPHIA PA 19103 40.0 73100 0 0 GREAT LAKES INTEGRATED PO BOX 74155-S CLEVELAND OH 44194 PRINTING & DISTRIB. 241145 ELEMENTS PARTNERSHIP INC 7344 WELLINGTON AVE ST LOUIS MO 63130 DVLPMT CONSULTANT 217750 KATHY SUSSMAN (PAID TO FHR AND INDIV) 3518 JEFFERSON AVENUE REDWOOD CITY CA 94062 CO-DIR PROG/COMM MBR 191997 MARTIN SUSSMAN PO BOX 50215 PALO ALTO CA 94303 MAT DISTRIB/COMM MBR 167804 JOY KEARNS (PD TO FHR) 3518 JEFFERSON AVENUE REDWOOD CITY CA 94062 DEPUTY STRATEGIST PD 72294 SUPPORT OF LISTENING & SPOKEN LANGUAGE DEAF EDUCATION PROGRAMS (SEE ATTACHED STATEMENT 23) 8110490 PROFESSIONAL LEARNING OPPORTUNITIES (SEE ATTACHED STATEMENT 23) 1809350 FAMILY ENGAGEMENT AND OUTREACH INITIATIVE (SEE ATTACHED STATEMENT 23) 457566 127654833 7565337 0 135220170 0 135220170 2028303 133191867 6659593 6659593 318996 318996 6340597 165641 6506238 6506238 13136102 0 0 0 0 13136102 13136102 6506238 0 2009 2008 2007 14882848 13988064 14488528 10190704 12731910 66282054 13136102 0 6506238 6629864 72911918 0 0 10659407 4223441 58029070 13988064 14488528 10190704 12731910 6629864 MILDRED L OBERKOTTER NONE X ATTACHMENT 19 C/O OBERKOTTER FOUNDATION 1600 MAR PHILADELPHIA PA 19103 SEE ATTACHMENT 10651234 10651234 ATTACHMENT 20 C/O OBERKOTTER FOUNDATION 1600 MAR PHILADELPHIA PA 19103 SEE ATTACHMENT 17229345 17229345 14 3064140 18 13365844 PREVIOUS GRANTS RETURNED TO FOUNDATION 165641 LITIGATION PROCEEDS 01 637 16430621 165641 16596262 11 THE FOUNDATION MADE GRANTS TO OTHER ORGANIZATIONS IN PRIOR YEARS THAT HAVE BEEN RETURNED TO THE FOUNDATION FOR A VARIETY OF ACCEPTABLE REASONS. false false false false false false false false false false X X 1 MILDRED L OBERKOTTER 1600 MARKET STREET STE 1600 PHILADELPHIA PA 19103 4479315 X X 2 MILDRED L OBERKOTTER 1600 MARKET STREET STE 3600 PHILADELPHIA PA 19103 5048205 X X 3 MILDRED L OBERKOTTER 1600 MARKET STREET STE 1600 PHILADELPHIA PA 19103 531887 X X 4 MILDRED L OBERKOTTER 1600 MARKET STREET STE 1600 PHILADELPHIA PA 19103 600000 X 1 59,780 shares of united parcel service 4479315 2012-01-19 2 62,239 shares of United Parcel Service 5048205 2012-03-20 3 8,100 Shares of abbott labs 531887 2012-10-18 ACCOUNTING FEES 37144 37144 AMY NEWNAM * THE EXECUTIVE DIRECTOR (BRUCE ROSENFIELD) AND THE ASSOCIATE EXECUTIVE DIRECTOR (AMY NEWNAM), REFERRED TO IN PART I, LINE 13 AND PART VIII, LINE 1, AND THE ADMINISTRATIVE ASSISTANT, REFERRED TO IN PART I, LINE 16C, ARE PARTNERS OR EMPLOYEES OF THE LAW FIRM OF SCHNADER HARRISON SEGAL & LEWIS LLP ("SCHNADER"). THE OBERKOTTER FOUNDATION ("FOUNDATION") HAS CONTRACTED WITH SCHNADER TO LEASE A PERCENTAGE OF EACH INDIVIDUAL'S TIME FOR MATTERS RELATING TO THE ADMINISTRATION OF THE FOUNDATION. THE FOUNDATION PAYS ITS SHARE OF THE COMPENSATION AND RELATED EXPENSES, AS APPLICABLE, FOR EACH INDIVIDUAL AND SCHNADER ASSUMES THE APPROPRIATE PAYROLL RESPONSIBILITIES. THESE PAYMENTS TO SCHNADER ARE SEPARATE FROM THE PAYMENTS SHOWN AT PART I, LINE 16A FOR LEGAL AND OTHER ADMINISTRATIVE SUPPORT FEES. BROWN BROTHERS HARRIMAN-ATT 22 42032344 90940832 HAVERFORD TRUST CO-ATTACHMT 22 25003723 32167933 GOLDMAN SACHS-ATTACHMENT 22 10920853 11338213 LEGAL AND ADMINISTRATIVE SUPPORT FEES 10353 5176 5177 GAINS AND LOSSES - PASS THROUGH AMOUNTS 627291 DIVIDEND AND INTEREST - PASS THROUGH 325201 UPS STOCK - DIFFERENCE IN FMV AND COST 9584159 COMPUTER RELATED EXPENSES 1813 1813 INSURANCE 42528 42528 BANK FEES 212 212 OFFICE SUPPLIES 1192 1192 STATE REGISTRATION 15 15 INVESTMENT EXPENSES 63325 63325 MISCELLANEOUS EXPENSES 82 82 PREVIOUS GRANTS RETURNED TO FOUNDATION 165641 litigation proceeds 637 637 EXPENSES - PASS THROUGH AMOUNTS 100571 DISTRIBUTION RECEIVED FROM PASS THROUGH 173621 GAIN RECEIVED FROM PASS THROUGH 2661 OUTSTANDING CHECKS 3038921 185814 FILMS, MATERIALS & PR 177773 177773 ADVISORY COMMITTEE 245000 245000 FOUNDATION ADMINISTRATION 68621 68621 EDUCATIONAL CONSULTANTS 214747 214747 PROFESSIONAL LEARNING CONSLTS 177405 177405 INVESTMENT MANAGEMENT 330283 330283 STRATEGIC PLANNING 160000 160000 FEDERAL EXCISE TAX 60000 FOREIGN TAXES ON DIVIDENDS 25484 25484