THE CARLE FOUNDATION: Form 990, tax year 2012
View the entire original 990 at ProPublica ↗
- Organization
- THE CARLE FOUNDATION (EIN 37-0673465)
- Tax period
- 2012-01-01 to 2012-12-31
- Filed
- 2013-11-15
- IRS object ID
- 201303199349310455
- Schema version
- 2012v2.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule C
- Schedule D
- Schedule F
- Schedule I
- Schedule J
- Schedule K
- Schedule L
- Schedule O
- Schedule R
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2013-11-15T16:39:59-06:00 | Timestamp |
| Tax Period End Date | 2012-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ERNST & YOUNG US LLP | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 111 MONUMENT CIRCLE SUITE 2600 | AddressLine1 |
| City | INDIANAPOLIS | City |
| State | IN | State |
| ZIP Code | 46204 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnType |
| Tax Period Begin Date | 2012-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 370673465 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Carle Foundation | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of Name | % DENNIS HESCH CFO/EXEC VP | InCareOfName |
| Name Control | CARL | NameControl |
| Phone | 2173833311 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 611 W PARK | AddressLine1 |
| Address Line2 | Suite | AddressLine2 |
| City | URBANA | City |
| State | IL | State |
| ZIP Code | 61801 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | DENNIS P HESCH | Name |
| Title | EXEC VP/CFO | Title |
| Date Signed | 2013-11-15 | DateSigned |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 3176817000 | Phone |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2012 | TaxYear |
| Build TS | 2016-02-25 16:41:14Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Principal Officer Person | DENNIS HESCH EXEC VP CFO | NameOfPrincipalOfficerPerson |
Address Principal Officer US AddressPrincipalOfficerUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 611 W PARK ST | AddressLine1 |
| City | URBANA | City |
| State | IL | State |
| ZIP Code | 61801 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | 491979952 | GrossReceipts |
| Group Return For Affiliates | false | GroupReturnForAffiliates |
| Organization501c3 | X | Organization501c3 |
| Web Site | WWW.CARLE.ORG | WebSite |
| Type Of Organization Corporation | X | TypeOfOrganizationCorporation |
| Year Formation | 1946 | YearFormation |
| State Legal Domicile | IL | StateLegalDomicile |
| Activity Or Mission Description | THE CARLE FOUNDATION IS ORGANIZED AND EXCLUSIVELY OPERATES AS A NOT-FOR-PROFIT CORPORATION FOR CHARITABLE, SCIENTIFIC AND EDUCATIONAL PURPOSES. | ActivityOrMissionDescription |
| Nbr Voting Members Governing Body | 14 | NbrVotingMembersGoverningBody |
| Nbr Independent Voting Members | 7 | NbrIndependentVotingMembers |
| Total Nbr Employees | 1452 | TotalNbrEmployees |
| Total Nbr Volunteers | 0 | TotalNbrVolunteers |
| Total Gross UBI | 1869382 | TotalGrossUBI |
| Net Unrelated Business Txbl Income | 168851 | NetUnrelatedBusinessTxblIncome |
| Contributions Grants Prior Year | 92143 | ContributionsGrantsPriorYear |
| Contributions Grants Current Year | 453019 | ContributionsGrantsCurrentYear |
| Program Service Revenue Prior Year | 174010705 | ProgramServiceRevenuePriorYear |
| Program Service Revenue CY | 184259128 | ProgramServiceRevenueCY |
| Investment Income Prior Year | 78112796 | InvestmentIncomePriorYear |
| Investment Income Current Year | 31927895 | InvestmentIncomeCurrentYear |
| Other Revenue Prior Year | 1921867 | OtherRevenuePriorYear |
| Other Revenue Current Year | 1809022 | OtherRevenueCurrentYear |
| Total Revenue Prior Year | 254137511 | TotalRevenuePriorYear |
| Total Revenue Current Year | 218449064 | TotalRevenueCurrentYear |
| Grants And Similar Amnts Prior Year | 278340 | GrantsAndSimilarAmntsPriorYear |
| Grants And Similar Amnts CY | 278340 | GrantsAndSimilarAmntsCY |
| Benefits Paid To Members Prior Year | 0 | BenefitsPaidToMembersPriorYear |
| Benefits Paid To Members CY | 0 | BenefitsPaidToMembersCY |
| Salaries Etc Prior Year | 83395513 | SalariesEtcPriorYear |
| Salaries Etc Current Year | 82966695 | SalariesEtcCurrentYear |
| Total Prof Fundrsng Exp Prior Year | 0 | TotalProfFundrsngExpPriorYear |
| Total Prof Fundrsng Exp CY | 0 | TotalProfFundrsngExpCY |
| Total Fundrsng Exp Current Year | 0 | TotalFundrsngExpCurrentYear |
| Other Expense Prior Year | 138916040 | OtherExpensePriorYear |
| Other Expenses Current Year | 113693630 | OtherExpensesCurrentYear |
| Total Expenses Prior Year | 222589893 | TotalExpensesPriorYear |
| Total Expenses Current Year | 196938665 | TotalExpensesCurrentYear |
| Revenues Less Expenses Prior Year | 31547618 | RevenuesLessExpensesPriorYear |
| Revenues Less Expenses CY | 21510399 | RevenuesLessExpensesCY |
| Total Assets BOY | 1136001019 | TotalAssetsBOY |
| Total Assets EOY | 1245997769 | TotalAssetsEOY |
| Total Liabilities BOY | 670584805 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 667039364 | TotalLiabilitiesEOY |
| Net Assets Or Fund Balances BOY | 465416214 | NetAssetsOrFundBalancesBOY |
| Net Assets Or Fund Balances EOY | 578958405 | NetAssetsOrFundBalancesEOY |
| Mission Description | The Carle Foundation is organized and exclusively operates as a not-for-profit corporation for charitable, scientific and educational purposes. | MissionDescription |
| Significant New Program Services | false | SignificantNewProgramServices |
| Significant Change | false | SignificantChange |
| Expense | 102384854 | Expense |
| Grants | 278340 | Grants |
| Revenue | 184644912 | Revenue |
| Description | The corporation engages in activities to develop and support the provision of health care services, including charity care, by the affiliates related to the corporation including The Carle Foundation Hospital and Carle Health Care Incorporated. The Foundation's purpose includes serving as the parent corporation for related affiliates that together function as an integrated health care delivery network in furtherance and support of charitable, health care education and research activities. | Description |
| Total Program Service Expense | 102384854 | TotalProgramServiceExpense |
| Described In501 C3 | true | DescribedIn501C3 |
| Schedule B Required | true | ScheduleBRequired |
| Political Activities | false | PoliticalActivities |
| Lobbying Activities | true | LobbyingActivities |
| Subject To Proxy Tax | false | SubjectToProxyTax |
| Donor Advised Funds | false | DonorAdvisedFunds |
| Conservation Easements | false | ConservationEasements |
| Collections Of Art | false | CollectionsOfArt |
| Credit Counseling | false | CreditCounseling |
| Term Or Permanent Endowments | false | TermOrPermanentEndowments |
| Report Land Bldg Equip | true | ReportLandBldgEquip |
| Report Invest Oth Securities | false | ReportInvestOthSecurities |
| Report Prog Rel Invest | false | ReportProgRelInvest |
| Report Other Assets | false | ReportOtherAssets |
| Report Other Liabilities | true | ReportOtherLiabilities |
| Report Fin48 Footnote | true | ReportFin48Footnote |
| Independent Audit Financial Stmt | false | IndependentAuditFinancialStmt |
| Consolidated Audit Financial Stmt | true | ConsolidatedAuditFinancialStmt |
| School | false | School |
| Foreign Office | false | ForeignOffice |
| Foreign Activities | true | ForeignActivities |
| More Than5000 K To Organizations | false | MoreThan5000KToOrganizations |
| More Than5000 K To Individuals | false | MoreThan5000KToIndividuals |
| Professional Fundraising | false | ProfessionalFundraising |
| Fundraising Activities | false | FundraisingActivities |
| Gaming | false | Gaming |
| Hospital | false | Hospital |
| Grants To Organizations | true | GrantsToOrganizations |
| Grants To Individuals | false | GrantsToIndividuals |
| Schedule J Required | true | ScheduleJRequired |
| Tax Exempt Bonds | true | TaxExemptBonds |
| Invest Tax Exempt Bonds | false | InvestTaxExemptBonds |
| Escrow Account | false | EscrowAccount |
| On Behalf Of Issuer | false | OnBehalfOfIssuer |
| Excess Benefit Transaction | false | ExcessBenefitTransaction |
| Prior Excess Benefit Transaction | false | PriorExcessBenefitTransaction |
| Loan To Officer Or DQP | false | LoanToOfficerOrDQP |
| Grant To Related Person | false | GrantToRelatedPerson |
| Bsnss Rltnshp With Organization | false | BsnssRltnshpWithOrganization |
| Bsnss Rltnshp Thru Family Member | false | BsnssRltnshpThruFamilyMember |
| Officer Entity With Bsnss Rltnshp | true | OfficerEntityWithBsnssRltnshp |
| Deductible Non Cash Contributions | false | DeductibleNonCashContributions |
| Deductible Contributions Of Art | false | DeductibleContributionsOfArt |
| Terminated | false | Terminated |
| Partial Liquidation | false | PartialLiquidation |
| Disregarded Entity | false | DisregardedEntity |
| Related Entity | true | RelatedEntity |
| Related Org Controlled Entity | true | RelatedOrgControlledEntity |
| Transaction Related Entity | true | TransactionRelatedEntity |
| Transfers To Exempt Non Chrtbl Org | false | TransfersToExemptNonChrtblOrg |
| Activities Conducted Partnership | false | ActivitiesConductedPartnership |
| Schedule O Required | true | ScheduleORequired |
| Number Forms Transmitted With1096 | 119 | NumberFormsTransmittedWith1096 |
| Number W2 G Included | 0 | NumberW2GIncluded |
| Compliance With Backup Witholding | true | ComplianceWithBackupWitholding |
| Number Of Employees | 1452 | NumberOfEmployees |
| Employment Tax Returns Filed | true | EmploymentTaxReturnsFiled |
| Unrelated Business Income | true | UnrelatedBusinessIncome |
| Form990-T Filed | true | Form990-TFiled |
| Foreign Financial Account | true | ForeignFinancialAccount |
| Name Of Foreign Country | CJ | NameOfForeignCountry |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTrans |
| Taxable Party Notification | false | TaxablePartyNotification |
| Non Deductible Contributions | false | NonDeductibleContributions |
| Quid Pro Quo Contributions | false | QuidProQuoContributions |
| Form8282 Property Disposed Of | false | Form8282PropertyDisposedOf |
| Funds To Pay Premiums | false | FundsToPayPremiums |
| Premiums Paid | false | PremiumsPaid |
| Indoor Tanning Services | false | IndoorTanningServices |
| Info In Schedule O Part VI | X | InfoInScheduleOPartVI |
| Nbr Voting Governing Body Members | 14 | NbrVotingGoverningBodyMembers |
| Number Independent Voting Members | 7 | NumberIndependentVotingMembers |
| Family Or Business Relationship | true | FamilyOrBusinessRelationship |
| Delegation Of Management Duties | false | DelegationOfManagementDuties |
| Changes To Organizing Docs | true | ChangesToOrganizingDocs |
| Material Diversion Or Misuse | false | MaterialDiversionOrMisuse |
| Members Or Stockholders | false | MembersOrStockholders |
| Election Of Board Members | false | ElectionOfBoardMembers |
| Decisions Subject To Approval | false | DecisionsSubjectToApproval |
| Minutes Of Governing Body | true | MinutesOfGoverningBody |
| Minutes Of Committees | true | MinutesOfCommittees |
| Officer Mailing Address | false | OfficerMailingAddress |
| Local Chapters | false | LocalChapters |
| Form990 Provided To Governing Body | true | Form990ProvidedToGoverningBody |
| Conflict Of Interest Policy | true | ConflictOfInterestPolicy |
| Annual Disclosure Covered Persons | true | AnnualDisclosureCoveredPersons |
| Regular Monitoring Enforcement | true | RegularMonitoringEnforcement |
| Whistleblower Policy | true | WhistleblowerPolicy |
| Document Retention Policy | true | DocumentRetentionPolicy |
| Compensation Process CEO | true | CompensationProcessCEO |
| Compensation Process Other | true | CompensationProcessOther |
| Investment In Joint Venture | true | InvestmentInJointVenture |
| Written Policy Or Procedure | true | WrittenPolicyOrProcedure |
| States Where Copy Of Return Is Filed | IL | StatesWhereCopyOfReturnIsFiled |
| Other Website | X | OtherWebsite |
| Upon Request | X | UponRequest |
The Books Are In Care Of TheBooksAreInCareOf
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Person | DENNIS HESCH CFOEXEC VP | NamePerson |
| Telephone Number | 2173833311 | TelephoneNumber |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 611 W PARK ST | AddressLine1 |
| City | URBANA | City |
| State | IL | State |
| ZIP Code | 61801 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part VII | X | InfoInScheduleOPartVII |
Form990 Part VII Section A Form990PartVIISectionA (30 entries)
| TitleTitle | Average Hours Per WeekAverageHoursPerWeek | Average Hours Per Week RelatedAverageHoursPerWeekRelated | Individual Trustee Or DirectorIndividualTrusteeOrDirector | OfficerOfficer | Reportable Comp From OrganizationReportableCompFromOrganization | Reportable Comp From Related OrgsReportableCompFromRelatedOrgs | Other CompensationOtherCompensation | Key EmployeeKeyEmployee | Highest Compensated EmployeeHighestCompensatedEmployee | FormerFormer |
|---|---|---|---|---|---|---|---|---|---|---|
| Phillip Blankenburg | ||||||||||
| Chairman of Board | 2.0 | 1.4 | X | X | 0 | 0 | 0 | |||
| Donna Greene | ||||||||||
| Vice Chairman of Board | 1.5 | 1.4 | X | X | 0 | 0 | 0 | |||
| Cora E Musial Phd MD | ||||||||||
| Secretary/Treasurer of Board | 2.0 | 38.0 | X | X | 0 | 278602 | 25525 | |||
| Kenneth Aronson MD | ||||||||||
| Trustee | 1.0 | 39.0 | X | 0 | 304713 | 33880 | ||||
| Gary Edmiston | ||||||||||
| Trustee | 1.0 | 0.0 | X | 0 | 0 | 0 | ||||
| Matthew Gibb MD | ||||||||||
| Trustee | 3.5 | 36.5 | X | 0 | 754820 | 22639 | ||||
| Guy Hall | ||||||||||
| Trustee | 1.0 | 0.0 | X | 0 | 0 | 0 | ||||
| Jane Hays | ||||||||||
| Trustee | 1.0 | 0.0 | X | 0 | 0 | 0 | ||||
| J Michael Martin | ||||||||||
| Trustee | 6.0 | 1.9 | X | 0 | 0 | 0 | ||||
| Mitch Melfi | ||||||||||
| Trustee | 0.23 | 0.0 | X | 0 | 0 | 0 | ||||
| Paul Mulhollem | ||||||||||
| Trustee | 1.0 | 0.0 | X | 0 | 0 | 0 | ||||
| Marty Smith | ||||||||||
| Immediate Past Chair | 1.0 | 3.0 | X | 0 | 0 | 0 | ||||
| Rick Stephens | ||||||||||
| Trustee | 2.0 | 0.0 | X | 0 | 0 | 0 | ||||
| Paul Tender MD | ||||||||||
| Trustee | 1.0 | 39.0 | X | 0 | 456017 | 33444 | ||||
| George Timmons | ||||||||||
| Trustee | 0.2 | 0.5 | X | 0 | 0 | 0 | ||||
| E Phillips Knox | ||||||||||
| Trustee | 0.5 | 0.5 | X | 0 | 0 | 0 | ||||
| James C Leonard MD | ||||||||||
| Ex-Officio, President & CEO | 15.0 | 25.0 | X | 1210256 | 0 | 399947 | ||||
| R Bruce Wellman MD | ||||||||||
| Ex-Officio, CEO of CPG | 1.0 | 39.0 | X | 947859 | 0 | 307991 | ||||
| John Snyder | ||||||||||
| Exec VP & COO | 15.0 | 25.0 | X | 750240 | 0 | 239964 | ||||
| Dennis Hesch | ||||||||||
| Exec VP & CFO | 10.0 | 30.0 | X | 573934 | 0 | 193752 | ||||
| Philip Kubow | ||||||||||
| SVP Human Resources | 2.0 | 1.2 | 433449 | 0 | 390050 | X | ||||
| Richard Rinehart | ||||||||||
| Chief Information Officer | 40.0 | 0.0 | 296623 | 0 | 91361 | X | ||||
| Scott Harding | ||||||||||
| VP-Facilities and Support SvcS | 3.0 | 37.0 | 255538 | 0 | 83211 | X | ||||
| Napoleon Knight | ||||||||||
| VP/Assoc Med Dir Quality | 0.2 | 39.8 | 741311 | 0 | 139529 | X | ||||
| Joseph Barkmeier MD | ||||||||||
| Med Dir, Strat Devel/Diag | 0.2 | 39.8 | 502032 | 0 | 41467 | X | ||||
| Laurence Fallon | ||||||||||
| SVP Legal Affairs | 10.0 | 30.0 | 445628 | 0 | 133391 | X | ||||
| John Stoll MD | ||||||||||
| VP/Sr Medical Director | 2.0 | 38.0 | 372423 | 0 | 108410 | X | ||||
| William Schuh MD | ||||||||||
| Chief Medical Info Officer | 24.0 | 16.0 | 368880 | 0 | 117792 | X | ||||
| Robert Tonkinson | ||||||||||
| SVP & CFO-former | 0.0 | 0.0 | 178466 | 0 | 0 | X | ||||
| Kirk Moberg | ||||||||||
| Exec VP & CMO-former | 0.0 | 0.0 | 828530 | 0 | 630291 | X | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | 7905169 | TotalReportableCompFromOrg |
| Total Reportable Comp Frm Rltd Orgs | 1794152 | TotalReportableCompFrmRltdOrgs |
| Total Other Compensation | 2992644 | TotalOtherCompensation |
| Number Individuals GT100 K | 69 | NumberIndividualsGT100K |
| Formers Listed | true | FormersListed |
| Total Comp GT150 K | true | TotalCompGT150K |
| Compensation From Other Sources | false | CompensationFromOtherSources |
Contractor Compensation ContractorCompensation (5 entries)
| Address Line1AddressOfContractor/AddressUS/AddressLine1 | CityAddressOfContractor/AddressUS/City | StateAddressOfContractor/AddressUS/State | ZIP CodeAddressOfContractor/AddressUS/ZIPCode | Description Of ServicesDescriptionOfServices | CompensationCompensation |
|---|---|---|---|---|---|
| COMMERCE BANK | |||||
| PO BOX 11309 | ST LOUIS | MO | 63105 | EQUIPMENT LEASING | 1688236 |
| PHILIPS MEDICAL CAPITAL LLC | |||||
| PO BOX 92449 | CLEVELAND | OH | 441930003 | EQUIPMENT LEASING | 1192046 |
| OLYMPIC CONSTRUCTION LLC | |||||
| 907 FAIRVIEW | URBANA | IL | 61801 | CONST CONTRACTOR | 503124 |
| HALL RENDER KILLIAN HEATH LYMAN P | |||||
| 39778 TREASURY CENTER | CHICAGO | IL | 606949700 | LEGAL SERVICES | 441952 |
| LINCOLN SQUARE | |||||
| 201 LINCOLN SQUARE | URBANA | IL | 61801 | SPACE LEASING | 415014 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Number Of Contractors GT100 K | 32 | NumberOfContractorsGT100K |
| Related Organizations | 29214 | RelatedOrganizations |
| Government Grants | 423805 | GovernmentGrants |
| Total Contributions | 453019 | TotalContributions |
Program Service Revenue ProgramServiceRevenue (5 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome | Unrelated Business RevenueUnrelatedBusinessRevenue |
|---|---|---|---|---|
| RENT FROM RELATED ENTITIES | 531120 | 51042304 | 50879472 | 162832 |
| MANAGEMENT FEES | 541610 | 115415248 | 114950449 | 464799 |
| INTERNAL SUPPORT SERVICES REVENUE | 900099 | 17763982 | 16745017 | 1018965 |
| OTHER PATIENT REVENUE | 900099 | 27377 | 27377 | |
| PARTNERSHIP INC RELATED TO PROGRAM SVCS | 541900 | 10217 | 10217 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | 184259128 | TotalProgramServiceRevenue |
Investment Income InvestmentIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 16001870 | TotalRevenueColumn |
| Unrelated Business Revenue | 147845 | UnrelatedBusinessRevenue |
| Exclusion | $15,854,025 | ExclusionAmount |
Income From Invest Bond Proceeds IncomeFromInvestBondProceeds
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 966393 | TotalRevenueColumn |
| Exclusion | $966,393 | ExclusionAmount |
Royalties Revenue RoyaltiesRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Gross Rents GrossRents
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | 448291 | Real |
Less Rental Expenses LessRentalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | 1613116 | Real |
Rental Income Or Loss RentalIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | -1164825 | Real |
| Personal | 0 | Personal |
Net Rental Income Or Loss NetRentalIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | -1164825 | TotalRevenueColumn |
| Exclusion | -$1,164,825 | ExclusionAmount |
Gross Amount Sales Assets GrossAmountSalesAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 285661741 | Securities |
| Other | 1215663 | Other |
Less Cost Oth Basis Sales Expenses LessCostOthBasisSalesExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 270083464 | Securities |
| Other | 1834308 | Other |
Gain Or Loss GainOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | 15578277 | Securities |
| Other | -618645 | Other |
Net Gain Or Loss Investments NetGainOrLossInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 14959632 | TotalRevenueColumn |
| Exclusion | $14,959,632 | ExclusionAmount |
Net Income From Fundraising Events NetIncomeFromFundraisingEvents
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Net Income From Gaming NetIncomeFromGaming
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Net Income Or Loss NetIncomeOrLoss
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 0 | TotalRevenueColumn |
Other Revenue Misc OtherRevenueMisc (3 entries)
| DescriptionDescription | Business CodeBusinessCode | Total Revenue ColumnTotalRevenueColumn | Unrelated Business RevenueUnrelatedBusinessRevenue | ExclusionExclusionAmount | Related Or Exempt Function IncomeRelatedOrExemptFunctionIncome |
|---|---|---|---|---|---|
| DINING SERVICES REVENUE | 722100 | 1752878 | 149 | $1,752,729 | |
| PARKING RAMP REVENUE | 812930 | 770610 | $770,610 | ||
| All other revenue | 900099 | 450359 | 64575 | 385784 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Other Revenue | 2973847 | TotalOtherRevenue |
Total Revenue TotalRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | 218449064 | TotalRevenueColumn |
| Related Or Exempt Function Income | 182988099 | RelatedOrExemptFunctionIncome |
| Unrelated Business Revenue | 1869382 | UnrelatedBusinessRevenue |
| Exclusion | $33,138,564 | ExclusionAmount |
Grants To Domestic Orgs GrantsToDomesticOrgs
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 278340 | Total |
| Program Services | 278340 | ProgramServices |
Grants To Domestic Individuals GrantsToDomesticIndividuals
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Foreign Grants ForeignGrants
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Benefits To Members BenefitsToMembers
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Comp Current Officers Directors CompCurrentOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 6002896 | Total |
| Program Services | 3001448 | ProgramServices |
| Management And General | 3001448 | ManagementAndGeneral |
Comp Disqual Persons CompDisqualPersons
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Other Salaries And Wages OtherSalariesAndWages
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 55736869 | Total |
| Program Services | 23744970 | ProgramServices |
| Management And General | 31991899 | ManagementAndGeneral |
Pension Plan Contributions PensionPlanContributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2416765 | Total |
| Program Services | 1012653 | ProgramServices |
| Management And General | 1404112 | ManagementAndGeneral |
Other Employee Benefits OtherEmployeeBenefits
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 14639637 | Total |
| Program Services | 4424110 | ProgramServices |
| Management And General | 10215527 | ManagementAndGeneral |
Payroll Taxes PayrollTaxes
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 4170528 | Total |
| Program Services | 1626913 | ProgramServices |
| Management And General | 2543615 | ManagementAndGeneral |
Fees For Services Management FeesForServicesManagement
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Fees For Services Legal FeesForServicesLegal
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1904458 | Total |
| Management And General | 1904458 | ManagementAndGeneral |
Fees For Services Accounting FeesForServicesAccounting
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 631738 | Total |
| Management And General | 631738 | ManagementAndGeneral |
Fees For Services Lobbying FeesForServicesLobbying
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 63656 | Total |
| Management And General | 63656 | ManagementAndGeneral |
Fees For Services Prof Fundraising FeesForServicesProfFundraising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Fees For Services Invst Mgmnt Fees FeesForServicesInvstMgmntFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 1493631 | Total |
| Management And General | 1493631 | ManagementAndGeneral |
Fees For Services Other FeesForServicesOther
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 11628595 | Total |
| Program Services | 6192056 | ProgramServices |
| Management And General | 5436539 | ManagementAndGeneral |
Advertising Advertising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2131035 | Total |
| Program Services | 32853 | ProgramServices |
| Management And General | 2098182 | ManagementAndGeneral |
Office Expenses OfficeExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 10511894 | Total |
| Program Services | 4126191 | ProgramServices |
| Management And General | 6385703 | ManagementAndGeneral |
Information Technology InformationTechnology
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 8274479 | Total |
| Program Services | 3331044 | ProgramServices |
| Management And General | 4943435 | ManagementAndGeneral |
Royalties Royalties
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Occupancy Occupancy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 6887076 | Total |
| Program Services | 2550979 | ProgramServices |
| Management And General | 4336097 | ManagementAndGeneral |
Travel Travel
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 433830 | Total |
| Program Services | 82242 | ProgramServices |
| Management And General | 351588 | ManagementAndGeneral |
Travel Entrtnmnt Public Officials TravelEntrtnmntPublicOfficials
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Conferences Meetings ConferencesMeetings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 380101 | Total |
| Program Services | 168155 | ProgramServices |
| Management And General | 211946 | ManagementAndGeneral |
Interest Interest
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 20117613 | Total |
| Program Services | 20117613 | ProgramServices |
Payments To Affiliates PaymentsToAffiliates
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Depreciation Depletion DepreciationDepletion
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 27175493 | Total |
| Program Services | 24431422 | ProgramServices |
| Management And General | 2744071 | ManagementAndGeneral |
Insurance Insurance
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2949867 | Total |
| Program Services | 1011465 | ProgramServices |
| Management And General | 1938402 | ManagementAndGeneral |
Other Expenses OtherExpenses (4 entries)
| DescriptionDescription | TotalTotal | Program ServicesProgramServices | Management And GeneralManagementAndGeneral |
|---|---|---|---|
| INTERNAL SUPPORT SVCS FEES | 14288887 | 4503663 | 9785224 |
| REAL ESTATE TAXES | 828843 | 828843 | |
| PATIENT CARE SUPPLIES | 1731563 | 1731563 | |
| FEDERAL & STATE TAXES | 47243 | 47243 |
All Other Expenses AllOtherExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 2213628 | Total |
| Program Services | 17174 | ProgramServices |
| Management And General | 2196454 | ManagementAndGeneral |
Total Functional Expenses TotalFunctionalExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 196938665 | Total |
| Program Services | 102384854 | ProgramServices |
| Management And General | 94553811 | ManagementAndGeneral |
| Fundraising | 0 | Fundraising |
Cash Non Interest Bearing CashNonInterestBearing
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 70 | BOY |
| EOY | 0 | EOY |
Savings And Temp Cash Investments SavingsAndTempCashInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 16052772 | BOY |
| EOY | 58413873 | EOY |
Pledges And Grants Receivable PledgesAndGrantsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Accounts Receivable AccountsReceivable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 226194 | EOY |
Receivables From Officers Etc ReceivablesFromOfficersEtc
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Receivables From Disqual Persons ReceivablesFromDisqualPersons
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Other Notes Loans Receivable Net OtherNotesLoansReceivableNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Inventories For Sale Or Use InventoriesForSaleOrUse
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 3181700 | BOY |
| EOY | 3265261 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Buildings Equipment Basis | 727429733 | LandBuildingsEquipmentBasis |
| Land Bldg Equipment Accum Deprec | 328233535 | LandBldgEquipmentAccumDeprec |
Land Buildings Equipment Basis Net LandBuildingsEquipmentBasisNet
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 336096146 | BOY |
| EOY | 399196198 | EOY |
Investments Pub Traded Securities InvestmentsPubTradedSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 735687796 | BOY |
| EOY | 715901486 | EOY |
Investments Other Securities InvestmentsOtherSecurities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 24746996 | BOY |
| EOY | 36281761 | EOY |
Investments Program Related InvestmentsProgramRelated
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 5640300 | BOY |
| EOY | 5739639 | EOY |
Intangible Assets IntangibleAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Other Assets Total OtherAssetsTotal
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 14595239 | BOY |
| EOY | 26973357 | EOY |
Total Assets TotalAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1136001019 | BOY |
| EOY | 1245997769 | EOY |
Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 31902330 | BOY |
| EOY | 30169895 | EOY |
Grants Payable GrantsPayable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Deferred Revenue DeferredRevenue
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Tax Exempt Bond Liabilities TaxExemptBondLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 574623086 | BOY |
| EOY | 568159793 | EOY |
Escrow Account Liability EscrowAccountLiability
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Loans From Officers Directors LoansFromOfficersDirectors
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Mort Notes Pybl Secured Invest Prop MortNotesPyblSecuredInvestProp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Unsecured Notes Loans Payable UnsecuredNotesLoansPayable
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Other Liabilities OtherLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 64059389 | BOY |
| EOY | 68709676 | EOY |
Total Liabilities TotalLiabilities
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 670584805 | BOY |
| EOY | 667039364 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Follow SFAS117 | X | FollowSFAS117 |
Unrestricted Net Assets UnrestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 465416214 | BOY |
| EOY | 578958405 | EOY |
Temporarily Restricted Net Assets TemporarilyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Permanently Restricted Net Assets PermanentlyRestrictedNetAssets
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 0 | BOY |
| EOY | 0 | EOY |
Total Net Assets Fund Balances TotalNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 465416214 | BOY |
| EOY | 578958405 | EOY |
Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | 1136001019 | BOY |
| EOY | 1245997769 | EOY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | X | InfoInScheduleOPartXI |
| Reconcilation Revenue Expenses | 21510399 | ReconcilationRevenueExpenses |
| Reconciliation Unrealized Invest | 28917747 | ReconciliationUnrealizedInvest |
| Reconcilation Other Changes | 63114045 | ReconcilationOtherChanges |
| Method Of Accounting Accrual | X | MethodOfAccountingAccrual |
| Accountant Compile Or Review | false | AccountantCompileOrReview |
| FS Audited | true | FSAudited |
FS Audited Basis FSAuditedBasis
| Field | Value | IRS element (for citing) |
|---|---|---|
| Financial Statement Consolidated | X | FinancialStatementConsolidated |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Audit Committee | true | AuditCommittee |
| Federal Grant Audit Required | false | FederalGrantAuditRequired |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Supporting Organization509a3 | X | SupportingOrganization509a3 |
| Supporting Org509a3 Type2 | X | SupportingOrg509a3Type2 |
| Certification Checkbox | X | CertificationCheckbox |
| Contrib By Controlling Individual | false | ContribByControllingIndividual |
| Contribution By Related Party | false | ContributionByRelatedParty |
| Contrib By35 Controlled Entity | false | ContribBy35ControlledEntity |
Supported Org Information SupportedOrgInformation (5 entries)
| EINEIN | Type Of OrganizationTypeOfOrganization | Listed In Governing DocListedInGoverningDoc | Supported Organization NotifiedSupportedOrganizationNotified | Organized In USOrganizedInUS | AmountAmount |
|---|---|---|---|---|---|
| THE CARLE FOUNDATION HOSPITAL | |||||
| 371119538 | 03 | true | true | true | $278,340 |
| CARLE HEALTH CARE INCORPORATED | |||||
| 371140016 | 09 | true | true | true | $0 |
| THE CARLE DEVELOPMENT FOUNDATION | |||||
| 371159978 | 07 | true | true | true | $0 |
| CARLE RETIREMENT CENTERS INC | |||||
| 371160033 | 09 | true | true | true | $0 |
| HOOPESTON COMMUNITY MEMORIAL HOSPITAL | |||||
| 363637465 | 03 | true | true | true | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Number Of Supported Orgs | 5 | TotalNumberOfSupportedOrgs |
| Sum Of Amounts | 278340 | SumOfAmounts |
Schedule B IRS990ScheduleB
Contributor Info ContributorInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number | RESTRICTED | ContributorNumber |
Contributor Name Business ContributorNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor Address US ContributorAddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Aggregate Contributions | RESTRICTED | AggregateContributions |
Schedule C IRS990ScheduleC
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grassroots Lobbying | TotalGrassrootsLobbying | |
| Total Direct Lobbying | TotalDirectLobbying | |
| Total Lobbying Expenditures | TotalLobbyingExpenditures | |
| Other Exempt Purpose Expenditures | OtherExemptPurposeExpenditures | |
| Total Exempt Purpose Expenditures | TotalExemptPurposeExpenditures | |
| Lobbying Nontaxable | LobbyingNontaxableAmount | |
| Grassroots Nontaxable | GrassrootsNontaxableAmount | |
| Tot Lobbying Grassroot Minus Non Tx | TotLobbyingGrassrootMinusNonTx | |
| Tot Lobby Expend Mns Lobbying Nontx | TotLobbyExpendMnsLobbyingNontx | |
| Volunteers | false | Volunteers |
| Paid Staff Or Management | true | PaidStaffOrManagement |
| Media Advertisements | false | MediaAdvertisements |
| Mailings Members | true | MailingsMembers |
| Mailings Members | $50 | MailingsMembersAmount |
| Publications Or Broadcast | false | PublicationsOrBroadcast |
| Grants Other Organizations | false | GrantsOtherOrganizations |
| Direct Contact Legislators | true | DirectContactLegislators |
| Direct Contact Legislators | $63,656 | DirectContactLegislatorsAmount |
| Rallies Demonstrations | false | RalliesDemonstrations |
| Other Activities | false | OtherActivities |
| Total Lobbying Expenditures IIB | 63706 | TotalLobbyingExpendituresIIB |
| Not Described In501c3 | false | NotDescribedIn501c3 |
Form990 Schedule C Part IV Form990ScheduleCPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | Schedule C Supplemental Information | Identifier |
| Return Reference | Schedule C, Part II-B, Lines 1d and 1g | ReturnReference |
| Explanation | In November 2010, The Carle Foundation hired on staff a person whose primary duties include Government Relations. Approximately 20% of this person's time is estimated to be spent on direct lobbying activities. Direct lobbying efforts include discussions with members of the Illinois General Assembly, Congress, and their respective staffs. In-person and telephonic conversations primarily revolve around health care policy making, the appropriations process, and the impact of proposed legislation on the operations of The Carle Foundation and its related organizations. Occasional correspondance with the elected officials and their staff members occurs via standard mail and e-mail. In addition, The Foundation has a contract professional to provide consulting services for the Foundation. As a portion of the contractor's duties, the contractor interacts with governmental officials on behalf of the Foundation. | Explanation |
Schedule D IRS990ScheduleD
| Field | Value | IRS element (for citing) |
|---|---|---|
| Art Public Exhibition Amts | ArtPublicExhibitionAmts | |
| Held Works Of Art Amts | HeldWorksOfArtAmts | |
| Current Year Minus3 Years | CurrentYearMinus3Years | |
| Current Year Minus4 Years | CurrentYearMinus4Years |
Land Land
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 22023893 | OtherCostOrOtherBasis |
| Book Value | 22023893 | BookValue |
Buildings Buildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 386245395 | OtherCostOrOtherBasis |
| Depreciation | 175288103 | Depreciation |
| Book Value | 210957292 | BookValue |
Leasehold Improvements LeaseholdImprovements
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 7165493 | OtherCostOrOtherBasis |
| Depreciation | 5662452 | Depreciation |
| Book Value | 1503041 | BookValue |
Equipment Equipment
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 175134187 | OtherCostOrOtherBasis |
| Depreciation | 136851152 | Depreciation |
| Book Value | 38283035 | BookValue |
Other Land Buildings OtherLandBuildings
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | 136860765 | OtherCostOrOtherBasis |
| Depreciation | 10431828 | Depreciation |
| Book Value | 126428937 | BookValue |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Book Value Land Buildings | 399196198 | TotalOfBookValueLandBuildings |
| Federal Income Tax Liability | 0 | FederalIncomeTaxLiability |
Other Liabilities OtherLiabilities (8 entries)
| DescriptionDescription | AmountAmount |
|---|---|
| CURRENT PORTION OF LT DEBT | $320,365 |
| INTEREST PAYABLE 2009 | $1,275,755 |
| INTEREST PAYABLE 2011A | $5,242,302 |
| ACCRUED HEALTH INSURANCE | $10,914,045 |
| INTEREST RATE SWAP | $22,827,890 |
| ASSET RETIREMENT OBLIGATION | $6,552,329 |
| LIABILITY FOR UNASSERTED CLAIM | $13,201,057 |
| 457(F) PLAN PAYABLE | $8,375,933 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Of Amounts | 68709676 | TotalOfAmounts |
| Footnote In Part XIII | X | FootnoteInPartXIII |
Form990 Schedule D Part XIII Form990ScheduleDPartXIII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | SCHEDULE D FIN48 FOOTNOTE | Identifier |
| Return Reference | SCHEDULE D, PART X, LINE 2 | ReturnReference |
| Explanation | The Foundation adopted the guidance for accounting for uncertainty in income taxes on July 1, 2007. This guidance clarifies the accounting for uncertainty in income taxes recognized in an organization's financial statement. The guidance prescribes a more-likely-than-not recognition threshold and measurement attribute for financial statement recognition of a tax position taken or expected to be taken. Amounts requiring recognition under tax accounting guidance is reflected as a liability for uncertain tax benefits along with any associated interest and penalties that would be payable to the taxing authorities upon examination. There are no uncertain tax benefits identified or recorded as a liability as of December 31, 2012 and December 31, 2011. | Explanation |
Schedule F IRS990ScheduleF
Accts Actvs Out US Table AcctsActvsOutUSTable (3 entries)
| RegionRegion | Type Of Activities ConductedTypeOfActivitiesConducted | Specific Services ProvidedSpecificServicesProvided | Total ExpendituresTotalExpenditures |
|---|---|---|---|
| Central America and the Caribbean | Program Services | SELF INSURANCE-INVEST | 131172695 |
| Central America and the Caribbean | Program Services | SELF INSURANCE-EXP | 3107500 |
| North America | Investments | 339985 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Subtotal Amount Spent | 134620180 | SubtotalAmountSpent |
| Total Amount Spent | 134620180 | TotalAmountSpent |
| Transfer To Foreign Corp | true | TransferToForeignCorp |
| Interest In Foreign Trust | false | InterestInForeignTrust |
| Own Foreign Corp | true | OwnForeignCorp |
| Passive Foreign Invest Co | false | PassiveForeignInvestCo |
| Foreign Partnership | true | ForeignPartnership |
| Boycott Countries | false | BoycottCountries |
Form990 Schedule F Part V Form990ScheduleFPartV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | SCHEDULE F, SUPPLEMENTAL INFORMATION | Identifier |
| Return Reference | PART I, LINE 3 | ReturnReference |
| Explanation | CENTRAL AMERICA / CARRIBEAN HEALTH SYSTEMS INSURANCE, LIMITED INVESTMENT: 131,172,695. | Explanation |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Records Maintained | false | RecordsMaintained |
Recipient Table RecipientTable
Recipient Name Business RecipientNameBusiness
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE CARLE FOUNDATION HOSPITAL | BusinessNameLine1 |
Address US AddressUS
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 611 W PARK ST | AddressLine1 |
| City | URBANA | City |
| State | IL | State |
| ZIP Code | 61801 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN Of Recipient | 371119538 | EINOfRecipient |
| IRC Section | 501(C)(3) | IRCSection |
| Amount Of Cash Grant | 278340 | AmountOfCashGrant |
| Purpose Of Grant | INTERNAL FUNDING | PurposeOfGrant |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Nbr Of501 C3 And Govt Grants | 1 | TotalNbrOf501C3AndGovtGrants |
Form990 Schedule I Part IV Form990ScheduleIPartIV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | Form 990, Schedule I | Identifier |
| Return Reference | Description of Organization's Procedures for Monitoring the Use of Grants | ReturnReference |
| Explanation | The grants were made to a related affiliate, The Carle Foundation Hospital. The grants were made to support the organization's mission for meeting the needs of the community we serve. | Explanation |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| First Class Or Charter Travel | X | FirstClassOrCharterTravel |
| Written Policy Re T And E Expenses | false | WrittenPolicyReTAndEExpenses |
| Substantiation Required | true | SubstantiationRequired |
| Compensation Committee | X | CompensationCommittee |
| Independent Consultant | X | IndependentConsultant |
| Written Employment Contract | X | WrittenEmploymentContract |
| Compensation Survey | X | CompensationSurvey |
| Board Or Committee Approval | X | BoardOrCommitteeApproval |
| Severance Payment | true | SeverancePayment |
| Supplemental Nonqual Retire Plan | true | SupplementalNonqualRetirePlan |
| Equity Based Comp Arrangement | false | EquityBasedCompArrangement |
| Comp Based On Revenue Of Filing Org | false | CompBasedOnRevenueOfFilingOrg |
| Comp Based On Revenue Related Orgs | false | CompBasedOnRevenueRelatedOrgs |
| Comp Based Net Earnings Filing Org | false | CompBasedNetEarningsFilingOrg |
| Comp Based Net Earnings Relate Orgs | false | CompBasedNetEarningsRelateOrgs |
| Any Non Fixed Payments | true | AnyNonFixedPayments |
| Initial Contract Exception | false | InitialContractException |
Form990 Schedule J Part II Form990ScheduleJPartII (18 entries)
| TitleTitle | Base Compensation Filing OrgBaseCompensationFilingOrg | Comp Based On Related OrgsCompBasedOnRelatedOrgs | Bonus Filing OrgBonusFilingOrg | Bonus Related OrgsBonusRelatedOrgs | Other Compensation Filing OrgOtherCompensationFilingOrg | Other Compensation Related OrgsOtherCompensationRelatedOrgs | Deferred Comp Filing OrgDeferredCompFilingOrg | Deferred Comp Related OrgsDeferredCompRelatedOrgs | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg | Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs | Total Compensation Filing OrgTotalCompensationFilingOrg | Total Compensation Related OrgsTotalCompensationRelatedOrgs | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrg | Comp Report Prior990 Related OrgsCompReportPrior990RelatedOrgs |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Cora E Musial Phd MD | ||||||||||||||
| Secretary/Treasurer of Board | 0 | 263804 | 0 | 0 | 0 | 14798 | 0 | 20298 | 0 | 5227 | 0 | 304127 | 0 | 0 |
| Kenneth Aronson MD | ||||||||||||||
| Trustee | 0 | 300815 | 0 | 0 | 0 | 3898 | 0 | 20298 | 0 | 13582 | 0 | 338593 | 0 | 0 |
| Matthew Gibb MD | ||||||||||||||
| Trustee | 0 | 718480 | 0 | 29913 | 0 | 6427 | 0 | 20298 | 0 | 2341 | 0 | 777459 | 0 | 0 |
| Paul Tender MD | ||||||||||||||
| Trustee | 0 | 439965 | 0 | 12659 | 0 | 3393 | 0 | 20298 | 0 | 13146 | 0 | 489461 | 0 | 0 |
| James C Leonard MD | ||||||||||||||
| Ex-Officio, President & CEO | 877544 | 0 | 291898 | 0 | 40814 | 0 | 384427 | 0 | 15520 | 0 | 1610203 | 0 | 0 | 0 |
| R Bruce Wellman MD | ||||||||||||||
| Ex-Officio, CEO of CPG | 715548 | 0 | 206167 | 0 | 26144 | 0 | 296717 | 0 | 11274 | 0 | 1255850 | 0 | 0 | 0 |
| John Snyder | ||||||||||||||
| Exec VP & COO | 570002 | 0 | 135448 | 0 | 44790 | 0 | 220201 | 0 | 19763 | 0 | 990204 | 0 | 0 | 0 |
| Dennis Hesch | ||||||||||||||
| Exec VP & CFO | 443192 | 0 | 110434 | 0 | 20308 | 0 | 173391 | 0 | 20361 | 0 | 767686 | 0 | 0 | 0 |
| Philip Kubow | ||||||||||||||
| SVP Human Resources | 174973 | 0 | 64591 | 0 | 193885 | 0 | 371363 | 0 | 18687 | 0 | 823499 | 0 | 0 | 0 |
| Richard Rinehart | ||||||||||||||
| Chief Information Officer | 257343 | 0 | 36416 | 0 | 2864 | 0 | 70403 | 0 | 20958 | 0 | 387984 | 0 | 0 | 0 |
| Scott Harding | ||||||||||||||
| VP-Facilities and Support SvcS | 217580 | 0 | 31152 | 0 | 6806 | 0 | 60834 | 0 | 22377 | 0 | 338749 | 0 | 0 | 0 |
| Napoleon Knight | ||||||||||||||
| VP/Assoc Med Dir Quality | 680974 | 0 | 51828 | 0 | 8509 | 0 | 112665 | 0 | 26864 | 0 | 880840 | 0 | 0 | 0 |
| Joseph Barkmeier MD | ||||||||||||||
| Med Dir, Strat Devel/Diag | 463993 | 0 | 31169 | 0 | 6870 | 0 | 29549 | 0 | 11918 | 0 | 543499 | 0 | 0 | 0 |
| Laurence Fallon | ||||||||||||||
| SVP Legal Affairs | 348964 | 0 | 63754 | 0 | 32910 | 0 | 112763 | 0 | 20628 | 0 | 579019 | 0 | 22550 | 0 |
| John Stoll MD | ||||||||||||||
| VP/Sr Medical Director | 313786 | 0 | 47154 | 0 | 11483 | 0 | 99646 | 0 | 8764 | 0 | 480833 | 0 | 0 | 0 |
| William Schuh MD | ||||||||||||||
| Chief Medical Info Officer | 310452 | 0 | 46379 | 0 | 12049 | 0 | 99315 | 0 | 18477 | 0 | 486672 | 0 | 0 | 0 |
| Kirk Moberg | ||||||||||||||
| Exec VP & CMO-former | 0 | 0 | 108340 | 0 | 720190 | 0 | 610015 | 0 | 20276 | 0 | 1458821 | 0 | 229331 | 0 |
| Robert Tonkinson | ||||||||||||||
| SVP & CFO-former | 0 | 0 | 0 | 0 | 178466 | 0 | 0 | 0 | 0 | 0 | 178466 | 0 | 178466 | 0 |
Form990 Schedule J Part III Form990ScheduleJPartIII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | Supplemental Compensation Information | Identifier |
| Return Reference | FORM 990, SCHEDULE J, PART 1, QUESTION 1A | ReturnReference |
| Explanation | IN 2012, EIGHT EMPLOYEES INCLUDING JOHN SNYDER (EXEC VP & COO), RICK RINEHART (VP INFORMATION TECHNOLOGY & CIO), AND DR. MATTHEW GIBB (MEDICAL DIRECTOR HEART & VASCULAR INSTITUTE) WERE PASSENGERS ON A ONE DAY CHARTERED FLIGHT. THE TRAVEL PROVIDED A MORE COST EFFICIENT OPPORTUNITY FOR THE ORGANIZATION TO SEND THIS GROUP OF INDIVIDUALS TO COLLECTIVELY OBSERVE A SOFTWARE APPLICATION WHICH SUPPORTS CARDIOVASCULAR CLINICAL SERVICES. CONSISTENT WITH THE ORGANIZATION'S CORPORATE POLICY, THE EXPENSE ASSOCIATED WITH THE FLIGHT WAS APPROVED BY THE ORGANIZATION'S CEO. THIS TRAVEL WAS NOT TREATED AS TAXABLE COMPENSATION TO THE PASSSENGERS AS NO PERSONAL BENEFIT RESULTED. FORM 990, SCHEDULE J, PART 1, QUESTION 3 THE BOARD OF TRUSTEES OF THE CARLE FOUNDATION, THROUGH ITS COMPENSATION COMMITTEE COMPRISED OF INDEPENDENT MEMBERS FREE OF CONFLICT, ANNUALLY REVIEWS EXECUTIVE COMPENSATION LEVELS AND ESTABLISHES APPROPRIATE SALARY RANGES AND OTHER FEATURES OF THE COMPENSATION PLAN IN ACCORDANCE WITH THE ORGANIZATION'S APPROVED COMPENSATION PHILOSOPHY AND STRATEGY: *THE COMMITTEE IS COMPRISED OF MEMBERS OF THE BOARD OF TRUSTEES, WHO ARE INDEPENDENT OF THE CARLE FOUNDATION MANAGEMENT, HAVE NO PERSONAL INTEREST IN THE COMPENSATION ARRANGEMENTS, ARE NOT RELATED TO, OR UNDER THE CONTROL OF ANY INDIVIDUAL WHOSE COMPENSATION ARRANGEMENT IS BEING REVIEWED, AND HAVE NO MATERIAL BUSINESS RELATIONSHIP WITH THE CARLE FOUNDATION. *THE CHIEF EXECUTIVE OFFICER'S COMPENSATION IS DETERMINED BY THE COMPENSATION COMMITTEE IN RELATION TO APPROPRIATE COMPARABILITY DATA. COMPENSATION FOR OTHER MEMBERS OF THE EXECUTIVE STAFF IS DEVELOPED BY THE CEO, EVALUATED AGAINST MARKET DATA, AND REVIEWED AND APPROVED BY THE COMMITTEE. *THE COMMITTEE APPROVES ALL COMPENSATION DECISIONS IN ADVANCE OF THEIR IMPLEMENTATION AND DOCUMENTS ITS DETERMINATIONS AND DISCUSSIONS. *THE COMPENSATION COMMITTEE USES A NUMBER OF EXTERNAL RESOURCES AND COMPARISONS, AND ITS ANALYSIS INCLUDES TOTAL COMPENSATION (CASH COMPENSATION PLUS BENEFITS PROVIDED BY THE CARLE FOUNDATION) IN RELATION TO ORGANIZATIONAL PERFORMANCE AND PREVAILING INDUSTRY PRACTICES FOR LIKE RESPONSIBILITIES AT COMPARABLY-SIZED ORGANIZATIONS. THE COMMITTEE HAS ENGAGED THE SERVICES OF A COMPENSATION CONSULTING FIRM SPECIALIZING IN THE NOT-FOR-PROFIT SECTOR WHICH HAS WORKED WITH THE CARLE FOUNDATION AND REPORTS DIRECTLY TO THE COMPENSATION COMMITTEE. FORM 990, SCHEDULE J, PART 1, QUESTION 4A THE FOLLOWING TWO EMPLOYEES RECEIVED THE NOTED AMOUNT OF SEVERANCE PAY DURING CALENDAR YEAR 2012; PHILIP KUBOW-$146,566 AND KIRK MOBERG-$490,797. FORM 990, SCHEDULE J, PART I, QUESTION 4B -IN 2012, PARTICIPANTS IN THE 457(F) PLAN OFFERED BY THE CARLE FOUNDATION INCLUDED JAMES C. LEONARD, MD, JOHN SNYDER, R. BRUCE WELLMAN, MD, DENNIS HESCH, JOHN STOLL, MD, JOSEPH BARKMEIER, MD, KIRK MOBERG, MD, LAURENCE FALLON, NAPOLEON KNIGHT, MD, PHILIP KUBOW, R. BRUCE WELLMAN, MD, RICHARD RINEHART, SCOTT HARDING, AND WILLIAM SCHUH, MD. -IN 2012, PAYMENTS FROM THE 457(F) PLAN WERE PAID TO KIRK MOBERG, MD ($195,848), ROBERT TONKINSON ($178,466) AND LAURENCE FALLON ($22,550). FORM 990, SCHEDULE J, PART 1, QUESTION 7 PART OF THE OVERALL EMPLOYEES' COMPENSATION PROGRAM INCLUDES AN INCENTIVE COMPONENT THAT COVERS MOST EMPLOYEES AND IS DESIGNED TO ENCOURAGE AND PROMOTE THE ACHIEVEMENT OF CERTAIN QUALITY, OPERATIONAL, AND EFFICIENCY IMPROVEMENTS. ALTHOUGH THIS INCENTIVE COMPONENT IS BASED ON THE ORGANIZATION MEETING CERTAIN MINIMUM FINANCIAL THRESHOLDS, ALL PAYMENTS MUST BE APPROVED BY THE BOARD OF DIRECTORS PRIOR TO ANY INCENTIVE PAYOUT. | Explanation |
Schedule K IRS990ScheduleK
Form990 Schedule K Part I Form990ScheduleKPartI (3 entries)
| Bond ReferenceBondReferenceCd | Issuer EINIssuerEIN | CUSIP NumberCUSIPNumber | Date IssuedDateIssued | Issue PriceIssuePrice | Description Of PurposeDescriptionOfPurpose | DefeasedDefeased | On Behalf Of IssuerOnBehalfOfIssuer | Pool FinancingPoolFinancing |
|---|---|---|---|---|---|---|---|---|
| ILLINOIS FINANCE AUTHORITY | ||||||||
| A | 861091967 | 45200FVH9 | 2009-03-18 | 240717712 | Constr of Facility & ref prior iss | false | false | false |
| Illinois Finance Authority | ||||||||
| B | 861091967 | 45203HBT8 | 2011-05-19 | 233719141 | Constr of Facility & ref prior iss | false | false | false |
| Illinois Finance Authority | ||||||||
| C | 861091967 | 2011-06-16 | 100000000 | Constr of Facility & ref prior iss | false | false | false | |
Form990 Schedule K Part II Form990ScheduleKPartII (3 entries)
| Bond ReferenceBondReferenceCd | Amount RetiredAmountRetired | Amount Bond DefeasedAmountBondDefeased | Total ProceedsTotalProceeds | Amount In Reserve FundAmountInReserveFund | Capitalized InterestCapitalizedInterest | Refunding EscrowRefundingEscrow | Issuance Costs From ProceedsIssuanceCostsFromProceeds | Credit EnhancementCreditEnhancement | Working Capital ExpendituresWorkingCapitalExpenditures | Capital ExpendituresCapitalExpenditures | Other Spent ProceedsOtherSpentProceeds | Amount UnspentAmountUnspent | Year Of Subst CompletionYearOfSubstCompletion | Current RefundingCurrentRefunding | Advance RefundingAdvanceRefunding | Final Allocation MadeFinalAllocationMade | Adequate Books And Recds MaintaindAdequateBooksAndRecdsMaintaind |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| A | 17480000 | 0 | 240723013 | 0 | 0 | 0 | 2482257 | 543040 | 0 | 19958620 | 217739096 | 0 | 2010 | true | false | true | true |
| B | 0 | 0 | 234397034 | 0 | 14717984 | 0 | 0 | 860364 | 0 | 120238614 | 24612281 | 73967792 | true | false | false | true | |
| C | 0 | 0 | 100343863 | 0 | 1352877 | 0 | 0 | 0 | 0 | 51429223 | 10484515 | 37077247 | true | false | false | true |
Form990 Schedule K Part III Form990ScheduleKPartIII (3 entries)
| Bond ReferenceBondReferenceCd | Owning Bond Financed PropertyOwningBondFinancedProperty | Any Lease ArrangementsAnyLeaseArrangements | Mngment Cntrct Bond Financd PrprtyMngmentCntrctBondFinancdPrprty | Any Research AgreementsAnyResearchAgreements | Engage Bond Counsel ResearchEngageBondCounselResearch | Prcntge Prvt Business Use By OthersPrcntgePrvtBusinessUseByOthers | Total Private Business UseTotalPrivateBusinessUse | Bond Iss Meet Prvt Security Pay TestBondIssMeetPrvtSecurityPayTest | Change In Use Bond Financed PropChangeInUseBondFinancedProp | Remedial Action TakenRemedialActionTaken | Non Qualified Bond Remed ProcdrsNonQualifiedBondRemedProcdrs | Percentage Of Prvt Business Re UBIPercentageOfPrvtBusinessReUBI |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| A | false | false | false | true | true | 0.00001 | 0.00001 | false | false | false | true | |
| B | false | false | false | true | true | 0.00000 | 0.00000 | false | false | false | true | 0.00000 |
| C | false | false | false | true | true | 0.00000 | 0.00000 | false | false | false | true | 0.00000 |
Form990 Schedule K Part IV Form990ScheduleKPartIV (3 entries)
| Bond ReferenceBondReferenceCd | Form8038 T FiledForm8038TFiled | Rebate Not Due YetRebateNotDueYet | Exception To RebateExceptionToRebate | No Rebate DueNoRebateDue | Variable Rate IssueVariableRateIssue | Hedge Identified In Books And RecdsHedgeIdentifiedInBooksAndRecds | Gross Proceeds Invested In GICGrossProceedsInvestedInGIC | Business Name Line1NameOfGICProvider/BusinessNameLine1 | Gross Proceeds InvestedGrossProceedsInvested | Written Proc To Monitor ReqsWrittenProcToMonitorReqs |
|---|---|---|---|---|---|---|---|---|---|---|
| 0 | ||||||||||
| A | false | false | true | true | true | false | false | 0 | false | true |
| 0 | ||||||||||
| B | false | true | true | false | false | false | false | 0 | false | true |
| 0 | ||||||||||
| C | false | true | true | false | true | false | false | 0 | false | true |
Form990 Schedule K Part V Form990ScheduleKPartV (3 entries)
| Bond ReferenceBondReferenceCd | Proc To Undertk Corrective ActionProcToUndertkCorrectiveAction |
|---|---|
| A | true |
| B | true |
| C | true |
Form990 Schedule K Part VI Form990ScheduleKPartVI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | SEE PART VI | Identifier |
| Return Reference | 0 | ReturnReference |
| Explanation | Part I, Line A, Column (f) - Construct Facility & refund prior issues (6/9/98, 7/1/98, 11/10/04) Part I, Line B, Column (f) - Construct Facility & refund prior issues (7/15/05, 11/7/08, 3/10/10) Part I, Line C, Column (f) - Construct Facility & refund prior issues (7/15/05, 11/7/08, 3/10/10) Part II, Line 3 - The total proceeds do not agree to the issue price in Part I, Column (e) due to interest earnings. Part IV, Line 7, Column A - Written procedures to monitor the requirements of section 148 were adopted in October 2009. Instructions specify only to answer yes if the procedures applied to the bond issue during the 12-month period used to report on the bond issue. Part IV, Arbitrage, Line 2c: (A) Issuer Name: Illinois Finance Authority, Date the Rebate Computation was Performed: 09/18/2010 Note regarding the rebate computation: Since the bond proceeds have been spent, a spending exception was met, and the debt service fund was operated on a bona fide basis so no further rebate calculations were necessary. | Explanation |
Schedule L IRS990ScheduleL
Form990 Schedule L Part IV Form990ScheduleLPartIV (2 entries)
| RelationshipRelationship | Amount Of TransactionAmountOfTransaction | Description Of TransactionDescriptionOfTransaction | Sharing Of RevenuesSharingOfRevenues |
|---|---|---|---|
| TILE SPECIALISTS INC | |||
| SEE PART V | 167220 | SEE PART V | false |
| FIRST BUSEY CORP | |||
| SEE PART V | 400500 | SEE PART V | false |
Form990 Schedule L Part V Form990ScheduleLPartV
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | RELATIONSHIP BETWEEN INTERESTED PERSON AND THE ORGANIZATION | Identifier |
| Return Reference | FORM 990, SCHEDULE L, PART IV, COLUMN B | ReturnReference |
| Explanation | * IMMEDIATE PAST CHAIR, MARTY SMITH, HAD MORE THAN A 5% OWNERSHIP IN TILE SPECIALISTS, INC. * DONNA GREENE, BOARD MEMBER, IS A BOARD MEMBER OF BUSEY WEALTH MANAGEMENT, INC. AND ITS WHOLLY-OWNED SUBSIDIARIES, BUSEY TRUST COMPANY AND BUSEY CAPITAL MANAGEMENT, INC. (BUSEY WEALTH MANAGEMENT, INC. IS A WHOLLY-OWNED SUBSIDIARY OF FIRST BUSEY CORPORATION.) IN ADDITION, THE SPOUSE OF J. HAYS, BOARD MEMBER, IS A BOARD MEMBER OF FIRST BUSEY CORPORATION. THE CARLE FOUNDATION HAD TRANSACTIONS WITH THE FOLLOWING ORGANIZATIONS IN THE AMOUNTS NOTED: BUSEY BANK OF $17,947, BUSEY CAPITAL MANAGEMENT, INC. OF $86,433, AND BUSEY TRUST COMPANY OF $296,121. FORM 990, SCHEDULE L, PART IV, COLUMN D -TILE SPECIALISTS INC VARIOUS COMMERCIAL FLOORING INSTALLATION AND REPAIRS -FIRST BUSEY CORPORATION CAPITAL MANAGEMENT SERVICES, EMPLOYEE RETIREMENT PLAN SERVICES, AND OTHER VARIOUS FINANCIAL SERVICES | Explanation |
Schedule O IRS990ScheduleO
General Explanation GeneralExplanation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | FORM 990, SUPPLEMENTAL INFORMATION | Identifier |
| Return Reference | FORM 990, PART VI, QUESTION 2 | ReturnReference |
| Explanation | -VICE CHAIRMAN OF BOARD, DONNA GREENE, AND TRUSTEE E. PHILLIPS KNOX HAD A BUSINESS RELATIONSHIP. -VICE CHAIRMAN OF BOARD, DONNA GREENE, AND TRUSTEE RICK STEPHENS HAD A BUSINESS RELATIONSHIP. -TRUSTEE, RICK STEPHENS, HAD A BUSINESS RELATIONSHIP WITH VICE CHAIRMAN OF THE BOARD, DONNA GREENE AND TRUSTEE, JANE HAYS. -Chair, Phillip Blankenburg, Vice Chair, Donna Greene, Secretary/Treasurer, Cora E. Musial, PhD, MD, Immediate Past Chair, Marty Smith, ex-officio, James C. Leonard, MD, and Trustees, Matthew Gibb, MD, J. Michael Martin and Paul Tender, MD had business relationships. -Ex-officio, James C. Leonard, MD and R. Bruce Wellman, MD, and Trustee, J. Michael Martin had business relationships. FORM 990, PART VI, QUESTION 4 ARTICLE IX - THE BYLAWS WERE AMENDED 9/20/12, PREVIOUS TO THE FILING OF THE PRIOR 990 TO REFLECT THE CHANGING FROM A FISCAL YEAR BASIS ENDING JUNE 30 TO A CALENDAR YEAR BASIS. FORM 990, PART VI, QUESTION 11B THE FORM 990 WAS PREPARED BY STAFF AND AN EXTERNAL TAX ADVISOR AND REVIEWED BY MANAGEMENT. PRIOR TO FILING THIS FORM 990, A FULL AND COMPLETE COPY WAS PROVIDED TO THE GOVERNING BODY BY POSTING TO THE ORGANIZATION'S DIRECTOR COMMUNICATION PORTAL. ALSO BEFORE FILING, THE GOVERNING MEMBERS RECEIVED NOTIFICATION THAT THE FORM 990 WAS POSTED AND AVAILABLE FOR THEIR REVIEW. AT THEIR DISCRETION, THE GOVERNING MEMBERS HAVE THE OPPORTUNITY TO CONTACT MANAGEMENT OR DISCUSS AND ADDRESS CONCERNS AT SUBSEQUENT BOARD MEETINGS. FORM 990, PART VI, QUESTION 12C THE ORGANIZATION'S ESTABLISHED CONFLICT OF INTEREST POLICIES REQUIRE ANNUAL DISCLOSURE OF ACTUAL AND POTENTIAL CONFLICTS OF INTEREST FOR OFFICERS, DIRECTORS, TRUSTEES, MEMBERS OF BOARD COMMITTEES, ADMINISTRATIVE AND MANAGERIAL EMPLOYEES AS WELL AS ALL EMPLOYEES OF THE PURCHASING DEPARTMENT. IF CIRCUMSTANCES CHANGE DURING THE COURSE OF A YEAR, INTERIM DISCLOSURE IS ALSO REQUIRED OF THE SAME INDIVIDUALS. THE DISCLOSURES OF EMPLOYEES ARE REVIEWED INITIALLY BY THE HUMAN RESOURCES DEPARTMENT AND ANY IDENTIFIED CONFLICTS ARE REFERRED TO, AND ADDRESSED BY, THE ORGANIZATION'S INTERNAL LEGAL COUNSEL AND/OR CORPORATE INTEGRITY OFFICER. THE DISCLOSURES OF TRUSTEES AND MEMBERS OF BOARD COMMITTEES ARE REVIEWED BY THE CHAIR OF THE BOARD. THE ENTIRE BOARD ABSENT THE SUBJECT TRUSTEE OR COMMITTEE MEMBER DETERMINES WHETHER A CONFLICT EXISTS. TRUSTEES AND/OR BOARD COMMITTEE MEMBERS WITH IDENTIFIED CONFLICTS ARE REQUIRED TO RECUSE THEMSELVES FROM VOTING ON MATTERS RELATED TO THEIR CONFLICTS. THE ORGANIZATION ALSO MAINTAINS PURCHASING POLICIES REQUIRING COUNTER SIGNATURES TO FURTHER MINIMIZE THE RISK ASSOCIATED WITH CONFLICTS OF INTEREST. FORM 990, PART VI, QUESTIONS 15A & 15B THE BOARD OF TRUSTEES OF THE CARLE FOUNDATION, THROUGH ITS COMPENSATION COMMITTEE COMPRISED OF INDEPENDENT MEMBERS FREE OF CONFLICT, ANNUALLY REVIEWS EXECUTIVE COMPENSATION LEVELS AND ESTABLISHES APPROPRIATE SALARY RANGES AND OTHER FEATURES OF THE COMPENSATION PLAN IN ACCORDANCE WITH THE ORGANIZATION'S APPROVED COMPENSATION PHILOSOPHY AND STRATEGY: -THE COMMITTEE IS COMPRISED OF MEMBERS OF THE BOARD OF TRUSTEES, WHO ARE INDEPENDENT OF THE CARLE FOUNDATION MANAGEMENT, HAVE NO PERSONAL INTEREST IN THE COMPENSATION ARRANGEMENTS, ARE NOT RELATED TO, OR UNDER THE CONTROL OF ANY INDIVIDUAL WHOSE COMPENSATION ARRANGEMENT IS BEING REVIEWED, AND HAVE NO MATERIAL BUSINESS RELATIONSHIP WITH THE CARLE FOUNDATION. -THE CHIEF EXECUTIVE OFFICER'S COMPENSATION IS DETERMINED BY THE COMPENSATION COMMITTEE IN RELATION TO APPROPRIATE COMPARABILITY DATA. COMPENSATION FOR OTHER MEMBERS OF THE EXECUTIVE STAFF IS DEVELOPED BY THE CEO, EVALUATED AGAINST MARKET DATA, AND REVIEWED AND APPROVED BY THE COMMITTEE. -THE COMMITTEE APPROVES ALL COMPENSATION DECISIONS IN ADVANCE OF THEIR IMPLEMENTATION AND DOCUMENTS ITS DETERMINATIONS AND DISCUSSIONS. -THE COMPENSATION COMMITTEE USES A NUMBER OF EXTERNAL RESOURCES AND COMPARISONS, AND ITS ANALYSIS INCLUDES TOTAL COMPENSATION (CASH COMPENSATION PLUS BENEFITS PROVIDED BY THE CARLE FOUNDATION) IN RELATION TO ORGANIZATIONAL PERFORMANCE AND PREVAILING INDUSTRY PRACTICES FOR LIKE RESPONSIBILITIES AT COMPARABLY-SIZED ORGANIZATIONS. THE COMMITTEE HAS ENGAGED THE SERVICES OF A COMPENSATION CONSULTING FIRM SPECIALIZING IN THE NOT-FOR-PROFIT SECTOR WHICH HAS WORKED WITH THE CARLE FOUNDATION AND REPORTS DIRECTLY TO THE COMPENSATION COMMITTEE. FORM 990, PART VI, QUESTIONS 18 & 19 THE CARLE FOUNDATION PUBLISHES THROUGH WWW.DACBOND.COM ITS QUARTERLY UNAUDITED FINANCIAL STATEMENTS, ANNUAL AUDITED FINANCIAL STATEMENTS, A MANAGEMENT'S DISCUSSION & ANALYSIS TO ACCOMPANY THE FINANCIAL STATEMENTS, AND AN ANNUAL REPORT OF CERTAIN OPERATING AND FINANCIAL INFORMATION. ADDITIONALLY, OFFICIAL STATEMENTS FOR OUTSTANDING MUNICIPAL BOND ISSUES FOR WHICH THE CARLE FOUNDATION IS OBLIGATED ARE AVAILABLE AT THIS WEBSITE. THESE DOCUMENTS INCLUDE EXTENSIVE INFORMATION ABOUT THE ORGANIZATION'S HEALTH CARE DELIVERY SYSTEM MODEL, RECENT HIGHLIGHTS/ACCOMPLISHMENTS, GOVERNANCE AND ADMINISTRATION, STRATEGIC PLAN, FACILITIES, CLINICAL PROGRAMS, MEDICAL STAFF, SERVICE AREA, COMPETITIVE ENVIRONMENT, DEMOGRAPHIC DATA, UTILIZATION STATISTICS, SUMMARY FINANCIAL INFORMATION, ACADEMIC AFFILIATIONS AND EDUCATIONAL PROGRAMS, MEDICAL RESEARCH, ACCREDITATIONS, AND ITS EMPLOYEES. THIS INFORMATION IS AVAILABLE AT NO CHARGE TO THOSE WHO REGISTER AT THE WWW.DACBOND.COM WEBSITE. IN ADDITION, THE FORM 990S OF THE ORGANIZATION'S FILING ENTITIES ARE AVAILABLE THROUGH DACBOND. A COMMUNITY BENEFIT REPORT IS ALSO PUBLISHED AND DISTRIBUTED ANNUALLY TO THE COMMUNITY. QUARTERLY FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST DELIVERED TO THE ORGANIZATION'S ADMINISTRATIVE OFFICES. THE ORGANIZATION'S GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICIES ARE ALSO AVAILABLE UPON REQUEST TO THE ORGANIZATION'S ADMINISTRATIVE OFFICES. FORM 990, PART VII, SECTION A, COLUMN B THE AVERAGE ESTIMATED HOURS PER WEEK LISTED FOR THE REPORTING ORGANIZATION AND RELATED ORGANIZATIONS ARE BASED ON A STANDARD 40 HOUR WEEK. MEMBERS MAY FREQUENTLY DEVOTE MORE THAN 40 HOURS OF SERVICE TO THE ENTIRE ORGANIZATION DURING AN AVERAGE WEEK. FORM 990, PART XI, LINE 9 OTHER CHANGES IN NET ASSETS INCLUDE: $63,272,108 THE CARLE FOUNDATION SETTLED VARIOUS INTERCOMPANY RECEIVABLE/PAYABLE BALANCES THROUGH EQUAL OFFSETTING EQUITY TRANSFERS. THE INTERCOMPANY RECEIVABLE/PAYABLE BALANCE RESULTED FROM THE NORMAL COURSE OF OPERATIONS AND WERE PRIMARILY ATTRIBUTABLE TO CENTRALIZED CASH MANAGEMENT AND DISBURSEMENT ACTIVITIES. THESE INTERCOMPANY RECEIVABLE/PAYABLE SETTLEMENTS HELPED PROVIDE SUPPLEMENTAL FUNDING FOR CERTAIN RELATED ORGANIZATIONS TO FURTHER THEIR EXEMPT PURPOSES; K-1 INVESTMENT INCOME ($158,062). FORM 990, PART XII, #2A,B,C AND PART IV, #12 THE FINANCIAL STATEMENTS FOR THE CARLE FOUNDATION WERE AUDITED ON A CONSOLIDATED BASIS. THE CARLE FOUNDATION DOES HAVE AN AUDIT COMMITTEE CONSISTING OF MEMBERS OF THE GOVERNING BOARD AND THE CHIEF FINANCIAL OFFICER WHO TOGETHER ASSUME RESPONSIBILITY FOR OVERSIGHT OF THE REVIEW AND AUDIT OF ITS FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. | Explanation |
Schedule R IRS990ScheduleR
Form990 Schedule R Part II Form990ScheduleRPartII (6 entries)
| Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EINEIN | Primary ActivitiesPrimaryActivities | Legal Domicile StateLegalDomicileState | Exempt Code SectionExemptCodeSection | Public Charity StatusPublicCharityStatus | Business Name Line1DirectControllingEntityName/BusinessNameLine1 | Controlled OrgControlledOrg |
|---|---|---|---|---|---|---|---|---|---|---|
| THE CARLE FOUNDATION HOSPITAL | ||||||||||
| 611 W PARK ST | URBANA | IL | 61801 | 371119538 | HOSPITAL SERV | IL | 501(C)(3) | 3 | TCF | true |
| THE CARLE DEVELOPMENT FOUNDATION | ||||||||||
| 611 W PARK ST | URBANA | IL | 61801 | 371159978 | FUNDRAISING | IL | 501(C)(3) | 7 | TCF | true |
| CARLE HEALTH CARE INCORPORATED | ||||||||||
| 611 W PARK ST | URBANA | IL | 61801 | 371140016 | VAR SVCS | IL | 501(C)(3) | 9 | TCF | true |
| CARLE RETIREMENT CENTERS INC | ||||||||||
| 611 W PARK ST | URBANA | IL | 61801 | 371160033 | RTRMT LIVING | IL | 501(C)(3) | 9 | TCF | true |
| CARLE COMMUNITY HEALTH CORPORATION | ||||||||||
| 611 W PARK ST | URBANA | IL | 61801 | 364458371 | FDN MISSION | IL | 501(C)(3) | 11A, TYPE 1 | TCDF | true |
| HOOPESTON COMMUNITY MEMORIAL HOSPITAL | ||||||||||
| 701 E ORANGE ST | HOOPESTON | IL | 609421801 | 363637465 | HOSPITAL SVCS | IL | 501(C)(3) | 3 | TCF | true |
Form990 Schedule R Part IV Form990ScheduleRPartIV (9 entries)
| Address Line1AddressForeign/AddressLine1 | CityAddressForeign/City | CountryAddressForeign/Country | Postal CodeAddressForeign/PostalCode | Primary ActivityPrimaryActivity | Legal Domicile Foreign CountryLegalDomicileForeignCountry | Business Name Line1DirectControllingEntityName/BusinessNameLine1 | Type Of EntityTypeOfEntity | Share Of Total IncomeShareOfTotalIncome | Share Of EOY AssetsShareOfEOYAssets | Percentage OwnershipPercentageOwnership | Controlled OrgControlledOrg | Address Line1AddressUS/AddressLine1 | CityAddressUS/City | StateAddressUS/State | ZIP CodeAddressUS/ZIPCode | EINEIN | Legal Domicile StateLegalDomicileState |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| HEALTH SYSTEMS INSURANCE LIMITED | |||||||||||||||||
| GOVERNORS SQ 2ND FL BLDG 3 | GRAND CAYMAN | CJ | KY1-1102 | INSURANCE | CJ | TCF | C-CORP | 4127946 | 131172695 | 1.00000 | true | ||||||
| CARLE HOLDING COMPANY INC | |||||||||||||||||
| HOLDING COMPANY | TCF | C-CORP | 0 | 345570339 | 1.00000 | true | 611 W PARK ST | URBANA | IL | 61801 | 371188284 | IL | |||||
| HEALTH ALLIANCE MEDICAL PLANS INC | |||||||||||||||||
| HEALTH COVERAGE | CHCI | C-CORP | 91508928 | 634257461 | 1.00000 | true | 301 S VINE ST | URBANA | IL | 61801 | 371260731 | IL | |||||
| HEALTH ALLIANCE-MIDWEST INC | |||||||||||||||||
| HEALTH COVERAGE | HAMPI | C-CORP | 1.00000 | true | 301 S VINE ST | URBANA | IL | 61801 | 371354502 | IL | |||||||
| HEALTH CARE HORIZONS OF ILLINOIS INC | |||||||||||||||||
| INSURANCE TPA | HAMPI | C-CORP | 1.00000 | true | 209 W RB GARRETT DR | PEORIA | IL | 61605 | 371394924 | IL | |||||||
| HCH ADMINISTRATION INC | |||||||||||||||||
| INSURANCE ADMIN | HCHII | C-CORP | 1.00000 | true | 209 W RB GARRETT DR | PEORIA | IL | 61605 | 371119685 | IL | |||||||
| HCH ADMINISTRATION INC | |||||||||||||||||
| INSURANCE ADMIN | HCHAI | C-CORP | 1.00000 | true | 111 LOMAS BLVD SUITE 122 | ALBUQUERQUE | NM | 87102 | 850391732 | NM | |||||||
| CARLE RISK MANAGEMENT CO | |||||||||||||||||
| RISK MANAGEMENT | TCF | C-CORP | 1245463 | 53680 | 1.00000 | true | 611 W PARK ST | URBANA | IL | 61801 | 371217973 | IL | |||||
| EVALIDATA INC | |||||||||||||||||
| PHYS CREDENTIALNG | TCF | C-CORP | 10467 | 8443 | 1.00000 | true | 611 W PARK ST | URBANA | IL | 61880 | 462022658 | IL | |||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Ann Rents Royalties | true | ReceiptOfIntAnnRentsRoyalties |
| Gift Grant Or Cap Contr To Other Org | true | GiftGrantOrCapContrToOtherOrg |
| Gift Grant Or Cap Contr Fr Other Org | true | GiftGrantOrCapContrFrOtherOrg |
| Loans Or Guarantees To Other Org | false | LoansOrGuaranteesToOtherOrg |
| Loans Or Guarantees From Other Org | false | LoansOrGuaranteesFromOtherOrg |
| Dividends Related Organization | false | DividendsRelatedOrganization |
| Sale Of Assets To Other Org | false | SaleOfAssetsToOtherOrg |
| Purchase Of Assets From Other Org | false | PurchaseOfAssetsFromOtherOrg |
| Exchange Of Assets | false | ExchangeOfAssets |
| Rental Of Facilities To Other Orgs | false | RentalOfFacilitiesToOtherOrgs |
| Rental Of Facilities Fr Other Orgs | false | RentalOfFacilitiesFrOtherOrgs |
| Perform Of Services For Other Orgs | true | PerformOfServicesForOtherOrgs |
| Perform Of Services By Other Orgs | true | PerformOfServicesByOtherOrgs |
| Sharing Of Facilities | false | SharingOfFacilities |
| Sharing Of Paid Employees | false | SharingOfPaidEmployees |
| Reimbursement Paid To Other Org | true | ReimbursementPaidToOtherOrg |
| Reimbursement Paid By Other Org | true | ReimbursementPaidByOtherOrg |
| Other Transfer To Other Org | false | OtherTransferToOtherOrg |
| Other Transfer From Other Org | false | OtherTransferFromOtherOrg |
Transactions Related Orgs Table TransactionsRelatedOrgsTable (14 entries)
| Transaction TypeTransactionType | Amount InvolvedAmountInvolved | Method Of Amt DeterminationMethodOfAmtDetermination |
|---|---|---|
| THE CARLE FOUNDATION HOSPITAL | ||
| A | 28390839 | COST |
| CARLE HEALTH CARE INCORPORATED | ||
| A | 15661568 | COST |
| CARLE RISK MANAGEMENT COMPANY | ||
| A | 59945 | COST |
| THE CARLE FOUNDATION HOSPITAL | ||
| B | 278340 | FMV |
| THE CARLE FOUNDATION HOSPITAL | ||
| L | 418810 | COST |
| HEALTH ALLIANCE MEDICAL PLANS INC | ||
| L | 607598 | COST |
| CARLE HEALTH CARE INCORPORATED | ||
| M | 287214 | COST |
| CARLE RISK MANAGEMENT COMPANY | ||
| P | 1245463 | COST |
| THE CARLE FOUNDATION HOSPITAL | ||
| Q | 63088079 | COST |
| CARLE HEALTH CARE INCORPORATED | ||
| Q | 62083938 | COST |
| CARLE RETIREMENT CENTERS INC | ||
| Q | 581637 | COST |
| HEALTH ALLIANCE MEDICAL PLANS INC | ||
| Q | 346897 | COST |
| CARLE RISK MANAGEMENT COMPANY | ||
| Q | 93185 | COST |
| HEALTH SYSTEMS INSURANCE LIMITED | ||
| Q | 64981 | COST |
Form990 Schedule R Part VII Form990ScheduleRPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | SCHEDULE R, SUPPLEMENTAL INFORMATION | Identifier |
| Return Reference | Part II, Line 3 Carle Health Care Incorporated | ReturnReference |
| Explanation | Carle Health Care Incorporated's primary activities include Emergency Transport, Day Care, and Physician Services. | Explanation |
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