2013-11-15T16:39:59-06:00 2012-12-31 ERNST & YOUNG US LLP 111 MONUMENT CIRCLE SUITE 2600 INDIANAPOLIS IN 46204 990 2012-01-01 370673465 The Carle Foundation % DENNIS HESCH CFO/EXEC VP CARL 2173833311 611 W PARK Suite URBANA IL 61801 DENNIS P HESCH 2013-11-15 3176817000 2012 2016-02-25 16:41:14Z DENNIS HESCH EXEC VP CFO 611 W PARK ST URBANA IL 61801 491979952 false X WWW.CARLE.ORG X 1946 IL THE CARLE FOUNDATION IS ORGANIZED AND EXCLUSIVELY OPERATES AS A NOT-FOR-PROFIT CORPORATION FOR CHARITABLE, SCIENTIFIC AND EDUCATIONAL PURPOSES. 14 7 1452 0 1869382 168851 92143 453019 174010705 184259128 78112796 31927895 1921867 1809022 254137511 218449064 278340 278340 0 0 83395513 82966695 0 0 0 138916040 113693630 222589893 196938665 31547618 21510399 1136001019 1245997769 670584805 667039364 465416214 578958405 The Carle Foundation is organized and exclusively operates as a not-for-profit corporation for charitable, scientific and educational purposes. false false 102384854 278340 184644912 The corporation engages in activities to develop and support the provision of health care services, including charity care, by the affiliates related to the corporation including The Carle Foundation Hospital and Carle Health Care Incorporated. The Foundation's purpose includes serving as the parent corporation for related affiliates that together function as an integrated health care delivery network in furtherance and support of charitable, health care education and research activities. 102384854 true true false true false false false false false false true false false false true true false true false false true false false false false false false true false true true false false false false false false false false false true false false false false false true true true false false true 119 0 true 1452 true true true true CJ false false false false false false false false X 14 7 true false true false false false false true true false false true true true true true true true true true true IL X X DENNIS HESCH CFOEXEC VP 2173833311 611 W PARK ST URBANA IL 61801 X Phillip Blankenburg 2.0 1.4 X X 0 0 0 Donna Greene 1.5 1.4 X X 0 0 0 Cora E Musial Phd MD 2.0 38.0 X X 0 278602 25525 Kenneth Aronson MD 1.0 39.0 X 0 304713 33880 Gary Edmiston 1.0 0.0 X 0 0 0 Matthew Gibb MD 3.5 36.5 X 0 754820 22639 Guy Hall 1.0 0.0 X 0 0 0 Jane Hays 1.0 0.0 X 0 0 0 J Michael Martin 6.0 1.9 X 0 0 0 Mitch Melfi 0.23 0.0 X 0 0 0 Paul Mulhollem 1.0 0.0 X 0 0 0 Marty Smith 1.0 3.0 X 0 0 0 Rick Stephens 2.0 0.0 X 0 0 0 Paul Tender MD 1.0 39.0 X 0 456017 33444 George Timmons 0.2 0.5 X 0 0 0 E Phillips Knox 0.5 0.5 X 0 0 0 James C Leonard MD 15.0 25.0 X 1210256 0 399947 R Bruce Wellman MD 1.0 39.0 X 947859 0 307991 John Snyder 15.0 25.0 X 750240 0 239964 Dennis Hesch 10.0 30.0 X 573934 0 193752 Philip Kubow 2.0 1.2 X 433449 0 390050 Richard Rinehart 40.0 0.0 X 296623 0 91361 Scott Harding 3.0 37.0 X 255538 0 83211 Napoleon Knight 0.2 39.8 X 741311 0 139529 Joseph Barkmeier MD 0.2 39.8 X 502032 0 41467 Laurence Fallon 10.0 30.0 X 445628 0 133391 John Stoll MD 2.0 38.0 X 372423 0 108410 William Schuh MD 24.0 16.0 X 368880 0 117792 Robert Tonkinson 0.0 0.0 X 178466 0 0 Kirk Moberg 0.0 0.0 X 828530 0 630291 7905169 1794152 2992644 69 true true false COMMERCE BANK PO BOX 11309 ST LOUIS MO 63105 EQUIPMENT LEASING 1688236 PHILIPS MEDICAL CAPITAL LLC PO BOX 92449 CLEVELAND OH 441930003 EQUIPMENT LEASING 1192046 OLYMPIC CONSTRUCTION LLC 907 FAIRVIEW URBANA IL 61801 CONST CONTRACTOR 503124 HALL RENDER KILLIAN HEATH LYMAN P 39778 TREASURY CENTER CHICAGO IL 606949700 LEGAL SERVICES 441952 LINCOLN SQUARE 201 LINCOLN SQUARE URBANA IL 61801 SPACE LEASING 415014 32 29214 423805 453019 RENT FROM RELATED ENTITIES 531120 51042304 50879472 162832 MANAGEMENT FEES 541610 115415248 114950449 464799 INTERNAL SUPPORT SERVICES REVENUE 900099 17763982 16745017 1018965 OTHER PATIENT REVENUE 900099 27377 27377 PARTNERSHIP INC RELATED TO PROGRAM SVCS 541900 10217 10217 184259128 16001870 147845 15854025 966393 966393 0 448291 1613116 -1164825 0 -1164825 -1164825 285661741 1215663 270083464 1834308 15578277 -618645 14959632 14959632 0 0 0 DINING SERVICES REVENUE 722100 1752878 149 1752729 PARKING RAMP REVENUE 812930 770610 770610 All other revenue 900099 450359 385784 64575 2973847 218449064 182988099 1869382 33138564 278340 278340 0 0 0 6002896 3001448 3001448 0 55736869 23744970 31991899 2416765 1012653 1404112 14639637 4424110 10215527 4170528 1626913 2543615 0 1904458 1904458 631738 631738 63656 63656 0 1493631 1493631 11628595 6192056 5436539 2131035 32853 2098182 10511894 4126191 6385703 8274479 3331044 4943435 0 6887076 2550979 4336097 433830 82242 351588 0 380101 168155 211946 20117613 20117613 0 27175493 24431422 2744071 2949867 1011465 1938402 INTERNAL SUPPORT SVCS FEES 14288887 4503663 9785224 REAL ESTATE TAXES 828843 828843 PATIENT CARE SUPPLIES 1731563 1731563 FEDERAL & STATE TAXES 47243 47243 2213628 17174 2196454 196938665 102384854 94553811 0 70 0 16052772 58413873 0 0 0 226194 0 0 0 0 0 0 0 0 3181700 3265261 727429733 328233535 336096146 399196198 735687796 715901486 24746996 36281761 5640300 5739639 0 0 14595239 26973357 1136001019 1245997769 31902330 30169895 0 0 0 0 574623086 568159793 0 0 0 0 0 0 0 0 64059389 68709676 670584805 667039364 X 465416214 578958405 0 0 0 0 465416214 578958405 1136001019 1245997769 X 21510399 28917747 63114045 X false true X true false X X X false false false THE CARLE FOUNDATION HOSPITAL 371119538 03 true true true 278340 CARLE HEALTH CARE INCORPORATED 371140016 09 true true true 0 THE CARLE DEVELOPMENT FOUNDATION 371159978 07 true true true 0 CARLE RETIREMENT CENTERS INC 371160033 09 true true true 0 HOOPESTON COMMUNITY MEMORIAL HOSPITAL 363637465 03 true true true 0 5 278340 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false true false true 50 false false true 63656 false false 63706 false Schedule C Supplemental Information Schedule C, Part II-B, Lines 1d and 1g In November 2010, The Carle Foundation hired on staff a person whose primary duties include Government Relations. Approximately 20% of this person's time is estimated to be spent on direct lobbying activities. Direct lobbying efforts include discussions with members of the Illinois General Assembly, Congress, and their respective staffs. In-person and telephonic conversations primarily revolve around health care policy making, the appropriations process, and the impact of proposed legislation on the operations of The Carle Foundation and its related organizations. Occasional correspondance with the elected officials and their staff members occurs via standard mail and e-mail. In addition, The Foundation has a contract professional to provide consulting services for the Foundation. As a portion of the contractor's duties, the contractor interacts with governmental officials on behalf of the Foundation. 22023893 22023893 386245395 175288103 210957292 7165493 5662452 1503041 175134187 136851152 38283035 136860765 10431828 126428937 399196198 0 CURRENT PORTION OF LT DEBT 320365 INTEREST PAYABLE 2009 1275755 INTEREST PAYABLE 2011A 5242302 ACCRUED HEALTH INSURANCE 10914045 INTEREST RATE SWAP 22827890 ASSET RETIREMENT OBLIGATION 6552329 LIABILITY FOR UNASSERTED CLAIM 13201057 457(F) PLAN PAYABLE 8375933 68709676 X SCHEDULE D FIN48 FOOTNOTE SCHEDULE D, PART X, LINE 2 The Foundation adopted the guidance for accounting for uncertainty in income taxes on July 1, 2007. This guidance clarifies the accounting for uncertainty in income taxes recognized in an organization's financial statement. The guidance prescribes a more-likely-than-not recognition threshold and measurement attribute for financial statement recognition of a tax position taken or expected to be taken. Amounts requiring recognition under tax accounting guidance is reflected as a liability for uncertain tax benefits along with any associated interest and penalties that would be payable to the taxing authorities upon examination. There are no uncertain tax benefits identified or recorded as a liability as of December 31, 2012 and December 31, 2011. Central America and the Caribbean Program Services SELF INSURANCE-INVEST 131172695 Central America and the Caribbean Program Services SELF INSURANCE-EXP 3107500 North America Investments 339985 134620180 134620180 true false true false true false SCHEDULE F, SUPPLEMENTAL INFORMATION PART I, LINE 3 CENTRAL AMERICA / CARRIBEAN HEALTH SYSTEMS INSURANCE, LIMITED INVESTMENT: 131,172,695. false THE CARLE FOUNDATION HOSPITAL 611 W PARK ST URBANA IL 61801 371119538 501(C)(3) 278340 INTERNAL FUNDING 1 Form 990, Schedule I Description of Organization's Procedures for Monitoring the Use of Grants The grants were made to a related affiliate, The Carle Foundation Hospital. The grants were made to support the organization's mission for meeting the needs of the community we serve. X false true X X X X X true true false false false false false true false Cora E Musial Phd MD 0 263804 0 0 0 14798 0 20298 0 5227 0 304127 0 0 Kenneth Aronson MD 0 300815 0 0 0 3898 0 20298 0 13582 0 338593 0 0 Matthew Gibb MD 0 718480 0 29913 0 6427 0 20298 0 2341 0 777459 0 0 Paul Tender MD 0 439965 0 12659 0 3393 0 20298 0 13146 0 489461 0 0 James C Leonard MD 877544 0 291898 0 40814 0 384427 0 15520 0 1610203 0 0 0 R Bruce Wellman MD 715548 0 206167 0 26144 0 296717 0 11274 0 1255850 0 0 0 John Snyder 570002 0 135448 0 44790 0 220201 0 19763 0 990204 0 0 0 Dennis Hesch 443192 0 110434 0 20308 0 173391 0 20361 0 767686 0 0 0 Philip Kubow 174973 0 64591 0 193885 0 371363 0 18687 0 823499 0 0 0 Richard Rinehart 257343 0 36416 0 2864 0 70403 0 20958 0 387984 0 0 0 Scott Harding 217580 0 31152 0 6806 0 60834 0 22377 0 338749 0 0 0 Napoleon Knight 680974 0 51828 0 8509 0 112665 0 26864 0 880840 0 0 0 Joseph Barkmeier MD 463993 0 31169 0 6870 0 29549 0 11918 0 543499 0 0 0 Laurence Fallon 348964 0 63754 0 32910 0 112763 0 20628 0 579019 0 22550 0 John Stoll MD 313786 0 47154 0 11483 0 99646 0 8764 0 480833 0 0 0 William Schuh MD 310452 0 46379 0 12049 0 99315 0 18477 0 486672 0 0 0 Kirk Moberg 0 0 108340 0 720190 0 610015 0 20276 0 1458821 0 229331 0 Robert Tonkinson 0 0 0 0 178466 0 0 0 0 0 178466 0 178466 0 Supplemental Compensation Information FORM 990, SCHEDULE J, PART 1, QUESTION 1A IN 2012, EIGHT EMPLOYEES INCLUDING JOHN SNYDER (EXEC VP & COO), RICK RINEHART (VP INFORMATION TECHNOLOGY & CIO), AND DR. MATTHEW GIBB (MEDICAL DIRECTOR HEART & VASCULAR INSTITUTE) WERE PASSENGERS ON A ONE DAY CHARTERED FLIGHT. THE TRAVEL PROVIDED A MORE COST EFFICIENT OPPORTUNITY FOR THE ORGANIZATION TO SEND THIS GROUP OF INDIVIDUALS TO COLLECTIVELY OBSERVE A SOFTWARE APPLICATION WHICH SUPPORTS CARDIOVASCULAR CLINICAL SERVICES. CONSISTENT WITH THE ORGANIZATION'S CORPORATE POLICY, THE EXPENSE ASSOCIATED WITH THE FLIGHT WAS APPROVED BY THE ORGANIZATION'S CEO. THIS TRAVEL WAS NOT TREATED AS TAXABLE COMPENSATION TO THE PASSSENGERS AS NO PERSONAL BENEFIT RESULTED. FORM 990, SCHEDULE J, PART 1, QUESTION 3 THE BOARD OF TRUSTEES OF THE CARLE FOUNDATION, THROUGH ITS COMPENSATION COMMITTEE COMPRISED OF INDEPENDENT MEMBERS FREE OF CONFLICT, ANNUALLY REVIEWS EXECUTIVE COMPENSATION LEVELS AND ESTABLISHES APPROPRIATE SALARY RANGES AND OTHER FEATURES OF THE COMPENSATION PLAN IN ACCORDANCE WITH THE ORGANIZATION'S APPROVED COMPENSATION PHILOSOPHY AND STRATEGY: *THE COMMITTEE IS COMPRISED OF MEMBERS OF THE BOARD OF TRUSTEES, WHO ARE INDEPENDENT OF THE CARLE FOUNDATION MANAGEMENT, HAVE NO PERSONAL INTEREST IN THE COMPENSATION ARRANGEMENTS, ARE NOT RELATED TO, OR UNDER THE CONTROL OF ANY INDIVIDUAL WHOSE COMPENSATION ARRANGEMENT IS BEING REVIEWED, AND HAVE NO MATERIAL BUSINESS RELATIONSHIP WITH THE CARLE FOUNDATION. *THE CHIEF EXECUTIVE OFFICER'S COMPENSATION IS DETERMINED BY THE COMPENSATION COMMITTEE IN RELATION TO APPROPRIATE COMPARABILITY DATA. COMPENSATION FOR OTHER MEMBERS OF THE EXECUTIVE STAFF IS DEVELOPED BY THE CEO, EVALUATED AGAINST MARKET DATA, AND REVIEWED AND APPROVED BY THE COMMITTEE. *THE COMMITTEE APPROVES ALL COMPENSATION DECISIONS IN ADVANCE OF THEIR IMPLEMENTATION AND DOCUMENTS ITS DETERMINATIONS AND DISCUSSIONS. *THE COMPENSATION COMMITTEE USES A NUMBER OF EXTERNAL RESOURCES AND COMPARISONS, AND ITS ANALYSIS INCLUDES TOTAL COMPENSATION (CASH COMPENSATION PLUS BENEFITS PROVIDED BY THE CARLE FOUNDATION) IN RELATION TO ORGANIZATIONAL PERFORMANCE AND PREVAILING INDUSTRY PRACTICES FOR LIKE RESPONSIBILITIES AT COMPARABLY-SIZED ORGANIZATIONS. THE COMMITTEE HAS ENGAGED THE SERVICES OF A COMPENSATION CONSULTING FIRM SPECIALIZING IN THE NOT-FOR-PROFIT SECTOR WHICH HAS WORKED WITH THE CARLE FOUNDATION AND REPORTS DIRECTLY TO THE COMPENSATION COMMITTEE. FORM 990, SCHEDULE J, PART 1, QUESTION 4A THE FOLLOWING TWO EMPLOYEES RECEIVED THE NOTED AMOUNT OF SEVERANCE PAY DURING CALENDAR YEAR 2012; PHILIP KUBOW-$146,566 AND KIRK MOBERG-$490,797. FORM 990, SCHEDULE J, PART I, QUESTION 4B -IN 2012, PARTICIPANTS IN THE 457(F) PLAN OFFERED BY THE CARLE FOUNDATION INCLUDED JAMES C. LEONARD, MD, JOHN SNYDER, R. BRUCE WELLMAN, MD, DENNIS HESCH, JOHN STOLL, MD, JOSEPH BARKMEIER, MD, KIRK MOBERG, MD, LAURENCE FALLON, NAPOLEON KNIGHT, MD, PHILIP KUBOW, R. BRUCE WELLMAN, MD, RICHARD RINEHART, SCOTT HARDING, AND WILLIAM SCHUH, MD. -IN 2012, PAYMENTS FROM THE 457(F) PLAN WERE PAID TO KIRK MOBERG, MD ($195,848), ROBERT TONKINSON ($178,466) AND LAURENCE FALLON ($22,550). FORM 990, SCHEDULE J, PART 1, QUESTION 7 PART OF THE OVERALL EMPLOYEES' COMPENSATION PROGRAM INCLUDES AN INCENTIVE COMPONENT THAT COVERS MOST EMPLOYEES AND IS DESIGNED TO ENCOURAGE AND PROMOTE THE ACHIEVEMENT OF CERTAIN QUALITY, OPERATIONAL, AND EFFICIENCY IMPROVEMENTS. ALTHOUGH THIS INCENTIVE COMPONENT IS BASED ON THE ORGANIZATION MEETING CERTAIN MINIMUM FINANCIAL THRESHOLDS, ALL PAYMENTS MUST BE APPROVED BY THE BOARD OF DIRECTORS PRIOR TO ANY INCENTIVE PAYOUT. A ILLINOIS FINANCE AUTHORITY 861091967 45200FVH9 2009-03-18 240717712 Constr of Facility & ref prior iss false false false B Illinois Finance Authority 861091967 45203HBT8 2011-05-19 233719141 Constr of Facility & ref prior iss false false false C Illinois Finance Authority 861091967 2011-06-16 100000000 Constr of Facility & ref prior iss false false false A 17480000 0 240723013 0 0 0 2482257 543040 0 19958620 217739096 0 2010 true false true true B 0 0 234397034 0 14717984 0 0 860364 0 120238614 24612281 73967792 true false false true C 0 0 100343863 0 1352877 0 0 0 0 51429223 10484515 37077247 true false false true A false false false true true 0.00001 0.00001 false false false true B false false false true true 0.00000 0.00000 0.00000 false false false true C false false false true true 0.00000 0.00000 0.00000 false false false true A false false true true true false 0 false 0 false true B false true true false false false 0 false 0 false true C false true true false true false 0 false 0 false true A true B true C true SEE PART VI 0 Part I, Line A, Column (f) - Construct Facility & refund prior issues (6/9/98, 7/1/98, 11/10/04) Part I, Line B, Column (f) - Construct Facility & refund prior issues (7/15/05, 11/7/08, 3/10/10) Part I, Line C, Column (f) - Construct Facility & refund prior issues (7/15/05, 11/7/08, 3/10/10) Part II, Line 3 - The total proceeds do not agree to the issue price in Part I, Column (e) due to interest earnings. Part IV, Line 7, Column A - Written procedures to monitor the requirements of section 148 were adopted in October 2009. Instructions specify only to answer yes if the procedures applied to the bond issue during the 12-month period used to report on the bond issue. Part IV, Arbitrage, Line 2c: (A) Issuer Name: Illinois Finance Authority, Date the Rebate Computation was Performed: 09/18/2010 Note regarding the rebate computation: Since the bond proceeds have been spent, a spending exception was met, and the debt service fund was operated on a bona fide basis so no further rebate calculations were necessary. TILE SPECIALISTS INC SEE PART V 167220 SEE PART V false FIRST BUSEY CORP SEE PART V 400500 SEE PART V false RELATIONSHIP BETWEEN INTERESTED PERSON AND THE ORGANIZATION FORM 990, SCHEDULE L, PART IV, COLUMN B * IMMEDIATE PAST CHAIR, MARTY SMITH, HAD MORE THAN A 5% OWNERSHIP IN TILE SPECIALISTS, INC. * DONNA GREENE, BOARD MEMBER, IS A BOARD MEMBER OF BUSEY WEALTH MANAGEMENT, INC. AND ITS WHOLLY-OWNED SUBSIDIARIES, BUSEY TRUST COMPANY AND BUSEY CAPITAL MANAGEMENT, INC. (BUSEY WEALTH MANAGEMENT, INC. IS A WHOLLY-OWNED SUBSIDIARY OF FIRST BUSEY CORPORATION.) IN ADDITION, THE SPOUSE OF J. HAYS, BOARD MEMBER, IS A BOARD MEMBER OF FIRST BUSEY CORPORATION. THE CARLE FOUNDATION HAD TRANSACTIONS WITH THE FOLLOWING ORGANIZATIONS IN THE AMOUNTS NOTED: BUSEY BANK OF $17,947, BUSEY CAPITAL MANAGEMENT, INC. OF $86,433, AND BUSEY TRUST COMPANY OF $296,121. FORM 990, SCHEDULE L, PART IV, COLUMN D -TILE SPECIALISTS INC VARIOUS COMMERCIAL FLOORING INSTALLATION AND REPAIRS -FIRST BUSEY CORPORATION CAPITAL MANAGEMENT SERVICES, EMPLOYEE RETIREMENT PLAN SERVICES, AND OTHER VARIOUS FINANCIAL SERVICES FORM 990, SUPPLEMENTAL INFORMATION FORM 990, PART VI, QUESTION 2 -VICE CHAIRMAN OF BOARD, DONNA GREENE, AND TRUSTEE E. PHILLIPS KNOX HAD A BUSINESS RELATIONSHIP. -VICE CHAIRMAN OF BOARD, DONNA GREENE, AND TRUSTEE RICK STEPHENS HAD A BUSINESS RELATIONSHIP. -TRUSTEE, RICK STEPHENS, HAD A BUSINESS RELATIONSHIP WITH VICE CHAIRMAN OF THE BOARD, DONNA GREENE AND TRUSTEE, JANE HAYS. -Chair, Phillip Blankenburg, Vice Chair, Donna Greene, Secretary/Treasurer, Cora E. Musial, PhD, MD, Immediate Past Chair, Marty Smith, ex-officio, James C. Leonard, MD, and Trustees, Matthew Gibb, MD, J. Michael Martin and Paul Tender, MD had business relationships. -Ex-officio, James C. Leonard, MD and R. Bruce Wellman, MD, and Trustee, J. Michael Martin had business relationships. FORM 990, PART VI, QUESTION 4 ARTICLE IX - THE BYLAWS WERE AMENDED 9/20/12, PREVIOUS TO THE FILING OF THE PRIOR 990 TO REFLECT THE CHANGING FROM A FISCAL YEAR BASIS ENDING JUNE 30 TO A CALENDAR YEAR BASIS. FORM 990, PART VI, QUESTION 11B THE FORM 990 WAS PREPARED BY STAFF AND AN EXTERNAL TAX ADVISOR AND REVIEWED BY MANAGEMENT. PRIOR TO FILING THIS FORM 990, A FULL AND COMPLETE COPY WAS PROVIDED TO THE GOVERNING BODY BY POSTING TO THE ORGANIZATION'S DIRECTOR COMMUNICATION PORTAL. ALSO BEFORE FILING, THE GOVERNING MEMBERS RECEIVED NOTIFICATION THAT THE FORM 990 WAS POSTED AND AVAILABLE FOR THEIR REVIEW. AT THEIR DISCRETION, THE GOVERNING MEMBERS HAVE THE OPPORTUNITY TO CONTACT MANAGEMENT OR DISCUSS AND ADDRESS CONCERNS AT SUBSEQUENT BOARD MEETINGS. FORM 990, PART VI, QUESTION 12C THE ORGANIZATION'S ESTABLISHED CONFLICT OF INTEREST POLICIES REQUIRE ANNUAL DISCLOSURE OF ACTUAL AND POTENTIAL CONFLICTS OF INTEREST FOR OFFICERS, DIRECTORS, TRUSTEES, MEMBERS OF BOARD COMMITTEES, ADMINISTRATIVE AND MANAGERIAL EMPLOYEES AS WELL AS ALL EMPLOYEES OF THE PURCHASING DEPARTMENT. IF CIRCUMSTANCES CHANGE DURING THE COURSE OF A YEAR, INTERIM DISCLOSURE IS ALSO REQUIRED OF THE SAME INDIVIDUALS. THE DISCLOSURES OF EMPLOYEES ARE REVIEWED INITIALLY BY THE HUMAN RESOURCES DEPARTMENT AND ANY IDENTIFIED CONFLICTS ARE REFERRED TO, AND ADDRESSED BY, THE ORGANIZATION'S INTERNAL LEGAL COUNSEL AND/OR CORPORATE INTEGRITY OFFICER. THE DISCLOSURES OF TRUSTEES AND MEMBERS OF BOARD COMMITTEES ARE REVIEWED BY THE CHAIR OF THE BOARD. THE ENTIRE BOARD ABSENT THE SUBJECT TRUSTEE OR COMMITTEE MEMBER DETERMINES WHETHER A CONFLICT EXISTS. TRUSTEES AND/OR BOARD COMMITTEE MEMBERS WITH IDENTIFIED CONFLICTS ARE REQUIRED TO RECUSE THEMSELVES FROM VOTING ON MATTERS RELATED TO THEIR CONFLICTS. THE ORGANIZATION ALSO MAINTAINS PURCHASING POLICIES REQUIRING COUNTER SIGNATURES TO FURTHER MINIMIZE THE RISK ASSOCIATED WITH CONFLICTS OF INTEREST. FORM 990, PART VI, QUESTIONS 15A & 15B THE BOARD OF TRUSTEES OF THE CARLE FOUNDATION, THROUGH ITS COMPENSATION COMMITTEE COMPRISED OF INDEPENDENT MEMBERS FREE OF CONFLICT, ANNUALLY REVIEWS EXECUTIVE COMPENSATION LEVELS AND ESTABLISHES APPROPRIATE SALARY RANGES AND OTHER FEATURES OF THE COMPENSATION PLAN IN ACCORDANCE WITH THE ORGANIZATION'S APPROVED COMPENSATION PHILOSOPHY AND STRATEGY: -THE COMMITTEE IS COMPRISED OF MEMBERS OF THE BOARD OF TRUSTEES, WHO ARE INDEPENDENT OF THE CARLE FOUNDATION MANAGEMENT, HAVE NO PERSONAL INTEREST IN THE COMPENSATION ARRANGEMENTS, ARE NOT RELATED TO, OR UNDER THE CONTROL OF ANY INDIVIDUAL WHOSE COMPENSATION ARRANGEMENT IS BEING REVIEWED, AND HAVE NO MATERIAL BUSINESS RELATIONSHIP WITH THE CARLE FOUNDATION. -THE CHIEF EXECUTIVE OFFICER'S COMPENSATION IS DETERMINED BY THE COMPENSATION COMMITTEE IN RELATION TO APPROPRIATE COMPARABILITY DATA. COMPENSATION FOR OTHER MEMBERS OF THE EXECUTIVE STAFF IS DEVELOPED BY THE CEO, EVALUATED AGAINST MARKET DATA, AND REVIEWED AND APPROVED BY THE COMMITTEE. -THE COMMITTEE APPROVES ALL COMPENSATION DECISIONS IN ADVANCE OF THEIR IMPLEMENTATION AND DOCUMENTS ITS DETERMINATIONS AND DISCUSSIONS. -THE COMPENSATION COMMITTEE USES A NUMBER OF EXTERNAL RESOURCES AND COMPARISONS, AND ITS ANALYSIS INCLUDES TOTAL COMPENSATION (CASH COMPENSATION PLUS BENEFITS PROVIDED BY THE CARLE FOUNDATION) IN RELATION TO ORGANIZATIONAL PERFORMANCE AND PREVAILING INDUSTRY PRACTICES FOR LIKE RESPONSIBILITIES AT COMPARABLY-SIZED ORGANIZATIONS. THE COMMITTEE HAS ENGAGED THE SERVICES OF A COMPENSATION CONSULTING FIRM SPECIALIZING IN THE NOT-FOR-PROFIT SECTOR WHICH HAS WORKED WITH THE CARLE FOUNDATION AND REPORTS DIRECTLY TO THE COMPENSATION COMMITTEE. FORM 990, PART VI, QUESTIONS 18 & 19 THE CARLE FOUNDATION PUBLISHES THROUGH WWW.DACBOND.COM ITS QUARTERLY UNAUDITED FINANCIAL STATEMENTS, ANNUAL AUDITED FINANCIAL STATEMENTS, A MANAGEMENT'S DISCUSSION & ANALYSIS TO ACCOMPANY THE FINANCIAL STATEMENTS, AND AN ANNUAL REPORT OF CERTAIN OPERATING AND FINANCIAL INFORMATION. ADDITIONALLY, OFFICIAL STATEMENTS FOR OUTSTANDING MUNICIPAL BOND ISSUES FOR WHICH THE CARLE FOUNDATION IS OBLIGATED ARE AVAILABLE AT THIS WEBSITE. THESE DOCUMENTS INCLUDE EXTENSIVE INFORMATION ABOUT THE ORGANIZATION'S HEALTH CARE DELIVERY SYSTEM MODEL, RECENT HIGHLIGHTS/ACCOMPLISHMENTS, GOVERNANCE AND ADMINISTRATION, STRATEGIC PLAN, FACILITIES, CLINICAL PROGRAMS, MEDICAL STAFF, SERVICE AREA, COMPETITIVE ENVIRONMENT, DEMOGRAPHIC DATA, UTILIZATION STATISTICS, SUMMARY FINANCIAL INFORMATION, ACADEMIC AFFILIATIONS AND EDUCATIONAL PROGRAMS, MEDICAL RESEARCH, ACCREDITATIONS, AND ITS EMPLOYEES. THIS INFORMATION IS AVAILABLE AT NO CHARGE TO THOSE WHO REGISTER AT THE WWW.DACBOND.COM WEBSITE. IN ADDITION, THE FORM 990S OF THE ORGANIZATION'S FILING ENTITIES ARE AVAILABLE THROUGH DACBOND. A COMMUNITY BENEFIT REPORT IS ALSO PUBLISHED AND DISTRIBUTED ANNUALLY TO THE COMMUNITY. QUARTERLY FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST DELIVERED TO THE ORGANIZATION'S ADMINISTRATIVE OFFICES. THE ORGANIZATION'S GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICIES ARE ALSO AVAILABLE UPON REQUEST TO THE ORGANIZATION'S ADMINISTRATIVE OFFICES. FORM 990, PART VII, SECTION A, COLUMN B THE AVERAGE ESTIMATED HOURS PER WEEK LISTED FOR THE REPORTING ORGANIZATION AND RELATED ORGANIZATIONS ARE BASED ON A STANDARD 40 HOUR WEEK. MEMBERS MAY FREQUENTLY DEVOTE MORE THAN 40 HOURS OF SERVICE TO THE ENTIRE ORGANIZATION DURING AN AVERAGE WEEK. FORM 990, PART XI, LINE 9 OTHER CHANGES IN NET ASSETS INCLUDE: $63,272,108 THE CARLE FOUNDATION SETTLED VARIOUS INTERCOMPANY RECEIVABLE/PAYABLE BALANCES THROUGH EQUAL OFFSETTING EQUITY TRANSFERS. THE INTERCOMPANY RECEIVABLE/PAYABLE BALANCE RESULTED FROM THE NORMAL COURSE OF OPERATIONS AND WERE PRIMARILY ATTRIBUTABLE TO CENTRALIZED CASH MANAGEMENT AND DISBURSEMENT ACTIVITIES. THESE INTERCOMPANY RECEIVABLE/PAYABLE SETTLEMENTS HELPED PROVIDE SUPPLEMENTAL FUNDING FOR CERTAIN RELATED ORGANIZATIONS TO FURTHER THEIR EXEMPT PURPOSES; K-1 INVESTMENT INCOME ($158,062). FORM 990, PART XII, #2A,B,C AND PART IV, #12 THE FINANCIAL STATEMENTS FOR THE CARLE FOUNDATION WERE AUDITED ON A CONSOLIDATED BASIS. THE CARLE FOUNDATION DOES HAVE AN AUDIT COMMITTEE CONSISTING OF MEMBERS OF THE GOVERNING BOARD AND THE CHIEF FINANCIAL OFFICER WHO TOGETHER ASSUME RESPONSIBILITY FOR OVERSIGHT OF THE REVIEW AND AUDIT OF ITS FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THE CARLE FOUNDATION HOSPITAL 611 W PARK ST URBANA IL 61801 371119538 HOSPITAL SERV IL 501(C)(3) 3 TCF true THE CARLE DEVELOPMENT FOUNDATION 611 W PARK ST URBANA IL 61801 371159978 FUNDRAISING IL 501(C)(3) 7 TCF true CARLE HEALTH CARE INCORPORATED 611 W PARK ST URBANA IL 61801 371140016 VAR SVCS IL 501(C)(3) 9 TCF true CARLE RETIREMENT CENTERS INC 611 W PARK ST URBANA IL 61801 371160033 RTRMT LIVING IL 501(C)(3) 9 TCF true CARLE COMMUNITY HEALTH CORPORATION 611 W PARK ST URBANA IL 61801 364458371 FDN MISSION IL 501(C)(3) 11A, TYPE 1 TCDF true HOOPESTON COMMUNITY MEMORIAL HOSPITAL 701 E ORANGE ST HOOPESTON IL 609421801 363637465 HOSPITAL SVCS IL 501(C)(3) 3 TCF true HEALTH SYSTEMS INSURANCE LIMITED GOVERNORS SQ 2ND FL BLDG 3 GRAND CAYMAN CJ KY1-1102 INSURANCE CJ TCF C-CORP 4127946 131172695 1.00000 true CARLE HOLDING COMPANY INC 611 W PARK ST URBANA IL 61801 371188284 HOLDING COMPANY IL TCF C-CORP 0 345570339 1.00000 true HEALTH ALLIANCE MEDICAL PLANS INC 301 S VINE ST URBANA IL 61801 371260731 HEALTH COVERAGE IL CHCI C-CORP 91508928 634257461 1.00000 true HEALTH ALLIANCE-MIDWEST INC 301 S VINE ST URBANA IL 61801 371354502 HEALTH COVERAGE IL HAMPI C-CORP 1.00000 true HEALTH CARE HORIZONS OF ILLINOIS INC 209 W RB GARRETT DR PEORIA IL 61605 371394924 INSURANCE TPA IL HAMPI C-CORP 1.00000 true HCH ADMINISTRATION INC 209 W RB GARRETT DR PEORIA IL 61605 371119685 INSURANCE ADMIN IL HCHII C-CORP 1.00000 true HCH ADMINISTRATION INC 111 LOMAS BLVD SUITE 122 ALBUQUERQUE NM 87102 850391732 INSURANCE ADMIN NM HCHAI C-CORP 1.00000 true CARLE RISK MANAGEMENT CO 611 W PARK ST URBANA IL 61801 371217973 RISK MANAGEMENT IL TCF C-CORP 1245463 53680 1.00000 true EVALIDATA INC 611 W PARK ST URBANA IL 61880 462022658 PHYS CREDENTIALNG IL TCF C-CORP 10467 8443 1.00000 true true true true false false false false false false false false true true false false true true false false THE CARLE FOUNDATION HOSPITAL A 28390839 COST CARLE HEALTH CARE INCORPORATED A 15661568 COST CARLE RISK MANAGEMENT COMPANY A 59945 COST THE CARLE FOUNDATION HOSPITAL B 278340 FMV THE CARLE FOUNDATION HOSPITAL L 418810 COST HEALTH ALLIANCE MEDICAL PLANS INC L 607598 COST CARLE HEALTH CARE INCORPORATED M 287214 COST CARLE RISK MANAGEMENT COMPANY P 1245463 COST THE CARLE FOUNDATION HOSPITAL Q 63088079 COST CARLE HEALTH CARE INCORPORATED Q 62083938 COST CARLE RETIREMENT CENTERS INC Q 581637 COST HEALTH ALLIANCE MEDICAL PLANS INC Q 346897 COST CARLE RISK MANAGEMENT COMPANY Q 93185 COST HEALTH SYSTEMS INSURANCE LIMITED Q 64981 COST SCHEDULE R, SUPPLEMENTAL INFORMATION Part II, Line 3 Carle Health Care Incorporated Carle Health Care Incorporated's primary activities include Emergency Transport, Day Care, and Physician Services.