NORWICH UNIVERSITY APPLIED RESEARCH INSTITUTES LTD: Form 990, tax year 2012

View the entire original 990 at ProPublica ↗

Organization: NORWICH UNIVERSITY APPLIED RESEARCH INSTITUTES LTD (EIN 06-1669185)
Tax period: 2012-06-01 to 2013-05-31
Filed: 2014-04-14
IRS object ID: 201421049349300902
Schema version: 2012v2.0
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990
Schedule A
Schedule B
Schedule D
Schedule J
Schedule O
Schedule R

Return header ReturnHeader

Field	Value	IRS element (for citing)
Timestamp	2014-04-14T08:34:10-07:00	Timestamp
Tax Period End Date	2013-05-31	TaxPeriodEndDate

Preparer Firm PreparerFirm

Preparer Firm Business Name PreparerFirmBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	WALLACE W TAPIA PC	BusinessNameLine1

Preparer Firm US Address PreparerFirmUSAddress

Field	Value	IRS element (for citing)
Address Line1	131 MAIN ST 8TH FL	AddressLine1
City	BURLINGTON	City
State	VT	State
ZIP Code	05401	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990	ReturnType
Tax Period Begin Date	2012-06-01	TaxPeriodBeginDate

Filer Filer

Field	Value	IRS element (for citing)
EIN	061669185	EIN

Name Name

Field	Value	IRS element (for citing)
Business Name Line1	NORWICH UNIVERSITY APPLIED RESEARCH INSTITUTES LTD	BusinessNameLine1

Field	Value	IRS element (for citing)
Name Control	NORW	NameControl
Phone	8024852819	Phone

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	PO BOX 30	AddressLine1
City	NORTHFIELD	City
State	VT	State
ZIP Code	056630030	ZIPCode

Officer Officer

Field	Value	IRS element (for citing)
Name	ERIC BRAMAN	Name
Title	VICE PRESIDENT/TREASURER	Title
Phone	8024852819	Phone
Date Signed	2014-04-03	DateSigned
Authorize Third Party	true	AuthorizeThirdParty

Preparer Preparer

Field	Value	IRS element (for citing)
Name	WALLACE W TAPIA CPA	Name
Phone	8028636370	Phone

Field	Value	IRS element (for citing)
Tax Year	2012	TaxYear
Build TS	2015-11-30 17:44:51Z	BuildTS

Form 990 IRS990

Field	Value	IRS element (for citing)
Name Of Principal Officer Person	ERIC BRAMAN	NameOfPrincipalOfficerPerson

Address Principal Officer US AddressPrincipalOfficerUS

Field	Value	IRS element (for citing)
Address Line1	PO BOX 30	AddressLine1
City	NORTHFIELD	City
State	VT	State
ZIP Code	05663	ZIPCode

Field	Value	IRS element (for citing)
Gross Receipts	3284595	GrossReceipts
Group Return For Affiliates	false	GroupReturnForAffiliates
Organization501c3	X	Organization501c3
Web Site	www.NUARI.org	WebSite
Type Of Organization Corporation	X	TypeOfOrganizationCorporation
Year Formation	2002	YearFormation
State Legal Domicile	VT	StateLegalDomicile
Activity Or Mission Description	To serve the national public interest through the study of critical national issues, research and technology development, the deployment of necessary technology solutions, addressing issues which enhance national response capability, and serving as a national education center for counter-terrorism and cybercrime.	ActivityOrMissionDescription
Nbr Voting Members Governing Body	12	NbrVotingMembersGoverningBody
Nbr Independent Voting Members	10	NbrIndependentVotingMembers
Total Nbr Employees	21	TotalNbrEmployees
Total Nbr Volunteers	10	TotalNbrVolunteers
Total Gross UBI	0	TotalGrossUBI
Contributions Grants Prior Year	4013598	ContributionsGrantsPriorYear
Contributions Grants Current Year	2441249	ContributionsGrantsCurrentYear
Program Service Revenue Prior Year	172455	ProgramServiceRevenuePriorYear
Program Service Revenue CY	841047	ProgramServiceRevenueCY
Investment Income Prior Year	3844	InvestmentIncomePriorYear
Investment Income Current Year	1998	InvestmentIncomeCurrentYear
Other Revenue Prior Year	1973	OtherRevenuePriorYear
Other Revenue Current Year	301	OtherRevenueCurrentYear
Total Revenue Prior Year	4191870	TotalRevenuePriorYear
Total Revenue Current Year	3284595	TotalRevenueCurrentYear
Grants And Similar Amnts CY	0	GrantsAndSimilarAmntsCY
Benefits Paid To Members CY	0	BenefitsPaidToMembersCY
Salaries Etc Prior Year	2370138	SalariesEtcPriorYear
Salaries Etc Current Year	1635098	SalariesEtcCurrentYear
Total Prof Fundrsng Exp CY	0	TotalProfFundrsngExpCY
Total Fundrsng Exp Current Year	0	TotalFundrsngExpCurrentYear
Other Expense Prior Year	1737366	OtherExpensePriorYear
Other Expenses Current Year	1675845	OtherExpensesCurrentYear
Total Expenses Prior Year	4107504	TotalExpensesPriorYear
Total Expenses Current Year	3310943	TotalExpensesCurrentYear
Revenues Less Expenses Prior Year	84366	RevenuesLessExpensesPriorYear
Revenues Less Expenses CY	-26348	RevenuesLessExpensesCY
Total Assets BOY	1113697	TotalAssetsBOY
Total Assets EOY	1601990	TotalAssetsEOY
Total Liabilities BOY	148712	TotalLiabilitiesBOY
Total Liabilities EOY	663353	TotalLiabilitiesEOY
Net Assets Or Fund Balances BOY	964985	NetAssetsOrFundBalancesBOY
Net Assets Or Fund Balances EOY	938637	NetAssetsOrFundBalancesEOY
Mission Description	To serve the national public interest through the study of critical national issues; to	MissionDescription
Significant New Program Services	false	SignificantNewProgramServices
Significant Change	false	SignificantChange
Expense	1715138	Expense
Revenue	86750	Revenue
Description	TRAINING, EXERCISE AND SIMULATION ACTIVITES PROVIDED MANAGEMENT AND CONSULTING SERVICES INCLUDING: 1. WEB*DECIDE - A SIMULATION TOOL FOR EMULATING IMPACTS OF A CYBER ATTACK ON FINANCIAL INSTITUTIONS WITHIN THE PUBLIC AND PRIVATE SECTOR; 2. "CYBERSMART" - A CYBER SIMULATION MODELING AND REPORTING TOOL USED TO PRODUCE A COHERENT SET OF INJECTS TO SUPPORT A PUBLIC AND PRIVATE SECTOR EXERCISE; 3. DEPARTMENT OF HOMELAND SECURITY (DHS) NATIONAL LEVEL EXERCISE (NLE-12) TEAM TO DEMONSTRATE AND EXERCISE THE NATIONAL CYBER RESPONSE PLAN.	Description

Activity2 Activity2

Field	Value	IRS element (for citing)
Expense	278426	Expense
Revenue	71435	Revenue
Description	COURSEWARE DEVELOPMENT AND DESIGN ACTIVITIES DESIGNED AND DEVELOPED COURSEWARE AND SOFTWARE FOR: 1. THE FEMA NATIONAL TRAINING PROGRAM IN SUPPORT OF FIRST RESPONDER AND INFORMATION TECHNOLOGY PROFESSIONAL AWARENESS TRAINING FOR A CYBER INCIDENT; AND 2. WOLOFF - ADMINISTER AND DEVELOP ONLINE LANGUAGE LEARNING PLATFORM TO TEACH LANGUAGE SKILLS, REGIONAL STUDIES AND CULTURAL DISTINCTIONS.	Description

Activity3 Activity3

Field	Value	IRS element (for citing)
Expense	524139	Expense
Revenue	682862	Revenue
Description	OTHER PROGRAM SERVICES INCLUDES THE PROVISION OF TECHNICAL SERVICES RELATED TO PROGRAM SUPPORT AND NETWORK SECURITY. PROVIDED SME SUPPORT; PROVIDED PROGRAM SUPPORT AND NETWORK SECURITY DEVELOPMENT FOR DHS PROJECT; AND DEVELOPED PROTOTYPE FOR ONLINE DELIVERY OF EDUCATION AND TRAINING OF INFORMATION SECURITY FOR COURSE LEVEL CERTIFICATION.	Description

Field	Value	IRS element (for citing)
Total Program Service Expense	2517703	TotalProgramServiceExpense
Described In501 C3	true	DescribedIn501C3
Schedule B Required	true	ScheduleBRequired
Political Activities	false	PoliticalActivities
Lobbying Activities	false	LobbyingActivities
Subject To Proxy Tax	false	SubjectToProxyTax
Donor Advised Funds	false	DonorAdvisedFunds
Conservation Easements	false	ConservationEasements
Collections Of Art	false	CollectionsOfArt
Credit Counseling	false	CreditCounseling
Term Or Permanent Endowments	false	TermOrPermanentEndowments
Report Land Bldg Equip	true	ReportLandBldgEquip
Report Invest Oth Securities	false	ReportInvestOthSecurities
Report Prog Rel Invest	false	ReportProgRelInvest
Report Other Assets	true	ReportOtherAssets
Report Other Liabilities	true	ReportOtherLiabilities
Report Fin48 Footnote	true	ReportFin48Footnote
Independent Audit Financial Stmt	true	IndependentAuditFinancialStmt
Consolidated Audit Financial Stmt	true	ConsolidatedAuditFinancialStmt
School	false	School
Foreign Office	false	ForeignOffice
Foreign Activities	false	ForeignActivities
More Than5000 K To Organizations	false	MoreThan5000KToOrganizations
More Than5000 K To Individuals	false	MoreThan5000KToIndividuals
Professional Fundraising	false	ProfessionalFundraising
Fundraising Activities	false	FundraisingActivities
Gaming	false	Gaming
Hospital	false	Hospital
Grants To Organizations	false	GrantsToOrganizations
Grants To Individuals	false	GrantsToIndividuals
Schedule J Required	true	ScheduleJRequired
Tax Exempt Bonds	false	TaxExemptBonds
Excess Benefit Transaction	false	ExcessBenefitTransaction
Prior Excess Benefit Transaction	false	PriorExcessBenefitTransaction
Loan To Officer Or DQP	false	LoanToOfficerOrDQP
Grant To Related Person	false	GrantToRelatedPerson
Bsnss Rltnshp With Organization	false	BsnssRltnshpWithOrganization
Bsnss Rltnshp Thru Family Member	false	BsnssRltnshpThruFamilyMember
Officer Entity With Bsnss Rltnshp	false	OfficerEntityWithBsnssRltnshp
Deductible Non Cash Contributions	false	DeductibleNonCashContributions
Deductible Contributions Of Art	false	DeductibleContributionsOfArt
Terminated	false	Terminated
Partial Liquidation	false	PartialLiquidation
Disregarded Entity	false	DisregardedEntity
Related Entity	true	RelatedEntity
Related Org Controlled Entity	false	RelatedOrgControlledEntity
Transaction Related Entity	false	TransactionRelatedEntity
Activities Conducted Partnership	false	ActivitiesConductedPartnership
Schedule O Required	true	ScheduleORequired
Number Forms Transmitted With1096	18	NumberFormsTransmittedWith1096
Number W2 G Included	0	NumberW2GIncluded
Number Of Employees	21	NumberOfEmployees
Employment Tax Returns Filed	true	EmploymentTaxReturnsFiled
Unrelated Business Income	false	UnrelatedBusinessIncome
Foreign Financial Account	false	ForeignFinancialAccount
Prohibited Tax Shelter Trans	false	ProhibitedTaxShelterTrans
Taxable Party Notification	false	TaxablePartyNotification
Non Deductible Contributions	false	NonDeductibleContributions
Quid Pro Quo Contributions	false	QuidProQuoContributions
Form8282 Property Disposed Of	false	Form8282PropertyDisposedOf
Funds To Pay Premiums	false	FundsToPayPremiums
Premiums Paid	false	PremiumsPaid
Indoor Tanning Services	false	IndoorTanningServices
Info In Schedule O Part VI	X	InfoInScheduleOPartVI
Nbr Voting Governing Body Members	12	NbrVotingGoverningBodyMembers
Number Independent Voting Members	10	NumberIndependentVotingMembers
Family Or Business Relationship	false	FamilyOrBusinessRelationship
Delegation Of Management Duties	false	DelegationOfManagementDuties
Changes To Organizing Docs	true	ChangesToOrganizingDocs
Material Diversion Or Misuse	false	MaterialDiversionOrMisuse
Members Or Stockholders	false	MembersOrStockholders
Election Of Board Members	true	ElectionOfBoardMembers
Decisions Subject To Approval	true	DecisionsSubjectToApproval
Minutes Of Governing Body	true	MinutesOfGoverningBody
Minutes Of Committees	true	MinutesOfCommittees
Officer Mailing Address	false	OfficerMailingAddress
Local Chapters	false	LocalChapters
Form990 Provided To Governing Body	true	Form990ProvidedToGoverningBody
Conflict Of Interest Policy	true	ConflictOfInterestPolicy
Annual Disclosure Covered Persons	true	AnnualDisclosureCoveredPersons
Regular Monitoring Enforcement	true	RegularMonitoringEnforcement
Whistleblower Policy	true	WhistleblowerPolicy
Document Retention Policy	true	DocumentRetentionPolicy
Compensation Process CEO	true	CompensationProcessCEO
Compensation Process Other	true	CompensationProcessOther
Investment In Joint Venture	false	InvestmentInJointVenture
Upon Request	X	UponRequest

The Books Are In Care Of TheBooksAreInCareOf

Field	Value	IRS element (for citing)
Name Person	MARSHA J HOPKINS	NamePerson
Telephone Number	8024852819	TelephoneNumber

Address US AddressUS

Field	Value	IRS element (for citing)
Address Line1	57 OLD FREIGHT YARD	AddressLine1
City	NORTHFIELD	City
State	VT	State
ZIP Code	05663	ZIPCode

Form990 Part VII Section A Form990PartVIISectionA (19 entries)

TitleTitle	Average Hours Per WeekAverageHoursPerWeek	Individual Trustee Or DirectorIndividualTrusteeOrDirector	OfficerOfficer	Reportable Comp From OrganizationReportableCompFromOrganization	Reportable Comp From Related OrgsReportableCompFromRelatedOrgs	Other CompensationOtherCompensation	Key EmployeeKeyEmployee	Highest Compensated EmployeeHighestCompensatedEmployee
PHILIP T SUSMANN
President	27.00	X	X	0	171098	33596
FRED C KREITZBERG
Chair	1.00	X	X	0	0	0
RICHARD W SCHNEIDER
Vice Chair	1.00	X	X	0	460061	61168
ERIC W BRAMAN
VP / Treasurer	40.00		X	137951	0	9730
JUDY BAILEY
Secretary	10.00		X	6000	62623	11737
KATIE WHITNEY
Secretary	10.00		X	2884	0	0
DIRAN APELIAN
Director	0.50	X		0	0	0
GEN ALDRED M GRAY
Director	0.50	X		0	0	0
FREDERICK M HAYNES
Director	0.50	X		0	0	0
JOEL KOBERT
Director	0.50	X		0	0	0
ROBERT S LAPPIN
Director	1.00	X		0	0	0
ROBERT B MACK
Director	0.50	X		0	0	0
THOMAS N PELLETIER
Director	0.50	X		0	0	0
E TARRY POLIDOR
Director	0.50	X		0	0	0
LARRY WESNESKI
Director	1	X
ASHOK VASEASHTA
Program Director	40			153463		15198	X
DENNIS MCGRATH
Program Director	40			119185		18987		X
MARK BESCH
Systems Administrator	40			100411		16092		X
ANDREW CUTTS
VP CCRI	40			173239		31678		X

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	693133	TotalReportableCompFromOrg
Total Reportable Comp Frm Rltd Orgs	693782	TotalReportableCompFrmRltdOrgs
Total Other Compensation	198186	TotalOtherCompensation
Number Individuals GT100 K	5	NumberIndividualsGT100K
Formers Listed	false	FormersListed
Total Comp GT150 K	true	TotalCompGT150K
Compensation From Other Sources	false	CompensationFromOtherSources

Contractor Compensation ContractorCompensation (2 entries)

Address Line1AddressOfContractor/AddressUS/AddressLine1	CityAddressOfContractor/AddressUS/City	StateAddressOfContractor/AddressUS/State	ZIP CodeAddressOfContractor/AddressUS/ZIPCode	Description Of ServicesDescriptionOfServices	CompensationCompensation
DELTA RISK LLC
2804 N SEMINARY	CHICAGO	IL	60657	Research & Development	210130
FWAVE
224 TURNPIKE ROAD	NORWICH	VT	05055	Research & Development	165861

Field	Value	IRS element (for citing)
Number Of Contractors GT100 K	2	NumberOfContractorsGT100K
Government Grants	2215636	GovernmentGrants
All Other Contributions	225613	AllOtherContributions
Total Contributions	2441249	TotalContributions

Program Service Revenue ProgramServiceRevenue (3 entries)

DescriptionDescription	Business CodeBusinessCode	Total Revenue ColumnTotalRevenueColumn
Courseware development	611710	71435
Cyber exercise/scenario dev.	541700	86750
Other scientific/tech services	541900	682862

Field	Value	IRS element (for citing)
Total Program Service Revenue	841047	TotalProgramServiceRevenue

Investment Income InvestmentIncome

Field	Value	IRS element (for citing)
Total Revenue Column	1998	TotalRevenueColumn
Exclusion	$1,998	ExclusionAmount

Other Revenue Misc OtherRevenueMisc

Field	Value	IRS element (for citing)
Description	Other Income	Description
Business Code	900099	BusinessCode
Total Revenue Column	301	TotalRevenueColumn
Exclusion	$301	ExclusionAmount

Field	Value	IRS element (for citing)
Total Other Revenue	301	TotalOtherRevenue

Total Revenue TotalRevenue

Field	Value	IRS element (for citing)
Total Revenue Column	3284595	TotalRevenueColumn
Related Or Exempt Function Income	841047	RelatedOrExemptFunctionIncome
Exclusion	$2,299	ExclusionAmount

Field	Value	IRS element (for citing)
Info In Schedule O Part IX	X	InfoInScheduleOPartIX

Comp Current Officers Directors CompCurrentOfficersDirectors

Field	Value	IRS element (for citing)
Total	324663	Total
Program Services	178393	ProgramServices
Management And General	146270	ManagementAndGeneral
Fundraising	0	Fundraising

Other Salaries And Wages OtherSalariesAndWages

Field	Value	IRS element (for citing)
Total	1050210	Total
Program Services	760044	ProgramServices
Management And General	290166	ManagementAndGeneral
Fundraising	0	Fundraising

Pension Plan Contributions PensionPlanContributions

Field	Value	IRS element (for citing)
Total	43216	Total
Program Services	30934	ProgramServices
Management And General	12282	ManagementAndGeneral
Fundraising	0	Fundraising

Other Employee Benefits OtherEmployeeBenefits

Field	Value	IRS element (for citing)
Total	125560	Total
Program Services	89876	ProgramServices
Management And General	35684	ManagementAndGeneral
Fundraising	0	Fundraising

Payroll Taxes PayrollTaxes

Field	Value	IRS element (for citing)
Total	91449	Total
Program Services	65459	ProgramServices
Management And General	25990	ManagementAndGeneral
Fundraising	0	Fundraising

Fees For Services Legal FeesForServicesLegal

Field	Value	IRS element (for citing)
Total	1953	Total
Program Services	0	ProgramServices
Management And General	1953	ManagementAndGeneral
Fundraising	0	Fundraising

Fees For Services Accounting FeesForServicesAccounting

Field	Value	IRS element (for citing)
Total	28320	Total
Program Services	0	ProgramServices
Management And General	28320	ManagementAndGeneral
Fundraising	0	Fundraising

Fees For Services Other FeesForServicesOther

Field	Value	IRS element (for citing)
Total	1151531	Total
Program Services	1119289	ProgramServices
Management And General	32242	ManagementAndGeneral
Fundraising	0	Fundraising

Office Expenses OfficeExpenses

Field	Value	IRS element (for citing)
Total	47361	Total
Program Services	21790	ProgramServices
Management And General	25571	ManagementAndGeneral
Fundraising	0	Fundraising

Information Technology InformationTechnology

Field	Value	IRS element (for citing)
Total	45867	Total
Program Services	35620	ProgramServices
Management And General	10247	ManagementAndGeneral
Fundraising	0	Fundraising

Occupancy Occupancy

Field	Value	IRS element (for citing)
Total	83743	Total
Program Services	61074	ProgramServices
Management And General	22669	ManagementAndGeneral
Fundraising	0	Fundraising

Travel Travel

Field	Value	IRS element (for citing)
Total	91442	Total
Program Services	65379	ProgramServices
Management And General	26063	ManagementAndGeneral
Fundraising	0	Fundraising

Conferences Meetings ConferencesMeetings

Field	Value	IRS element (for citing)
Total	4094	Total
Program Services	1213	ProgramServices
Management And General	2881	ManagementAndGeneral
Fundraising	0	Fundraising

Insurance Insurance

Field	Value	IRS element (for citing)
Total	37004	Total
Program Services	0	ProgramServices
Management And General	37004	ManagementAndGeneral
Fundraising	0	Fundraising

Other Expenses OtherExpenses (2 entries)

DescriptionDescription	TotalTotal	Program ServicesProgramServices	Management And GeneralManagementAndGeneral	FundraisingFundraising
Materials	88473	88473	0	0
Patent Costs	79594	0	79594	0

All Other Expenses AllOtherExpenses

Field	Value	IRS element (for citing)
Total	16463	Total
Program Services	159	ProgramServices
Management And General	16304	ManagementAndGeneral
Fundraising	0	Fundraising

Total Functional Expenses TotalFunctionalExpenses

Field	Value	IRS element (for citing)
Total	3310943	Total
Program Services	2517703	ProgramServices
Management And General	793240	ManagementAndGeneral
Fundraising	0	Fundraising

Cash Non Interest Bearing CashNonInterestBearing

Field	Value	IRS element (for citing)
BOY	37540	BOY
EOY	-374343	EOY

Savings And Temp Cash Investments SavingsAndTempCashInvestments

Field	Value	IRS element (for citing)
BOY	651660	BOY
EOY	937245	EOY

Accounts Receivable AccountsReceivable

Field	Value	IRS element (for citing)
BOY	360413	BOY
EOY	901502	EOY

Prepaid Expenses Deferred Charges PrepaidExpensesDeferredCharges

Field	Value	IRS element (for citing)
BOY	64084	BOY
EOY	33307	EOY

Field	Value	IRS element (for citing)
Land Buildings Equipment Basis	109582	LandBuildingsEquipmentBasis
Land Bldg Equipment Accum Deprec	109582	LandBldgEquipmentAccumDeprec

Other Assets Total OtherAssetsTotal

Field	Value	IRS element (for citing)
EOY	104279	EOY

Total Assets TotalAssets

Field	Value	IRS element (for citing)
BOY	1113697	BOY
EOY	1601990	EOY

Accounts Payable Accrued Expenses AccountsPayableAccruedExpenses

Field	Value	IRS element (for citing)
BOY	113989	BOY
EOY	564306	EOY

Deferred Revenue DeferredRevenue

Field	Value	IRS element (for citing)
BOY	66	BOY
EOY	66	EOY

Other Liabilities OtherLiabilities

Field	Value	IRS element (for citing)
BOY	34657	BOY
EOY	98981	EOY

Total Liabilities TotalLiabilities

Field	Value	IRS element (for citing)
BOY	148712	BOY
EOY	663353	EOY

Field	Value	IRS element (for citing)
Follow SFAS117	X	FollowSFAS117

Unrestricted Net Assets UnrestrictedNetAssets

Field	Value	IRS element (for citing)
BOY	964985	BOY
EOY	938637	EOY

Total Net Assets Fund Balances TotalNetAssetsFundBalances

Field	Value	IRS element (for citing)
BOY	964985	BOY
EOY	938637	EOY

Total Liab Net Assets Fund Balances TotalLiabNetAssetsFundBalances

Field	Value	IRS element (for citing)
BOY	1113697	BOY
EOY	1601990	EOY

Field	Value	IRS element (for citing)
Reconcilation Revenue Expenses	-26348	ReconcilationRevenueExpenses
Method Of Accounting Accrual	X	MethodOfAccountingAccrual
Accountant Compile Or Review	false	AccountantCompileOrReview
FS Audited	true	FSAudited

FS Audited Basis FSAuditedBasis

Field	Value	IRS element (for citing)
Financial Statement Both	X	FinancialStatementBoth

Field	Value	IRS element (for citing)
Audit Committee	true	AuditCommittee
Federal Grant Audit Required	true	FederalGrantAuditRequired
Federal Grant Audit Performed	true	FederalGrantAuditPerformed

Schedule A IRS990ScheduleA

Field	Value	IRS element (for citing)
Publicly Supported Org509a2	X	PubliclySupportedOrg509a2
Public Support Total170	0	PublicSupportTotal170

Gross Investment Income170 GrossInvestmentIncome170

Field	Value	IRS element (for citing)
Total	0	Total

Field	Value	IRS element (for citing)
Public Support Pertcentage170	0	PublicSupportPertcentage170

Gifts Grants Contrib Received509 GiftsGrantsContribReceived509

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	1166828	CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years	5439710	CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years	6425149	CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year	4013597	CurrentTaxYearMinus1Year
Current Tax Year	2441249	CurrentTaxYear
Total	19486533	Total

Gross Receipts From Admissions GrossReceiptsFromAdmissions

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	261863	CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years	346440	CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years	241190	CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year	172455	CurrentTaxYearMinus1Year
Current Tax Year	841047	CurrentTaxYear
Total	1862995	Total

Total509 Total509

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	1428691	CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years	5786150	CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years	6666339	CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year	4186052	CurrentTaxYearMinus1Year
Current Tax Year	3282296	CurrentTaxYear
Total	21349528	Total

Amts From Subst Contributors AmtsFromSubstContributors

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	214204	CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years	215207	CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years	101652	CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year	39811	CurrentTaxYearMinus1Year
Current Tax Year	707875	CurrentTaxYear
Total	1278749	Total

Support From DQ Ps Etc SupportFromDQPsEtc

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	214204	CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years	215207	CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years	101652	CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year	39811	CurrentTaxYearMinus1Year
Current Tax Year	707875	CurrentTaxYear
Total	1278749	Total

Field	Value	IRS element (for citing)
Public Support Total509	20070779	PublicSupportTotal509

Gross Investment Income509 GrossInvestmentIncome509

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	2100	CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years	5608	CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years	4506	CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year	3844	CurrentTaxYearMinus1Year
Current Tax Year	1998	CurrentTaxYear
Total	18056	Total

Investment Income And UBTI InvestmentIncomeAndUBTI

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	2100	CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years	5608	CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years	4506	CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year	3844	CurrentTaxYearMinus1Year
Current Tax Year	1998	CurrentTaxYear
Total	18056	Total

Other Income509 OtherIncome509

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	1030	CurrentTaxYearMinus4Years
Current Tax Year Minus3 Years	3828	CurrentTaxYearMinus3Years
Current Tax Year Minus2 Years	300	CurrentTaxYearMinus2Years
Current Tax Year Minus1 Year	1973	CurrentTaxYearMinus1Year
Current Tax Year	301	CurrentTaxYear
Total	7432	Total

Total Support Total TotalSupportTotal

Field	Value	IRS element (for citing)
Total	21375016	Total

Field	Value	IRS element (for citing)
Public Support Percentage509	0.93900	PublicSupportPercentage509
Prior Year Support Percentage	0.94120	PriorYearSupportPercentage
Investment Income Percentage	0.00080	InvestmentIncomePercentage
Prior Yr Invest Income Percentage	0.00180	PriorYrInvestIncomePercentage
Thirty Three Percnt Tests CY509	X	ThirtyThreePercntTestsCY509
Facts And Circumstances Test	OTHER INCOME PART III, LINE 12; DESCRIPTION: MISCELLANEOUS INCOME; 2008: 1030.; 2009: 3828.; 2010: 300.; 2011: 1973.; 2012: 301.;	FactsAndCircumstancesTest

Schedule B IRS990ScheduleB

Contributor Info ContributorInfo

Field	Value	IRS element (for citing)
Contributor Number	RESTRICTED	ContributorNumber

Contributor Name Business ContributorNameBusiness

Field	Value	IRS element (for citing)
Business Name Line1	RESTRICTED	BusinessNameLine1

Contributor Address US ContributorAddressUS

Field	Value	IRS element (for citing)
Address Line1	RESTRICTED	AddressLine1
Address Line2	RESTRICTED	AddressLine2
City	RESTRICTED	City
State	RESTRICTED	State
ZIP Code	RESTRICTED	ZIPCode

Field	Value	IRS element (for citing)
Aggregate Contributions	RESTRICTED	AggregateContributions

Schedule D IRS990ScheduleD

Leasehold Improvements LeaseholdImprovements

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	109582	OtherCostOrOtherBasis
Depreciation	109582	Depreciation

Other Assets OtherAssets

Field	Value	IRS element (for citing)
Description	Due from Affiliate in the Ordinary Course of Business	Description
Book Value	104279	BookValue

Field	Value	IRS element (for citing)
Total Book Value Other Assets	104279	TotalBookValueOtherAssets

Other Liabilities OtherLiabilities

Field	Value	IRS element (for citing)
Description	Due to Affiliate	Description
Amount	$98,981	Amount

Field	Value	IRS element (for citing)
Total Of Amounts	98981	TotalOfAmounts
Footnote In Part XIII	X	FootnoteInPartXIII
Tot Revenue Etc Audited Fincl Stmt	3284595	TotRevenueEtcAuditedFinclStmt
Revenue Subtotal	3284595	RevenueSubtotal
Total Revenue Per Form990	3284595	TotalRevenuePerForm990
Tot Expenses Etc Audited Fincl Stmt	3310943	TotExpensesEtcAuditedFinclStmt
Expenses Subtotal	3310943	ExpensesSubtotal
Total Expenses Per Form990	3310943	TotalExpensesPerForm990

Form990 Schedule D Part XIII Form990ScheduleDPartXIII (2 entries)

IdentifierIdentifier	ExplanationExplanation
Pt X Line 2	"NUARI is a not-for-profit corporation as described in Section 501(c)(3)
	OF THE U.S. INTERNAL REVENUE CODE AND IS GENERALLY EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 509(A)(2) OF THE CODE. SHOULD THE STATUS BE CHALLENGED, THE ORGANIZATION'S 2010 THROUGH 2013 TAX YEARS ARE OPEN FOR EXAMINATION BY FEDERAL AND STATE TAXING AUTHORITIES. NUARI BELIEVES IT HAS TAKEN NO SIGNIFICANT UNCERTAIN TAX POSITIONS."

Schedule J IRS990ScheduleJ

Field	Value	IRS element (for citing)
First Class Or Charter Travel	X	FirstClassOrCharterTravel
Written Policy Re T And E Expenses	true	WrittenPolicyReTAndEExpenses
Substantiation Required	true	SubstantiationRequired
Compensation Committee	X	CompensationCommittee
Written Employment Contract	X	WrittenEmploymentContract
Compensation Survey	X	CompensationSurvey
Board Or Committee Approval	X	BoardOrCommitteeApproval
Severance Payment	false	SeverancePayment
Supplemental Nonqual Retire Plan	false	SupplementalNonqualRetirePlan
Equity Based Comp Arrangement	false	EquityBasedCompArrangement
Comp Based On Revenue Of Filing Org	false	CompBasedOnRevenueOfFilingOrg
Comp Based On Revenue Related Orgs	false	CompBasedOnRevenueRelatedOrgs
Comp Based Net Earnings Filing Org	false	CompBasedNetEarningsFilingOrg
Comp Based Net Earnings Relate Orgs	false	CompBasedNetEarningsRelateOrgs
Any Non Fixed Payments	false	AnyNonFixedPayments
Initial Contract Exception	false	InitialContractException

Form990 Schedule J Part II Form990ScheduleJPartII (4 entries)

Comp Based On Related OrgsCompBasedOnRelatedOrgs	Other Compensation Related OrgsOtherCompensationRelatedOrgs	Deferred Comp Related OrgsDeferredCompRelatedOrgs	Nontaxable Benefits Related OrgsNontaxableBenefitsRelatedOrgs	Total Compensation Related OrgsTotalCompensationRelatedOrgs	Base Compensation Filing OrgBaseCompensationFilingOrg	Other Compensation Filing OrgOtherCompensationFilingOrg	Deferred Comp Filing OrgDeferredCompFilingOrg	Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrg	Total Compensation Filing OrgTotalCompensationFilingOrg
PHILIP T SUSMANN
172244	-1146	13162	20434	204694
RICHARD W SCHNEIDER
390000	70061	43516	40152	543729
ASHOK VASEASHTA
					153625	-162	2585	12613	168661
ANDREW CUTTS
					175000	-1761	10500	21178	204917

Form990 Schedule J Part III Form990ScheduleJPartIII

Field	Value	IRS element (for citing)
Identifier	Pt I Line 1b	Identifier
Explanation	The Board of Directors previously approved a change to its original Expense Reimbursement Policy which allows Directors to travel at the next higher available airfare class when a scheduled flight segment is in excess of two hours. The Director must submit a printout for both the coach fare as well as a receipt for the higher fare for the same itinerary and date of travel.	Explanation

Schedule O IRS990ScheduleO

General Explanation GeneralExplanation (23 entries)

IdentifierIdentifier	ExplanationExplanation
Pt VI, Line 4	The By-laws were amended on 5/14/2013 to extend Fred Kreitzberg's
	tenure as Board Chairman and Director for one more year, through May 2014.
Pt VI, Line 7a	Members of the Organization's Board of Directors are appointed by the
	Norwich University Board of Trustees.
Pt VI, Line 7b	Approval by the majority of the Norwich University Board of Trustees
	is only required for the appointment (including the filling of a vacant
	Board position), and/or removal of Directors of the Organization.
Pt VI, Line 11b	The Audit Committee is charged with the responsibility of reviewing and
	approving the annual Tax Return prior to its submission.
Pt VI, Line 12c	All Board Directors, Officers, and Key Employees are required to read
	the Organization's Conflict of Interest Policy and to sign an annual
	statement disclosing any real or potential conflicts of interest. Signed
	statements are submitted to the Board Secretary and summarized for the entire
	Board. The Board reviews them to determine what, if any, conflicts are present
	and how to proceed. The procedures are documented in the Board minutes.
Pt VI, Line 15a	The Organization obtains salary comparability data for its Directors,
	Officers, and Key Employees; this information is then reviewed by
	the Organization's Compensation Committee in determining appropriate
	compensation for those individuals.
Pt VI, Line 15b	Same as above.
Pt VI, Line 19	The Organization makes all organizational documents, including its
	Form 1023, annual tax returns, governing documents and policies, and
	financial statements available for public inspection upon request.

Schedule R IRS990ScheduleR

Form990 Schedule R Part II Form990ScheduleRPartII

Name Of Disregarded Entity NameOfDisregardedEntity

Field	Value	IRS element (for citing)
Business Name Line1	NORWICH UNIVERSITY	BusinessNameLine1

Address US AddressUS

Field	Value	IRS element (for citing)
Address Line1	158 HARMON DIRVE	AddressLine1
City	NORTHFIELD	City
State	VT	State
ZIP Code	05663	ZIPCode

Field	Value	IRS element (for citing)
EIN	030179424	EIN
Primary Activities	HIGHER EDUCATION	PrimaryActivities
Legal Domicile State	VT	LegalDomicileState
Exempt Code Section	170(b)(1)(A)(ii)	ExemptCodeSection
Public Charity Status	2	PublicCharityStatus

Direct Controlling Entity Name DirectControllingEntityName

Field	Value	IRS element (for citing)
Business Name Line1	NA	BusinessNameLine1

Field	Value	IRS element (for citing)
Controlled Org	false	ControlledOrg

Field	Value	IRS element (for citing)
Receipt Of Int Ann Rents Royalties	false	ReceiptOfIntAnnRentsRoyalties
Gift Grant Or Cap Contr To Other Org	false	GiftGrantOrCapContrToOtherOrg
Gift Grant Or Cap Contr Fr Other Org	false	GiftGrantOrCapContrFrOtherOrg
Loans Or Guarantees To Other Org	false	LoansOrGuaranteesToOtherOrg
Loans Or Guarantees From Other Org	false	LoansOrGuaranteesFromOtherOrg
Dividends Related Organization	false	DividendsRelatedOrganization
Sale Of Assets To Other Org	false	SaleOfAssetsToOtherOrg
Purchase Of Assets From Other Org	false	PurchaseOfAssetsFromOtherOrg
Exchange Of Assets	false	ExchangeOfAssets
Rental Of Facilities To Other Orgs	false	RentalOfFacilitiesToOtherOrgs
Rental Of Facilities Fr Other Orgs	true	RentalOfFacilitiesFrOtherOrgs
Perform Of Services For Other Orgs	true	PerformOfServicesForOtherOrgs
Perform Of Services By Other Orgs	false	PerformOfServicesByOtherOrgs
Sharing Of Facilities	true	SharingOfFacilities
Sharing Of Paid Employees	true	SharingOfPaidEmployees
Reimbursement Paid To Other Org	true	ReimbursementPaidToOtherOrg
Reimbursement Paid By Other Org	false	ReimbursementPaidByOtherOrg
Other Transfer To Other Org	false	OtherTransferToOtherOrg
Other Transfer From Other Org	false	OtherTransferFromOtherOrg

Transactions Related Orgs Table TransactionsRelatedOrgsTable (7 entries)

Transaction TypeTransactionType	Amount InvolvedAmountInvolved	Method Of Amt DeterminationMethodOfAmtDetermination
NUARI REIMBURSES NORWICH UNIVERSITY (NU) FOR THE PORTION OF MR SUSMANN'S
o	174829	cost
SALARY RELATED TO HIS POSITION AS NUARI PRESIDENT PLUS 33 FOR FRINGE BENEFI

NUARI PURCHASES E-MAIL TELEPHONE AND INTERNET SERVICES FROM NU
p	31624	cost
NUARI RENTS THE NU VAN FOR TRANSPORT OF PERSONNEL
k	1510	cost
NUARI PROVIDED PROGRAM SERVICES TO NU
l	665803	standard rates
NUARI RENTED SERVER SPACE FROM NU FOR THE SMART GRID SECURITY ASSESSMENT PR
n	11300
PAID NU FOR MISCELLANEOUS EXPENSES FOR THEIR FACILITIES
p	200