2014-04-14T08:34:10-07:00 2013-05-31 WALLACE W TAPIA PC 131 MAIN ST 8TH FL BURLINGTON VT 05401 990 2012-06-01 061669185 NORWICH UNIVERSITY APPLIED RESEARCH INSTITUTES LTD NORW 8024852819 PO BOX 30 NORTHFIELD VT 056630030 ERIC BRAMAN 8024852819 2014-04-03 true WALLACE W TAPIA CPA 8028636370 2012 2015-11-30 17:44:51Z ERIC BRAMAN PO BOX 30 NORTHFIELD VT 05663 3284595 false X www.NUARI.org X 2002 VT To serve the national public interest through the study of critical national issues, research and technology development, the deployment of necessary technology solutions, addressing issues which enhance national response capability, and serving as a national education center for counter-terrorism and cybercrime. 12 10 21 10 0 4013598 2441249 172455 841047 3844 1998 1973 301 4191870 3284595 0 0 2370138 1635098 0 0 1737366 1675845 4107504 3310943 84366 -26348 1113697 1601990 148712 663353 964985 938637 To serve the national public interest through the study of critical national issues; to false false 1715138 86750 TRAINING, EXERCISE AND SIMULATION ACTIVITES PROVIDED MANAGEMENT AND CONSULTING SERVICES INCLUDING: 1. WEB*DECIDE - A SIMULATION TOOL FOR EMULATING IMPACTS OF A CYBER ATTACK ON FINANCIAL INSTITUTIONS WITHIN THE PUBLIC AND PRIVATE SECTOR; 2. "CYBERSMART" - A CYBER SIMULATION MODELING AND REPORTING TOOL USED TO PRODUCE A COHERENT SET OF INJECTS TO SUPPORT A PUBLIC AND PRIVATE SECTOR EXERCISE; 3. DEPARTMENT OF HOMELAND SECURITY (DHS) NATIONAL LEVEL EXERCISE (NLE-12) TEAM TO DEMONSTRATE AND EXERCISE THE NATIONAL CYBER RESPONSE PLAN. 278426 71435 COURSEWARE DEVELOPMENT AND DESIGN ACTIVITIES DESIGNED AND DEVELOPED COURSEWARE AND SOFTWARE FOR: 1. THE FEMA NATIONAL TRAINING PROGRAM IN SUPPORT OF FIRST RESPONDER AND INFORMATION TECHNOLOGY PROFESSIONAL AWARENESS TRAINING FOR A CYBER INCIDENT; AND 2. WOLOFF - ADMINISTER AND DEVELOP ONLINE LANGUAGE LEARNING PLATFORM TO TEACH LANGUAGE SKILLS, REGIONAL STUDIES AND CULTURAL DISTINCTIONS. 524139 682862 OTHER PROGRAM SERVICES INCLUDES THE PROVISION OF TECHNICAL SERVICES RELATED TO PROGRAM SUPPORT AND NETWORK SECURITY. PROVIDED SME SUPPORT; PROVIDED PROGRAM SUPPORT AND NETWORK SECURITY DEVELOPMENT FOR DHS PROJECT; AND DEVELOPED PROTOTYPE FOR ONLINE DELIVERY OF EDUCATION AND TRAINING OF INFORMATION SECURITY FOR COURSE LEVEL CERTIFICATION. 2517703 true true false false false false false false false false true false false true true true true true false false false false false false false false false false false true false false false false false false false false false false false false false true false false false true 18 0 21 true false false false false false false false false false false X 12 10 false false true false false true true true true false false true true true true true true true true false X MARSHA J HOPKINS 8024852819 57 OLD FREIGHT YARD NORTHFIELD VT 05663 PHILIP T SUSMANN 27.00 X X 0 171098 33596 FRED C KREITZBERG 1.00 X X 0 0 0 RICHARD W SCHNEIDER 1.00 X X 0 460061 61168 ERIC W BRAMAN 40.00 X 137951 0 9730 JUDY BAILEY 10.00 X 6000 62623 11737 KATIE WHITNEY 10.00 X 2884 0 0 DIRAN APELIAN 0.50 X 0 0 0 GEN ALDRED M GRAY 0.50 X 0 0 0 FREDERICK M HAYNES 0.50 X 0 0 0 JOEL KOBERT 0.50 X 0 0 0 ROBERT S LAPPIN 1.00 X 0 0 0 ROBERT B MACK 0.50 X 0 0 0 THOMAS N PELLETIER 0.50 X 0 0 0 E TARRY POLIDOR 0.50 X 0 0 0 LARRY WESNESKI 1 X ASHOK VASEASHTA 40 X 153463 15198 DENNIS MCGRATH 40 X 119185 18987 MARK BESCH 40 X 100411 16092 ANDREW CUTTS 40 X 173239 31678 693133 693782 198186 5 false true false DELTA RISK LLC 2804 N SEMINARY CHICAGO IL 60657 Research & Development 210130 FWAVE 224 TURNPIKE ROAD NORWICH VT 05055 Research & Development 165861 2 2215636 225613 2441249 Courseware development 611710 71435 Cyber exercise/scenario dev. 541700 86750 Other scientific/tech services 541900 682862 841047 1998 1998 Other Income 900099 301 301 301 3284595 841047 2299 X 324663 178393 146270 0 1050210 760044 290166 0 43216 30934 12282 0 125560 89876 35684 0 91449 65459 25990 0 1953 0 1953 0 28320 0 28320 0 1151531 1119289 32242 0 47361 21790 25571 0 45867 35620 10247 0 83743 61074 22669 0 91442 65379 26063 0 4094 1213 2881 0 37004 0 37004 0 Materials 88473 88473 0 0 Patent Costs 79594 0 79594 0 16463 159 16304 0 3310943 2517703 793240 0 37540 -374343 651660 937245 360413 901502 64084 33307 109582 109582 104279 1113697 1601990 113989 564306 66 66 34657 98981 148712 663353 X 964985 938637 964985 938637 1113697 1601990 -26348 X false true X true true true X 0 0 0 1166828 5439710 6425149 4013597 2441249 19486533 261863 346440 241190 172455 841047 1862995 1428691 5786150 6666339 4186052 3282296 21349528 214204 215207 101652 39811 707875 1278749 214204 215207 101652 39811 707875 1278749 20070779 2100 5608 4506 3844 1998 18056 2100 5608 4506 3844 1998 18056 1030 3828 300 1973 301 7432 21375016 0.93900 0.94120 0.00080 0.00180 X OTHER INCOME PART III, LINE 12; DESCRIPTION: MISCELLANEOUS INCOME; 2008: 1030.; 2009: 3828.; 2010: 300.; 2011: 1973.; 2012: 301.; RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 109582 109582 Due from Affiliate in the Ordinary Course of Business 104279 104279 Due to Affiliate 98981 98981 X 3284595 3284595 3284595 3310943 3310943 3310943 Pt X Line 2 "NUARI is a not-for-profit corporation as described in Section 501(c)(3) OF THE U.S. INTERNAL REVENUE CODE AND IS GENERALLY EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 509(A)(2) OF THE CODE. SHOULD THE STATUS BE CHALLENGED, THE ORGANIZATION'S 2010 THROUGH 2013 TAX YEARS ARE OPEN FOR EXAMINATION BY FEDERAL AND STATE TAXING AUTHORITIES. NUARI BELIEVES IT HAS TAKEN NO SIGNIFICANT UNCERTAIN TAX POSITIONS." X true true X X X X false false false false false false false false false PHILIP T SUSMANN 172244 -1146 13162 20434 204694 RICHARD W SCHNEIDER 390000 70061 43516 40152 543729 ASHOK VASEASHTA 153625 -162 2585 12613 168661 ANDREW CUTTS 175000 -1761 10500 21178 204917 Pt I Line 1b The Board of Directors previously approved a change to its original Expense Reimbursement Policy which allows Directors to travel at the next higher available airfare class when a scheduled flight segment is in excess of two hours. The Director must submit a printout for both the coach fare as well as a receipt for the higher fare for the same itinerary and date of travel. Pt VI, Line 4 The By-laws were amended on 5/14/2013 to extend Fred Kreitzberg's tenure as Board Chairman and Director for one more year, through May 2014. Pt VI, Line 7a Members of the Organization's Board of Directors are appointed by the Norwich University Board of Trustees. Pt VI, Line 7b Approval by the majority of the Norwich University Board of Trustees is only required for the appointment (including the filling of a vacant Board position), and/or removal of Directors of the Organization. Pt VI, Line 11b The Audit Committee is charged with the responsibility of reviewing and approving the annual Tax Return prior to its submission. Pt VI, Line 12c All Board Directors, Officers, and Key Employees are required to read the Organization's Conflict of Interest Policy and to sign an annual statement disclosing any real or potential conflicts of interest. Signed statements are submitted to the Board Secretary and summarized for the entire Board. The Board reviews them to determine what, if any, conflicts are present and how to proceed. The procedures are documented in the Board minutes. Pt VI, Line 15a The Organization obtains salary comparability data for its Directors, Officers, and Key Employees; this information is then reviewed by the Organization's Compensation Committee in determining appropriate compensation for those individuals. Pt VI, Line 15b Same as above. Pt VI, Line 19 The Organization makes all organizational documents, including its Form 1023, annual tax returns, governing documents and policies, and financial statements available for public inspection upon request. NORWICH UNIVERSITY 158 HARMON DIRVE NORTHFIELD VT 05663 030179424 HIGHER EDUCATION VT 170(b)(1)(A)(ii) 2 NA false false false false false false false false false false false true true false true true true false false false NUARI REIMBURSES NORWICH UNIVERSITY (NU) FOR THE PORTION OF MR SUSMANN'S o 174829 cost SALARY RELATED TO HIS POSITION AS NUARI PRESIDENT PLUS 33 FOR FRINGE BENEFI NUARI PURCHASES E-MAIL TELEPHONE AND INTERNET SERVICES FROM NU p 31624 cost NUARI RENTS THE NU VAN FOR TRANSPORT OF PERSONNEL k 1510 cost NUARI PROVIDED PROGRAM SERVICES TO NU l 665803 standard rates NUARI RENTED SERVER SPACE FROM NU FOR THE SMART GRID SECURITY ASSESSMENT PR n 11300 PAID NU FOR MISCELLANEOUS EXPENSES FOR THEIR FACILITIES p 200