INSTITUTE OF ORTHOPEDIC RESEARCH AND EDUCATION: Form 990, tax year 2013

View the entire original 990 at ProPublica ↗

Organization
INSTITUTE OF ORTHOPEDIC RESEARCH AND EDUCATION (EIN 76-0497352)
Tax period
2013-01-01 to 2013-12-31
Filed
2014-11-17
IRS object ID
201413219349303406
Schema version
2013v3.0
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Return2014-11-17T10:23:57-06:00ReturnTs
Tax Period End2013-12-31TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

FieldValueIRS element (for citing)
Preparer Firm EIN720398470PreparerFirmEIN

Preparer Firm Name PreparerFirmName

FieldValueIRS element (for citing)
Business Name Line1HEARD MCELROY & VESTAL LLCBusinessNameLine1

Preparer US Address PreparerUSAddress

FieldValueIRS element (for citing)
Address Line1333 TEXAS STREET SUITE 1525AddressLine1
CitySHREVEPORTCity
StateLAState
ZIP Code71101ZIPCode
FieldValueIRS element (for citing)
Return Type990ReturnTypeCd
Tax Period Begin2013-01-01TaxPeriodBeginDt

Filer Filer

FieldValueIRS element (for citing)
EIN760497352EIN

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1INSTITUTE OF ORTHOPEDIC RESEARCH AND EDUCATIONBusinessNameLine1
FieldValueIRS element (for citing)
Business Name ControlINSTBusinessNameControlTxt
Phone7136104270PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line16550 FANNIN STREET SUITE 2512AddressLine1
CityHOUSTONCity
StateTXState
ZIP Code77030ZIPCode

Business Officer BusinessOfficerGrp

FieldValueIRS element (for citing)
PersonJIM BOCELL MDPersonNm
Person TitlePRESIDENTPersonTitleTxt
Phone7136104270PhoneNum
Signature2014-11-11SignatureDt
Discuss With Paid PreparerYes (1)DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

FieldValueIRS element (for citing)
Preparer PersonROY E PRESTWOODPreparerPersonNm
PTINP00419967PTIN
Phone3184291525PhoneNum
FieldValueIRS element (for citing)
Tax2013TaxYr
Build TS2015-11-30 17:44:51ZBuildTS

Form 990 IRS990

FieldValueIRS element (for citing)
Principal OfficerJAMES BOCELL MDPrincipalOfficerNm

US Address USAddress

FieldValueIRS element (for citing)
Address Line16550 FANNIN STREET SUITE 2512AddressLine1
CityHOUSTONCity
StateTXState
ZIP Code77030ZIPCode
FieldValueIRS element (for citing)
Gross Receipts$1,315,534GrossReceiptsAmt
Group Return For Affiliates0GroupReturnForAffiliatesInd
Organization501c3Yes (X)Organization501c3Ind
Website AddressWWW.IORE.NETWebsiteAddressTxt
Type Of Organization CorpYes (X)TypeOfOrganizationCorpInd
Formation1995FormationYr
Legal Domicile StateTXLegalDomicileStateCd
Activity Or MissionIORE'S FUNDAMENTAL RESEARCH MISSION IS TO PROVIDE THE STAFF AND FACILITIES REQUIRED TO ENABLE ORTHOPEDIC FACULTY, RESIDENTS AND FELLOWS TO ACHIEVE NATIONAL AND INTERNATIONAL PROMINENCE THROUGH APPLIED RESEARCH OF THE VERY HIGHEST STANDARD.ActivityOrMissionDesc
Voting Members Governing Body5VotingMembersGoverningBodyCnt
Voting Members Independent5VotingMembersIndependentCnt
Total Employee26TotalEmployeeCnt
Total Volunteers15TotalVolunteersCnt
Total Gross UBI$0TotalGrossUBIAmt
Net Unrelated Bus Txbl Incm$0NetUnrelatedBusTxblIncmAmt
PY Contributions Grants$850,000PYContributionsGrantsAmt
CY Contributions Grants$738,000CYContributionsGrantsAmt
PY Program Service Revenue$422,957PYProgramServiceRevenueAmt
CY Program Service Revenue$472,084CYProgramServiceRevenueAmt
PY Investment Income$800PYInvestmentIncomeAmt
CY Investment Income$104,004CYInvestmentIncomeAmt
PY Other Revenue$1,091PYOtherRevenueAmt
CY Other Revenue$1,446CYOtherRevenueAmt
PY Total Revenue$1,274,848PYTotalRevenueAmt
CY Total Revenue$1,315,534CYTotalRevenueAmt
PY Grants And Similar Paid$0PYGrantsAndSimilarPaidAmt
CY Grants And Similar Paid$0CYGrantsAndSimilarPaidAmt
PY Benefits Paid To Members$0PYBenefitsPaidToMembersAmt
CY Benefits Paid To Members$0CYBenefitsPaidToMembersAmt
PY Salaries Comp Emp Bnft Paid$879,994PYSalariesCompEmpBnftPaidAmt
CY Salaries Comp Emp Bnft Paid$929,047CYSalariesCompEmpBnftPaidAmt
PY Total Prof Fndrsng Expns$0PYTotalProfFndrsngExpnsAmt
CY Total Prof Fndrsng Expns$0CYTotalProfFndrsngExpnsAmt
CY Total Fundraising Expense$0CYTotalFundraisingExpenseAmt
PY Other Expenses$459,845PYOtherExpensesAmt
CY Other Expenses$449,396CYOtherExpensesAmt
PY Total Expenses$1,339,839PYTotalExpensesAmt
CY Total Expenses$1,378,443CYTotalExpensesAmt
PY Revenues Less Expenses-$64,991PYRevenuesLessExpensesAmt
CY Revenues Less Expenses-$62,909CYRevenuesLessExpensesAmt
Total Assets BOY$275,138TotalAssetsBOYAmt
Total Assets EOY$204,844TotalAssetsEOYAmt
Total Liabilities BOY$16,159TotalLiabilitiesBOYAmt
Total Liabilities EOY$8,774TotalLiabilitiesEOYAmt
Net Assets Or Fund Balances BOY$258,979NetAssetsOrFundBalancesBOYAmt
Net Assets Or Fund Balances EOY$196,070NetAssetsOrFundBalancesEOYAmt
Info In Schedule O Part IIIYes (X)InfoInScheduleOPartIIIInd
MissionIORE'S FUNDAMENTAL RESEARCH MISSION IS TO PROVIDE THE STAFF AND FACILITIES REQUIRED TO ENABLE ORTHOPEDIC FACULTY, RESIDENTS AND FELLOWS TO ACHIEVE NATIONAL AND INTERNATIONAL PROMINENCE THROUGH APPLIED RESEARCH OF THE VERY HIGHEST STANDARD.MissionDesc
Significant New Program Srvc0SignificantNewProgramSrvcInd
Significant Change0SignificantChangeInd
Expense$180,882ExpenseAmt
Revenue$158,490RevenueAmt
DescBAYLOR COLLEGE OF MEDICINE: POST-GRADUATE RESEARCH PROJECTS IN SPORTS MEDICINE.DURING THE 2013, IORE SUPPORTED ACADEMIC RESEARCH PROJECTS COMPLETED BY POST-GRADUATE SPORTS MEDICINE FELLOWS FROM BAYLOR COLLEGE OF MEDICINE. THESE PROJECTS RANGED FROM CADAVERIC STUDIES SIMULATING MUSCULO-SKELETAL FUNCTION TO COMPUTER SIMULATION OF THE RESULTS OF SURGICAL PROCEDURES. TYPICAL RESEARCH STUDIES INCLUDED:WE WORKED WITH A POST-GRADUATE FELLOW IN SPORTS MEDICINE TO PERFORM A RESEARCH STUDY EXAMINING THE EFFECT OF DIFFERENT SURGICAL PLANS USED TO MODIFY THE SHAPE OF THE HEAD-NECK JUNCTION OF THE FEMUR ON THE RESULTING RANGE OF MOTION OF THE HIP JOINT. THIS SURGICAL PROCEDURE, CALLED OSTEOCHONDROPLASTY, IS FREQUENTLY PERFORMED IN ATHLETES AND DANCE PERFORMERS WITH SKELETAL ABNORMALITIES THAT ARE THOUGHT TO BE A PRECURSOR OF ARTHRITIS AND DEGENERATIVE HIP DISEASE. ONCE WE DEVELOPED CASE-SPECIFIC SURGICAL PLANS AND PERFORMED TRIALS OF THEIR IMPACT ON HIP MOTION USING COMPUTER SIMULATIONS, WE EXPERIMENTED WITH METHODS OF IMPLEMENTING EACH PLAN IN CADAVERIC SPECIMENS WITH THE ASSISTANCE OF POST-GRADUATE FELLOWS AND EXPERIENCED HIP SURGEONS. THE RESULTS OF THIS STUDY WERE SUMMARIZED IN A POWERPOINT PRESENTATION WHICH WAS DELIVERED TO A SCIENTIFIC CONFERENCE HOSTED BY THE DEPARTMENT OF ORTHOPAEDIC SURGERY AT BAYLOR COLLEGE OF MEDICINE. WE PERFORMED A BIOMECHANICAL STUDY TO INVESTIGATE THE CONTRIBUTION OF THE ANTERIOR LATERAL LIGAMENT OF THE KNEE TO THE MECHANICAL STABILITY OF THE JOINT AFTER RECONSTRUCTION OF A RUPTURE OF THE ANTERIOR CRUCIATE LIGAMENT. RECENT WORLDWIDE PRESS COVERAGE HAS DECLARED THAT BELGIAN INVESTIGATORS HAVE "DISCOVERED" A NEW LIGAMENT WITHIN THE KNEE, THE ANTERIOR LATERAL LIGAMENT (ALL). ONE CLAIM POPULARIZED IN THESE REPORTS IS THAT THIS STRUCTURE PROVIDES ROTATIONAL AND TRANSLATIONAL STABILITY TO THE KNEE, ESPECIALLY AFTER ACL INJURY. THIS SUGGESTS THAT SURGICAL REPAIR OF THIS STRUCTURE MAY ENHANCE THE OUTCOME OF SURGICAL RECONSTRUCTION OF THE ACL, AND MAY EXPLAIN THE VARIABILITY OF THE OUTCOME OF THESE PROCEDURES. TO EXAMINE THESE QUESTIONS, WE USED A COMPUTER-CONTROLLED KNEE TESTING MACHINE TO MEASURE THE STABILITY OF CADAVERIC KNEES WITH AND WITHOUT AN INTACT ACL, AND WITH FURTHER LOSS OF THE ALL. WE THEN RETESTED EACH KNEE AFTER SEQUENTIAL RECONSTRUCTION OF THE ACL AND THE ALL. THIS WORK SHOWED THAT THE ALL HAS NEGLIGIBLE EFFECT ON THE STABILITY OF THE CRUCIATE INTACT KNEE, BUT THAT MODEST IMPROVEMENT S COULD BE OBTAINED AFTER ACL RECONSTRUCTION. WE DEVELOPED AN AUTOMATED METHOD OF GENERATING A PIVOT-SHIFT WITHIN THE CADAVERIC KNEE DURING FLEXION UNDER THE ACTION OF VALGUS AND INTERNAL ROTATION MOMENTS. THIS METHODOLOGY WAS APPLIED TO AN EXPERIMENT CONDUCTED BY ONE OF THE BAYLOR SPORTS MEDICINE FELLOWS WHO STUDIED THE EFFECT OF TESTING VARIABLES AND MUSCLE FORCES ON THE SUBLUXATION OF THE TIBIA ACCOMPANYING KNEE FLEXION AFTER ACL RUPTURE (KNOWN AS THE "PIVOT-SHIFT" PHENOMENON).Desc

Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp

FieldValueIRS element (for citing)
Expense$41,054ExpenseAmt
DescDEVELOPMENT OF A BIOMATERIALS RESEARCH FACILITYIORE EMBARKED UPON A DEVELOPMENT PROGRAM IN BIOMATERIALS AND TISSUE ENGINEERING THROUGH CONVERSION OF EXISTING LABORATORY SPACE ALREADY OCCUPIED IN HOUSTON METHODIST HOSPITAL TO SUPPORT WORK INVOLVING BIOLOGICAL MATERIALS. THE FOCUS OF THIS FACILITY WILL BE THE EXPERIMENTAL SIMULATION OF INTERFACES BETWEEN ARTIFICIAL AND BIOLOGICAL TISSUES. THROUGH THE ADDITION OF INCUBATORS AND A STERILE WORK AREA TO THIS LABORATORY, IT HAS BEEN POSSIBLE TO CONSTRUCT A PNEUMATICALLY-DRIVEN BIOREACTOR FOR LOADING TENDON SPECIMENS HARVESTED FROM ANIMALS. THIS CONSTRUCT ALLOWS TISSUES TO BE CYCLICALLY LOADED WHILE BEING SUSPENDED UNDER PHYSIOLOGIC CONDITIONS. PILOT WORK PERFORMED WITH TENDON SPECIMENS SHOWED THAT THIS TECHNIQUE ALLOWS TISSUES TO REMAIN VIABLE FOR A PERIOD OF AT LEAST 2 WEEKS POST-HARVEST. THIS METHODOLOGY HAS BEEN USED AS THE BASIS FOR GRANT APPLICATIONS AIMED AT STUDYING FACTORS AFFECTING THE FIXATION OF ROTATOR CUFF REPAIRS IN THE SHOULDER. ADDITIONAL STUDIES USING THE SAME FACILITIES HAVE BEEN PLANNED TO EXAMINE THE PERFODesc

Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp

FieldValueIRS element (for citing)
Expense$110,779ExpenseAmt
Revenue$109,000RevenueAmt
DescMETHODIST-CORNELL POST-GRADUATE RESEARCH PROJECTS IN SPORTS MEDICINE AND JOINT REPLACEMENT.THE STAFF OF IORE WORKED IN COLLABORATION WITH THE FACULTY OF THE METHODIST-CORNELL DEPARTMENT OF ORTHOPAEDIC SURGERY IN TRAINING POST-GRADUATE FELLOWS IN RESEARCH. WE UNDERTOOK RESEARCH PROJECTS ON THE FOLLOWING TOPICS, WITH FINANCIAL SUPPORT FROM THE METHODIST DEPARTMENT OF ORTHOPAEDIC SURGERY:AN INVESTIGATION OF THE EFFECT OF MENISCAL ALLOGRAFT TRANSPLANTATION ON THE BIOMECHANICS OF THE KNEE MENISCUS, BOTH IN TERMS OF ITS MOTION AND DEFORMATION DURING KNEE FUNCTION, AND THE PRESSURES TRANSMITTED TO THE CARTILAGE ON THE PROXIMAL SURFACE OF THE TIBIA. EXPERIMENTS WERE ALSO PERFORMED TO MEASURE THE SENSITIVITY OF THESE MEASURES TO THE ACCURACY OF PLACEMENT OF THE GRAFT ON THE SURFACE OF THE HOST BONE. WORKING WITH A FELLOW IN JOINT RECONSTRUCTION, WE INVESTIGATED ALTERNATIVE STRATEGIES FOR PERFORMING REVISION HIP REPLACEMENT IN THE PRESENCE OF DAMAGE (TRIBO-CORROSION) TO THE MODULAR NECK WHEN THE FEMORAL COMPONENT IS FOUND TO BE RIGIDLY FIXED TO THE FEMUR. IN THESE CASES IT IS HIGHLY DESIRABLE TO LEAVE THE PRIMARY FEMORAL STEM IN SITU AND REPLACE THE ORIGINAL FEMORAL HEAD AND THE ACETABULAR LINER/ACETABULAR CUP. ALTHOUGH THIS IS UNIVERSALLY ACCEPTED IF THE FEMORAL TAPER IS IN PRISTINE CONDITION, ONCE CORROSIVE DAMAGE IS PRESENT IT IS UNCLEAR WHETHER THE INTERFACE FORMED BETWEEN THE ORIGINAL TRUNNION AND A NEW HEAD OR SLEEVE WILL BE CAPABLE OF WITHSTANDING FUNCTIONAL LOADING OF THE JOINT WITHOUT SLIPPAGE OR FURTHER TRIBO-CHEMICAL DAMAGE. WE INVESTIGATED THIS QUESTION THROUGH MECHANICAL TESTING OF WORN FEMORAL COMPONENTS OBTAINED FROM REVISION SURGERY. IN EACH CASE, A PRISTINE FEMORAL HEAD WAS PROCURED FROM THE MANUFACTURER AND REASSEMBLED ON THE MATING TAPER OF THE FEMORAL COMPONENT USING A MECHANICAL TESTING MACHINE. LOADING CONDITIONS WITHIN THE BODY WERE THEN SIMULATED IN THE TESTING MACHINE AND THE RELATIVE MOTION AT THE HEAD-NECK JUNCTION WAS MEASURED WITH AN ARRAY OF HIGH PRECISION TRANSDUCERS. THIS PROCEDURE WAS PERFORMED WITH BOTH COBALT-BASED AND TITANIUM-BASED FEMORAL STEMS. A THIRD STUDY WAS UNDERTAKEN WITH A JOINT REPLACEMENT FELLOW TO EXAMINE THE CONFLICT BETWEEN ALIGNMENT OF TOTAL KNEE REPLACEMENTS AND VARIATIONS IN THE SHAPE OF THE HUMAN TIBIA. THIS TOPIC IS OF IMPORTANCE IN JOINT REPLACEMENT WHERE THE ALIGNMENT OF THE IMPLANTED COMPONENTS WITH RESPECT TO THE MECHANICAL AXIS OF THE LOWER EXTREMITY AFFECTS THE LONGEVITY OF BONY FIXATION. IN THE CASE OF TIBIAL FIXATION, STEMS ARE OFTEN ATTACHED TO THE IMPLANT TO ALLOW FIXATION THROUGH CONTACT WITH THE INTRAMEDULLARY CANAL WHERE THE BONE IS STRONGER AND MORE RIGID. THIS IS ESPECIALLY TRUE IN REVISION CASES. HOWEVER, IN SOME TIBIAE, THE CANAL IS BOWED, POTENTIALLY LEADING TO MISALIGNMENT OF THE IMPLANT AND MALPLACEMENT ON THE PREPARED SURFACE OF THE BONE. IN THIS STUDY, IORE STAFF ASSISTED THE TRAINEE IN PREPARING COMPUTER MODELS OF A SET OF TIBIAS AND PERFORMING ANATOMIC MEASUREMENTS TO DETERMINE: A) THE PREVALENCE OF SIGNIFICANT CURVATURE OF THE INTRAMEDULLARY CANAL;B) THE DEVIATION OF THE IMPLANT FROM IDEAL PLACEMENT WHEN IMPLANTED WITH A STEM EXTENSION GAINING PURCHASE IN THE PROXIMAL HALF OF THE TIBIA; C) THE COMBINATIONS OF STEM LENGTH AND DIAMETER THAT MAY BE SELECTED FOR SUPPLEMENTARY FIXATION OF TIBIAL COMPONENTS WITHOUT CAUSING MAL-POSITIONING.Desc

Prog Srvc Accom Acty Other ProgSrvcAccomActyOtherGrp

FieldValueIRS element (for citing)
Expense$686,753ExpenseAmt
Revenue$204,594RevenueAmt
DescOTHER ORTHOPEDIC RESEARCH PROJECTS.Desc
FieldValueIRS element (for citing)
Total Other Prog Srvc Expense$686,753TotalOtherProgSrvcExpenseAmt
Total Other Prog Srvc Revenue$204,594TotalOtherProgSrvcRevenueAmt
Total Program Service Expenses$1,019,468TotalProgramServiceExpensesAmt
Described In Section501c3Yes (1)DescribedInSection501c3Ind
Schedule B RequiredYes (1)ScheduleBRequiredInd
Political Campaign Acty0PoliticalCampaignActyInd
Lobbying Activities0LobbyingActivitiesInd
Subject To Proxy Tax0SubjectToProxyTaxInd
Donor Advised Fund0DonorAdvisedFundInd
Conservation Easements0ConservationEasementsInd
Collections Of Art0CollectionsOfArtInd
Credit Counseling0CreditCounselingInd
Temp Or Permanent Endowments0TempOrPermanentEndowmentsInd
Report Land Building EquipmentYes (1)ReportLandBuildingEquipmentInd
Report Investments Other Sec0ReportInvestmentsOtherSecInd
Report Program Related Invst0ReportProgramRelatedInvstInd
Report Other Assets0ReportOtherAssetsInd
Report Other Liabilities0ReportOtherLiabilitiesInd
Include FIN48 Footnote0IncludeFIN48FootnoteInd
Independent Audit Fincl Stmt0IndependentAuditFinclStmtInd
Consolidated Audit Fincl Stmt0ConsolidatedAuditFinclStmtInd
School Operating0SchoolOperatingInd
Foreign Office0ForeignOfficeInd
Foreign Activities0ForeignActivitiesInd
More Than5000 K To Org0MoreThan5000KToOrgInd
More Than5000 K To Individuals0MoreThan5000KToIndividualsInd
Professional Fundraising0ProfessionalFundraisingInd
Fundraising Activities0FundraisingActivitiesInd
Gaming Activities0GamingActivitiesInd
Operate Hospital0OperateHospitalInd
Grants To Organizations0GrantsToOrganizationsInd
Grants To Individuals0GrantsToIndividualsInd
Schedule J Required0ScheduleJRequiredInd
Tax Exempt Bonds0TaxExemptBondsInd
Engaged In Excess Benefit Trans0EngagedInExcessBenefitTransInd
PY Excess Benefit Trans0PYExcessBenefitTransInd
Loan Outstanding0LoanOutstandingInd
Grant To Related Person0GrantToRelatedPersonInd
Business Rln With Org Mem0BusinessRlnWithOrgMemInd
Business Rln With Fam Mem0BusinessRlnWithFamMemInd
Business Rln With Officer Ent0BusinessRlnWithOfficerEntInd
Deductible Non Cash Contri0DeductibleNonCashContriInd
Deductible Art Contribution0DeductibleArtContributionInd
Terminate Operations0TerminateOperationsInd
Partial Liquidation0PartialLiquidationInd
Disregarded Entity0DisregardedEntityInd
Related EntityYes (1)RelatedEntityInd
Related Organization Ctrl Ent0RelatedOrganizationCtrlEntInd
Trnsfr Exmpt Non Chrtbl Rltd Org0TrnsfrExmptNonChrtblRltdOrgInd
Activities Conducted Prtshp0ActivitiesConductedPrtshpInd
Schedule O RequiredYes (1)ScheduleORequiredInd
IRP Document20IRPDocumentCnt
IRP Document W2 G0IRPDocumentW2GCnt
Backup Wthld ComplianceYes (1)BackupWthldComplianceInd
Employee26EmployeeCnt
Employment Tax Returns FiledYes (1)EmploymentTaxReturnsFiledInd
Unrelated Bus Incm Over Limit0UnrelatedBusIncmOverLimitInd
Foreign Financial Account0ForeignFinancialAccountInd
Prohibited Tax Shelter Trans0ProhibitedTaxShelterTransInd
Taxable Party Notification0TaxablePartyNotificationInd
Nondeductible Contributions0NondeductibleContributionsInd
Quid Pro Quo Contributions0QuidProQuoContributionsInd
Form8282 Property Disposed Of0Form8282PropertyDisposedOfInd
Rcv Fnds To Pay Prsnl Bnft Cntrct0RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct0PayPremiumsPrsnlBnftCntrctInd
Indoor Tanning Services0IndoorTanningServicesInd
Info In Schedule O Part VIYes (X)InfoInScheduleOPartVIInd
Governing Body Voting Members5GoverningBodyVotingMembersCnt
Independent Voting Member5IndependentVotingMemberCnt
Family Or Business Rln0FamilyOrBusinessRlnInd
Delegation Of Mgmt Duties0DelegationOfMgmtDutiesInd
Change To Org Documents0ChangeToOrgDocumentsInd
Material Diversion Or Misuse0MaterialDiversionOrMisuseInd
Members Or Stockholders0MembersOrStockholdersInd
Election Of Board Members0ElectionOfBoardMembersInd
Decisions Subject To Approva0DecisionsSubjectToApprovaInd
Minutes Of Governing BodyYes (1)MinutesOfGoverningBodyInd
Minutes Of CommitteesYes (1)MinutesOfCommitteesInd
Officer Mailing Address0OfficerMailingAddressInd
Local Chapters0LocalChaptersInd
Form990 Provided To Gvrn BodyYes (1)Form990ProvidedToGvrnBodyInd
Conflict Of Interest PolicyYes (1)ConflictOfInterestPolicyInd
Annual Disclosure Covered PrsnYes (1)AnnualDisclosureCoveredPrsnInd
Regular Monitoring EnfrcYes (1)RegularMonitoringEnfrcInd
Whistleblower PolicyYes (1)WhistleblowerPolicyInd
Document Retention PolicyYes (1)DocumentRetentionPolicyInd
Compensation Process CEOYes (1)CompensationProcessCEOInd
Compensation Process OtherYes (1)CompensationProcessOtherInd
Investment In Joint Venture0InvestmentInJointVentureInd
Other WebsiteYes (X)OtherWebsiteInd
Upon RequestYes (X)UponRequestInd

Books In Care Of Detail BooksInCareOfDetail

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1KIM MCCONNBusinessNameLine1
FieldValueIRS element (for citing)
Phone7136104270PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line16550 FANNIN STREET SUITE 2512AddressLine1
CityHOUSTONCity
StateTXState
ZIP Code77030ZIPCode
FieldValueIRS element (for citing)
No Listed Persons CompensatedYes (X)NoListedPersonsCompensatedInd

Form990 Part VII Section A Form990PartVIISectionAGrp (5 entries)

TitleTitleTxtAverage Hours Per WeekAverageHoursPerWeekRtIndividual Trustee Or DirectorIndividualTrusteeOrDirectorIndOfficerOfficerIndReportable Comp From OrgReportableCompFromOrgAmtReportable Comp From Rltd OrgReportableCompFromRltdOrgAmtOther CompensationOtherCompensationAmt
JAMES BOCELL MD
PRESIDENT1.00Yes (X)Yes (X)$0$0$0
BRADLEY WEINER MD
VICE PRESIDENT1.00Yes (X)Yes (X)$0$0$0
STEVEN INCAVO MD
DIRECTOR0.50Yes (X)$0$0$0
KENNETH MATHIS MD
DIRECTOR1.00Yes (X)$0$0$0
WILLIAM J BRYAN MD
DIRECTOR0.50Yes (X)$0$0$0
FieldValueIRS element (for citing)
Total Reportable Comp From Org$0TotalReportableCompFromOrgAmt
Tot Reportable Comp Rltd Org$0TotReportableCompRltdOrgAmt
Total Other Compensation$0TotalOtherCompensationAmt
Indiv Rcvd Greater Than100 K0IndivRcvdGreaterThan100KCnt
Former Ofcr Employees Listed0FormerOfcrEmployeesListedInd
Total Comp Greater Than150 K0TotalCompGreaterThan150KInd
Compensation From Other Srcs0CompensationFromOtherSrcsInd
Cntrct Rcvd Greater Than100 K0CntrctRcvdGreaterThan100KCnt
All Other Contributions$738,000AllOtherContributionsAmt
Total Contributions$738,000TotalContributionsAmt

Program Service Revenue ProgramServiceRevenueGrp

FieldValueIRS element (for citing)
DescRESEARCH SERVICESDesc
Business541700BusinessCd
Total Revenue Column$472,084TotalRevenueColumnAmt
Related Or Exempt Func Income$472,084RelatedOrExemptFuncIncomeAmt
FieldValueIRS element (for citing)
Total Program Service Revenue$472,084TotalProgramServiceRevenueAmt

Investment Income InvestmentIncomeGrp

FieldValueIRS element (for citing)
Total Revenue Column$167TotalRevenueColumnAmt
Exclusion$167ExclusionAmt

Royalties Revenue RoyaltiesRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$729TotalRevenueColumnAmt
Exclusion$729ExclusionAmt

Gross Amount Sales Assets GrossAmountSalesAssetsGrp

FieldValueIRS element (for citing)
Securities$103,837SecuritiesAmt

Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp

FieldValueIRS element (for citing)
Securities$0SecuritiesAmt

Gain Or Loss GainOrLossGrp

FieldValueIRS element (for citing)
Securities$103,837SecuritiesAmt

Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp

FieldValueIRS element (for citing)
Total Revenue Column$103,837TotalRevenueColumnAmt
Exclusion$103,837ExclusionAmt

Other Revenue Misc OtherRevenueMiscGrp

FieldValueIRS element (for citing)
DescMISCELLANEOUSDesc
Business900099BusinessCd
Total Revenue Column$717TotalRevenueColumnAmt
Exclusion$717ExclusionAmt
FieldValueIRS element (for citing)
Other Revenue Total$717OtherRevenueTotalAmt

Total Revenue TotalRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$1,315,534TotalRevenueColumnAmt
Related Or Exempt Func Income$472,084RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue$0UnrelatedBusinessRevenueAmt
Exclusion$105,450ExclusionAmt

Other Salaries And Wages OtherSalariesAndWagesGrp

FieldValueIRS element (for citing)
Total$750,034TotalAmt
Program Services$600,027ProgramServicesAmt
Management And General$150,007ManagementAndGeneralAmt

Pension Plan Contributions PensionPlanContributionsGrp

FieldValueIRS element (for citing)
Total$40,085TotalAmt
Program Services$32,068ProgramServicesAmt
Management And General$8,017ManagementAndGeneralAmt

Other Employee Benefits OtherEmployeeBenefitsGrp

FieldValueIRS element (for citing)
Total$78,795TotalAmt
Program Services$63,036ProgramServicesAmt
Management And General$15,759ManagementAndGeneralAmt

Payroll Taxes PayrollTaxesGrp

FieldValueIRS element (for citing)
Total$60,133TotalAmt
Program Services$48,106ProgramServicesAmt
Management And General$12,027ManagementAndGeneralAmt

Fees For Services Management FeesForServicesManagementGrp

FieldValueIRS element (for citing)
Total$42,000TotalAmt
Management And General$42,000ManagementAndGeneralAmt

Fees For Services Legal FeesForServicesLegalGrp

FieldValueIRS element (for citing)
Total$5,285TotalAmt
Management And General$5,285ManagementAndGeneralAmt

Fees For Services Accounting FeesForServicesAccountingGrp

FieldValueIRS element (for citing)
Total$2,066TotalAmt
Management And General$2,066ManagementAndGeneralAmt

Fees For Services Other FeesForServicesOtherGrp

FieldValueIRS element (for citing)
Total$8,233TotalAmt
Program Services$8,233ProgramServicesAmt

Advertising AdvertisingGrp

FieldValueIRS element (for citing)
Total$367TotalAmt
Management And General$367ManagementAndGeneralAmt

Occupancy OccupancyGrp

FieldValueIRS element (for citing)
Total$82,763TotalAmt
Program Services$66,210ProgramServicesAmt
Management And General$16,553ManagementAndGeneralAmt

Travel TravelGrp

FieldValueIRS element (for citing)
Total$36,689TotalAmt
Program Services$36,689ProgramServicesAmt

Depreciation Depletion DepreciationDepletionGrp

FieldValueIRS element (for citing)
Total$28,322TotalAmt
Management And General$28,322ManagementAndGeneralAmt

Insurance InsuranceGrp

FieldValueIRS element (for citing)
Total$27,427TotalAmt
Management And General$27,427ManagementAndGeneralAmt

Other Expenses OtherExpensesGrp (4 entries)

DescDescTotalTotalAmtProgram ServicesProgramServicesAmtManagement And GeneralManagementAndGeneralAmt
SUPPLIES$139,497$113,220$26,277
SERVICES$44,225$35,049$9,176
REPAIRS$11,629$2,960$8,669
MEALS & ENTERTAINMENT$10,649$10,649

All Other Expenses AllOtherExpensesGrp

FieldValueIRS element (for citing)
Total$10,244TotalAmt
Program Services$3,221ProgramServicesAmt
Management And General$7,023ManagementAndGeneralAmt

Total Functional Expenses TotalFunctionalExpensesGrp

FieldValueIRS element (for citing)
Total$1,378,443TotalAmt
Program Services$1,019,468ProgramServicesAmt
Management And General$358,975ManagementAndGeneralAmt
Fundraising$0FundraisingAmt

Cash Non Interest Bearing CashNonInterestBearingGrp

FieldValueIRS element (for citing)
BOY$116,624BOYAmt
EOY$55,725EOYAmt

Accounts Receivable AccountsReceivableGrp

FieldValueIRS element (for citing)
BOY$41,800BOYAmt
EOY$31,200EOYAmt
FieldValueIRS element (for citing)
Land Bldg Equip Cost Or Other Bss$561,754LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec$443,835LandBldgEquipAccumDeprecAmt

Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp

FieldValueIRS element (for citing)
BOY$116,714BOYAmt
EOY$117,919EOYAmt

Total Assets TotalAssetsGrp

FieldValueIRS element (for citing)
BOY$275,138BOYAmt
EOY$204,844EOYAmt

Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp

FieldValueIRS element (for citing)
BOY$16,159BOYAmt
EOY$8,774EOYAmt

Total Liabilities TotalLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$16,159BOYAmt
EOY$8,774EOYAmt
FieldValueIRS element (for citing)
Org Does Not Follow SFAS117Yes (X)OrgDoesNotFollowSFAS117Ind

Cap Stk Tr Prin Current Funds CapStkTrPrinCurrentFundsGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Pd In Cap Srpls Land Bldg Eqp Fund PdInCapSrplsLandBldgEqpFundGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Rtn Earn Endowment Incm Oth Fnds RtnEarnEndowmentIncmOthFndsGrp

FieldValueIRS element (for citing)
BOY$258,979BOYAmt
EOY$196,070EOYAmt

Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp

FieldValueIRS element (for citing)
BOY$258,979BOYAmt
EOY$196,070EOYAmt

Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp

FieldValueIRS element (for citing)
BOY$275,138BOYAmt
EOY$204,844EOYAmt
FieldValueIRS element (for citing)
Reconcilation Revenue Expnss-$62,909ReconcilationRevenueExpnssAmt
Other Changes In Net Assets$0OtherChangesInNetAssetsAmt
Method Of Accounting CashYes (X)MethodOfAccountingCashInd
Accountant Compile Or Review0AccountantCompileOrReviewInd
FS Audited0FSAuditedInd
Federal Grant Audit Required0FederalGrantAuditRequiredInd

Schedule A IRS990ScheduleA

FieldValueIRS element (for citing)
Publicly Supported Org509a2Yes (X)PubliclySupportedOrg509a2Ind

Gifts Grants Contris Rcvd509 GiftsGrantsContrisRcvd509Grp

FieldValueIRS element (for citing)
Current Tax Year Minus3 Years$150,000CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$600,000CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$850,000CurrentTaxYearMinus1YearAmt
Current Tax Year$738,000CurrentTaxYearAmt
Total$2,338,000TotalAmt

Gross Receipts Admissions GrossReceiptsAdmissionsGrp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$1,190,936CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$595,087CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$307,577CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$422,957CurrentTaxYearMinus1YearAmt
Current Tax Year$472,084CurrentTaxYearAmt
Total$2,988,641TotalAmt

Total509 Total509Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$1,190,936CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$745,087CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$907,577CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$1,272,957CurrentTaxYearMinus1YearAmt
Current Tax Year$1,210,084CurrentTaxYearAmt
Total$5,326,641TotalAmt

Amounts Rcvd Dsqlfy Person AmountsRcvdDsqlfyPersonGrp

FieldValueIRS element (for citing)
Total$0TotalAmt

Substantial Contributors Amt SubstantialContributorsAmtGrp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$556,910CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$196,904CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$151,626CurrentTaxYearMinus2YearsAmt
Total$905,440TotalAmt

Subst And Dsqlfy Prsns Tot SubstAndDsqlfyPrsnsTotGrp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$556,910CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$196,904CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$151,626CurrentTaxYearMinus2YearsAmt
Total$905,440TotalAmt
FieldValueIRS element (for citing)
Public Support Total509$4,421,201PublicSupportTotal509Amt

Gross Investment Income509 GrossInvestmentIncome509Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$104,991CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$86,768CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$109,603CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$800CurrentTaxYearMinus1YearAmt
Current Tax Year$104,004CurrentTaxYearAmt
Total$406,166TotalAmt

Investment Income And UBTI InvestmentIncomeAndUBTIGrp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$104,991CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$86,768CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$109,603CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$800CurrentTaxYearMinus1YearAmt
Current Tax Year$104,004CurrentTaxYearAmt
Total$406,166TotalAmt

Other Income509 OtherIncome509Grp

FieldValueIRS element (for citing)
Current Tax Year Minus3 Years$1,734CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$1,800CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$1,091CurrentTaxYearMinus1YearAmt
Current Tax Year$1,446CurrentTaxYearAmt
Total$6,071TotalAmt

Total Support Calendar Year TotalSupportCalendarYearGrp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$1,295,927CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$833,589CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$1,018,980CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$1,274,848CurrentTaxYearMinus1YearAmt
Current Tax Year$1,315,534CurrentTaxYearAmt
Total$5,738,878TotalAmt
FieldValueIRS element (for citing)
Public Support CY5090.77040PublicSupportCY509Pct
Public Support PY5090.73930PublicSupportPY509Pct
Investment Income CY0.07080InvestmentIncomeCYPct
Investment Income PY0.05580InvestmentIncomePYPct
Thirty Thr Pct Suprt Tests CY509Yes (X)ThirtyThrPctSuprtTestsCY509Ind

Schedule B IRS990ScheduleB

Contributor Information ContributorInformationGrp

FieldValueIRS element (for citing)
ContributorRESTRICTEDContributorNum

Contributor Business Name ContributorBusinessName

FieldValueIRS element (for citing)
Business Name Line1RESTRICTEDBusinessNameLine1

Contributor US Address ContributorUSAddress

FieldValueIRS element (for citing)
Address Line1RESTRICTEDAddressLine1
Address Line2RESTRICTEDAddressLine2
CityRESTRICTEDCity
StateRESTRICTEDState
ZIP CodeRESTRICTEDZIPCode
FieldValueIRS element (for citing)
Total ContributionsRESTRICTEDTotalContributionsAmt

Schedule D IRS990ScheduleD

Buildings BuildingsGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$90,000OtherCostOrOtherBasisAmt
Depreciation$32,405DepreciationAmt
Book Value$57,595BookValueAmt

Equipment EquipmentGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$471,754OtherCostOrOtherBasisAmt
Depreciation$411,430DepreciationAmt
Book Value$60,324BookValueAmt
FieldValueIRS element (for citing)
Total Book Value Land Buildings$117,919TotalBookValueLandBuildingsAmt

Schedule O IRS990ScheduleO

Supplemental Information Detail SupplementalInformationDetail (4 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
FORM 990, PART VI, SECTION B, LINE 11A COPY OF THE 990 IS PROVIDED TO THE ORGANIZATION'S GOVERNING BODY BEFORE IT IS FILED.
FORM 990, PART VI, SECTION B, LINE 12CTHE BOARD REGULARLY AND CONSISTENTLY MONITORS AND ENFORCES THE COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY BY OVERSEEING THE OPERATIONS OF THE ORGANIZATION.
FORM 990, PART VI, SECTION B, LINE 15THE PROCESS FOR DETERMINING COMPENSATION INCLUDES A REVIEW AND APPROVAL OF THE BOARD, COMPARABILITY DATA, AND CONTEMPORANEOUS SUBSTANTIATION.
FORM 990, PART VI, SECTION C, LINE 19THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST.

Schedule R IRS990ScheduleR

Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp

Disregarded Entity Name DisregardedEntityName

FieldValueIRS element (for citing)
Business Name Line1FOUNDATION FOR SOUTHWEST ORTHOPEDIC RESEARCH INCBusinessNameLine1

US Address USAddress

FieldValueIRS element (for citing)
Address Line16560 FANNIN ST STE 1016AddressLine1
CityHOUSTONCity
StateTXState
ZIP Code77030ZIPCode
FieldValueIRS element (for citing)
EIN203639243EIN
Primary ActivitiesORTHOPEDIC RESEARCHPrimaryActivitiesTxt
Legal Domicile StateTXLegalDomicileStateCd
Exempt Code Section501C3ExemptCodeSectionTxt
Public Charity Status9PublicCharityStatusTxt
Direct Controlling NAN/ADirectControllingNACd
Controlled Organization0ControlledOrganizationInd

Id Related Org Txbl Partnership IdRelatedOrgTxblPartnershipGrp (2 entries)

Address Line1USAddress/AddressLine1CityUSAddress/CityStateUSAddress/StateZIP CodeUSAddress/ZIPCodeEINEINPrimary ActivitiesPrimaryActivitiesTxtLegal Domicile StateLegalDomicileStateCdDirect Controlling NADirectControllingNACdPredominant Income TypePredominantIncomeTypeTxtDisproportionate AllocationsDisproportionateAllocationsIndGeneral Or Managing PartnerGeneralOrManagingPartnerInd
ADVANCED TECHNOLOGY IN ORTHOPEDICS LP
6550 FANNIN ST STE 2512HOUSTONTX77030322183447SCIENTIFIC RESEARCHTXN/AN/A00
SOUTHWEST ORTHOPEDIC GROUP LLP
6560 FANNIN ST STE 1016HOUSTONTX77030030441756MEDICAL SERVICESTXN/AN/A00
FieldValueIRS element (for citing)
Receipt Of Int Annts Rnts Rylts0ReceiptOfIntAnntsRntsRyltsInd
Gift Grnt Or Cap Contri To Oth Org0GiftGrntOrCapContriToOthOrgInd
Gift Grnt Cap Contri From Oth Org0GiftGrntCapContriFromOthOrgInd
Loans Or Guarantees To Other Org0LoansOrGuaranteesToOtherOrgInd
Loans Or Guarantees From Oth Org0LoansOrGuaranteesFromOthOrgInd
Div Related Organization0DivRelatedOrganizationInd
Asset Sale To Other Org0AssetSaleToOtherOrgInd
Asset Purchase From Other Org0AssetPurchaseFromOtherOrgInd
Asset Exchange0AssetExchangeInd
Rental Of Facilities To Oth Org0RentalOfFacilitiesToOthOrgInd
Rental Of Fclts From Oth Org0RentalOfFcltsFromOthOrgInd
Perform Of Services For Oth OrgYes (1)PerformOfServicesForOthOrgInd
Perform Of Services By Other OrgYes (1)PerformOfServicesByOtherOrgInd
Sharing Of FacilitiesYes (1)SharingOfFacilitiesInd
Paid Employees SharingYes (1)PaidEmployeesSharingInd
Reimbursement Paid To Other OrgYes (1)ReimbursementPaidToOtherOrgInd
Reimbursement Paid By Other Org0ReimbursementPaidByOtherOrgInd
Transfer To Other Org0TransferToOtherOrgInd
Transfer From Other Org0TransferFromOtherOrgInd

Transactions Related Org TransactionsRelatedOrgGrp (8 entries)

Transaction TypeTransactionTypeTxtInvolvedInvolvedAmtMethod Of Amount DeterminationMethodOfAmountDeterminationTxt
FOUNDATION FOR SOUTHWEST ORTHOPEDIC RESEARCH INC
N
FOUNDATION FOR SOUTHWEST ORTHOPEDIC RESEARCH INC
O$1,600
ADVANCED TECHNOLOGY IN ORTHOPEDICS LP
N
ADVANCED TECHNOLOGY IN ORTHOPEDICS LP
O
ADVANCED TECHNOLOGY IN ORTHOPEDICS LP
LCASH BASIS
SOUTHWEST ORTHOPEDIC GROUP LLP
M$42,000CASH BASIS
SOUTHWEST ORTHOPEDIC GROUP LLP
P$52,135CASH BASIS
FOUNDATION FOR SOUTHWEST ORTHOPEDIC RESEARCH INC
PCASH BASIS

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