JAMES B PENDLETON IRRV CHARIT TR 091692: Form 990PF, tax year 2013
View the entire original 990 at ProPublica ↗
- Organization
- JAMES B PENDLETON IRRV CHARIT TR 091692 (EIN 95-6944277)
- Tax period
- 2013-01-01 to 2013-12-31
- Filed
- 2014-05-01
- IRS object ID
- 201411219349100216
- Schema version
- 2013v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2014-05-01T10:00:39-05:00 | ReturnTs |
| Tax Period End | 2013-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 911741928 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | VON HARTEN & COMPANY INC PS | BusinessNameLine1 |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2101 FOURTH AVE SUITE 2170 | AddressLine1 |
| City | SEATTLE | City |
| State | WA | State |
| ZIP Code | 98121 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2013-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 956944277 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JAMES B PENDLETON CHARITABLE TRUST | BusinessNameLine1 |
| Business Name Line2 | C/O DAYLE E IVERSON | BusinessNameLine2 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | JAME | BusinessNameControlTxt |
| Phone | 4259437185 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 601 108TH AVE NE NO 1900 | AddressLine1 |
| City | BELLEVUE | City |
| State | WA | State |
| ZIP Code | 98004 | ZIPCode |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | DAYLE E IVERSON | PersonNm |
| Person Title | TRUSTEE & CEO | PersonTitleTxt |
| Phone | 4259437185 | PhoneNum |
| Signature | 2014-04-25 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | WILLIAM L MCQUEEN | PreparerPersonNm |
| PTIN | P00625423 | PTIN |
| Phone | 2064439017 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2013 | TaxYr |
| Build TS | 2015-12-30 17:16:21Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $28,405,587 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $1,204 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $1,204 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $515,489 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $515,489 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $477,305 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $1,943,205 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $477,305 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $993,998 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $993,998 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $250,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $140,625 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $109,375 | CompOfcrDirTrstDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $8,273 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $2,068 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $6,205 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $8,907 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $8,016 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $891 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $68,233 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $61,410 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $6,823 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $218,940 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $218,940 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $43,298 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $17,698 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $8,071 | TaxesDsbrsChrtblAmt |
| Occupancy Rev And Expnss | $25,120 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $12,560 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $12,560 | OccupancyDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $21,364 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $10,198 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $11,166 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $644,135 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $471,515 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $155,091 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $985,512 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $985,512 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,629,647 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $471,515 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,140,603 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$635,649 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $522,483 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $16,301 | CashBOYAmt |
| Sav And Temp Cash Invst BOY | $3,746,775 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $3,599,563 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $3,599,656 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $12,181,489 | CorporateStockBOYAmt |
| Corporate Stock EOY | $11,915,202 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $22,515,448 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $985,145 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $786,210 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $836,984 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $1,309,475 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $1,300,932 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $1,451,870 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $0 | OtherAssetsBOYAmt |
| Other Assets EOY | $1,629 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $1,629 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $18,239,185 | TotalAssetsBOYAmt |
| Total Assets EOY | $17,603,536 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $28,405,587 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $18,239,185 | RetainedEarningBOYAmt |
| Retained Earning EOY | $17,603,536 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $18,239,185 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $17,603,536 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $18,239,185 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $17,603,536 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $18,239,185 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$635,649 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $17,603,536 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $17,603,536 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (63 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Cost Or Other BasisCostOrOtherBasisAmt |
|---|---|---|---|---|---|---|---|
| 300 BIGLARI HOLDINGS INC | P | 2013-08-28 | 2013-08-30 | $9,281 | $9,281 | $9,281 | |
| 500 BOEING CO | P | 2011-01-13 | 2013-06-17 | $51,376 | $16,420 | $16,420 | $34,956 |
| 1,000 CAMPBELL SOUP CO | P | 2007-12-03 | 2013-06-17 | $45,029 | $8,454 | $8,454 | $36,575 |
| 1,000 CHURCH & DWIGHT INC | P | 2002-03-04 | 2013-06-17 | $61,992 | $51,569 | $51,569 | $10,423 |
| 10,000 DE MASTER BLENDERS | P | 2010-10-18 | 2013-07-26 | $163,662 | $65,662 | $65,662 | $98,000 |
| 3,000 DE MASTER BLENDERS | P | 2011-01-10 | 2013-07-25 | $48,999 | $19,599 | $19,599 | $29,400 |
| 2,000 DIRECTV | P | 2009-11-20 | 2013-02-11 | $115,094 | $62,653 | $62,653 | $52,441 |
| 2,000 DISH NETWORK CORP-A | P | 2004-10-04 | 2013-06-17 | $78,356 | $25,356 | $25,356 | $53,000 |
| 1,162 EATON CORP PLC | P | 2002-05-23 | 2013-09-09 | $77,793 | $18,290 | $18,290 | $59,503 |
| 1 FIRSTENERGY CORP | P | 2002-10-30 | 2013-12-26 | $32 | $24 | $24 | $8 |
| 667 FIRSTENERGY CORP | P | 2002-12-06 | 2013-12-26 | $21,444 | $15,230 | $15,230 | $6,214 |
| 3,000 INTERMEC, INC | P | 2010-06-17 | 2013-09-17 | $30,000 | -$3,152 | -$3,152 | $33,152 |
| 3,000 INTERMEC, INC | P | 2010-06-23 | 2013-09-17 | $30,000 | -$2,264 | -$2,264 | $32,264 |
| 1,000 KRAFT FOODS GROUP INC | P | 2010-03-19 | 2013-05-21 | $56,745 | $25,654 | $25,654 | $31,091 |
| 666 KRAFT FOODS GROUP INC | P | 2010-06-14 | 2013-05-21 | $37,792 | $17,197 | $17,197 | $20,595 |
| 1,500 NEWMONT MINING CORP | P | 2012-08-31 | 2013-11-19 | $40,717 | -$34,462 | -$34,462 | $75,179 |
| 1,500 NEWMONT MINING CORP | P | 2013-01-31 | 2013-11-19 | $40,717 | -$23,905 | -$23,905 | $64,622 |
| 1,000 NEWMONT MINING CORP | P | 2013-02-11 | 2013-11-19 | $27,145 | -$17,392 | -$17,392 | $44,537 |
| 1,000 NEWMONT MINING CORP | P | 2013-03-20 | 2013-11-19 | $27,145 | -$13,184 | -$13,184 | $40,329 |
| 2,000 NEWMONT MINING CORP | P | 2013-06-17 | 2013-11-19 | $54,290 | -$12,330 | -$12,330 | $66,620 |
| 1,500 ROBBINS & MYERS INC | P | 2012-08-14 | 2013-02-21 | $90,000 | $201 | $201 | $89,799 |
| 374 STARZ | P | 2002-02-22 | 2013-11-19 | $10,519 | $10,099 | $10,099 | $420 |
| 126 STARZ | P | 2003-10-02 | 2013-11-19 | $3,544 | $3,424 | $3,424 | $120 |
| 176 STARZ | P | 2009-11-20 | 2013-11-19 | $4,950 | $4,647 | $4,647 | $303 |
| 500 TELEPHONE & DATA SYSTS | P | 2002-02-22 | 2013-11-19 | $14,406 | -$6,594 | -$6,594 | $21,000 |
| 348 TELEPHONE & DATA SYSTS | P | 2002-03-01 | 2013-11-19 | $10,027 | -$5,019 | -$5,019 | $15,046 |
| 3,616.20 UNITS OF EURO | P | 2013-05-17 | 2013-05-20 | $4,644 | -$14 | -$14 | $4,658 |
| TYCO CL ACTION PROCEEDS | P | 2013-06-28 | $30 | $30 | $30 | ||
| DEL MONTE FOODS CO CL ACTION PROCEEDS | P | 2013-10-04 | $247 | $247 | $247 | ||
| DEL MONTE FOODS CO CL ACTION PROCEEDS | P | 2013-10-22 | $239 | $239 | $239 | ||
| 400 ABBOTT LABORATORIES | P | 2007-08-14 | 2013-01-17 | $13,134 | $2,982 | $2,982 | $10,152 |
| 200 ABBOTT LABORATORIES | P | 2007-09-11 | 2013-01-17 | $6,567 | $1,564 | $1,564 | $5,003 |
| 400 ABBOTT LABORATORIES | P | 2008-02-19 | 2013-01-17 | $13,134 | $2,414 | $2,414 | $10,720 |
| 500 ABBOTT LABORATORIES | P | 2009-05-20 | 2013-01-17 | $16,417 | $6,002 | $6,002 | $10,415 |
| 200 ABBOTT LABORATORIES | P | 2009-05-20 | 2013-01-17 | $6,567 | $2,401 | $2,401 | $4,166 |
| 100 ABBOTT LABORATORIES | P | 2009-05-20 | 2013-01-17 | $3,283 | $1,200 | $1,200 | $2,083 |
| 200 ABBOTT LABORATORIES | P | 2009-05-20 | 2013-01-17 | $6,567 | $2,401 | $2,401 | $4,166 |
| 1,000 ABBOTT LABORATORIES | P | 2009-08-18 | 2013-01-17 | $32,835 | $11,588 | $11,588 | $21,247 |
| 1,000 ABBOTT LABORATORIES | P | 2011-04-28 | 2013-01-17 | $32,835 | $7,789 | $7,789 | $25,046 |
| 400 ABBVIE | P | 2007-08-14 | 2013-01-17 | $14,630 | $3,621 | $3,621 | $11,009 |
| 200 ABBVIE | P | 2007-09-11 | 2013-01-17 | $7,315 | $1,890 | $1,890 | $5,425 |
| 400 ABBVIE | P | 2008-02-19 | 2013-01-17 | $14,630 | $3,005 | $3,005 | $11,625 |
| 500 ABBVIE | P | 2009-05-20 | 2013-01-17 | $18,287 | $6,993 | $6,993 | $11,294 |
| 200 ABBVIE | P | 2009-05-20 | 2013-01-17 | $7,315 | $2,797 | $2,797 | $4,518 |
| 100 ABBVIE | P | 2009-05-20 | 2013-01-17 | $3,657 | $1,398 | $1,398 | $2,259 |
| 200 ABBVIE | P | 2009-05-20 | 2013-01-17 | $7,315 | $2,797 | $2,797 | $4,518 |
| 1,000 ABBVIE | P | 2009-08-18 | 2013-01-17 | $36,574 | $13,533 | $13,533 | $23,041 |
| 1,000 ABBVIE | P | 2011-04-28 | 2013-01-17 | $36,574 | $9,413 | $9,413 | $27,161 |
| 400 HEINZ, H J CO | P | 2007-08-14 | 2013-02-15 | $28,903 | $11,773 | $11,773 | $17,130 |
| 200 HEINZ, H J CO | P | 2007-09-11 | 2013-02-15 | $14,451 | $5,322 | $5,322 | $9,129 |
| 400 HEINZ, H J CO | P | 2008-02-19 | 2013-02-15 | $28,903 | $10,665 | $10,665 | $18,238 |
| 100 HEINZ, H J CO | P | 2009-05-20 | 2013-02-15 | $7,226 | $3,656 | $3,656 | $3,570 |
| 100 HEINZ, H J CO | P | 2009-05-20 | 2013-02-15 | $7,226 | $3,656 | $3,656 | $3,570 |
| 100 HEINZ, H J CO | P | 2009-05-20 | 2013-02-15 | $7,226 | $3,656 | $3,656 | $3,570 |
| 100 HEINZ, H J CO | P | 2009-05-20 | 2013-02-15 | $7,226 | $3,656 | $3,656 | $3,570 |
| 100 HEINZ, H J CO | P | 2009-05-20 | 2013-02-15 | $7,226 | $3,656 | $3,656 | $3,570 |
| 100 HEINZ, H J CO | P | 2009-05-20 | 2013-02-15 | $7,226 | $3,656 | $3,656 | $3,570 |
| 400 HEINZ, H J CO | P | 2009-05-20 | 2013-02-15 | $28,903 | $14,624 | $14,624 | $14,279 |
| 1,000 HEINZ, H J CO | P | 2009-06-03 | 2013-02-15 | $72,256 | $35,558 | $35,558 | $36,698 |
| 1,000 HEINZ, H J CO | P | 2009-06-25 | 2013-02-15 | $72,256 | $36,288 | $36,288 | $35,968 |
| 100,000 PROTECTIVE LIFE INTERNOTES | P | 2008-05-23 | 2013-05-15 | $100,000 | $0 | $0 | $100,000 |
| 100,000 WELLS FARGO NOTES | P | 2008-05-23 | 2013-01-31 | $100,000 | $1,065 | $1,065 | $98,935 |
| CAPITAL GAINS DIVIDENDS | P | $20,326 | $20,326 | $20,326 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $477,305 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $1,110,427 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $23,054,331 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.048166 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $1,072,091 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $22,837,128 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.046945 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $969,776 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $21,538,894 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.045024 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $1,235,098 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $19,178,305 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.064401 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $1,169,987 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $24,918,372 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.046953 | DistributionYr5Rt |
| Total Distribution | 0.251489 | TotalDistributionRt |
| Average Distribution | 0.050298 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $25,917,668 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $1,303,607 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $5,225 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $1,308,832 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,140,603 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $10,450 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $10,450 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $10,450 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $17,000 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $17,000 | TotalPaymentsAndCreditsAmt |
| Overpayment | $6,550 | OverpaymentAmt |
| Applied To ES Tax | $6,550 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | VON HARTEN COMPANY INC PS | IndividualWithBooksNm |
| Phone | 2064439017 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2101 FOURTH AVENUE STE 2170 | AddressLine1 |
| City | SEATTLE | City |
| State | WA | State |
| ZIP Code | 98121 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| DAVID E ELLISON | ||||||||
| 601 108TH AVENUE NE SUITE 1900 | BELLEVUE | WA | 98004 | SENIOR TRUSTEE | 11.00 | $31,250 | $0 | $0 |
| DAVID E ELLISON | ||||||||
| 601 108TH AVENUE NE SUITE 1900 | BELLEVUE | WA | 98004 | INVESTMENT DIRECTOR | 29.00 | $93,750 | $0 | $0 |
| DAYLE E IVERSON | ||||||||
| 601 108TH AVENUE NE SUITE 1900 | BELLEVUE | WA | 98004 | TRUSTEE & CEO | 40.00 | $125,000 | $8,273 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $22,703,548 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $3,608,805 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $26,312,353 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $26,312,353 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $394,685 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $25,917,668 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,295,883 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,295,883 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $10,450 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $10,450 | TotalTaxAmt |
| Distributable Before Adj | $1,285,433 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,285,433 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,285,433 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,140,603 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,140,603 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,140,603 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,285,433 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $955,960 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,140,603 | QualifyingDistributionsAmt |
| Applied To Year1 | $955,960 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $184,643 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $1,100,790 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | DAYLE E IVERSON | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 601 108TH AVENUE NE SUITE 1900 | AddressLine1 |
| City | BELLEVUE | City |
| State | WA | State |
| ZIP Code | 98004 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 4259437185 | RecipientPhoneNum |
| Form And Info And Materials | LETTER DISCUSSING PROGRAMS QUALIFYING UNDER INTERNAL REVENUE CODE SECTION 501(C)(3) FOR AIDS RESEARCH, CONTROL OR TREATMENT. | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | NONE | SubmissionDeadlinesTxt |
| Restrictions On Awards | NONE | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (6 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| INTERNATIONAL AIDS VACCINE INITIATIVE | |||||||
| 125 BROAD STREET 9TH FLOOR | NEW YORK | NY | 10004 | NONE | PUBLIC CHARITY | RESEARCH | $102,000 |
| NORTHWESTERN UNIVERSITY FEINBERG SCHOOL OF MEDICINEINFECTIOUS DISEASE | |||||||
| 645 N MICHIGAN AVENUE SUITE 900 | CHICAGO | IL | 60611 | NONE | PUBLIC CHARITY | RESEARCH | $255,000 |
| SALK INSTITUTE FOR BIOLOGICAL STUDIES | |||||||
| 10010 NORTH TORREY PINES ROAD | LA JOLLA | CA | 920371099 | NONE | PUBLIC CHARITY | RESEARCH | $174,580 |
| UC DAVIS INSTITUTE FOR REGENERATIVE CURES | |||||||
| 4900 BROADWAY SUITE 1150 | SACRAMENTO | CA | 95820 | NONE | PUBLIC CHARITY | RESEARCH | $136,450 |
| UC SAN DIEGO AIDS RESEARCH INSTITUTE | |||||||
| 9500 GILMAN DRIVE 0716 | LA JOLLA | CA | 920930716 | NONE | PUBLIC CHARITY | RESEARCH | $240,351 |
| UCLA AIDS INSTITUTE | |||||||
| 615 CHARLES E YOUNG DR EAST | LOS ANGELES | CA | 90095 | NONE | PUBLIC CHARITY | RESEARCH | $77,131 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $985,512 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,204 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $515,489 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $477,305 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $993,998 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $993,998 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| VON HARTEN & COMPANY, INC PS | $60,183 | $54,165 | $6,018 |
| LOVERIDGE HUNT & CO, PLLC | $8,050 | $7,245 | $805 |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (10 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| PROTECTIVE LIFE INTERNOTES | $0 | $0 |
| WELLS FARGO NOTES | $0 | $0 |
| GENERAL ELECTRIC CAP CP, 5.0%, 8/15/17 | $100,000 | $107,416 |
| GENERAL ELECTRIC CAP CP, 4.3%, 10/15/15 | $100,000 | $104,565 |
| PROCTER & GAMBLE, 3.5%, 2/15/15 | $99,435 | $103,383 |
| PRUDENTIAL FINL, 4.75%, 4/1/14 | $95,619 | $101,013 |
| WACHOVIA BANK, 5.6%, 3/15/16 | $96,704 | $102,630 |
| WELLPOINT INC, 5.25%, 1/15/16 | $95,580 | $108,109 |
| GENERAL ELECTRIC CAP CP, 4.55%, 3/15/18 | $100,000 | $105,561 |
| MORGAN STANLEY NOTES, 3.45% DUE 11/02/15 | $98,872 | $104,307 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (139 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| AMETEK INC NEW | $23,489 | $263,350 |
| CTS CORP | $23,777 | $79,640 |
| CORNING INC | $34,246 | $89,100 |
| ENERGIZER HLDGS INC | $43,023 | $216,480 |
| FLOWSERVE CORPORATION | $24,053 | $472,980 |
| HONEYWELL INTL INC | $117,130 | $365,480 |
| WATTS WATER TECHNOLOGIES INC | $47,271 | $185,610 |
| ARCHER DANIELS MIDLAND CO | $42,019 | $130,200 |
| CHURCH & DWIGHT INC | $40,977 | $265,120 |
| FLOWERS FOOD INC | $28,556 | $193,230 |
| CABLEVISION SYS CORP CL A | $73,124 | $179,300 |
| SCRIPPS (EW) CO OHIO CLASS A | $51,741 | $129,615 |
| AMERICAN EXPRESS CO | $149,925 | $453,650 |
| EL PASO ELEC CO | $71,926 | $175,550 |
| TELEPHONE & DATA SYSTEMS INC | $175,165 | $128,900 |
| WESTAR ENERGY INC | $51,251 | $128,680 |
| VIVENDI UNIVERSAL | $65,448 | $136,355 |
| SOUTHWEST GAS CORP | $113,690 | $279,550 |
| TIME WARNER INC | $125,534 | $348,600 |
| UNITED STATES CELLULAR CORP | $89,180 | $125,460 |
| CAVCO INDUSTRIES INC | $49,752 | $171,750 |
| CHEMED CORP NEW | $35,827 | $153,240 |
| DEERE & CO | $31,575 | $91,330 |
| NEWS CORP INC CL A | $0 | $0 |
| GENERAL MILLS INC | $119,992 | $249,550 |
| LIBERTY GLOBAL PLC (SER A) | $9,192 | $46,725 |
| LIBERTY GLOBAL PLC (SER C) | $8,428 | $44,268 |
| VIACOM INC CL A | $131,845 | $351,080 |
| AT&T INC COM | $98,755 | $161,877 |
| INTERMEC INC | $0 | $0 |
| INTERNATIONAL FLAVORS & FRAGRANCES | $47,588 | $85,980 |
| ITT CORPORATION | $18,513 | $43,420 |
| LIBERTY MEDIA HOLDING CORP | $41,476 | $73,375 |
| NAVISTAR INTL CORP | $72,901 | $114,570 |
| PFIZER INC | $103,514 | $181,023 |
| TREDEGAR INDS INC | $25,140 | $43,215 |
| VERIZON COMMUNICATIONS | $175,242 | $294,840 |
| CAMPBELL SOUP CO | $118,257 | $173,120 |
| CRANE CO | $101,863 | $201,750 |
| GATX CORP | $138,358 | $208,680 |
| JOHNSON & JOHNSON | $163,694 | $228,975 |
| WASTE MANAGEMENT INC | $113,763 | $134,610 |
| 3M COMPANY | $139,291 | $294,525 |
| ABBOTT LABORATORIES | $0 | $0 |
| BANK OF NEW YORK/MELLON CO | $92,946 | $104,820 |
| CHEVRON CORP | $108,766 | $187,365 |
| DU PONT E I DE NEMOUR & CO | $130,259 | $259,880 |
| EXXON MOBIL CORP | $86,464 | $121,440 |
| GENERAL ELECTRIC CO | $172,154 | $243,861 |
| HEINZ, H J CO | $0 | $0 |
| INT'L BUSINESS MACHINES | $114,389 | $206,327 |
| MASCO CORP | $84,953 | $100,188 |
| PFIZER INCORPORATED | $110,033 | $174,591 |
| PROCTER & GAMBLE | $119,612 | $170,961 |
| UNILEVER PLC ADR NEW | $110,361 | $164,800 |
| UNITED PARCEL SERVICE CL B | $128,888 | $231,176 |
| UNITED TECHOLOGIES CORP | $109,126 | $227,600 |
| WAL-MART STORES INC | $98,059 | $157,380 |
| ASCENT MEDIA CORP - A | $26,881 | $91,977 |
| COCA-COLA CO | $171,154 | $247,860 |
| DIEBOLD INC | $53,374 | $66,020 |
| DISCOVERY COMMUNICATIONS - A | $10,433 | $67,815 |
| DISCOVERY COMMUNICATIONS - C | $9,367 | $62,895 |
| DISH NETWORK CORP - A | $139,060 | $463,360 |
| DR PEPPER SNAPPLE GROUP | $78,675 | $194,880 |
| ECHOSTAR HOLDING CORP - A | $20,851 | $39,776 |
| GRAFTECH INTL LTD | $5,947 | $11,230 |
| NCR CORP | $64,762 | $170,300 |
| PRECISION CASTPARTS CORP | $123,713 | $377,020 |
| ZEP INC | $44,402 | $54,480 |
| AT&T INC COM | $133,507 | $172,284 |
| BANK OF NEW YORK MELLON CORP | $190,670 | $244,580 |
| BOSTON SCIENTIFIC CORP | $38,891 | $72,120 |
| DANONE SPNS ADR | $64,212 | $87,120 |
| JP MORGAN CHASE & CO | $109,272 | $175,440 |
| KAMAN CORP | $29,480 | $79,460 |
| LEGG MASON INC | $126,264 | $217,400 |
| NATIONAL FUEL GAS CO | $176,427 | $285,600 |
| RPC INC | $16,483 | $80,325 |
| MICROSOFT CORP | $95,452 | $175,827 |
| NOVARTIS AG SPONS ADR | $136,974 | $253,197 |
| ROCHE HLDG LTD SPONS ADR | $191,122 | $336,960 |
| TOTAL SA ADR | $147,224 | $147,048 |
| WASTE MANAGEMENT INC | $137,138 | $206,402 |
| BAXTER INTERNATIONAL INC | $148,846 | $208,650 |
| BUCKLE INC | $149,529 | $289,080 |
| ILLINOIS TOOL WORKS INC | $178,370 | $344,728 |
| BAXTER INTERNATIONAL, INC | $85,548 | $139,100 |
| BIGLARI HOLDINGS, INC | $87,479 | $151,992 |
| CURTISS WRIGHT CORP | $58,447 | $124,460 |
| GRIFFON CORP | $24,846 | $26,420 |
| JANUS CAP | $140,162 | $185,550 |
| MADISON SQUARE GAR INC-A | $22,950 | $143,950 |
| MILLICOM INTL CELLULAR | $119,156 | $149,055 |
| NORTHERN TR CORP | $160,099 | $247,560 |
| STATE STREET CORP | $186,024 | $293,560 |
| AMC NETWORKS INC-A | $29,538 | $170,275 |
| BEAM INC | $136,546 | $204,180 |
| BECTON DICKINSON & CO | $124,442 | $165,735 |
| THE BOEING COMPANY | $104,868 | $204,735 |
| BRINKS CO | $132,255 | $170,700 |
| BROWN FORMAN CORP CL A | $20,366 | $33,196 |
| CINCINNATI BELL INC | $72,468 | $89,000 |
| FIRSTENERGY CORP | $15,468 | $65,960 |
| FORTUNE BRANDS HOME & SECURITY INC | $40,259 | $137,100 |
| INTERNAP NETWORK SERVICES CORP | $146,513 | $150,400 |
| LIBERTY MEDIA CORP - LIBERTY CAPITAL | $0 | $0 |
| SANOFI AVENTIS SA CVR | $6,690 | $1,020 |
| XYLEM INC | $137,821 | $173,000 |
| HEWLETT PACKARD COMPANY | $223,406 | $158,087 |
| JPMORGAN CHASE & CO | $146,169 | $260,236 |
| PEPSICO INCORPORATED | $151,744 | $194,909 |
| TRAVELERS COMPANIES INC | $144,614 | $226,350 |
| DE MASTER BLENDERS | $0 | $0 |
| DIRECTV | $119,029 | $414,360 |
| EATON CORP PLC | $0 | $0 |
| FREEPORT MCMORAN COPPER & GOLD INC | $166,397 | $188,700 |
| HILLSHIRE BRANDS CO | $72,634 | $100,320 |
| KINDER MORGAN INC DEL | $3,821 | $12,992 |
| KRAFT FOODS GROUP INC | $0 | $0 |
| MONDELEZ INTERNATIONAL | $96,331 | $176,500 |
| NEWMONT MINING CORP | $0 | $0 |
| LIBERTY VENTURES | $7,548 | $20,595 |
| PATTERSON COS INC | $170,964 | $206,000 |
| ROBBINS & MYERS INC | $0 | $0 |
| SNYDERS-LANCE INC | $4,608 | $5,732 |
| PEP BOYS MANNY MOE & JACK | $26,671 | $36,420 |
| RYMAN HOSPITALITY INC | $68,168 | $118,196 |
| INGREDION INC | $22,905 | $102,690 |
| WELLS FARGO & COMPANY | $166,196 | $227,000 |
| WEATHERFORD INTERNATIONAL LTD | $59,458 | $77,450 |
| ST JUDE MEDICAL INC | $208,201 | $340,725 |
| TIFFANY & CO | $151,841 | $259,784 |
| LIBERTY MEDIA CORP | $7,328 | $98,893 |
| NEWS CORP | $17,181 | $45,050 |
| TWENTY-FIRST CENTURY FOX, INC | $127,445 | $351,700 |
| CISCO SYSTEMS INC | $168,824 | $168,225 |
| COACH INC | $155,108 | $179,616 |
| PRUDENTIAL FINANCIAL INC | $155,685 | $248,994 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (9 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| HEALTH CARE REIT INC | AT COST | $128,701 | $203,566 |
| HOSPITALITY PPTYS TRUST SH BEN INT | AT COST | $131,650 | $105,417 |
| LIBERTY PROPERTY TRUST REIT | AT COST | $151,202 | $155,802 |
| MACK CALI REALTY CORP REIT | AT COST | $121,851 | $79,476 |
| HOME PROPERTIES INC REIT | AT COST | $123,979 | $160,860 |
| HCP INC REIT | AT COST | $160,485 | $225,184 |
| DUKE REALTY CORP REIT | AT COST | $150,125 | $141,376 |
| DIGITAL REALTY TRUST INC | AT COST | $145,154 | $132,624 |
| PROLOGIS INC NEW | AT COST | $187,785 | $247,565 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | GREENBERG GLUSKER | CategoryTxt |
| Legal Fees | $8,907 | LegalFeesAmt |
| Net Investment Income | $8,016 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $891 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| DIVIDENDS RECEIVABLE CONSTRUCTIVELY RECEIVED | $0 | $1,136 | $1,136 |
| LTCG DISTRIBUTION RECEIVABLE CONSTRUCTIVELY RECEIVED | $0 | $493 | $493 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (11 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| TELEPHONE EXPENSE | $5,159 | $2,579 | $2,580 |
| PAYROLL PROCESSING EXPENSE | $905 | $453 | $452 |
| MEMBERSHIP DUES | $4,363 | $2,181 | $2,182 |
| OFFICE SUPPLIES | $490 | $245 | $245 |
| BANK CHARGES | $145 | $73 | $72 |
| MISCELLANEOUS: ADR FEES | $352 | $352 | $0 |
| POSTAGE | $81 | $41 | $40 |
| PARKING | $6,298 | $3,149 | $3,149 |
| D&O INSURANCE | $2,250 | $1,125 | $1,125 |
| GRANT ADMINISTRATOR EXPENSES | $199 | $0 | $199 |
| TRAVEL EXPENSES | $1,122 | $0 | $1,122 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| GARLAND CAPITAL MANAGEMENT | $53,860 | $53,860 | $0 |
| GABELLI ASSET MANAGEMENT COMPANY | $143,216 | $143,216 | $0 |
| MELLON PRIVATE ASSET MANAGEMENT | $21,864 | $21,864 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (7 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| PAYROLL TAXES - TRUSTEE & CEO | $8,862 | $2,216 | $6,646 |
| PAYROLL TAXES - SENIOR TRUSTEE | $2,215 | $1,107 | $1,108 |
| PAYROLL TAXES - INVESTMENT DIRECTOR | $6,646 | $6,646 | $0 |
| CALIFORNIA FILING FEES | $160 | $0 | $0 |
| PAYROLL TAXES - L&I | $635 | $318 | $317 |
| FEDERAL EXCISE TAX | $17,369 | $0 | $0 |
| FOREIGN TAXES PAID | $7,411 | $7,411 | $0 |
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