2014-05-01T10:00:39-05:00 2013-12-31 911741928 VON HARTEN & COMPANY INC PS 2101 FOURTH AVE SUITE 2170 SEATTLE WA 98121 990PF 2013-01-01 956944277 JAMES B PENDLETON CHARITABLE TRUST C/O DAYLE E IVERSON JAME 4259437185 601 108TH AVE NE NO 1900 BELLEVUE WA 98004 DAYLE E IVERSON TRUSTEE & CEO 4259437185 2014-04-25 1 WILLIAM L MCQUEEN P00625423 2064439017 2013 2015-12-30 17:16:21Z X 28405587 X X 1204 1204 515489 515489 477305 1943205 477305 993998 993998 250000 140625 109375 8273 2068 6205 8907 8016 891 68233 61410 6823 218940 218940 0 43298 17698 8071 25120 12560 12560 21364 10198 11166 644135 471515 155091 985512 985512 1629647 471515 1140603 -635649 522483 16301 3746775 3599563 3599656 12181489 11915202 22515448 985145 786210 836984 1309475 1300932 1451870 0 1629 1629 18239185 17603536 28405587 0 0 X 0 0 0 0 18239185 17603536 18239185 17603536 18239185 17603536 18239185 -635649 0 17603536 0 17603536 300 BIGLARI HOLDINGS INC P 2013-08-28 2013-08-30 9281 9281 9281 500 BOEING CO P 2011-01-13 2013-06-17 51376 34956 16420 16420 1,000 CAMPBELL SOUP CO P 2007-12-03 2013-06-17 45029 36575 8454 8454 1,000 CHURCH & DWIGHT INC P 2002-03-04 2013-06-17 61992 10423 51569 51569 10,000 DE MASTER BLENDERS P 2010-10-18 2013-07-26 163662 98000 65662 65662 3,000 DE MASTER BLENDERS P 2011-01-10 2013-07-25 48999 29400 19599 19599 2,000 DIRECTV P 2009-11-20 2013-02-11 115094 52441 62653 62653 2,000 DISH NETWORK CORP-A P 2004-10-04 2013-06-17 78356 53000 25356 25356 1,162 EATON CORP PLC P 2002-05-23 2013-09-09 77793 59503 18290 18290 1 FIRSTENERGY CORP P 2002-10-30 2013-12-26 32 8 24 24 667 FIRSTENERGY CORP P 2002-12-06 2013-12-26 21444 6214 15230 15230 3,000 INTERMEC, INC P 2010-06-17 2013-09-17 30000 33152 -3152 -3152 3,000 INTERMEC, INC P 2010-06-23 2013-09-17 30000 32264 -2264 -2264 1,000 KRAFT FOODS GROUP INC P 2010-03-19 2013-05-21 56745 31091 25654 25654 666 KRAFT FOODS GROUP INC P 2010-06-14 2013-05-21 37792 20595 17197 17197 1,500 NEWMONT MINING CORP P 2012-08-31 2013-11-19 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13134 10152 2982 2982 200 ABBOTT LABORATORIES P 2007-09-11 2013-01-17 6567 5003 1564 1564 400 ABBOTT LABORATORIES P 2008-02-19 2013-01-17 13134 10720 2414 2414 500 ABBOTT LABORATORIES P 2009-05-20 2013-01-17 16417 10415 6002 6002 200 ABBOTT LABORATORIES P 2009-05-20 2013-01-17 6567 4166 2401 2401 100 ABBOTT LABORATORIES P 2009-05-20 2013-01-17 3283 2083 1200 1200 200 ABBOTT LABORATORIES P 2009-05-20 2013-01-17 6567 4166 2401 2401 1,000 ABBOTT LABORATORIES P 2009-08-18 2013-01-17 32835 21247 11588 11588 1,000 ABBOTT LABORATORIES P 2011-04-28 2013-01-17 32835 25046 7789 7789 400 ABBVIE P 2007-08-14 2013-01-17 14630 11009 3621 3621 200 ABBVIE P 2007-09-11 2013-01-17 7315 5425 1890 1890 400 ABBVIE P 2008-02-19 2013-01-17 14630 11625 3005 3005 500 ABBVIE P 2009-05-20 2013-01-17 18287 11294 6993 6993 200 ABBVIE P 2009-05-20 2013-01-17 7315 4518 2797 2797 100 ABBVIE P 2009-05-20 2013-01-17 3657 2259 1398 1398 200 ABBVIE P 2009-05-20 2013-01-17 7315 4518 2797 2797 1,000 ABBVIE P 2009-08-18 2013-01-17 36574 23041 13533 13533 1,000 ABBVIE P 2011-04-28 2013-01-17 36574 27161 9413 9413 400 HEINZ, H J CO P 2007-08-14 2013-02-15 28903 17130 11773 11773 200 HEINZ, H J CO P 2007-09-11 2013-02-15 14451 9129 5322 5322 400 HEINZ, H J CO P 2008-02-19 2013-02-15 28903 18238 10665 10665 100 HEINZ, H J CO P 2009-05-20 2013-02-15 7226 3570 3656 3656 100 HEINZ, H J CO P 2009-05-20 2013-02-15 7226 3570 3656 3656 100 HEINZ, H J CO P 2009-05-20 2013-02-15 7226 3570 3656 3656 100 HEINZ, H J CO P 2009-05-20 2013-02-15 7226 3570 3656 3656 100 HEINZ, H J CO P 2009-05-20 2013-02-15 7226 3570 3656 3656 100 HEINZ, H J CO P 2009-05-20 2013-02-15 7226 3570 3656 3656 400 HEINZ, H J CO P 2009-05-20 2013-02-15 28903 14279 14624 14624 1,000 HEINZ, H J CO P 2009-06-03 2013-02-15 72256 36698 35558 35558 1,000 HEINZ, H J CO P 2009-06-25 2013-02-15 72256 35968 36288 36288 100,000 PROTECTIVE LIFE INTERNOTES P 2008-05-23 2013-05-15 100000 100000 0 0 100,000 WELLS FARGO NOTES P 2008-05-23 2013-01-31 100000 98935 1065 1065 CAPITAL GAINS DIVIDENDS P 20326 20326 20326 477305 0 1110427 23054331 0.048166 1072091 22837128 0.046945 969776 21538894 0.045024 1235098 19178305 0.064401 1169987 24918372 0.046953 0.251489 0.050298 25917668 1303607 5225 1308832 1140603 10450 0 10450 0 10450 17000 17000 6550 6550 0 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 1 N/A VON HARTEN COMPANY INC PS 2064439017 2101 FOURTH AVENUE STE 2170 SEATTLE WA 98121 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 DAVID E ELLISON 601 108TH AVENUE NE SUITE 1900 BELLEVUE WA 98004 SENIOR TRUSTEE 11.00 31250 0 0 DAVID E ELLISON 601 108TH AVENUE NE SUITE 1900 BELLEVUE WA 98004 INVESTMENT DIRECTOR 29.00 93750 0 0 DAYLE E IVERSON 601 108TH AVENUE NE SUITE 1900 BELLEVUE WA 98004 TRUSTEE & CEO 40.00 125000 8273 0 NONE 0 NONE 0 0 22703548 3608805 0 26312353 0 0 26312353 394685 25917668 1295883 1295883 10450 10450 1285433 0 1285433 0 1285433 1140603 0 1140603 0 1140603 1285433 955960 0 0 1140603 955960 0 0 184643 0 0 0 0 0 0 0 0 1100790 0 0 0 DAYLE E IVERSON 601 108TH AVENUE NE SUITE 1900 BELLEVUE WA 98004 4259437185 LETTER DISCUSSING PROGRAMS QUALIFYING UNDER INTERNAL REVENUE CODE SECTION 501(C)(3) FOR AIDS RESEARCH, CONTROL OR TREATMENT. NONE NONE INTERNATIONAL AIDS VACCINE INITIATIVE 125 BROAD STREET 9TH FLOOR NEW YORK NY 10004 NONE PUBLIC CHARITY RESEARCH 102000 NORTHWESTERN UNIVERSITY FEINBERG SCHOOL OF MEDICINEINFECTIOUS DISEASE 645 N MICHIGAN AVENUE SUITE 900 CHICAGO IL 60611 NONE PUBLIC CHARITY RESEARCH 255000 SALK INSTITUTE FOR BIOLOGICAL STUDIES 10010 NORTH TORREY PINES ROAD LA JOLLA CA 920371099 NONE PUBLIC CHARITY RESEARCH 174580 UC DAVIS INSTITUTE FOR REGENERATIVE CURES 4900 BROADWAY SUITE 1150 SACRAMENTO CA 95820 NONE PUBLIC CHARITY RESEARCH 136450 UC SAN DIEGO AIDS RESEARCH INSTITUTE 9500 GILMAN DRIVE 0716 LA JOLLA CA 920930716 NONE PUBLIC CHARITY RESEARCH 240351 UCLA AIDS INSTITUTE 615 CHARLES E YOUNG DR EAST LOS ANGELES CA 90095 NONE PUBLIC CHARITY RESEARCH 77131 985512 0 14 1204 14 515489 18 477305 0 993998 0 993998 0 0 0 0 0 0 0 0 0 0 VON HARTEN & COMPANY, INC PS 60183 54165 6018 LOVERIDGE HUNT & CO, PLLC 8050 7245 805 PROTECTIVE LIFE INTERNOTES 0 0 WELLS FARGO NOTES 0 0 GENERAL ELECTRIC CAP CP, 5.0%, 8/15/17 100000 107416 GENERAL ELECTRIC CAP CP, 4.3%, 10/15/15 100000 104565 PROCTER & GAMBLE, 3.5%, 2/15/15 99435 103383 PRUDENTIAL FINL, 4.75%, 4/1/14 95619 101013 WACHOVIA BANK, 5.6%, 3/15/16 96704 102630 WELLPOINT INC, 5.25%, 1/15/16 95580 108109 GENERAL ELECTRIC CAP CP, 4.55%, 3/15/18 100000 105561 MORGAN STANLEY NOTES, 3.45% DUE 11/02/15 98872 104307 AMETEK INC NEW 23489 263350 CTS CORP 23777 79640 CORNING INC 34246 89100 ENERGIZER HLDGS INC 43023 216480 FLOWSERVE CORPORATION 24053 472980 HONEYWELL INTL INC 117130 365480 WATTS WATER TECHNOLOGIES INC 47271 185610 ARCHER DANIELS MIDLAND CO 42019 130200 CHURCH & DWIGHT INC 40977 265120 FLOWERS FOOD INC 28556 193230 CABLEVISION SYS CORP CL A 73124 179300 SCRIPPS (EW) CO OHIO CLASS A 51741 129615 AMERICAN EXPRESS CO 149925 453650 EL PASO ELEC CO 71926 175550 TELEPHONE & DATA SYSTEMS INC 175165 128900 WESTAR ENERGY INC 51251 128680 VIVENDI UNIVERSAL 65448 136355 SOUTHWEST GAS CORP 113690 279550 TIME WARNER INC 125534 348600 UNITED STATES CELLULAR CORP 89180 125460 CAVCO INDUSTRIES INC 49752 171750 CHEMED CORP NEW 35827 153240 DEERE & CO 31575 91330 NEWS CORP INC CL A 0 0 GENERAL MILLS INC 119992 249550 LIBERTY GLOBAL PLC (SER A) 9192 46725 LIBERTY GLOBAL PLC (SER C) 8428 44268 VIACOM INC CL A 131845 351080 AT&T INC COM 98755 161877 INTERMEC INC 0 0 INTERNATIONAL FLAVORS & FRAGRANCES 47588 85980 ITT CORPORATION 18513 43420 LIBERTY MEDIA HOLDING CORP 41476 73375 NAVISTAR INTL CORP 72901 114570 PFIZER INC 103514 181023 TREDEGAR INDS INC 25140 43215 VERIZON COMMUNICATIONS 175242 294840 CAMPBELL SOUP CO 118257 173120 CRANE CO 101863 201750 GATX CORP 138358 208680 JOHNSON & JOHNSON 163694 228975 WASTE MANAGEMENT INC 113763 134610 3M COMPANY 139291 294525 ABBOTT LABORATORIES 0 0 BANK OF NEW YORK/MELLON CO 92946 104820 CHEVRON CORP 108766 187365 DU PONT E I DE NEMOUR & CO 130259 259880 EXXON MOBIL CORP 86464 121440 GENERAL ELECTRIC CO 172154 243861 HEINZ, H J CO 0 0 INT'L BUSINESS MACHINES 114389 206327 MASCO CORP 84953 100188 PFIZER INCORPORATED 110033 174591 PROCTER & GAMBLE 119612 170961 UNILEVER PLC ADR NEW 110361 164800 UNITED PARCEL SERVICE CL B 128888 231176 UNITED TECHOLOGIES CORP 109126 227600 WAL-MART STORES INC 98059 157380 ASCENT MEDIA CORP - A 26881 91977 COCA-COLA CO 171154 247860 DIEBOLD INC 53374 66020 DISCOVERY COMMUNICATIONS - A 10433 67815 DISCOVERY COMMUNICATIONS - C 9367 62895 DISH NETWORK CORP - A 139060 463360 DR PEPPER SNAPPLE GROUP 78675 194880 ECHOSTAR HOLDING CORP - A 20851 39776 GRAFTECH INTL LTD 5947 11230 NCR CORP 64762 170300 PRECISION CASTPARTS CORP 123713 377020 ZEP INC 44402 54480 AT&T INC COM 133507 172284 BANK OF NEW YORK MELLON CORP 190670 244580 BOSTON SCIENTIFIC CORP 38891 72120 DANONE SPNS ADR 64212 87120 JP MORGAN CHASE & CO 109272 175440 KAMAN CORP 29480 79460 LEGG MASON INC 126264 217400 NATIONAL FUEL GAS CO 176427 285600 RPC INC 16483 80325 MICROSOFT CORP 95452 175827 NOVARTIS AG SPONS ADR 136974 253197 ROCHE HLDG LTD SPONS ADR 191122 336960 TOTAL SA ADR 147224 147048 WASTE MANAGEMENT INC 137138 206402 BAXTER INTERNATIONAL INC 148846 208650 BUCKLE INC 149529 289080 ILLINOIS TOOL WORKS INC 178370 344728 BAXTER INTERNATIONAL, INC 85548 139100 BIGLARI HOLDINGS, INC 87479 151992 CURTISS WRIGHT CORP 58447 124460 GRIFFON CORP 24846 26420 JANUS CAP 140162 185550 MADISON SQUARE GAR INC-A 22950 143950 MILLICOM INTL CELLULAR 119156 149055 NORTHERN TR CORP 160099 247560 STATE STREET CORP 186024 293560 AMC NETWORKS INC-A 29538 170275 BEAM INC 136546 204180 BECTON DICKINSON & CO 124442 165735 THE BOEING COMPANY 104868 204735 BRINKS CO 132255 170700 BROWN FORMAN CORP CL A 20366 33196 CINCINNATI BELL INC 72468 89000 FIRSTENERGY CORP 15468 65960 FORTUNE BRANDS HOME & SECURITY INC 40259 137100 INTERNAP NETWORK SERVICES CORP 146513 150400 LIBERTY MEDIA CORP - LIBERTY CAPITAL 0 0 SANOFI AVENTIS SA CVR 6690 1020 XYLEM INC 137821 173000 HEWLETT PACKARD COMPANY 223406 158087 JPMORGAN CHASE & CO 146169 260236 PEPSICO INCORPORATED 151744 194909 TRAVELERS COMPANIES INC 144614 226350 DE MASTER BLENDERS 0 0 DIRECTV 119029 414360 EATON CORP PLC 0 0 FREEPORT MCMORAN COPPER & GOLD INC 166397 188700 HILLSHIRE BRANDS CO 72634 100320 KINDER MORGAN INC DEL 3821 12992 KRAFT FOODS GROUP INC 0 0 MONDELEZ INTERNATIONAL 96331 176500 NEWMONT MINING CORP 0 0 LIBERTY VENTURES 7548 20595 PATTERSON COS INC 170964 206000 ROBBINS & MYERS INC 0 0 SNYDERS-LANCE INC 4608 5732 PEP BOYS MANNY MOE & JACK 26671 36420 RYMAN HOSPITALITY INC 68168 118196 INGREDION INC 22905 102690 WELLS FARGO & COMPANY 166196 227000 WEATHERFORD INTERNATIONAL LTD 59458 77450 ST JUDE MEDICAL INC 208201 340725 TIFFANY & CO 151841 259784 LIBERTY MEDIA CORP 7328 98893 NEWS CORP 17181 45050 TWENTY-FIRST CENTURY FOX, INC 127445 351700 CISCO SYSTEMS INC 168824 168225 COACH INC 155108 179616 PRUDENTIAL FINANCIAL INC 155685 248994 HEALTH CARE REIT INC AT COST 128701 203566 HOSPITALITY PPTYS TRUST SH BEN INT AT COST 131650 105417 LIBERTY PROPERTY TRUST REIT AT COST 151202 155802 MACK CALI REALTY CORP REIT AT COST 121851 79476 HOME PROPERTIES INC REIT AT COST 123979 160860 HCP INC REIT AT COST 160485 225184 DUKE REALTY CORP REIT AT COST 150125 141376 DIGITAL REALTY TRUST INC AT COST 145154 132624 PROLOGIS INC NEW AT COST 187785 247565 GREENBERG GLUSKER 8907 8016 891 DIVIDENDS RECEIVABLE CONSTRUCTIVELY RECEIVED 0 1136 1136 LTCG DISTRIBUTION RECEIVABLE CONSTRUCTIVELY RECEIVED 0 493 493 TELEPHONE EXPENSE 5159 2579 2580 PAYROLL PROCESSING EXPENSE 905 453 452 MEMBERSHIP DUES 4363 2181 2182 OFFICE SUPPLIES 490 245 245 BANK CHARGES 145 73 72 MISCELLANEOUS: ADR FEES 352 352 0 POSTAGE 81 41 40 PARKING 6298 3149 3149 D&O INSURANCE 2250 1125 1125 GRANT ADMINISTRATOR EXPENSES 199 0 199 TRAVEL EXPENSES 1122 0 1122 GARLAND CAPITAL MANAGEMENT 53860 53860 0 GABELLI ASSET MANAGEMENT COMPANY 143216 143216 0 MELLON PRIVATE ASSET MANAGEMENT 21864 21864 0 PAYROLL TAXES - TRUSTEE & CEO 8862 2216 6646 PAYROLL TAXES - SENIOR TRUSTEE 2215 1107 1108 PAYROLL TAXES - INVESTMENT DIRECTOR 6646 6646 0 CALIFORNIA FILING FEES 160 0 0 PAYROLL TAXES - L&I 635 318 317 FEDERAL EXCISE TAX 17369 0 0 FOREIGN TAXES PAID 7411 7411 0