E A MORRIS CHARITABLE FOUNDATION: Form 990PF, tax year 2013

View the entire original 990 at ProPublica ↗

Organization: E A MORRIS CHARITABLE FOUNDATION (EIN 58-1413060)
Tax period: 2013-01-01 to 2013-12-31
Filed: 2014-11-10
IRS object ID: 201403149349100570
Schema version: 2013v3.0
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Depreciation Schedule
Investments Corp Bonds Schedule
Investments Corp Stock Schedule
Investments Govt Obligations Sch
Investments Other Schedule2
Land Etc Schedule2
Other Assets Schedule
Other Expenses Schedule
Other Income Schedule2
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2014-11-10T13:59:10-06:00	ReturnTs
Tax Period End	2013-12-31	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Field	Value	IRS element (for citing)
Preparer Firm EIN	562231176	PreparerFirmEIN

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	KB Morgan PLLC	BusinessNameLine1

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	405 Battleground Avenue Suite 101	AddressLine1
City	Greensboro	City
State	NC	State
ZIP Code	27401	ZIPCode

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnTypeCd
Tax Period Begin	2013-01-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	581413060	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	EA Morris Charitable Foundation	BusinessNameLine1

Field	Value	IRS element (for citing)
Business Name Control	EAMO	BusinessNameControlTxt
Phone	9194039498	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	3802 Swarthmore Road	AddressLine1
City	Durham	City
State	NC	State
ZIP Code	27707	ZIPCode

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	KENNETH B MORGAN	PersonNm
Person Title	VICE PRESIDENT & TREASURER	PersonTitleTxt
Phone	3362712870	PhoneNum
Signature	2014-11-10	SignatureDt
Discuss With Paid Preparer	0	DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	Kenneth B Morgan	PreparerPersonNm
PTIN	P00006346	PTIN
Phone	3362712870	PhoneNum
Self Employed	Yes (X)	SelfEmployedInd

Field	Value	IRS element (for citing)
Tax	2013	TaxYr
Build TS	2015-12-30 17:16:21Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	Yes (X)	Organization501c3ExemptPFInd
FMV Assets EOY	$12,798,140	FMVAssetsEOYAmt
Method Of Accounting Cash	Yes (X)	MethodOfAccountingCashInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Schedule B Not Required	Yes (X)	ScheduleBNotRequiredInd
Dividends Rev And Expnss	$314,553	DividendsRevAndExpnssAmt
Dividends Net Invst Incm	$314,553	DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss	$897,715	NetGainSaleAstRevAndExpnssAmt
Gross Sales Price	$7,240,197	GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm	$897,715	CapGainNetIncmNetInvstIncmAmt
Other Income Rev And Expnss	$4,179	OtherIncomeRevAndExpnssAmt
Other Income Net Invst Incm	$4,179	OtherIncomeNetInvstIncmAmt
Total Rev And Expnss	$1,216,447	TotalRevAndExpnssAmt
Total Net Invst Incm	$1,216,447	TotalNetInvstIncmAmt
Comp Ofcr Dir Trst Rev And Expnss	$177,167	CompOfcrDirTrstRevAndExpnssAmt
Comp Ofcr Dir Trst Net Invst Incm	$8,859	CompOfcrDirTrstNetInvstIncmAmt
Comp Ofcr Dir Trst Dsbrs Chrtbl	$8,859	CompOfcrDirTrstDsbrsChrtblAmt
Pension Empl Bnft Rev And Expnss	$28,530	PensionEmplBnftRevAndExpnssAmt
Pension Empl Bnft Net Invst Incm	$0	PensionEmplBnftNetInvstIncmAmt
Pension Empl Bnft Dsbrs Chrtbl	$0	PensionEmplBnftDsbrsChrtblAmt
Taxes Rev And Expnss	$5,125	TaxesRevAndExpnssAmt
Taxes Net Invst Incm	$5,116	TaxesNetInvstIncmAmt
Taxes Dsbrs Chrtbl	$0	TaxesDsbrsChrtblAmt
Deprec And Dpltn Rev And Expnss	$191	DeprecAndDpltnRevAndExpnssAmt
Deprec And Dpltn Net Invst Incm	$0	DeprecAndDpltnNetInvstIncmAmt
Occupancy Rev And Expnss	$3,240	OccupancyRevAndExpnssAmt
Occupancy Net Invst Incm	$0	OccupancyNetInvstIncmAmt
Occupancy Dsbrs Chrtbl	$0	OccupancyDsbrsChrtblAmt
Trav Conf Meeting Rev And Expnss	$644	TravConfMeetingRevAndExpnssAmt
Trav Conf Meeting Net Invst Incm	$0	TravConfMeetingNetInvstIncmAmt
Trav Conf Meeting Dsbrs Chrtbl	$0	TravConfMeetingDsbrsChrtblAmt
Other Expenses Rev And Expnss	$99,134	OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm	$96,526	OtherExpensesNetInvstIncmAmt
Other Expenses Dsbrs Chrtbl	$0	OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss	$314,031	TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm	$110,501	TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Dsbrs Chrtbl	$8,859	TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss	$505,000	ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl	$505,000	ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss	$819,031	TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm	$110,501	TotalExpensesNetInvstIncmAmt
Total Expenses Dsbrs Chrtbl	$513,859	TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses	$397,416	ExcessRevenueOverExpensesAmt
Net Investment Income	$1,105,946	NetInvestmentIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

Field	Value	IRS element (for citing)
Cash BOY	$19,750	CashBOYAmt
Cash EOY	$70,678	CashEOYAmt
Cash EOYFMV	$70,678	CashEOYFMVAmt
Sav And Temp Cash Invst BOY	$628,346	SavAndTempCashInvstBOYAmt
Sav And Temp Cash Invst EOY	$1,254,441	SavAndTempCashInvstEOYAmt
Sav And Temp Cash Invst EOYFMV	$1,254,441	SavAndTempCashInvstEOYFMVAmt
US Government Obligations BOY	$1,432,676	USGovernmentObligationsBOYAmt
US Government Obligations EOY	$1,389,677	USGovernmentObligationsEOYAmt
US Govt Obligations EOYFMV	$1,329,586	USGovtObligationsEOYFMVAmt
Corporate Stock BOY	$8,755,449	CorporateStockBOYAmt
Corporate Stock EOY	$8,519,385	CorporateStockEOYAmt
Corporate Stock EOYFMV	$9,379,993	CorporateStockEOYFMVAmt
Corporate Bonds BOY	$687,728	CorporateBondsBOYAmt
Corporate Bonds EOY	$699,201	CorporateBondsEOYAmt
Corporate Bonds EOYFMV	$699,942	CorporateBondsEOYFMVAmt
Other Investments BOY	$60,752	OtherInvestmentsBOYAmt
Other Investments EOY	$60,752	OtherInvestmentsEOYAmt
Other Investments EOYFMV	$62,928	OtherInvestmentsEOYFMVAmt
Land Bldg Equip Cost Or Other Bss	$958	LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec	$386	LandBldgEquipAccumDeprecAmt
Land BOY	$763	LandBOYAmt
Land EOY	$572	LandEOYAmt
Land EOYFMV	$572	LandEOYFMVAmt
Other Assets BOY	$11,826	OtherAssetsBOYAmt
Other Assets EOY	$0	OtherAssetsEOYAmt
Other Assets EOYFMV	$0	OtherAssetsEOYFMVAmt
Total Assets BOY	$11,597,290	TotalAssetsBOYAmt
Total Assets EOY	$11,994,706	TotalAssetsEOYAmt
Total Assets EOYFMV	$12,798,140	TotalAssetsEOYFMVAmt
Total Liabilities BOY	$0	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$0	TotalLiabilitiesEOYAmt
Org Does Not Follow SFAS117	Yes (X)	OrgDoesNotFollowSFAS117Ind
Capital Stock BOY	$4,474,067	CapitalStockBOYAmt
Capital Stock EOY	$4,474,067	CapitalStockEOYAmt
Additional Paid In Capital BOY	$0	AdditionalPaidInCapitalBOYAmt
Additional Paid In Capital EOY	$0	AdditionalPaidInCapitalEOYAmt
Retained Earning BOY	$7,123,223	RetainedEarningBOYAmt
Retained Earning EOY	$7,520,639	RetainedEarningEOYAmt
Tot Net Ast Or Fund Balances BOY	$11,597,290	TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY	$11,994,706	TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY	$11,597,290	TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY	$11,994,706	TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

Field	Value	IRS element (for citing)
Tot Net Ast Or Fund Balances BOY	$11,597,290	TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses	$397,416	ExcessRevenueOverExpensesAmt
Other Increases	$0	OtherIncreasesAmt
Subtotal	$11,994,706	SubtotalAmt
Other Decreases	$0	OtherDecreasesAmt
Tot Net Ast Or Fund Balances EOY	$11,994,706	TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (1038 entries)

PropertyPropertyDesc	AcquiredAcquiredDt	SoldSoldDt	Gross Sales PriceGrossSalesPriceAmt	Cost Or Other BasisCostOrOtherBasisAmt	Gain Or LossGainOrLossAmt	Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt	How AcquiredHowAcquiredCd
360.252 SHS PAUIX - PIMCO ALL ASSET/AUTH I	2012-01-27	2013-04-29	$4,006	$3,808	$198	$198
142 SHS SNY - SANOFI ADR	2013-02-11	2013-12-02	$7,358	$6,767	$591	$591
41 SHS SNY - SANOFI ADR	2013-02-15	2013-12-02	$2,125	$1,985	$140	$140
63 SHS SNY - SANOFI ADR	2013-03-12	2013-12-02	$3,265	$3,087	$178	$178
41 SHS SNY - SANOFI ADR	2013-06-12	2013-12-02	$2,125	$2,226	-$101	-$101
21 SHS SNY - SANOFI ADR	2013-10-31	2013-12-02	$1,088	$1,124	-$36	-$36
294 SHS SONVY - SONOVA HOLDING-UNSP ADR	2013-06-18	2013-12-02	$8,058	$6,869	$1,189	$1,189
123 SHS SQM - SOCIEDAD QUIMICA ADR B	2012-01-31	2013-05-02	$5,863	$7,178	-$1,315	-$1,315
370 SHS SUBCY - SUBSEA 7 INC	2012-01-31	2013-07-12	$6,746	$7,544	-$798	-$798
271 SHS SVCBY - SVENSKA CELLULOSA AB F	2012-10-15	2013-12-02	$8,019	$4,834	$3,185	$3,185
1278 SHS TKGBY - TURKIYE GARA BANKASI-ADR	2013-04-12	2013-12-02	$4,831	$6,864	-$2,033	-$2,033
60 SHS TM - TOYOTA MTR CORP ADR F	2012-02-08	2013-12-02	$7,490	$4,862	$2,628	$2,628
36 SHS TM - TOYOTA MTR CORP ADR F	2012-02-24	2013-12-02	$4,494	$3,045	$1,449	$1,449
21 SHS TM - TOYOTA MTR CORP ADR F	2013-04-29	2013-12-02	$2,621	$2,453	$168	$168
25 SHS TM - TOYOTA MTR CORP ADR F	2013-06-17	2013-12-02	$3,121	$3,004	$117	$117
236 SHS TOSYY - TOSHIBA CORP-UNSPON ADR	2013-07-17	2013-12-02	$6,108	$6,888	-$780	-$780
240 SHS TSCDY - TESCO PLC	2012-01-31	2013-03-14	$4,137	$3,665	$472	$472
651 SHS TUWOY - TULLOW OIL PLC ADR	2012-01-31	2013-12-02	$4,557	$7,161	-$2,604	-$2,604
172 SHS UBS - UBS AG-REG	2013-08-06	2013-12-02	$3,270	$3,491	-$221	-$221
85 SHS UBS - UBS AG-REG	2013-10-22	2013-12-02	$1,616	$1,831	-$215	-$215
523 SHS UNICY - UNICHARM CORP SPONS ADR	2013-04-30	2013-12-02	$6,658	$6,767	-$109	-$109
49 SHS UN - UNILEVER N V F	2011-01-28	2013-12-02	$1,906	$1,454	$452	$452
200 SHS UN - UNILEVER N V F	2011-03-10	2013-12-02	$7,780	$6,089	$1,691	$1,691
90 SHS UN - UNILEVER N V F	2011-04-28	2013-12-02	$3,501	$2,979	$522	$522
64 SHS UOVEY - UTD OVERSEAS BK SPON ADR	2012-01-31	2013-04-18	$2,134	$1,761	$373	$373
104 SHS UOVEY - UTD OVERSEAS BK SPON ADR	2012-01-31	2013-12-02	$3,480	$2,862	$618	$618
92 SHS UOVEY - UTD OVERSEAS BK SPON ADR	2012-04-18	2013-12-02	$3,078	$2,742	$336	$336
138 SHS VLKPY - VOLKSWAGEN AG-SPONS ADR	2013-01-24	2013-12-02	$7,350	$6,739	$611	$611
97 SHS VLKPY - VOLKSWAGEN AG-SPONS ADR	2013-06-18	2013-12-02	$5,166	$4,218	$948	$948
306 SHS VODAFONE GROUP SPONS ADR	2012-01-31	2013-02-15	$7,986	$8,279	-$293	-$293
152 SHS WSH - WILLIS GROUP HOLDINGS	2012-01-31	2013-06-03	$5,937	$5,902	$35	$35
218 SHS WSH - WILLIS GROUP HOLDINGS	2012-01-31	2013-06-07	$8,602	$8,465	$137	$137
36 SHS ACN - ACCENTURE PLC IRELAND	2012-01-31	2013-06-27	$2,889	$2,060	$829	$829
61 SHS ACN - ACCENTURE PLC IRELAND	2012-01-31	2013-12-02	$4,684	$3,490	$1,194	$1,194
46 SHS AGU - AGRIUM INC	2012-09-14	2013-12-02	$4,193	$4,774	-$581	-$581
517 SHS AKZOY - AKZO NOBEL N V	2012-01-31	2013-12-02	$12,976	$8,985	$3,991	$3,991
80 SHS ALV - AUTOLIV INC	2012-07-31	2013-06-24	$5,761	$4,555	$1,206	$1,206
131 SHS AON - AON PLC	2013-06-11	2013-12-02	$10,791	$8,532	$2,259	$2,259
53 SHS ARKAY - ARKEMA-SPONSORED ADR	2012-05-03	2013-12-02	$6,047	$4,816	$1,231	$1,231
34 SHS ARKAY - ARKEMA-SPONSORED ADR	2012-06-18	2013-12-02	$3,879	$2,289	$1,590	$1,590
22 SHS ARKAY - ARKEMA-SPONSORED ADR	2012-06-22	2013-12-02	$2,510	$1,409	$1,101	$1,101
48 SHS ASML - ASML HOLDING NV	2013-03-14	2013-12-02	$4,512	$3,434	$1,078	$1,078
25 SHS ASML - ASML HOLDING NV	2013-03-21	2013-12-02	$2,350	$1,741	$609	$609
28 SHS ASML - ASML HOLDING NV	2013-04-01	2013-12-02	$2,632	$1,878	$754	$754
62 SHS BASFY - BASF SE SPONSORED ADR	2012-01-31	2013-12-02	$6,630	$4,798	$1,832	$1,832
24 SHS BASFY - BASF SE SPONSORED ADR	2012-03-12	2013-12-02	$2,567	$2,053	$514	$514
3 SHS BAYRY - BAYER AG SPONSORED ADR	2013-06-03	2013-12-02	$400	$320	$80	$80
45 SHS BAYRY - BAYER AG SPONSORED ADR	2013-06-04	2013-12-02	$6,003	$4,853	$1,150	$1,150
13 SHS BAYRY - BAYER AG SPONSORED ADR	2013-06-12	2013-12-02	$1,734	$1,434	$300	$300
111 SHS BBL - BHP BILLITON PLC-ADR	2012-01-31	2013-06-19	$6,250	$7,461	-$1,211	-$1,211
18 SHS BBL - BHP BILLITON PLC-ADR	2012-07-19	2013-06-19	$1,013	$1,037	-$24	-$24
42 SHS BIDU - BAIDU INC ADR	2012-10-17	2013-12-02	$7,007	$4,805	$2,202	$2,202
407 SHS BMBLY - BRAMBLES LTD-UNSPON ADR	2012-05-01	2013-12-02	$6,943	$6,109	$834	$834
109 SHS BMBLY - BRAMBLES LTD-UNSPON ADR	2013-06-19	2013-12-02	$1,860	$1,865	-$5	-$5
86 SHS BNS - BANK NOVA SCOTIA HALIFAX	2012-08-01	2013-12-02	$5,278	$4,491	$787	$787
31 SHS BNS - BANK NOVA SCOTIA HALIFAX	2012-10-17	2013-12-02	$1,902	$1,716	$186	$186
365 SHS BRGYY - BG GROUP PLC F	2012-01-31	2013-07-05	$6,142	$8,249	-$2,107	-$2,107
124 SHS BUD - ANHEUSER BUSCH INBEV ADR	2012-01-31	2013-02-06	$10,810	$7,533	$3,277	$3,277
720 SHS BZLFY - BUNZL PLC	2012-01-31	2013-12-02	$16,387	$9,894	$6,493	$6,493
94 SHS CAJ - CANON INC ADR F	2009-04-27	2013-12-02	$3,102	$2,813	$289	$289
80 SHS CAJ - CANON INC ADR F	2009-08-06	2013-12-02	$2,640	$2,851	-$211	-$211
30 SHS CEO - CNOOC LTD-ADR	2012-06-18	2013-12-02	$6,139	$6,045	$94	$94
690 SHS CFRUY - COMPAGNIE FINANCIERE	2013-08-14	2013-12-02	$6,942	$7,022	-$80	-$80
122 SHS CHKP - CHECK POINT SOFTWARE F	2012-08-21	2013-12-02	$7,568	$6,143	$1,425	$1,425
110 SHS CHKP - CHECK POINT SOFTWARE F	2012-10-17	2013-12-02	$6,823	$4,545	$2,278	$2,278
32 SHS CHKP - CHECK POINT SOFTWARE F	2013-05-14	2013-12-02	$1,985	$1,572	$413	$413
152 SHS CHL - CHINA MOBILE LTD SPN ADR	2012-01-31	2013-12-02	$8,178	$7,734	$444	$444
111 SHS CHL - CHINA MOBILE LTD SPN ADR	2013-03-19	2013-12-02	$5,972	$5,777	$195	$195
0.2 SHS CIOXY - CIELO SA	2013-05-09	2013-05-09	$6		$6	$6
223 SHS CIOXY - CIELO SA SPONSORED ADR	2012-12-11	2013-12-02	$6,469	$5,028	$1,441	$1,441
311 SHS CJREF - CORUS ENTMT INC B	2012-01-31	2013-12-02	$7,144	$6,478	$666	$666
142 SHS CMXHY - CSL LTD- UNSPON ADR	2012-01-31	2013-03-15	$4,522	$2,349	$2,173	$2,173
44 SHS CMXHY - CSL LTD- UNSPON ADR	2012-01-31	2013-05-09	$1,351	$728	$623	$623
173 SHS CMXHY - CSL LTD- UNSPON ADR	2012-01-31	2013-06-19	$4,660	$2,861	$1,799	$1,799
517 SHS CRNCY - CAIRN ENRGY PLC UNSP ADR	2012-08-01	2013-03-27	$4,274	$4,777	-$503	-$503
0.902 SHS CS - CREDIT SUISSE GROUP	2013-05-20	2013-05-20	$27		$27	$27
163 SHS CS - CREDIT SUISSE GROUP F	2012-01-31	2013-08-06	$4,877	$4,163	$714	$714
51 SHS CTSH - COGNIZANT TECHNOLOGY	2012-05-07	2013-05-13	$3,211	$2,917	$294	$294
43 SHS CTSH - COGNIZANT TECHNOLOGY	2012-10-18	2013-05-13	$2,707	$2,980	-$273	-$273
180 SHS CVE - CENOVUS ENERGY INC	2012-01-31	2013-12-02	$5,332	$6,486	-$1,154	-$1,154
936 SHS DBOEY - DEUTSCHE BOERSE AG-UNSPO	2012-02-17	2013-12-02	$7,142	$6,317	$825	$825
288 SHS DBOEY - DEUTSCHE BOERSE AG-UNSPO	2012-04-30	2013-12-02	$2,198	$1,824	$374	$374
172 SHS DHTMY - DAIHATSU MOTOR CO LTD	2013-04-30	2013-12-02	$6,317	$6,900	-$583	-$583
81 SHS DTEGY - DEUTSCHE TELEKOM AG	2005-09-14	2013-02-19	$895	$1,519	-$624	-$624
280 SHS DTEGY - DEUTSCHE TELEKOM AG	2005-12-21	2013-02-19	$3,093	$4,585	-$1,492	-$1,492
300 SHS DTEGY - DEUTSCHE TELEKOM AG	2007-03-14	2013-02-19	$3,313	$4,884	-$1,571	-$1,571
126 SHS EC - ECOPETROL SA-SPON ADR	2012-06-22	2013-03-19	$6,831	$7,078	-$247	-$247
90 SHS ENB - ENBRIDGE INC	2013-03-15	2013-12-02	$3,679	$4,120	-$441	-$441
700 SHS ERIC - ERICSSON (LM) TEL-SP ADR	2008-02-11	2013-12-02	$8,695	$7,041	$1,654	$1,654
275 SHS ERIC - ERICSSON (LM) TEL-SP ADR	2012-05-03	2013-12-02	$3,416	$2,653	$763	$763
279 SHS EUTLY - EUTELSAT COMMUN UN ADR	2013-08-21	2013-12-02	$2,006	$2,083	-$77	-$77
885 SHS EUTLY - EUTELSAT COMMUN UN ADR	2013-08-22	2013-12-02	$6,363	$6,705	-$342	-$342
65 SHS EXPGY - EXPERIAN PLC	2012-01-31	2013-03-20	$1,141	$881	$260	$260
107 SHS EXPGY - EXPERIAN PLC	2012-01-31	2013-03-21	$1,849	$1,451	$398	$398
487 SHS EXPGY - EXPERIAN PLC	2012-01-31	2013-12-02	$8,883	$6,604	$2,279	$2,279
217 SHS FANUY - FANUC CORP UNSPON ADR	2012-02-14	2013-12-02	$6,052	$6,212	-$160	-$160
84 SHS FANUY - FANUC CORP UNSPON ADR	2012-04-30	2013-12-02	$2,343	$2,356	-$13	-$13
81 SHS FANUY - FANUC CORP UNSPON ADR	2013-02-19	2013-12-02	$2,259	$2,112	$147	$147
103 SHS FANUY - FANUC CORP UNSPON ADR	2013-05-02	2013-12-02	$2,873	$2,610	$263	$263
66 SHS FANUY - FANUC CORP UNSPON ADR	2013-05-03	2013-12-02	$1,841	$1,694	$147	$147
94 SHS FMS - ADR FRESENIUS MED CRE AG	2012-01-31	2013-02-07	$3,277	$3,360	-$83	-$83
98 SHS FMS - ADR FRESENIUS MED CRE AG	2012-01-31	2013-06-13	$3,430	$3,503	-$73	-$73
130 SHS GBOOY - GRUPO FIN BANORTE ADR	2013-03-15	2013-12-02	$4,440	$5,184	-$744	-$744
42 SHS GBOOY - GRUPO FIN BANORTE ADR	2013-04-02	2013-12-02	$1,434	$1,681	-$247	-$247
626 SHS GVDNY - GIVAUDAN-UNSPON-ADR	2012-01-31	2013-12-02	$17,409	$11,719	$5,690	$5,690
72 SHS HENOY - HENKEL AG & CO KGAA	2013-07-16	2013-12-02	$8,106	$6,860	$1,246	$1,246
70 SHS HENOY - HENKEL AG & CO KGAA	2013-09-19	2013-12-02	$7,880	$7,276	$604	$604
385 SHS IAPLY - ICAP PLC SPONSORED ADR	2012-03-06	2013-06-25	$4,513	$4,775	-$262	-$262
115 SHS IAPLY - ICAP PLC SPONSORED ADR	2012-03-06	2013-12-02	$1,564	$1,426	$138	$138
143 SHS IAPLY - ICAP PLC SPONSORED ADR	2012-04-04	2013-12-02	$1,945	$1,773	$172	$172
104 SHS IAPLY - ICAP PLC SPONSORED ADR	2012-07-17	2013-12-02	$1,414	$1,015	$399	$399
153 SHS IBN - ICICI BANK LTD SPON	2013-03-08	2013-12-02	$5,528	$6,860	-$1,332	-$1,332
163 SHS IDCBY - IND & COMM BK OF UNS ADR	2012-12-10	2013-10-23	$2,262	$2,258	$4	$4
309 SHS IDCBY - IND & COMM BK OF UNS ADR	2012-12-10	2013-12-02	$4,425	$4,281	$144	$144
220 SHS IDCBY - IND & COMM BK OF UNS ADR	2012-12-20	2013-12-02	$3,150	$3,188	-$38	-$38
58 SHS INFORMA PLC UNSP ADR	2012-01-31	2013-03-20	$888	$720	$168	$168
127 SHS INFORMA PLC UNSP ADR	2012-01-31	2013-03-21	$1,940	$1,576	$364	$364
332 SHS INFORMA PLC UNSP ADR	2012-01-31	2013-04-29	$4,898	$4,120	$778	$778
113 SHS INFORMA PLC UNSP ADR	2012-01-31	2013-04-30	$1,666	$1,402	$264	$264
369 SHS JBAXY - JULIUS BAER GRP LTD ADR	2013-08-08	2013-12-02	$3,413	$3,449	-$36	-$36
194 SHS JBAXY - JULIUS BAER GRP LTD ADR	2013-10-29	2013-12-02	$1,794	$1,897	-$103	-$103
105 SHS JMHLY - JARDINE MATHSN HD UNADR	2013-01-25	2013-12-02	$5,428	$6,882	-$1,454	-$1,454
25 SHS JMHLY - JARDINE MATHSN HD UNADR	2013-03-08	2013-12-02	$1,292	$1,689	-$397	-$397
24 SHS JMHLY - JARDINE MATHSN HD UNADR	2013-03-11	2013-12-02	$1,241	$1,606	-$365	-$365
20 SHS JMHLY - JARDINE MATHSN HD UNADR	2013-04-08	2013-12-02	$1,034	$1,339	-$305	-$305
28 SHS JMHLY - JARDINE MATHSN HD UNADR	2013-04-09	2013-12-02	$1,448	$1,867	-$419	-$419
1466.667 SHS JUPITER TELECOM-UNSP ADR	2012-01-31	2013-04-03	$19,144	$14,670	$4,474	$4,474
193.333 SHS JUPITER TELECOM-UNSP ADR	2012-08-20	2013-04-03	$2,523	$1,913	$610	$610
570 SHS KONINKLIJKE AHOLD ADR	2009-12-01	2013-12-02	$10,283	$7,866	$2,417	$2,417
323 SHS KONINKLIJKE AHOLD ADR	2012-01-31	2013-12-02	$5,827	$4,277	$1,550	$1,550
1906 SHS LFUGY - LI & FUNG LTD-UNSPON ADR	2012-12-14	2013-02-06	$4,992	$6,533	-$1,541	-$1,541
749 SHS LNEGY - LINDE AG SPON ADR LVL 1	2012-01-31	2013-12-02	$15,174	$11,947	$3,227	$3,227
154 SHS LNEGY - LINDE AG SPON ADR LVL 1	2013-04-05	2013-12-02	$3,120	$2,892	$228	$228
111 SHS LRLCY - L OREAL CO ADR	2012-01-31	2013-10-11	$3,765	$2,375	$1,390	$1,390
182 SHS LRLCY - L OREAL CO ADR	2012-01-31	2013-12-02	$6,168	$3,895	$2,273	$2,273
80 SHS LRLCY - L OREAL CO ADR	2012-11-12	2013-12-02	$2,711	$2,019	$692	$692
176 SHS MR - MINDRAY MEDICAL INTL LTD	2013-03-19	2013-11-20	$6,952	$6,831	$121	$121
900 SHS NGD - NEW GOLD INC	2012-01-31	2013-12-02	$4,495	$10,616	-$6,121	-$6,121
124 SHS NGD - NEW GOLD INC	2012-09-21	2013-12-02	$619	$1,573	-$954	-$954
51 SHS NKRKY - NOKIAN TYRES OYJ UN ADR	2013-04-04	2013-12-02	$1,242	$1,165	$77	$77
246 SHS NKRKY - NOKIAN TYRES OYJ UN ADR	2013-04-05	2013-12-02	$5,990	$5,626	$364	$364
147 SHS NLSN - NIELSEN HOLDINGS N.V.	2013-09-17	2013-12-02	$6,332	$5,351	$981	$981
35 SHS NLSN - NIELSEN HOLDINGS N.V.	2013-11-14	2013-12-02	$1,508	$1,399	$109	$109
24 SHS NLSN - NIELSEN HOLDINGS N.V.	2013-11-22	2013-12-02	$1,034	$976	$58	$58
1005 SHS NRBAY - NORDEA BANK AB SPON ADR	2012-01-31	2013-12-02	$12,824	$8,492	$4,332	$4,332
122 SHS NRBAY - NORDEA BANK AB SPON ADR	2013-06-21	2013-12-02	$1,557	$1,398	$159	$159
157 SHS NSRGY - NESTLE S A REG ADR	2012-01-31	2013-09-19	$10,965	$9,040	$1,925	$1,925
49 SHS NVO - NOVO NORDISK A S ADR	2012-01-31	2013-03-21	$7,905	$5,862	$2,043	$2,043
161 SHS NVS - NOVARTIS AG	2012-01-31	2013-12-02	$12,769	$8,739	$4,030	$4,030
26 SHS NVS - NOVARTIS AG	2013-06-17	2013-12-02	$2,062	$1,905	$157	$157
404 SHS PDRDY - PERNOD-RICARD SA-UNSPON	2012-06-19	2013-12-02	$9,029	$8,102	$927	$927
16 SHS POFCY - PETROFAC LTD UNSP ADR	2012-01-31	2013-07-12	$155	$184	-$29	-$29
500 SHS POFCY - PETROFAC LTD UNSP ADR	2012-01-31	2013-07-15	$4,779	$5,762	-$983	-$983
213 SHS POFCY - PETROFAC LTD UNSP ADR	2012-09-24	2013-07-15	$2,036	$2,790	-$754	-$754
327 SHS POFCY - PETROFAC LTD UNSP ADR	2013-03-15	2013-07-15	$3,126	$3,786	-$660	-$660
1209 SHS PTNR - PARTNER COMMUNICATIONS	2012-08-21	2013-12-02	$11,743	$4,815	$6,928	$6,928
126 SHS PUBGY - PUBLICIS GROUP - S A F	2013-04-05	2013-07-30	$2,405	$2,240	$165	$165
256 SHS PUBGY - PUBLICIS GROUP - S A F	2013-04-05	2013-12-02	$5,642	$4,551	$1,091	$1,091
20 SHS PUBGY - PUBLICIS GROUP - S A F	2013-05-30	2013-12-02	$441	$372	$69	$69
161 SHS PUBGY - PUBLICIS GROUP - S A F	2013-05-31	2013-12-02	$3,548	$2,963	$585	$585
379 SHS RHHBY - ROCHE HOLDINGS LTD ADR	2012-01-31	2013-12-02	$26,548	$16,233	$10,315	$10,315
114 SHS RIO - RIO TINTO PLC	2012-12-18	2013-06-04	$5,048	$6,638	-$1,590	-$1,590
166 SHS RUK - REED ELSEVIER PLC-SPOS	2012-01-31	2013-12-02	$9,642	$5,512	$4,130	$4,130
119 SHS RUK - REED ELSEVIER PLC-SPOS	2013-04-02	2013-12-02	$6,912	$5,739	$1,173	$1,173
496 SHS SAFRY - SAFRAN SA-UNSPON ADR	2012-10-15	2013-12-02	$8,189	$4,765	$3,424	$3,424
123 SHS SAP - SAP AG SPONSORED ADR	2012-01-31	2013-12-02	$10,081	$7,443	$2,638	$2,638
842 SHS SBGSY - SCHNEIDER ELECTRIC SA-	2012-01-31	2013-12-02	$14,095	$10,517	$3,578	$3,578
301 SHS SBGSY - SCHNEIDER ELECTRIC SA-	2013-04-05	2013-12-02	$5,039	$4,436	$603	$603
208 SHS SBMRY - SABMILLER PLC ADR	2013-02-06	2013-12-02	$10,610	$10,399	$211	$211
393 SHS SBRCY - SBERBANK RUSSIA SPON ADR	2012-07-27	2013-12-02	$4,822	$4,384	$438	$438
397 SHS SBRCY - SBERBANK RUSSIA SPON ADR	2012-09-19	2013-12-02	$4,871	$4,809	$62	$62
142 SHS SDXAY - SODEXHO SPON ADR	2012-01-31	2013-12-02	$14,093	$10,389	$3,704	$3,704
14 SHS SDXAY - SODEXHO SPON ADR	2012-12-14	2013-12-02	$1,389	$1,187	$202	$202
123 SHS SFTBY - SOFTBANK CORP ADR	2012-04-04	2013-03-11	$2,408	$1,761	$647	$647
167 SHS SFTBY - SOFTBANK CORP ADR	2012-04-04	2013-12-02	$6,805	$2,391	$4,414	$4,414
181 SHS SFTBY - SOFTBANK CORP ADR	2012-05-09	2013-12-02	$7,376	$2,751	$4,625	$4,625
688 SHS SGSOY - SGS SOC GEN SURVEILL ADR	2012-01-31	2013-12-02	$15,342	$12,384	$2,958	$2,958
32 SHS SHG - SHINHAN FINL GRP ADR	2012-01-31	2013-04-29	$1,096	$1,268	-$172	-$172
156 SHS SHG - SHINHAN FINL GRP ADR	2012-01-31	2013-04-30	$5,324	$6,182	-$858	-$858
249 SHS SLW - SILVER WHEATON CORP	2012-01-31	2013-12-02	$4,968	$8,877	-$3,909	-$3,909
72 SHS SLW - SILVER WHEATON CORP	2012-12-18	2013-12-02	$1,437	$2,580	-$1,143	-$1,143
25 SHS STI - SUNTRUST BANKS INC	2013-01-02	2013-04-29	$736	$725	$11	$11
296 SHS STI - SUNTRUST BANKS INC	2013-01-02	2013-10-10	$9,725	$8,583	$1,142	$1,142
144 SHS STI - SUNTRUST BANKS INC	2013-01-02	2013-12-17	$5,063	$4,175	$888	$888
417 SHS STI - SUNTRUST BANKS INC	2013-02-04	2013-12-17	$14,662	$11,984	$2,678	$2,678
3 SHS STT - STATE STR CORP	2013-01-02	2013-04-29	$175	$144	$31	$31
300 SHS STT - STATE STR CORP	2013-01-02	2013-12-17	$20,883	$14,438	$6,445	$6,445
17 SHS SU - SUNCOR ENERGY INC NEW	2012-11-13	2013-04-29	$498	$560	-$62	-$62
484 SHS SU - SUNCOR ENERGY INC NEW	2012-11-13	2013-12-17	$16,279	$15,939	$340	$340
138 SHS SU - SUNCOR ENERGY INC NEW	2012-12-03	2013-12-17	$4,641	$4,498	$143	$143
588 SHS SYMC - SYMANTEC CORP	2013-06-19	2013-12-17	$13,318	$13,434	-$116	-$116
7 SHS T - AT & T INC	2012-01-03	2013-04-29	$261	$213	$48	$48
449 SHS T - AT & T INC	2012-01-03	2013-12-17	$15,203	$13,677	$1,526	$1,526
135 SHS TEL - TE CONNECTIVITY LTD	2013-05-23	2013-12-17	$7,035	$6,177	$858	$858
130 SHS TEL - TE CONNECTIVITY LTD	2013-06-21	2013-12-17	$6,775	$5,839	$936	$936
64 SHS TEL - TE CONNECTIVITY LTD	2013-08-08	2013-12-17	$3,335	$3,260	$75	$75
5 SHS TRV - TRAVELERS COS INC/ THE	2012-05-14	2013-04-29	$427	$323	$104	$104
273 SHS TRV - TRAVELERS COS INC/ THE	2012-05-14	2013-12-17	$23,631	$17,650	$5,981	$5,981
202 SHS TSO - TESORO CORPORATION	2013-03-01	2013-12-17	$11,593	$11,464	$129	$129
55 SHS TWC - TIME WARNER CABLE	2011-09-06	2013-03-01	$4,821	$3,425	$1,396	$1,396
68 SHS TWC - TIME WARNER CABLE	2011-09-06	2013-06-03	$6,446	$4,235	$2,211	$2,211
29 SHS TWC - TIME WARNER CABLE	2011-09-06	2013-08-05	$3,383	$1,806	$1,577	$1,577
100 SHS TWC - TIME WARNER CABLE	2011-09-12	2013-08-05	$11,665	$6,048	$5,617	$5,617
21 SHS TYC - TYCO INTERNATIONAL LTD	2011-09-12	2013-04-29	$678	$414	$264	$264
160 SHS TYC - TYCO INTERNATIONAL LTD	2011-09-12	2013-12-17	$6,075	$3,151	$2,924	$2,924
180 SHS TYC - TYCO INTERNATIONAL LTD	2011-11-07	2013-12-17	$6,835	$4,093	$2,742	$2,742
110 SHS TYC - TYCO INTERNATIONAL LTD	2012-01-03	2013-12-17	$4,177	$2,622	$1,555	$1,555
4 SHS UAL - UNITED CONTL HLDGS INC	2013-03-01	2013-04-29	$128	$111	$17	$17
412 SHS UAL - UNITED CONTL HLDGS INC	2013-03-01	2013-12-17	$15,404	$11,390	$4,014	$4,014
266 SHS UNH - UNITEDHEALTH GROUP	2010-12-16	2013-02-20	$14,790	$9,508	$5,282	$5,282
60 SHS UNH - UNITEDHEALTH GROUP	2011-03-02	2013-02-20	$3,336	$2,578	$758	$758
155 SHS USB - US BANCORP NEW	2012-07-23	2013-01-02	$5,060	$5,143	-$83	-$83
12 SHS USB - US BANCORP NEW	2012-07-23	2013-04-29	$400	$398	$2	$2
168 SHS USB - US BANCORP NEW	2012-07-23	2013-07-08	$6,208	$5,575	$633	$633
277 SHS USB - US BANCORP NEW	2012-07-23	2013-12-17	$10,840	$9,192	$1,648	$1,648
161 SHS USB - US BANCORP NEW	2012-09-10	2013-12-17	$6,300	$5,476	$824	$824
212 SHS USB - US BANCORP NEW	2012-10-31	2013-12-17	$8,296	$7,050	$1,246	$1,246
7 SHS VLO - VALERO ENERGY CORP NEW	2011-03-14	2013-04-29	$289	$200	$89	$89
250 SHS VLO - VALERO ENERGY CORP NEW	2011-03-14	2013-12-17	$11,745	$6,564	$5,181	$5,181
180 SHS VLO - VALERO ENERGY CORP NEW	2011-05-09	2013-12-17	$8,456	$4,535	$3,921	$3,921
165 SHS VZ - VERIZON COMMUNICATIONS	2012-02-06	2013-03-18	$7,974	$6,267	$1,707	$1,707
96 SHS VZ - VERIZON COMMUNICATIONS	2012-02-06	2013-05-01	$5,119	$3,646	$1,473	$1,473
210 SHS VZ - VERIZON COMMUNICATIONS	2012-02-13	2013-05-01	$11,199	$8,016	$3,183	$3,183
201 SHS VZ - VERIZON COMMUNICATIONS	2012-05-07	2013-05-01	$10,719	$8,127	$2,592	$2,592
7 SHS WAG - WALGREEN COMPANY	2011-09-06	2013-04-29	$346	$243	$103	$103
228 SHS WAG - WALGREEN COMPANY	2011-09-06	2013-10-10	$12,678	$7,917	$4,761	$4,761
140 SHS WAG - WALGREEN COMPANY	2011-09-19	2013-10-10	$7,785	$5,153	$2,632	$2,632
185 SHS WDC - WESTERN DIGITAL CORP	2013-08-13	2013-12-17	$15,560	$12,626	$2,934	$2,934
6 SHS WFC - WELLS FARGO COMPANY	2012-10-02	2013-04-29	$228	$208	$20	$20
333 SHS WFC - WELLS FARGO COMPANY	2012-10-02	2013-12-17	$14,512	$11,546	$2,966	$2,966
6 SHS WMT - WAL-MART STORES INC	2012-07-09	2013-04-29	$471	$429	$42	$42
244 SHS WMT - WAL-MART STORES INC	2012-07-09	2013-12-17	$18,874	$17,442	$1,432	$1,432
199 SHS WMT - WAL-MART STORES INC	2013-01-02	2013-12-17	$15,393	$13,716	$1,677	$1,677
13 SHS XOM - EXXON MOBIL CORP	2009-12-15	2013-04-29	$1,153	$906	$247	$247
14 SHS XOM - EXXON MOBIL CORP	2010-03-16	2013-08-08	$1,284	$928	$356	$356
25 SHS XOM - EXXON MOBIL CORP	2010-04-27	2013-08-08	$2,292	$1,749	$543	$543
31 SHS XOM - EXXON MOBIL CORP	2010-04-29	2013-08-08	$2,842	$2,128	$714	$714
204 SHS XOM - EXXON MOBIL CORP	2011-03-02	2013-08-08	$18,703	$17,121	$1,582	$1,582
153 SHS XOM - EXXON MOBIL CORP	2011-03-02	2013-12-17	$14,705	$12,841	$1,864	$1,864
90 SHS XOM - EXXON MOBIL CORP	2012-07-16	2013-12-17	$8,650	$7,655	$995	$995
290 SHS A - AGILENT TECH INC	2012-10-08	2013-12-17	$16,366	$11,259	$5,107	$5,107
320 SHS ABC - AMERISOURCEBERGEN CORP	2011-03-02	2013-03-19	$16,649	$11,994	$4,655	$4,655
5 SHS ADT - ADT CORP/THE	2011-09-12	2013-04-29	$221	$127	$94	$94
85 SHS ADT - ADT CORP/THE	2011-09-12	2013-12-17	$3,393	$2,147	$1,246	$1,246
90 SHS ADT - ADT CORP/THE	2011-11-07	2013-12-17	$3,593	$2,632	$961	$961
55 SHS ADT - ADT CORP/THE	2012-01-03	2013-12-17	$2,196	$1,687	$509	$509
257 SHS AET - AETNA INC	2013-09-18	2013-12-17	$16,857	$17,198	-$341	-$341
19 SHS AIG - AMERICAN INTL GROUP INC	2012-09-17	2013-04-29	$785	$662	$123	$123
407 SHS AIG - AMERICAN INTL GROUP INC	2012-09-17	2013-12-17	$20,147	$14,175	$5,972	$5,972
332 SHS AIG - AMERICAN INTL GROUP INC	2012-10-08	2013-12-17	$16,435	$11,804	$4,631	$4,631
123 SHS ALLE - ALLEGION PLC	2012-12-03	2013-12-10	$5,166	$3,677	$1,489	$1,489
4 SHS BMY - BRISTOL MYERS SQUIBB	2011-03-02	2013-04-29	$160	$102	$58	$58
393 SHS BMY - BRISTOL MYERS SQUIBB	2011-03-02	2013-12-17	$19,848	$10,063	$9,785	$9,785
116 SHS BRK'B - BERKSHIRE HATHAWAY INC B	2011-03-02	2013-12-17	$13,190	$9,937	$3,253	$3,253
6 SHS CB - CHUBB CORP	2011-08-01	2013-04-29	$529	$372	$157	$157
25 SHS CB - CHUBB CORP	2011-08-01	2013-12-17	$2,313	$1,550	$763	$763
130 SHS CB - CHUBB CORP	2012-01-30	2013-12-17	$12,026	$8,699	$3,327	$3,327
90 SHS CB - CHUBB CORP	2012-03-19	2013-12-17	$8,326	$6,210	$2,116	$2,116
129 SHS C - CITIGROUP INC NEW	2012-06-12	2013-07-08	$6,361	$3,525	$2,836	$2,836
55 SHS C - CITIGROUP INC NEW	2012-06-12	2013-12-17	$2,796	$1,503	$1,293	$1,293
576 SHS C - CITIGROUP INC NEW	2012-06-13	2013-12-17	$29,278	$15,999	$13,279	$13,279
442 SHS C - CITIGROUP INC NEW	2012-06-25	2013-12-17	$22,467	$11,795	$10,672	$10,672
348 SHS CMCSA - COMCAST CORP NEW CL A	2012-08-27	2013-01-02	$13,279	$11,844	$1,435	$1,435
133 SHS CMCSA - COMCAST CORP NEW CL A	2012-08-27	2013-03-01	$5,323	$4,526	$797	$797
7 SHS CMCSA - COMCAST CORP NEW CL A	2012-08-27	2013-04-29	$291	$238	$53	$53
69 SHS CMCSA - COMCAST CORP NEW CL A	2012-08-27	2013-12-17	$3,375	$2,348	$1,027	$1,027
376 SHS CMCSA - COMCAST CORP NEW CL A	2012-10-08	2013-12-17	$18,391	$13,619	$4,772	$4,772
122 SHS CMCSA - COMCAST CORP NEW CL A	2012-10-31	2013-12-17	$5,967	$4,596	$1,371	$1,371
419 SHS CSCO - CISCO SYS INC	2012-02-21	2013-01-02	$8,416	$8,535	-$119	-$119
5 SHS CSCO - CISCO SYS INC	2012-02-21	2013-04-29	$105	$102	$3	$3
210 SHS CSCO - CISCO SYS INC	2012-02-21	2013-12-17	$4,402	$4,278	$124	$124
522 SHS CSCO - CISCO SYS INC	2013-06-21	2013-12-17	$10,943	$12,671	-$1,728	-$1,728
337 SHS CSCO - CISCO SYS INC	2013-08-05	2013-12-17	$7,065	$8,901	-$1,836	-$1,836
368 SHS CSCO - CISCO SYS INC	2013-08-08	2013-12-17	$7,715	$9,660	-$1,945	-$1,945
0.452 SHS CST - CST BRANDS INC	2011-03-14	2013-05-01	$14	$10	$4	$4
0.326 SHS CST - CST BRANDS INC	2011-05-09	2013-05-01	$10	$7	$3	$3
27.326 SHS CST - CST BRANDS INC	2011-03-14	2013-05-15	$875	$581	$294	$294
19.674 SHS CST - CST BRANDS INC	2011-05-09	2013-05-15	$630	$401	$229	$229
10 SHS CVS - CVS CAREMARK CORP	2012-07-09	2013-04-29	$574	$472	$102	$102
527 SHS CVS - CVS CAREMARK CORP	2012-07-09	2013-12-17	$35,351	$24,870	$10,481	$10,481
122 SHS CVS - CVS CAREMARK CORP	2012-10-08	2013-12-17	$8,184	$5,950	$2,234	$2,234
8 SHS CVX - CHEVRON CORPORATION	2010-12-16	2013-04-29	$972	$713	$259	$259
117 SHS CVX - CHEVRON CORPORATION	2010-12-16	2013-12-17	$13,937	$10,435	$3,502	$3,502
210 SHS CVX - CHEVRON CORPORATION	2012-01-03	2013-12-17	$25,016	$23,108	$1,908	$1,908
483 SHS DFS - DISCOVER FINANCIAL	2011-03-02	2013-12-17	$25,724	$10,243	$15,481	$15,481
9 SHS DIS - DISNEY WALT COMPANY	2012-11-13	2013-04-29	$567	$431	$136	$136
207 SHS DIS - DISNEY WALT COMPANY	2012-11-13	2013-12-17	$14,515	$9,912	$4,603	$4,603
89 SHS DIS - DISNEY WALT COMPANY	2013-01-02	2013-12-17	$6,241	$4,516	$1,725	$1,725
396 SHS DOW - DOW CHEMICAL COMPANY	2013-10-21	2013-12-17	$16,632	$16,362	$270	$270
16 SHS EMC - EMC CORP	2012-10-08	2013-04-29	$361	$437	-$76	-$76
571 SHS EMC - EMC CORP	2012-10-08	2013-12-17	$13,475	$15,589	-$2,114	-$2,114
216 SHS EMC - EMC CORP	2012-12-03	2013-12-17	$5,098	$5,361	-$263	-$263
804 SHS FOXA - TWENTY-FIRST CENTY A	2012-08-06	2013-12-17	$26,226	$16,755	$9,471	$9,471
21 SHS GE - GENERAL ELECTRIC COMPANY	2011-03-02	2013-04-29	$468	$428	$40	$40
421 SHS GE - GENERAL ELECTRIC COMPANY	2011-03-02	2013-12-17	$11,375	$8,580	$2,795	$2,795
290 SHS GE - GENERAL ELECTRIC COMPANY	2011-04-04	2013-12-17	$7,836	$5,964	$1,872	$1,872
574 SHS GE - GENERAL ELECTRIC COMPANY	2013-02-04	2013-12-17	$15,509	$12,891	$2,618	$2,618
18 SHS GS - GOLDMAN SACHS GROUP INC	2012-04-30	2013-03-18	$2,733	$2,067	$666	$666
8 SHS GS - GOLDMAN SACHS GROUP INC	2012-04-30	2013-04-29	$1,164	$919	$245	$245
31 SHS GS - GOLDMAN SACHS GROUP INC	2012-04-30	2013-10-10	$4,863	$3,560	$1,303	$1,303
156 SHS GS - GOLDMAN SACHS GROUP INC	2012-04-30	2013-12-17	$26,563	$17,915	$8,648	$8,648
53 SHS GS - GOLDMAN SACHS GROUP INC	2012-09-10	2013-12-17	$9,025	$6,145	$2,880	$2,880
365 SHS HAL - HALLIBURTON COMPANY	2013-08-08	2013-12-17	$18,164	$16,854	$1,310	$1,310
4 SHS IBM - INTL BUSINESS MACH CORP	2013-03-01	2013-04-29	$798	$808	-$10	-$10
43 SHS IBM - INTL BUSINESS MACH CORP	2013-03-01	2013-08-05	$8,383	$8,690	-$307	-$307
13 SHS IBM - INTL BUSINESS MACH CORP	2013-03-01	2013-08-08	$2,440	$2,627	-$187	-$187
55 SHS IBM - INTL BUSINESS MACH CORP	2013-03-18	2013-08-08	$10,323	$11,766	-$1,443	-$1,443
17 SHS IP - INTL PAPER CO	2010-11-10	2013-04-29	$803	$439	$364	$364
86 SHS IP - INTL PAPER CO	2010-11-10	2013-12-17	$4,149	$2,218	$1,931	$1,931
2 SHS IP - INTL PAPER CO	2011-03-02	2013-12-17	$96	$54	$42	$42
240 SHS IP - INTL PAPER CO	2011-06-06	2013-12-17	$11,578	$7,144	$4,434	$4,434
171 SHS IP - INTL PAPER CO	2012-11-13	2013-12-17	$8,250	$5,829	$2,421	$2,421
121 SHS IP - INTL PAPER CO	2012-12-03	2013-12-17	$5,837	$4,513	$1,324	$1,324
3 SHS IR - INGERSOLL-RAND PLC	2012-12-03	2013-04-29	$163	$146	$17	$17
369 SHS IR - INGERSOLL-RAND PLC	2012-12-03	2013-12-17	$21,233	$14,305	$6,928	$6,928
3 SHS JPM - JPMORGAN CHASE & CO	2011-04-25	2013-04-29	$147	$135	$12	$12
51 SHS JPM - JPMORGAN CHASE & CO	2011-04-25	2013-08-08	$2,800	$2,287	$513	$513
55 SHS JPM - JPMORGAN CHASE & CO	2011-04-25	2013-12-17	$3,071	$2,466	$605	$605
470 SHS JPM - JPMORGAN CHASE & CO	2012-02-13	2013-12-17	$26,246	$17,940	$8,306	$8,306
290 SHS JPM - JPMORGAN CHASE & CO	2012-04-02	2013-12-17	$16,194	$13,363	$2,831	$2,831
327 SHS JPM - JPMORGAN CHASE & CO	2012-06-25	2013-12-17	$18,261	$11,496	$6,765	$6,765
252 SHS LIMITED BRANDS INC	2011-03-02	2013-02-01	$12,086	$7,977	$4,109	$4,109
144 SHS LLY - ELI LILLY & CO	2011-03-02	2013-01-02	$7,182	$4,918	$2,264	$2,264
64 SHS LLY - ELI LILLY & CO	2011-03-02	2013-03-01	$3,501	$2,186	$1,315	$1,315
314 SHS LLY - ELI LILLY & CO	2011-03-02	2013-12-17	$15,371	$10,725	$4,646	$4,646
269 SHS MDT - MEDTRONIC INC	2013-08-05	2013-12-17	$15,153	$14,877	$276	$276
114 SHS MDT - MEDTRONIC INC	2013-08-08	2013-12-17	$6,422	$6,330	$92	$92
16 SHS MET - METLIFE INC	2012-05-14	2013-04-29	$625	$548	$77	$77
241 SHS MET - METLIFE INC	2012-05-14	2013-12-17	$12,215	$8,258	$3,957	$3,957
238 SHS MET - METLIFE INC	2012-05-21	2013-12-17	$12,063	$7,294	$4,769	$4,769
248 SHS M - MACY'S INC	2013-07-08	2013-12-17	$12,832	$12,408	$424	$424
142 SHS MMM - 3M CO	2012-06-25	2013-12-17	$18,532	$12,181	$6,351	$6,351
114 SHS MMM - 3M CO	2012-12-03	2013-12-17	$14,878	$10,357	$4,521	$4,521
115 SHS MPC - MARATHON PETROLEUM CORP	2012-03-26	2013-01-02	$7,228	$5,163	$2,065	$2,065
108 SHS MPC - MARATHON PETROLEUM CORP	2012-03-26	2013-03-18	$9,494	$4,849	$4,645	$4,645
4 SHS MPC - MARATHON PETROLEUM CORP	2012-03-26	2013-04-29	$331	$180	$151	$151
39 SHS MPC - MARATHON PETROLEUM CORP	2012-03-26	2013-12-17	$3,350	$1,751	$1,599	$1,599
222 SHS MPC - MARATHON PETROLEUM CORP	2012-04-09	2013-12-17	$19,068	$9,415	$9,653	$9,653
144 SHS MRK - MERCK & CO INC NEW	2012-06-25	2013-01-02	$5,927	$5,731	$196	$196
12 SHS MRK - MERCK & CO INC NEW	2012-06-25	2013-04-29	$576	$478	$98	$98
258 SHS MRK - MERCK & CO INC NEW	2012-06-25	2013-12-17	$12,367	$10,268	$2,099	$2,099
254 SHS MRK - MERCK & CO INC NEW	2012-10-08	2013-12-17	$12,175	$11,713	$462	$462
20 SHS MRO - MARATHON OIL CORP	2011-03-02	2013-04-29	$651	$600	$51	$51
255 SHS MRO - MARATHON OIL CORP	2011-03-02	2013-12-17	$8,940	$7,644	$1,296	$1,296
220 SHS MRO - MARATHON OIL CORP	2011-07-11	2013-12-17	$7,713	$7,035	$678	$678
56 SHS MSFT - MICROSOFT CORP	2012-07-02	2013-04-29	$1,828	$1,704	$124	$124
893 SHS MSFT - MICROSOFT CORP	2012-07-02	2013-12-17	$32,740	$27,174	$5,566	$5,566
300 SHS MSFT - MICROSOFT CORP	2012-07-16	2013-12-17	$10,999	$8,818	$2,181	$2,181
364 SHS NEWS CORP INC-CL A	2012-08-06	2013-02-01	$10,314	$8,566	$1,748	$1,748
14 SHS NKE - NIKE INC CLASS B	2013-01-02	2013-04-29	$877	$726	$151	$151
353 SHS NKE - NIKE INC CLASS B	2013-01-02	2013-09-18	$24,043	$18,293	$5,750	$5,750
309 SHS NTAP - NETAPP INC	2013-08-05	2013-12-17	$12,364	$12,818	-$454	-$454
220 SHS NTAP - NETAPP INC	2013-08-08	2013-12-17	$8,803	$9,317	-$514	-$514
201 SHS NWSA - NEWS CORP NEW CL A	2012-08-06	2013-07-18	$3,129	$2,166	$963	$963
227 SHS PFE - PFIZER INCORPORATED	2011-01-05	2013-01-02	$5,802	$4,127	$1,675	$1,675
38 SHS PFE - PFIZER INCORPORATED	2011-01-05	2013-04-29	$1,160	$691	$469	$469
86 SHS PFE - PFIZER INCORPORATED	2011-01-05	2013-08-08	$2,497	$1,563	$934	$934
90 SHS PFE - PFIZER INCORPORATED	2011-01-05	2013-12-17	$2,707	$1,636	$1,071	$1,071
1362 SHS PFE - PFIZER INCORPORATED	2012-10-08	2013-12-17	$40,960	$34,537	$6,423	$6,423
5 SHS PH - PARKER HANNIFIN CORP	2012-01-03	2013-04-29	$445	$395	$50	$50
110 SHS PH - PARKER HANNIFIN CORP	2012-01-03	2013-12-17	$13,206	$8,693	$4,513	$4,513
140 SHS PH - PARKER HANNIFIN CORP	2012-01-23	2013-12-17	$16,808	$11,375	$5,433	$5,433
1749 SHS RF - REGIONS FINANCIAL CORP	2013-10-10	2013-12-17	$16,635	$16,592	$43	$43
5 SHS RTN - RAYTHEON COMPANY	2011-03-02	2013-04-29	$304	$254	$50	$50
76 SHS RTN - RAYTHEON COMPANY	2011-03-02	2013-10-21	$5,730	$3,855	$1,875	$1,875
140 SHS RTN - RAYTHEON COMPANY	2011-11-14	2013-10-21	$10,555	$6,335	$4,220	$4,220
1400 SHS SDY - SPDR S&P DIVIDEND ETF	2013-12-30	2013-12-31	$101,632	$101,516	$116	$116
242 SHS SLB - SCHLUMBERGER LTD	2013-11-29	2013-12-17	$20,824	$21,473	-$649	-$649
296 SHS SWI - SOLARWINDS INC	2013-04-23	2013-07-29	$10,641	$14,460	-$3,819	-$3,819
552 SHS SWN - SOWSTN ENERGY CO	2009-11-25	2013-08-07	$20,746	$24,850	-$4,104	-$4,104
5 SHS SWN - SOWSTN ENERGY CO	2013-01-31	2013-08-07	$188	$172	$16	$16
33 SHS A - AGILENT TECH INC	2011-12-28	2013-08-02	$15,131	$13,362	$1,769	$1,769
759 SHS AKRX - AKORN INC	2012-07-11	2013-06-14	$10,255	$12,264	-$2,009	-$2,009
167 SHS AKRX - AKORN INC	2012-09-11	2013-06-14	$2,256	$2,425	-$169	-$169
531 SHS ALTR - ALTERA CORPORATION	2010-12-08	2013-11-21	$16,760	$20,011	-$3,251	-$3,251
4 SHS ALTR - ALTERA CORPORATION	2013-01-31	2013-11-21	$126	$134	-$8	-$8
823 SHS ARIA - ARIAD PHARMACEUTICLS INC	2013-04-26	2013-10-09	$4,138	$14,723	-$10,585	-$10,585
473 SHS ARIA - ARIAD PHARMACEUTICLS INC	2013-05-14	2013-10-09	$2,378	$8,261	-$5,883	-$5,883
255 SHS BAX - BAXTER INTERNATIONAL INC	2009-12-23	2013-04-30	$17,822	$14,974	$2,848	$2,848
44 SHS BAX - BAXTER INTERNATIONAL INC	2009-12-23	2013-11-01	$2,903	$2,584	$319	$319
217 SHS BAX - BAXTER INTERNATIONAL INC	2012-03-28	2013-11-01	$14,315	$12,906	$1,409	$1,409
5 SHS BAX - BAXTER INTERNATIONAL INC	2013-01-31	2013-11-01	$330	$340	-$10	-$10
160 SHS COH - COACH INC	2011-03-16	2013-02-26	$7,397	$8,072	-$675	-$675
303 SHS COH - COACH INC	2011-08-24	2013-02-26	$14,009	$15,457	-$1,448	-$1,448
5 SHS COH - COACH INC	2012-04-12	2013-02-26	$231	$373	-$142	-$142
3 SHS COH - COACH INC	2013-01-31	2013-02-26	$139	$153	-$14	-$14
277 SHS CTRX - CATAMARAN CORP	2010-12-08	2013-05-02	$14,440	$9,812	$4,628	$4,628
210 SHS CTXS - CITRIX SYSTEMS INC	2010-12-08	2013-10-08	$14,734	$14,707	$27	$27
2 SHS CTXS - CITRIX SYSTEMS INC	2013-01-31	2013-10-08	$140	$147	-$7	-$7
155 SHS IBM - INTL BUSINESS MACH CORP	2011-12-28	2013-06-28	$29,711	$28,662	$1,049	$1,049
219 SHS KRFT - KRAFT FOODS GRP INC	2012-09-04	2013-08-23	$11,636	$9,567	$2,069	$2,069
1 SHS KRFT - KRAFT FOODS GRP INC	2013-01-31	2013-08-23	$53	$46	$7	$7
418 SHS PAY - VERIFONE SYSTEMS INC	2011-05-04	2013-02-21	$8,253	$20,489	-$12,236	-$12,236
3 SHS PAY - VERIFONE SYSTEMS INC	2013-01-31	2013-02-21	$59	$104	-$45	-$45
199 SHS SLXP - SALIX PHARMACEUTICALS	2012-06-25	2013-11-14	$17,083	$10,277	$6,806	$6,806
45 SHS SLXP - SALIX PHARMACEUTICALS	2012-06-25	2013-12-09	$3,893	$2,324	$1,569	$1,569
161 SHS SLXP - SALIX PHARMACEUTICALS	2012-06-27	2013-12-09	$13,927	$8,354	$5,573	$5,573
2 SHS SLXP - SALIX PHARMACEUTICALS	2013-01-31	2013-12-09	$173	$96	$77	$77
282 SHS TKC - TURKCELL ILETISIM	2010-12-17	2013-04-30	$4,295	$4,660	-$365	-$365
96 SHS TLK - PERUSAHAAN PERSEROAN	2010-12-17	2013-05-07	$4,589	$3,347	$1,242	$1,242
172 SHS TSM - TAIWAN SEMICONDUCTOR MFG	2010-12-17	2013-01-03	$3,108	$2,175	$933	$933
125 SHS TV - GRUPO TV SA DE CV GLOBAL	2010-12-17	2013-02-25	$3,312	$3,148	$164	$164
91 SHS VALE'P - VALE SA RPSTG PFD SP ADR	2010-05-06	2013-08-19	$1,232	$2,187	-$955	-$955
88 SHS VALE'P - VALE SA RPSTG PFD SP ADR	2010-07-28	2013-08-19	$1,191	$2,116	-$925	-$925
223 SHS AMX - AMERICA MOVIL SERIES L	2010-12-17	2013-04-17	$4,493	$6,308	-$1,815	-$1,815
282 SHS AMX - AMERICA MOVIL SERIES L	2010-12-17	2013-07-22	$5,945	$7,977	-$2,032	-$2,032
10 SHS AMX - AMERICA MOVIL SERIES L	2011-03-03	2013-07-22	$211	$284	-$73	-$73
59 SHS BIDU - BAIDU INC ADR	2012-10-23	2013-09-13	$8,440	$6,752	$1,688	$1,688
0.5 SHS CIBEY - COMMERCIAL INTERNATIONAL	2013-12-10	2013-12-10	$2		$2	$2
155 SHS CIOXY - CIELO SA SPONSORED ADR	2010-12-17	2013-01-08	$4,466	$2,625	$1,841	$1,841
108 SHS CIOXY - CIELO SA SPONSORED ADR	2010-12-17	2013-12-19	$3,035	$1,524	$1,511	$1,511
40 SHS LUKOY - LUKOIL OIL CO	2011-08-12	2013-01-04	$2,672	$2,222	$450	$450
57 SHS PHI - PHILIPPINE LONG DIST TEL	2010-12-17	2013-05-15	$4,448	$3,205	$1,243	$1,243
34 SHS PSGTY - PT SEMEN INDONESIA ADR	2010-12-17	2013-02-01	$1,109	$709	$400	$400
698 SHS VNQ - VANGUARD REIT ETF	2012-04-02	2013-12-06	$46,014	$43,696	$2,318	$2,318
299 SHS VNQ - VANGUARD REIT ETF	2012-07-02	2013-12-06	$19,711	$19,336	$375	$375
260 SHS VNQ - VANGUARD REIT ETF	2012-10-01	2013-12-06	$17,140	$16,720	$420	$420
126 SHS VNQ - VANGUARD REIT ETF	2013-01-02	2013-12-06	$8,306	$8,342	-$36	-$36
114 SHS VNQ - VANGUARD REIT ETF	2013-10-01	2013-12-06	$7,515	$7,594	-$79	-$79
409 SHS VWO - VANGUARD MSCI EMRG ETF	2012-04-02	2013-07-01	$15,971	$17,738	-$1,767	-$1,767
587 SHS VWO - VANGUARD MSCI EMRG ETF	2013-04-01	2013-07-01	$22,922	$25,149	-$2,227	-$2,227
116 SHS XLB - MATERIALS SECTOR SP ETF	2011-04-01	2013-12-06	$5,132	$4,675	$457	$457
56 SHS XLB - MATERIALS SECTOR SP ETF	2012-07-02	2013-12-06	$2,477	$1,956	$521	$521
21 SHS XLE - ENERGY SECTOR SPDR ETF	2010-12-03	2013-01-02	$1,520	$1,375	$145	$145
227 SHS XLE - ENERGY SECTOR SPDR ETF	2010-12-03	2013-12-06	$19,593	$14,868	$4,725	$4,725
44 SHS XLE - ENERGY SECTOR SPDR ETF	2011-01-03	2013-12-06	$3,798	$3,034	$764	$764
19 SHS XLE - ENERGY SECTOR SPDR ETF	2011-08-11	2013-12-06	$1,640	$1,252	$388	$388
30 SHS XLE - ENERGY SECTOR SPDR ETF	2012-01-03	2013-12-06	$2,589	$2,135	$454	$454
24 SHS XLE - ENERGY SECTOR SPDR ETF	2012-10-01	2013-12-06	$2,072	$1,776	$296	$296
32 SHS XLE - ENERGY SECTOR SPDR ETF	2013-10-01	2013-12-06	$2,762	$2,662	$100	$100
53 SHS XLI - INDUSTRIAL SECTOR SP ETF	2010-12-03	2013-04-01	$2,201	$1,795	$406	$406
24 SHS XLI - INDUSTRIAL SECTOR SP ETF	2010-12-03	2013-07-01	$1,034	$813	$221	$221
66 SHS XLI - INDUSTRIAL SECTOR SP ETF	2011-01-03	2013-07-01	$2,844	$2,325	$519	$519
116 SHS XLI - INDUSTRIAL SECTOR SP ETF	2011-01-03	2013-12-06	$5,834	$4,087	$1,747	$1,747
89 SHS XLI - INDUSTRIAL SECTOR SP ETF	2011-08-11	2013-12-06	$4,476	$2,710	$1,766	$1,766
39 SHS XLI - INDUSTRIAL SECTOR SP ETF	2012-01-03	2013-12-06	$1,961	$1,351	$610	$610
123 SHS XLI - INDUSTRIAL SECTOR SP ETF	2012-04-02	2013-12-06	$6,186	$4,585	$1,601	$1,601
136 SHS XLI - INDUSTRIAL SECTOR SP ETF	2012-07-02	2013-12-06	$6,840	$4,811	$2,029	$2,029
158 SHS XLI - INDUSTRIAL SECTOR SP ETF	2013-10-01	2013-12-06	$7,946	$7,360	$586	$586
430 SHS XLP - CONSUMR STPLE SCTOR ETF	2013-01-02	2013-12-06	$18,517	$15,273	$3,244	$3,244
80 SHS XLP - CONSUMR STPLE SCTOR ETF	2013-10-01	2013-12-06	$3,445	$3,190	$255	$255
42 SHS XLV - HEALTH CARE SECTOR ETF	2013-01-02	2013-04-01	$1,931	$1,703	$228	$228
72 SHS XLV - HEALTH CARE SECTOR ETF	2013-01-02	2013-10-01	$3,659	$2,919	$740	$740
445 SHS XLV - HEALTH CARE SECTOR ETF	2013-01-02	2013-12-06	$24,547	$18,039	$6,508	$6,508
44 SHS XLV - HEALTH CARE SECTOR ETF	2013-07-01	2013-12-06	$2,427	$2,118	$309	$309
345 SHS XLY - CONSUMR DISC SECTOR ETF	2013-01-02	2013-12-06	$22,460	$16,677	$5,783	$5,783
226 SHS XLY - CONSUMR DISC SECTOR ETF	2013-10-01	2013-12-06	$14,713	$13,748	$965	$965
51 SHS DJP - BARCLAYS IPATH CMMD ETN	2011-01-03	2013-07-01	$1,878	$2,508	-$630	-$630
147 SHS DJP - BARCLAYS IPATH CMMD ETN	2011-01-03	2013-10-01	$5,438	$7,229	-$1,791	-$1,791
147 SHS DJP - BARCLAYS IPATH CMMD ETN	2011-04-01	2013-10-01	$5,438	$7,564	-$2,126	-$2,126
138 SHS DJP - BARCLAYS IPATH CMMD ETN	2011-07-01	2013-10-01	$5,105	$6,521	-$1,416	-$1,416
36 SHS DJP - BARCLAYS IPATH CMMD ETN	2012-07-02	2013-10-01	$1,332	$1,447	-$115	-$115
55 SHS DJP - BARCLAYS IPATH CMMD ETN	2013-04-01	2013-10-01	$2,035	$2,218	-$183	-$183
69 SHS EWZ - ISHARES MSCI BRAZIL ETF	2012-04-02	2013-07-01	$3,008	$4,385	-$1,377	-$1,377
127 SHS EWZ - ISHARES MSCI BRAZIL ETF	2013-04-01	2013-07-01	$5,536	$6,897	-$1,361	-$1,361
268 SHS HYG - ISHARES IBOXX $ YLD ETF	2013-01-02	2013-04-01	$25,149	$25,199	-$50	-$50
418 SHS IAU - ISHARES GOLD TRUST ETF	2011-10-03	2013-07-01	$5,033	$6,734	-$1,701	-$1,701
455 SHS IAU - ISHARES GOLD TRUST ETF	2012-04-02	2013-07-01	$5,479	$7,371	-$1,892	-$1,892
128 SHS IAU - ISHARES GOLD TRUST ETF	2013-04-01	2013-07-01	$1,541	$1,990	-$449	-$449
72 SHS IDU - ISHARES U.S. UTIL ETF	2011-10-03	2013-12-06	$6,928	$5,788	$1,140	$1,140
90 SHS IEF - ISHRS 7-10-YR TREAS ETF	2013-04-01	2013-07-01	$9,201	$9,662	-$461	-$461
78 SHS IEI - ISHS 3-7YR TREAS BD ETF	2013-04-01	2013-12-06	$9,438	$9,634	-$196	-$196
53 SHS IEI - ISHS 3-7YR TREAS BD ETF	2013-10-01	2013-12-06	$6,413	$6,421	-$8	-$8
198 SHS IJJ - ISHARES S&P M/C 400 ETF	2013-07-01	2013-10-01	$21,591	$20,319	$1,272	$1,272
367 SHS IJJ - ISHARES S&P M/C 400 ETF	2013-07-01	2013-12-06	$41,896	$37,662	$4,234	$4,234
296 SHS IJK - ISHARES S&P M/C 400 ETF	2013-07-01	2013-12-06	$43,316	$38,739	$4,577	$4,577
131 SHS IJK - ISHARES S&P M/C 400 ETF	2013-10-01	2013-12-06	$19,170	$18,435	$735	$735
320 SHS IWN - ISHS RUSSL 2000 VAL ETF	2013-01-02	2013-07-01	$27,790	$24,769	$3,021	$3,021
102 SHS IWN - ISHS RUSSL 2000 VAL ETF	2013-01-02	2013-10-01	$9,379	$7,895	$1,484	$1,484
65 SHS IWN - ISHS RUSSL 2000 VAL ETF	2013-04-01	2013-10-01	$5,977	$5,439	$538	$538
81 SHS IWO - ISHARES RUSSELL 2000 ETF	2011-07-01	2013-04-01	$8,687	$7,790	$897	$897
11 SHS IWO - ISHS RUSSL 2000GRWTH ETF	2011-07-01	2013-07-01	$1,247	$1,058	$189	$189
77 SHS IWO - ISHS RUSSL 2000GRWTH ETF	2011-08-11	2013-07-01	$8,731	$6,016	$2,715	$2,715
7 SHS IWO - ISHS RUSSL 2000GRWTH ETF	2011-10-03	2013-07-01	$794	$497	$297	$297
61 SHS IWO - ISHS RUSSL 2000GRWTH ETF	2012-07-02	2013-07-01	$6,917	$5,579	$1,338	$1,338
11 SHS IWO - ISHS RUSSL 2000GRWTH ETF	2013-01-02	2013-07-01	$1,247	$1,075	$172	$172
86 SHS IWO - ISHS RUSSL 2000GRWTH ETF	2013-01-02	2013-10-01	$10,857	$8,406	$2,451	$2,451
26 SHS IYF - ISHARES U.S. FINLS ETF	2013-01-02	2013-10-01	$1,912	$1,620	$292	$292
521 SHS IYF - ISHARES U.S. FINLS ETF	2013-01-02	2013-12-06	$40,804	$32,458	$8,346	$8,346
33 SHS IYF - ISHARES U.S. FINLS ETF	2013-07-01	2013-12-06	$2,585	$2,389	$196	$196
336 SHS IYW - ISHARES U.S. TECH ETF	2012-01-03	2013-12-06	$28,857	$21,870	$6,987	$6,987
71 SHS IYW - ISHARES U.S. TECH ETF	2012-07-02	2013-12-06	$6,098	$5,067	$1,031	$1,031
82 SHS IYW - ISHARES U.S. TECH ETF	2013-01-02	2013-12-06	$7,042	$5,965	$1,077	$1,077
88 SHS IYW - ISHARES U.S. TECH ETF	2013-07-01	2013-12-06	$7,558	$6,565	$993	$993
45 SHS IYW - ISHARES U.S. TECH ETF	2013-10-01	2013-12-06	$3,865	$3,562	$303	$303
615 SHS JNK - SPDR BRCLY H/Y BOND ETF	2013-01-02	2013-04-01	$25,146	$25,211	-$65	-$65
40 SHS LQD - ISHARES IBOXX&INVT ETF	2013-04-01	2013-12-06	$4,540	$4,785	-$245	-$245
86 SHS LQD - ISHARES IBOXX&INVT ETF	2013-07-01	2013-12-06	$9,761	$9,756	$5	$5
83 SHS LQD - ISHARES IBOXX&INVT ETF	2013-10-01	2013-12-06	$9,420	$9,389	$31	$31
167 SHS PSCE - POWERSHARES S&P ENRG ETF	2012-04-02	2013-01-02	$5,700	$6,231	-$531	-$531
97 SHS PSCE - POWERSHARES S&P ENRG ETF	2012-10-01	2013-01-02	$3,311	$3,364	-$53	-$53
240 SHS PSCH - POWERSHARES S&P HLTH ETF	2012-04-02	2013-01-02	$8,654	$8,426	$228	$228
85 SHS TAP - MOLSON COORS BREWING-B	2012-01-26	2013-01-18	$3,791	$3,685	$106	$106
90 SHS TMK - TORCHMARK CORP	2012-01-26	2013-01-18	$4,836	$4,065	$771	$771
45 SHS UN - UNILEVER N V F	2012-01-26	2013-01-18	$1,741	$1,509	$232	$232
880 SHS UN - UNILEVER N V F	2012-01-26	2013-01-24	$34,990	$29,503	$5,487	$5,487
40 SHS BCR - BARD C R INC	2012-01-26	2013-01-18	$4,059	$3,757	$302	$302
81 SHS BCR - BARD C R INC	2012-01-26	2013-09-13	$9,592	$7,608	$1,984	$1,984
74 SHS BCR - BARD C R INC	2012-01-26	2013-09-16	$8,837	$6,950	$1,887	$1,887
210 SHS BCR - BARD C R INC	2012-01-26	2013-09-20	$24,942	$19,724	$5,218	$5,218
50 SHS BDX - BECTON DICKINSON & CO	2012-05-29	2013-01-18	$4,188	$3,704	$484	$484
95 SHS COP - CONOCOPHILLIPS	2012-01-26	2013-01-18	$5,634	$5,093	$541	$541
565 SHS CSCO - CISCO SYS INC	2011-10-03	2013-06-20	$13,853	$8,635	$5,218	$5,218
70 SHS CVS - CVS CAREMARK CORP	2012-01-26	2013-01-18	$3,640	$2,971	$669	$669
15 SHS CVX - CHEVRON CORPORATION	2011-09-28	2013-01-18	$1,721	$1,388	$333	$333
2250 SHS DELL INC	2012-01-26	2013-04-23	$29,744	$37,769	-$8,025	-$8,025
455 SHS EBAY - EBAY INC	2012-01-26	2013-01-14	$24,168	$14,638	$9,530	$9,530
130 SHS EXC - EXELON CORPORATION	2012-05-09	2013-01-18	$3,936	$5,010	-$1,074	-$1,074
54 SHS GOOGL - GOOGLE INC CL A	2012-01-26	2013-10-18	$53,976	$30,996	$22,980	$22,980
160 SHS JNJ - JOHNSON & JOHNSON	2012-01-26	2013-09-12	$14,317	$10,499	$3,818	$3,818
90 SHS MDT - MEDTRONIC INC	2012-01-26	2013-01-18	$4,087	$3,603	$484	$484
69 SHS MSFT - MICROSOFT CORP	2011-02-18	2013-07-30	$2,198	$1,865	$333	$333
371 SHS MSFT - MICROSOFT CORP	2011-04-27	2013-07-30	$11,818	$9,749	$2,069	$2,069
245 SHS NEM - NEWMONT MINING CORP NEW	2012-01-26	2013-11-08	$6,628	$14,931	-$8,303	-$8,303
135 SHS NOC - NORTHROP GRUMMAN CORP	2012-01-26	2013-08-14	$12,839	$8,001	$4,838	$4,838
505 SHS SCHW - SCHWAB CHARLES CORP NEW	2012-01-26	2013-01-18	$7,774	$5,986	$1,788	$1,788
559 SHS SCHW - SCHWAB CHARLES CORP NEW	2012-01-26	2013-03-18	$9,925	$6,626	$3,299	$3,299
142 SHS SCHW - SCHWAB CHARLES CORP NEW	2012-01-26	2013-03-20	$2,521	$1,683	$838	$838
660 SHS SCHW - SCHWAB CHARLES CORP NEW	2012-01-26	2013-07-30	$14,638	$7,823	$6,815	$6,815
7000 SHS FN 255813 5% 08/01/35	2013-03-26	2013-08-20	$1,055	$1,092	-$37	-$37
29000 SHS FN 735402 5% 040135	2013-07-17	2013-08-20	$4,677	$4,716	-$39	-$39
69000 SHS FN 735893 5% 100135	2012-07-10	2013-08-23	$11,573	$12,651	-$1,078	-$1,078
14000 SHS FN 745275 5% 02/01/36	2013-02-20	2013-08-20	$2,290	$2,370	-$80	-$80
2000 SHS FN 835158 5% 080135	2013-01-09	2013-08-20	$375	$393	-$18	-$18
34000 SHS FN AB4297 3.5% 010142	2012-01-10	2013-01-09	$29,250	$28,593	$657	$657
58000 SHS FN AB5468 3.5% 060142	2012-06-07	2013-01-09	$54,132	$53,836	$296	$296
1000 SHS FN AB5670 3.5% 070142	2012-10-05	2013-01-09	$1,006	$1,017	-$11	-$11
29000 SHS FN AL0069 5% 110140	2013-04-12	2013-08-20	$10,195	$10,493	-$298	-$298
11000 SHS FN AL2629 5% 060139	2013-03-18	2013-08-23	$7,319	$7,577	-$258	-$258
4000 SHS FN AL3006 5% 070137	2013-03-26	2013-08-20	$2,897	$2,981	-$84	-$84
11000 SHS FN AL3006 5% 070137	2013-03-26	2013-08-23	$7,970	$8,198	-$228	-$228
3000 SHS FN AL3423 5% 050140	2013-06-14	2013-08-20	$2,539	$2,575	-$36	-$36
21000 SHS UST BD INX 3.875%4/15/29	2013-01-22	2013-05-02	$48,971	$48,924	$47	$47
45000 SHS UST NTS 0.75% 103117	2012-11-21	2013-03-01	$45,141	$45,149	-$8	-$8
48000 SHS UST NTS 0.75% 103117	2012-11-21	2013-03-04	$48,139	$48,159	-$20	-$20
37000 SHS UST NTS 1.375% 022819	2012-03-01	2013-08-09	$36,639	$36,827	-$188	-$188
10000 SHS UST NTS 1.375% 022819	2012-05-30	2013-08-09	$9,902	$10,248	-$346	-$346
25000 SHS UST NTS 2% 021523	2013-03-01	2013-08-26	$23,383	$25,324	-$1,941	-$1,941
11000 SHS UST NTS 2% 021523	2013-03-04	2013-08-26	$10,288	$11,129	-$841	-$841
2000 SHS UST NTS 2% 021523	2013-03-05	2013-08-26	$1,871	$2,019	-$148	-$148
1610 SHS FXICX - ALLIANZ GLBL FIXED INC	2010-01-21	2013-06-13	$21,172	$20,350	$822	$822
4910 SHS FXIMX - ALLIANZ GLBL FIXED INC M	2010-01-21	2013-06-13	$53,912	$48,462	$5,450	$5,450
5000 SHS FHLMC GLD 312MJLD0 5% 020139		2013-09-30	$17	$17	$0	$0
5000 SHS FHLMC GLD 312MJLD0 5% 020139		2013-10-31	$21	$21	$0	$0
5000 SHS FHLMC GLD 312MJLD0 5% 020139		2013-11-30	$24	$24	$0	$0
5000 SHS FHLMC GLD 312MJLD0 5% 020139		2013-12-31	$23	$23	$0	$0
7000 SHS FHLMC GLD 312945ZL5 4.5% 020141		2013-01-31	$124	$124	$0	$0
7000 SHS FHLMC GLD 312945ZL5 4.5% 020141		2013-02-28	$149	$149	$0	$0
7000 SHS FHLMC GLD 312945ZL5 4.5% 020141		2013-03-31	$153	$153	$0	$0
7000 SHS FHLMC GLD 312945ZL5 4.5% 020141		2013-04-30	$130	$130	$0	$0
7000 SHS FHLMC GLD 312945ZL5 4.5% 020141		2013-05-31	$143	$143	$0	$0
7000 SHS FHLMC GLD 312945ZL5 4.5% 020141		2013-06-30	$130	$130	$0	$0
7000 SHS FHLMC GLD 312945ZL5 4.5% 020141		2013-07-31	$122	$122	$0	$0
7000 SHS FHLMC GLD 312945ZL5 4.5% 020141		2013-08-31	$67	$67	$0	$0
7000 SHS FHLMC GLD 312945ZL5 4.5% 020141		2013-09-30	$53	$53	$0	$0
7000 SHS FHLMC GLD 312945ZL5 4.5% 020141		2013-10-31	$34	$34	$0	$0
7000 SHS FHLMC GLD 312945ZL5 4.5% 020141		2013-11-30	$35	$35	$0	$0
7000 SHS FHLMC GLD 312945ZL5 4.5% 020141		2013-12-31	$54	$54	$0	$0
1000 SHS FHLMC GLD 3132J7ZJ4 3.5% 030143		2013-09-30	$14	$14	$0	$0
1000 SHS FHLMC GLD 3132J7ZJ4 3.5% 030143		2013-10-31	$12	$12	$0	$0
1000 SHS FHLMC GLD 3132J7ZJ4 3.5% 030143		2013-11-30	$2	$2	$0	$0
1000 SHS FHLMC GLD 3132J7ZJ4 3.5% 030143		2013-12-31	$2	$2	$0	$0
3000 SHS FHLMC GLD 3132J84Z0 3% 040143		2013-09-30	$12	$12	$0	$0
3000 SHS FHLMC GLD 3132J84Z0 3% 040143		2013-10-31	$16	$16	$0	$0
3000 SHS FHLMC GLD 3132J84Z0 3% 040143		2013-11-30	$12	$12	$0	$0
3000 SHS FHLMC GLD 3132J84Z0 3% 040143		2013-12-31	$10	$10	$0	$0
7000 SHS FNMA 31371MDS3 5% 080135		2013-04-30	$58	$58	$0	$0
7000 SHS FNMA 31371MDS3 5% 080135		2013-05-31	$83	$83	$0	$0
7000 SHS FNMA 31371MDS3 5% 080135		2013-06-30	$75	$75	$0	$0
7000 SHS FNMA 31371MDS3 5% 080135		2013-07-31	$61	$61	$0	$0
55000 SHS FNMA 3138AVQE8 4% 100141		2013-01-31	$1,839	$1,839	$0	$0
55000 SHS FNMA 3138AVQE8 4% 100141		2013-02-28	$1,643	$1,643	$0	$0
55000 SHS FNMA 3138AVQE8 4% 100141		2013-03-31	$1,446	$1,446	$0	$0
55000 SHS FNMA 3138AVQE8 4% 100141		2013-04-30	$1,038	$1,038	$0	$0
55000 SHS FNMA 3138AVQE8 4% 100141		2013-05-31	$916	$916	$0	$0
55000 SHS FNMA 3138AVQE8 4% 100141		2013-06-30	$919	$919	$0	$0
55000 SHS FNMA 3138AVQE8 4% 100141		2013-07-31	$903	$903	$0	$0
55000 SHS FNMA 3138AVQE8 4% 100141		2013-08-31	$494	$494	$0	$0
55000 SHS FNMA 3138AVQE8 4% 100141		2013-09-30	$266	$266	$0	$0
55000 SHS FNMA 3138AVQE8 4% 100141		2013-10-31	$172	$172	$0	$0
55000 SHS FNMA 3138AVQE8 4% 100141		2013-11-30	$218	$218	$0	$0
55000 SHS FNMA 3138AVQE8 4% 100141		2013-12-31	$442	$442	$0	$0
38000 SHS FNMA 3138A7FZ6 4.5% 020141		2013-01-31	$989	$989	$0	$0
38000 SHS FNMA 3138A7FZ6 4.5% 020141		2013-02-28	$782	$782	$0	$0
38000 SHS FNMA 3138A7FZ6 4.5% 020141		2013-03-31	$779	$779	$0	$0
38000 SHS FNMA 3138A7FZ6 4.5% 020141		2013-04-30	$771	$771	$0	$0
38000 SHS FNMA 3138A7FZ6 4.5% 020141		2013-05-31	$644	$644	$0	$0
38000 SHS FNMA 3138A7FZ6 4.5% 020141		2013-06-30	$535	$535	$0	$0
38000 SHS FNMA 3138A7FZ6 4.5% 020141		2013-07-31	$704	$704	$0	$0
38000 SHS FNMA 3138A7FZ6 4.5% 020141		2013-08-31	$451	$451	$0	$0
38000 SHS FNMA 3138A7FZ6 4.5% 020141		2013-09-30	$255	$255	$0	$0
38000 SHS FNMA 3138A7FZ6 4.5% 020141		2013-10-31	$172	$172	$0	$0
38000 SHS FNMA 3138A7FZ6 4.5% 020141		2013-11-30	$171	$171	$0	$0
38000 SHS FNMA 3138A7FZ6 4.5% 020141		2013-12-31	$188	$188	$0	$0
29000 SHS FNMA 3138EGCF9 5% 110140		2013-04-30	$663	$663	$0	$0
29000 SHS FNMA 3138EGCF9 5% 110140		2013-05-31	$487	$487	$0	$0
29000 SHS FNMA 3138EGCF9 5% 110140		2013-06-30	$434	$434	$0	$0
29000 SHS FNMA 3138EGCF9 5% 110140		2013-07-31	$553	$553	$0	$0
3000 SHS FNMA 3138EH3J9 4% 090141		2013-04-30	$56	$56	$0	$0
3000 SHS FNMA 3138EH3J9 4% 090141		2013-05-31	$68	$68	$0	$0
3000 SHS FNMA 3138EH3J9 4% 090141		2013-06-30	$84	$84	$0	$0
3000 SHS FNMA 3138EH3J9 4% 090141		2013-07-31	$42	$42	$0	$0
3000 SHS FNMA 3138EH3J9 4% 090141		2013-08-31	$42	$42	$0	$0
3000 SHS FNMA 3138EH3J9 4% 090141		2013-09-30	$23	$23	$0	$0
3000 SHS FNMA 3138EH3J9 4% 090141		2013-10-31	$20	$20	$0	$0
3000 SHS FNMA 3138EH3J9 4% 090141		2013-11-30	$14	$14	$0	$0
3000 SHS FNMA 3138EH3J9 4% 090141		2013-12-31	$31	$31	$0	$0
54000 SHS FNMA 3138EJEW4 4% 010142		2013-01-31	$659	$659	$0	$0
54000 SHS FNMA 3138EJEW4 4% 010142		2013-02-28	$855	$855	$0	$0
54000 SHS FNMA 3138EJEW4 4% 010142		2013-03-31	$571	$571	$0	$0
54000 SHS FNMA 3138EJEW4 4% 010142		2013-04-30	$379	$379	$0	$0
54000 SHS FNMA 3138EJEW4 4% 010142		2013-05-31	$577	$577	$0	$0
54000 SHS FNMA 3138EJEW4 4% 010142		2013-06-30	$623	$623	$0	$0
54000 SHS FNMA 3138EJEW4 4% 010142		2013-07-31	$679	$679	$0	$0
54000 SHS FNMA 3138EJEW4 4% 010142		2013-08-31	$700	$700	$0	$0
54000 SHS FNMA 3138EJEW4 4% 010142		2013-09-30	$316	$316	$0	$0
54000 SHS FNMA 3138EJEW4 4% 010142		2013-10-31	$314	$314	$0	$0
54000 SHS FNMA 3138EJEW4 4% 010142		2013-11-30	$374	$374	$0	$0
54000 SHS FNMA 3138EJEW4 4% 010142		2013-12-31	$438	$438	$0	$0
32000 SHS FNMA 3138E14P0 5% 060139		2013-03-31	$1,484	$1,484	$0	$0
32000 SHS FNMA 3138E14P0 5% 060139		2013-04-30	$1,286	$1,286	$0	$0
32000 SHS FNMA 3138E14P0 5% 060139		2013-05-31	$1,382	$1,382	$0	$0
32000 SHS FNMA 3138E14P0 5% 060139		2013-06-30	$1,149	$1,149	$0	$0
32000 SHS FNMA 3138E14P0 5% 060139		2013-07-31	$1,075	$1,075	$0	$0
21000 SHS FNMA 3138E14P0 5% 060139		2013-08-31	$630	$630	$0	$0
21000 SHS FNMA 3138E14P0 5% 060139		2013-09-30	$381	$381	$0	$0
21000 SHS FNMA 3138E14P0 5% 060139		2013-10-31	$332	$332	$0	$0
21000 SHS FNMA 3138E14P0 5% 060139		2013-11-30	$390	$390	$0	$0
21000 SHS FNMA 3138E14P0 5% 060139		2013-12-31	$296	$296	$0	$0
15000 SHS FNMA 3138EKKU8 5% 070137		2013-04-30	$591	$591	$0	$0
15000 SHS FNMA 3138EKKU8 5% 070137		2013-05-31	$579	$579	$0	$0
15000 SHS FNMA 3138EKKU8 5% 070137		2013-06-30	$550	$550	$0	$0
15000 SHS FNMA 3138EKKU8 5% 070137		2013-07-31	$471	$471	$0	$0
3000 SHS FNMA 3138EKYV1 5% 050140		2013-06-30	$85	$85	$0	$0
3000 SHS FNMA 3138EKYV1 5% 050140		2013-07-31	$104	$104	$0	$0
3000 SHS FNMA 3138MRLL3 3.5% 010143		2013-03-31	$21	$21	$0	$0
3000 SHS FNMA 3138MRLL3 3.5% 010143		2013-04-30	$22	$22	$0	$0
3000 SHS FNMA 3138MRLL3 3.5% 010143		2013-05-31	$38	$38	$0	$0
3000 SHS FNMA 3138MRLL3 3.5% 010143		2013-06-30	$56	$56	$0	$0
3000 SHS FNMA 3138MRLL3 3.5% 010143		2013-07-31	$40	$40	$0	$0
3000 SHS FNMA 3138MRLL3 3.5% 010143		2013-08-31	$20	$20	$0	$0
3000 SHS FNMA 3138MRLL3 3.5% 010143		2013-09-30	$24	$24	$0	$0
3000 SHS FNMA 3138MRLL3 3.5% 010143		2013-10-31	$20	$20	$0	$0
3000 SHS FNMA 3138MRLL3 3.5% 010143		2013-11-30	$24	$24	$0	$0
3000 SHS FNMA 3138MRLL3 3.5% 010143		2013-12-31	$14	$14	$0	$0
1000 SHS FNMA 3138MTG76 4% 010143		2013-12-31	$1	$1	$0	$0
2000 SHS FNMA 3138M7HR9 3.5% 090142		2013-07-31	$3	$3	$0	$0
2000 SHS FNMA 3138M7HR9 3.5% 090142		2013-08-31	$3	$3	$0	$0
2000 SHS FNMA 3138M7HR9 3.5% 090142		2013-09-30	$31	$31	$0	$0
2000 SHS FNMA 3138M7HR9 3.5% 090142		2013-10-31	$3	$3	$0	$0
2000 SHS FNMA 3138M7HR9 3.5% 090142		2013-11-30	$28	$28	$0	$0
2000 SHS FNMA 3138M7HR9 3.5% 090142		2013-12-31	$3	$3	$0	$0
2000 SHS FNMA 3138NY2R5 3.5 020143		2013-02-28	$3	$3	$0	$0
2000 SHS FNMA 3138NY2R5 3.5 020143		2013-03-31	$10	$10	$0	$0
2000 SHS FNMA 3138NY2R5 3.5 020143		2013-04-30	$7	$7	$0	$0
2000 SHS FNMA 3138NY2R5 3.5 020143		2013-05-31	$6	$6	$0	$0
2000 SHS FNMA 3138NY2R5 3.5 020143		2013-06-30	$21	$21	$0	$0
2000 SHS FNMA 3138NY2R5 3.5 020143		2013-07-31	$20	$20	$0	$0
2000 SHS FNMA 3138NY2R5 3.5 020143		2013-08-31	$13	$13	$0	$0
2000 SHS FNMA 3138NY2R5 3.5 020143		2013-09-30	$14	$14	$0	$0
2000 SHS FNMA 3138NY2R5 3.5 020143		2013-10-31	$13	$13	$0	$0
2000 SHS FNMA 3138NY2R5 3.5 020143		2013-11-30	$3	$3	$0	$0
2000 SHS FNMA 3138NY2R5 3.5 020143		2013-12-31	$3	$3	$0	$0
2000 SHS FNMA 3138WMFX4 3% 030143		2013-12-31	$28	$28	$0	$0
5000 SHS FNMA 3138WUAG8 4% 060143		2013-12-31	$8	$8	$0	$0
5000 SHS FNMA 3138W0VH9 3.5% 020143		2013-11-30	$10	$10	$0	$0
5000 SHS FNMA 3138W0VH9 3.5% 020143		2013-12-31	$11	$11	$0	$0
3000 SHS FNMA 3138W8AC6 3.5% 040143		2013-08-31	$5	$5	$0	$0
3000 SHS FNMA 3138W8AC6 3.5% 040143		2013-09-30	$6	$6	$0	$0
3000 SHS FNMA 3138W8AC6 3.5% 040143		2013-10-31	$5	$5	$0	$0
3000 SHS FNMA 3138W8AC6 3.5% 040143		2013-11-30	$31	$31	$0	$0
3000 SHS FNMA 3138W8AC6 3.5% 040143		2013-12-31	$29	$29	$0	$0
2000 SHS FNMA 3138W9GM6 3% 080143		2013-12-31	$6	$6	$0	$0
3000 SHS FNMA 3138W9N97 4% 090143		2013-09-30	$31	$31	$0	$0
3000 SHS FNMA 3138W9N97 4% 090143		2013-10-31	$22	$22	$0	$0
3000 SHS FNMA 3138W9N97 4% 090143		2013-11-30	$4	$4	$0	$0
3000 SHS FNMA 3138W9N97 4% 090143		2013-12-31	$17	$17	$0	$0
2000 SHS FNMA 3138X2HK3 3.5% 090143		2013-09-30	$5	$5	$0	$0
2000 SHS FNMA 3138X2HK3 3.5% 090144		2013-10-31	$4	$4	$0	$0
2000 SHS FNMA 3138X2HK3 3.5% 090145		2013-11-30	$4	$4	$0	$0
2000 SHS FNMA 3138X2HK3 3.5% 090146		2013-12-31	$4	$4	$0	$0
4000 SHS FNMA 3138X3EZ1 4% 080143		2013-10-30	$25	$25	$0	$0
4000 SHS FNMA 3138X3EZ1 4% 080143		2013-11-30	$16	$16	$0	$0
4000 SHS FNMA 3138X3EZ1 4% 080143		2013-12-31	$15	$15	$0	$0
2000 SHS FNMA 3138X7DK6 4% 080143		2013-08-31	$4	$4	$0	$0
2000 SHS FNMA 3138X7DK6 4% 080143		2013-09-30	$3	$3	$0	$0
2000 SHS FNMA 3138X7DK6 4% 080143		2013-10-31	$3	$3	$0	$0
2000 SHS FNMA 3138X7DK6 4% 080143		2013-11-30	$3	$3	$0	$0
2000 SHS FNMA 3138X7DK6 4% 080143		2013-12-31	$3	$3	$0	$0
29000 SHS FNMA 31402RAB5 5% 040135		2013-07-31	$203	$203	$0	$0
69000 SHS FNMA 31402RRN1 5% 100135		2013-01-31	$845	$845	$0	$0
69000 SHS FNMA 31402RRN1 5% 100135		2013-02-28	$682	$682	$0	$0
69000 SHS FNMA 31402RRN1 5% 100135		2013-03-31	$644	$644	$0	$0
69000 SHS FNMA 31402RRN1 5% 100135		2013-04-30	$696	$696	$0	$0
69000 SHS FNMA 31402RRN1 5% 100135		2013-05-31	$655	$655	$0	$0
69000 SHS FNMA 31402RRN1 5% 100135		2013-06-30	$549	$549	$0	$0
69000 SHS FNMA 31402RRN1 5% 100135		2013-07-31	$558	$558	$0	$0
14000 SHS FNMA 31403C6L0 5% 020136		2013-02-28	$128	$128	$0	$0
14000 SHS FNMA 31403C6L0 5% 020136		2013-03-31	$137	$137	$0	$0
14000 SHS FNMA 31403C6L0 5% 020136		2013-04-30	$132	$132	$0	$0
14000 SHS FNMA 31403C6L0 5% 020136		2013-05-31	$129	$129	$0	$0
14000 SHS FNMA 31403C6L0 5% 020136		2013-06-30	$116	$116	$0	$0
14000 SHS FNMA 31403C6L0 5% 020136		2013-07-31	$107	$107	$0	$0
10000 SHS FNMA 31403DJZ3 5% 060136		2013-09-30	$48	$48	$0	$0
10000 SHS FNMA 31403DJZ3 5% 060137		2013-10-31	$38	$38	$0	$0
10000 SHS FNMA 31403DJZ3 5% 060138		2013-11-30	$33	$33	$0	$0
10000 SHS FNMA 31403DJZ3 5% 060139		2013-12-31	$31	$31	$0	$0
2000 SHS FNMA 31407MZX6 5% 080135		2013-01-31	$27	$27	$0	$0
2000 SHS FNMA 31407MZX6 5% 080135		2013-02-28	$18	$18	$0	$0
2000 SHS FNMA 31407MZX6 5% 080135		2013-03-31	$27	$27	$0	$0
2000 SHS FNMA 31407MZX6 5% 080135		2013-04-30	$27	$27	$0	$0
2000 SHS FNMA 31407MZX6 5% 080135		2013-05-31	$22	$22	$0	$0
2000 SHS FNMA 31407MZX6 5% 080135		2013-06-30	$24	$24	$0	$0
2000 SHS FNMA 31407MZX6 5% 080135		2013-07-31	$21	$21	$0	$0
55000 SHS FNMA 31416WRK0 4.5% 080140		2013-01-31	$1,159	$1,159	$0	$0
55000 SHS FNMA 31416WRK0 4.5% 080140		2013-02-28	$1,031	$1,031	$0	$0
55000 SHS FNMA 31416WRK0 4.5% 080140		2013-03-31	$1,015	$1,015	$0	$0
55000 SHS FNMA 31416WRK0 4.5% 080140		2013-04-30	$725	$725	$0	$0
55000 SHS FNMA 31416WRK0 4.5% 080140		2013-05-31	$790	$790	$0	$0
55000 SHS FNMA 31416WRK0 4.5% 080140		2013-06-30	$778	$778	$0	$0
55000 SHS FNMA 31416WRK0 4.5% 080140		2013-07-31	$531	$531	$0	$0
55000 SHS FNMA 31416WRK0 4.5% 080140		2013-08-31	$413	$413	$0	$0
55000 SHS FNMA 31416WRK0 4.5% 080140		2013-09-30	$111	$111	$0	$0
55000 SHS FNMA 31416WRK0 4.5% 080140		2013-10-31	$136	$136	$0	$0
55000 SHS FNMA 31416WRK0 4.5% 080140		2013-11-30	$161	$161	$0	$0
55000 SHS FNMA 31416WRK0 4.5% 080140		2013-12-31	$158	$158	$0	$0
29000 SHS FNMA 31416YVG0 4.5% 070141		2013-01-31	$596	$596	$0	$0
29000 SHS FNMA 31416YVG0 4.5% 070141		2013-02-28	$428	$428	$0	$0
29000 SHS FNMA 31416YVG0 4.5% 070141		2013-03-31	$597	$597	$0	$0
29000 SHS FNMA 31416YVG0 4.5% 070141		2013-04-30	$852	$852	$0	$0
29000 SHS FNMA 31416YVG0 4.5% 070141		2013-05-31	$679	$679	$0	$0
29000 SHS FNMA 31416YVG0 4.5% 070141		2013-06-30	$508	$508	$0	$0
29000 SHS FNMA 31416YVG0 4.5% 070141		2013-07-31	$367	$367	$0	$0
29000 SHS FNMA 31416YVG0 4.5% 070141		2013-08-31	$151	$151	$0	$0
29000 SHS FNMA 31416YVG0 4.5% 070141		2013-09-30	$229	$229	$0	$0
29000 SHS FNMA 31416YVG0 4.5% 070141		2013-10-31	$165	$165	$0	$0
29000 SHS FNMA 31416YVG0 4.5% 070141		2013-11-30	$135	$135	$0	$0
29000 SHS FNMA 31416YVG0 4.5% 070141		2013-12-31	$188	$188	$0	$0
20000 SHS FNMA 31417BA64 4% 020142		2013-01-31	$257	$257	$0	$0
20000 SHS FNMA 31417BA64 4% 020142		2013-02-28	$753	$753	$0	$0
20000 SHS FNMA 31417BA64 4% 020142		2013-03-31	$782	$782	$0	$0
20000 SHS FNMA 31417BA64 4% 020142		2013-04-30	$205	$205	$0	$0
20000 SHS FNMA 31417BA64 4% 020142		2013-05-31	$345	$345	$0	$0
20000 SHS FNMA 31417BA64 4% 020142		2013-06-30	$20	$20	$0	$0
20000 SHS FNMA 31417BA64 4% 020142		2013-07-31	$20	$20	$0	$0
20000 SHS FNMA 31417BA64 4% 020142		2013-08-31	$20	$20	$0	$0
20000 SHS FNMA 31417BA64 4% 020142		2013-09-30	$23	$23	$0	$0
20000 SHS FNMA 31417BA64 4% 020142		2013-10-31	$21	$21	$0	$0
20000 SHS FNMA 31417BA64 4% 020142		2013-11-30	$254	$254	$0	$0
20000 SHS FNMA 31417BA64 4% 020142		2013-12-31	$138	$138	$0	$0
74000 SHS FNMA 31417CJQ9 3.5% 070142		2013-01-31	$2,492	$2,492	$0	$0
74000 SHS FNMA 31417CJQ9 3.5% 070142		2013-02-28	$1,309	$1,309	$0	$0
74000 SHS FNMA 31417CJQ9 3.5% 070142		2013-03-31	$1,089	$1,089	$0	$0
74000 SHS FNMA 31417CJQ9 3.5% 070142		2013-04-30	$1,128	$1,128	$0	$0
74000 SHS FNMA 31417CJQ9 3.5% 070142		2013-05-31	$2,159	$2,159	$0	$0
74000 SHS FNMA 31417CJQ9 3.5% 070142		2013-06-30	$895	$895	$0	$0
74000 SHS FNMA 31417CJQ9 3.5% 070142		2013-07-31	$1,101	$1,101	$0	$0
74000 SHS FNMA 31417CJQ9 3.5% 070142		2013-08-31	$338	$338	$0	$0
74000 SHS FNMA 31417CJQ9 3.5% 070142		2013-09-30	$197	$197	$0	$0
74000 SHS FNMA 31417CJQ9 3.5% 070142		2013-10-31	$462	$462	$0	$0
74000 SHS FNMA 31417CJQ9 3.5% 070142		2013-11-30	$598	$598	$0	$0
74000 SHS FNMA 31417D2M4 3% 110142		2013-12-31	$412	$412	$0	$0
49000 SHS FNMA 31417D2M4 3% 110142		2013-01-31	$87	$87	$0	$0
49000 SHS FNMA 31417D2M4 3% 110142		2013-02-28	$130	$130	$0	$0
49000 SHS FNMA 31417D2M4 3% 110142		2013-03-31	$113	$113	$0	$0
49000 SHS FNMA 31417D2M4 3% 110142		2013-04-30	$84	$84	$0	$0
49000 SHS FNMA 31417D2M4 3% 110142		2013-05-31	$323	$323	$0	$0
49000 SHS FNMA 31417D2M4 3% 110142		2013-06-30	$280	$280	$0	$0
49000 SHS FNMA 31417D2M4 3% 110142		2013-07-31	$389	$389	$0	$0
49000 SHS FNMA 31417D2M4 3% 110142		2013-08-31	$230	$230	$0	$0
49000 SHS FNMA 31417D2M4 3% 110142		2013-09-30	$122	$122	$0	$0
49000 SHS FNMA 31417D2M4 3% 110142		2013-10-31	$306	$306	$0	$0
49000 SHS FNMA 31417D2M4 3% 110142		2013-11-30	$237	$237	$0	$0
49000 SHS FNMA 31417D2M4 3% 110142		2013-12-31	$113	$113	$0	$0
209 SHS AGG - ISHARES CORE TOT US ETF	2012-01-31	2013-01-08	$23,146	$23,173	-$27	-$27
212 SHS AGG - ISHARES CORE TOT US ETF	2012-01-31	2013-09-11	$22,365	$23,505	-$1,140	-$1,140
2 SHS AGG - ISHARES CORE TOT US ETF	2012-02-02	2013-09-11	$211	$221	-$10	-$10
1 SHS AGG - ISHARES CORE TOT US ETF	2012-03-09	2013-09-11	$105	$110	-$5	-$5
4 SHS AGG - ISHARES CORE TOT US ETF	2012-03-15	2013-09-11	$422	$437	-$15	-$15
2 SHS AGG - ISHARES CORE TOT US ETF	2012-04-04	2013-09-11	$211	$219	-$8	-$8
1 SHS AGG - ISHARES CORE TOT US ETF	2012-04-12	2013-09-11	$105	$110	-$5	-$5
3 SHS AGG - ISHARES CORE TOT US ETF	2012-04-27	2013-09-11	$316	$332	-$16	-$16
1 SHS AGG - ISHARES CORE TOT US ETF	2012-04-30	2013-09-11	$106	$111	-$5	-$5
320 SHS BCM - IPATH PURE BETA BRD ETN	2012-09-24	2013-02-06	$14,457	$14,726	-$269	-$269
184 SHS BLNG - IPATH PURE BETA PREC ETN	2012-09-24	2013-01-08	$9,072	$9,809	-$737	-$737
591 SHS CEW - WISDOMTREE EMERGING ETF	2013-01-08	2013-06-13	$12,052	$12,507	-$455	-$455
224 SHS EEM - ISHARES TR MSCI EMG ETF	2013-01-08	2013-06-13	$8,836	$9,908	-$1,072	-$1,072
298 SHS EEM - ISHARES TR MSCI EMG ETF	2013-02-06	2013-06-13	$11,755	$13,060	-$1,305	-$1,305
88 SHS FXL - FIRST TRUST TECHNLGY ETF	2012-04-20	2013-09-11	$2,388	$2,019	$369	$369
29 SHS FXL - FIRST TRUST TECHNLGY ETF	2012-04-25	2013-09-11	$787	$662	$125	$125
28 SHS FXL - FIRST TRUST TECHNLGY ETF	2012-04-30	2013-09-11	$760	$645	$115	$115
243 SHS GSY - GUGGENHEIM ENH SHORT ETF	2012-02-09	2013-02-06	$12,172	$12,114	$58	$58
1 SHS GSY - GUGGENHEIM ENH SHORT ETF	2012-04-30	2013-02-06	$50	$50	$0	$0
132 SHS HYG - ISHARES IBOXX $ YLD ETF	2012-01-31	2013-06-13	$12,182	$11,976	$206	$206
44 SHS IGOV - ISHARES S&P/CITIGRP ETF	2013-01-08	2013-02-06	$4,485	$4,492	-$7	-$7
47 SHS IGOV - ISHARES S&P/CITIGRP ETF	2013-01-08	2013-05-07	$4,748	$4,798	-$50	-$50
102 SHS IGOV - ISHS INTL TREAS BD ETF	2013-01-08	2013-07-10	$9,782	$10,412	-$630	-$630
101 SHS IGOV - ISHS INTL TREAS BD ETF	2013-06-13	2013-07-10	$9,686	$10,185	-$499	-$499
78 SHS ITOT - ISHARES CORE S&P TOT ETF	2012-11-08	2013-11-26	$6,459	$4,929	$1,530	$1,530
80 SHS IVV - ISHARES CORE S&P 500 ETF	2012-10-09	2013-01-08	$11,691	$11,609	$82	$82
74 SHS IVV - ISHARES CORE S&P 500 ETF	2012-10-18	2013-01-08	$10,814	$10,869	-$55	-$55
83 SHS IYF - ISHARES DOW JNS US FINCL	2012-10-09	2013-04-10	$5,709	$4,947	$762	$762
81 SHS IYF - ISHARES DOW JNS US FINCL	2012-10-18	2013-04-10	$5,572	$4,920	$652	$652
62 SHS IYF - ISHARES DOW JNS US FINCL	2012-10-31	2013-04-10	$4,265	$3,649	$616	$616
23 SHS IYF - ISHARES DOW JNS US FINCL	2012-10-31	2013-05-07	$1,632	$1,354	$278	$278
168 SHS IYF - ISHARES DOW JNS US FINCL	2012-11-08	2013-05-07	$11,921	$9,773	$2,148	$2,148
155 SHS IYR - ISHARES DW JNS US RL ETF	2012-04-20	2013-06-13	$10,397	$9,713	$684	$684
63 SHS IYR - ISHARES DW JNS US RL ETF	2012-04-30	2013-06-13	$4,226	$4,013	$213	$213
86 SHS IYR - ISHS U.S.REAL ESTATE ETF	2012-04-30	2013-07-10	$5,749	$5,479	$270	$270
8 SHS IYR - ISHS U.S.REAL ESTATE ETF	2012-05-18	2013-07-10	$535	$480	$55	$55
137 SHS IYR - ISHS U.S.REAL ESTATE ETF	2013-03-13	2013-07-10	$9,158	$9,446	-$288	-$288
856 SHS JJE - IPATH DJ UBS ENR T/R ETN	2013-02-06	2013-05-07	$15,108	$15,416	-$308	-$308
288 SHS JJM - IPATH DJ UBS IND T/R ETN	2013-01-08	2013-03-13	$9,510	$10,009	-$499	-$499
136 SHS JJM - IPATH DJ UBS IND T/R ETN	2013-02-06	2013-03-13	$4,491	$4,868	-$377	-$377
106 SHS LQD - ISHARES IBOXX&INVT ETF	2012-01-31	2013-07-10	$11,988	$12,324	-$336	-$336
1 SHS LQD - ISHARES IBOXX&INVT ETF	2012-03-15	2013-07-10	$113	$114	-$1	-$1
1 SHS LQD - ISHARES IBOXX&INVT ETF	2012-04-04	2013-07-10	$113	$115	-$2	-$2
106 SHS LQD - ISHARES IBOXX&INVT ETF	2013-05-07	2013-07-10	$11,988	$12,833	-$845	-$845
108 SHS LQD - ISHARES INV GR BOND ETF	2012-01-31	2013-01-08	$13,048	$12,556	$492	$492
100 SHS LQD - ISHARES INV GR BOND ETF	2012-01-31	2013-03-13	$11,897	$11,626	$271	$271
133 SHS PCY - PWRSHS EM MAR SOV DE ETF	2013-01-08	2013-02-06	$4,043	$4,167	-$124	-$124
505 SHS PCY - PWRSHS EM MAR SOV DE ETF	2013-01-08	2013-05-07	$15,640	$15,823	-$183	-$183
249 SHS QQQ - POWERSHARES QQQ SER1 ETF	2013-06-13	2013-11-13	$20,608	$17,961	$2,647	$2,647
81 SHS SHY - ISHRS 1-3YR TREAS BD ETF	2012-01-31	2013-11-26	$6,847	$6,850	-$3	-$3
80 SHS VAW - VANGUARD MATERIALS ETF	2012-10-09	2013-04-10	$7,021	$6,648	$373	$373
40 SHS VAW - VANGUARD MATERIALS ETF	2012-10-18	2013-04-10	$3,511	$3,409	$102	$102
38 SHS VAW - VANGUARD MATERIALS ETF	2012-10-18	2013-05-07	$3,417	$3,239	$178	$178
81 SHS VAW - VANGUARD MATERIALS ETF	2012-10-31	2013-05-07	$7,284	$6,604	$680	$680
138 SHS XLE - ENERGY SECTOR SPDR ETF	2012-04-20	2013-04-10	$10,923	$9,545	$1,378	$1,378
1 SHS XLE - ENERGY SECTOR SPDR ETF	2012-04-25	2013-04-10	$79	$70	$9	$9
22 SHS XLE - ENERGY SECTOR SPDR ETF	2012-04-30	2013-04-10	$1,741	$1,561	$180	$180
114 SHS XLE - ENERGY SECTOR SPDR ETF	2012-04-30	2013-05-07	$9,169	$8,091	$1,078	$1,078
1 SHS XLE - ENERGY SECTOR SPDR ETF	2012-05-03	2013-05-07	$80	$70	$10	$10
7 SHS XLE - ENERGY SECTOR SPDR ETF	2012-05-08	2013-05-07	$563	$472	$91	$91
10 SHS XLE - ENERGY SECTOR SPDR ETF	2012-05-18	2013-05-07	$804	$642	$162	$162
178 SHS XLI - INDUSTRIAL SECTOR SP ETF	2012-10-09	2013-04-10	$7,443	$6,533	$910	$910
108 SHS XLI - INDUSTRIAL SECTOR SP ETF	2012-10-18	2013-04-10	$4,516	$4,045	$471	$471
73 SHS XLI - INDUSTRIAL SECTOR SP ETF	2012-10-18	2013-05-07	$3,115	$2,734	$381	$381
178 SHS XLI - INDUSTRIAL SECTOR SP ETF	2012-10-31	2013-05-07	$7,596	$6,488	$1,108	$1,108
293 SHS XLY - CONSUMR DISC SECTOR ETF	2012-01-31	2013-01-08	$14,178	$12,106	$2,072	$2,072
724 SHS SSRI - SILVER STANDARD RES INC	2011-06-13	2013-05-20	$5,008	$18,133	-$13,125	-$13,125
417 SHS SSRI - SILVER STANDARD RES INC	2011-11-16	2013-05-20	$2,884	$6,234	-$3,350	-$3,350
81 SHS STO - STATOIL ASA	2013-07-09	2013-12-27	$1,942	$1,685	$257	$257
131 SHS SWN - SOWSTN ENERGY CO	2012-07-13	2013-05-21	$5,197	$4,147	$1,050	$1,050
50 SHS SWN - SOWSTN ENERGY CO	2012-07-13	2013-06-24	$1,778	$1,583	$195	$195
52 SHS SWN - SOWSTN ENERGY CO	2012-07-13	2013-12-27	$2,061	$1,646	$415	$415
332 SHS TCK - TECK RESOURCES LTD CL B	2012-12-13	2013-05-24	$9,049	$11,750	-$2,701	-$2,701
29 SHS TOT - TOTAL S.A. SPONS ADR	2013-05-29	2013-06-24	$1,366	$1,488	-$122	-$122
46 SHS TOT - TOTAL S.A. SPONS ADR	2013-05-29	2013-12-27	$2,817	$2,360	$457	$457
2628 SHS UEC - URANIUM ENERGY CORP	2012-07-13	2013-07-15	$5,692	$5,353	$339	$339
614 SHS VALE - VALE S A ADR	2012-12-13	2013-05-24	$9,511	$11,672	-$2,161	-$2,161
17 SHS WLL - WHITING PETRO CORP	2013-11-06	2013-12-27	$1,049	$1,102	-$53	-$53
318 SHS WLT - WALTER ENERGY INC	2012-12-13	2013-08-21	$3,857	$11,637	-$7,780	-$7,780
161 SHS WY - WEYERHAEUSER CO	2012-12-28	2013-05-21	$5,247	$4,475	$772	$772
111 SHS WY - WEYERHAEUSER CO	2012-12-28	2013-12-27	$3,468	$3,085	$383	$383
99 SHS XEC - CIMAREX ENERGY CO	2012-07-13	2013-05-21	$7,014	$5,193	$1,821	$1,821
29 SHS XEC - CIMAREX ENERGY CO	2012-07-13	2013-06-24	$1,856	$1,521	$335	$335
97 SHS XEC - CIMAREX ENERGY CO	2012-07-13	2013-11-06	$9,904	$5,088	$4,816	$4,816
15 SHS XEC - CIMAREX ENERGY CO	2012-07-13	2013-12-27	$1,560	$787	$773	$773
38 SHS XOM - EXXON MOBIL CORP	2011-10-05	2013-06-24	$3,383	$2,801	$582	$582
87 SHS XOM - EXXON MOBIL CORP	2011-10-05	2013-11-06	$8,098	$6,412	$1,686	$1,686
643 SHS AAUKY - ANGLO AMERICAN PLC ADR	2011-11-17	2013-07-15	$6,522	$12,127	-$5,605	-$5,605
171 SHS AAUKY - ANGLO AMERICAN PLC ADR	2013-05-21	2013-07-15	$1,735	$2,100	-$365	-$365
73 SHS ABX - BARRICK GOLD CORP	2013-06-14	2013-12-27	$1,271	$1,426	-$155	-$155
584 SHS AG - FIRST MAJESTIC SILVER	2012-12-28	2013-05-20	$6,213	$11,504	-$5,291	-$5,291
17 SHS AGU - AGRIUM INC	2013-05-20	2013-06-24	$1,434	$1,554	-$120	-$120
13 SHS AGU - AGRIUM INC	2013-05-20	2013-12-27	$1,186	$1,188	-$2	-$2
412 SHS ANV - ALLIED NEVADA GOLD CORP	2012-04-05	2013-05-20	$3,190	$12,523	-$9,333	-$9,333
34 SHS BHP - BHP BILLITON LTD	2010-01-22	2013-06-24	$1,953	$2,539	-$586	-$586
4 SHS BHP - BHP BILLITON LTD	2010-01-22	2013-12-27	$269	$299	-$30	-$30
23 SHS BHP - BHP BILLITON LTD	2011-08-12	2013-12-27	$1,548	$1,856	-$308	-$308
86 SHS BP - BP PLC SPONS ADR	2011-12-29	2013-06-24	$3,579	$3,659	-$80	-$80
186 SHS BP - BP PLC SPONS ADR	2011-12-29	2013-11-06	$8,709	$7,914	$795	$795
300 SHS BTU - PEABODY ENERGY CORP	2010-12-09	2013-11-06	$6,048	$18,513	-$12,465	-$12,465
192 SHS BTU - PEABODY ENERGY CORP	2012-07-16	2013-11-06	$3,871	$4,204	-$333	-$333
154 SHS CCJ - CAMECO CORP	2012-04-05	2013-05-21	$3,435	$3,149	$286	$286
66 SHS CCJ - CAMECO CORP	2012-04-05	2013-06-24	$1,336	$1,350	-$14	-$14
382 SHS CCJ - CAMECO CORP	2012-04-05	2013-08-21	$7,409	$7,812	-$403	-$403
11 SHS CLR - CONTINENTAL RESOURCES IN	2013-11-06	2013-12-27	$1,248	$1,280	-$32	-$32
43 SHS COP - CONOCOPHILLIPS	2011-08-12	2013-06-24	$2,555	$2,175	$380	$380
40 SHS COP - CONOCOPHILLIPS	2011-08-12	2013-12-27	$2,815	$2,024	$791	$791
20 SHS CVX - CHEVRON CORPORATION	2013-05-24	2013-06-24	$2,341	$2,509	-$168	-$168
27 SHS CVX - CHEVRON CORPORATION	2013-05-24	2013-11-06	$3,267	$3,387	-$120	-$120
14 SHS CVX - CHEVRON CORPORATION	2013-05-24	2013-12-27	$1,755	$1,756	-$1	-$1
14 SHS CXO - CONCHO RESOURCES INC	2013-11-06	2013-12-27	$1,514	$1,502	$12	$12
26 SHS DEL - DELTIC TIMBER CORP	2012-04-05	2013-06-24	$1,643	$1,581	$62	$62
63 SHS DEL - DELTIC TIMBER CORP	2012-04-05	2013-11-06	$3,858	$3,830	$28	$28
58 SHS DEL - DELTIC TIMBER CORP	2013-05-24	2013-11-06	$3,552	$3,870	-$318	-$318
64 SHS E - ENI S P A	2013-05-31	2013-12-27	$3,088	$2,947	$141	$141
7 SHS EOG - EOG RESOURCES INC	2013-11-26	2013-12-27	$1,182	$1,190	-$8	-$8
64 SHS EXXI - ENERGY XXI BERMUDA LTD	2013-05-24	2013-06-24	$1,544	$1,638	-$94	-$94
57 SHS EXXI - ENERGY XXI BERMUDA LTD	2013-05-24	2013-12-27	$1,556	$1,459	$97	$97
112 SHS FCX - FREEPORT-MCMORAN COPPER	2013-05-20	2013-12-27	$4,201	$3,659	$542	$542
26 SHS FNV - FRANCO-NEVADA CORP	2012-12-28	2013-12-27	$1,066	$1,472	-$406	-$406
0.1 SHS FQVLF - FIRST QUANTUM MINERALS F	2010-12-09	2013-05-09	$2	$2	$0	$0
411 SHS FQVLF - FIRST QUANTUM MINERALS F	2010-12-09	2013-05-24	$7,461	$9,578	-$2,117	-$2,117
558 SHS FQVLF - FIRST QUANTUM MINERALS F	2012-12-13	2013-05-24	$10,129	$11,796	-$1,667	-$1,667
1 SHS FQVLF - FIRST QUANTUM MINERALS F	2010-12-09	2013-06-24	$14	$23	-$9	-$9
66 SHS GLD - SPDR GOLD TRUST ETF	2010-12-09	2013-05-24	$8,853	$8,858	-$5	-$5
0.35 SHS GULTU - GULF COAST ULTRA DEEP	2013-06-04	2013-06-04	$1	$1	$0	$0
1328 SHS GULTU - GULF COAST ULTRA DEEP	2013-06-04	2013-06-24	$2,678	$2,719	-$41	-$41
21 SHS HES - HESS CORPORATION	2013-11-06	2013-12-27	$1,741	$1,698	$43	$43
421 SHS IAU - ISHARES GOLD TRUST ETF	2011-06-14	2013-05-24	$5,663	$6,203	-$540	-$540
3523 SHS IAU - ISHARES GOLD TRUST ETF	2011-10-04	2013-05-24	$47,385	$55,253	-$7,868	-$7,868
48 SHS IMO - IMPERIAL OIL LTD NEW	2013-05-24	2013-06-24	$1,802	$1,862	-$60	-$60
206 SHS IMO - IMPERIAL OIL LTD NEW	2013-05-24	2013-11-26	$8,821	$7,990	$831	$831
250 SHS INMET MINING CORP	2010-12-09	2013-05-09	$8,970	$8,970	$0	$0
9 SHS MCF - CONTANGO OIL & GAS	2010-06-15	2013-06-24	$310	$415	-$105	-$105
50 SHS MCF - CONTANGO OIL & GAS	2011-03-18	2013-06-24	$1,721	$2,930	-$1,209	-$1,209
70 SHS MCF - CONTANGO OIL & GAS	2011-03-18	2013-12-27	$3,301	$4,102	-$801	-$801
1469 SHS MCMORAN EXPL CO	2013-05-29	2013-06-04	$25,127	$24,679	$448	$448
22 SHS MOS - MOSAIC COMPANY	2013-05-20	2013-06-24	$1,211	$1,346	-$135	-$135
53 SHS MOS - MOSAIC COMPANY	2013-05-20	2013-12-27	$2,491	$3,242	-$751	-$751
483 SHS MSB - MESABI TRUST CBI	2012-12-13	2013-05-17	$9,907	$11,695	-$1,788	-$1,788
65 SHS MUR - MURPHY OIL CORP	2010-12-09	2013-05-21	$4,206	$4,553	-$347	-$347
26 SHS MUR - MURPHY OIL CORP	2010-12-09	2013-06-24	$1,563	$1,821	-$258	-$258
16 SHS MUR - MURPHY OIL CORP	2010-12-09	2013-12-27	$1,031	$965	$66	$66
32 SHS MUSA - MURPHY USA INC	2010-12-09	2013-11-06	$1,335	$1,245	$90	$90
289 SHS NEM - NEWMONT MINING CORP NEW	2013-06-14	2013-11-06	$8,058	$9,562	-$1,504	-$1,504
198 SHS NGD - NEW GOLD INC	2012-05-22	2013-06-24	$1,163	$1,661	-$498	-$498
22 SHS OXY - OCCIDENTAL PETE CORP	2013-05-24	2013-06-24	$1,944	$2,001	-$57	-$57
11 SHS OXY - OCCIDENTAL PETE CORP	2013-05-24	2013-12-27	$1,044	$1,001	$43	$43
37 SHS PALL - ETFS PALLADIUM TRUST ETF	2012-12-13	2013-05-21	$2,705	$2,513	$192	$192
17 SHS PALL - ETFS PALLADIUM TRUST ETF	2012-12-13	2013-06-24	$1,102	$1,154	-$52	-$52
16 SHS PALL - ETFS PALLADIUM TRUST ETF	2012-12-13	2013-12-27	$1,111	$1,083	$28	$28
101 SHS PCH - POTLATCH HLDGS INC	2012-12-28	2013-05-21	$5,150	$3,903	$1,247	$1,247
42 SHS PCL - PLUM CRK TMBR CO	2012-04-05	2013-12-27	$1,941	$1,736	$205	$205
38 SHS POT - POTASH CORP OF SASK INC	2013-05-24	2013-06-24	$1,452	$1,561	-$109	-$109
75 SHS POT - POTASH CORP OF SASK INC	2013-05-24	2013-12-27	$2,475	$3,080	-$605	-$605
15 SHS PPLT - ETFS PLATINUM TRUST ETF	2013-05-24	2013-06-24	$1,959	$2,138	-$179	-$179
43 SHS PXD - PIONEER NAT RES CO	2012-05-30	2013-05-21	$6,008	$4,226	$1,782	$1,782
17 SHS PXD - PIONEER NAT RES CO	2012-05-30	2013-06-24	$2,427	$1,671	$756	$756
15 SHS PXD - PIONEER NAT RES CO	2012-05-30	2013-12-27	$2,808	$1,474	$1,334	$1,334
3996 SHS RBY - RUBICON MINERALS CORP	2012-05-22	2013-05-20	$6,442	$11,389	-$4,947	-$4,947
24 SHS RDS'A - ROYAL DUTCH SHL ADR CL A	2013-05-24	2013-06-24	$1,524	$1,616	-$92	-$92
20 SHS RDS'A - ROYAL DUTCH SHL ADR CL A	2013-05-24	2013-12-27	$1,422	$1,347	$75	$75
131 SHS REPYY - REPSOL YPF S.A.	2013-05-30	2013-12-27	$3,318	$3,084	$234	$234
30 SHS RRC - RANGE RESOURCES CORP	2013-11-06	2013-12-27	$2,508	$2,225	$283	$283
73 SHS RYN - RAYONIER INC	2011-12-30	2013-05-21	$4,371	$3,289	$1,082	$1,082
26 SHS RYN - RAYONIER INC	2011-12-30	2013-12-27	$1,109	$1,171	-$62	-$62
306 SHS SCCO - SOUTHERN COPPER CORP	2012-12-13	2013-05-24	$9,565	$11,679	-$2,114	-$2,114
115 SHS SLV - I SHARES SILVER TR ETF	2011-06-16	2013-05-24	$2,495	$3,945	-$1,450	-$1,450
168 SHS SLV - I SHARES SILVER TR ETF	2011-08-12	2013-05-24	$3,644	$6,347	-$2,703	-$2,703
450 SHS SLV - I SHARES SILVER TR ETF	2011-10-05	2013-05-24	$9,761	$13,164	-$3,403	-$3,403
57 SHS SLW - SILVER WHEATON CORP	2010-12-09	2013-12-27	$1,166	$2,193	-$1,027	-$1,027
30 SHS SM - SM ENERGY CO COM	2013-05-24	2013-06-24	$1,786	$1,853	-$67	-$67
32 SHS SM - SM ENERGY CO COM	2013-05-24	2013-11-06	$2,847	$1,977	$870	$870
50000 SHS ALCOA INC 5.4% 041521	2012-06-28	2013-06-17	$50,750	$50,326	$424	$424
10000 SHS ALCOA INC 5.4% 041521	2012-12-26	2013-06-17	$10,150	$10,325	-$175	-$175
50000 SHS FHLMC 4.5% 1/15/14	2009-03-05	2013-12-31	$50,080	$54,510	-$4,430	-$4,430
50000 SHS REYNOLDS 3.25% 110122	2012-11-07	2013-07-10	$46,447	$50,605	-$4,158	-$4,158
25000 SHS TIME WARNER 5% 02/01/20	2011-06-22	2013-07-08	$24,782	$26,306	-$1,524	-$1,524
20000 SHS TIME WARNER 5% 02/01/20	2012-12-26	2013-07-08	$19,825	$23,461	-$3,636	-$3,636
43000 SHS UNITED TECHS 3.1% 060122	2012-06-20	2013-10-24	$42,701	$44,958	-$2,257	-$2,257
50000 SHS WALGREEN 5.25% 01/15/19	2010-01-21	2013-03-18	$58,308	$54,367	$3,941	$3,941
78 SHS A - AGILENT TECH INC	2010-12-09	2013-12-16	$43,491	$25,092	$18,399	$18,399
26 SHS A - AGILENT TECH INC	2013-04-19	2013-12-16	$14,497	$10,242	$4,255	$4,255
443 SHS ABBV - ABBVIE INC	2011-10-26	2013-12-16	$23,571	$12,341	$11,230	$11,230
23 SHS ABBV - ABBVIE INC	2012-07-31	2013-12-16	$1,224	$800	$424	$424
443 SHS ABT - ABBOTT LABORATORIES	2011-10-26	2013-12-16	$16,202	$11,381	$4,821	$4,821
23 SHS ABT - ABBOTT LABORATORIES	2012-07-31	2013-12-16	$841	$738	$103	$103
462 SHS AFL - AFLAC INC	2013-05-03	2013-12-16	$30,692	$25,742	$4,950	$4,950
300 SHS AGN - ALLERGAN INC	2009-12-31	2013-12-16	$30,080	$19,042	$11,038	$11,038
374 SHS AMGN - AMGEN INC	2011-11-22	2013-12-16	$42,055	$20,731	$21,324	$21,324
237 SHS APC - ANADARKO PETROLEUM CORP	2013-03-25	2013-12-16	$18,749	$20,719	-$1,970	-$1,970
277 SHS BBBY - BED BATH & BEYOND INC	2013-07-11	2013-12-16	$21,310	$21,220	$90	$90
222 SHS CAT - CATERPILLAR INC	2013-05-09	2013-11-18	$18,674	$20,089	-$1,415	-$1,415
105 SHS CELG - CELGENE CORP	2009-09-24	2013-12-16	$17,200	$5,634	$11,566	$11,566
23 SHS CELG - CELGENE CORP	2009-12-31	2013-12-16	$3,768	$1,286	$2,482	$2,482
139 SHS CELG - CELGENE CORP	2010-07-21	2013-12-16	$22,770	$7,217	$15,553	$15,553
9 SHS CELG - CELGENE CORP	2010-08-13	2013-12-16	$1,474	$504	$970	$970
227 SHS CERN - CERNER CORP	2013-08-08	2013-12-16	$12,293	$11,019	$1,274	$1,274
145 SHS CLR - CONTINENTAL RESOURCES IN	2010-12-17	2013-12-16	$15,311	$8,318	$6,993	$6,993
1 SHS CLR - CONTINENTAL RESOURCES IN	2012-07-31	2013-12-16	$106	$66	$40	$40
701 SHS CSCO - CISCO SYS INC	2011-09-19	2013-11-25	$15,003	$11,461	$3,542	$3,542
661 SHS CSCO - CISCO SYS INC	2011-09-19	2013-12-16	$13,692	$10,807	$2,885	$2,885
122 SHS CSCO - CISCO SYS INC	2012-07-31	2013-12-16	$2,527	$1,955	$572	$572
347 SHS CVS - CVS CAREMARK CORP	2013-11-25	2013-12-16	$23,535	$23,213	$322	$322
474 SHS DIS - DISNEY WALT COMPANY	2012-06-13	2013-12-16	$33,442	$22,039	$11,403	$11,403
16 SHS DIS - DISNEY WALT COMPANY	2012-07-31	2013-12-16	$1,129	$792	$337	$337
340 SHS DOV - DOVER CORP COMMON	2010-12-09	2013-12-16	$31,234	$19,894	$11,340	$11,340
246 SHS DPS - DR PEPPER SNAPPLE GROUP	2010-06-24	2013-10-21	$11,034	$9,218	$1,816	$1,816
22 SHS DPS - DR PEPPER SNAPPLE GROUP	2010-08-13	2013-10-21	$987	$812	$175	$175
119 SHS ECL - ECOLAB INC	2013-05-03	2013-12-16	$12,172	$10,122	$2,050	$2,050
58 SHS ECL - ECOLAB INC	2013-05-09	2013-12-16	$5,933	$5,033	$900	$900
1054 SHS EMC - EMC CORP	2010-07-22	2013-05-08	$24,600	$20,824	$3,776	$3,776
14 SHS EMC - EMC CORP	2010-08-13	2013-05-08	$327	$264	$63	$63
141 SHS FCX - FREEPORT-MCMORAN COPPER	2010-12-09	2013-12-16	$4,876	$7,844	-$2,968	-$2,968
367 SHS FCX - FRPRT-MCMRN CPPR & GLD B	2010-12-09	2013-04-19	$10,232	$20,417	-$10,185	-$10,185
329 SHS FDO - FAMILY DOLLAR STORES INC	2013-02-01	2013-12-16	$20,987	$18,656	$2,331	$2,331
430 SHS FISV - FISERV INC	2007-03-27	2013-01-15	$34,849	$23,113	$11,736	$11,736
538 SHS FOXA - TWENTY-FIRST CENTY A	2013-07-26	2013-12-16	$17,665	$16,310	$1,355	$1,355
652 SHS GE - GENERAL ELECTRIC COMPANY	2013-10-25	2013-12-16	$17,600	$16,834	$766	$766
339 SHS GNC - GNC HOLDINGS INC	2012-09-06	2013-12-16	$19,763	$13,558	$6,205	$6,205
293 SHS HD - HOME DEPOT INC	2010-04-01	2013-12-16	$23,214	$9,525	$13,689	$13,689
1 SHS HD - HOME DEPOT INC	2010-04-12	2013-12-16	$79	$34	$45	$45
528 SHS HEINZ H J CO COMMON	2012-04-24	2013-05-08	$38,228	$27,607	$10,621	$10,621
18 SHS HEINZ H J CO COMMON	2012-07-31	2013-05-08	$1,303	$995	$308	$308
282 SHS HON - HONEYWELL INTERNATIONAL	2010-12-09	2013-12-16	$24,684	$14,572	$10,112	$10,112
166 SHS IBM - INTL BUSINESS MACH CORP	2010-12-09	2013-12-16	$29,574	$24,102	$5,472	$5,472
842 SHS INTC - INTEL CORP	2009-12-31	2013-12-16	$20,597	$17,359	$3,238	$3,238
762 SHS KO - COCA COLA COMPANY	2011-08-25	2013-12-16	$29,973	$26,025	$3,948	$3,948
58 SHS KO - COCA COLA COMPANY	2012-07-31	2013-12-16	$2,281	$2,357	-$76	-$76
1447 SHS MAS - MASCO CORP	2012-09-21	2013-12-16	$31,026	$23,514	$7,512	$7,512
182 SHS MMM - 3M CO	2010-04-01	2013-12-16	$23,242	$15,282	$7,960	$7,960
677 SHS MRK - MERCK & CO INC NEW	2013-02-25	2013-12-16	$32,577	$28,993	$3,584	$3,584
730 SHS MSFT - MICROSOFT CORP	2012-02-13	2013-12-16	$26,926	$22,323	$4,603	$4,603
26 SHS MSFT - MICROSOFT CORP	2012-07-31	2013-12-16	$959	$771	$188	$188
377 SHS MSFT - MICROSOFT CORP	2013-11-08	2013-12-16	$13,905	$14,162	-$257	-$257
350 SHS NVDA - NVIDIA CORP	2011-06-27	2013-11-08	$5,342	$5,403	-$61	-$61
422 SHS NVDA - NVIDIA CORP	2011-06-27	2013-12-16	$6,362	$6,509	-$147	-$147
228 SHS OII - OCEANEERING INTL INC	2010-12-17	2013-12-16	$18,136	$8,487	$9,649	$9,649
92 SHS OXY - OCCIDENTAL PETE CORP	2009-12-31	2013-03-25	$7,178	$7,554	-$376	-$376
1144 SHS PFE - PFIZER INCORPORATED	2012-09-21	2013-12-16	$34,691	$28,141	$6,550	$6,550
260 SHS PG - PROCTER & GAMBLE CO	2008-11-05	2013-12-16	$21,281	$17,134	$4,147	$4,147
178 SHS PII - POLARIS INDS INC	2012-07-17	2013-12-16	$24,167	$13,316	$10,851	$10,851
8 SHS PII - POLARIS INDS INC	2012-07-31	2013-12-16	$1,086	$603	$483	$483
402 SHS PM - PHILIP MORRIS INTL INC	2010-12-09	2013-12-16	$34,083	$23,958	$10,125	$10,125
55 SHS PNRA - PANERA BREAD COMPANY	2013-05-09	2013-08-02	$9,340	$10,004	-$664	-$664
361 SHS QCOM - QUALCOMM INC	2012-11-21	2013-12-16	$26,289	$22,482	$3,807	$3,807
494 SHS SBH - SALLY BEAUTY CO INC	2012-08-28	2013-08-14	$13,621	$13,879	-$258	-$258
216 SHS SLB - SCHLUMBERGER LTD	2010-11-04	2013-12-16	$18,787	$16,126	$2,661	$2,661
183 SHS TEVA - TEVA PHARMACEUTICAL ADR	2010-06-24	2013-02-25	$6,934	$9,561	-$2,627	-$2,627
67 SHS TEVA - TEVA PHARMACEUTICAL ADR	2010-07-21	2013-02-25	$2,539	$3,620	-$1,081	-$1,081
34 SHS TEVA - TEVA PHARMACEUTICAL ADR	2010-08-13	2013-02-25	$1,288	$1,700	-$412	-$412
340 SHS TGT - TARGET CORP	2007-03-27	2013-09-04	$21,655	$20,512	$1,143	$1,143
226 SHS TSCO - TRACTOR SUPPLY COMPANY	2012-07-20	2013-12-16	$16,624	$8,873	$7,751	$7,751
14 SHS TSCO - TRACTOR SUPPLY COMPANY	2012-07-31	2013-12-16	$1,030	$642	$388	$388
272 SHS UTX - UNITED TECHNOLOGIES CORP	2009-12-31	2013-12-16	$29,600	$19,183	$10,417	$10,417
110 SHS VFC - VF CORPORATION	2013-09-05	2013-12-16	$25,856	$21,271	$4,585	$4,585
614 SHS VZ - VERIZON COMMUNICATIONS	2010-12-09	2013-12-16	$29,651	$20,333	$9,318	$9,318
869 SHS WFC - WELLS FARGO COMPANY	2012-03-02	2013-12-16	$38,287	$27,234	$11,053	$11,053
37 SHS WFC - WELLS FARGO COMPANY	2012-07-31	2013-12-16	$1,630	$1,256	$374	$374
223 SHS XOM - EXXON MOBIL CORP	2010-07-26	2013-12-16	$21,729	$13,451	$8,278	$8,278
14 SHS XOM - EXXON MOBIL CORP	2010-08-13	2013-12-16	$1,364	$843	$521	$521
233 SHS XOM - EXXON MOBIL CORP	2010-12-17	2013-12-16	$22,703	$16,769	$5,934	$5,934
580 SHS YUM - YUM BRANDS INC	2010-12-09	2013-05-01	$39,196	$29,314	$9,882	$9,882
Capital Gains Dividends			$21,898		$21,898	$21,898	P

Field	Value	IRS element (for citing)
Capital Gain Net Income	$897,715	CapitalGainNetIncomeAmt

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

Field	Value	IRS element (for citing)
Liable Section4942 Tax	0	LiableSection4942TaxInd
Adjusted Qlfy Distri Yr1	$338,326	AdjustedQlfyDistriYr1Amt
Net Vl Noncharitable Assets Yr1	$12,013,769	NetVlNoncharitableAssetsYr1Amt
Distribution Yr1	0.028162	DistributionYr1Rt
Adjusted Qlfy Distri Yr2	$746,917	AdjustedQlfyDistriYr2Amt
Net Vl Noncharitable Assets Yr2	$12,438,687	NetVlNoncharitableAssetsYr2Amt
Distribution Yr2	0.060048	DistributionYr2Rt
Adjusted Qlfy Distri Yr3	$728,091	AdjustedQlfyDistriYr3Amt
Net Vl Noncharitable Assets Yr3	$11,958,059	NetVlNoncharitableAssetsYr3Amt
Distribution Yr3	0.060887	DistributionYr3Rt
Adjusted Qlfy Distri Yr4	$776,334	AdjustedQlfyDistriYr4Amt
Net Vl Noncharitable Assets Yr4	$10,779,943	NetVlNoncharitableAssetsYr4Amt
Distribution Yr4	0.072017	DistributionYr4Rt
Adjusted Qlfy Distri Yr5	$756,000	AdjustedQlfyDistriYr5Amt
Net Vl Noncharitable Assets Yr5	$15,639,203	NetVlNoncharitableAssetsYr5Amt
Distribution Yr5	0.048340	DistributionYr5Rt
Total Distribution	0.269454	TotalDistributionRt
Average Distribution	0.053891	AverageDistributionRt
Net Vl Noncharitable Assets	$12,420,068	NetVlNoncharitableAssetsAmt
Adj Net Vl Noncharitable Assets	$669,330	AdjNetVlNoncharitableAssetsAmt
Net Investment Income Pct	$11,059	NetInvestmentIncomePctAmt
Adj Nonchrtbl Net Invst Incm Pct	$680,389	AdjNonchrtblNetInvstIncmPctAmt
Qualifying Distributions	$513,859	QualifyingDistributionsAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

Field	Value	IRS element (for citing)
Investment Income Excise Tax	$22,119	InvestmentIncomeExciseTaxAmt
Tax Under Section511	$0	TaxUnderSection511Amt
Subtotal	$22,119	SubtotalAmt
Subtitle A Tax	$0	SubtitleATaxAmt
Tax Based On Investment Income	$22,119	TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx	$17,160	EstimatedPlusOvpmtIncmTxAmt
Applied To Es Tax	$5,266	AppliedToEsTaxAmt
Total Payments And Credits	$22,426	TotalPaymentsAndCreditsAmt
Overpayment	$307	OverpaymentAmt
Applied To ES Tax	$195	AppliedToESTaxAmt
Refund	$0	RefundAmt

Statements Regarding Acty StatementsRegardingActyGrp

Field	Value	IRS element (for citing)
Legislative Political Acty	0	LegislativePoliticalActyInd
More Than100 Spent	0	MoreThan100SpentInd
Form1120 POL Filed	0	Form1120POLFiledInd
Section4955 Organization Tax	$0	Section4955OrganizationTaxAmt
Section4955 Managers Tax	$0	Section4955ManagersTaxAmt
Tax Reimbursed	$0	TaxReimbursedAmt
Activities Not Previously Rpt	0	ActivitiesNotPreviouslyRptInd
Changes To Articles Or Bylaws	0	ChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over Limit	0	UnrelatedBusIncmOverLimitInd
Organization Dissolved Etc	0	OrganizationDissolvedEtcInd
Section508e Rqr Satisfied	0	Section508eRqrSatisfiedInd
At Least5000 In Assets	Yes (1)	AtLeast5000InAssetsInd
Org Report Or Register State	NC	OrgReportOrRegisterStateCd
Form990 PF Filed With Atty Gen	Yes (1)	Form990PFFiledWithAttyGenInd
Private Operating Foundation	0	PrivateOperatingFoundationInd
New Substantial Contributors	0	NewSubstantialContributorsInd
Own Controlled Entity	0	OwnControlledEntityInd
Donor Advised Fund	0	DonorAdvisedFundInd
Comply With Public Insp Rqr	Yes (1)	ComplyWithPublicInspRqrInd
Website Address	N/A	WebsiteAddressTxt

Persons With Books Name PersonsWithBooksName

Field	Value	IRS element (for citing)
Business Name Line1	K B MORGAN	BusinessNameLine1

Field	Value	IRS element (for citing)
Phone	3362712870	PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

Field	Value	IRS element (for citing)
Address Line1	405 BATTLEGROUND AVE SUITE 101	AddressLine1
City	GREENSBORO	City
State	NC	State
ZIP Code	27401	ZIPCode

Field	Value	IRS element (for citing)
Foreign Accounts Question	0	ForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

Field	Value	IRS element (for citing)
Sale Or Exch Disqualified Prsn	0	SaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified Prsn	0	BrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified Prsn	0	FurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified Prsn	0	PayCompDisqualifiedPrsnInd
Transfer Ast Disqualified Prsn	0	TransferAstDisqualifiedPrsnInd
Payment To Government Official	0	PaymentToGovernmentOfficialInd
Uncorrected Prior Acts	0	UncorrectedPriorActsInd
Undistributed Income PY	0	UndistributedIncomePYInd
Business Holdings	0	BusinessHoldingsInd
Jeopardy Investments	0	JeopardyInvestmentsInd
Uncorrected PY Jeopardy Invst	0	UncorrectedPYJeopardyInvstInd
Influence Legislation	0	InfluenceLegislationInd
Influence Election	0	InfluenceElectionInd
Grants To Individuals	0	GrantsToIndividualsInd
Grants To Organizations	0	GrantsToOrganizationsInd
Noncharitable Purpose	0	NoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	0	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	0	PayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTransInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)

Address Line1USAddress/AddressLine1	CityUSAddress/City	StateUSAddress/State	ZIP CodeUSAddress/ZIPCode	TitleTitleTxt	Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt	CompensationCompensationAmt	Employee Benefit ProgramEmployeeBenefitProgramAmt	Expense Account Other AllwncExpenseAccountOtherAllwncAmt
KATHARINE THOMAS
3802 SWARTHMORE RD	DURHAM	NC	27707	DIRECTOR	0.10	$0	$0	$0
E JACK WALKER
3802 SWARTHMORE RD	DURHAM	NC	27707	DIRECTOR,SECRETARY	0.15	$0	$0	$0
KENNETH B MORGAN MORGAN
405 BATTLEGROUND AVE SUITE 101	GREENSBORO	NC	27401	DIRECTOR,VICE PRES,TREAS	10.00	$43,813	$4,070	$0
JOHN S THOMAS
3802 SWARTHMORE RD	DURHAM	NC	27707	PRESIDENT	35.00	$133,354	$24,460	$0
EDWIN THOMAS
3802 SWARTHMORE RD	DURHAM	NC	27707	DIRECTOR	0.00	$0	$0	$0
CHARLES FULLER
3802 SWARTHMORE RD	DURHAM	NC	27707	DIRECTOR	0.00	$0	$0	$0

Field	Value	IRS element (for citing)
Comp Of Hghst Pd Empl Or NONE	NONE	CompOfHghstPdEmplOrNONETxt
Other Employee Paid Over50k	0	OtherEmployeePaidOver50kCnt
Comp Of Hghst Pd Cntrct Or NONE	NONE	CompOfHghstPdCntrctOrNONETxt
Contractor Paid Over50k	0	ContractorPaidOver50kCnt

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Minimum Investment Return MinimumInvestmentReturnGrp

Field	Value	IRS element (for citing)
Average Monthly FMV Of Sec	$12,000,705	AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances	$608,501	AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast	$0	FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets	$12,609,206	TotalFMVOfUnusedAssetsAmt
Reduction Claimed	$0	ReductionClaimedAmt
Acquisition Indebtedness	$0	AcquisitionIndebtednessAmt
Adjusted Total FMV Of Unused Ast	$12,609,206	AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable	$189,138	CashDeemedCharitableAmt
Net Vl Noncharitable Assets	$12,420,068	NetVlNoncharitableAssetsAmt
Minimum Investment Return	$621,003	MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

Field	Value	IRS element (for citing)
Minimum Investment Return	$621,003	MinimumInvestmentReturnAmt
Tax Based On Investment Income	$22,119	TaxBasedOnInvestmentIncomeAmt
Total Tax	$22,119	TotalTaxAmt
Distributable Before Adj	$598,884	DistributableBeforeAdjAmt
Recoveries Qualfied Distri	$0	RecoveriesQualfiedDistriAmt
Distributable Before Ded	$598,884	DistributableBeforeDedAmt
Deduction From Distributable	$0	DeductionFromDistributableAmt
Distributable As Adjusted	$598,884	DistributableAsAdjustedAmt

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

Field	Value	IRS element (for citing)
Expenses And Contributions	$513,859	ExpensesAndContributionsAmt
Program Related Invst Total	$0	ProgramRelatedInvstTotalAmt
Qualifying Distributions	$513,859	QualifyingDistributionsAmt
Pct Sect4940e Org Net Invst Incm	$0	PctSect4940eOrgNetInvstIncmAmt
Adjusted Qualifying Distri	$513,859	AdjustedQualifyingDistriAmt

Undistributed Income UndistributedIncomeGrp

Field	Value	IRS element (for citing)
Distributable As Adjusted	$598,884	DistributableAsAdjustedAmt
Undistributed Income PY	$0	UndistributedIncomePYAmt
Total For Prior Years	$0	TotalForPriorYearsAmt
Excess Distribution Cyov Yr4	$15,010	ExcessDistributionCyovYr4Amt
Excess Distribution Cyov Yr3	$145,620	ExcessDistributionCyovYr3Amt
Excess Distribution Cyov Yr2	$128,789	ExcessDistributionCyovYr2Amt
Total Excess Distribution Cyov	$289,419	TotalExcessDistributionCyovAmt
Qualifying Distributions	$513,859	QualifyingDistributionsAmt
Applied To Year1	$0	AppliedToYear1Amt
Applied To Prior Years	$0	AppliedToPriorYearsAmt
Treated As Distri From Corpus	$0	TreatedAsDistriFromCorpusAmt
Applied To Current Year	$513,859	AppliedToCurrentYearAmt
Remaining Distri From Corpus	$0	RemainingDistriFromCorpusAmt
Excess Distri Cyov App CY Corpus	$85,025	ExcessDistriCyovAppCYCorpusAmt
Excess Distribution Cyov App CY	$85,025	ExcessDistributionCyovAppCYAmt
Total Corpus	$204,394	TotalCorpusAmt
Prior Year Undistributed Incm	$0	PriorYearUndistributedIncmAmt
Prior Year Deficiency Or Tax	$0	PriorYearDeficiencyOrTaxAmt
Taxable1	$0	Taxable1Amt
Taxable2	$0	Taxable2Amt
Undistributed Income CY	$0	UndistributedIncomeCYAmt
Corpus Distri170b1 E Or4942g3	$0	CorpusDistri170b1EOr4942g3Amt
Excess Distri Cyov From Yr5	$0	ExcessDistriCyovFromYr5Amt
Excess Distri Cyov To Next Yr	$204,394	ExcessDistriCyovToNextYrAmt
Excess From Year3	$75,605	ExcessFromYear3Amt
Excess From Year2	$128,789	ExcessFromYear2Amt

Supplementary Information SupplementaryInformationGrp

Field	Value	IRS element (for citing)
Only Contri To Preselected	Yes (X)	OnlyContriToPreselectedInd

Application Submission Info ApplicationSubmissionInfoGrp

Field	Value	IRS element (for citing)
Recipient Person	MR JOHN S THOMAS	RecipientPersonNm

Recipient US Address RecipientUSAddress

Field	Value	IRS element (for citing)
Address Line1	3802 SWARTHMORE ROAD	AddressLine1
City	DURHAM	City
State	NC	State
ZIP Code	27707	ZIPCode

Field	Value	IRS element (for citing)
Recipient Phone	9194039498	RecipientPhoneNum
Form And Info And Materials	APPLICATIONS SHOULD BE SUBMITTED IN LETTER FORM.	FormAndInfoAndMaterialsTxt
Submission Deadlines	NONE	SubmissionDeadlinesTxt
Restrictions On Awards	NONE	RestrictionsOnAwardsTxt

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (34 entries)

Address Line1RecipientUSAddress/AddressLine1	CityRecipientUSAddress/City	StateRecipientUSAddress/State	ZIP CodeRecipientUSAddress/ZIPCode	Recipient RelationshipRecipientRelationshipTxt	Recipient Foundation StatusRecipientFoundationStatusTxt	Grant Or Contribution PurposeGrantOrContributionPurposeTxt	AmtAmt
AMERICANS FOR PROSPERITY FOUNDATION
1726 M STREET 10TH FL	WASHINGTON	DC	20036	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$5,000
AMISTAD MISSION
55 SCOTT ST	BUFORD	GA	30158	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$10,000
ASIAN ACCESS LIFE MINISTRIES
PO BOX 200	SAN DIMAS	CA	91773	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$10,000
ASSOCIATION OF SMALL FOUNDATIONS
4905 DEL RAY AVE	BETHESDA	MD	20814	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$1,000
BOY SCOUTS OF AMERICA OLD NORTH STATE COUNCIL
PO BOX 29048	GREENSBORO	NC	27403	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$500
CHILD EVANGELISM FELLOWSHIP
PO BOX 348	WARRENTON	MO	63383	NONE	PUBLIC CHARITY	SUPPORT FOR MISSIONARIES	$5,000
DUKE UNIVERSITY
BOX 90482	DURHAM	NC	27708	NONE	PUBLIC CHARITY	COMPREHENSIVE CANCER CENTER	$20,000
DURHAM COMMUNITY CONCERT BAND
PO BOX 52133	DURHAM	NC	27717	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$1,000
EPISCOPAL CHURCH OF THE HOLY COMFORTER
2701 PARK ROAD	CHARLOTTE	NC	28209	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$5,000
FAITH IN ACTION
705 GREENE ST	GREENSBORO	NC	27401	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$5,000
FOCUS ON THE FAMILY
8605 EXPLORER DR	COLORADO SPRINGS	CO	80920	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$5,000
HINSHAW MEMORIAL UNITED METHODIST CHURCH
4501 HIGH POINT RD	GREENSBORO	NC	27407	NONE	CHURCH	APPALACHIAN SERVICE PROJECT	$5,000
JAZZ FOUNDATION OF NORTH CAROLINA INC
PO BOX 51523	DURHAM	NC	27717	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$1,000
JUNIOR ACHIEVEMENT OF CENTRAL INC INC
3220 NORTHLINE AVE	GREENSBORO	NC	27408	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$5,000
LEADERSHIP EDGE
PO BOX 51657	DURHAM	NC	27717	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$35,000
MISSION TRAINING INTERNATIONAL
PO BOX 1220	PALMER LAKE	CO	80133	NONE	PUBLIC CHARITY	MISSIONARY STAFF SUPPORT	$2,500
MOSES CONE HEALTH SYSTEM
1200 NORTH ELM ST	GREENSBORO	NC	27401	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$50,000
NATIONAL RIGHT TO WORK LEGAL DEFENSE FOUNDATION
8001 BRADDOCK RD	SPRINGFIELD	VA	22160	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$20,000
NATIONAL TAXPAYERS UNION FOUNDATION
108 NORTH ALFRED ST	ALEXANDRIA	VA	22314	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$20,000
NORTH CAROLINA MUSEUM OF LIFE AND SCIENCE
433 W MURRAY STREET	DURHAM	NC	27704	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$2,500
OMICRON DELTA KAPPA FOUNDATION
224 MCLAUGHLIN STREET	LEXINGTON	VA	244502002	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$10,000
PARENTS FOR EDUCATIONAL FREEDOM
434 FAYETTEVILLE ST	RALEIGH	NC	27601	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$2,500
SCHOOLHOUSE OF WONDER
5101-B N ROXBORO ST	DURHAM	NC	27704	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$2,500
SERVE NOW
PO BOX 50890	COLORADO SPRINGS	CO	80949	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$25,000
ST STEPHENS EPISCOPAL CHURCH
82 KIMBERLY DR	DURHAM	NC	27707	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$2,500
THALES ACADEMY
4161 PARAGON PARK	RALEIGH	NC	276163174	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$5,000
THE EMILY KRYZEWSKI FAMILY LIFE CENTER
904 WEST CHAPEL HILL STREET	DURHAM	NC	27701	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$1,500
THE GATHERING
601 SHELBY DR STE 201	TYLER	TX	75701	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$1,000
THE JESSE HELMS CENTER FOUNDATION
PO BOX 247	WINGATE	NC	28270	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$25,000
THE JOHN LOCK FOUNDATION
200 WEST MORGAN ST SUITE 200	RALEIGH	NC	27601	NONE	PUBLIC CHARITY	EA MORRIS FELLOWSHIP PROGRAM	$115,000
TRIAD LOCAL FIRST
405 BATTLEGROUND AVENUE SUITE 100	GREENSBORO	NC	27401	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$2,500
UNC LAW FOUNDATION
VAN HECKE WETACCH HALL 160 RIDGE RD	CHAPEL HILL	NC	27599	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$1,500
UNC-CHARLOTTE FOUNDATION
9201 UNIVERSITY CITY BLVD	CHARLOTTE	NC	28223	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$2,500
WASHINGTON & LEE UNIVERSITY
UNIVERSITY PLACE	LEXINGTON	VA	24450	NONE	PUBLIC CHARITY	GENERAL SUPPORT	$100,000

Field	Value	IRS element (for citing)
Total Grant Or Contri Pd Dur Yr	$505,000	TotalGrantOrContriPdDurYrAmt
Total Grant Or Contri Apprv Fut	$0	TotalGrantOrContriApprvFutAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$314,553	ExclusionAmt

Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$4,179	ExclusionAmt

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

Field	Value	IRS element (for citing)
Exclusion	18	ExclusionCd
Exclusion	$897,715	ExclusionAmt

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

Field	Value	IRS element (for citing)
Unrelated Business Taxbl Incm	$0	UnrelatedBusinessTaxblIncmAmt
Exclusion	$1,216,447	ExclusionAmt
Related Or Exempt Function Incm	$0	RelatedOrExemptFunctionIncmAmt

Field	Value	IRS element (for citing)
Total Income Producing Acty	$1,216,447	TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EO	0	TrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EO	0	TrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of Assets	0	SalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EO	0	PurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth Assets	0	RentalOfFacilitiesOthAssetsInd
Reimbursement Arrangements	0	ReimbursementArrangementsInd
Loans Or Loan Guarantees	0	LoansOrLoanGuaranteesInd
Performance Of Services Etc	0	PerformanceOfServicesEtcInd
Sharing Of Facilities Etc	0	SharingOfFacilitiesEtcInd
Relationships Nonchrtbl EO	0	RelationshipsNonchrtblEOInd

Depreciation Schedule DepreciationSchedule

Depreciation Property DepreciationPropertyGrp (2 entries)

PropertyPropertyDesc	AcquiredAcquiredDt	Cost Or Other BasisCostOrOtherBasisAmt	Prior Year DepreciationPriorYearDepreciationAmt	Computation MethodComputationMethodTxt	LifeLifeRt	Current Year ExpenseCurrentYearExpenseAmt	Net Investment IncomeNetInvestmentIncomeAmt
COMPUTER	2011-11-30	$896	$194	SL	5.000000000000	$179	$0
TELEPHONE	2012-12-13	$62	$1	SL	5.000000000000	$12	$0

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corporate Bonds InvestmentsCorporateBondsGrp

Field	Value	IRS element (for citing)
Bond	Corporate bonds at Wells Fargo Advisors	BondNm
EOY Book Value	$699,201	EOYBookValueAmt
EOYFMV	$699,942	EOYFMVAmt

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (2 entries)

StockStockNm	EOY Book ValueEOYBookValueAmt	EOYFMVEOYFMVAmt
Corporate stocks at Wells Fargo Advisors	$5,865,976	$6,803,589
Mutual funds at Wells Fargo Advisors	$2,653,409	$2,576,404

Investments Govt Obligations Sch InvestmentsGovtObligationsSch

Field	Value	IRS element (for citing)
US Govt Obligations Book Vl EOY	$1,389,677	USGovtObligationsBookVlEOYAmt
US Govt Obligations EOYFMV	$1,329,586	USGovtObligationsEOYFMVAmt
State Local Sec Book Vl EOY	$0	StateLocalSecBookVlEOYAmt
State Local Sec EOYFMV	$0	StateLocalSecEOYFMVAmt

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp

Field	Value	IRS element (for citing)
Category Or Item	Foreign bonds at Wells Fargo Advisors	CategoryOrItemTxt
Listed At Cost Or FMV	AT COST	ListedAtCostOrFMVCd
Book Value	$60,752	BookValueAmt
EOYFMV	$62,928	EOYFMVAmt

Land Etc Schedule2 LandEtcSchedule2

Land Etc LandEtcGrp (2 entries)

Category Or ItemCategoryOrItemTxt	Cost Or Other BasisCostOrOtherBasisAmt	Accumulated DepreciationAccumulatedDepreciationAmt	Book ValueBookValueAmt
COMPUTER	$896	$373	$523
TELEPHONE	$62	$13	$49

Other Assets Schedule OtherAssetsSchedule

Other Assets Schedule OtherAssetsScheduleGrp

Field	Value	IRS element (for citing)
Desc	INTEREST INCOME REPORTED IN 2012 AND RECVD IN 2013	Desc
BOY Book Value	$11,826	BOYBookValueAmt
EOY Book Value	$0	EOYBookValueAmt
EOYFMV	$0	EOYFMVAmt

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (6 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Net Investment IncomeNetInvestmentIncomeAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
DUES	$725	$0	$0
TELEPHONE & INTERNET	$635	$0	$0
OFFICE SUPPLIES	$139	$0	$0
PAYROLL PROCESSING	$1,109	$0	$0
OTHER INVESTMENT EXPENSES	$1,735	$1,735	$0
INVESTMENT MANAGEMENT FEES	$94,791	$94,791	$0

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail (2 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Net Investment IncomeNetInvestmentIncomeAmt	Adjusted Net IncomeAdjustedNetIncomeAmt
MESABI TRUST	$290	$290	$290
Chase Morgan-Litigation settlement	$3,889	$3,889	$3,889

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (2 entries)

CategoryCategoryTxt	AmtAmt	Net Investment IncomeNetInvestmentIncomeAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
FOREIGN TAX W/H	$5,116	$5,116	$0
PERSONAL PROPERTY TAX	$9	$0	$0

E A MORRIS CHARITABLE FOUNDATION: Form 990PF, tax year 2013

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Form 990-PF IRS990PF

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

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Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (1038 entries)

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

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Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

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Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (34 entries)

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

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Depreciation Schedule DepreciationSchedule

Depreciation Property DepreciationPropertyGrp (2 entries)

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

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Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (2 entries)

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Land Etc LandEtcGrp (2 entries)

Other Assets Schedule OtherAssetsSchedule

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Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (6 entries)

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail (2 entries)

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (2 entries)

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